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Abstract
More than any other Mexican state, Chiapas dedicates the most hectares to certified organic
coffee production, providing a means of survival for indigenous Mayan peasants. Organic coffee
producers are restricted from using agrochemicals such as synthetic nitrogen fertilizers, thus depend
upon soil management techniques to provide nutrients to their coffee crop. This study assesses
farmer understanding of soil fertility enhancement processes that organic coffee producers use as a
basis for decision-making and experimentation. Such processes include knowledge of leaf litter
decomposition, composting, soil biology, and biological nitrogen fixation (BNF). Research for this
study was executed in March through August 1999. Information was collected through 31 semi-
structured interviews conducted in three coffee-producing communities, Majosik, Tenejapa;
Poconichim, Chenalhó; and Tziscao, Trinitaria. Transcribed texts were coded and analyzed for
content to uncover patterns in the farmer’s responses. Farmers’ hybridized knowledge system
included visible phenomena and information retained from organic training workshops. Farmers had
an excellent understanding of the transformation from leaf material to soil and a good understanding
of mineralization; however, the role of moisture influence, nutrient uptake, and soil organisms was
not well understood. Nearly half of farmers thought that compost addition improved coffee plant
growth. The significance of soil biology in decomposition was restricted to organisms farmers could
see, especially earthworms. Soil microorganisms were rarely mentioned, and a lack of understanding
of their role in soil processes was evident. Although more than half of interviewed farmers had seen
root-nodules, farmer knowledge of legumes and the process of biological nitrogen fixation were
limited. Results indicate that despite training attempts, farmers still possess knowledge gaps
regarding phenomena that they cannot see, and future training should address unobservable
ecosystem processes.
D 2002 Published by Elsevier Science B.V.
Keywords: Farmer knowledge; Mexico; Shaded coffee; Organic coffee; Nutrient cycling; Soil biology; Nitrogen
fixation
* Fax: +1-612-625-1268.
E-mail address: grossman@soils.umn.edu (J.M. Grossman).
1. Introduction
The word ‘traditional’ will here be defined as a system that has been in existence for at
least 100 years (Kass et al., 1997). Small-scale traditional coffee farmers in Chiapas have
developed a complex agroecological system that includes intercropping of coffee with fruit
crops and leguminous shade trees. Use of the latter to add nitrogen to coffee systems has
been reported in Venezuela (Escalante, 1997, 1995; Aranguren et al., 1982), Costa Rica
(Babbar and Zak, 1994; Linblad and Russo, 1986), Mexico (Greenberg et al., 1997;
Roskoski, 1982, 1980), Cuba (Rodriguez et al., 1991), Guatemala (Munoz, 1997),
Honduras (CIDICCO, 1995), and Sri Lanka (Ranasinghe, 1995; Kathirgamathaiyah et
al., 1993). Leaf litter in coffee systems shaded by leguminous trees is known to have a
high rate of mineralization (Fassbender, 1989), with averages of 14.8 g m 2 of nitrogen
released annually (Babbar and Zak, 1994). However, farmer knowledge of nitrogen-fixing
tree fertilization potential in traditional agricultural systems is poorly understood (Budow-
ski and Russo, 1997).
Small-scale farmers are commonly left out of the formal agricultural research process as
sources of information and innovation. This can result in inaccurate diagnosis of
J.M. Grossman / Geoderma 111 (2003) 267–287 269
Table 1
Organic coffee certification soil management practices explicitly stated as required by IFOAMa and Naturlandb
Practice and requirement IFOAM Naturland
Fertilizers should be derived from biodegradable X X
materials of microbial, vegetative or animal origin
Special consideration should be given to adequate Ca X
supply as recommended for local conditions
Fertilizer management should minimize nutrient losses X X
Synthetic N fertilizer use is prohibited X
Following soil testing and agronomist consultation, use X
of certain slow-release mineral fertilizers is allowed
(MgSO4, raw phosphates low in heavy metals,
Thomas phosphate, CaSO4)
Non-synthetic mineral fertilizers and biological fertilizers X
imported from other farms should be considered
supplementary to, and not replacement for recycled
on-farm nutrients.
