Académique Documents
Professionnel Documents
Culture Documents
References:
1. Hiroki O, Hidefumi T, Suzuki S, Islam S. Risk factors for aneurysmal subarachnoid hemorrhage in Aomori, Japan. Stroke.
2003;34:34-100.
2. Hong YH, Lee YS, Park S. Headache as a predictive factor of severe systolic hypertension in acute ischemic stroke. Can J
Neurol Sci. 2003;30:210-214.
3. Grad A, Baloh RW. Vertigo of vascular origin. clinical and electronystagmographic features in 84 cases. Arch Neurology.
46:281-4, 1989.
4. Szirmai A. Evidences of vascular origin of cochleovestibular dysfunction. Acta Neurol Scand. 2001;104:68-71.
5. Silbert PT, Bahram M, Schievink WI. Headache and neck pain in spontaneous internal carotid and vertebral artery
dissections. Neurology. 1995;45:1517-1522.
6. Hurwitz EL, Aker PD, Adams AH, et al. Manipulation and mobilization of the cervical spine: a systematic review of the
literature. Spine. 1996;21:1746-1760.
7. Bruce, M, Rosenstein N, Capparella J, et al. Risk factors for meningococcal disease in college students. JAMA. 2001;286:
688-693.
8. Berger JP. Buclin T. Haller E, et al. Does this adult patient have acute meningitis? JAMA. 1999;282:175-181.
9. Snyder H, Robinson K Shah D, et al. Signs and symptoms of patients with brain tumors presenting in the emergency
department. J Emerg Med. 1993;11:253-258.
10. Zaki A. Patterns of presentation in brain tumors in the United States. J Surg Oncology 1993; 53:110-112.
11. Forsyth PA, Posner JB. Headaches in patients with brain tumors: A study of 111 patients. Neurology. 1993; 43:1678-1683.
12. Sobri M, Lamont AC, Alias NA, Win MN. Red flags in patients presenting with headache: clinical indication for
neuroimaging. Brit J Radiology 2003; 76:532-535.
13. Borg J, Holm L, Cassidy JD, et al. Diagnostic procedures in mild traumatic brain injury: results of the WHO Collaborating
Centre Task Force on Mild Traumatic Brain Injury. J Rehabil Med. 2004; Suppl. 43: 61-75.
Yes No
legs?
10. Do you currently have a fever, or have you had a fever recently?
11. Have you recently been living in close quarters, such as in a dormitory?
ICF codes: Activities and Participation Domain code: d4108 Changing a basic
body position, other specified - specified as: rotating the
head and neck, such as in looking to the left or to the right
Body Structure code: s76000 Cervical vertebral column
Body Functions code: b7101 Mobility of several joints
Common Impairment Findings - Related to the Reported Activity Limitation or Participation Restrictions:
Increase in pain at end range of rotation left or rotation right
Symptoms reproduced with palpation of the involved facet
Motion limitation and pain at end range of either anterior/superior glide or
posterior/inferior glide of the involved spinal segment
Performance Cues:
Use DIP, PIP, or MCP for contact
Use a "Flat Hand" - whole palm contacting side of neck and head
Slowly and predictably sink through the skin and myofascia until contact with "articular
pillars" is made
Pull the top half of the "pea-sized" facet "toward the eyes" (ok to facilitate rotation to the
opposite side of facet being assessed)
Assess mobility, resistance to movement, and symptom response of C2-3, C3-4, C4-5,
C5-6, and C6-7
Performance Cues:
Use PIP or MCP contact; flat, soft hand; predictable, uniform movement; sink through
soft tissue
Cervical Spine Mobility Deficits: Description, Etiology, Stages, and Intervention Strategies
The below description is consistent with descriptions of clinical patterns associated with the vernacular term
“Cervical Facet Syndrome”
Description: Dysfunction of the movement of the one vertebrae of the cervical spine relative to
its adjacent vertebrae. This is usually a result of muscle imbalances, facet irregularities or
trauma. Patients with this condition commonly complain of unilateral neck and upper back pain
that increases at the end ranges of left or right sidebending or rotation. And, repeated flexion and
extension movements do not improve or worsen the patient’s baseline level of pain
Sub Acute Stage / Moderate Condition: Physical Examinations Findings (Key Impairments)
ICF Body Functions code: b7101.2 MODERATE impairment of mobility of several joints
• The patient’s unilateral symptoms are reproduced only with overpressures at end
ranges of left or right sidebending
Note: Improved segmental mobility is commonly associated with improving
symptomatology
Now when the patient is less acute examine for muscle flexibility and strength
deficits that may be a predisposing factor for future injury. For example:
• Muscles that commonly exhibit flexibility deficits in patients with facet abnormalities
are middle and posterior scaleni, SCM, upper trapezius, and the myofascia associated
with the involved cervical segment
• Muscles that are commonly weak are the cervical neck flexors (i.e., longus colli),
upper thoracic extensors and scapular retractors/adductors (i.e, middle and lower
trapezius)
• Physical Agents
Ice (or heat) to provide pain relief and reduce muscle guarding
• Manual Therapy
Soft tissue mobilization to the myofascia associated with the involved cervical
segment
Isometric mobilization and contract/relax procedures to the involved segment to
reduce muscle guarding
Passive stretching procedures to restore normal cervical segmental mobility
• Therapeutic Exercises
Instruction in exercise and functional movements to maintain the improvements in
mobility gained with the soft tissue and joint manipulations
Strengthening exercises for the neck flexors
Goal: Restore normal, painfree response to overpressures at end ranges of cervical rotation and
sidebending
• Manual Therapy
Soft tissue mobilization and joint mobilization/manipulation to normalize the
segmental mobility
• Therapeutic Exercises
Instruction in exercise and functional movements to maintain the improvements in
mobility gained with the soft tissue and joint manipulations (e.g., towel SNAGs)
Goals: Restore normal, pain free responses to overpressures of combined extension and
sidebending/rotation and/or combined flexion and sidebending/rotation
Normalize cervical and upper thoracic flexibility and strength deficits
• Therapeutic Exercises
Stretching exercises to address the patient’s specific muscle flexibility deficits
Strengthening exercises to address the patient’s specific muscle strength deficits
• Therapeutic Exercises
Encourage participation in regular low stress aerobic activities as a means to
improve fitness, muscle strength and prevent recurrences
• Ergonomic Instruction
Provide body mechanics instructions and modify work area as indicated to
prevent symptoms. This typically emphasizes neutral cervical position for sitting,
driving, traveling as a passenger in a car, bus, or airplane, reading, eating, and
resting/sleeping.
Selected References
Di Fabio RP. Manipulation of the cervical spine: risks and benefits. Phys Ther. 1999;79:50-65.
Jackson RP. The facet syndrome: myth or reality? Clin Orthop Rel Res. June, 1992.
Taimela S, Takala E, Asklof T, Seppala K, Parvianen S. Active treatment of chronic neck pain. a
prospective randomized intervention. Spine. 2000;25:1021-1027.
