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Review

Assessment scales for


obsessive–compulsive disorder

Eric A Storch†, Kristen Benito1 & Wayne Goodman2

Practice points
„„ In addition to unstructured clinical interviews, there are a number of valid clinician-administered and
patient-report scales that can be used to assess presence of obsessive–compulsive symptoms and their
associated severity.

„„ Patient-report measures can be easily integrated into clinical practice to assess symptom presence and
severity, and monitor treatment progress.

„„ Although clinician-administered measures such as the Yale–Brown Obsessive–Compulsive Scale take


modest time to administer, they are considered the gold standard for assessing obsessive–compulsive
symptom presence and severity.

„„ The heterogeneity of obsessive–compulsive disorder requires an array of scales to assess relevant


constructs, such as insight, cognitive factors and family accommodation. Such scales should be considered
in the assessment of people with obsessive–compulsive disorder.

„„ Multi-informant assessment approaches that include measures completed by clinicians, patients, and
significant others are likely to be most informative.

Summary Numerous assessment scales have been introduced in the obsessive–


compulsive disorder (OCD) literature. Such scales have considerable clinical utility because
OCD is often misdiagnosed and there is a need to monitor treatment course and response.
This article briefly reviews adult OCD assessment scales, specifically clinician-administered
interviews and patient-report measures. The manuscript concludes with a discussion of
future directions.

Obsessive–compulsive disorder (OCD) is a compulsions (i.e., maladaptive, repetitive


relatively common anxiety disorder affect- behaviors) [2] . By nature, the clinical pre-
ing 1–2% of adults and children [1] . Affected sentation of OCD is quite heterogeneous.
patients experience obsessions (i.e., intru- Patients present with a wide array of obses-
sive, anxiety-provoking thoughts) and/or sions and compulsions, including those related

1
Pediatric Anxiety Research Clinic, Brown University Medical School, 1 Hoppin Street, 2nd Floor, Providence, RI 02903, USA
2
Department of Psychiatry, Mt. Sinai School of Medicine, NY, USA

Author for correspondence: Department of Pediatrics, University of South Florida, 800 6th Street South 4th Floor, St. Petersburg,
FL 33701, USA; estorch@health.usf.edu

10.2217/NPY.11.22 © 2011 Future Medicine Ltd Neuropsychiatry (2011) 1(3), 243–250 ISSN 1758-2008 243
Review  Storch, Benito & Goodman

