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Teaching focus
for conversational use
John M. Levis
The word class The first way that focus can be predicted is through word class. Typically,
approach content words (nouns, most verbs, adjectives, adverbs) are potentially in
focus, since they carry the greatest semantic weight in what is said
(Dalton and Seidlhofer 1994). Neutral focus falls on the last content word
of a phrase or sentence, as in (2). This way of predicting focus has a long
history, and works very well for isolated sentences.1
(2) I went to the beach.
The new information The major problem with predicting focus by word class is that it does not
approach always work well in context. The word class approach for (3) predicts that
shoes would have tonic accent every time it appears. This does not
happen, obviously, because focus in context is closely related to
information structure, that is, given or new information (Halliday 1967).
In a new information approach, focus is usually presented through
dialogues and paragraphs, as in (3), that shows new information
receiving focus.
(3) X: I’d like some shoes.
Y: What kind of shoes?
X: The beautiful kind!
Y: black or brown?
X: Neither. I’m tired of black and brown. I want red shoes.
shiny red shoes!
(Gilbert 1993: 88)
Dialogues like (3) show learners how native speakers tend to place tonic
accent in discourse. The written presentation allows for careful
construction and explicit analysis, and allows learners a chance to follow
a clear model in practice. Predicting focus as a function of new
information is also a significant improvement over prediction by word
class.
Example (3) su¤ers from a basic flaw in encouraging transfer to speech,
however. Like many other pronunciation exercises, it assumes that
learners can easily transfer production from a written text to free speech.
There are at least two reasons to question this assumption with respect to
focus: one is a cognitive limitation, and the other a planning limitation.
A cognitive problem Although carefully constructed dialogues lead learners to believe that the
with the approaches determination of new and given information is simple, it is often not
transparent. Dickerson (1989) shows that new information does not
mean all new information, but rather the last piece of new information in
48 John M. Levis
a phrase, as in (4). Although there is a lot of new information, usually the
focused element will be near the end of the phrase. The new information
in B’s utterance is highlighted in italics, and the focus is in capital letters.
(4) A: I just got back from the beach.
B: really? Jim told me that you were going to the moun tains.
Using new information to teach focus also assumes that learners know
that new information does not include grammatical, or function, words.
In (5), for instance, Who, go, and with are all new information, but with is
unlikely to be the focus, because it is a function word.
(5) A: I just got back from the beach.
B: really? Who did you go with?
There are also common, systematic exceptions to the given/new
regularity of adverbials of time, for instance, as in (6) (Cruttenden 1990).
Normal focus, even in isolated sentences, is not on the final content word
when it is part of a time adverbial. To a student, this is simply a place
where the rules do not work very well.
(6) A: Hi. What have you been doing recently?
B: I was at the beach for a while. I just got back.
In my experience, I have also found that learners find it diªcult to think
in terms of new and given information. For instance, although Halliday’s
(1967) insights about tonic accent and new information state a
systematic regularity for English, the details of the system are not always
transparent. This means that while new and given information are
valuable concepts for analysis, students will often have diªculty applying
them to dialogues, paragraphs, and free speech.
A planning problem Lack of ability to plan a speech ahead of time is the second major
with the approaches limitation for learners. Although people who give speeches and teach
classes have some opportunity to prepare in advance, and to speak from a
prepared text, speakers and listeners in conversation do not. They make
decisions about focus as they go along, responding to other people’s
speeches, and making their own choices about what information to
highlight. They cannot refer to a pre-planned written or memorized text.
Because of this, predicting focus only in terms of new and given
information gleaned from planned-out examples is likely to be of limited
value in transfer to speech.
A functional Because learners face significant cognitive and planning problems, they
approach need exercises that do not only depend on their ability to define word
class, their understanding of information structure, or their ability to
plan. They also need exercises that exploit common functional uses of
focus, and provide practice that will more easily transfer to conversation.
This paper presents three common functional uses of focus that can
supplement instruction using information structure and word class:
focus in answers to questions, focus in correcting misinformation, and
focus in repeated questions. Each can be used to supplement
dependence on information structure as the explanation for focus
50 John M. Levis
Student B. Continue the conversation for about 1–2 minutes. Then switch
roles, with Student B asking a question from item 2.
Focus in answers to Information (WH) questions, with the exception of ‘why’, usually follow
information the principle that answers to questions are in focus. The WH word asks
questions for specific information, and it is usually evident to learners that the
answer to the question should have a tonic accent, as in (8), in which
Where is answered by bank.
(8) A: Where did John go?
B: To the bank.
Even when focus is not on the last content word of the answer, as in (9),
the answer to the question receives the focus.
(9) A: When do you want to go?
B: Would seven be good?
Although the new information approach will often help a learner to
correctly place focus for the answers, knowing that the answer to the
question word will carry the focus better meshes with the conversational
goal, to provide the information asked for by the questioner. This
simplifies the predictive burden for the learner, and encourages an
appropriate response in conversation.
52 John M. Levis
Spokesperson Aide
Factories closing: 3 Factories closing: 2
Jobs lost: 500 Jobs lost: 700
Managers’ jobs lost: 52 Managers’ jobs lost: 42
Decrease in costs: $300,000 Decrease in costs: $330,000
Increase in profit: $700,000 Increase in profit: $800,000
Focus in repeated The last functional use involves focus on function words, especially
questions pronouns. This is a useful part of many common speech routines, such
as greetings and small talk, where there is a predictable focus placement.
This kind of focus placement is exemplified by the common English
greeting in (12).
(12) A: H ow are you?
B: fine. How are you?
In traditional accounts of focus, which appeal to content words and new
information, there is no satisfactory way to account for the focus of
function words on these questions. But by treating the focus placement
as a part of fixed functional routines, the simplicity of the regularity also
makes it much easier to apply in spontaneous speech than appealing to
word class and information structure. The high functional load and
predictability of these questions also make them a useful topic at an early
stage in a pronunciation course.
54 John M. Levis