Suboccipital Myofascia
Soft Tissue Mobilization
Cervical NAG
Cues: Hug the patient’s head with your right forearm and anterior lateral trunk
It usually helps to be in front of the patient’s shoulder
The 5th finger of right hand is the “dummy” finger positioned on the spinous process or
articular pillar
Provide traction or other combined movements by weight shifting to the backward (right)
leg
Mobilize in the direction of the facet plane (superiorly more than anteriorly) using the left lateral
wrist/thenar eminence to provide the force
Generate the superior-anterior glide using left elbow flexion
“Catch” the skin with the “dummy” finger a segment of two below the involved
If the procedure is painful, stop. Consider naging in a slight different treatment plane or
on a different cervical segment
Cervical SNAG
Cues: Use the right thumb as the “dummy” thumb over either the spinous process or the
articular pillar
The left thumb provides the SNAG
Sustain the NAG pressure in the plane of the facet – think superiorly more than anteriorly
Remember: 1) NAG, 2) Sustain the NAG, 3) Overpressure end range, 4) Sustain the NAG during
left rotation back to neutral, 5) Release NAG
Use the ulnar aspect of the left hand or little finger, if possible, to limit thorax right rotation by
manually cuing the anterior aspect of the left clavicle
Remember: A SNAG is indicated if it permits (and improves) painfree motion
Alteration of the direction of the active cervical motion while performing this SNAG can also be
used to treat limited and painful cervical sidebending, extension, or flexion
Cues: Contact the articular pillar of the superior vertebrae of the involved segment and glide it
“toward the eyes”
Stabilize the vertebrae below by contacting its spinous process (i.e., stablize the right side
of the spinous process of C6 with the left middle finger as the right middle finger
contacts the posterior aspect of the right C5 articular pillar and provides a
superior/anterior glide of C5)
Utilize this procedure to address both the segmental myofascia and joint mobility deficits
Cues: “Slump the cervical spine as best as possible to create the maximal available posterior
translation of the involved segment
Maintaining the posterior “slump”, translate the involved segment to the left to obtain the
maximal available lateral translation
The intention is to create an apex of both posterior translation and left lateral translation
at the involved segment, thus, placing the involved facet capsule and its
associated segmental myofascia at end range
Elicit contraction of the left sidebenders and/or left extensors – relax – take up slack –
repeat
Use a soft and “flat” manual contact to avoid painful pressure with the right hand
Utilize “traction” with the left hand to enhance the sidebending stretch to the left facet
joints and myofascia
Cues: At the end range of both posterior and lateral translation barriers - apply low amplitude
mobilizations or a low amplitude manipulation into the barrier
The direction of the mobilization force is laterally (“to open the joint on the opposite
side”)
Comfort and effectiveness is increased if: 1) the right hand maintains a broad surface
contact, and 2) the left hand applies a “traction” force to maintain the stretch to
the left cervical facets and segmental myofascia
Cues: Use the index finger of the right hand to anterior glide, then, left laterally translate the
involved segment
Elicit contraction of the left sidebenders and/or flexors of the involved segment - relax –
take up slack in both “barriers” – repeat
Cues: At the end range of both anterior and lateral translation barriers - apply low amplitude
mobilizations or a low amplitude manipulation into the barrier
The direction of the mobilizing is primarily inferiorly (“to close the joint on the same side”)
C1/C2 Contract/Relax
Cues: Fully flex C2 through C7
Adding flexion at the occiput/C1/C2 areas assists in preventing rotation past C2 (i.e., it
helps create a “firm” C1/C2 rotation barrier)
Rotate occiput and C1 to the right until the first “barrier” - be sure to 1) maintain the
cervical flexion, and 2) prevent cervical sidebending
“Look with your eyes to the left” – Relax – Take up the now available right rotation slack
passively (or “gently look to the right”) - relax - repeat contract/relax procedures
3 to 5 times
C1/C2 Rotation
Cues: Rest the right middle finger on the left thenar eminence
Position the patient (and your hands) so that the left lateral mass of C1 is contacted by the
“dummy” middle finger
Apply a posterior glide to the left occipital condyle via a posterior force on the patients
left forehead (using flexion of your thorax – with your left anterior
deltoid/clavipectoral area contacting the patient’s left forehead)
C1 Anterior Glide
C1 Lateral Translation
Cue: Contact the left C1 lateral mass with 1) your left index or middle finger, or 2) the radial
side of your left index finger MCP area
Stabilize the skull with your right hand
Apply right lateral translatory oscillations or stretching forces to C1
Be kind and gentle - but effective
Don’t be in a hurry
Occiput/C1 Contract/Relax
(of segmental extensors and left sidebenders)
Cues: Contact the right occipital condyle with the anterior surface of the index finger
metacarpal of the right hand
As best as possible, align your right forearm parallel to the distraction force direction
“Hug” the right side of patient’s head with your left forearm
Position the patient at the barriers of both flexion and left translation - as he/she exhales
The distraction mobilization or manipulation force primarily comes from your index
finger metacarpal – using a weight shift from your trunk
If you are not moving the patient’s feet (“positive toe sign”) you are probably not
providing enough traction force to distract the patient’s occiput from C1
Cues: Extend the head (not the cervical spine) to take up the extension barrier
Translate the extended head to the left to the first (upper cervical - not mid cervical) barrier
Translate left - not sidebend left
Elicit contraction of the segmental flexors (“look down toward your feet”) or sidebenders
(“look to the left)
Manually cue either under the chin or the left zygoma when providing the verbal
commands
Maintain both barriers during the contraction
Relax - take up slack – repeat
Cues: Contacts and force application is similar to the occipital distraction in flexion
Position the patient at the barriers of occipital extension (not cervical extension) and left
translation - as he/she exhales
Maintain these barriers – apply the distraction mobilizations or manipulation
ICF codes: Activities and Participation Domain code: d4159 Maintaining a body position,
unspecified
Body Structure code: s76000 Cervical vertebral column
Body Functions code: b7601 Control of complex voluntary movements
Common Impairment Findings - Related to the Reported Activity Limitation or Participation Restrictions:
Pain with mid-range motions - increases at end range of painful motion
Tender with palpation of area (ligamentum nuche, spinous process and interspinous
space) of the involved segment(s)
Pain with central posterior-to-anterior PA pressures
If upper cervical ligament strain: laxity and/or symptom alteration with ligaments
stability exam
Performance Cues:
May need to slightly flex head and neck to differentiate segments
Support head and neck to limit muscular contraction
Palpate areas near ligamentum nuche, spinous processes, and interspinous spaces –
determine symptom response
Performance Cues:
Keep head supported to limit muscle guarding
Place head and neck in midline
Pinch C2 spinous between left thumb and index finger
Side bend skull 10-15 degrees to the right
Normal - lateral aspect of the C2 spinous immediately moves into thumb
Abnormal - the C2 spinous process does not move or the movement is noticeably delayed
as the head is sidebent
Involuntary or voluntary muscle guarding may produce false negative results to these
examination procedures
Performance Cues:
Flex skull slightly while sitting - about 25 degree or until the motion is “taken up” - do not take
up slack in tissues below C2.
In the abnormal - head flexion allows the occiput and C1 vertebrae to translate anteriorly
relative to C2. Thus, this position may provoke symptoms.
Posteriorly translate the skull-with the head in slight flexion - while stabilizing the spinous
process of C2 with an anteriorly directed force
In the abnormal - relative posterior translation of the skull in noted (approximately 5mm).This
position may alleviate the patient’s symptoms
In the normal - no symptoms are produced with head flexion and no translatory motion is
detected with occiput/C1 (posteriorly directed) translation (while C2 is stabilized)
The stabilization (anteriorly directed) force of C2 is firm
Description: A sudden jerky movement, “whiplash” to the neck, or blow to the head could lead
to cervical ligament sprain. Pain is usually felt in the back of the neck that gets worse with
movement. Muscle spasms and pain are the common complaint. The pain may be referred to
the upper back, shoulder girdle or upper extremity. The pain may be more noticable a day after
the injury. The pain symptoms worsen with movement. Headaches, increased fatigue,
irritability, and restless sleep are also associated with this disorder.
Etiology: The cause of this disorder could be due to significant trauma such as car crash, or
applying sudden brakes in which the head goes backward while the body stays back due to the
seat belt. This causes head and neck to extend and get overstretched causing stress on the
ligaments of the neck. Contact sports are also a common cause of cervical ligament sprains.
Individuals with a long history of a collagen vascular disease, such as rheumatoid arthritis, may
have upper cervical ligamentous instability as an unfortunate consequence of their disease.
Sub Acute Stage / Moderate Condition: Physical Examinations Findings (Key Impairments)
ICF Body Functions code: b7601.2 MODERATE impairment of motor
control/coordination of complex voluntary movements
• As above – the severity of the tenderness and muscle guarding may resolve at a slow
rate if the injury was significant.
• Be cautious of an underlying instability that is potentially dangerous to the patient’s
neural structures. Muscle guarding at the segment may mask this instability.
