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Objective: To compare the cognitive profiles of pa- Initiation/Perseveration subscale (P,.02). The groups did
tients with autopsy-confirmed Alzheimer disease (AD), not differ significantly on the Attention, Construction, or
with or without concomitant Lewy bodies, on 2 demen- Conceptualization subscales. The same overall pattern of
tia screening measures. results was obtained when subgroups with mild to mod-
erate and moderate to severe dementia were examined sepa-
Methods: Profiles on subtests of the Mattis Dementia rately, with the additional finding that in the mild-to-
Rating Scale (range, 105-125) and of component items moderate range patients with dementia and LBV performed
of the Mini-Mental State Examination were compared be- worse than patients with pure AD on the Construction
tween 23 patients with uncomplicated AD and 23 pa- subscale.
tients with concomitant AD and Lewy body pathology
(Lewy body variant [LBV]). Conclusions: The difference in pattern of cognitive defi-
cits among patients with pure AD vs those with LBV is
Results: Although the groups did not differ significantly similar to that seen between AD and more subcortical/
regarding age, years of education, total Mini-Mental State frontal dementias (eg, Huntington disease). This sug-
Examination score, or total Mattis Dementia Rating Scale gests that the concomitant Lewy body pathology signifi-
score, the AD group performed significantly worse than the cantly contributes to the presentation of the cognitive
LBV group on the Mattis Dementia Rating Scale Memory dysfunction in individuals with LBV.
subscale (P,.005). In contrast, the LBV group demon-
strated poorer performance than the pure AD group on the Arch Neurol. 1998;55:994-1000
D
EMENTIA WITH Lewy bod- pure AD. Lewy bodies in LBV occur both
ies 1 is a recently de- neocortically and in the more common
scribed condition in subcortical distribution (substantia ni-
which autopsy examina- gra, locus ceruleus, substantia innomi-
tion of the brain of pa- nata, and dorsal vagus nucleus) typically
tients with dementia reveals diffusely dis- associated with Parkinson disease.4-8 Clini-
tributed cortical and subcortical Lewy cally, both patients with dementia with
bodies. While some of these patients are Lewy bodies and LBV present with a pro-
found to possess only Lewy body pathol- gressive dementia and often develop mild
ogy, most have concomitant Alzheimer dis- extrapyramidal motor dysfunction (eg,
ease (AD) pathologic features. Those pa- bradykinesia, rigidity, or masked facies)
tients with dementia and Lewy bodies who and hallucinations4,8,9 early in the course
also manifest sufficient AD pathologic fea- of the disease. The pattern of cognitive defi-
tures to satisfy the National Institute on cits engendered by LBV is similar to that
Aging autopsy criteria for AD2 and crite- of AD in some respects, but a number of
ria from the Consortium to Establish a Reg- specific features distinguish the 2 groups.
