Académique Documents
Professionnel Documents
Culture Documents
NIRMAAN
...of a more beautiful world
3. Modelling Cities 4
Prof. Rex Britter
7. Structural Engineer 18
Ajit Kumar Bhattacharyya
8. CES Album 23
Civil Engineering Department
INDEX
MESSAGE FROM PRESIDENT
directly from heart...
(Prof. A. K. Nagpal)
Head of Department
2 Prof. A. K. Nagpal
Head of Department
Civil Engineering, IIT Delhi
Distinguished Alumni Service Awards - 2006
Inspiring others...
Dr. P.S. Rana
Dr. P.S. Rana received his Bachelor's Degree in Civil Engineering from IIT
Delhi in 1970. He obtained his P.G. Diploma in Town and Country Planning
from School of Planning and Architecture, New Delhi in1972 and his Ph.D.
(Transport Engg. & Management) from University of Newcastle Upon Tyne,
U.K. in 1983.
Dr. Rana is presently Chairman & Managing Director of Housing and Urban Development
Corporation (HUDCO).
Dr. Rana has been actively involved in the field of Housing and Urban Infrastructure and has
been instrumental in diversification of HUDCO portfolio, notably, Joint Ventures, Consultancy
Services etc. He has been a pioneer in propagating the concept of regional development
through corridor planning and also a supporter of the concept of PURA. Dr. Ranahas also had
been President, Indian Building Congress, Chairman CII National Committee on Disaster
Management and many more.
Dr. Rana has taken keen interest in the growth of his Alma Mater. He has been responsible for
the setting up of "National Resource Facility on Bamboo Technology" at IIT Delhi. He has also
helped in the setting up of HUDCO Chair Professorship on Bamboo Technology. In honouring
Dr. P.S. Rana, IIT Delhi recognizes the significant efforts and contributions made by him for the
development and progress of the Institute.
(Source: http://www.iitd.ernet.in/convocation/sawards.html)
During all this Saurabh contacted me one day and told me about Geeta ma’am and Bending
Moment quiz and thus I came in contact with Ms. Geeta Balakrishnan, an exceptional lady having
world of knowledge. With encouragement from Geeta ma’am and Saurabh, couple of my friends
and I were able to promote the quiz in DCE and 8 teams from our college participated in the quiz.
One of our teams cleared the prelims and ended up with fourth prize (That’s quite an achievement
considering they were able to score more than one of the IIT-D teams itself).
All in all it’s been a great journey and I hope to continue my association with Saurabh, CES, IIT-D and
Ethos... I also hope that I am able to convert that online group into a full fledged society which would
work on the principles of CES...
Dhruv Agarwal
CE,
3
IIT Delhi, Hauz Khas
New Delhi - 110016
Modelling Cities
Guest Column...
Professor Rex Britter Professor of Environmental Fluid Dynamics, Department of Engineering.
Research interests include fundamental studies into turbulent fluid dynamics, particularly those
involving buoyancy. This is paralleled with operational interests in the flow and dispersion of hazardous
materials, conventional pollutant dispersion problems in complex geometries such as cities,
formalised model evaluation procedures, urban air quality and sustainable energy use in cities, urban
climatology and security. Worked extensively with the UK, EU and US Government Agencies and
industry. Recently been on the Steering Committee or a participant in the European
Energy/Environment projects COST 615, TRAPOS, SATURN, ATREUS and Vice-Chairman of COST
732. Led the Cambridge group in the EPSRC funded DAPPLE project on urban air quality in London
and in the NERC funded UWERN programme on weather research.
Increasing urbanisation and concern about sustainability and quality of life issues have produced
considerable interest in flow and dispersion in urban areas. My research is mainly within the general
disciplines of fluid dynamics and thermodynamics.Though slightly obscure in the main, these subjects
are surprisingly pervasive, being central to most Engineering areas, including the major areas of
Aerodynamical, Mechanical, Civil, Chemical and Manufacturing Engineering. Within the University
strong groups working in these areas are also to be found in Applied Mathematics and Theoretical
Physics, Architecture, Astronomy, Chemistry, Geography, Geophysics, Materials Science, Medicine,
Meteorology and Oceanography, Physics, Life Sciences and many more.This pervasiveness and very
long history (Da Vinci made very significant observations and contributions ) is undoubtedly due to
mankind living within a fluid environment and due to the strong non-linearity (read VERY difficult), of
the fundamental Navier-Stokes equation; an equation that reflects in part the work of G.G. Stokes, past
Master of Pembroke College, Cambridge.
Being somewhat of an opportunist this seemed a good area to work in; very pervasive, generally useful
and with little chance of running out of interesting problems to address. A further attraction to me
personally, but this is definitely just a matter of taste, is that problems of great difficulty, for which
answers are required soon and with resource constraints are the “bread and butter” of engineering and
the training of engineers whether at the research or professional level. It is always important to
remember that the essence of Engineering can be summarised with the four attributes of
Competence, Confidence, Creativity and Judgement; the last being, arguably, the most important.
Some of our recent work has looked at the fluid dynamics and thermodynamics of cities through
several distinct though connected themes including air quality in cities, various aspects of security
within cities and urban climatology.
The air quality in cities is largely determined by the pollutant emissions, the urban meteorology and the
urban topography. The prediction of the concentrations in the atmosphere is essential for the
development of cost-effective mitigation strategies. Mathematical modelling is the technique used for
prediction purposes and the development and quality evaluation of mathematical models is important
as too optimistic or too conservative predictions both have major economic and safety downsides.
Formal evaluation of the predictive ability of the models ensures an acceptable quality (fitness-for-
purpose) of model. This is a surprisingly underdeveloped activity, particularly given the general
concern with the formal standards and standards of practice that are central to the profession of
engineering. A recently completed multi-million pound project on urban air quality was based around
the Marylebone Rd/ Gloucester Rd area in London.Traffic number and behaviour, emissions modelling,
urban meteorology, pollutant dispersion and the exposure of pedestrians, cyclists, drivers and bus and
taxi users were all studied. A principal goal of the project was to undertake some large scale releases
of tracer materials within a city and to track them over a range up to around 1 km; the “neighbourhood”
scale. The multi-disciplinary nature of this project proved to be a source of its success with creative
inputs and collaborations that reduced the limiting isolation often experienced with research work that
is too strongly focussed. Mr Prashant Kumar from IIT Delhi is currently working with me on the
measurement and prediction of the formation and dispersion of nanoparticulate matter within urban
areas; a problem widely perceived to be of increasing importance for health effects in cities.
4 Professor Rex Britter
Professor of Environmental Fluid Dynamics,
Department of Engineering, University of Cambridge
Modelling Cities
Guest Column...
Predictions are also required for assessing the consequences of the release of hazardous materials in
urban areas. Models are required by emergency responders (e.g. police, ambulance and the fire
brigade) that provide realistic predictions in real time and this need drives an interest in simple models
and their quality. Much of this work transfers directly across to aspects of security concerns in cities.
Air quality was the UK government’s main concern in a recent white paper on Aviation. Somewhat
surprisingly it is often regulations that push forward engineering. Developers have to convince the
government that they can meet the air quality targets with any new buildings or with any expansion of
airports such as Heathrow or Stansted. Our research formed part of a project on the sustainable
development of Heathrow recently tabled in Parliament.The interdisciplinarity of this subject has led to
the setting up of The Institute of Aviation and the Environment at the University of Cambridge, which
brings together engineers, chemists, applied mathematicians, economists, architects and geographers
from across the University. It has amazed me how effective and stimulating research can be that
involves collaboration across disciplines provided the participants engage fully with their colleagues.