• Weakness of neck musculature, especially the neck flexors
• Physical Agents
Ice packs applied with the neck in a neutral position may by applied for 15-30
minutes every few hours to reduce pain and inflammation
• Therapeutic Exercises
Initiate cervical stabilization/strengthening program – with emphasis on the deep
cervical neck flexors (i.e., longus colli)
• Manual Therapy
Soft tissue and joint mobilization to restricted segments in the upper thoracic,
mid-cervical, or upper cervical region. Caution not to mobilize any segment
that is potentially hypermobile or unstable.
• Ergonomic Instruction
Promote efficient, painfree, motor control of the neck, scapulae and arm
Modify activities to prevent overuse and re-injury
• Therapeutic Exercises
Provide endurance training to maximize muscle performance of the neck,
scapulae, and shoulder girdle muscles required to perform the desired
occupational or recreational activities
• Ergonomic Instruction
Add job/sport specific training
Selected References
Donatelli, Robert. Orthopedic Physical Therapy. Georgia: Churchhill Livingstone Inc. 1994.
Gennis P, Miller L, Gallagher J, et al: The effect of soft cervical collars on persistent neck pain
in patients with whiplash injury. Acad Emerg Med 3:568-573, 1996.
Magee, David. Orthopedic Physical Assessment. Pennsylvania: W.B. Saunders Co. 1997.
O’Grady WH, Tollan MF: The role of exercise in the treatment of instabilities of hypermobilities
in the cervical spine. Orthop Phys Ther Clin N Am 10:3, 475-501, 2001.
ICF codes: Activities and Participation Domain code: d4158 Maintaining a body position,
other specified - specified as: maintaining the head in a
flexed position, such as when reading a book; or,
maintaining the head in an extended position, such as when
looking up at a computer screen or video monitor
Body Structure codes: s7103 Joints of head and neck region
Body Functions code: b28010 Pain in head and neck
Common Impairment Findings - Related to the Reported Activity Limitation or Participation Restrictions:
Observable postural asymmetry of the head on neck (sidebent or extended)
Headache reproduced with provocation of the involved segmental myofascia and/or joints
O/C1, C1/C2, or C2/C3 restricted accessory motions with associated myofascial trigger
points
Description: Cervicogenic headache is a headache where the source of the ache is from a
structure in the cervical spine, such as a cervical facet, muscle, ligament, or dura. The pain is
referred to the occipital, temporal, parietal, frontal, and orbital areas. The characteristics of
cervicogenic headache are unilateral dominant side-consistent headache associated with neck
pain and aggravated by neck postures or movement, limited range of motion in the cervical spine
and joint tenderness in at least one of the upper three cervical joints as detected by manual
palpation. The aching is moderate-severe, without throbbing or lancinating pain, usually starting
in the neck. The episodes can be of varying duration (few hours to a few weeks). The initial
phase of cervicogenic headache is usually frequent and episodic. The occurrence among females
is twice that of males.
Etiology: The headache is due to a musculoskeletal disorder in the upper cervical spine. Thus,
movement stresses of the upper cervical spine are associated with the headache complaint (e.g.,
headache is worse at the end of a days work at a computer screen or talking on the phone).
• Abnormal head on neck posture is commonly observed (e.g., the head is held in an
excessively extended position or an excessive sidebent position relative to the upper
cervical segments)
• Limited O-C1 and/or C1-C2 and/or C2-C3 segmental mobility
• Headache aggravated with certain head positions or sustained movements
• Headaches reproduced with provocation of the involved segment at O/C1, C1/C2, C2/C3
or with provocation of trigger points in the suboccipital myofascial or during slump
testing of the dural elements
• Deep cervical flexor muscle control deficits (i.e., rectus capitus anterior and longus colli)
Sub Acute Stage / Moderate Condition: Physical Examinations Findings (Key Impairments)
ICF Body Functions code: b2801.2 MODERAT pain in head and neck joints
• As above – the ability to reproduce the patient’s headache via palpatory provocation of
the involved joints or myofascial lessens as the mobility of the involved upper cervical
segments
Now when the patient is less acute examine for ergonomic factors, postural habits,
muscle flexibility and strength deficits that may be predisposing factors for upper cervical
somatic disorders. For example:
• Manual Therapy
Soft tissue mobilization to the involved suboccipital myofascial restrictions
(performed at an intensity that does not aggravating the patient’s condition)
Joint mobilization/manipulation to the involved upper cervical facet restrictions
(performed at an intensity or velocity that does not aggravating the patient’s
condition)
• Therapeutic Exercise:
Instruct in exercise and functional movements to maintain the improvements in
mobility gained with the soft tissue and joint manipulations (Head nodding and
retraction/protraction for O-C1 and rotation for C1-C2)
• Ergnomics Instructions
Postural re-education to limit excessive extended head postitions during
occupational tasks, recreational activities and other daily activities
• Therapeutic Exercise
Low load endurance exercises to train muscle control of the cervical and scapular
region, consists of exercises targeting deep neck flexor muscles and longus
capitus and colli, trapezius, and serratus anterior. For example, cervical flexion
exercises using a pressure biofeedback unit and isometric exercises using rotatory
resistance to train the cocontraction of the neck flexors and extensors
Goals: As above
Normalize cervical and upper thoracic flexibility and strength deficits
Increase activity tolerance
• Therapeutic Exercises
Stretching exercises to address the patient’s specific muscle flexibility deficits
Strengthening exercises to address the patient’s specific muscle strength deficits
Dural mobiliy exercises to address the patient’s specific dural mobility deficits
• Therapeutic Exercises
Maximize muscle performance of the neck, scapulae, shoulder girdle muscles
perform the desired occupational or recreational activities.
Bansevicius D, Sjaastad O. Cervicogenic headache: The influence of mental load on pain level
and EMG of shoulder-neck and facial muscles. Headache. 1996;36:372-8.
Bovim G, Berg R, Dale LG. Cervicogenic headache: Anesthetic blockades of cervical nerves
(C2-C5) and facet joint (C2-C3). Pain. 1992;49:315-20.