All organic matter from the farm should be recycled in X
the form of compost and returned to the land
Application of composts and manures should be done only X
to increase soil humus content, and not for direct crop
nutritional benefit. Avoid over-fertilization.
Burning of any organic matter is prohibited X
Methods that enhance organic matter and soil microorganisms X
should be employed, such as legume cultivation, compost
addition, manure fertilization, and pruned shade tree branch
supplementation
Animal excrement should be prepared as not to harm soil. X
Urine should be aerated, mixed with straw, or diluted.
Excrement storage periods should reduce nutrient losses.
Adequate soil pH levels should be maintained X
Salinization should be minimized X
Terraces, cover crops, crop residues, and other appropriate X X
means should be used to reduce erosion
Coffee should be grown beneath shade trees X X
a
International Federation of Organic Agriculture Movements: Sets international minimum standards for all
independent agencies certifying for organic production (Gómez Tovar et al., 1999).
b
Independent organic certification agency certifying farmers interviewed in this study (Naturland, 2000).
agricultural problems and creation of technologies that neither meet the needs of the farmer
nor are suitable for their production environment (Bunders et al., 1996; Hall and Clark,
1995; Chambers, 1983). Knowledge is often created by a combination of education and
experience. Farmers use knowledge to arrive at decisions that influence agricultural
management practices (Mangan and Mangan, 1998; Barrera-Bassols, 1988; Brosius et
al., 1986). It is often argued that researchers should build upon local knowledge in order to
generate timely solutions to agricultural research questions, and that its evaluation through
rigorous field and laboratory analysis is essential (Bentley and Thiele, 1999; Sinclair and
Walker, 1999; Mathias, 1995). By basing agricultural development work on local knowl-
edge, farmers and agronomists can create ecologically sustainable and economically
efficient agroecological systems (DeWalt, 1994; Pawluk et al., 1992; Vanek, 1989;
270 J.M. Grossman / Geoderma 111 (2003) 267–287
Gliessman, 1981). Moreover, this type of development is essential for the empowerment of
farmers at the local level (Morales and Perfecto, 2000; Thrupp, 1989). If agricultural change
agents do not understand the knowledge and priorities of producers, improved management
will be difficult, if not impossible, to realize (Morales and Perfecto, 2000).
Recently, the importance of local knowledge has become strikingly apparent in the field
of soil science. As soil is a non-renewable resource in the short term, it is imperative that
farmer knowledge and management of this resource be understood if agricultural scientists
are to work together with local farmers towards its conservation (Warkentin, 1999; Pawluk
et al., 1992). In order to help coffee producers develop certifiable organic management
systems, agronomists and other agricultural change agents must first understand farmers’
local knowledge systems.
In many cases agricultural management systems have evolved from limited access to
external supports. This is the situation in Chiapas where synthetic nitrogen fertilizers are
expensive and in organic systems are prohibited, and an understanding of soil biological
processes such as leaf litter decomposition and biological nitrogen fixation (BNF) can be
important for crop yield maintenance. In complex agroecosystems such as traditionally
grown shaded coffee, it is vital that farmers understand intricate interactions between the
biological and physical factors in the ecosystem, especially plant/soil interactions. An
understanding of soil fertility interactions can offer farmers a tool with which to make
management decisions (Deugd et al., 1998) and engage in their own experimentation
regarding mulching, pruning of shade trees, and compost application.
African Sahel, and Ellis and Wang (1997) summarized elaborate fertilizer preparations in
the highly productive and longstanding rice-producing area in the Tai Lake region of
China. Likewise, long-term agricultural production of the Kayapó Indians in the Brazilian
Amazon through complex management of ash and organic matter (Hecht, 1990, 1989;
Hecht and Posey, 1989), and the use of indigenous plant materials as fertilizers among hill
farmers in Nepal (Maskey and Bhattarai, 1984) have been recorded.
A deeper documentation of the relationship between farmer knowledge of soil fertility
and decision-making would improve the development of low-input agricultural strategies
in the field. Studies by Sandor, Eash, and Furbee could serve as a model for such research.
