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Journal of the American Institute for Conservation

ISSN: 0197-1360 (Print) 1945-2330 (Online) Journal homepage: http://www.tandfonline.com/loi/yjac20

Effect of residual sulfur content on the


degradation behavior of cellulose acetate

Catherine H. Stephens

To cite this article: Catherine H. Stephens (2018): Effect of residual sulfur content on the
degradation behavior of cellulose acetate, Journal of the American Institute for Conservation, DOI:
10.1080/01971360.2018.1535029

To link to this article: https://doi.org/10.1080/01971360.2018.1535029

Published online: 08 Nov 2018.

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JOURNAL OF THE AMERICAN INSTITUTE FOR CONSERVATION
https://doi.org/10.1080/01971360.2018.1535029

Effect of residual sulfur content on the degradation behavior of cellulose acetate


a,b
Catherine H. Stephens
a
Department of Scientific Research, Metropolitan Museum of Art, New York, NY, USA; bInstitute for the Preservation of Cultural Heritage (IPCH),
Yale University, New Haven, CT, USA

ABSTRACT KEYWORDS
Four unplasticized, commercially available cellulose acetate (CA) powders were artificially aged for Sulfate groups; cellulose
up to 30 weeks in a humid oven at 70°C and 50% relative humidity (RH) to see if higher levels of acetate; degradation;
residual sulfate groups (−OSO2OH)− attached to the cellulose backbone affected degradation. artificial aging
Qualitative x-ray fluorescence (XRF) of unaged powders showed that three contained the same
amount of sulfur while the fourth exhibited more. Three powders were manufactured recently
whereas the fourth was produced in the 1970s. Powders were aged in lidded borosilicate glass
bottles to impede evaporation of acids generated during artificial aging. A water reservoir was
enclosed within each bottle to help maintain humidity. Changes to the level of acidity and
sample weight were characterized at various time points. All samples emitted acid vapor with
aging yet the powder with higher residual sulfate content emitted the most. Similarly, with
aging, only the powder with higher level of sulfur content showed a weight loss. No unique
behavior was observed from the powder that had naturally aged for forty years before being
artificially aged.

RÉSUMÉ
Quatre acétates de cellulose en poudre sans plastifiant ajouté, vendus dans le commerce, ont été
artificiellement vieillis pour une durée allant jusqu’à trente semaines dans une enceinte humide à
70°C et 50% d’humidité relative pour démontrer que des niveaux plus élevés de groupes sulfates
(-OSO2OH-) résiduels, attachés à la chaîne de cellulose, en affectait la dégradation. L’analyse
qualitative par spectroscopie de fluorescence des rayons X des poudres non vieillies a montré
que trois des acétates de cellulose contenaient la même quantité de groupes sulfure, alors que
le quatrième en contenait plus. Les trois premières poudres sont produites récemment alors que
la quatrième a été produite dans les années 1970. Les poudres ont été âgées dans des flacons
en verre borosilicate avec couvercle, pour éviter l’évaporation des acides produits pendant le
vieillissement artificiel. Un réservoir d’eau était également placé dans chaque flacon pour
maintenir le niveau d’humidité. Les variations d’acidité et de poids des échantillons ont été
mesurées plusieurs fois au cours du vieillissement. Tous les échantillons ont émis des vapeurs
acides durant leur vieillissement, mais la poudre contenant le plus de sulfate résiduel en a émis
le plus. De même, au cours du vieillissement, seuls les échantillons de la poudre dont le niveau
de sulfures était plus élevé ont subi une perte de poids. Il n’a pas été observé de comportement
particulier pour la poudre qui avait vieilli naturellement pendant quarante ans avant d’être
artificiellement vieillie. Traduit par Claire Cuyaubere.