Mulligan BR. Manuel Therapy ‘Nags’, ‘Snags’, ‘MWMs’ etc. 4th ed. Wellington: Plane View
Press, 1995
Nilsson N. The prevalence of cervicogenic headache in a random population same of 29-to 59-
year-olds. Spine. 1995;20:1884-8
Manual Examination:
Passive Movements:
Physiological Movement Testing:
Occiput-C1: Occiput FB/BB
Occiput SB
Occiput Lateral Translatory Movements in FB and BB
C1-C2: A/A Rotation in cervical flexion
Palpation:
Sub-occipital myofascia
Manual Treatment
Contract-Relax
Occiput-C1
C1-C2
Re-Education:
Neutral Head/Neck Cueing
Neck Flexor Therapeutic Exercises
Always remember: While performing all examination and treatment procedures, be alert for signs of cerebral anoxia
C1/C2 Contract/Relax
Cues: Fully flex C2 through C7
Adding flexion at the occiput/C1/C2 areas assists in preventing rotation past C2 (i.e., it
helps create a “firm” C1/C2 rotation barrier)
Rotate occiput and C1 to the right until the first “barrier” - be sure to 1) maintain the
cervical flexion, and 2) prevent cervical sidebending
“Look with your eyes to the left” – Relax – Take up the now available right rotation slack
passively (or “gently look to the right”) - relax - repeat contract/relax procedures
3 to 5 times
C1/C2 Rotation
Cues: Rest the right middle finger on the left thenar eminence
Position the patient (and your hands) so that the left lateral mass of C1 is contacted by the
“dummy” middle finger
Apply a posterior glide to the left occipital condyle via a posterior force on the patients
left forehead (using flexion of your thorax – with your left anterior
deltoid/clavipectoral area contacting the patient’s left forehead)
C1 Anterior Glide
C1 Lateral Translation
Cue: Contact the left C1 lateral mass with 1) your left index or middle finger, or 2) the radial
side of your left index finger MCP area
Stabilize the skull with your right hand
Apply right lateral translatory oscillations or stretching forces to C1
Be kind and gentle - but effective
Don’t be in a hurry
Occiput/C1 Contract/Relax
(of segmental extensors and left sidebenders)
Cues: Contact the right occipital condyle with the anterior surface of the index finger
metacarpal of the right hand
As best as possible, align your right forearm parallel to the distraction force direction
“Hug” the right side of patient’s head with your left forearm
Position the patient at the barriers of both flexion and left translation - as he/she exhales
The distraction mobilization or manipulation force primarily comes from your index
finger metacarpal – using a weight shift from your trunk
If you are not moving the patient’s feet (“positive toe sign”) you are probably not
providing enough traction force to distract the patient’s occiput from C1
Cues: Extend the head (not the cervical spine) to take up the extension barrier
Translate the extended head to the left to the first (upper cervical - not mid cervical) barrier
Translate left - not sidebend left
Elicit contraction of the segmental flexors (“look down toward your feet”) or sidebenders
(“look to the left)
Manually cue either under the chin or the left zygoma when providing the verbal
commands
Maintain both barriers during the contraction
Relax - take up slack – repeat
Cues: Contacts and force application is similar to the occipital distraction in flexion
Position the patient at the barriers of occipital extension (not cervical extension) and left
translation - as he/she exhales
Maintain these barriers – apply the distraction mobilizations or manipulation
ICF codes: Activities and Participation Domain code: d4108 Changing a basic body
position, other specified - specified as: extending and
rotating the head and neck, such as in looking behind
oneself to the left or to the right
Body Structure codes: s76000 Cervical vertebral column
s7309 Structure of the upper extremity, other specified
Body Functions code: b28010 Pain in head and neck
b2803 Radiating pain in a dermatome
Common Impairment Findings - Related to the Reported Activity Limitation or Participation Restrictions:
May adopt posture to relieve nerve tension
Symptoms reproduced with extension and sidebending toward the involved side
(extension quadrant or Spurling’s test)
Symptoms reproduced with upper limb nerve tension test
May have sensation deficits and strength deficits in the upper extremity
Performance Cues:
This cervical “Quadrant” narrows the inter vertebral foramen (as well as approximates
the cervical facets)
Assess relation between movement and symptom reproduction
Performance Cues:
Determine baseline level of symptoms
Assess change in symptoms as each of the following components of the test are gradually
added - take up the slack only to the initial tissue resistance or report of
symptomatology:
1. Scapular depression
2. Humeral abduction (not past 90 degrees)
3. Humeral external rotation (not past 90 degrees)
4. Forearm supination
5. Wrist, thumb, and finger extension
6. Elbow extension
Sensation Tension
Performance Cues:
C5 - Lateral anticubital fossa
C6 - Anterior distal aspect of thumb
C7 - Anterior distal aspect of middle finger
C8 - Anterior distal aspect of little finger
T1 - Medial aspect of arm, just proximal to elbow
Assess light touch and/or sharp-dull, comparing to uninvolved side
C8 - Flexor Digitorum Profundus MMT T1 - Abductor Digiti Minimi and First Dorsal
Interosseous MMT
Performance Cues:
Assess motor involvement by using manual muscle tests to determine strength deficits
Compare strength to uninvolved side and with norm for age, gender, and activity level
Manual muscle test norm is ability to move fully against gravity and take moderate-to-
maximal resistance without giving or fatiguing
The below description is consistent with descriptions of clinical patterns associated with the vernacular term
“Cervical Radiculopathy”
Description: Cervical radiculopathy is, by definition, a disease of the cervical spinal nerve root.
It is most commonly caused by a cervical disc herniation or other space occupying lesion such as
a osteophytic encroachment associated with spondylosis or a tumor. This encroachment from a
space occupying lesion can result in nerve root impingement, inflammation, or both. The chief
symptom is a narrow band of lancinating pain that radiates to the shoulder girdle and upper
extremity. The primary signs are unilateral paresthesias , sensory deficits, diminished muscle
stretch reflexes and motor deficits in the shoulder girdle and upper extremity.
• Posture or positioning to relieve tension on the related nerve (e.g., cervical flexion or
sidebending, elevated scapula, arm supported or held with wrist resting on head)
• Positive Shoulder Abduction Test relieves symptions (i.e., the patient elevates arm
overhead and places hand on head to bring on a relief of symptoms)
• Decreased cervical rotation (cervical rotation < 60°)
• Positive Spurling’s Test (i.e., cervical extension/sidebending/rotation toward the
involved side with compression reproduces radicular symptoms)
• Positive Manual Traction Test (i.e., axial manual traction to cervical spine relieves
symptoms)
• Peripheralization or centralization of symptoms with repeated movements
• Positive Upper Limb Tension Test (i.e, tension or stretch of the involved nerve root
and its associated nerve reproduces the radicular symptoms)
• Positive neurological signs (i.e., diminished sensation to the skin served by the
involved nerve root and motor weakness of the muscles served by the involved nerve
root and diminished deep tendon reflexes associated with specific nerve roots)
Sub Acute Stage / Moderate Condition: Physical Examinations Findings (Key Impairments)
ICF Body Functions codes: b28010.2 MODERATE pain in head and neck; and b2803.2
MODERATE radiating pain in a dermatome
• As above – the severity of the radicular signs may resolve as the inflammation around
the involved nerve root diminishes
• Now (when less acute) assess upper quarter postural alignment, muscle balance (i.e.,
muscle flexibility and strength deficits), and pertinent ergonomic factors contributing
to the patient’s symptoms/functional limitations
• Radicular symptoms are reproduced only with end-range sustained positions of the
cervical spine or sustained tension positions of the involved nerve root and it
associated upper extremity nerve
• If three of the four following tests are positive the probability of the condition
increases to 65%.
• If all four of the following tests are positive the probability of the condition increases
to 90%.
• If ULTTA is negative, the probability of the condition is 3%, essentially Cervical
Radiculopathy can be ruled out.
• Therapeutic Exercises
Nerve mobility execises in painfree ranges
• Manual Therapy
Manual cervical traction
Soft tissue mobilization to the myofascial restrictions in the areas of upper
extremity nerve entrapments associated the involved nerve root
• Neuromuscular Reeducation
Facilitate cervical positions that optimally open the involved foramin – typically
by promoting neutral positions of the thoracic cage, scapular, neck and head
positions during daily activities.
• Therapeutic Exercises
Stretching exercises to address the patient’s specific muscle flexibility deficits
Strengthening exercises to address the patient’s specific muscle strength deficits
• Therapeutic Exercises
Maximize muscle performance of the relevant trunk, scapulae, shoulder girdle and
neck muscles required to perform the desired occupational or recreational
activities
• Ergonomic Instruction
Add job/sport specific training
Selected References
Abdulwahab SS, Sabbahi M., Neck retraction, cervical root decompression, and radicular pain. J
Ortho Sports Phys Ther. 2000; 30: 4-8
Davidson RI., Dunn EJ., Metzmaker JN. The shoulder abduction test in the diagnosis of radicular
pain in cervical extradural compressive monoradiculopathies. Spine. 6:441-6, 1981.
Farmer JC., Wisneski RJ. Cervical spine nerve root compression. An analysis of neuroforaminal
pressures with varying head and arm positions. Spine. 19:1850-5, 1994.
Humphreys SC., Hodges SD., Patwardhan A., Eck JC., Covington LA., Sartori M. The natural
history of the cervical foramen in symptomatic and asymptomatic individuals aged 20-60 years
as measured by magnetic resonance imaging. A descriptive approach. Spine. 23:2180-4, 1998.
Lentell G., Kruse M., Chock B., Wilson K., Iwamoto M., Martin R. Dimensions of the cervical
neural foramina in resting and retracted positions using magnetic resonance imaging. J Orthop
Sports Phys Ther. 32:380-90, 2002
Muhle C., Resnick D., Ahn JM., Sudmeyer M., Heller M. In vivo changes in the neuroforaminal
size at flexion-extension and axial rotation of the cervical spine in healthy persons examined
using kinematic magnetic resonance imaging. Spine. 26(13):E287-93, 2001
Persson, Liselott CG. et al. Long-lasting cervical radicular pain managed with surgery,
physiotherapy, or a cervical collar. Spine. 1997; 22:751-758
Radhakrishnan K., Litchy WJ., O'Fallon WM., Kurland LT. Epidemiology of cervical
radiculopathy. A population-based study from Rochester, Minnesota, 1976 through 1990. Brain.