Working in the Colca Valley of Peru, Sandor and Eash (1995) reported significantly higher
soil carbon, nitrogen, and phosphorus in ancient cultivated terraced plots compared with
uncultivated areas, and inferred that this was the result of long-term farmer management
practices. In a follow-up study, Sandor and Furbee (1996) demonstrated that farmer
knowledge of soil physical properties influenced planting density, seed-bed preparation,
and crop selection.
The goals of this research are to (1) document the ethnopedological knowledge of
organic coffee farmers in Chiapas as a basis for farmer-centered studies investigating soil
fertility enhancement processes, and (2) improve methodology used by agronomists who
teach organic techniques to help fill farmer’s knowledge-gaps regarding below-ground soil
processes. Information gathered during this research is being utilized in separate studies
assessing activity of nitrogen-fixing bacteria and quantifying the level of nitrogen fixation
occurring in Chiapas organic coffee farms. It is hoped that by incorporating local
knowledge of soil processes with conventional scientific knowledge the success and
productivity of organic coffee systems can be sustained for the long term.
Research for this study was executed in March through August 1999 in the highland
and lake regions of the Mexican state of Chiapas. Chiapas is a poor and uneducated state,
with the average adult illiteracy rate in the study regions estimated at 40% (Secretarı́a de
Hacienda, 1999). Study sites were located between 16j05V –16j56V North latitude and
91j40V –92j31VWest longitude in the Greenwich meridian. Elevation in the region ranges
from 900 to 1800 m above sea level with a mean annual temperature of 18-22 jC (Perez-
Grovas et al., 1997). Annual rainfall is between 2000 and 2500 mm, the majority of which
falls June – October (Garcı́a, 1973). Slopes in the region range from 10% to 45% and
erosion control is of major importance to agricultural production. Local soils are classified
in the Food and Agriculture Organization/United Nations Educational Scientific and
Cultural Organization (FAO/UNESCO) system as luvisols or anidsols (INEGI, 1993).
Soils in study sites are acidic (average pH 5.8), with an average N content of 0.25%, and P
of 9.49 ppm (Grossman, unpublished data, 2001). Coffee is produced on 39.5% of the
cultivated land, equivalent to 20,300 ha (Perez-Grovas et al., 1997).
The author collected the information through 31 semi-structured interviews conducted in
three coffee-producing communities, Majosik, Tenejapa (highland region, 10 interviews);
Poconichim, Chenalhó (highland region, 10 interviews); and Tziscao, Trinitaria (lake
272 J.M. Grossman / Geoderma 111 (2003) 267–287
region, 11 interviews). Native languages in the three study areas were respectively the
Mayan languages of Tzeltal and Tzotzil, and Spanish. Interviews in Mayan languages were
conducted using a translator. The study sites were chosen on the basis of (1) presence of
shaded coffee, and (2) number of years as an organic coffee-producing community (1, 5, 10
years, respectively). El Colegio de la Frontera Sur (ECOSUR) in San Cristobal de Las Casas,
and Unión Majomut, an association of small coffee producers, assisted in communication
with, selection of, and placement in communities. In an initial rapid reconnaissance visit in
1998, farmers and agronomists of Union Majomut were asked about various problems they
were encountering in their shaded organic coffee systems. Farmers responded that they knew
little about soil biology and were interested in learning more. All communities included in
this study had community level co-operative grower associations, which were invited to
participate in the interviews and successive research. This initial solicitation included a focus
group meeting with the community members, and a subsequent assemblage of names of
farmers who were interested in participating in the study, using the following criteria:
An effort was made to include women cooperative members in the study (3 of the total 30
interviews conducted), but the fact that most co-operative members were men was an
obvious constraint. Inasmuch as possible, women heads of household were involved in the
interviewing process when interviewing men. Three pilot interviews were conducted, and
problematic questions altered.
The 1 –3-h interview consisted of a basic framework of questions (Appendix A).
Interviews were largely informal as the researcher allowed the conversation to flow in
directions the farmer felt were important. Other collected information included basic farm
data such as size, elevation, management practices, pest problems, and farm history. Each
farmer interviewed also completed a farm map (Mukherjee, 1995, 1993), which offered an
idea of what aspects of the farm were most important to the farmer by decisions of
placement or non-placement on the map.