to contamination, checking, taboo thoughts, OCD measures were reviewed to identify mea-
hoarding, and symmetry/ordering [3,4] . Other sures not found through the aforementioned
clinical constructs also hold relevance in OCD, search engines. Finally, OCD treatment out-
including degree of insight, pathological doubt come studies were examined for measures
and uncertainty, avoidance, and inflated sense that may not have been identified through the
of responsibility [5] . Symptoms tend to run a aforementioned methodology. See Table 1 for
chronic course in the absence of treatment, and a discussion of strengths and considerations
OCD differentiates itself from other anxiety in commonly used clinician and self-report
disorders by virtue of heightened impairment measures of obsessive–compulsive symptom
levels [6] . presence and severity.
Accurate assessment of obsessive–compulsive
symptoms is necessary to ensure optimal thera- Clinician-administered measures
peutic outcome. Two treatments have estab- Given the importance of evidence-based assess-
lished efficacy: cognitive-behavioral therapy ment, structured/semi-structured clinician-
(CBT) with exposure and response prevention, administered interviews and patient-/care-
and antidepressant medications [7,8] . Yet, access giver-report measures are increasingly used.
to such interventions is dependent on accu- Clinician-administered measures (e.g., diagnos-
rately determining that a person has clinically tic interviews and symptom severity scales) pro-
significant obsessive–compulsive symptoms. vide detailed information about the nature and
Furthermore, psychometrically sound measures severity of symptoms and ensure that patients
are required to precisely measure the effec- may elaborate or clarify items [11] . However, this
tiveness of interventions. Finally, the hetero­ class of measures requires relatively extensive
geneous clinical presentation of OCD requires training and takes considerable time to imple-
an array of symptoms and comorbid presenta- ment in research and clinical practice (with
tions to be fully assessed. With these points in the possibility of no reimbursement in the lat-
mind, this review focuses exclusively on provid- ter). Among diagnostic interviews, the Anxiety
ing a brief overview of commonly used assess- Disorders Interview Schedule for DSM-IV
ment scales in adult OCD (see Merlo et al.  [9] (ADIS) [12] and Structured Clinical Interview
for a review of child scales). Although there for DSM-IV Axis I Disorders (SCID-I) [13] are
have been other reviews on OCD assessment widely used to establish primary, comorbid, and
instruments (e.g., [10]), these reports were quite differential diagnoses among adults with OCD
long and may have been geared for research- and other psychiatric disorders.
ers rather than applied clinicians. In addition, Besides diagnostic measures, there are sev-
several scales discussed in the present review eral OCD-specific scales that are widely used
(e.g., Yale–Brown Obsessive Compulsive Scale to measure OCD symptom severity. Most
[Y-BOCS]-II) have not received attention in notable are the Y-BOCS and Y-BOCS-II. The
past assessment reviews. Through increased Y-BOCS [14,15] is a semi-structured, clinician-
knowledge of available assessment scales, it administered measure that has been used as the
is our contention that more patients may be primary outcome across virtually all contempo-
identified and treated with appropriate psycho- rary clinical trials in OCD. It consists of two
logical and psychiatric interventions, with the primary sections: the Symptom Checklist and
ultimate goal of improving patient outcomes. Severity Scale. The Symptom Checklist assesses
the presence of 64 obsessions and compulsions,
Method both currently and in the patient’s past. The
Electronic literature searches (all years to Severity Scale includes ten items anchored on a
December 2010) of PUBMED, PsychINFO, five-point scale that assesses distress, frequency,
MEDLINE, EMBASE, and Google Scholar interference, resistance, and symptom control
were conducted to identify relevant measures of obsessions and compulsions. Three primary
for inclusion. Key words included: the specific Severity Scale scores are derived: Obsessions
names of known measures (e.g., ‘Y-BOCS’), Severity Score (range = 0–20), Compulsions
‘obsessive compulsive disorder’, ‘assessment’, Severity Score (range = 0–20), and Total Score
‘measurement’, ‘reliability’, ‘validity’, ‘factor (range = 0–40). Despite strong psychometric
ana­lysis’ and ‘self-report’. Furthermore, the properties including good reliability (i.e., inter-
reference sections of psychometric articles of nal consistency and inter-rater) and construct

