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[p o r d ] On the Concept of Types 43
Perhaps it will clarify th e problem to say a word abo ut the history of the
type concept, for the purposes of classification of archeological material have
'y J- H. STEWARD undergone a change beginning in this country during the second an d third
decades of this century. Initially archeological classifications were made for
the purpose of describing collections, a n d the smallest divisions of the Ítems
were frequently called types. These groupings were defined without reference
ropblogists in gen-
to the temporal a n d spatial coordinates of culture history. Where chronological
ine; criticall) ■ the
Information is lacking such descriptive classifications are the only sort th a t can
eir methodologies.
be made an d are extrem ely useful. A good example of such a classification is
i»tr¿>spection th a t
S. K. L o th ro p ’s (1926) analysis of p o tte ry collections from Costa Rica and
pers; such as those Nicaragua.
948).. a n d Ehrich The classifying of ceramics into type groupings th a t are designed to serve
as measuring devices for culture history began in the southwestern United
|tisfifed w ith com-
States and is now s ta n d a r d practice am ong American archeologists. Descrip
p tr e a t their da ta tive system atization is sub ordinated to the necessity for emphasizing spatial
kl toW of cultural and temporal change in the material. Perhaps it is unfortu nate th a t the word
jlogisis who have
“ ty p e ” has been retaine.d for this new function, because to some it seems to
|U types, b u t this carry a connotation of its earlier descriptive usage. Krieger (1944:272) has
|n . Archeologists stated the current purpose of formulating tvpes in the following words:
Itructing cultural
Thus the purpose of a type in archaeology must be to provide an organizational
|igh the term has
tool which will enable the investigator to group specimens into bodies which have
Í
cepjt has been
demonstrable historical meaning Í7i terms of behavior patterns. Any group which may be
a aije the same, labelled a “ type” must embrace material which can be shown to consist of individual
to kee it more variations in the execution of a definite constructional idea; likewise, the dividing lines
¡b le ¡and neces- between a series of types must be based upon demonstrable historical factors, not, as is
often the case, upon the inclinations of the analyst or the niceties of descriptive orderli-
Í
y thjat the cul- ness.
ned, and what
Spaulding (1953:305) seems to agree th a t to be useful each type must have
usion. T h e de-
historical significance: “ H istorical relevance in this view is essentially derived
iltura! types; a
from the typological analysis; a properly established type is the result of sound
| for a num ber
inferences concerning th e cu sto m arv behavior of the makers of the artifacts
jtate it clearly,
and cannot fail to have historical meaning.” I certainly am in agreement with
(ie phenomena
1 both these authors th a t to be useful, each type m ust have a limited range in
¡an im p o rta n t
time and space and th u s have historical significance.
f m a y proceed
The discussion t h a t follows will retrace some of the same argum ents set
| employed in
forth by Rouse and Krieger b u t will consider typology from a slightly different
angle. Instead of emphasizing the-problem from the point of view of archeo
!
disci|ission of
logical specimens, I shall examine the concept as it would apply to a living
th i s d e b a te d
3s, Ford and culture. Further, to m ak e the task easier and to a tte m p t to clarify basic prob-
lems which the typologist m u st face, this will be fictitious culture history which
íght lup as a
has not beén subjected to the complicating factors th a t operate in all actual
m ethod for
histories. These factors are barriers to diffusion such as uneven pupulation
>n t^kes for
: disfcovered distribution, na tu ra l obstacles to communication, political and linguistic
boundaries, or boundaries between competing cultural items of different geo-
graphic origin. N eith er will it be subjected to the forces th a t speed and retard
44 A m erican Anlhropologist [56 , 1954
cultural change— wars, epidemics, alien cultures with high prestige, or adver-
tising by influential innovators. E ach culture bearer has been the normal minor
innovator th a t has borne the responsibility for most of the change th a t has
taken place in culture histories.
