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Abstract
A series of high molar mass aliphatic homo- and co-polyesters was obtained from 1,4-butandiol and methyl esters of succinic,
adipic, sebacic acids, and these materials were characterised by 1H NMR, SEC, DSC, X-ray and viscosity. Good filmability was
achieved for all the polymers. The biodegradability of poly(butylene succinate-co-butylene sebacate), P(BSu-co-BSe), and
poly(butylene succinate-co-butylene adipate), P(BSu-co-BAd), samples, with different composition, was investigated under
controlled soil burial conditions. Film samples were also assayed to enzymatic attack by lipase from Mucor miehei or from
Rhizopus arrhizus. The biodegradation was evaluated as weight loss and the relative normalised weight loss rates were compared.
The influence of crystallinity, molar mass, chemical structure and melting temperature upon biodegradation was studied. The weight
loss of poly(3-hydroxy butyrate), P(HB), of poly(3-hydroxy butyrate-co-3-hydroxy valerate) 76/24, P(HB-co-HV) 76/24, and of two
commercial Bionolle samples, was also investigated under soil burial conditions. The results allow a direct comparison of the soil
burial degradability of polyesters having different structures.
Ó 2004 Elsevier Ltd. All rights reserved.
0141-3910/$ - see front matter Ó 2004 Elsevier Ltd. All rights reserved.
doi:10.1016/j.polymdegradstab.2004.03.022
856 P. Rizzarelli et al. / Polymer Degradation and Stability 85 (2004) 855e863
Table 1
Properties of the co-polyesters analysed
No. Samplea Method Composition 1
H NMR hsp/cc SEC DSC WAXD
b (dL/g)
Composition Mnd Mw d
D Tm ((C) Tg ((C) Crystallinitye
(%)
1 P(BSu) I 0.56 28 000 49 700 1.78 114 e 34
2 P(BSu) II 1.60 95 400 188 800 1.98 116 ÿ33 32
3 P(BSe) I 0.43 17 800 31 500 1.77 65 e 56
4 P(BSe) II 0.74 33 600 61 400 1.83 65 ÿ55 40
5 P(BAd) I 0.30 10 500 23 500 2.24 63 e e
6 P(BAd) II 1.08 36 150 101 500 2.81 64 ÿ53 38
7 P(BSu-co-BSe) I 90/10 90/10 0.50 32 600 55 800 1.71 106 ÿ42 35
8 P(BSu-co-BSe) II 70/30 70/30 0.95 53 400 104 000 1.95 83 ÿ53 30
9 P(BSu-co-BSe) I 50/50 48/52 0.42 21 900 37 000 1.69 48 ÿ51 26
10 P(BSu-co-BSe) II 50/50 47/53 0.70 41 290 72 150 1.75 49 e 29
11 P(BSu-co-BSe) II 30/70 29/71 0.85 48 300 89 500 1.85 56 ÿ53 33
12 P(BSu-co-BSe) I 10/90 10/90 0.39 24 000 39 500 1.65 63 e e
13 P(BSu-co-BSe) II 10/90 e 1.29 51 700 108 800 2.10 64 ÿ52 35
14 P(BSu-co-BAd) II 80/20 79/21 2.03 85 000 210 000 2.47 88 ÿ32 26
15 P(BSu-co-BAd) II 70/30 69/31 0.91 47 800 107 000 2.24 80 ÿ45 23
16 P(BSu-co-BAd) II 50/50 48/52 1.04 51 800 150 800 2.91 58 ÿ52 11
17 P(BSu-co-BAd) II 30/70 29/71 1.00 56 700 120 000 2.12 39 ÿ52 23
18 P(BSu-co-BAd) II 20/80 17/83 0.77 39 700 79 900 2.01 48 ÿ53 35
19 Bionolle 3001 1.69 52 000 112 300 2.16 93 e 29
20 Bionolle 1001 1.79 59 950 126 100 2.10 114 e 28
21 P(HB)f e e e e 180h e e
22 P(HB-co-HV)g 76/24 e e e e e e e e
a
P(BAd) = poly(butylene adipate); P(BSu) = poly(butylene succinate); P(BSe) = poly(butylene sebacate); P(BSu-co-BSe) = poly(butylene
succinate-co-butylene sebacate); P(BSu-co-BAd) = poly(butylene succinate-co-butylene adipate).