244 Neuropsychiatry (2011) 1(3) future science group


Assessment scales for obsessive–compulsive disorder  Review

Table 1. Strengths and considerations in commonly used clinician and self-report measures of obsessive–compulsive symptom
presence and severity.
Measure Format Description Strengths Considerations Ref.
Y-BOCS/ Clinician Assesses obsessive–compulsive Widely used across clinical Modest discriminant validity with [14–16]
Y-BOCS-II symptom presence and severity studies depressive and anxiety symptoms
Generally strong psychometric Inconsistent findings on the Y-BOCS
properties factor structure
Y-BOCS-II addresses some Requires training and takes a modest
criticisms of Y-BOCS amount of time to administer
NIMH- Clinician One-item rating of obsessive– Simplicity Provides limited information about [18]
GOCS compulsive symptom severity Adequate psychometric symptom presentation and severity
(1–15 scale) properties
OCI-R Self-report Assesses self-reported Well-researched measure with May be better conceptualized as [28]
obsessive–compulsive established psychometric a measure of severity of specific
symptoms across six properties dimensions versus overall obsessive–
dimensions in terms of Assesses multiple symptom compulsive severity
associated distress domains May assess symptom presence rather
Ease of administration than severity
Total score may be affected by
differential ratings across dimensions
FOCI Self-report Assesses symptom presence Strong psychometric properties Psychometrics not established by [32]
and associated severity on a Ease of administration independent research group
unitary scale
Y-BOCS- Self-report Self-report measure that Strong psychometric properties Somewhat lengthy to complete [34]
self-report corresponds to the Y-BOCS May not be suited as a screening
measure given poor specificity
LOI-Survey Self-report Assesses presence of common Has been widely used in the Fair-to-poor psychometric properties [37,38]
Form obsessive–compulsive past and translated into several overall
symptoms languages Limited treatment sensitivity
DOCS Self-report Assesses severity of four Initial psychometrics are strong Further study of psychometrics and
obsessive–compulsive Ease of administration treatment sensitivity are needed
symptom dimensions
VOCI Self-report Assesses severity of obsessive– Strong psychometric properties May be better conceptualized as [35]
compulsive symptoms across Ease of administration a measure of severity of specific
varied domains dimensions versus overall obsessive–
compulsive severity
Total score may be affected by
differential ratings across dimensions
SCOPI Self-report Assesses degree of Good psychometric properties Lack of data about treatment [44]
interference/distress linked to Ease of administration sensitivity
varied obsessive–compulsive
symptoms
PI-R Self-report Assesses degree of disturbance Good psychometric properties Hoarding symptoms are not assessed [45,46]
linked to common obsessive– Ease of administration
compulsive symptoms Translated into several languages
DOCS: Dimensional Obsessive–Compulsive Scale; FOCI: Florida Obsessive–Compulsive Inventory; LOI: Leyton Obsessional Inventory;
NIMH‑GOCS: National Institute of Mental Health Global Obsessive Compulsive Rating Scale; OCI-R: Obsessive–Compulsive Inventory-Revised;
PI-R: Padua Inventory-Revised; SCOPI: Schedule of Compulsions, Obsessions, and Pathological Impulses; VOCI: Vancouver Obsessional
Compulsive Inventory; Y-BOCS: Yale–Brown Obsessive Compulsive Scale.

validity (i.e., convergent and divergent valid- ƒƒ The item that assesses resistance against
ity, treatment sensitivity, known groups valid- obsessions has yielded poor psychometric
ity), the Y-BOCS has several shortcomings properties
including:
ƒƒ Unclear conceptualization of active avoidance
ƒƒ Difficulty assessing more severe cases into ratings

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Review  Storch, Benito & Goodman

