Académique Documents
Professionnel Documents
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Violations
of the Rights
of Migrants
and Refugees
at Sea
Policy Brief
June 2014
Copenhagen – June 2014
EURO-MEDITERRANEAN HUMAN
RIGHTS NETWORK
Vestergade 16
1456 Copenhagen K - Denmark
Tel + 45 32 64 17 00
Fax + 45 32 64 17 02
www.euromedrights.org
Bibliographical Information
ISBN: 978-87-92990-34-1
Title: Prioritising Border Control over This Policy Brief is published thanks to
Human Lives: Violations of the rights of the generous support of the Danish
migrants and refugees at sea International Development Agency (Danida)
Author: Marie Martin and the Swedish International Development
Collective authors: Euro-Mediterranean Cooperation Agency (Sida).
Human Rights Network (EMHRN)
Publication: Euro-Mediterranean Human
Rights Network (EMHRN)
Date of publication: June 2014 – 23 pages
Original language: English
Translation into French: Sandrine Pulvar
Translation into Arabic: Adli Hawwari
Layout: Zéna Khairallah
Keywords: Maritime interception, Rescue at The content of this Policy Brief is owned
sea, Human Rights, Migrants, Refugees by the Euro-Mediterranean Human Rights
Geographical terms: Mediterranean / Network and cannot in any way be taken as
European Union reflecting the position of Danida or Sida.
POLICY BRIEF – JUNE 2014
1
although the inflatable boat was over- on Maritime Search and Rescue at Sea (SAR),
flown by a Spanish aircraft for at least 1979.8 The 2004 version of the SAR convention
30 minutes without any assistance being requires that the conduct of a search and
provided. 14 corpses were found on rescue operation is the responsibility of the
board the vessel upon its interception, 18 state in which search and rescue area the ship
persons were rescued. Although the boat is found in distress. Several countries have not
was first detected in the Moroccan search signed any of the amended versions of the
and rescue area, the people were rescued SAR and the SOLAS conventions; in particular,
by the Spanish search and rescue body. It Malta has decided not to sign, arguing that
is therefore not clear about who should migrants intercepted in its (very large) search
have acted or was in the capacity to act, and rescue area should not systematically be
despite being in the territorial waters of a on its territory and should instead be brought
specific country. back to the port of embarkation.
»»On 11 October 2013, 268 refugees from This different positioning has created
Syria, including more than 100 children, tensions, especially between Malta and Italy,
died at sea, between Sicily and Malta. and resulted in both countries hesitating to
The three distress calls made by satellite rescue migrants in a timely manner despite
phones were left unaddressed by the their situation of distress.
Italian authorities who told the refugees
that they should call the Maltese It has, moreover, also made commercial
authorities instead.6 ships reluctant to rescue migrants in
distress. The “cost” for commercial tankers
of rescuing migrants at sea is perhaps best
How can this happen? exemplified by the case of the Greek tanker
Salamis (see textbox). As states disagree over
Several grounds explain, although do ports of disembarkation and are reluctant to
not justify, why such tragedies happen accept rescued migrants onto their territory,
despite the existence of clear applicable commercial ships risk incurring delays in
legal frameworks. their itineraries as they are forced to deviate
from their original route, or of being left with
Not all member states are bound by the stranded migrants on board with nowhere to
same obligations disembark them.
states affects the efficiency of maritime Italy’s Mare Nostrum initiative – a real
interceptions and ultimately the rights policy shift?
of migrants and refugees. The existing
In October 2013, Italy launched its Mare Nostrum
framework puts coastal states in the
rescue initiative. Until now, it has intercepted
front line regarding the interception, and saved the lives of over 27,000 migrants.
the disembarkation and the reception While this constitutes a dramatic shift in Italy’s
of migrants, particularly regarding the search and rescue approach, human rights
organisations have expressed concern regarding
examination of asylum claims in application
the reception conditions and fate of those who
of the Dublin III regulation. The Dublin are saved once disembarked.