T he fairy tale which follows is the sort of “ strip p e d ” description of phe-
nomena which has proved very useful in more m a tu re fields of Science, such as
physics. E very physical “ Law” states th a t if certain modifying circumstances
were nullified such an d such would happen. In experience the modifying cir
cumstances are always présent a n d events never conform exactlv to the
■'Law.” This, then, is my excuse for introducing the Gamma-gamma, people of
the Island of Gam ma, situated in the curious sea of Zeta.
A C U L T U R E IS A C L A S S IF IC A T O R Y D E V IC E
m ent
ideal
conc:
aspei
unit
th at
men
caus
dwe
The
and
be r
foui
legi
tend to be smaller th a n the average. T ow a rd the left side of the diagram, the
houses are larger and are on v ery low stilts, or are built on the ground. A few
have two rooms. V ariation tow ard the top of the diagram tends tow ard larger
size, and tow ard the b o tto m the houses are small, square, and the roofs ap-
proach the pyram idal in shape.
This description is an obvious simplification. As the diagram shows, there
[56, 1954 On the Concept of Types 47
cturps a b o u t 4 by 6 are all sorts of variations between the four poles described and, in addition,
e d am p ground, and there are other variables which could also serve as poles in this diagram. For
xa this norm are ob- example, some buildings are roofed w ith the white palm fronds an d on others
ríght of the diagram,
the dark gray kilea grass is used. Still, these combinations have definite
ane is in a tree.! T hey
limits of variation. N one of the houses has more than one living and sleeping
room, all are constructed of bam boo an d thatch, and no one has introduced
bathrooms such as are observed in the local mission buildings. To the ethno-
logical observer it is quite clear th a t there is a G am m a-gam m a house type with
a mean and range of v a ria tion as ju st described. In Figure 1, w hat m ay be
considered the m ean of the type lies w ithin the inner circle.
T H E E T H N O G R A P H IC T Y P E IS F O R M E D B Y T H E O B S E R V E R A T
A C H O S E N L E V E L O F A B S T R A C T IO N
G am m o)*
Gamma-
gam m a
F i g .'3 . T h is diagram will serve tw o p u rposes. F irs t, it will rep re sen t geographical d istrib u -
tio n of v ariatio n a n d for th is p u rp o se each h ouse rep re sen ts a tr a it m ean. L ocation of th e G am m a-
g am m a m ean is show n a n d p o sitio n of th e houses rep re sen ts geographical location. Second, this
will serve as a chronological d iag ram . F o r th is p u rp o se tim e is th e v ertical ordinate of th e figure
an d decades are in d icated on th e rig h t-h a n d side. V ariatio n is show n horizontally w ith frequency
m eans in th e cen ter of th e d ia g ra m .
■ T [56, 1954 j,oRD] On the Concept of Types 51
P w e v e r , if additional col- T H E T Y P E IS A B S T R A C T E D B Y T H E O B S E R V E R A T A
theiintervening space, then P O IN T I N T IM E
íxin¿ boundaries in a con- The ethnográphic view of a culturo resembles a snapshot taken in the
1951:66-68). middle of a race for it is a static view of a very fluid process. Stretching back
in time from each cultural element described and measured by the ethnogra-
pher there is a long history which m u st be traced if we wish to know why the
tra it assumes its particular form. For cultural traits th a t did not find expres-
sion in durable form, this is impossible; it can be done, however, for enough
streams of thou gh t to dem ó n strate the principie beyond reasonable doubt.
As illustration, again consider the m ythical Gamma-gamma. In the 1940
static diagram, Figure 1, house structures are shown varying four ways from
the mean of the type— already a simplification of the variation as explained
above. To give a temporal picture of variation, it will be necessary to simplify
still further and show only two directions of variation from the mean. This
has been done in Figure 3, which now will be used for the purpose for which it
was designed. From b o tto m to top this diagram represents the passage of
time. Decades are indicated on the rig ht-h an d side. House form variation is
shown horizontally and the frequency m ean forms are illustrated down the
center of the figure.