All interviews were tape-recorded and later transcribed. Each transcribed text, ranging
from 7 to 12 pages, was then coded (Appendix B) and analyzed for content (Miles and
Huberman, 1994). The code list was not static, and evolved as an increasing number of
sub-codes became evident. After coding was complete, similar coded responses were then
grouped by theme. Data was then analyzed by code heading to uncover patterns in the
farmer’s responses to each thematic area. To alleviate problems presented by the small
sample size and by differences in the author’s/interviewer’s interpretation of the tran-
scripts, results are often presented as categories of extensiveness of knowledge (Table 2)
instead of direct percentages.
Problems were encountered early on in the recording of information during the
interview. Interviews often needed to be translated from the producer’s native language
of Tzotzil or Tzeltal to Spanish. The translation process was initially difficult, as local
J.M. Grossman / Geoderma 111 (2003) 267–287 273
Table 2
Terms used in text to describe extensive of knowledgea
Percent of farmers with Terms used to describe:
knowledge of concept
Range of knowledge Farmer number
0 – 16.6 Extremely limited Almost no
16.7 – 33.6 Limited Several
33.7 – 50.2 Fair Almost half
50.3 – 66.8 Basic More than half
66.9 – 83.4 Good Most
83.5 – 100 Excellent Almost all
a
Due to limited sample size, results in text and diagrams are presented in percentage ranges. The table
describes category terms used to describe ranges of farmers demonstrating a knowledge of a given concepts or idea.
technical assistants serving as translators were interested in expressing their own knowl-
edge of the subject matter, instead of translating that of the interviewee. After the author
increased orientation for the translators as to the importance of translating the exact words
of the producer as much as possible this problem was alleviated.
The first step in organic training in Chiapas typically includes parallel (1) community
self-identification of problems that exist within the coffee system, and (2) recognition by
agronomists of areas where changes need to be made in order to have farms that comply
with organic regulations (Table 1). The organic certification agency Naturland certifies
almost 11,000 coffee producers in Mexico (Gómez Tovar et al., 1999), including all
interviewed communities. All farmers were found to be using practices listed in Table 1.
Individual communities, made up of 10– 50 farmers each, are assembled under a larger
umbrella co-operative that organizes organic training and external certification. A team of
organic production agronomist trainers employed by the co-operative teaches workshops
on methods such as compost preparation and soil conservation using terraces. Such
workshops consist of a theoretical lecture portion including information such as the
importance of soil fertilization with compost, and a subsequent on-farm demonstration of
the technique (Perez-Grovas et al., 1997). In some cases, co-operatives may also have
technical assistants that help disseminate information to other farmers. These ‘promoters’,
as they are known, are usually capable farmer – members of the co-operative and are
bilingual, therefore able to teach methods learned in Spanish to the community using their
mother tongue. Promoters have successfully been used in various agricultural systems
throughout Mexico to link rural producers to the research sector (Castillo and Toledo,
2000). All interviewed farmers had participated in at least one organic training workshop
or farmer-to-farmer exchange.
This system of organic training, while it indeed enlightens particularly skilled farmers,
may be misguided if agronomists are not aware at the start of the knowledge level of the
274 J.M. Grossman / Geoderma 111 (2003) 267–287
farmers with whom they are working. For example, a theoretical lecture portion of a
workshop may use words that are unknown to the farmer, especially if the lecture is
presented in Spanish. It is clear that the use of ‘key words’ as codes for this study to
describe extent of knowledge of a given farmer group could be extremely problematic. We
found that farmers lacked the ability to describe processes in any great detail, and thus we
are left only with a collection of words adopted by farmers from language of the
agronomists from which we attempt to gauge knowledge. This perhaps lends support to
the claim that increasing farmer knowledge cannot be accomplished solely on the basis of
verbal lectures—active learning must be incorporated into the process (Deugd et al.,
1998). Consequently, if careful steps are not taken by agronomists to understand if farmers
comprehend entire processes or only vocabulary, difficult-to-observe processes in agro-
ecosystem function may remain as knowledge-gaps in farmer understanding of complex
ecosystem interactions.