The climatology within cities is the result of the influence of the city on the environment and the
environment on the city. The city acts as a resistance to the wind, provides an anthropogenic heat and
moisture source, and has a complex surface that is likely to be very effective at absorbing and re-
emitting radiation and not absorbing moisture. The urban climatologist wants to understand and
quantify these effects; the engineer has similar goals but also wants to apply the understanding in the
broad areas of the design of the built environment (materials selection, spatial design, human comfort
etc.), energy use, land use, transport, public health, security and particularly the sustainability of the
urban environment. The engineering topic of materials selection (and development) has a strong
interaction with urban climatology in determining the scale and strength of urban heat islands and the
possibility of their mitigation. Urban heat islands and spatial design impact upon thermal comfort
(indoor and outdoor).This produces consequential changes in energy requirements and the impact of
the release of that energy (through heat) to the urban canopy. There is a strong interconnectedness
among the various engineering disciplines, urban climatology, behavioural sciences and other
disciplines that will determine the sustainability of our cities.
Our work focuses on the use of statistical descriptions of the geometry, flow and transport processes
for mass, momentum and energy within and above the urban canopy to determine the wind, thermal
and moisture environments in a city. The influence of the urban geometry and the heat and moisture
transfer processes on the temperature and moisture fields within the city can be used be investigate
the energy requirements for heating and cooling of buildings that are subject to the heat island
phenomenon.
Most of the research requires an interdisciplinary approach and it is exciting to be doing work like this
where you have excellent engineers working alongside leading scientists, and then you can throw the
issues open to international experts in geography, economics, law and many other disciplines. A recent
visit from the Prime Ministers Office was impressed to have such a strong team in the one room and
who knew each other well. Top-ranked Universities like Cambridge and the IITs are in the strongest
position to put teams like this together.
Further Reading: Britter, R.E. and Hanna, S.R. (2003) Flow and dispersion in urban areas. Annual
Review of Fluid Mechanics, 35, 469-496
In a post-tensioned concrete member the steel is put into tension shortly after the concrete is
placed, by elongating it with hydraulic jacks and anchoring against the concrete through
specially designed anchoring devices, Fig. 2 shows the components and construction
sequence for an unbonded post-tensioned slab.
This pre-compresses the concrete. Since concrete is relatively strong in compression these
forces are easily resisted by the concrete and help in compensating for the tensile stresses
that would be generated when the member is subjected to loads. This significantly increases
the load necessary to cause cracking in concrete. Post-Tensioned concrete members can be
designed to have minimal amount of cracking during normal usage. Since all of the concrete
section is participating in post-tensioned members, it is inherently more efficient and able to
use the high strength materials effectively.
Flexibility in Design
The designer of a post-tensioned structure has a tremendous amount of flexibility in
choosing the amount and location of the prestressing steel to best resist the anticipated
loads and deflection. The depth within a structural member can be varied to provide
compression where needed. Post-tensioning also allow the architects and designers
flexibility in placement of columns. The horizontal alignment of tendons can also be easily
adjusted to follow the load path easily, see Fig. 3. The ability of the prestressing steel to
6 Pawan R. Gupta, Ph.D., P.E., P.Eng.
Technical Director, Post-Tensioning Institute
Phoenix, AZ
Efficiency and Versatility of Post-
Tensioning in Building Construction
change horizontal alignment also helps in providing enormous flexibility in the locations of
openings and obstructions such as plumbing and heating and ventilation ducts, see Fig. 4.The
designer can easily vary the amount of force in a particular area by adding tendons to span
longer distances without columns or carry additional loads.This flexibility gives the designer a
powerful tool to meet the needs of even the most complex engineering challenges.
Benefits of Post-Tensioned
Construction
Post-Tensioning provides some
unique benefits and advantages
that are leading to rapid growth in
its use.These benefits include:
Higher Structural Capacity
Longer spans are possible with
same structural depth for post-
tensioned members. In buildings,
this can mean larger column-free
spaces and greater flexibility in
floor space. Spans up to 40-50 ft
(12-15m) are common in standard
post-tensioned floor systems. In
b r i d g e s, p a r t i c u l a r l y w h e n
combined with segmental bridge
construction techniques, clear
spans of several hundred feet are
not unusual Figure 2: Components and Construction sequence for an
Unbonded Post-Tensioned Slab (adapted from Ref. 2)
When longer spans are not required, post-tensioned concrete can provide equivalent or
superior performance as compared to RCC members with significantly less structural depth.
In buildings and parking structures, PT structural members are normally about 30% shallower
than other comparative RCC and structural steel floor systems for the same span. This can
reduce building height, and the cost of all related building components, such as plumbing and
electrical systems and curtain walls. In multistory buildings the reduced structural depth
possible with post-tensioned concrete often permits the adding of one or more floors with no
increase in total building height. In the case of underground structures, this can lead to
reduction in the cost of excavation, soil retention systems and dewatering in areas with high
water tables.
PT is used in a wide variety of structures, ranging from every-day applications such as ground
supported slab foundations for residential and light commercial construction to more exotic
engineering structures such as long span bridges and multistoried buildings.
Serviceability
PT structures are durable and require little maintenance. The compressive forces that are
applied to a structure during prestressing result in better crack and deflection/vibration control.
Monolithic connections between slabs, beams, and columns can eliminate maintenance-
intensive joints between elements. PT is often preferred over other types of structures in highly
corrosive environments near the sea coast.
Environmental Impact
Sustainable engineering is the
current buzzword in structural
engineering and architecture. It is
impor tant to understand the
environmental impacts of the
materials and structural systems we
use and to try to minimize those
impacts as much as possible to
protect our future resources and
quality of life. The use of post-
tensioning can help to lower the
environmental impact of a concrete
building. As noted above, the
Figure 5: entrance area of Knowlton hall, Ohio State University
str uctural ef ficiency of PT
–particularly when coupled with high strength concrete--can result in reduced quantities of
steel and concrete. The reduced floor-to-floor height results in a smaller building envelope
saving exterior finish material and resulting in reduced energy usage for heating, ventilation
and air conditioning. In parking structures, the openness of post-tensioned designs results in
improved lighting and more efficient energy usage and safety.
Constructability
Post-tensioning can enhance the speed of construction and overall constructibility.The use
of PT in segmental and cable-stayed bridges has revolutionized long-span bridge
8 Pawan R. Gupta, Ph.D., P.E., P.Eng.
Technical Director, Post-Tensioning Institute
Phoenix, AZ
Efficiency and Versatility of Post-
Tensioning in Building Construction
construction and has enabled concrete bridges to be built in situations previously thought to
be impossible.
High-rise buildings can be constructed very quickly using post-tensioned concrete systems.
Rapid floor construction cycles are achieved through the use of high early-strength concrete.
The use of standard design details of the post-tensioned elements, minimum congestion of
prestressed and non-prestressed reinforcement, and earlier stripping of formwork can
significantly reduce the floor construction time. A 3-4 day construction cycle per floor is
common.
References
1. Post-Tensioning Manual, 6th Edition, Post-Tensioning Institute, Phoenix, AZ, 2006
2. Collins, M.P. and Mitchell, D., Prestressed Concrete Structures, Prentice Hall, Englewood Cliffs, NJ, 1991.
3. Lin,T.Y. and Burns, N. H., Design of Prestressed Concrete Structures, 3rd Edition, John Wiley & Sons, NY, NY,
1981.
PS: Article collected with the effort of Mr. Jyoti Shankar Pandey, Btech, 3rd year.