T he phenomena of cultural drift with the passage of time is so well known
to archeologists who have dealt w ith a dequate samples of material culture
representing appreciable time spans of culture history th a t it does not seem
necessary to elabórate the illustration. E v e n in modern Western culture, with
all of the acceleration of change th a t has developed, the well paid innovators
who control design of automobiles, architecture, and clothing have learned
th a t while minor innovations will sell new models, the buying public will
tolerate no m arked jum ps in the developm ent of stylistic patterns.
Figure 3 cannot fully illustrate the phenom ena of time change among the
houses of the Gam m a-gam m a for cióse inspection of these structures would
show th a t not only did the gross outline of the structures change, but similar
change was taking place in minor details such as systems for placing rafters,
lashing, the methods of thatching, etc. T he ethnologist’s view of this cultural
type in 1900 would have h a d the same order of mean and range as his 1940
view, b u t the types would have been recognizably different. A glance up and
down the time scale dem onstrates th a t there are no natural limits to temporal
change in this cultural element which m ay be utilized as type boundaries.
In actual culture histories there are instances of major innovations which
will cause one stream of cultural developm ent to be replaced by another. An
!|sent g eo g rap h ical d istrib u -
example is the addition of the gasoline m otor.to the buggy to make the horse-
p . L o catio n of th e Gamma-- less carriage. This is a different order of innovation from the numerous small
:ucal locatio n . Second, this changes th a t have occurred in the design of wheeled personnel carriers from
tical (jrd in ate of th e figure the invention of the first ca rt to the rubber-tired buggy, or from Charles
p rizo n tally w ith frequency
D u r y e a ’s automobile of 1892 to the 1953 Cadillac. Such major innovations are
so rare th a t the archeologist c a n not depend on them to provide temporal
52 Am erican Anlhropologisl [56, 1954
limits for typology. T hey are of little use íor the working out of details of
culture history.
A b r u p t change m a y also be caused b y accidents, or profound shocks to the
culture. For example, m any Pacific island peoples have taken advantage of
a b and on ed m ilitary establishments to change their dwelling types entirely.
T hese are also relatively rare and typology based upon them would measure
c ultural change in great blocks, not in a n y detail.
To summarize the preceding discussion, there are four dimensions to the
cultural type of which the archeologist m ust be fully aware if intelligent use is
to be m ade of the concept. These are:
(1) The inherent organization th a t exists in culture at all times and places.
T h e cultural type will, to a greater or lesser degree, be a retiection of the
boundaries to one stream of ideas which the cultural bearers considered re-
lated. This requires an analysis of the consistency of association of features
which may, if necessary, be tested by statistical analysis.
(2) T he level of abstraction from the tightly interwoven cultural structure
a t which the typology is to be formulated. For archeologists this may be at the
level of the artifact, or, if desirable, features of artifacts m ay be utilized as
Rouse has done for ceramics in the W est Indies.
(3) T he cultural type will encompass variation due to cultural drift across
geographical space. T he ap parent m ean of the type is the function of the
locality a t which it is deñned.
(4) T he cultural type will include variation th a t occurred with the passage
of time. T he a p p a re n t mean of the type is a result of the particular point in the
.histo ry of the cultural stream a t which it is selected.
In most archeological research, chance has determ ined the form of the
typological structure to a great extent. T h e fact th a t Site X was- in a certain
locality and represented a certain short span of culture history has determined
the n a tu re of the cultural types defined there. Perm ittin g sampling chance to
determ ine typology operates verv well so long as the archeologist has onlv a
sp o tty sampling of the culture history. T yp es are easily separable and they
look natural. However, when the gaps are filled in so th a t the history m ay be
viewed as a continuum through time and across space, the naive typologist is
certain to run into serious difficulties. Overlapping of types will render the
typology a meaningless conglomeration. The artific’iality of the groupjngs must
be taken into consideration and type groupings consciously selected if a work-
able typology is to be developed.