Current organic coffee management practices include weeding the coffee parcels (2–
3 times annually), pruning the coffee (once annually, February – May), pruning the shade
trees to regulate light availability to coffee, and applying compost (once annually June –
August). Compost application occurs by placing varying amounts of the finished
compost around the base of the coffee bushes. All interviewed farmers chopped the
pruned shade and coffee tree branches and left them on the soil surface after removing
the usable firewood for home cooking. Four farmers placed a portion of the chopped
Inga in the compost pile. More than half (64.5%) of interviewed farmers stated that they
left prunings specifically for their fertilization potential. Prior to organic transition,
farmers did not prepare compost nor prune the shade trees with current annual
frequency.
3.2. Decomposition
Everything decomposes, especially the (Inga) leaves. This is what functions to give the
plants nourishment.—Isidoro Morales Mauricio
J.M. Grossman / Geoderma 111 (2003) 267–287 275
Fig. 1. Farmer knowledge of associated decomposition processes on organic coffee farms. Knowledge or belief of
a given process is presented as both a descriptive term of knowledge extensiveness (presented in Table 1) and
actual percent of the total farmers interviewed (n=31). Arrows link ecosystem physical components, presented in
rounded boxes, to perceived soil processes, contained within sharp-cornered boxes.
(Inga) drops it leaves. They build up underneath the tree. Over time they will die and
rot, leaving behind good soil. After one year the leaves are no longer there, only soil. —
Julio Mauricio Ramires
Below (Inga) a lot of leaves fall and there the soil is very fertile. Then the leaves rot and
they act as a fertilizer. And that is why the soil is very black. There was no one who
taught us this. I learned it with my eyes. I saw what happens from the trees. I saw what
happens when the leaves fall. — Miguel Perez Guzman
The leaves stay on the soil as a fertilizer. There they rot and combine with the soil. I
don’t know how or why. — Daniel Velazco Sántiz
The (soil below Inga) is moister. It has fertilizer in order to maintain the roots and give
the coffee food. — Vincente Morales Mauricio
The farmer’s comprehension of the role of leaf litter in soil formation is most likely due to
their ability to see the decomposition process in action over time, as opposed to other
processes that cannot be observed with the naked eye. Farmer knowledge of above ground
276 J.M. Grossman / Geoderma 111 (2003) 267–287
I see that when it rains the leaves rot more. When an orange falls the water makes it rot
faster. When it is dry it doesn’t rot. — Alonzo Guzman Lopez
The coffee grows well when it is below (Inga) where there are a lot of leaves. The
leaves rot. They make little pieces when they are dry. When the rain comes, it mixes
with the soil, roots, and rotten wood. This becomes soil. If it rains a lot, the leaves rot.
When it is the dry season, the leaves stay. — Jose Perez Guzman
The farmer’s limited knowledge about moisture’s effect on decomposition of leaf litter
could again be attributed to the abstract and virtually ‘invisible’ nature of the concept over
the short term. Almost all farmers saw the change from leaf litter to soil over time,
however, the influence of factors in increasing or decreasing the rate of this process might
be more challenging to observe.
only the biological aspects. Farmer knowledge of the biological component of the soil was
basically limited to organisms that were visible with the human eye and included
earthworms, centipedes, white grubs, ants, and crickets. In Fig. 1, macrofauna listed as
‘‘other’’ included all organisms other than earthworms. More than half (55%) of the
farmers interviewed mentioned that soil was superior where soil macrofauna were present.
Earthworms were the most commonly mentioned macrofauna in the soil (Fig. 1) with
farmers noting that they ‘‘build tunnels’’, ‘‘mix’’, ‘‘make fertilizer’’, or ‘‘eat’’ the soil.
Almost all farmers who mentioned earthworm presence mentioned seeing the ‘‘tunnels’’ or
‘‘paths’’ created by the earthworms, and several reasoned that the roots of the coffee grew
into these tunnels, facilitating growth of the coffee.