117 ( Pt 2):325-35, 1994.
Saal S, Yurth E.F. Nonoperative management of herniated cervical intervertebral disc with
radiculopathy. Spine. 1996; 21:1877-1883
Van der Heijden GJ., Beurskens AJ., Koes BW., Assendelft WJ., De Vet HC., Bouter LM. The
efficacy of traction for back and neck pain: a systematic, blinded review of randomized clinical
trial methods. Phys Ther. 75(2):93-104, 1995.
Viikari-Juntura E, Porras M., Laasonen E.M. Validity of clinical tests in the diagnosis of root
compression in cervical disc disease. Spine. 1989; 14:253-257.
Wainner RS., Fritz JM., Irrgang JJ., Boninger ML., Delitto A., Allison S. Reliability and
diagnostic accuracy of the clinical examination and patient self-report measures for cervical
radiculopathy. Spine. 28(1):52-62, 2003.
Wolff MW, Levine LA. Cervical radiculopathies: conservative approaches to management. Phys
Med Rehabil Clin N Am. 2000, 13:589-608
Algorithm #1
No
Consultation with Yes Screen for Potentially Serious If Negative Medical Clearance and
Appropriate Non-Musculoskeletal Negative Imaging
Healthcare Provider Pathology
If Negative
Cervical
Examination
Algorithm #2
Emmanuel Yung PT, MA, OCS Skulpan Asavasopon MPT, OCS Joe Godges DPT, MA, OCS KP So Cal Ortho PT Residency
Cervical Examination and Intervention
Algorithm #2
Emmanuel Yung PT, MA, OCS Skulpan Asavasopon MPT, OCS Joe Godges DPT, MA, OCS KP So Cal Ortho PT Residency
Shoulder Examination and Intervention Algorithm #3a
Resisted Tests:
1) External Rotation
2) Abduction Active Compression
3) Flexion Test
Palpatory Examination of
Suspected Enthesopathy
To Algorithm #3b
Emmanuel Yung PT, MA, OCS Skulpan Asavasopon MPT, OCS Joe Godges DPT, MA, OCS KP So Cal Ortho PT Residency
• First Time Traumatic Algorithm #3b • Dislocation
• Night Pain
Dislocation • Over 40 Years of Age
• Weak External Rotators
• Age ≤25 Years Old • Shoulder Elevation <90 or • Over 65 Years of Age
degrees after 6 weeks
Pain Limits Active and • Normal or Excessive Active and Passive • Pain with Active Motions • Limited Active and Passive
Passive Movements in Range of Motion • Pain with Passive Over Pressure Range of Motion
Mid Ranges • Painful and/or Excessive Humeral • Weak and/or Painful Resisted Tests • Limited Humeral Accessory
Accessory Motions
Motions
• Positive Active Compression Tests
Pain
continuum Resistance
Limited Impingement
Instability Limited
Shoulder
Shoulder
Mobility
Mobility
Emmanuel Yung PT, MA, OCS Skulpan Asavasopon MPT, OCS Joe Godges DPT, MA, OCS KP So Cal Ortho PT Residency
Associated Upper Quarter Impairment Examination
Algorithm #4
Shoulder
Physical Shoulder
Stabilization
Agents and Shoulder Mobilization
Procedures and
Ergonomic Strengthening Procedures
Therapeutic
Instructions Exercises Therapeutic
Exercises
Nerve Mobilization of
Entrapment Mobilization of Cervical and
Upper Quarter Cervical
Reduction Thoracic Spinal
Neural Elements Stabilization
Procedures Segments
Procedures
Flexibility Deficits
Levator Scapulae Pectoralis Major Pectoralis Minor
Upper Trapezius Latissimus Dorsi Subscapularis
Suboccipital Myofascia Teres Major Sternocleidomastoid
Postural Deficits
Excessive Capital Extension Protracted Scapulae Excessive Thoracic Kyphosis
Emmanuel Yung PT, MA, OCS Skulpan Asavasopon MPT, OCS Joe Godges DPT, MA, OCS KP So Cal Ortho PT Residency
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Emmanuel Yung PT, MA, OCS Skulpan Asavasopon MPT, OCS Joe Godges DPT, MA, OCS KP So Cal Ortho PT Residency
SUMMARY OF CERVICAL SPINE DIAGNOSTIC CRITERIA AND PT MANAGEMENT STRATEGIES
Anatomical Considerations: The cervical spine consists of several joints. It is an area where
stability has been sacrificed for mobility, making the cervical spine particularly vulnerable to
injury. The superior apophyseal (aka facet) joints of each segment face upward, backward, and
medially. The inferior facets face downward, forward, and laterally. This facet orientation
facilitates flexion and extension, but it prevents isolated rotation or side flexion. Thus, rotation
and sidebending occur together (i.e., coupled) in the mid-cervical spine. These joints move
primarily by gliding and are classified as synovial (diarthrodial) joints. The greatest flexion-
extension of the facet joints occurs at C5 and C6; however, there is almost as much movement at
C4-C5 and C6-C7. Because of this mobility, degeneration is most likely to be seen at these
levels. The neutral or resting position of the cervical spine is slightly extended. The closed
packed position of the facet joints is complete extension. The intervertebral discs make up
approximately 25% of the height of the cervical spine.
Epidemiology: Research into the epidemiology of cervical disc disease indicates that men are
affected more often than women by a small margin. Most people with symptomatic herniated
cervical discs are in their 40’s and 50’s. Cigarette smoking also is associated with increased
incidence of cervical disc disease. The most common symptoms seen in patients for treatment of
cervical degenerative disc disease are neck pain, occipital headaches, pain and numbness
radiating to one or both shoulders, the scapular region, or arms and hands.
Many patients have radicular symptoms, which are pain, paresthesias, motor and sensory deficits
due to disorders of the nerve roots, typically due to compression at the cervical lateral forminal
canal. Radicular pain can be aggravated or relieved by the patient’s neck and head position.
Neck flexion can relieve symptoms in some patients, and lateral flexion or rotating the head
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
2
Diagnosis: A combination of plain radiographs and magnetic resonance imaging (MRI) with or
without computed topography (CT) myelograms often is used in the diagnosis of patients
presenting with symptoms of degenerative cervical disc disease. Plain x-ray films can be used to
determine whether cervical entophytes are present and whether a loss of disc height is present in
the cervical spine. The disc space and cervical nerve roots can be examined by MRI scan to
identify disc herniation. Compression of the spinal cord or nerve roots can be identified with CT
myelograms.
Surgical Procedures:
Anterior Cervical Discectomy and Fusion (ACDF): The patient is placed supine on the table.
Under general anesthesia, the neck is draped in sterile manner. The correct level is identified
under x-ray control. A transverse incision of approximately 1.8 cm is made at the desired level.
After the incision the sternocleidomastoid and the strap muscles are identified. The anterior
surface of the cervical spine is exposed. The longus colli muscles are reflected laterally at the
C4-5 level and the level is once again identified under x-ray control. A self-retaining Cloward
retractor is placed and the disk space is identified.
Anterior Cervical Diskectomy: With the help of pituitary forceps and curettes, the disk is
removed as posteriorly as possible. The posterior longitudinal ligament is visualized. Further
disc is removed from the foramina on both sides. The foramen is probed with a nerve hook
and further decompression is carried out with the help of Kerrison rongeur.
Anterior Cervical Fusion: The end plates are lightly burred with a high-speed burr to expose
the bleeding subchondral bone. Sizing of the disc is performed. Appropriate allograft is
taken and inserted in the disc space under tension. The graft fixation is checked for fit.