With these conceptual issues in mind, the seven questions assessing conviction of beliefs,
Y-BOCS-II [16] was developed. While relatively perception of other’s views of beliefs, explana-
new to the field the initial psychometric proper- tion of differing views, fixity of ideas, attempt
ties are promising. These include both strong to disprove ideas, insight, and a supplemental
reliability (i.e., internal consistency, test-retest item assessing ideas/delusions of reference.
and inter-rater) and construct validity (i.e., con- Total scores ≥12 indicate poor insight [25] . The
vergent and divergent validity and factorial BABS has demonstrated excellent inter-rater
validity) [16,17] . and test-retest reliability, and a high degree of
In addition to the Y-BOCS/Y-BOCS-II, the internal consistency [24–26] . The Overvalued
National Institute of Mental Health (NIMH) Ideas Scale (OVIS) [27] is an 11-item semi-
Global Obsessive Compulsive Scale (GOCS) structured clinician interview that taps into
and Clinical Global Impressions (CGI) – the degree of overvalued ideation by the patient
Severity Scale [18] have been used as one-item (e.g., strength of belief and resistance against
clinician ratings of OCD symptom severity and belief ) over the past week. The OVIS allows
overall illness severity. Regarding the NIMH- for refined questioning of the respondent by
GOCS, severity ratings are anchored on a 1–15 the examiner, and demonstrates good reliability
Likert-type scale with detailed descriptions of (i.e., excellent internal consistency and 4-week
numeric ratings. The CGI-Severity Scale pro- test-retest reliability) and validity properties
vides descriptions about overall illness severity (i.e., moderate-to-strong correlation with the
that the clinician uses to rate their impression Y-BOCS) [27] .
of overall psychopathology. While advantages
of each include the brevity, wide use, and good Patient-report measures
psychometric properties, each fails to provide A number of self-administered measures of
detailed clinical information about the patient’s obsessive–compulsive presence and/or sever-
symptom severity. ity are available. Advantages of such mea-
The Dimensional Y-BOCS (DY-BOCS) [19] sures include their practicality, brevity, rela-
was derived from the Y-BOCS and assesses the tive accuracy and minimal patient burden.
severity of six symptom dimensions separately Disadvantages include lack of independent
(i.e., contamination, hoarding and sexual/reli- verification of responses, potential for response
gious obsessions). Separate severity scores are bias, lack of translation into certain languages
derived for each dimension, which may hold or applicability to those with low reading
advantages for assessing treatment response in level and a reduced flexibility compared with
a particular symptom domain. The DY-BOCS clinician-administered assessments.
has demonstrated adequate psychometric prop- Widely used, the Obsessive–Compulsive
erties in its initial study; however, the limited Inventory-Revised (OCI-R) [28] was derived
available data suggest that its reliability and from the 42-item Obsessive–Compulsive
validity should be tested further. Inventory [29] to reduce subject burden and
There exist several clinician-rated measures item redundancy. The OCI-R contains 18 items
that assess ancillary components of OCD such broken down into six factorally derived sub-
as family accommodation and insight. The scales: washing, checking, ordering, obsess-
Family Accommodation Scale (FAS) [20,21] is ing, hoarding, and mental neutralizing. Items
administered to a patient’s significant other are rated based on the degree to which they
(i.e., parent, spouse) to assess family accom- cause the respondent distress (0 = not at all,
modation of obsessive–compulsive symptoms. 4  =  extremely). Although the OCI-R has
While two slightly different versions of this shown generally good psychometric properties
measure exist, both have demonstrated robust (i.e.,  excellent reliability and modest conver-
psychometric properties in adults and youth gence with the Y-BOCS [28,30]), there is con-
with OCD [20–23] . The Brown Assessment of cern that the measure assesses symptom pres-
Beliefs Scale (BABS) [24] is a semi-structured ence rather than severity, and that the OCI-R
clinician interview that assesses delusional total score may misrepresent overall symptom
thinking and patient insight. This assessment severity in some patients (e.g., a person with
begins with two initial questions regarding severe distress in only one domain will look less
beliefs that are of the most concern to the ‘severe’ than a person with modest symptoms
patient. The remainder of the BABS consists of across multiple domains) [31] .

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Assessment scales for obsessive–compulsive disorder  Review