Worms eat black soil then leave to find yellow soil. When they defecate in the yellow
soil they mix it and this makes good fertilizer. You shouldn’t kill the worms. — Alfonso
Hernandez Perez
The leaves rot and the little animals come, like the worms. Where the Inga leaves fall
they pile up, and when they are rotting it calls the little soil animals to eat. They destroy
the leaves and leave the wastes. They protect the coffee a lot. They protect the soil.
They protect us. They help the coffee roots absorb the soil. — Rosenberg Hernandez
Morales
If there are earthworms, the coffee always grows well. — Lorenzo Arias Sántiz
Coffee farmers in Chiapas are well justified in their observations that soil macrofauna,
especially earthworms, can positively influence soil properties. Earthworms have been
shown to act as ecosystem engineers in various agroecosystems by ingesting soil particles
and producing casts (Fragoso et al., 1997), increasing macroporosity and hydraulic
conductivity (Francis and Fraser, 1998), and positively influencing N mineralization
below leguminous surface mulch (Subler et al., 1998). In contrast to coffe farmer’s
positive views of earthworms, farmers in Papua New Guinea reported high earthworm
populations leading to decreased sweet potato yields (Sillitoe, 1995).
Soil microorganisms were, for perhaps obvious reasons, almost never mentioned when
farmers were describing soil biological activity. Farmers had a limited understanding of the
existence of soil microorganisms, and almost no farmers could articulate the role of
microorganisms in decomposition of vegetative matter (Fig. 1). All of the farmers in Fig. 1
who stated a knowledge of microorganism presence in the soil demonstrated this knowl-
edge by using the word ‘‘microorganism’’ in their description of soil biology. Rather than
indicating an understanding of the decomposition process, this perhaps only indicates a
partially successful outcome of organic training workshops in that these farmers lacked the
ability to describe the actual function of such microorganisms; their knowledge was
portrayed by a single vocabulary word only—‘‘microorganism.’’ Also contained in the
category of those that knew of microorganism presence, but not of function, were an
extremely limited number of farmers who had heard that they existed, or had been lucky
enough to see them in a teaching laboratory. One farmer mentioned that there were
‘‘microorganisms’’ in the soil. When asked if you could see them, the farmer responded
278 J.M. Grossman / Geoderma 111 (2003) 267–287
that yes, you could, perhaps referring to the fact that microorganisms are indeed visible
with special tools, or perhaps not understanding the meaning of the word.
In general, farmer’s responses indicated that they knew, perhaps from organic training
workshops, to associate certain vocabulary words with the concept of BNF, however again
lacked an ability to describe details of the actual process. During the interview, farmers
were asked if they were aware of the meaning of the word ‘legume’ (planta leguminosa),
with the interviewer’s understanding that farmers had been involved in organic training
sessions where they were presumably taught the meaning of the word. The word ‘legume’
is commonly used to denote a plant or tree that is capable of BNF. However, this definition
is misleading, as more accurately legumes are a taxonomic family of plants that may or
may not fix nitrogen. Although most farmers did not assert to understand the common
meaning of the word ‘‘legume’’, several (19%) had a limited knowledge of legumes,
stating what were basically correct examples such as ‘‘beans’’, ‘‘a plant that has root
nodules’’, or even ‘‘a plant that feeds the coffee’’ or ‘‘provides nitrogen’’ (Table 3). Several
other farmers identified legumes as plants that had special qualities apart from other plants,
such as being ‘‘caring and tender’’, ‘‘very pretty’’, ‘‘not very big’’, that ‘‘decomposes
rapidly’’, ‘‘helps the coffee’’, and that ‘‘you can eat’’, perhaps deriving from the Spanish
word legumbre, meaning vegetable. Many non-leguminous plants were also identified by
farmers as being ‘legumes’, including chayote (Sechium edule), tatamin (a ground cover of
the family Commelinaceae), and Tomatillo (Physalis sp.). Although more than half of
farmers had seen root nodules (51%), their knowledge regarding function was extremely
limited, with few farmers offering words that accurately described the BNF process.
Sample responses to the question ‘‘what do the root nodules do?’’ are presented in Table 4.