Cervical Plating: The appropriate sized cervical plate is selected. It is applied to the anterior
surfaces of the involved vertebra. Position is identified under x-ray control. This is fixed to
the vertebrae with the help of four 14mm screws. The fixation is checked. The wound is
irrigated and deeper tissues are closed with sutures and then, the skin is closed with sutures.
Marcaine is injected into the edges of the skin. A sterile dressing is applied and a cervical
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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collar is given. The patient is awakened and transferred to the recovery room.
The ACDF procedure is associated with a low overall rate of complication. Retrospective
studies of patients after ACDF indicate that 80-90% of patients have good to excellent outcomes,
including relief of symptoms and successful fusion. However, there are many surgical
complications. These include hoarseness of voice (usually temporary but can be permanent);
temporary dysphasia; esophageal, tracheal, or vertebral artery injury; wound infection; injury to
the spinal cord or nerve root; dura mater tears with associated cerebrospinal fluid leaks;
pseudoarthrosis caused by nonunion of fusion; graft extrusion; and screw loosening.
POSTOPERATIVE REHABILITATION
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Intervention:
• Patient may be instructed and fitted for home bone stimulation unit
• Instruct in proper positioning and controlled movement
• Other considerations:
The wounds are usually sore for about 5 days. The hip will always hurt more than the
cervical spine if this was the donor site.
The patient is allowed to shower after about 2-3 days post-op. No bathing or swimming.
It is common to have initial problems with swallowing.
Complaints of a hoarse voice may be present - this should improve over the next 3
month.
Intervention:
• Ergonomic instruction - The patient is advised to not lift more than 2 pounds and avoid
sudden movements of the neck for the initial 6 weeks.
• Progressive ambulation for the first 6 weeks is the safest and easiest exercise to develop
stamina. It is suggested that 2-4 shorter distance walks are more beneficial rather than
once for long distance.
• After 6 weeks patient is advanced to other low-impact aerobic activities: Stairmaster,
upper body ergo meter, stationary bicycle and swimming.
• Other Considerations: For the initial 6 weeks the patient is instructed to NOT vacuum,
sweep, garden, make the bed, perform home repairs, or carry heavy items like children,
wet laundry, or firewood. Some patients will be allowed to drive after about 6 weeks.
Some patients might return to work after approximately 4-6 weeks depending on
occupation, recovery and complications after surgery. All patients are instructed to
refrain from heavy lifting (>22 pounds) for the first year.
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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• Other considerations: Minimal control is provided with soft collars but they provide
warmth and proprioceptive feedback and are inexpensive and convenient.
Goals: Return to high level/high intensity activities for prolonged periods of time.
Intervention:
• Work hardening/conditioning
• Dynamic co-ordination and balance activities
These post-surgical exercises are very similar activities used to prevent surgery and have
been shown to be an effective treatment with long-term reductions in pain and functional
disability in subjects diagnosed with cervical segment instability and chronic cervical
pain. For operative or for non-operative patients the approach is the same, it is based on a
motor learning model where faulty movement patterns are identified and components of
movement are isolated so they can be retrained into functional tasks.
Selected References:
Brown C., Eismont F. Complications in spinal fusion. Orthopedic Clinics of North America.
1998;29: 679-697.
Cherry, C. Anterior cervical discectomy and fusion for cervical disc disease. AORN Journal.
www.looksmart.com. 2003.
Melbourne Neurosurgery. Anterior Cervical Discectomy and Fusion post operative information.
www.neurosurgery.com.au. 1-15-2005.
Omura K., et al. Evaluation of posterior long fusion versus conservative treatment for
progressive rheumatoid cervical spine. Spine. 2002;27;1336-1345.
Vaccaro A., et al. Cervical trauma: rationale for selecting the appropriate fusion technique.
Orthopedic Clinics of North America. 1998;29:745-754.
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Anatomical Considerations: The occiput-C1 articulations primarily allow for flexion and
extension movements and the C1-C2 articulations primarily allow for rotation. Fifty percent of
cervical spine rotation occurs at the C1-C2 joint complex.
Pathogenesis: Upper cervical instability can occur from intrinsic factors, such as rheumatoid
arthritis, or extrinsic factors, such as trauma. Rheumatiod arthritis most commonly affects the
cervical region as compared to the thoracic and lumbar regions. In the affected cervical spine,
articular cartilage is destroyed and the inflamed soft tissue enlarges to involve the neighboring
structures. Ligaments undergo “distention, attenuation,” and rupture. Bone erosion occurs with
osteoporosis, and cyst formation develops which can lead to changes in vertebral alignment in
the upper and subaxial cervical spine. Rheumatoid arthritis can also lead to lesions such as
atlantoaxial subluxation, atlantoaxial impaction, and subaxial subluxation. These lesions can
cause compression of the spinal cord and can lead to generalized debility that can “culminate”
into tetraparesis or death. Instability of the atlantoaxial joint can also occur congenitally, such as
in the case of Down syndrome.
Extrinsic factors such as hyperextension injuries from motor vehicle accidents or falls can lead to
instabilities of the upper cervical segments. Hangman’s fractures or C2 traumatic
spondylolisthesis involves a fracture to the pars interarticularis of the dorsal element. Other
pathological conditions that can warrant a spinal fusion are atlanto-occipital
subluxation/dislocation, atlas fractures, odontoid fractures, and occipital condyle injuries
secondary to an avulsion of an ipsilateral alar ligament and supporting soft tissue structures as a
result of excessive “shear, lateral bending, and rotary forces.”
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Diagnosis:
• For upper cervical disc herniation clinical presentation may include numbness of the
hands and arms, loss of fine motor control, dysesthesia or hypesthesia to pinprick
stimulation, proprioception loss, ascending tingling and numbness in fingers, paresthesia
over arms, neck pain, and loss of balance
• Mechanism of injury includes hyperextension or hyperflexion injuries involved with
motor vehicle accidents or a fall from a height
• Clinical assessment include utilizing the alar ligament testing, Sharp-Purser testing, VBI
insufficiency tests, and neurological status examination
• MRI and CT scans are helpful in demonstrating the presence, location, and severity of
any fractures, subluxations, or cord compression
• Radiographs are also used to rule out bone pathology such as collapse of the vertebral
bodies and osteophyte formation.
Nonoperative Versus Operative Management: Fusion of the upper cervical spine is usually
recommended for patients who are unsuccessful with conservative interventions, such as
ergonomic cuing, postural education, cervical stabilization/strengthening exercise and manual
therapy for mobilization of soft tissue and joint mobility deficits in the upper and mid cervical
spine segments.
The severity of the cervical lesion shown on imaging studies (MRI, CT scan and X-rays) as well
as the patient’s clinical presentation will determine if surgery for spinal fusion is indicated.
Radiographic findings such as 1) osteophyte formation into the spinal canal, 2) spinal cord
compression, and 3) odontoid and/or atlas bony involvement are all indications for surgical
stabilization. Surgical intervention does not guarantee that the existing problem will be cured.
There is always the possibility of post surgical complications. Early postoperative complications
(up to 1 month postoperatively) include infection, neurologic injury (delayed paresis), graft
extrusion (anteriorly and posteriorly), instrumentation loosening and failure. Late postoperative
complication can involve the adjacent vertebra segments because the fusion will change the
biomechanics of the cervical spine by placing increased stress on the non-fused joints, thus
increasing the risk of creating an instability in the segments adjacent to the surgically fused
segments. Higher complication rates associated with preoperative and intraoperative risk factors
include:
• Obesity
• Smoking
• Diabetes
• Osteoporosis
• Pulmonary conditions
• Malnutrition
• Cerebral palsy
• Myelodysplasia
• Longer surgical procedures
• Increased operating room traffic
• Failure to use antibiotics
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Surgical Procedures:
Anterior Cervical Spinal Fusion: The procedure provides wide, bilateral exposure, it decreases
the incident of contamination of the oral and pharyngeal cavities, and it gives the surgeon access
to segments below C4. The patient is positioned supine with the head slightly extended and
rotated 30 degrees away from the surgical side. The surgeon makes an incision 2 cm below and
parallel to the mandible. A vertical incision of the platysma is made and is transected
horizontally. The submandibular gland is elevated, and the facial artery and vein are dissected
free. The digastric, hypoglossal, pharyngeal constrictor, longus colli, longus capitus muscles
along with the hypoglossal and superior laryngeal nerves and the ventral vertebral and carotid
arteries are carefully dissected and retracted to expose the anterior tubercle of C1, C2 and C3 so
they can be palpated. An allograft or autograft can be used depending on the patient
requirement. The grafts can be bone used from the humerus or the ilium. A plate is selected and
is measured to insure the distance from the top of the graft to the body of C3 caudally. Four
bicarbonate screws are used to secure the plate onto C1 and C3. Radiographic images are used
to help guide the pins and screw placements.