The Florida Obsessive Compulsive Inventory modest divergence with self-reported depressive
(FOCI) [32] is a 25-item measure of symptom and non-OCD anxiety symptoms) [35] . However,
presence (items 1–20) and severity (items 21–25). in the original validation study, the VOCI showed
The Symptom Checklist assesses the presence of a weak relationship with clinician-rated obses-
20 commonly occurring obsessions and compul- sive–compulsive severity, which may be due to the
sions. The Severity Scale assesses five dimensions VOCI total scale reflecting scores across multiple
of severity: time occupied, inter­ference, distress, symptom domains.
degree of avoidance and degree of control. The The Leyton Obsessional Inventory Survey
FOCI has demonstrated good psychometric Form (LOI-SF) [37,38] is one of the original assess-
properties including strong reliability (i.e., inter- ment patient-report scales to be published. It con-
nal consistency) and construct validity (i.e., tains 30 items that assess the presence of obses-
convergence with the Y-BOCS and treatment sive–compulsive symptoms. Interestingly, few
sensitivity) [32,33] . While the availability of psy- psychometric properties for this measure have
chometric data is more limited relative to the been published in clinical samples [37] and some
OCI-R, the Severity Scale corresponds strongly results for the child version of this measure have
with clinician ratings of obsessive–compulsive suggested poor reliability and validity [39–41] .
severity (i.e., Y-BOCS-Severity Scale) sug- The Dimensional Obsessive–Compulsive
gesting that this measure may serve as a good Scale (DOCS) [42] is a recently published 20-item
patient‑report assessment of symptom severity. measure that assesses the severity of four major
The Y-BOCS-Self Report (Y-BOCS-SR) [34] symptom dimensions (contamination, respon-
has a similar composition to the Y-BOCS [14,15] in sibility for harm, unacceptable obsessional
terms of a symptom checklist and severity scale. thoughts and symmetry/completeness/exact-
The presence of 58 obsessions and compulsions ness) on time occupied, avoidance, distress, func-
are reported, followed by the respondent endors- tional impairment and difficulty disregarding
ing three primary obsessions and compulsions obsessions/compulsions. The uniqueness of the
each. With these primary symptoms in mind, DOCS is that it considers severity as a function
the respondent answers ten questions pertaining of symptom typology, which has received recent
to the time occupied by obsessions/compulsions, increased clinical attention [43] . Initial psycho-
interference due to obsessions/compulsions, dis- metric properties are strong, including reliability
tress related to obsessions/compulsions, resis- (i.e., internal consistency and 12-week test-retest
tance against obsessions/compulsions, and degree reliability) and construct validity (i.e., conver-
of control over obsessions/compulsions [34] . Like gence with other metrics of obsessive–compulsive
other patient-report measures, the Y-BOCS-SR severity, divergence with measures of depression
has strong psychometric properties including reli- and overall anxiety, treatment sensitivity and
ability (i.e., internal consistency and test-retest), factorial stability).
and construct validity (i.e., good convergence The Schedule of Compulsions, Obsessions,
with clinician-rated obsessive–compulsive symp- and Pathological Impulses (SCOPI) [44] consists
tom severity, diagnostic sensitivity). While clini- of a 45-item scale that assesses varied symptom
cally informative, the Y-BOCS-SR may take up dimensions (i.e., checking, cleanliness, hoard-
to 30 min to complete and, thus, there is modest ing and pathological impulses). The SCOPI has
patient burden in applied clinical practice relative sound psychometric properties overall (i.e., good
to other patient-report scales. internal consistency and test-retest reliability,
The Vancouver Obsessional Compulsive construct validity) although its ability to detect
Inventory (VOCI) [35] is a revision of the Maudsley treatment effects is unknown.
Obsessional Compulsive Inventory (MOCI) [36] . The Padua Inventory [45] assesses 60 self-
The MOCI was targeted for revision given con- reported obsessions and compulsions on a five-
cerns regarding the dicho­tomous response format, point scale reflecting the degree of disturbance
modest psychometric properties (e.g., treatment associated with that symptom. The measure
insensitivity), and item redundancy [35] . The was later revised, into the Padua Inventory-
VOCI demonstrates strong psychometric prop- Revised [46] , which consists of 39 items assessing
erties including excellent reliability (i.e., internal common obsessions and compulsions. Generally
consistency, 47‑day test-retest reliability) and con- good psychometric properties exist for both
struct validity (i.e., good convergence with self- forms (e.g., high internal consistency, convergent
reported obsessive–compulsive symptom severity, validity, known groups validity) [45,46] .