RESUMO
Quatro talcos de Acetato de Celulose (CA) não plastificados, disponíveis comercialmente, foram
envelhecidos artificialmente por até 30 semanas em um forno úmido a 70°C e 50% de Umidade
Relativa (UR) para verificar se níveis mais altos de grupos de sulfato residuais (−OSO2OH)−
ligados à cadeia principal de celulose afetaram a degradação. A Fluorescência de Raios X
qualitativa (XRF) de talcos não envelhecidos mostrou que três deles continham a mesma
quantidade de grupos de enxofre enquanto o quarto exibia mais. Três talcos foram fabricados
recentemente enquanto o quarto foi produzido nos anos 1970. Os talcos foram envelhecidos em
garrafas de vidro borosilicato com tampa para impedir a evaporação de ácidos gerados durante
o envelhecimento artificial. Um reservatório de água foi também colocado dentro da garrafa
para ajudar a manter a umidade. Mudanças no nível de acidez e peso da amostra foram
caracterizadas em vários momentos. Todas as amostras emitiram vapor ácido com o
envelhecimento, embora o talco com maior teor residual de enxofre tenha emitido mais. Da
mesma forma, com o envelhecimento, apenas o talco com maior teor de enxofre apresentou
perda de peso. Nenhum comportamento singular foi observado no talco que envelheceu
naturalmente por quarenta anos antes de ser artificialmente envelhecido. Traduzido por Sandra
Baruki.

CONTACT Catherine H. Stephens catherine.stephens@metmuseum.org Department of Scientific Research, Metropolitan Museum of Art, 1000 Fifth
Avenue, New York, NY 10028, USA; Institute for the Preservation of Cultural Heritage (IPCH), Yale University, New Haven, CT 06516, USA
© American Institute for Conservation of Historic and Artistic Works 2018
2 C. H. STEPHENS

RESUMEN
Cuatro polvos de acetato de celulosa (AC) no plastificados, comercialmente disponibles fueron
envejecidos artificialmente por hasta 30 semanas en un horno húmedo a 70°C and 50% de
humedad relativa (HR) para ver si niveles más altos de grupos de sulfatos residuales
(−OSO2OH)− unidos a la columna vertebral de la celulosa afectaban la degradación. La
fluorescencia de rayos-x cualitativa (FRX) de los polvos sin envejecer mostró que tres de ellos
contenían la misma cantidad de grupos de azufre mientras que el cuarto presentaba más. Tres
polvos fueron fabricados recientemente, mientras que el cuarto fue producido en la década de
1970. Los polvos fueron envejecidos en botellas de vidrio de borosilicato con tapa para impedir
la evaporación de los ácidos generados durante el envejecimiento artificial. También fue incluido
un depósito de agua dentro de cada botella para ayudar a mantener la humedad. Los cambios
en el nivel de acidez y el peso de la muestra fueron determinados en varios puntos a lo largo
del tiempo. Todas las muestras emitieron vapor de ácido con el envejecimiento, pero el polvo
con mayor contenido de sulfato residual fue el que más emitió. De manera similar, con el
envejecimiento, solo el polvo con mayor nivel de contenido de azufre mostró una pérdida de
peso. Ningún comportamiento particular fue observado en el polvo que había envejecido
naturalmente durante cuarenta años antes de ser envejecido artificialmente. Traducido por
Andrea Venosa ; revisado por Amparo Rueda.