Spotter
Averages
Department : 6.44
Boys : 5.46
Girls : 10.91
1. INTRODUCTION
Soil liquefaction is a major concern for structures constructed with or on sand and sandy silt. The
very recent Republic day earthquake at Bhuj in 2001 has again illustrated the significance and
extent of damage caused by soil liquefaction. Currently the method proposed by Seed and Idriss
(more popularly known as simplified method) is being used in India to evaluate the zone of
liquefaction.Though the accuracy of this method has been verified in US and Japan, in our country,
there is no well-documented case history to prove the efficacy of this method. The critical input to
estimate the CSR (cyclic stress ratio) induced at any depth using simplified method is peak ground
acceleration amax (pga) and to estimate the CRR (cyclic resistance ratio), the most critical input is
the Magnitude, Mw of the earthquake.These two quantities play a major role in evaluating the zone
of liquefaction, but these two quantities are the uncertainties exist in liquefaction evaluation for
Delhi. Due to lack of strong database of earthquakes that occurred in Delhi, considerable
judgment is required in using this method. Though a large database of SPT data is available for
different regions, the quality of data has been a matter of discussion and concern. Another way of
assessing the liquefaction susceptibility is to use shear wave velocity, which is a basic engineering
property, than using an index property provided by SPT and CPT.
An attempt has been made to ascertain the real liquefaction threat using the shear wave velocity
measured and realistic ground motions provided by Singh et al., 2002. CSR has been calculated
using wave propagation technique. CRR has been calculated using the methodology proposed by
Andrus and Stokoe (NISTIR 6277, 1999).
Here, to capture a worst case scenario, a site in trans-Yamuana area (recent fluvial deposit) where
the percentage of silt is less than 5% is chosen and shear wave velocities have been measured.
Possible ground motions in Delhi from future large/great earthquakes in the central seismic gap of
the Himalayan arc were estimated by Singh et al., (2002) using the seismic records (three on soft
and one on a hard site at Delhi) of the 1999 Chamoli earthquake (Mw 6.5, epicenter distance, ~
300 km).The recorded motion on rock site has been used as an empirical Green’s function (EGF)
to generate ground motions for higher magnitudes. The ground motion data used as input motion
for magnitudes of 7, 7.5, 8 and 8.5 is shown in Figure 1. Peak ground acceleration (pga) on the
bedrock corresponding to each magnitude is shown in Table 1.
Table 1: pga on bedrock for
different magnitudes
3. DYNAMIC SOIL PROPERTIES pga on
Magnitude
Bedrock
Spectral Analysis of Surface Waves (SASW) method, which is 7 0.007 g
enjoying lot of popularity among the researchers and 7.5 0.015 g
practitioners alike, has been used for shear wave velocity 8 0.024 g
p r o f i l i n g a t s e ve r a l l o c a t i o n s i n D e l h i . F i g u r e 2 8.5 0.050 g
Hanumantharao. Ch
13
Research Scholar, Department of Civil Engineering
Indian institute of Technology Delhi, Hauz Khas, New Delhi
LIQUEFACTION HAZARD IN DELHI
a technical report...
shows the representative shear wave profiles measured for 15 m and 25 m depths of sandy
soil (trans-Yamuna deposit).These profiles were used in the analyses by assuming clean sand
with no fines for getting a conservative solution.
Figure 1. Input acceleration histories Figure 2. Measured shear wave velocity for 15 m,
used in analysis and 25 m deep clean sand deposits
The response on the free field has been computed for 15 m and 25 m depths using the above
input ground motion in two different ways (Hanumantarao & Ramana (2004):
(a) Response on free-field when input motion (b) Response on free-field when input motion
is used as outcrop motion is used as bedrock motion
It can be seen from Figure 4 that the simplified method over estimates the CSR induced in the
soil as compared to the wave propagation analyses using SHAKE 2000.This is even after the
correction factor rd has been applied. This behavior is due to the fact that amax is assumed to
be constant through out the soil column. So, a more realistic approach would be to evaluate the
variation of amax with depth using wave propagation analysis
Hanumantharao. Ch
15
Research Scholar, Department of Civil Engineering
Indian institute of Technology Delhi, Hauz Khas, New Delhi
LIQUEFACTION HAZARD IN DELHI
a technical report...
Figure 5 shows the CSR induced at different depths, using wave propagation analyses, for a
magnitude of 7.5, when the ground motion is used as rock outcrop as well as bedrock motion.
It can be observed that the CSR induced is significantly less when the ground motion is used
as rock outcrop as compared to using the input motion as bedrock motion. This is due to the
fact the pga becomes significantly less in the former case.
Figure 4. CSR from simplified method and Figure 5. CSR for 25 m and 15 m deep
wave propagation analysis sites (for Magnitude 7.5
Figure 6 shows the depth of liquefaction, for clean sands, for different magnitudes for a 15 m
deep profile. One can easily see that the zone of liquefaction is about 2 m for magnitudes of 7
and 7.5 where as it is about 5 m for higher magnitudes. It should also be noted that when the
ground motion is used as rock outcrop, the depth of liquefaction reduces to about a meter
even for higher magnitudes.
IS 1893 – 2002 part I gives a ZPA of 0.12 g for design in Delhi region, which is higher than that calculated values
using SHAKE. A close look at the codal provisions in this regard is required.
16 Hanumantharao. Ch
Research Scholar, Department of Civil Engineering
Indian institute of Technology Delhi, Hauz Khas, New Delhi
LIQUEFACTION HAZARD IN DELHI
a technical report...
6. SUMMARY
The preliminary analysis indicated that:
• An accurate/reliable pga as well as magnitude is required for using the simplified method
• The uncertainties in these parameters will significantly influence the computed zone of
liquefaction
• A more rational method would be to estimate CSR using wave propagation analyses
• The choice of using the input motion as outcropping motion or motion within the profile
has significant influence on the computed CSR
• Using a pga as given by code of practice leads to higher depths of liquefaction
• The results presented here in assumed clean sand. Any increase in percent of fines will
lead to increase in resistance to liquefaction
• The results are based on strong motion records developed for earthquakes in the greater
Himalayan arc i.e., at epicentral distances of 300 km.
• Further work is needed to assess the effect of near source effects on liquefaction of
Delhi Silt
• Laboratory tests are under progress to corroborate these findings
Hanumantharao. Ch
17
Research Scholar, Department of Civil Engineering
Indian institute of Technology Delhi, Hauz Khas, New Delhi
Structural Engineer
contribution to society...
Introduction
In the changing World Scenario Structural Engineer plays a leading strategic high- valued role in both design and
procurement of Construction projects utilizing their knowledge, expertise and experience. As Structural Engineers we
shape the world that surrounds all of us. It is an International Science and ever-progressing technology. There is a
common understanding between structural engineers that many other professions do not have. Structural Engineer is an
important link in the chain of Mother Productive Construction Activity and contributes to the formation of assets of the
Nation, so vitally important for poverty alleviation amongst the masses. Such Engineers are responsible for the guidance
of public safety; make the structure stand safely, through a creative process, operationally and on long-term basis.
People all over the world use structures like, houses, buildings, utility services, Water supply – sewerage, power cables,
Oil Pipe line, bridges, while using them want to be assured of safety. Structural Engineers design the muscles and
skeleton of the structure. Ethical foundations of profession and concern for human welfare were laid since the very
beginning of civilization.The talent of the structural engineers involved shines through the outcome. The Engineers need
to provide assurance of their experience and updated professionalism to satisfy the public desire. Communicating the
basis of engineering judgment is the need of the day. Conversion of the basics of expert knowledge into technology,
which is simple, reliable, sustainable and flexible for solution of local problems with use of readily available resources, is
the process. The art of Structural Engineering can be deceptively simple. Unless we are prepared to contribute to the
wider purpose within a situation we will continue to be marginalized as technical experts. As team players we have a role
in finding win- win situation for everyone involved. Importance of innovation and the challenges posed by the need for
sustainable construction need be a part of overall plan. They have to debate about what is most efficient and
environmentally sound – the structure should be able to produce renewable energy.
Developing and evaluating dependable evidence on the basis of demonstrably assured and justifiable way are means of
practice.They have to visualize the patterns of loads, which the structure must withstand and load paths, which conduct
these loads through structure to the foundation, and to stable earth. The topics of internal force paths, internal force
distribution and their influence on structural stiffness should figure strongly in his knowledge. Practical advice to
practicing engineers to fairly judge the structural behavior will make them understand true engineering.