Several (25%) of those who had seen the root nodules thought that they were a plant
disease. All farmers with accurate responses had obtained this information from agrono-
mists. Of those who had seen nodules, but gave inaccurate responses, 100% were from the
community who had been certified organic for only 1 year and hence had the least organic
training. Thus, this perhaps demonstrates that organic training can serve to inform
producers in regard to BNF and other difficult-to-see processes.
These results relative to soil decomposing microorganisms and BNF are hardly surpris-
ing, as farmers around the world have been shown to possess limited knowledge about
microbial functions and phenomena that they cannot see. Sillitoe (1995) showed that the
Table 3
Common responses to question ‘‘What is a leguminous plant (planta leguminosa)?’’ (n=31)
Common responses Percent responding
‘‘I don’t know’’ 52
Examples: beans, Inga, peas 16
Plant with ‘‘special qualities’’ 16
Provides nitrogen or fertilizes coffee 13
Examples: non-leguminous plants 10
‘‘Has balls on the roots’’ 6
J.M. Grossman / Geoderma 111 (2003) 267–287 279
Table 4
Sample responses to question ‘‘What do the balls on the roots do?’’ (n=14)
Accurate responses Inaccurate responses
There are bacteria that live in the roots below (Inga). These are what the I thought it was sickness.
plant needs. The roots of beans also have them. We didn’t know. Now that
we are better organized
(as a cooperative) we will
learn!
The fertile soil makes the balls We don’t know what they
do, we just knew they
were there.
The soil is blacker where there are (nodules). They make the soil fertile. I didn’t think about what
Not all of the trees have them—where the soil is more fertile there are they were—I thought it
(nodules). The (nodules) could be what feed the tree. was sickness.
They help the cafetal because they have nitrogen. Type of fertilizer. They The roots come out of them.
help the coffee. They rot and when they build up they conserve the soil.
I think that they give food to the cafetal. They have nitrogen.
I think that they give food to the cafetal. They have nitrogen. The (nodules) I have seen them in peanuts
help the coffee. They make it fertile. that I used to have.
The bean is a plant where you find the ‘Nitrogens’, the little balls they carry I don’t know if they are
on their roots that help to conserve the soil well. good or bad.
We have heard that they bring nitrogen. During the day they rest, and at night I thought that they were bad.
they work. The leaves bring the N from the air and it goes to the (Inga)
roots. They help the coffee roots.
They have the nitrogen in their roots.
Wola of New Guinea are unaware of pathogenic microorganisms that exist in agricultural
systems yet are highly aware of the diseases that they induce. Similarly, in a detailed
literature review of microorganismal causal agents of plant disease, Bentley and Thiele
(1999) identify at least eight articles suggesting that farmers are unaware of such microbes.
The importance of farmer understanding of microbial processes cannot be overstated, as
management practices have the ability to affect soil microbial populations, and thus can
change subsequent ecosystem functions that such microorganisms regulate. For example,
in the state of Puebla, Mexico, farmer management practices have been shown to change
the genetic diversity of nitrogen-fixing rhizobia bacteria present in similar soils (Souza et
al., 1997). Furthermore, applications of chemical fertilizers and pesticides may alter BNF
and nitrogen uptake processes (Budowski and Russo, 1997). Farmers who do not grasp
details of complex processes are also less likely to promote either their own or external
research. In Thailand, farmers believed that research regarding inoculation of beans with
efficient nitrogen-fixing bacteria was not necessary because they have seen nodule
formation occur without inoculation (Hall and Clark, 1995). This idea prevails despite
the fact that the indigenous rhizobia forming the nodules may fix less nitrogen than the
inoculant. More common are studies reporting farmer’s understanding of the visible
beneficial effects of legumes when used in rotation (Barrios et al., 1994; Phillips-Howard
and Lyon, 1994), as is reported by Bellon (1995) who worked with corn farmers in
Chiapas. It is therefore essential that efforts be placed on farmer training and education
with regard to the more difficult-to-see processes. Such information will be especially
valuable in encouraging farmers in their own experimentation.