T h e type concept as discussed in this paper is the working tool of the
cultural stu d e n t— the device which is used to examine the most minute frag-
m ents of culture which the student can grasp. This tool is designed for the
reconstruction of culture history in time an d space. This is the begin-
ning and not the end of the archeologists’ responsibility. After culture history
has been outlined various other methods of classification become possible
and m a y be designed to measure different facets of the culture history. This,
I think, is the place for classifications based on function as described by
f q rd ] On the Concept of Types
Steward in th e accom panying paper. For example, the functional classifica
working out of delails of tion which G ordon Willey (1953) applied to the prehistoric settlem ent pat-
terns in Viru Valley, Perú, v e ry neatly clarifies the history of this aspect of
ts, or profound shocks to the
culture a n d perm its com parison with the growth of communities in other parts
have taken advantage of of the world. However, th e necessary prelude to this s tu d y of Willey’s was the
dwelling types entirely.
strictly morphological classification of thousands of potsherds.
asejd upón them would measure
le ta i. Ja m e s A. F o rd , Am erican M useum of N atural H istory
|theiie are four dimensions to the
b e fully aware if intelligent use is XOTES
I ' 1 I wish to th a n k . Alex K rieger, P hilip Phillips, G ordon W illey, Ju liá n Stuw ard an d Irv in g
I n culture a t all times and places, Rouse for read in g th e m a n u sc rip t of th is p a p e r an d m aking a n urnber o í h e tp íu l com m en ts. T h e
'fer, degree, be a reflection of the title is a bow to th e la te C laren ce B . M oore who freq u e n tly revisited prolilic archeological sites.
■ T h is is co m p arab le to w h a t Irv in g R ouse a n d o th e rs h a v e d o n e w h en th e v h a v e u tilized
í cu tural bearers considered re-
ceram ic tr a its as bases for co m parison. R ouse term ed such elem en ts “ m o d es.”
Iteney of association of features
3 “ A p p a re n t co m p lex ity ,” for a ll th ese levels a re infinitely com plex a n d it is th e lim ita tio n oí
ical analysis. th e observer’s a b ility to p erceiv e difíerences th a t set th e lim its. E h ric h (1950:468-81) gives an able
tly ifiterwoven cultural structure
d is c u s s io n o f th i s m a t t e r .
f archeologists this may be a t the 4 M ilk e 1949. T h e w ord “ Q u a n tita tiv e ” in M ilk e’s title refers to th e n u m b ers of item s in th e
¡ of ^rtifacts m ay be utilized as com pared c u ltu re s w h ich are sim ilar to th e reference culture— n o t to re lativ e p o p u la rity .
lie s.!
atioiji due to cultural drift across R E F E R E N C E S CIXED
|h e type is the function of the
B reiv , J . O tis
1946 A rchaeologv of A lkali R idge, so u th e astern U ta h . P ap ers, P eab o d v M u seu m of
ji th ^ t occurred with the passage A m erican A rchaeologv a n d E thnology, H a rv a rd 21.
¡ult Of the particular point in the E h ric h , R o b e rx W.
1950 Som e reflections on archeological in te rp re ta tio n . A m erican A nthropologist 5 2 :4 6 8 -
ílectfed.
82.
jis determ ined the form of the
F o r d , J a m e s A.
ic t that Site X was in a certain 1952 M e asu rem en ts of som e prehistoric design d ev elo p m en ts in th e so u th e a ste rn sta te s.
f culture history has determined A nth ro p o lo g ical P a p e rs. A m erican M useum of N a tu r a l H isto ry 44, P t. 3.