Characteristics
We need to be less naïve in our expectation of what the society can do for us. Nations seem to encourage Engineers who
are articulate, innovative and commercially astute. Public does admire technological self- confidence. The profession
gives excitement, imagination and youthfulness not related to age. It offers many challenges in the frontier of future
developments.They are needed for their practical rigors and society gets more by savings through adoption of an optimal
design and execution method. They are leaders and managers, add value, and deal with facts, take decisions that work.
Being aware of the change in our business, of different ways of doing things and what can be done, we could improve the
attention we give to the owner.
Upgradation of Technology
Rapid evolution of Construction processes and technological up gradation as now taking place is likely to change the
role of participants substantially creating opportunities and warnings systematically for future development. Danger of
concentrating much on the Calculations and numerical parts of the design are failing to develop the conceptual skills and
ensuring link to efficient process at site is equally vital. Built environment is identified as Key Area. Essential and radical
changes are needed to meet aspirations of the people One must be far more aggressive in the market place to ensure
that clients understand difference between Quality Service and Average service. Increasing the professional Identity and
telling clients we are the greatest, not hiding from reality should be the criterion. Quality is a fitness for purpose with a
degree of excellence
Importance of Design
Planning and Design is the basis of all Engineering This demands functional efficiency with economy, enduring visual
elegance under challenging circumstances, containing intellectual logic, achieving social and environmental congruity,
durability and low maintenance cost, capable of being constructed with ease and speed, - significantly much more than
mere analysis. When good design is demonstrated with quality control it is well appreciated Design at its best
incorporates attention to the interaction of structures with services and finishes, its environmental setting as well as
structure itself. For the sake of his career a structural engineer must assure reliability of the structure.
For durability and good performance in maintenance, design and construction engineers must take precautions of
protection and detailing of the reinforcement bars, in addition to the design considerations. Structures subjected to
dynamic loads such as gust wind, cyclonic weather and earthquake undergo repeated reversal of stresses. Lack of
proper reinforcement detailing and enforcement of quality assurance lead to disasters. Reinforcement is required for
protection against cracking and also provides ductility to the structure. Location of laps and splices,
Existing Structures
Structural Surveys are not proper engineering but real Engineering in the true sense and best equipped to do so are
structural engineers. It is essential to know / understand as to how buildings/ structures behave compositely under
variety of conditions they are expected to experience in their life cycle. Assessment of repair to damages systematically
is the first step before elaborate repairing schemes are to be formulated. Proactive asset management requires
information on the state of the structure and this is changing over time. Continued research undertaken has established
a common point in the loading unloading cycles beyond which the structure is not economically sustainable. Few
Institutional courses deal with the challenge of dealing with existing buildings requiring rehabilitation/ renovation.
Examination of failures are remarkable source of experience for those who are engaged in the course of their career- the
studies reveal the reality of human frailty which forms a salutary and perhaps alarming lesson- in the context of public
safety. Recent trends on maintenance, repair, retrofitting and monitoring of structures should be assessed and reviewed.
Health assessment periodically and inbuilt monitoring of Structures from durability/safety consideration by experts has
to come into existence.
Development and Calibration of instrumented inclusion acting as Stress- meter, bonded with existing structure to
estimate the level of residual stress and prestress in the body has opened wide horizon in declaring the in state condition
of the same. High frequency piezoelectric signatures for diagnosis of seismic/ blast induced structural damages are
recent tools to help monitoring of distressed structures. Consequent on the development of the know-how of External
prestressing provision for future prestressing during the construction to impart same to counter distress, such as,
cracking, excessive deflection etc at a future date. Sound judgment is more important than playing with the technical
gadgetry, with an element of risk involved in most engineering decision.
Engineers should be capable of developing a qualitative Bending moment and deflection diagram with a clear
understanding of structural behavior instead of totally being dependent on software and use of computer.
Managing Structures
Structural Engineers have an important task in managing existing structures, drawing upon the skills and expertise
complementing the work of the building maintenance team besides creation of structures. The management of
structures requires special supporting skills and knowledge which aspect is under developed. An appreciation of in
service good structural order performance is required for the whole life design of new structures. Knowledge on best
practice performance in this increasingly important area of activity is to be gathered. Processes, activities necessary
formulated. The aspect developing quickly is the design of structures against fire resistance with advanced analytical
methods and improved risk assessment techniques
Competitive Environment
Knowledge Economy, requirements of Social Accountability and the insistence on sustainability will force continued
changes and may possibly accelerate the process. The Engineers are to organize against the turbulent forces of new
working practices, new way of material management, and demands of performance along with technological innovation
keeping balance with economic agencies which place a premium on ethical practices. A strategic view of the future
trends identification based on systematized data collection is necessary .to anticipate changes and manage them
effectively. Creativity is a culture and out of creativity comes competitiveness to withstand economic and environmental
changes.
Past Development
The existing heritage structures of India are all of immense intensive structural intricacy and marvels of conception,
innovation. From prehistoric days when primitive implements were used for agriculture and small-scale industries, design
of country boats, the structural engineer contributed his mite to evolve the process of effective use of natural materials,
making it stronger and stronger with passing time.They realized the condition of stability of the structure through study of
Nature and developed mathematical sciences. Nature has always been an inspiration to designers. Biology [biometrics]
is to be next engineering science. In the field of modern medicine structural mechanics has an important role. We should
look inside our own bodies to seek openings for innovation of structural mechanics Structural Engineering helps to
develop the understanding of human frame dynamics, useful in sports and making of artificial limbs. Engineering is
having a major impact on the biological sciences understanding. In recent times none can overlook the contribution of
structural engineers in the modern technological field of aviation, navigation, rail- road transit systems and surgical
inputs for replacement of worn out human body –joints.
Creativity/Innovation
Managing Creativity requires a tolerance for ambiguity and for the unexpected and readjust accordingly .We are
Application of ICT
Increasingly the focus on use of IT will be a co- coordinated knowledge management tool across the profession, to
improve quality of the process not just economy. Enhancement of Technological Literacy through setting up of
information clearing houses with directed basic, applied or development works details covering domestic and foreign
know how an issue to be seriously considered is.This allows even small group of people make independent enterprises
and takes up technology interesting, challenging. The use of computers has revolutionized finalizing structural details
involving non- linear and dynamic effect analysis.The designers should however have more understanding of structural
behavior than the in the past when worked manually. Relatively cheap powerful desktop computers are now
commonplace and finding a profound influence in our profession. Modern development in software and hardware offer
limitless possibilities in its application on Engineering and potential development is inconceivable.
Case Studies
A] Land Slides—Chakki Hills – short of Pathankot, toe of unstable hillock, land slides in monsoons blocking both rail and
road traffic due to falling boulders and soil erosion getting hardened after draining. Many remedial measures and
passage of time before slides reduced. In tunnels approaches land slides and heavy seepage through joints causes
disruption of traffic of long duration.
Conclusion
The use and development of technology must relate to the people’s aspiration. Our own immediate needs in India are the
attainment of technological self-reliance. In a developing country this characteristic cannot be overrated. - This is the key
in which has the potential to usher the country to an era of prosperity- with other factors like materials and capital having
their relative importance. We have to broaden our service-base and look to provide added value forms with foresight and
competence. Not only the profession should grow and prosper but should be alive to the needs of the Nation. It is the
responsibility and obligation of every society to educate and train its young people to the highest standards for its benefit
and development. Engineers must rise to the pressing demand in their role for alleviation of poverty, especially in the rural
areas through infrastructure development and other associated productive works. Emphasis laid on development of
transport sector gives opportunity to the engineers to show their worth for improvement of countries economic prosperity,
remove general poverty. The write up is based on my personal experience spanning over five decades, discussion with
many stalwarts in the field and my systematic study of published literature on the importance of our profession where we
proudly belong. I acknowledge with gratefulness any similarity of thought as expressed anywhere by fellow engineer.