b
Carried out in CDCl3.
c
Determined in CHCl3, 30 (C.
d
Number-average and weight-average molar masses determined using the calibration curve obtained with PS standards in CHCl3.
e
Determined using the Vonk’s method [4].
f
SigmaeAldrich.
g
Marlborough Biopolymers Ltd.
h
Ref. [5].
containing six carbon atoms are more rapidly hydro- the enzyme and blocks the access to the substrate. When
lysed, whereas increasing or decreasing the spacing be- in contact with a hydrophobic surface, the a-helical lid
tween ester groups made the polyesters less susceptible rolls back upon the body of the molecule, whereby the
to enzymatic degradation. Preferential hydrolytic cleav- active site becomes fully accessible, substantially enhanc-
age induced by lipases has been observed [21]. In partic- ing the hydrophobicity around the active site, and the
ular, it was observed that these enzymes prefer cleaving enzyme assumes the active conformation. This two-stage
sebacic ester bonds in P(BSu-co-BSe) co-polymers, model implies that the closed conformation is stable in an
whereas succinic ester bonds appear to be hydrolysed aqueous medium rendering the active centres inaccessible
faster than adipic ester bonds in P(BSu-co-BAd) co- to water-soluble substrates [24,25]. However, the primary
polyesters [21]. products generated by lipase hydrolysis of polyester films
It has long been known that extra-cellular hydrolytic undergo further degradation at longer reaction times. In
enzymes, such as lipases, are able to digest films of fact, the LC/ESI-MS analysis at various times provided
aliphatic polyesters [22]. Lipases are water-soluble en- evidence that lipase catalysis is active also in water
zymes that act on insoluble substrates and consist of solution, a hydrophobic effect induced by the aliphatic
a large family showing the same overall fold structure [23]. units of these polyesters [21].
The activity is maximal only when the enzyme is adsorbed Degradation experiments using a single lipase strain
at an oilewater interface. This unique property is known are more specific with respect to soil burial conditions
as interfacial activation. X-ray crystallographic studies (where a mixture of enzymes may be present), however,
[24,25] have shown that lipases contain buried catalytic to measure the weight loss in controlled soil burial
sites and that activation occurs as a result of a conforma- conditions provides a realistic test of the biodegradabil-
tional change induced upon binding to a lipid interface. ity of polymeric materials, since mineralization rates
In aqueous media an a-helical lid covers the active site of cannot be determined with enzyme assays.
P. Rizzarelli et al. / Polymer Degradation and Stability 85 (2004) 855e863 857
1.2
0.8
0.4
0.0
Normalised weight loss (mg/cm2)
5
Normalised weight loss (mg/cm2)
50
(d)
Crystallinity index ( )
40
30
20
10
120
110
Melting temperature (°C)
100
(e)
90
80
70
60
50
40
30
100 90 80 70 60 50 40 30 20 10 0
BSu content (mol )
Fig. 1. Normalised weight loss versus BSu content in P(BSu-co-BAd) films in: (a) soil burial degradation tests (15 days); (b) enzymatic degradation
assays (20 h) by lipase from Rhizopus arrhizus; (c) enzymatic degradation assays (20 h) by lipase from Mucor miehei; (d) crystallinity index versus BSu
content in P(BSu-co-BAd) films; (e) melting temperature versus BSu content in P(BSu-co-BAd) films.