Posterior Cervical Spinal Fusion: The patient is positioned in prone. If the neck is stable, the
patient’s head is flexed forward to no further than a “finger-width” from the sternum. If not
stable, the procedure will be completed with the patient in the neutral position in traction or halo
immobilization. A posterior midline incision is made from the external occipital protuberance
caudally to allow sufficient exposure as far as C3 level. The dissection is kept midline and
“subperiosteally” to expose the spinous processes and laminae of C2 and C3 as far lateral as the
facet joints. Uncovering of the posterior arch of the atlas is performed with care. The occiput is
exposed if it is included in the fusion, and hemostasis is achieved by electrocautery. For C1-C2
fixation using the Magerl’s transartcular screw placement technique, long screws are placed
from the posterior aspect of C2 facet laminar junction to the C1 lateral mass by drilling.
Titanium lag screw of the desired length is used with its lagged part only in the C1 portion to
provide “compression fixation.” Radiographic images are used to help guide screw placements.
Damage to the vertebral artery can result. If damage to vertebral artery occurs with the
placement of the first screw, placement of the second screw is avoided. Lateral mass fixation at
C2-C3 level can also be achieved posteriorly. With this procedure, a titanium plate is positioned
over the facet joints and screws of 14 to 18 mm in length are inserted through the lateral mass of
C3 and into the pedicle of C2. This procedure is useful with facet dislocation type injuries and
instability at the level of the laminectomy.
Preoperative Rehabilitation: Since pathology due to rheumatoid arthritis involving the cervical
spine is linked with severe peripheral joint involvement, an attempt at slowing the “progression”
early by medical intervention is promoted. Monitoring the spine continuously with radiographic
as well as neurological examination is an important aspect of non-operative management. Non-
operative treatments include: cervical collars (may help decrease local discomfort), soft tissue
mobilization, strengthening/stabilization exercises, transcutaneous electrical nerve stimulation,
and anti-inflammatory medications.
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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POSTOPERATIVE REHABILITATION
Intervention:
• Immobilization with rigid collar brace for 4-8 weeks
• Anti-inflammatory and pain medication
Intervention:
• Rigid collar brace if indicated by physician
• Anti-inflammatory and pain medication
• Gentle AROM exercises into painfree ranges
• Strengthening exercises to tolerance – especially focus on endurance training of cervical
neck flexors
• Patient education of proper postural mechanics with functional activities
Intervention:
• Ice, hot packs, electrical stimulation, and soft tissue mobilization
• Postural re-education to maintain upright posture and neutral spine
• Passive and active stretches to the neck and shoulder complex
• Static cervical and dynamic scapular stabilization program
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Intervention:
• Scapular and extremity strengthening while maintaining neutral spine
• Upper extremity endurance program (e.g., UBE, elliptical rider)
• Functional training simulating functional activities
Intervention:
• Work hardening and conditioning
Note: Most surgeons allow their patients to return to normal unrestricted activity and do not
recommend physical therapy after postoperative intervention.
Selected References
Brown C., Eismont F. Complications in spinal fusion. Orthopedic Clinics of North America.
1998;29: 679-697.
Chen T. The clinical presentation of uppermost cervical disc protrusion. Spine. 2000; 25:439-
442.
Craig E. Rheumatoid arthritis of the spine. Cervical spine trauma: upper and lower cervical spine
injury. Clinical Orthopaedics. New York, Lippincott Williams & Wilkins, 1999.
Harm J., Melcher R. Posterior C1-C2 fusion with polyaxial screw and rod fixation. Spine.
2001; 26:2467-2471.
Leamer, T. Lumber spine fusion. University of Pacific, Power point presentation. 2004
Matsunaga S., et al. Prognosis with upper cervical lesions caused by rheumatoid arthritis. Spine.
2003; 28:1581-1587.
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Omura K., et al. Evaluation of posterior long fusion versus conservative treatment for
progressive rheumatoid cervical spine. Spine. 2002;27;1336-1345.
Sandhu F., et al. Occipitalcervical fusion for rheumatoid arthritis using the inside-outside
stabilization technique. Spine. 2003; 28:414-419.
Tan M., et al. Morphometric evaluation of screw fixation in atlas via posterior arch and lateral
mass. Spine. 2003; 28:883-895.
Vaccaro A., et al. Cervical trauma: rationale for selecting the appropriate fusion technique.
Orthopedic Clinics of North America. 1998;29:745-754.
Vender J., et al. Fusion and instrumentation at C1-3 via high anterior cervical approach. J
Neurosurg. 2000;92:24-29.
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Pathogenesis: The etiology of TOS symptoms can be vascular (venous or arterial), neurologic,
autonomic, or a combination of the three. Compression usually creates symptomatology in the
medial cord distribution (radial three digits and volar aspect of the forearm). Late neurological
symptoms may include pain and/or sensory changes and paresthesias distributed over the face,
posterior and lateral neck, anterior shoulder, and posterior/lateral aspect of the humerus. Venous
symptoms could include distal edema (especially after activity) and pain (described as a dull
ache and non-specific) in same peripheral distributions. There are two different kinds of thoracic
outlet, entrapment vs compressive and distinguishing between them is important. A patient with
compressive TOS usually has poor posture and describes and insidious onset with no history of
any trauma. The subclavian artery and brachial plexus may be subjected to mechanical
compressions at one of the potential sites if a there is a presence of a cervical rib, abnormal first
rib, transverse enlargement of C7, hypertrophy of the surrounding muscles, abnormal
costocoracoid ligament, abnormalities of the clavicle, regional enlargements. In comparison, a
patient with entrapment TOS usually has co-morbidity(ies) including cervical and/or shoulder
trauma or may be related to long standing repetitive stress activities. This patient’s symptoms
are usually delayed in relationship to the initial trauma and the pain is constant. Treatment to
patients with entrapment TOS usually provokes their symptoms.
Diagnosis:
• Neurovascular compression tests: Adson test (positive in 60% of TOS patients), Wright
test (positive in 18%), McGowan-Velinsky test (positive in 38%), elevated arm stress test
(EAST – positive in 68%)
• Positive for TOS on electromyography
• Positive Doppler fluximetry (with dynamic tests post-operatively)
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Nonoperative vs. Operative Management: Surgery has been shown to be successful when
conservative treatment of TOS has failed or when patients have too severe of symptoms to
tolerate conservative treatment. TOS release should be performed only on people with non-
disputed TOS (neurogenic, arterial, or venous forms), however objective diagnosed cases are
rare. Therefore, most surgeries are done on people with disputed TOS. The most favorable
results of treating TOS have been shown through conservative management. However, a study
by Landry, GJ. et al (2001) stated that follow up data of 70 patients indicated that there were no
significant difference between the patients that had surgery and the patients that were treated
with non operative management. Another study by Toso, C et at (1999) stated that follow up
data of 28 patients would chose to have TOS surgery again if symptoms were to reappear and 13
said to have had a poor outcome. However, this article also admitted that conservative treatment
should always be tried first because most cases or TOS are due to muscle imbalance and poor
posture. Most authors agree that strengthening and stretching exercises should be administered
and surgery can be proposed when symptoms are too severe to be treated conservatively or after
6-12 months of unsuccessful conservative management.