We make our world significant by the courage of our questions and by the depth of our answers. - Carl
Sagan
Picture this – A young civil engineer who has graduated recently, or one who is on the threshold of
graduation with a bagful of dreams, hopes and ambition. When the actual planning for the future
commences, the young professional finds himself at a loss with the array of options and questions
that stare him in the face. Does he/she start working right away? Does he/she study further? What
does he/she have an aptitude for? What will be lucrative and at the same time satisfying in the long
run?
Now consider this scenario: A common platform connects the student fraternity of civil engineers
across our country. A platform or a forum that helps them keep in touch with what is happening in
different colleges; exposes them to the conscious choices being made by their peers; that helps them
answer their queries and make their decisions. This platform could extend to interactions with
professionals in different parts of our country and to opportunities across the borders. Such a
network would certainly facilitate easy dissemination of information and help build confident
professionals who have been awake to the situation outside right from the time of joining the graduate
programme.
Ethos is an organisation that has taken a first step in this direction.The initial effort is being focussed
towards uniting the colleges in different parts of the country under one umbrella. Realising the
magnitude of this task, Ethos has chosen to engage these young minds in some friendly competition
as a means of bringing them together. Hence Bending Moment! Ethos launched Bending Moment
this year – A National Quiz on Civil Engineering with the intention of igniting the minds of budding civil
engineers on engineering and construction knowledge that is beyond the classrooms. The zonal
interfaces are conducted at various centres and this is capped by a National Finale.
While Bending Moment aims at spurring the civil engineer’s already keen eye into observing and
imbibing, Ethos’ intention is to go beyond and direct the enthusiasm that it has generated even from
remote nooks and corners of India positively towards fostering a national interactive platform that
would serve the very purpose of equipping young professionals to be agents of change; to lead and
not just follow and to contribute positively towards the building of a harmonious society. It is fortunate
that institutions such as IIT, Delhi and CET Bhubaneswar played host to this event this year.The Civil
Engineering Society of IIT Delhi can play a crucial role in making this National Platform a reality.
Whereas this is its first foray into the arena of civil engineering, networking students is familiar terrain
for Ethos. Ethos commenced its journey four years ago with Archumen – India’s Biggest Architecture
Quiz for students of architecture. Once Archumen gained in popularity, Ethos also went on the
challenge the creative prowess of these students through design competitions like “Transparence”
and the “IGBC Green Design Competition”. These contests gave the students an opportunity to
assess themselves against the best in the country. More importantly, it also helped network on a
different level. Archumen also travelled to Sri Lanka this year where an edition was held in Colombo
and The Grand Finale of Archumen will also see a team from University of Morutowa in Colombo
matching their wits with their Indian counterparts. This will also be an opportunity for the network to
transcend across the borders.
For Ethos, launching of Bending Moment had a two-point agenda. One was definitely to reach out to
the civil engineering student community as well; the second was to bridge the gap between the
architectural fraternity and the civil engineering fraternity. One needs to understand that these two
fraternities, in reality complement each other and one is incomplete without the other. One is not
meant to be competition for the other. Hence, Bending Moment and Archumen are held at the same
venues to facilitate some cross-learning and interaction
Gita Balakrishnan
27
main mover behind Ethos
Connecting Civil Engineers…
to reach out to the civil engineering student community as well; the second was to bridge the gap between the
architectural fraternity and the civil engineering fraternity. One needs to understand that these two fraternities, in
reality complement each other and one is incomplete without the other. One is not meant to be competition for the
other. Hence, Bending Moment and Archumen are held at the same venues to facilitate some cross-learning and
interaction.
Ethos is exploring alternatives by which there can be regular dissemination and sharing of information on
opportunities for training and work, on national level and international level competitions etc. Students should be
able to get in touch with other students across the country with similar interests. Young professionals who are
part of the network could guide aspiring professionals on fields of further study or training opportunities.
Projects of young students, innovations etc., could also be shared which would work to the benefit of the author
of the work as well as the reader. There would also need to be an active interface between the industry and the
students which is essential for a healthy development of both.
Ethos has already commenced networking opportunities with young architects and students with a specific
intention of matching interest and aptitude with opportunity since this is a prime concern in a field such as
architecture. Ethos proposes to intensify this effort and extend the same to the fraternity of civil engineers.This
aspect assumes special significance in view of the fact that there are a very few companies/organisations that
are identifying prospective employees through the typical process of campus interviews in the field of civil
engineering and architecture.
For such an endeavour to succeed, students, faculty members, institutions and professionals would need to play
a proactive role. Colleges and faculty members would need to encourage participation from their wards. They
could also participate by reverting with regular feedback and suggestions on ways and means to improve. The
response in the first year of Ethos has been extremely encouraging on all fronts and portends the realization of
the set goals.
Spotter
Seminar on Risk Management
CES had presented a Seminar on The Risk Management of Risk in Private Funded International
Infrastructure Projects by Prof. Simon Burtonshaw-Gunn. The seminar had begun with a look at the
relationship between construction and risk management and then considered the options for private
investment in infrastructure projects. The role of the Prime Contractor had been discussed and how
risk management plays a crucial part in selecting potential projects, particular those at international
locations.
28 Gita Balakrishnan
main mover behind Ethos
ASSESSMENT OF RISK
envrionmental engineering
Assessment of Risk due to Intake of Groundwater Contaminated with Heavy metals
at some places of West Bengal, India
Abstract
Various heavy metal concentrations has been collected in a number of contaminated ground
water samples of West Bengal, India and associated health risk due to ingestion of these
chemicals has been calculated. Noncarcinogenic risks attributable to ingestion of heavy
metals for exposed population are not very high, whereas the mean carcinogenic risk
estimate for arsenic is found to be very high. The population of this area is liable to arsenic
poisoning. As groundwater is the main source of drinking water for this area proper preventive
measures should be taken to control this contamination and save the population.
Introduction
Governments and industry have failed to control the spread of dangerous chemicals around
the globe.Manmade hazardous chemicals are so widespread in our environment, in our
homes and in the products we use everyday, that we are constantly exposed to polluting
substances. As a result even our own bodies are contaminated.
A study by The British Medical Journal says that 75 percent of most cancers are caused by
environmental and lifestyle factors. A report by the Columbia University School of Public
Health estimates that 95 percent of cancer is caused by diet and environmental toxicity; in
addition, most Americans have between 400 and 800 chemicals stored in their bodies,
typically in fat cells( Haris,2003).
Water, air and soil quality are issues, which affect the quality of our food, health and
environment in general. Growing levels of pollution and over-consumption of resources
demand some sort of solution. Anthropogenic impact on natural environments and especially
on aquatic ecosystems is currently a topic of increasing concern. Deterioration of
groundwater quality has recently observed in many aquatories (Boehm et al., 2002; Campolo
et al., 2002; Jain, 2002; Nobukawa and Sanukida, 2002;Tara et al., 2003).The potential causes
of such a situation are various sources (Duda, 1993). Most of these sources lead to the
pollution of groundwater. The quality of groundwater may vary depending on the geological
morphology, vegetation and activities in the catchments, as well as on the location of the
sampling site. Heavy metals cause a wide variety of adverse health effects.
The term heavy metal refers to any metallic chemical element that has a relatively high
density and is toxic or poisonous at low concentrations. Renowned medical journalist Dr.
Morton Walker, D.P.M. writes, “The ingestion of toxic metals destroys the brain tissues and
nerve cells by increasing cellular membrane permeability, allowing for leakage of nutrients
out of the cells, and inhibiting enzyme production which, in turn, depresses the body’s
chemical reactions. There will be lowered energy in all physiological parameters so that
chronic fatigue of the downhill syndrome becomes inevitable”(Haris, 2003).