860 P. Rizzarelli et al. / Polymer Degradation and Stability 85 (2004) 855e863
homo-polymer, the sample with the highest melting enzymes that randomly cleave ester bonds of the poly-
temperature, is not susceptible to biodegradation both mer chain.
enzymatic and microbial. Besides, P(BSu-co-BAd) 20/80 In Fig. 3a the normalised weight losses by lipase from
has a higher crystallinity content (35%) than P(BSu-co- Mucor miehei are compared for both series of synthetic
BAd) 80/20 or 70/30, but it is degraded faster. This co-polyesters. Although P(BAd) and P(BSe) have simi-
result appears to be due both to the lower melting lar crystallinity index and comparable melting temper-
temperature and to the higher content of BAd units. atures, P(BAd) is hydrolysed faster. However, the
P(BSu-co-BAd) 50/50 and P(BAd) have similar melting P(BSu-co-BSe) 30/70 sample shows the highest biodeg-
temperature, different crystallinity index and compara- radation rate and it could be correlated to the higher
ble normalised weight loss by lipase from Rhizopus susceptibility of butylene sebacate bonds to enzymatic
arrhizus. The biodegradation degree concerning the soil hydrolysis as well as to the higher hydrophilic/hydro-
burial tests appears to be less influenced by melting phobic ratio, that should induce a faster interfacial
temperature and crystallinity with respect to enzymatic activation of the lipase.
degradation. In Fig. 3b the normalised weight losses by lipase from
In Fig. 2aee are shown the data concerning P(BSu- Rhizopus arrhizus are compared for the P(BSu-co-BAd)
co-BSe) co-polyesters. Both crystallinity index and melt- and the P(BSu-co-BSe) co-polyesters. The activity of
ing temperature plotted, respectively, in Fig. 1d and in lipase from Rhizopus arrhizus is lower than that of lipase
Fig. 1e versus BSu content, show a minimum value at from Mucor miehei and the co-polyesters with a higher
50% of butylene succinate units. In the meantime, the BAd content are hydrolysed faster. P(BAd) is the unique
normalised weight loss due to the enzymatic attack by homo-polymer susceptible to enzymatic attack by lipase
lipase from Rhizopus arrhizus (Fig. 2b) shows a maxi- from Rhizopus arrhizus.
mum biodegradation degree at 50 mol% of BSu units. In Fig. 4 the normalised weight loss values obtained
The enzymatic degradation curve is not symmetric: in the controlled soil burial degradation tests of the
P(BSu-co-BSe) 30/70 is degraded faster than P(BSu-co- polyesters investigated are compared, including poly(3-
BSe) 70/30 and it should be correlated to the different hydroxy butyrate), P(HB), poly(3-hydroxy butyrate-co-
melting temperature as well as to their chemical com- 3-hydroxy valerate) 76/24, P(HB-co-HV) 76/24 and two
position (Fig. 2b). In fact a preferential hydrolytic cleav- Bionolle commercial samples. P(HB) and P(HB-co-HV)
age of sebacic ester bonds in P(BSu-co-BSe) co-polymers 76/24 show a higher biodegradation rate than Bionolle
has been recently reported by the analysis of water- samples but lower than some P(BSu-co-BSe)s and
soluble monomers and co-oligomers by liquid chroma- P(BSu-co-BAd)s. Among the homo-polyesters, P(BAd)
tography/electrospray ionization mass spectrometry appears more susceptible to biodegradation. More spe-
(LC/ESI-MS) [21]. cifically, P(BAd) and P(BSe) have similar melting tem-
The enzymatic biodegradation curve by lipase from peratures and comparable crystallinity, but again the
Mucor miehei shows a different trend (Fig. 2c): the nor- former biodegrades twice as fast as the latter. This
malised weight loss increases with BSe content reaching should indicate that adipate bonds are hydrolysed faster
a maximum at 30% of butylene succinate units. The than sebacate bonds. Nevertheless P(BSu-co-BSe) 70/30
P(BSu-co-BSe) 10/90 and P(BSe) homo-polymer, have shows the highest biodegradation rate, although it has
a higher crystallinity index and a lower melting temper- a higher crystallinity index than P(BSu-co-BAd) 70/30
ature than P(BSu-co-BSe) 70/30 but comparable nor- (Table 1).