istry for Alzheimer’s Disease for either Although patients with LBV and AD ex-
“definite” or “probable” AD3 are referred hibit similar deficits in memory and con-
to as having the Lewy body variant (LBV) frontation naming, preliminary stud-
of AD.4 While senile plaque distribution ies10-12 have indicated that patients with
From the Department of in LBV is similar to that in pure AD, neo- prominent Lewy body burden display dis-
Neurosciences, University of cortical neurofibrillary tangles are absent proportionately severe deficits in atten-
California, San Diego, La Jolla, or rare, and entorhinal and hippocampal tion, fluency, and visuospatial process-
and the Alzheimer’s Disease tangle counts are intermediate between ing. As Hansen and colleagues4 suggest,
Research Center, San Diego. those of elderly controls and patients with patients with LBV appear to exhibit a com-
bination of cortical and subcortical neuropsychological evaluation.13-15 Typically, patients with AD, a prototypi-
dysfunction. cal cortical dementia, present with severe memory im-
Progressive dementing disorders that involve pre- pairment with additional deficits in language (ie, ano-
dominantly cortical (eg, AD) or subcortical (eg, Hunting- mia), verbal fluency, abstract reasoning, and visuospatial
ton disease [HD]) neurodegeneration manifest distinct pat- abilities.15-17 In contrast, patients with HD, a typical sub-
terns of cognitive deficits on detailed neuropsychological cortical dementia, usually demonstrate impaired atten-
AD LBV
80
Possible ∗ ∗∗
Subscale Item AD LBV P Scale Range 80
Memory Subscale
Dog sentence 0.3 (0.56) 1.7 (1.43) ,.001 0-4
Own sentence 0.5 (1.08) 1.2 (1.37) .06 0-3 60
Orientation 3.0 (2.22) 4.8 (2.15) .01 0-9
Word recognition 4.0 (1.13) 4.1 (1.24) .70 0-5
Design recognition 3.5 (0.85) 3.6 (0.66) .70 0-4 40
Initiation/Perseveration Subscale
Supermarket 10.2 (3.89) 8.2 (4.89) .12 0-20
80
erating the names of articles of clothing, including those
that the patient was wearing. Although performance on ∗
∗
the graphomotor component of the Initiation/ 60
Perseveration subscale was not different for the 2 pa-
tient groups, a greater proportion of patients with LBV
than with AD failed the most difficult item of that com- 40
ponent (65% vs 30%, respectively; x2 = 5.6; P,.02), copy-
ing alternating figures presented in a ramparts or saw-
tooth design. 20
and AD score, mean ± SD MDRS, 115 ± 7.5; n = 11) on Figure 2. Mean (SEM) percentage of the maximum possible score on each
the subscales of the MDRS are presented in Figure 2 subtest of the Mattis Dementia Rating Scale for patients with Alzheimer
(top). The scores are presented in terms of the percent- disease (AD) or the Lewy body variant (LBV) with mild dementia (top) and
moderate dementia (bottom). Asterisk indicates P,.05; double asterisk,
age of the maximum possible score that could be achieved P,.01.
on each subscale. Overall multivariate analysis of vari-
ance revealed that the patterns of performance of the 2
groups were not significantly different (P..10). How- post hoc comparisons revealed that patients with LBV
ever, planned post hoc comparisons showed that pa- scored significantly lower than patients with AD on the
tients with LBV scored significantly worse than patients Initiation/Perseveration subscale (mean ± SD scores: AD,
with AD on the Initiation/Perseveration (mean ± SD scores: 22.1 ± 4.0; LBV, 17.8 ± 5.3; P,.04), but significantly
AD, 28.5 ± 3.8; LBV, 24.5 ± 4.4; P,.04) and Construc- higher on the Memory subscale (mean ± SD scores: AD,
tion (mean ± SD scores: AD, 5.5 ± 0.7; LBV, 4.3 ± 1.4; 9.2 ± 2.3; LBV, 13.2 ± 4.7; P,.02). The groups did not dif-
P,.02) subscales. In contrast, patients with AD scored fer significantly on any other of the MDRS subscales.
significantly lower than patients with LBV on the Memory
subscale (mean ± SD scores: AD, 12.5 ± 5.1; LBV, DISCRIMINANT FUNCTION ANALYSIS
17.6 ± 2.7; P,.01). The groups did not differ signifi-
cantly on the Attention or Conceptualization subscales. To determine if the MDRS subscale profiles of patients
with LBV and AD in this study were more typical of a
Subgroup With Moderate to Severe Dementia cortical or subcortical dementia, their subscale scores were
submitted to a discriminant equation using coefficients
Figure 2 (bottom) also shows the performances of pa- previously derived from a linear discriminant function
tients with moderate to severe dementia (LBV, mean ± SD analysis comparing the MDRS subscale scores of pa-
MDRS score, 95 ± 9.0; n = 12; and AD, mean ± SD MDRS tients with AD vs HD.22 Seventeen (74%) of 23 patients
score, 95 ± 9.1; n = 12) on the MDRS subscales. As with the with AD were correctly classified as having cortical de-
full group data, multivariate analysis of variance showed mentia by the discriminant equation, whereas only 9
that the groups produced significantly different patterns (40%) of 23 patients with LBV were classified as having
of performance on the MDRS subscales (P,.02). Planned cortical dementia.