what happens if either becomes consumed, or if either


Introduction
exclusively neutralizes sulfate groups, as both sulfate
When cellulose is converted to cellulose acetate (CA) and acetate groups are eventually formed during
using the solution process, sulfuric acid is most fre- hydrolysis of CA. The literature does, however, discuss
quently used as the catalyst (Malm and Hiatt 1954). CA degradation in terms of deacetylation, a bigger
Using this method, hydroxyl groups on the cellulose concern due to the acetyl group concentration in the
chain are initially replaced with sulfate groups that, fol- polymer (up to 44.8%) (Evans and McBurney 1949;
lowing the addition of acetic anhydride to the mixture, Rambaldi et al. 2014; Vos, Burris, and Riley 1966).
later are replaced by acetyl groups. When the acetylation Recently, two research projects used ion chromato-
process is stopped by the addition of dilute aqueous graphy to observe sulfates found in naturally-aged CA
acetic acid to the mixture, small quantities of residual artifacts (Ballany et al. 2001; Littlejohn et al. 2013).
sulfate groups remain attached to the cellulose chain However, those samples also contained plasticizers;
(up to 0.5% in the final solution) as the reaction does historic artifacts were sometimes plasticized with sulfur-
not go to 100% completion (Hiatt and Rebel 1971). It containing compounds such as p-toluene-sulfonamide,
has been known, since as early as the 1920s, (Mork N-ethyl-p-toluenesulfonamide, or N, N-diethylsulfona-
1926) that these attached residual sulfates lead to chemi- mide (Stannett 1950; Private communications with Joy
cal instability (Keirstead and Myers 1954; Malm et al. Mazurek). Hence, while the data was reliable, it was
1964; Malm and Hiatt 1954; Stannett 1950). With time, unclear whether the sulfates came from the CA or from
the sulfate groups are hydrolyzed from the cellulose an additive. While the role the sulfates played in the overall
chain, forming very reactive acid groups, more so than degradation scheme was not discussed, one way to
the acetyl groups that are also famously hydrolyzed improve the experiment would have been to remove any
during CA degradation. Neutralizers such as magnesium potential contribution from plasticizers by dissolving the
carbonate, magnesium acetate, or sodium acetate, and sample in a solvent and then precipitating it in a non-sol-
stabilizers, in the form of antioxidants and UV absorbers vent before performing other analyses.
(Wilson and Forshee 1959), are typically added during This communication endeavors to demonstrate that
processing to neutralize any lingering free sulfuric acid even if the CA was recently produced and is free from
or sulfates that hydrolyze during aging or exposure to colorants, plasticizers, or other additives, it is a hazard
heat and humidity (Hiatt and Rebel 1971). to itself. While no new ground is sown here (almost
While the reaction chemistry and processing of CA is 100 years ago it was known that residual sulfates pose
well known, the role residual sulfate groups play in the a stability problem), the goal of this work was to high-
long-term natural-aging behavior of CA seems less so. light that higher levels of residual sulfate content may
Save for some decades-old patent applications (Malm accelerate degradation; if true, conservators and
and Williams 1954; William and Lowe 1959), no pub- museums should be alerted in order to consider new
lished literature was located by the author that outlined ways of classifying and treating CA-based artifacts. For
precisely how much neutralizer or stabilizer is added, instance, it may be that only higher sulfate content
JOURNAL OF THE AMERICAN INSTITUTE FOR CONSERVATION 3

materials require cold storage, or perhaps the life of CA the method was qualitative, no standard samples were
artifacts could be extended by developing treatments used to generate a calibration curve.
focused on addressing the sulfate content. To that end, For the artificial-aging component of this study, pow-
the following characterization methods were carried ders were pre-conditioned for three days at 23°C and
out in an attempt to highlight this effect: x-ray fluor- 50% relative humidity (RH) in a Harris Environmental
escence as well as changes to off-gassing acids and pow- Systems constant environment chamber. Following
der weight with aging. that, 6.0 g of powder was measured out then poured
into a 35 mL borosilicate weighing bottle. In a separate
borosilicate glass vial, 1 mL of water was also inserted
Experimental into the bottle before placing the lid on top. The water
Four CA powders were used during the course of this was added in an attempt to maintain a constant humidity
study. The first was definitively manufactured by East- inside the weighing bottle during aging. Forty four
man Kodak and dates to the 1970s (CA1). It was samples were prepared, with one bottle made for each
included in the study to compare with the aging of two time point and 11 bottles prepared per CA powder.
recently manufactured powders, i.e, would a roughly Forty samples were put in a Blue M temperature/
forty-year-old sample degrade differently from two con- humidity test chamber and aged up to 30 weeks at 70°
temporary ones. The two samples were purchased from C and 50% RH. The remaining four bottles, one of
Sigma-Aldrich, one with a number average molecular each powder, were set aside and identified as “0”, i.e.,
weight of 30,000 (CA2), the other with 50,000 (CA3). an unaged control. One bottle of each sample was
Though Sigma Aldrich would not reveal the manufac- removed at 7, 16, 28, 43, 63, 84, 105, 126, 168, and 210
turer of the products they were distributing, it is pro- days of artificial-aging. When samples were removed
posed here that both CA2 and CA3 were manufactured from the oven, the lid was removed, an A–D strip
by Eastman Chemical (Eastman) as they have the same (Image Permanence Institute) was added to the bottle,
properties of two products available from Eastman and the lid was quickly replaced. After sitting for three
(CA2 correlates with catalog number CA-398-6 and weeks at ambient conditions, the A–D strips were
CA3 correlates with catalog number CA-398-10). removed from vials and photographed while the weight
These three powders share a degree of substitution of each powder was recorded by pouring it out into a
(DS) around 2.45, which is appropriate for cellulose acet- tared weighing boat. Minimal powder was lost during
ates used in making film and plastics (Hon 1997). The the weighing process.
last sample was purchased from Fluka Analytical
(CA4); with a very low DS, it would likely be inappropri- Results and discussion
ate for use in making films yet was useful as a sample in
this study as it contained a unique residual sulfate con- The XRF data of the four unaged CAs is seen in Figure 1.
tent. The properties of these materials as provided by The CA4 showed the highest residual sulfur (S) (Kα =
the distributors are given in Table 1. 2.31) content while the other three CA powders showed
Before aging, a Bruker Tracer handheld x-ray fluor- lower, but equivalent, amounts of S. Since these samples
escence spectrometer (XRF) was used to qualitatively were unplasticized, and powders were prepared, in
detect the elemental composition of each CA. Data accordance with the ASTM method, to remove any evi-
were collected with the vacuum pump on, at 15 KV, 20 dence of non-combined sulfur compounds, the S peak
μA, and for 120 seconds and samples were prepared was ascribed to residual sulfate groups attached to the
for this analysis in accordance with ASTM standard CA chain. Hence, the CA4 powder had the highest
test method D2929-89, Standard test method for sulfur residual sulfate content.
content of cellulosic materials by x-ray fluorescence. As All four samples also contained equal yet small
amounts of aluminum (Al) (Kα = 1.48), silicon (Si)
(Kα = 1.74), phosphorous (P) (Kα = 2.01), iron (Fe)
Table 1. Properties of the four cellulose acetate powders (Kα = 6.40), and nickel (Ni) (Kα = 7.48) as well as cal-
examined in this study as provided by the distributor. cium (Ca) (Kα = 3.69) in varying amounts. As these
Molecular four powders were proprietary materials, it was not poss-
Degree of weight ible to know exactly why these elements were present.
Name Distributor substitution (DS) (Mn)(g/mol) Date purchased
However, Al and P are sometimes added during syn-
CA1 Eastman Kodak 2.47 1970s
CA2 Sigma-Aldrich 2.45 30,000 2015 thesis as stabilizers (Ahluwalia, Fisch, and Peveler
CA3 Sigma-Aldrich 2.45 50,000 2015 1991; Haney 1937; Kiefer and Touey 1959). It was not
CA4 Fluka Analytical 1.0 2015
known why Ca was observed in CA2 and CA4 but not
4 C. H. STEPHENS

