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Patrick D. Lyden, MD,*,† Robin L. Allgren, MD, PhD,‡ Ken Ng, MD,§
Paul Akins, MD,储 Brett Meyer, MD,* Fahmi Al-Sanani, MD,¶ Helmi Lutsep, MD,#
John Dobak, MD,‡ Bradley S. Matsubara, MD,‡ and Justin Zivin, MD, PhD*,†
Hypothermia has proven to be a potent putative cerebral ischemia. Two clinical studies of patients
neuroprotectant in preclinical experimental studies of treated with 12-24 hours of hypothermia after cardiac
arrest (a period of global cerebral ischemia) exhibited
better neurologic outcomes and lower mortality than
From the *Department of Neurosciences, University of California
San Diego School of Medicine, †Department of Neurology, Veterans normothermic controls.1,2 Thus hypothermia may hold
Administration Medical Center, San Diego, ‡Innercool Therapies promise as a treatment for acute ischemic stroke. How-
Inc., San Diego, California; §Department of Neurology, Ocala Re- ever, to be practical in the clinical setting, hypothermia
gional Medical Center, Florida; 储Department of Neurology, Mercy should be safe and easy to administer.
General Hospital, Sacramento, California; ¶Department of Neurol-
ogy, University of Texas, Houston, Texas; and #Department of Neu-
Previous clinical studies of hypothermia in stroke
rology, Oregon Health Sciences University, Portland, Oregon. patients used surface cooling methods, such as surface
Received November 17, 2004; accepted December 28, 2004. cooling blankets, ice packs, and alcohol baths.3-6 Al-
Address reprint requests to Patrick D. Lyden, MD, FAAN, UCSD though these methods can cool patients, they are cum-
Stroke Center, OPC Third Floor, Suite #3, 200 W. Arbor Drive, San
bersome and slow, often requiring 3-8 hours to achieve
Diego, CA 92103. E-mail: plyden@ucsd.edu.
1052-3057/$—see front matter
target temperatures (although recent innovations may
© 2005 by National Stroke Association have reduced the time to reach target to about 90
doi:10.1016/j.jstrokecerebrovasdis.2005.01.001 minutes).7 In addition, maintaining control at a desired
Journal of Stroke and Cerebrovascular Diseases, Vol. 14, No. 3 (May-June), 2005: pp 107-114 107
108 P.D. LYDEN ET AL.
Inclusion criteria
1. Age 18 to 85 inclusive
2. Symptoms of acute ischemic stroke still present by the time consent obtained
3. Stroke onset within 12 hours; awoke with stroke allowed if time since last known to be symptom-free is within
12 hours
4. Any subtype of ischemic stroke with NIHSS ⱖ4 at the time hypothermia begins
Exclusion criteria
1. Etiology other than ischemic stroke
2. Item 1a on NIHSS ⱖ1
3. Symptoms resolving or so mild that baseline NIHSS ⬍4 at the time hypothermia begins
4. Contraindications to hypothermia, such as patients with known hematologic dyscrasias that affect thrombosis
(e.g., cryoglobulinemia, Sickle cell disease, serum cold agglutinins) or vasospastic disorders such as Raynaud’s or
thromboangiitis obliterans
5. Comorbid conditions likely to complicate therapy, for example:
a. End-stage cardiomyopathy
b. Uncompensated arrhythmia
c. Myopathy
d. Liver disease severe enough to elevate bilirubin level
e. History of pelvic or abdominal mass likely to compress inferior vena cava
f. Dementia severe enough to prevent valid consent
g. End-stage AIDS
6. Intracerebral hematoma; minimal hemorrhagic transformation acceptable
7. Any intraventricular hemorrhage
8. Systolic blood pressure ⬎210 or ⬍100, diastolic blood pressure ⬎110 or ⬍50 mmHg
9. Severe coagulopathy, e.g., INR ⬎ 3.0 ⫻ control or PTT ⬎ 50 seconds
10. Pregnancy in women of childbearing potential, confirmed by positive urine pregnancy test
11. Medical conditions likely to interfere with patient assessment
servative and proactive antishivering regimens is shown bolic complications. The incidence rates of these adverse
graphically in Figure 2. effects reported here are in keeping with previously
Three deaths occurred during the study, none directly published pilot studies of mild-to-moderate induced hy-
related to the catheter system, hypothermia, or study pothermia for the treatment of ischemic stroke or cardiac
procedures (Table 2). No unanticipated device-related arrest.1-6,8
adverse effects were reported. There were 11 reported The 4 study patients with DVT were asymptomatic,
serious adverse events in 9 patients, 1 of whom (a femoral and the DVT was detected on the protocol-specified
DVT) was considered related to the Celsius Control™ follow-up lower extremity ultrasound performed at 24
system or to hypothermia (Table 2). A total of 24 adverse hours. They all resolved without clinical sequelae after
events were reported (Table 3), 7 of which were consid- treatment with heparin/coumadin therapy. Three of
ered possibly related to the catheter system: DVT (n ⫽ 4), these DVTs were rated by the investigators as “proba-
insertion site hematoma (n ⫽ 2), and pain at the cathe- bly” or “definitely” related to the catheter use, because
terization site (n ⫽ 1). An additional 7 adverse events they occurred at the femoral site of catheter insertion.