malised weight loss, indicative of a higher degree of
biodegradability induced by sebacate units in these co-
polyesters. In contrast, the normalised weight loss curve 4. Conclusions
(Fig. 2a) concerning the soil burial test shows the highest
normalised weight loss at 70% of BSu units. The con- P(HB) and P(HB-co-HV) 76/24 show excellent soil
tribution of different factors produces a less selective burial biodegradation. The low biodegradation of the
biodegradation and the influence of chemical structure, two Bionolle samples might represent the result of a
crystallinity and melting temperature is less evident. compromise between biodegradation properties and
Furthermore to check the effect of molar mass on the physical properties (melting point). The co-polyesters
enzymatic degradation, we have compared the normal- synthesised and analysed here show quite satisfactory
ised weight loss of P(BSu-co-BSe) 50/50 with different biodegradation levels. Butylene adipate units are more
molar masses (samples 9 and 10, Table 1). The change of susceptible to the attack by lipase from Rhizopus ar-
molar mass does not affect sensibly the crystallinity rhizus, whereas butylene sebacate units are more suscep-
index, the melting temperature and the biodegradation tible to the attack by lipase from Mucor miehei. Butylene
level for both lipases used. The independence of nor- succinate units appear to be the less susceptible.
malised weight loss from the molar mass of samples Even if crystallinity has been singled out as the factor
should indicate that the lipases used are endo-type that most affects enzymatic degradation of polymers
P. Rizzarelli et al. / Polymer Degradation and Stability 85 (2004) 855e863 861
2.0
1.2
0.8
0.4
0.0
Normalised weight loss (mg/cm2)
1.2
Lipase from Rhizopus arrhizus
1.0
(b)
0.8
0.6
0.4
0.2
0.0
Normalised weight loss (mg/cm2)
7
6 Lipase from Mucor miehei
(c)
5
4
3
2
1
0
46
Crystallinity index ( )
42 (d)
38
34
30
26
120
110
Melting temperature (°C)
100
(e)
90
80
70
60
50
40
100 90 80 70 60 50 40 30 20 10 0
BSu content (mol )
Fig. 2. Normalised weight loss versus BSu content in P(BSu-co-BSe) films in: (a) soil burial degradation tests (15 days); (b) enzymatic degradation
assays (20 h) by lipase from Rhizopus arrhizus; (c) enzymatic degradation assays (20 h) by lipase from Mucor miehei; (d) crystallinity index versus BSu
content in P(BSu-co-BSe) films; (e) melting temperature versus BSu content in P(BSu-co-BSe) films.
862 P. Rizzarelli et al. / Polymer Degradation and Stability 85 (2004) 855e863
P(BSu-co-BSe) 70/30
P(BSu-co-BSe) 50/50
P(BSu-co-BSe) 30/70
P(BSu-co-BSe) 10/90
P(BSe)
P(BSu-co-BAd) 80/20
P(BSu-co-BAd) 70/30
P(BSu-co-BAd) 50/50
P(BSu-co-BAd) 20/80
P(BAd)
Fig. 3. Normalised weight losses for P(BSu-co-BAd) and P(BSu-co-BSe) films in enzymatic degradation tests (20 h) (a) by lipase from Mucor miehei
and (b) by lipase from Rhizopus arrhizus.
[8,10,17,18], a combined effect of chemical structure, Biodegradation in soil burial tests is less selective
melting temperature and crystallinity appears to influ- than that in solution, mediated by a single enzyme.
ence the activity of the lipase from Mucor miehei and However, mineralization rates cannot be determined
from Rhizopus arrhizus. with enzyme assays.
4.0
P(BSu-co-BSe) 70/30
P(BSu-co-BAd) 50/50
P(BSu-co-BSe) 50/50
3.5
P(BSu-co-BAd) 30/70
P(BSu-co-BSe) 30/70
3.0
Normalised weight loss (mg/cm2)
P(BSu-co-BAd) 20/80
P(BSu-co-BAd) 70/30
P(HB-co-HV) 76/ 24
2.5
P(HB)*
2.0
P(BSu-co-BSe) 10/90
P(BAd)
P(BSu-co-BAd) 80/20
1.5
Bionolle 3001
1.0
Bionolle 1001
P(BSe)
P(BSu)
0.5
0.0
Fig. 4. Normalised weight losses for P(BSu-co-BAd), P(BSu-co-BSe), Bionolle, P(HB) and P(HB-co-HV) 76/24 film samples in soil burial tests. *Films
of P(HB) were prepared by solvent-casting.
P. Rizzarelli et al. / Polymer Degradation and Stability 85 (2004) 855e863 863