Figure 1. X-ray fluorescence spectra of unaged cellulose acetate powders used in this study.

CA1 or CA3 although Ca has been shown to be added to inferred from the coloring and physical behavior of
aid the acetylation process (Salamone 1996). As for the CA4 that some form of chemical degradation had
Si, Fe, and Ni, it was not known why they were present. occurred as cellulose-based materials are known to yel-
Previously, Littlejohn et al. (2013) noted that Fe was low upon aging (Stephens et al. 2008).
found in cellulose acetate artifacts but ascribed its pres- Aged samples were examined for evidence of evapor-
ence to pigments added to the artifacts to give them ating acid by analyzing color changes to bromocresol
color; that wouldn’t be the case here as the powders green containing A–D strips that were placed in each
weren’t colored. All three are components of steel and sample bottle after removal from the humid oven. As
perhaps are impurities from manufacturing. the strips changed from blue, indicating a pH of 5.4, to
After the elemental content of the controls was deter- yellow, indicating a pH of 3.8, it was possible to infer
mined, samples were artificially-aged. Figure 2 shows a the level of chemical damage, in the form of hydrolysis
photograph of the four powders before (“0”) and after of acetic acid and sulfuric acid groups, as a function of
7 and 70 days of aging. Powders CA1, CA2, and CA3 artificial-aging. Figure 3 shows A–D strips from all
all remained relatively white with aging. In addition, four powders for all time points, with results from CA1
when tipped or shaken in a container, the three powders on the top, and CA2, CA3, and CA4, consecutively,
flowed easily. By contrast, the CA4 sample had a slightly underneath. Three of the four images (CA1, CA2, and
creamy color before aging that became darker and more CA3) show a pencil with four different colors on them,
yellow with aging. Also, the CA4 particles stuck together which is provided by the manufacturer to assess damage
and didn’t flow if the container was agitated. It was from gaseous acids.