280 J.M. Grossman / Geoderma 111 (2003) 267–287
Overall, farmers were found to be innovative with regards to compost ingredients and
compost management, and were interested in the results that compost application might
bring to coffee plant and soil health.
4. Conclusions
Organic coffee farmers in Chiapas have a dual knowledge system about their soil,
made up of experiences and phenomena that they can visualize and information retained
from organic training workshops. Socioeconomic factors such as monetary value of
various management techniques also influence which techniques farmers implement after
training. Farmers were found to have an excellent understanding of the transformation of
leaf material to soil over time and a good understanding of mineralization, however, their
understanding of the various factors and steps involved (moisture, nutrient uptake, role of
soil organisms) was limited. The influence of soil organisms in this process was basically
limited to those they could see, especially the role of earthworms. Soil microorganisms
were almost never mentioned, and when they were, a lack of understanding of their role
in soil transformation was evident. Although more than half of interviewed farmers had
seen root-nodules, farmer knowledge of legumes and the process of nitrogen fixation was
also limited. Almost half of farmers thought that compost addition improved both coffee
plants and soil, however, understanding of the mineralization process was extremely
limited.
Results of this and previous studies indicate that perhaps despite outreach and training
attempts, farmers still possess rather large knowledge-gaps regarding phenomena that they
cannot see. As farmers obviously have the capacity to understand processes that are
visible, for example earthworm tunneling, they would perhaps be best served by work-
shops specifically focusing on ‘invisible’ ecosystem processes, such as microorganism
activity that affects their soil systems. Training and research that includes hands-on
activities where farmers can visualize complex or difficult-to-observe topics in a controlled
setting (Bentley, in press; Mangan and Mangan, 1998; Sinclair and Walker, 1999), and
formalized linkage of research institutions to rural producers via change agents (Castillo
and Toledo, 2000) have been shown to be successful. Hands-on activities might include
videotapes showing soil microbial activity, use of simple microscopes in farmer commun-
ities, laboratory tours, inoculation and liter bag experiments, and ‘bottle biology’
decomposition experiments (NSTA, 1996).
In future research involving the biological component of the soil farmed by relatively
uninformed producers, specific efforts should first be made to understand the level of
farmer understanding of the process under study, and to place vocabulary and training in the
farmer’s own context, and not in that of the scientist. Examples of complex plant/soil
interactions of which farmer understanding could be extremely helpful in improving
organic coffee production and other agricultural areas include BNF for nitrogen addition
(currently being assessed using information from this study), or manipulation of leaf litter
decomposition rates in an attempt to synchronize it with time of plant uptake. Additionally,
as in many agroecosystems, the need exists for increased understanding of how information
such as organic methodology flows from farmer to farmer (Staver, 1999), how farmers
282 J.M. Grossman / Geoderma 111 (2003) 267–287
adapt taught technologies to their own informal knowledge system (Hall and Clark, 1995),
and how farmers use knowledge to conduct on-farm experiments. Increasing agronomists’
awareness of existing knowledge-gaps and promotion of research that answers farmer’s
questions would be meaningful activities for those who are working with producers to
develop certified organic systems.
Acknowledgements
Appendix A . Selected interview questions related to soil biology and soil health
P PROCESSES—SOIL
P.mac macroorganisms
P.mic microorganisms
P.BNF N-fixation
P.deg degradation
H HEALTH—SOIL
H.c color
H.t texture
H.om organic matter
H.m moisture
H.pq plant quality
H.pd physical damage (chemicals,erosion)
I INGA
I.ll leaf litter
I.p problems
I.w wood
I.f fruit
I.sp species/types
I.r regulation of shade (pruning)
R RESOURCES
R.m money
R.t time
R,l labor
R.tl tierra/land
F FERTILIZER
F.vm vegetative matter
F.cp compost pile
F.ch chemicals
M MANAGEMENT
M.p pruning/poder
M.w weeding
M.h harvest
(continued on next page)
284 J.M. Grossman / Geoderma 111 (2003) 267–287
Appendix B (continued)
M.i insects
M.s shade
M.c other crops
C.c coffee crops
M.o organic
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