were considered hypothermia-related: bradycardia (n ⫽ The fourth DVT was probably unrelated to the use of
3), nausea/vomiting due to IV meperidine given as part the catheter, because it was found in the lower extrem-
of the antishivering regimen (n ⫽ 3), and shivering (n ⫽ ity contralateral to the side in which the catheter was
1). The 3 cases of bradycardia did not result in hypoten- placed. However, if one assumes that all 4 reported
sion. Prolonged administration of hypothermia (⬍1.5 DVTs were catheter-related, the overall incidence
hours vs 12 hours vs 24 hours) was not associated with an (22%; 4/18) in this study is consistent with rates re-
increase in bleeding, infectious, hemodynamic, or meta- ported in the literature for femoral catheters, as well as
Duration of hypothermia
small boluses of meperidine in response to shivering) in conscious stroke victims without the need for paralysis
was used, the lowest achievable temperature was 35.6 ⫾ and mechanical ventilation to control shivering. A larger
1.0°C. In contrast, when a more proactive antishivering phase 1/2 protocol is needed to confirm the safety of this
regimen was used, in which oral buspirone plus a load- approach.
ing dose of IV meperidine followed by a continuous
infusion was administered prophylactically, the lowest Appendix 1: ICTuS Study Sites
achievable temperature in this study was 33.7 ⫾ 0.7°C
(unpaired t-test, P ⬍ .01). This final protocol must now be Site 01
tested in a larger phase 1/2 trial including appropriate Brett Meyer, MD
controls. A very similar protocol was recently used in a Nancy Kelly, RN
study of acute stroke patients, with acceptable safety UCSD Medical Center
results.9 San Diego, CA
The incidence and nature of the reported adverse
Site 02
events were consistent with previously published studies
Paul Akins, MD
of hypothermia in similar patient populations.1-6,8 In-
Deidre Wentworth, RN
creasing the duration of hypothermia administration
Mercy General Hospital
from 12 hours to 24 hours did not appear to increase the
Sacramento, CA
incidence or severity of adverse effects. The 11 significant
adverse events reported in 9 patients reflect the serious Site 03
medical conditions of the enrolled patients, and only 2 Helmi Lutsep, MD
significant adverse events were attributed to the hypo- Susie Fisher, RN
thermia protocol. However, without a control group, no Oregon Health Sciences University
conclusions can be drawn about the safety profile of this Portland, OR
protocol, and a further safety trial is necessary, including
Site 04
controls, to ensure safety. The 3 hemorrhagic transforma-
Fahmi Al-Sanani, MD
tions are particularly worrisome, although the incidence
Robin Saiki, RN
(3/18; 17%) is consistent with the natural history of
University of Texas, Houston Medical School
ischemic stroke, especially if rt-PA used. A larger safety
Houston, TX
study of endovascular cooling combined with rt-PA is
needed to ensure the safety of this combination. Site 05
Numerous drugs alter thermoregulatory control, in- Ken Ng, MD
cluding most anesthetics and narcotics. Meperidine, Melissa Holycross, BS
which decreases the shivering threshold twice as fast as Ocala Neurodiagnostic Center
the vasoconstriction threshold through an unknown Ocala, FL
mechanism, is the most important and clinically relevant
Coordinating Center
drug for inhibiting thermoregulatory responses.17 A me-
Patrick Lyden, MD
peridine dose of 25 mg IV decreased the shivering thresh-
Karen Rapp, RN
old by 2°C, with no effect on alertness or respiratory
UCSD Clinical Trial Coordinating Center
function. To prevent substantial sedation and respiratory
San Diego, CA
depression associated with high-dose meperidine, other
agents may be combined with meperidine to produce a Study Safety and Monitoring
greater antishivering effect. Buspirone reduced the shiv- Justin Zivin, MD, PhD
ering threshold to 35.0°C ⫾ 0.8°C, whereas high-dose Julie Jurf, RN
meperidine reduced the shivering threshold to 33.4°C ⫾ IND Inc.
0.3°C.13 The combination of small doses of these 2 drugs Dallas, TX
reduced the shivering threshold to 33.4°C ⫾ 0.7°C with
Study Sponsor
only minimal sedation. The mechanism of the synergistic
John Dobak, MD
effects of buspirone and meperidine is unknown. We
Robin Allgren, MD, PhD
found that the combination of buspirone, meperidine,
INNERCOOL Therapies, Inc.
and modest surface warming with a forced-air warming
San Diego, CA
blanket produced the optimal shivering suppression.
The ICTuS study has enabled the derivation of an
endovascular cooling protocol that may be safe in elderly References
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