Figure 2. Photograph comparing the color changes to the four cellulose acetate powders before aging (0), and at 7 days (7) and 70 days
(70) of aging at 70°C and 50% RH.
JOURNAL OF THE AMERICAN INSTITUTE FOR CONSERVATION 5

Figure 3. Change in color of A–D strip when placed in contact with cellulose acetate powders artificially-aged at 70°C and 50% RH in an
enclosed borosilicate bottle.

In general, strips developed their final color within the two CAs with the same DS but different residual sulfate
first five days of being placed in a bottle. The sample contents and perform the same study.
showing the least amount of color change to the A–D Powders were also weighed after aging. Previous
strips with time was CA3. The sample that showed the workers who aged plasticized CA samples under the
greatest amount of color change to the strip and hence similar conditions observed significant changes to the
acid generation was CA4. Two conclusions might be weights of their samples with time and ascribed the
drawn from this result: one, that more sulfate and acetate decrease to plasticizer and acetic acid loss (Ballany
groups were hydrolyzed in the CA4 sample, lowering the et al. 2001). Results in this study differed slightly as
pH of the environment and catalyzing further degra- there was no plasticizer present; hence, any weight
dation. An alternate conclusion to these observations changes were from moisture uptake or release, or acetic
could be that the CA4 degraded faster because it had a acid and sulfuric acid loss. Figure 4 shows that at short
lower starting degree of substitution (DS), as was con- aging times, the weight of all four CA powders increased.
cluded in another study (Samios, Dart, and Dawkins This was because the water in the vials inside the borosi-
1997). A way to clarify the issue would be to synthesize licate bottles volatilized and was absorbed by the
6 C. H. STEPHENS

Figure 4. Change in sample weight of cellulose acetate powders artificial-aged at 70°C and 50% RH in an enclosed borosilicate bottle.

hygroscopic CA. The adsorbed water increased the of four unplasticized cellulose acetate powders. While
weight of the powders. three of the four commercial powder samples examined
With prolonged aging, samples CA1, CA2, and CA3 showed similar sulfur content, the sample containing
showed a decrease, then leveling off in the weight more sulfate groups, CA4, degraded in a manner unique
measured in each bottle. While the increase at early to the other three. It emitted more acids and lost more
times was ascribed to an uptake of moisture by the weight during artificial-aging than the other three. It is
hygroscopic CA, the decrease at later times was ascribed proposed that the higher residual sulfate content was at
to the onset of deacetylation and desulfation as seen in least partially responsible for these outcomes. More
the A–D strips. By contrast, the weight of CA4 powders work, in the form of controlled synthesis of CAs with
began to decrease below the original 6.0 g starting at similar degrees of substitution but differing residual sul-
about 105 days of aging, implying that more deacetyla- fate content, followed by size exclusion chromatography,
tion and desulfation had occurred in this sample than to see if any of the changes observed were due to main
observed in the other three. chain degradation, in concert with the tests performed
Taking into account that at ambient humidity, the orig- above, will be necessary to separate the effect of residual
inal mass of the powder was 6.0 g and at the end of the sulfate content from the degree of substitution on the
experiment it weighed 5.4 g, the CA4 sample experienced overall degradation rate.
a 10 wt. % loss during artificial-aging. If the monomer The conclusion proposed here, that cellulose acetate
molecular weight of a CA with a DS = 1 is 204 g/mol, it molecules with more residual sulfate groups are less
was approximated that the CA4 sample lost up to half thermally stable and more readily degraded than those
of its acetyl groups during the course of the experiment. with less, is not novel. Over the course of several dec-
Since the calculation does not take into account the loss ades, from the 1940s to 1960s, Dr. Carl J. Malm, a scien-
of sulfate groups, the acetyl group loss would be slightly tist at the Eastman Kodak Company, researched and
less than the theoretical value. The other three CA samples published on this specific subject; his work optimized
lost markedly fewer acetyl groups. the manufacturing process in order to minimize the
amount of residual sulfates in cellulose acetate. This
article aspired to alert the conservation community of
Conclusions
this information by conducting some simple exper-
The goal of this communication was to examine the iments that hint that this is the case and to propose
effect of residual sulfate groups on the aging behavior that one reason, amongst several, some cellulose acetates
JOURNAL OF THE AMERICAN INSTITUTE FOR CONSERVATION 7

in museum collections maintain their shape and appear- References


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