Ingestion of drinking water containing heavy metals may lead to liver and kidney damage,
immune system, nervous system, and reproductive system disorders as well as several types
of cancers. Toxic Heavy Metals are well known pollutants from both natural and
anthropogenic sources.Their deposits in solid or liquid solutions have several ways to spread
out (including both physical and chemical transformations) and thus to get into the tropic
chain.
Risk assessment is a statistical tool used in conjunction with actual data to estimate potential
risks to human health and the environment. Baseline risk assessments assume that no
remediation actions are undertaken and assess current and future risks from the
contamination.
Cadmium (Cd)
The biological half-life of cadmium in humans has been estimated to range from 10 to 30
years. Cadmium has moderate acute toxicity, producing gastrointestinal or pulmonary
irritation effects from ingestion. Sub chronic and chronic exposures to cadmium have been
associated with renal, cardiovascular, endocrine, hepatic, bone, hematological, and
immunological effects. On long term exposure it accumulates in liver, kidneys, pancreas, and
thyroid. It also causes hypertension.
Chromium (Cr)
Chromium compounds are corrosive on tissue. Long term consumption may lead to skin
sensitization and kidney damage.
Selenium (Se)
Long term exposure to Selenium leads to red staining of fingers, teeth, and hair, general
weakness, depression.
Conclusion
Exposure to heavy metals may be exhibited by several signs and symptoms but they are only
recognized when achieve chronic and clinical levels. Since the heavy metals are proven
neurotoxic, there are several methods developed and reported to assess the exposure at very
low concentration of these substances (sub-clinical level). Groundwater is the main source of
drinking water for this study area. As it is contaminated with heavy metals, the population of
this area is at great risk. Hence, proper treatment should be given to this water before
consumption. But heavy metal removal from water is an expensive and difficult process. So
the source of contamination should be identified and proper preventive measures should be
taken to control this contamination and save the population.
33
Slip Form
An amazing construction method...
Can you identify what this figure is
showing?
Another important point to be noted about slip form is that, it climbs using the vertical
bars embedded in the concrete itself as the work progresses.That climbing is termed as
“Slip”. This is possible by using a set of jacks (hydraulic action) which lifts the entire unit
uniformly at desired speed. After reaching the desired height, it is dismantled and
brought down. Initially the slip form assembly is designed for all the loads expected
mainly due to materials (Steel, concrete), wind loads (since it moves up to a great height),
working platforms, personnel elevators etc. Other safety measures like aviation signals,
lightning conductors, sufficient lighting system will also be provided. The amount of slip
per hour is also designed and a maximum magnitude is fixed.
3. The reinforcement need for the platforms are initially tied and embedded in the concrete
and as the slip form moves up the embedded bars are pulled out after doing surface
chipping.
4. The insert plates are welded to the internal reinforcements and they are paint marked on
the concrete surface so that they can be identified later after concreting.
5. Transportation of concrete is by using buckets and winches, the bucket carrying concrete
moves along two guided cables, and winches are used for its operation. The entire set is
hung to the central portion of the slip form assembly. Steel is taken by a similar
arrangement arranged on the outside of chimney. A lift for personnel movement is
provided separately.
Now coming to the most important aspect, i.e. checks to be performed during this operation,
we have seen that the slip form slips using the rods embedded in the concrete itself. During
this process, the entire unit may tilt to one side (due to some jacks offering resistance against
movement) or the entire unit may twist about some point other than centre. So we have to
perform checks for the plumb and the twisting of the unit at regular intervals and corrective
action has to be performed.This is observed by using an Optical plummet which will emit laser
ray. A point is marked on the ground and a point is marked on the slip form. When the ray is
emitted it has to meet both the points. In case it doesn’t match, corrective actions are taken.
Modern construction methods are more successful, when they are understood and
carefully dealt with.
1) Tensegrity Structures
A tensegrity structure consists of a set of discontinuous compression members tied together by
continuous tensile members. Concept can be explained by considering an example of a balloon
where skin provides tensile component and air molecules inside provide compressive
component. There is a flexible interface between tensile and compressive forces. Also these
structures are light in weight and can be folded and are easy to construct. Many uses of tensegrity
structures which are still unexplored.
Definition:
First structure was made by Karl Longanson ( three struts and eight cables ) for an exhibition
held in Moscow in 1921.The term “ tensegrity“ was first defined by Fuller ( 1962) as a contraction of
two words “tension” and “integrity” . Characterization of these systems as “small islands of
compression in a sea of tension” . Snelson (1965) followed the research of Fuller in field of
tensegrity and was awarded with a title “Continuous tension, discontinuous compression
structures” of the patent. Most recent definition of tensegrity structure has been given by
Motro(2003) as , “a system in a stable self-equilibrated state comprising a discontinuous set of
compressed components inside a continuum of tensioned components “.
2) Neural Networks
The computing devices that operate on principal of biological nervous system are known as
Artificial Neural Network (ANN), are finding applications in almost all branches of science and
engineering.They are a new form of computing inspired by biological structure of neurons inside
brain.They can be expressed as mathematical model composed of a large number of processing
elements arranged in several layers Can be applied in several ranging operations such as:
Compression, Noise reduction, Optimization, Prediction …and many more Only since 1980s
these networks have been in use in civil engineering. However their application to tensigriy
structures is quite limited. Characteristic feature of tensegrity structures is the presence of
geometric nonlinearities due to changing geometry as it deflects under load.. In general there are
four types of non linearity : large strains, large rotations, stress stiffening and spin softening. The
behavior of tensegrity structures has thus to be modeled using finite element method (FEM) and
in my project I have used ANSYS 9 for FE analysis This figure shows the tensegrity module which I
analysed.
I applied loads of 500N each at all 3 nodes on top surface and found displacement in one of the
nodes and load was applied in 20 steps,( which gave 20 data points for each case of loading) also
maximum displacement was 0.012m . Five different cases were taken thus
Schwartz et al. (1996), VanderWal et al. (2000), Kukkonen et al. (2001), Ricci et al. (1996) have shown
the links between cardiac and respiratory disease and the number of fine particles. However it can be
argued that, in the urban environments, high ambient concentrations of particles are high are likely to
be accompanied by high levels of other pollutants, making clear identification of cause and effect
difficult. Nonetheless, it is clear that the number of particles to which the individual is exposed is more
important than their mass (Donaldson et al., 1998, QUARG, 1996; Buzorious et al., 1999; Donaldson et
al., 2001; Zhang et al., 2004) and that the toxic effects of particles are related to either their total
surface area or total number concentration. Clearly, knowledge of size distribution of ultra fine
particles is essential to understanding their impact on human health.
CLIMATE CHANGE
The average temperature of the earth has risen by 0.6 K since the 19th century (Anderson et al.,
2003).The temperature of the earth’s atmosphere is determined by the processes known as radiative
forcing . Despite a contentious debate over the last two decades, it is now accepted that radiative
forcing due to aerosols and Green House Gases (GHG’s) is related with the climate change. The
radiative forcing mechanisms can be affected by changes in atmospheric pollutants such as GHG’s or
aerosols due to human activity, or by changes in other influences on the interactions of the earth and
its atmosphere system such as surface albedo .
Climate change is a long term process and the extent to which any component of vehicle emissions
contribute to it depends on its life-span in the atmosphere. The effect of aerosols and GHG’s can be
defined by their global warming potential (GWP), which compares their impact to that of CO2 in a
given time frame i.e., 100 years. The life time of aerosols in the atmosphere is of the order of weeks;
that of GHG’s, decades. Hence, any reductions in aerosol concentration rapidly affect radiation
balance in contrast to any reductions in GHG’s. Prediction of future temperature using global models
inevitably suffers from uncertainty about the contribution of aerosols. As a result, reduction in aerosol
emissions causes a rapid effect on local radiative balance but it is difficult to draw a conclusion about
the global effects on radiative balance.