(Memory) − 4.75
∗∗
correctly classified 82% of patients with LBV and 78%
60 of patients with AD (canonical r = 0.64; P,.001; overall
classification rate, 80%). When the 5 subscales were en-
tered in a stepwise fashion, only the Memory and Initia-
40 tion/Perseveration subscales were maintained in the sig-
∗ nificant discriminant function,
Classification = 0.212 (Memory Score) − 0.137
20
(Initiation/Perseveration Score) + 0.391
These 2 variables alone were able to correctly classify 78%
0 of the autopsy-verified patients with LBV and 74% of pa-
Date Place Register World Recall Name Repeat Commands Read Write Copy
tients with pure AD (canonical r = 0.61; P,.001; overall
Component
classification rate, 76%).
Figure 3. Mean (SEM) percentage of the maximum possible score obtained
on individual components of the Mini-Mental State Examination for the MINI-MENTAL STATE EXAMINATION
patients with Alzheimer disease (AD) or the Lewy body variant (LBV).
Asterisk indicates P,.05; double asterisk, P,.01.
The performances of patients with LBV (n = 13) and AD
(n = 13) (MMSE scores, 14-25) on the individual com-
Patients with AD classified as having subcortical de- ponents of the MMSE are presented in Figure 3. Scores
mentia (eg, HD-like) and patients with LBV classified as are presented in terms of the percentage of the total pos-
having cortical dementia (eg, AD-like) were not signifi- sible points achieved for each item. Patients with LBV
cantly different regarding demographics (age, education, scored significantly lower than patients with AD on the
or sex distribution) or level of dementia (as assessed by memory registration (P,.05) and writing (P,.05) com-
MMSE and MDRS total scores) from the correctly classi- ponents, whereas patients with AD scored significantly
fied patients in their respective neuropathologically de- lower than patients with LBV on the temporal orienta-
fined groups. However, patients with LBV classified as hav- tion (date; P,.005) and free recall (3 words; P,.02) items.
ing an AD-like or cortical-like dementia had greater cortical
AD-type neurofibrillary tangle pathologic features (Braak COMMENT
stage $4; x2 = 4.4; P,.04) than patients with LBV classi-
fied as having subcortical dementia. That is, those pa- In this study, patients with autopsy-confirmed LBV and
tients with LBV with significant cortical infiltration of neu- pure AD were differentiated by their performance on a
rofibrillary tangles were more often classified as having AD simple dementia screening instrument (MDRS). Al-
than those with tangles largely confined to the medial tem- though matched for overall level of dementia, patients
poral lobe. This greater degree of AD pathologic features with AD performed worse than patients with LBV on the
in patients with LBV who were classified as having corti- Memory subscale, whereas patients with LBV per-
cal dementia is not simply a reflection of their having been formed relatively worse than patients with AD on the Ini-
tested at a more advanced stage of the disease than the other tiation/Perseveration subscale. This pattern is similar to
patients with LBV, since time from neuropsychological as- that found in previous studies22,23 comparing patients with
sessment to death was not different for the 2 subgroups AD and HD, in which patients with AD were more im-
(analysis of variance, P..30). Conversely, patients with AD paired than patients with HD on the Memory subscale
misclassified as having subcortical dementia did not differ of the MDRS, but less impaired on the Initiation/
in Braak stage (x2 = −0.95; P..30) from the correctly clas- Perseveration subscale. Rosser and Hodges29 recently rep-
sified patients with AD. The ability of the original AD vs licated this finding and demonstrated that patients with
HD discriminant function to differentiate patients with AD progressive supranuclear palsy exhibit a pattern of defi-
vs LBV was improved by adjusting the constant (from 8.2 cits on the MDRS subscales identical to that of patients
to 7.02), a procedure that shifts the cutoff point to com- with HD. Similarly, patients with Parkinson disease who
pensate for differences in degree of separation while keep- were equated to patients with AD in total MDRS score
ing the relative pattern of variables that define the groups performed better than the patients with AD on the
intact. This optimally adjusted discriminant function cor- Memory subscale, but worse on the Construction subs-
rectly classified 70% of patients with AD as having corti- cale.30 Therefore, the cognitive deficits of patients with
cal dementia and 87% of patients with LBV as having sub- LBV appear to express characteristics of both subcorti-
cortical dementia. cal and cortical dysfunction.