¡Perjnitting sampling chance to K l ü c k h o h n , C lyde
1939 T h e place of th e o ry in anthropological studies. P h ilo so p h y of Science 6, N o . 3:
; as the archeologist has only a
328-44.
are; easily separable and thev
K r ie g e r , A l e x D .
ji in so th a t the history may be 1944 T h e typological co n cep t. A m erican A n tiq u ity 9, N o. 3 :2 7 1 -8 8 .
js space, the naive typologist is K r o e b e r , A . I .. a n d C l y d e K l u c k iio h n
ppinlg of types will render the 1952 C u ltu re , a critic al review of concepts an d definitions. P a p e rs, P eabodv M u seu m oí
A m erican A rchaeology an d E thnology, H a rv a rd 47, N o. 1.
ificiality of the groupings must
L othrop, S. K .
congciously selected if a work- 1926 P o tte ry of C o s ta R ic a an d N icaragua. Vol. I. C o n trib u tio n s, M useum of th e A m eri
can In d ia n , H ey e F o u n d a tio n , N ew Y ork.
ier i^ the working tool of the M 'l l k e , W i l h e l m
:xamjine the most minute frag- 1949 T h e q u a n tita tiv e d istrib u tio n of cu ltu ral sim ilarities a n d th eir carto g ra p h ic repre-
se n ta tio n . A m erican A nthropologist 51:237-52.
i This tool is designed for the
P h il l ip s , P h il ip , J am es A. F ord a n d J ames B . G r if f in
i d space. This is the beg'in- 1951 A rchaeological su rv ey in th e lower M ississippi alluvial valley, 1940-1947. P ap ers,
nsibílity. After culture history P e a b o d y M u seu m of A m erican A rchaeology an d E th n o lo g y , H a rv a rd 25.
plassification become possible R o u s e , I r v in g
js ofíthe culture history. This, 1939 P re h isto ry in H a iti, a stu d y in m ethod. Y ale U n iv ersity P u b licatio n s in A n th ro -
Types of Types
These com m ents are intended to extend F ord’s excellent clarification of
“ ty p e ” by distinguishing several meanings of the term and showing th a t each
has special significance relative to problem. I am concerned here with four
meanings of “ ty p e ”— there are, of coursej m any other meanings— which I
shall desígnale as “ morphological,” “ historical-index,” “ functional,” and
“ cultural.” T he same c ultural phenomenon m ay be classified as any or all oí
these types. F ord illustrates his points with the imaginary people of the
island of G am m a-gam m a. Although the illustration is ethnographic, the
heuristic meaning of his types applies more often to archeological than to
ethnographic problems; for F o r d ’s types are those I desígnate “ morphological”
an d “historical-index,” being used primarily to determine the time-space oc-
currence of cultural phenomena.
The “ morphological” type is the most elementary kind, since it is based
solely on form— on physical or external properties. When the use or cultural
significance of an object or practice is unknown, a descriptive label is necessary.
Thus, “ stone balls” which characterize the Northern Periphery of the Anasazi
area is a taxonomic label, which, to quote F o rd ’s remark to me, represents the
lowest order of archeological procedure. W h at were proved later to be ball
courts in Arizona were a t first cl^ssed under such noncom mittal headings as
“ large, basin-like depressions,” which, for all th a t anvone knew, m ight have
been dance plazas or reservoirs.
T he second, or “ historical-index” type, is defined by form, but, whereas
the morphological type .is considered as a characteristic of the culture, this
second type has chronological, not cultural, significance. I t is a time-marker.
P o tte ry is an outsta n d in g example of this second type. Although p o tte ry is of
course a p art of thé cultural inventory, its various elements such as clay,
shape, design, and the like which combine to define ceramic types are widely
used to distinguish chronological an d aerial differences. T h a t is, changes in
ceraríiic styles, like changes in soil types, pollen count, frequencies of key
flora and fauna, and otuer means of dating, have noncultural significance.
M a n y other cultural features m ay be used as historical Índices. The líthic com-
plexes of the Folsom, Y am an, Silver Lake and other early periods include
projectile points which strongiy indícate th a t hunting with spears was an
essential feature of the cultures. B u t while the forms of the projectile points in