EFFECTS ON VISIBILITY
Atmospheric visibility is defined as the maximum distance at which the outlines of a target can be
recognized against the horizon as background (Hovarth, 1994). Reductions in visibility impairment are
mainly due to scattering and absorbion of solar radiation by particles in the troposphere (Jacobson,
1999). Ultrafine particles are more efficient light scatterers than larger particles. Therefore, the origin
and transport of ultrafine particles is of particular concern when assessing visibility impacts. As the
distance increase between the observer and the object, the amount of light scattered and absorbed
increases and visibility is reduced.The visibility reduction is greatest at high relative humidities (>90%)
when the particles swell by uptake of water, increasing the cross sectional area for scattering, resulting
in ‘haze’ (Doyle and Dorling, 2002). Atmospheric aerosol particles are a minority component in the
atmosphere, contributing some 10-8 to 10-9 times to the mass of the substances in the air (Hovarth,
1994). However, aerosol particles are responsible for 90% of the light scattering properties of the
atmosphere in a remote continental environment and up to 99% in an urban environment (Hovarth,
1994). Diesel particles absorb more light than they scatter. Light absorption is due to carbon in the
particle and is independent of particle size whilst scattering is highly dependent on particle size
(Kittelson, 1998). A study conducted in California in 1983 for impact of diesel vehicles on visibility
1
The spherical particle which has a unit density and the settling velocity same as the particle in question.
2
Radiative forcing is the balance of the radiation absorbed by the atmosphere and the surface against the radiation emitted.
3
The fraction of incoming radiation that is reflected is called ‘surface albedo’
CONCLUSION
Regulation of atmospheric particulate matter levels uses limits expressed as mass concentration
rather than number concentration. Although limits exist for PM10 and PM2.5, none are set for the PM1
mass. Despite the efforts made by the regulatory authorities in the last few decades to control the
particulate matter in the urban environment, there is still work to be done. The case for the importance
of number concentration (mostly of ultrafine particles from vehicle exhaust or from condensation) as
markers of potential health impacts has been persuasively made by many researchers. Clearly,
particulate matter should be regulated on the basis of number concentration rather than the mass
concentration.The complex transformation processes that particulate matter undergoes after release
complicate the monitoring of number concentration.The lack of proven methods and instrumentation
for the monitoring of particle number concentration present challenges that require urgent attention.
ACKNOWLEDGMENTS
Prashant Kumar wishes to thank the Cambridge Commonwealth Trust (CCT) for providing a
Cambridge-Nehru Scholarship and the Higher Education Funding Council for England (HEFCE) for
Overseas Research Scholarship (ORS) Award for sponsoring his doctoral studies. He is also thankful
to his M.Tech supervisor Prof. Mukesh Khare for his supervision and encouragement during the
M.tech, and to create the interest on this topic.
CONTACT
Prashant Kumar is currently studying for a PhD at University of Cambridge, UK after completing his
M.Tech in Environmental Engineering and Management from IIT, Delhi. He is working on “Urban Air
Quality” especially focusing on dispersion and modelling of ultrafine particles in the urban
environment. He can be contacted by e-mail (pp286@cam.ac.uk) and his web address is
http://people.pwf.cam.ac.uk/pp286.
Spotter
Do you know?
Civil Engineering Society runs a Google Group in which you get messages
regarding Placements, Internships, Events or any other information related to Deptt.
of Civil Engineering, IIT Delhi. All alumni, students are invited to join it at
http://groups.google.com/group/ces-iitd
This Lecture Series which had provided a new insight to IIT Delhi Civil
Engineering Students had ended with closing remarks at 16:45. Lectures of
Esteemed Professors had encouraged students for doing their Graduate
Studies in Auburn University and provided a new insight of Earthquake
Engineering Knowledge to listeners. Overall, this lecture series had proved to be
a gread sucess of CES and Civil Engineering Department
CES Team,
43
Civil Engineering Department,
IIT Delhi
BUILD-OPERATE-TRANSFER MODEL FOR
INFRASTRUCTURE DEVELOPMENTS IN ASIA
In recent years, there has been a growing trend for governments in the Asian region to allow
private participation in some major public investments, especially for infrastructure projects.
Many large infrastructure projects, such as expressways and power plants, are being
constructed or have been operated by private firms under a procurement system called build-
operate-transfer (BOT). Under the system, the franchisee (project sponsor) is responsible for
financing, construction, and operating a facility and he, in return, has been granted a right to
generate revenue from the facility for a specific period. After the concession period, the facility
will be transferred at no cost to the franchiser, who usually is the government. The major
motivator for the BOT system is that the host government need not spend any public funding
but still can provide a public facility to her people. Meanwhile, the franchisees can enjoy a high
potential profit from a successful BOT project. Experience from ASIA has proven the benefits
of the system. However, the system can be very risky potentially. The various projects in Asia
prove that BOT success depends on various aspects. The various projects have given
investors a painful experience. Analyzing these successful and failing examples, this study
has concluded the ingredients of a successful BOT project. They include an experienced,
equitable and simple governing body and structure, an uncorrupted and honest political
regime, an intact contractual agreement, a structured set of BOT regulations and legal
system, a large and reliable consortium, an experienced construction organization, and lastly,
but most importantly, no intervention of politics.
1. INTRODUCTION
The contract is a legal document that states and explains a formal agreement between two
different people or groups, or the agreement itself and it is ENFORCEABLE BY LAW.
It provides the mutually agreed terms and conditions. It is essentially a communication which
is legally binding. Generally contract can be done by any one, but in this paper the scope of
contract is limited to only between government (central/state/local) and private firms.
The formulation stage is generally deals with project idea, feasibility studies, project definition
etc. Mobilization stage deals with project preliminary plans, mobilization of resources,
designs and drawings and lying of specifications and awarding the contract (if work is not
done by the owner). Construction stage transforms the drawings from paper to field.
To make any project successful the owner must be careful in awarding the contract. The
properly formulated contract minimizes the conflicts between owner and contractor. The
choice of the contract depends on the nature of the project. For traditional and simple
projects, generally the lump sum or unit price contracts are suitable. But in the fast moving and
ever changing technology which makes the projects more complicated there is need of the
alternatives.
44 R.S.SRAVAN KUMAR
M.Tech IInd semester
sravankumar_rac@yahoo.co.in
BUILD-OPERATE-TRANSFER MODEL FOR
INFRASTRUCTURE DEVELOPMENTS IN ASIA
company which is awarded contract spends the money and collects it by operating the project
(by collecting the tolls).
The operating time will be decided by both the parties and generally it depends on the initial
investments and the life span of project. For most of cases it lies between 10-30 years. The
fixation of toll and it review will be on negotiations.
It helps the government in providing the better facilities to people with no additional money,
provides the private organizations to do good business and the people to get better facilities
and improved living conditions with a little spend of money. So BOT is an advantageous to all.
Typical infrastructure projects using BOT contracts include highways, railways, ports, tunnels,
bridges, power plants, hydraulic structures, and reservoirs. In essence, a private sector
consortium finances, designs, constructs, and operates an asset for an agreed franchise
period in the BOT mode. Any system has some limitations; even BOT is of no excuse. Some of
the risks in BOT are high initial cost (to be completely mobilized by contractor), spanning a
long period of construction time, and they normally have a slow payback rate, low profit ratio,
and high level of risk. Thus in the application of a BOT contract the investor is given the
privilege of franchise, which grants, to some extent, monopoly power during the concession
period.
i. Over the past few years, most of the countries in Asia have experienced an economic
boom that outpaced the development of the infrastructure, and this has threatened a
continuing high rate of economic growth.
ii. The huge population base, with rising salaries and expectations made people ready to
spend considerable amounts on comfort.This made pressure on governments to provide the
better infrastructure facilities.
iii. Traditionally in these regions, the public sector has financed the construction of the
infrastructure. However, governments in these countries experienced strain on their financial
spending; a large portion of which has been spent on social welfare for fulfilling the rising
quality of life in the region.
iv. The BOT arrangement in infrastructure development, a private participation scheme
without demanding public money, has suddenly become a solution, for which most
governments are inclining.