A new linear discriminant function analysis was per- The possible subcortical contribution to the cogni-
formed to explore the maximal classification rate using tive deficits of patients with LBV was further demon-
the results of the MDRS profile in the present sample. strated by the finding that 60% of these patients were clas-
As in previous studies, all 5 subscales were forced into sified as having subcortical dementia when their MDRS
the discriminant function analysis. With equal prior prob- subscale scores were submitted to a discriminant func-
A
NEW DISCRIMINANT function analysis also range) memory registration and writing items. In our
effectively distinguished patients with AD study, patients with AD performed worse than patients
and LBV in this study. Despite the high with LBV on the free recall and orientation items,
degree of shared neuropathologic fea- whereas patients with LBV performed worse than pa-
tures in the 2 disorders, 78% of patients tients with AD on the memory registration and writing
with AD and 82% of patients with LBV were correctly items. Despite these significant differences between pa-
classified with this discriminant function equation. As tients with AD and LBV, there are several factors that
would be expected from the multivariate analysis of vari- limit the significance of the results. The difference
ance, most of the power of this equation came from the found on the recall item, for example, is confounded by
Initiation/Perseveration and Memory subscales, which by the fact that none of the patients with AD, and only 5 of
themselves were able to correctly classify approxi- the 13 patients with LBV were able to recall any of the 3
mately 76% of all patients. However, these results must words. In addition, our study failed to find the differ-
remain tentative until the equation can be validated with ence between groups on the serial subtraction item that
larger, independent, autopsy-verified groups of patients was noted previously in the AD vs HD study. This may
with AD and LBV. be due to a procedural difference, since our study ac-
Although analysis of individual items within a sub- cepted the highest score from either the serial subtrac-
scale must be approached with caution since they may tion or backward spelling items, while the AD vs HD
represent divergent qualities, exploratory analyses indi- study21 only used the serial subtraction item. Finally,
cated that patients with AD were relatively more im- the small sample size in our study (n = 13 per group),
paired than patients with LBV on the Memory subs- and the restricted range of scores for the instrument,
cale’s orientation and free recall items, but not on the precludes any definitive conclusion about differences
recognition task. That patients with LBV did not show between patients with LBV and AD on the individual
the disproportionate improvement with recognition test- components of the MMSE. Despite these limitations,
ing often observed in patients with a purely subcortical the pattern of results obtained with the MMSE is con-
dementia syndrome31,32 is not surprising, since both groups sistent with the hypothesis that subcortical disfunction
performed near maximum on the recognition test (ceil- significantly influences the cognitive performance of
ing effect). Performance on the individual items of the patients with LBV.
Initiation/Perseveration subscale revealed few consis- In conclusion, the different patterns of perfor-
tent or theoretically interpretable differences between pa- mance on 2 different standardized screening devices for
tients with AD and LBV. dementia (MDRS and MMSE) produced by patients with
Analyses examining the pattern of MDRS perfor- autopsy-verified AD and LBV are consistent with find-
mance in patients with LBV and AD with mild to mod- ings from preliminary studies using a more extensive bat-
erate dementia and moderate to severe dementia dem- tery of neuropsychological tests,4 and similar to the pat-
onstrated that the dissociation between the groups on the tern of differences that have been observed between
Memory and Initiation/Perseveration subscales was main- patients with AD and HD. That is, despite the fact that
tained across both ranges of severity. In addition, in the patients with LBV share much of the same underlying
Correction