future science group www.futuremedicine.com 247


Review  Storch, Benito & Goodman

Ancillary measures dimensions given potential etiological and


The etiology and maintenance of OCD is multi­ treatment implications. For example, certain
determined, involving an interplay of behav- symptom dimensions have been associated with
ioral, biological, genetic, cognitive, immune attenuated psychotherapy and/or pharmaco­
and environmental factors [47] . Given the role therapy response [43,56] , different patterns of
of cognitive factors in OCD and other anxiety neural activity [57–59] , and strength of genetic
disorders, several measures have been created loading  [60,61] . With this in mind, dimension-
that assess the manner in which people make specific treatments have been developed in
meaning of cognition and the relevance of hope that tailoring interventions to the indi-
this to OCD. The Interpretation of Intrusions vidual will yield better outcomes [62,63] . Second,
Inventory [48] consists of 31 items that assess extending extant measures used in adults to
the respondent’s interpretations of unwanted, youth with OCD is needed. Developmentally
distressing obsessions and compulsions. The appropriate measures of insight, cognitive pro-
Thought–Action Fusion Scale [49] measures the cesses, and parent-rated symptom severity scales
tendency to believe that thoughts are equivalent are not available. Third, considerable debate
to actions. The Obsessive Beliefs Questionnaire exists regarding the diagnostic classification of
is an 87-item self-report measure of OCD- hoarding within OCD. It is widely recognized
related beliefs [50] . The Frost Indecisiveness that pathological hoarding frequently exists
Scale is a 15-item self-report scale to assess fears separate from OCD [64,65] and a separate hoard-
regarding making the wrong decision and posi- ing disorder is planned for the DSM-5. This
tive attitudes about decision-making [51] . The creates a conundrum for assessment scales that
Responsibility Attitude Scale is a 26-item ques- include assays of hoarding symptoms within
tionnaire designed to assess the respondent’s their total score (e.g., OCI-R). It may be nec-
sense of responsibility [52] . The Responsibility essary to revise and re-norm such instruments.
Interpretations Questionnaire assesses the fre- Finally, the next phase of treatment research for
quency of, and belief in, specific interpretations OCD will require dissemination of CBT into
of intrusive thoughts about possible harm [52] . the community (e.g., community mental health
Across each measure, generally good psycho- centers and primary care settings). This shift
metric properties have been reported. Finally, in treatment focus requires continued adapta-
measures of functional impairment related to tion of assessment tools for use in those set-
psychopathology such as the Sheehan Disability tings (e.g., increased need for brevity, careful
Scale [53] may be useful as well as assessments of consideration of comorbidity and evaluation of
quality of life (e.g., Short-Form 36 [54,55]). multiple life stressors).

Conclusion & future perspective Financial & competing interests disclosure


Use of appropriate assessment scales is a criti- Eric A Storch receives grant funding from the National
cal component in the assessment and treatment Institute of Mental Health (NIMH), National Institute of
of OCD patients. Which measure to select Child Health and Human Development (NICHD), All
should be based on the strengths and weak- Children’s Hospital Research Foundation, Centers for
nesses of the respective scale, suitability of Disease Control, National Alliance for Research on
purpose (e.g.,  assessing outcome vs screening Schizophrenia and Affective Disorders, International OCD
for symptom presence), and context or setting Foundation, Tourette Syndrome Association, and Janssen
(e.g., research and clinical practice). For exam- Pharmaceuticals; receives textbook honorarium from
ple, research practice likely involves the use of Springer Publishers and Lawrence Erlbaum; has been an
clinician-administered measures with patient- educational consultant for Rogers Memorial Hospital; and
report scales used in an adjunctive fashion. receives research support from the University of South
Nonresearch clinical settings, by contrast, may Florida and All Children’s Hospital Guild Endowed Chair.
utilize patient-report scales given their brevity; The authors have no other relevant affiliations or financial
positive endorsements may signal the need for involvement with any organization or entity with a finan-
more comprehensive assessment procedures. cial interest in or financial conflict with the subject matter
There are a number of future directions or materials discussed in the manuscript apart from
and considerations we highlight in the realm those disclosed.
of OCD assessment scales. First, increased No writing assistance was utilized in the production of
attention is given to assessing OCD symptom this manuscript.

248 Neuropsychiatry (2011) 1(3) future science group


Assessment scales for obsessive–compulsive disorder  Review

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