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Swastika Investmart Ltd. (Formerly known as Swastika Fin-Lease Ltd.

), a Public Limited Company, was


incorporated in 1992 with its Registered Office in Mumbai and Administrative office at Indore (M.P.). It was
promoted by Mr. Sunil Nyati belonging to the Swastika group of Rajasthan, engaged in diversified business since
1959.

In the year 1995 the company came out with a Public issue of 15 Lac equity shares of Rs.10/- each for cash at par,
aggregating Rs.150 Lacs. The shares of company are listed on BSE and is one of the few listed companies, engaged
in Stock broking and Capital Markets activities.

Since incorporation till 1998, the company was actively involved in the field of Hire Purchase and Lease Finance. It
started the stock broking business as a sub-broker in the year 1998 and after getting the experience and with the
blessings of its satisfied customers, it took the Corporate Membership of NSE in 2000 and BSE in 2004. Later, it got
registered with CDSL in 2006 as Depository Participant as well.

In the year 2007 the company has acquired membership of two premier Commodity Exchanges of India, NCDEX
and MCX through its wholly owned subsidiary company Swastika Commodity Pvt. Ltd. It has also got the corporate
membership of Currency Derivatives with NSE and MCX-SX in the year 2008.

Over the years, Swastika has followed a consistent growth path and is established as one of the leading broking
houses of the country with the support and confidence of its clients, investors, employees and associates. Today the
Swastika group is managed by a team of over 200 professional staff members and has got a nationwide network.

Swastika Investmart Limited, corporate member of all the premier stock and commodity exchanges, is providing
best value for money through personalised services, committed to high standards of corporate governance, highest
levels of transparency, accountability and integrity in all its activities.

Current Activities of SWASTIKA :

• Stock broking – NSE & BSE – Equities & Derivatives.

• Commodity Trading – NCDEX & MCX.

• Currency Broking – NSE & MCX-SX - Currency Derivatives.

• Depository Services – CDSL.

• Portfolio Management & Investment Advisory Services.

• Mutual Funds And Fixed Deposits Investments.

• Initial Public Offering ( IPO) And IPO Financing.

• Technical Analysis and Research based advice.

• Internet Based Trading.

STRENGTHS OF SWASTIKA:

• Corporate Membership of NSE, BSE, NCDEX & MCX-SX .

• Internet Based Trading Platform.


• Depository Participants of CDSL

• 24 * 7 Web Base Back Office Software

• Own Private VSAT Net Work

• 30 Own Branches

• Business Partners and Sub Brokers – More than 300

• CTCL Net Work – More than 600 Odin Licenses

• More than 26000+ Registered Clients (Individual & Corporate).

• Company Listed at BSE since 1995.

• In House Technical Analysis & Research team.

• Strong team for Fundamental Equity Analysis & Research.

• Team for Derivative strategies trading.

• Annual turnover in C M & F&O (NSE & BSE): More than Rs. 50,000 Crores.

• Annual turnover in Commodity (NCDEX & MCX): More than Rs. 2000 Crores.

• Annual turnover in Currency (NSE & MCX-SX): More than Rs. 100 Crores.

PROPOSED ACTIVITIES OF SWASTIKA:

• Institutional Broking – Empanelment with Banks, Financial Institutions and FIIs.

• Merchant Banking Services.

• Registrar & Transfer Agents Services.

• Equity Placement & Venture Capital Funding.

• Dealing in Forex.

• Financing & Loans Syndication

• Insurance Broking

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