Surgical Procedure: There is no surgical procedure proven to be better than any other. These
techniques include scalenotomy, scalenectomy, neurolysis, claviculectomy, and pectoralis minor
release. Some researchers state that if a cervical rib is present, surgeons can either resect it or
resect the first rib. If the surgeon chooses to resect the cervical rib, they can choose a
supraclavicular approach. If they choose to remove the first rib, they can choose a transaxillary
or transthoracic approach. If there a cervical rib is absent, then any of the three approaches
(supraclavicular, transaxillary, and transthoracic) are available. Neurolysis, another surgical
option, is considered easy to perform over C5, C6, and C7 nerves. C8 and T1 nerves are often
covered by various tissues including the scalene minimus muscle in 25% of people, which must
be removed. The scalenetomy procedure begins by retracting the C5 nerve medially and
identifying the long thoracic nerve (LTN), which arises from C5, C6, and C7 nerve. Once this
nerve is identified any or all of the three scalene muscles can be excised. The middle scalene is
the most common scalene excised. Once a scalenectomy and neurolysis are complete, the
operation can continue through the same incision with a first rib resection. Research, however,
as shown that success rates for scalenectomies with and without rib resections is 70% indicating
that there may not be need for a rib resection if scalenectomie(s) have occurred. Long-term
results indicate that complete scalenectomies (all three scalene muscles) did not have a better
success rate than subtotal or partial scalenectomies.
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Stage one – The goal in this stage is to decrease and control the patient’s symptoms. It is
imperative in this stage that the patient and therapist identify activities, positions, and treatments
that exacerbate and relieve the patient’s symptoms.
Stage two – This stage is initiated once control and comfort has been achieved. In this stage
tissues directly related to the TOS component can be addressed. This includes treating these
tissues that are creating structural limitations of motion or compression. During this stage,
treatment may exacerbate the patient’s symptoms, however, it should not last beyond the
treatment session. This stage introduces techniques such as soft tissue mobilization. These
manual techniques are to improve flexibility of involved tissues, restore normal resting lengths
of musculotendonous units, and assist in restoring normal posture. This protocol includes joint
mobilization of the acromioclavicular, sternoclavicular, and scapulothoracic joints, first rib, and
cervical spine. In addition, deep massage and stretching of the pectoralis group and stretching of
the scalene muscles should be performed. This is thought to potentially increase the size of the
space and minimize compression of neurovascular structures. In addition, this stage should
introduce postural awareness and correction as well as brachial plexus gliding and peripheral
nerve mobilization to decrease neural tension.
Stage three – This stage is when treatment gets intense. It involves all treatment techniques from
stage two but now introduces conditioning and strengthening of the muscles necessary to
maintain the postural correction.
The home exercise program proposed by Walsh, M. (1994) includes scalene stretching, cervical
protraction and retraction, diaphragmatic exercises, pectoralis stretching, and shoulder-circle
exercises. Scalene stretching involves the anterior and medial scalene which is done preferable in
supine to maximize cervical muscles relaxation to maximally benefit from the stretch. Cervical
retraction is to assist with decreasing the patient’s forward head and rounded shoulder posture.
For diaphragmatic exercises the patient rests in supine, arms at his/her side, takes an
inspirational breath and exhales maximally using abdominal muscles to stabilize the inferior
portion of the rib cage. Pecoralis stretching is obtained many ways. Many choose to place
forearm against a doorway and stretch the pectoralis muscle as the patient steps through the
doorway. The same stretch can be achieved by placing both hands on opposite walls of a corner
while the patient leans into the corner. Shoulder-circle exercises are performed with the patient
sitting, arms at his/her lap, and then forms large shoulder circles forward and backward to
strengthen the scapulothoracic and involved structures in the patient’s TOS. Additional
exercises may be given as needed.
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Post operative Rehabilitation: This post-operative rehabilitation protocol is for patients who
have undergone scalenectomy and neurolysis. If the first rib has been excised than slight
modifications may need to be made. Initially post operative rehab closely resembles pre
operative with emphasis on wound care, edema control and scar management while
incorporating range of motion (ROM) exercises and nerve gliding techniques.
Early Care: Patients are seen in therapy day one after leaving the hospital. The first area of
focus is on wound care and the patient may have a drain in the wound covered by Tegaderm.
Patients are instructed to keep track of the amount of drainage and when there is less than 10 ml
per 8 hours of 25 ml per 24 hours, the drain is removed. The drain site continues to be covered
to further reduce the chance of infection. If the wound continues to drain a bandage is applied
and the patient is instructed to keep sutures clean and dry. The patient is, however, allowed to
shower and swim once drain sites are closed and wound has not drained for a few days. A
pressure bandage should be applied to decrease edema and should be worn full time for the first
7-10 days post op, however can be removed temporarily if it interferes with cervical range of
motion. Sutures are removed 7-10 days post operatively and a scar pad can be worn at night.
The physical therapist can assist by educating the patient in edema control techniques as part of
their home exercise program (HEP). Retrograde massage for the involved upper extremity can
be performed. An arm sling should be worn for the first 2 weeks when walking around or riding
in a car, but should be encouraged to keep their arm out of the sling and elevated on pillows
when sitting or sleeping. Patients should sleep on their uninvolved side with a pillow supporting
the involved side. Scar management begins 24-48 hours after sutures have been removed.
Postoperative
Day 1 (week 1): ROM and nerve gliding exercises, review/education of cervical ROM, shoulder
pendulum exercises and hand tendon gliding exercises should occur. Patients should be
encouraged to use their uninvolved side. Gentle ROM, active, and active assisted ROM should
be started as tolerated. Instruct the patient to perform these exercises holding the position for 5
seconds just before the point of pain or strain. These exercises should be done 3-4 times daily.
Remember drain removal occurs at approximately 3-5 days.
Day 8 (week 2): Sutures are removed and continue gliding exercises for neck and upper
extremity.
Day 15 (week 3): Scar massage and desensitization, possibly the introduction of weights.
Day 22 (week 4): Phonophoresis to scar site, brachial plexus massage, and start strengthening
exercises. This part of the treatment is very individualized depending largely on the patient’s pre
operative activity level. Increases are applied to the program at least weekly while the patient
monitors their pain. If patients are expecting to return to work, an ergonomic and body
mechanic analysis may need to occur. This in combination with adequate strengthening are the
most important to return to a job.
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS
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Day 36 (week 6): Ergonomic training, work-simulated activities, possibly a Functional Capacity
Evaluation (FCE) for worker compensated patients.
Therapy typically lasts 3 months with patients attending 2-3 times per week. A HEP is
necessary from day one. Stretches should occur on a daily basis for at least 2 years because of
scar contraction, which can occur for this duration. Occasionally patients return in 6-12 months
because they do not keep up with their HEP. This course of therapy usually includes
phonophoresis to reduce inflammation and scarring. Again, a thorough review of posture,
stretching, and strengthening exercises needs to occur because TOS can usually be prevented.
Precautions: Patients should not lift more than 5 pounds until 6 weeks post-operative. Therapist
should not push patient through increased or new pain. If swelling occurs at surgical site, in the
involved upper extremity or periscapular area, report immediately to surgeon or supervising
physician. Report any increased heat, redness, marked increased pain or drainage from the
surgical site, as well as any onset of headache, dizziness, numbness in hands, feet, groin, or low
back pain that is new. Symptoms lasting longer than 2 hours would indicate a need for the
therapist to modify the exercise program.
Selected References:
Landry GJ, Moneta GL, Taylor LM, Edwards JM, Porter JM. Long-term functional outcome of
neurogenic thoracic outlet syndrome in surgically and conservatively treated patients. Journal of
Vascular Surgery. 2001;33:312-319.
Sanders RJ, Hammond SL. Supraclavicular first rib resection and total scalenectomy: technique
and results. Hand Clin. 2004;20:61-70.
Walsh, M.T. Therapist management of thoracic outlet syndrome. J Hand Therapy. 1994;7:131-
144.
Wishchuk JR, Dougherty CR. Therapy after thoracic outlet release. Hand Clin. 2004;20:87-90.
Loma Linda University and University of Pacific Doctorate in Physical Therapy Programs Joe Godges DPT, MA, OCS