5. IMPLEMENTATION OF B-O-T
The implementation process of a BOT contract involves many parties, including the
government, investor, financing institutions, construction contractor, and operating firms. The
involvement of the project participants in a typical BOT-contract process is highlighted in Fig.
1.
The process of implementing a BOT-contract project can be divided into four major stages:
project feasibility study and tendering, construction, operation, and post transfer. The
concerned government and its consultants will be engaged in the project feasibility study and
tendering stage.The major activities involved in this stage are;
R.S.SRAVAN KUMAR
45
M.Tech IInd semester
sravankumar_rac@yahoo.co.in
BUILD-OPERATE-TRANSFER MODEL FOR
INFRASTRUCTURE DEVELOPMENTS IN ASIA
The duration of this stage is affected by the availability of project information, project
complexity, negotiations between tenderers and the government concerned, and the public
response to the project. Investors’ participation in this stage is to gain more understanding of
the project in order to submit competitive tenders. Choosing the best proposal would depend
on three elements: the quality of the definition of specific criteria, the quality of evaluation of
the available alternatives, and the quality of the understanding of what these alternatives can
produce.The purpose of the evaluation and selection process is to identify what needs to be
done, develop the specific criteria for its accomplishment, and identify the advantages,
disadvantages and risks involved in each of the proposals.
Then the concession period is fixed by negotiations. In traditional practice, the concession
period is determined by a cash flow analysis normally conducted by the investor, and the
government’s interests are not necessarily incorporated in the analysis. Based on the
analysis, a period such as 10, 20, or 30 years or even longer will be adopted.
R.S.SRAVAN KUMAR
47
M.Tech IInd semester
sravankumar_rac@yahoo.co.in
BUILD-OPERATE-TRANSFER MODEL FOR
INFRASTRUCTURE DEVELOPMENTS IN ASIA
Streamlining the process such as single window process. The NATIONAL HIGHWAY ACT
was amended. Projects for widening of existing National Highways have been exempted from
environmental and forest clearances
At present 34 National Highways projects costing about US$ 1120 million are in different
stages of construction or in operation (as per 2005). The proposed routes are of high traffic
potential and most of projects are recently being operated, the conclusion on success or
failure will be a premature. But certain privileges to the investors such as tax holidays can
attract more firms in future BOT projects.
II. The two-phase 2,015 MW natural gas combined cycle Dabhol power station project in
Maharashtra State in INDIA encountered problems at the very outset. These have been
mostly attributed to a change of state government that led to a complete project review,
thereby providing a further example of the need to adequately manage the increased political
risks in such long term projects that also impact directly on public users (unlike short term
construction projects for a specific client). While a large U.S. corporation is involved in this
Dabhol mega project, another U.S. company reportedly considered exit strategies on a U.S.
$1.3 billion 1,000 MW coal fired power plant in Karnataka State. Government delays, a slow
moving judiciary system (investigating alleged corruption charges that were subsequently
quashed at the apex Court), and apparent conflicts between assurances at state and federal
governmental levels were cited.
8) CONCLUSIONS
1. Careful evaluation of the suitability of a project for BOT type procurement appears critical
at the outset, for example, with stable political and legal regimes and suitable socio-economic
conditions with the project being clearly in the public interest, capable of sustaining steady
cash flows, and being provided with adequate safeguards against the various risk factors.
2. A reasonable but not excessive rate of return is needed; again with any useful safeguards
such as sensible toll adjustment mechanisms to achieve the desired balance.
3. A proactive, stable, non-corrupt sponsor government /public sector body is needed and
4. A financially strong, technically competent, and managerially outstanding consortium is
required as a franchisee, which should hopefully be adjusted by the foregoing conditions.
48 R.S.SRAVAN KUMAR
M.Tech IInd semester
sravankumar_rac@yahoo.co.in
IIT in NEWS
Plan to clear traffic chaos at ….Professors Dinesh Mohan and IITs Traffic Stopper Invention
airport hits the fast lane: GMR- Geetam Tiwari from IIT, together with
Fraport asks IIT-Delhi to revive NGO's Samar thya, Centre for Apr. 21. 2006, Hindustan Times
2-yr-old plan to improve traffic P r o m o t i o n o f B a r r i e r- f r e e
movement, parking Environment for Disabled People It is time for the Delhi Police to take a
have prepared the project blueprint. leaf out of IIT-Delhi’s book and make
May 30. 2006 ,skyscrapercity.com Professor Mohan said that the goal traffic congestion a thing of the past.
was to build a bus stop that would be Students from the institute’s civil
……‘‘GMR wants us to update the accessible to people with engineering depar tment have
plan and also incorporate other disabilities, integrated with transport developed a software for traffic
features as per their requirements solutions…… management. It also gives actual
and assessments,’’ said Dr Geetam speed and trajectory of moving
Tewari, professor, Traffic Research Need for computer waste vehicles, an ability that will help
and Injury Prevention Programme management detect traffic violations like speeding
(TRIPP), IIT Delhi. and lane-jumping…
May 10. 2006,The Hindu
‘‘GMR’s main focus is to improve ..According to IITs PhD scholar
parking facilities, besides re-routing ..Highlighting the need for "optimal Mallikarjuna and student Saurabh
arrival and departure traffic. They planning for computer waste Jain,“Generally the methods used in
also want us to improve plans for a management", research scholar in India to control traffic are improper.
long-term parking facility, keeping in the Department of Civil Engineering, Traffic signals in India are based on
mind the traffic volume expected by I I T D e l h i , Po o n a m K h a n i j o data collected from homogeneous
2010,’’ said Tewari……….. Ahluwalia, and assistant professor in traffic conditions………
the Department of Civil Engineering,
What TRIPP-IIT plans IIT Delhi, Arvind K. Nema said there IITians network, line up for
was an urgent need for counselling in job quest
* Separate lanes, pull-in bays and management of computer waste
parking lots for private cars, taxis, which is a mammoth task in India Jan. 30. 2007, Indian Express
buses and three-wheelers …..
"I would love to join a core Civil
* Electronic sensors to monitor
Why Delhi needs cycle- Engineering firm provided I'm given
waiting time of taxis in the drop-off
rickshaws the right kind of money. But such
area of the departure wing
opportunities aren't many." That's
* Luggage trolleys at convenient Oct. 22. 2006, Hindustan Times Saurabh Jain, a Civil Engineering
locations student at IIT-Delhi who is also
* Regulate access and speed of all ……..Dr Geetam Tiwari of IIT, Delhi, general-secretary of the institute's
traffic says that redesigning the roads is all Civil Engineering Society.
that is required to allow the cycle-
* Improved lighting, drainage The result? Jain backed the first ever
rickshaws to ply on the arterial
* Clear signs and information roads.“Then they will not come in the quiz on Civil Engineering at IIT-Delhi,
systems way of fast-moving vehicles,” says not only as part of co-curricular
* Clearly-defined spaces around Dr Tiwari. The cycle-rickshaws are activity but also because it helped
dormitories, …. already providing feeder services at him and his batchmates "connect
50 metro stations, including the with Civil Engineering students"
Disabled-friendly bus stop at Delhi University station, and they from across the country……
Hauz Khas soon need to be formally integrated with
our public transport system, she
Feb. 5. 2007, Indian Express adds…….
ILL[EAGLE]
NIRMAAN
Civil Engineering Society, IIT Delhi