Regulation was adopted in 2004 and posits
that asylum requests must be made and The Italian government has repeatedly called
upon the EU for greater support, threatening
assessed in their first EU state of entry,
to allow migrants to travel onwards in Europe,
except when family members are established in violation of the Dublin Regulation. In this
in another member state. As a consequence, context where migrant arrivals are represented
countries located at the external border of as a “crisis situation,” there are reasons to doubt
whether Mare Nostrum reflects a real policy
the EU have to deal with a disproportionate
shift and long-term commitment by authorities
number of asylum applications in comparison to saving lives.
to other EU states, despite often having
lower processing and reception capacities. Despite Mare Nostrum, 17 people died off the
coast of Sicily on 12 May, 2014. Both UNHCR and
While the Regulation was amended in 2013,
human rights organisations have highlighted that
this principle has not been changed.10 increased resettlement and legal entry channels
into Europe are needed, so as to avoid similar
This is one of the reasons that Malta has tragedies from taking place in the future.
refused to sign the 2004 amended versions
of the SAR and the SOLAS conventions, and
has also refused to take part in Frontex sea Actions by civil society
operations since 2010. The Council Decision
2010/252 relating to Frontex previously in The multiplication of tragedies at sea,
force, as well as the new one, states that despite the deployment of increasingly
migrants intercepted during a Frontex sophisticated means, has prompted civil
operation should be disembarked either society initiatives aimed at monitoring
in the non-EU country of embarkation, or practices during maritime interceptions,
in the member state hosting the Frontex identifying responsibilities, and informing
sea operation. policy-making:
migrants in March 2011.11 The authors other boats who were in the vicinity
of the report collected geo-referenced of those in distress. Spatializing such
locations as well as testimonies, information is essential to determine
especially from the survivors, and responsibility for violations at sea.”13
managed to establish a clear
chronology of the events and of the
Impeding access
responsibilities involved.
to EU territory:
This work inspired a group of migrant
rights organisations and of lawyers
between search
in the NATO operation in Libya. The
survivors lodged a claim in France in
border control
on the complaint, two survivors of the
Left-to-Die Boat case filed complaints in
France and Spain. These proceedings,
filed as civil parties, will force the
opening of judicial investigations in the The creation of an internal space of free
matter. 12 movement within the EU has been, in
parallel, accompanied by the strengthening
Meanwhile, the two Goldsmiths of its external borders, a policy which
researchers launched a platform called critics have referred to as the creation of a
Watch The Med aiming to map incidents “Fortress Europe.”
across the Mediterranean: “Through
the accounts of survivors and witnesses, At the EU’s southern sea borders, this
but also the analysis of ocean currents, has meant the increased blurring of lines
winds, mobile phone data and satellite between search and rescue obligations and
imagery, it is possible to determine border control. Despite the fact that the
in which Search and Rescue zone, 2004 amended SOLAS Convention clarifies
jurisdictions and operational areas an that rescue obligations should prevail
incident occurred as well as showing over border management objectives, the
opposite is most often the case in the EU.
The result has been a distortion of the rights
11 Charles Heller, Lorenzo Pezzani and Situ Studio, Forensic
Oceanography Report on the “Left-To-Die Boat,” April 2012. of migrants at sea through the increased
12 Death of 63 migrants in the Mediterranean: Complaint criminalisation of solidarity and the
in France holds the French military to account, FIDH,
12 April 2012 (latest update dating March 2014
available here). 13 www.watchthemed.net
POLICY BRIEF – JUNE 2014
9
by an Italian court after they rescued Cases similar to those mentioned above
migrants in distress in the Strait of Sicily has made fishermen and ship captains
in 2004 and disembarked them in Italy. increasingly reluctant to come to the rescue
The three men were arrested upon of vessels in distress for fear of facing
disembarkation in the port of Agrigento sanctions, putting further at risk the lives of
(Sicily) and accused of facilitating the those in distress.
illegal entry of unauthorised migrants
pursuant to Italian law; they were
sanctioned with a €40,000 fine and four EU Border Management Tools:
years of imprisonment, a decision which Frontex and EUROSUR
was annulled in 2009 after the convicted
successfully appealed the decision. Frontex sea operations
»»On 18 November 2009, the same tribunal One of the flagship measures taken by the
of Agrigento withdrew the charges EU to address unauthorised immigration by
filed against seven Tunisian fishermen sea was to encourage increased cooperation
in February 2007 after they rescued a between member states, especially through
boat with 44 migrants that was about the use of the Frontex Agency. Sea border
to capsize in the Strait of Sicily. Migrants operations now represent almost a quarter
were disembarked on the island of of the Agency’s 2014 budget (24%) and half
Lampedusa. The fishermen were initially of its operations budget (combining land,
accused of facilitating irregular entry and air, and sea borders). Frontex is not directly
their boats were seized during two years. mandated to conduct search and rescue
Charges were eventually withdrawn after operations, which remains a competence
an important support campaign including of member states, and the Agency claims
the Euro-Mediterranean Human it does not intercept migrants, limiting its
Rights Network, ASGI, Migreurop, interventions to detection, search and rescue
Rete antirazzista Siciliana, the Tunisian and to escorting migrants to the safest port
Human Rights League (LTDH) and the of embarkation.18
Fédération Tunisienne des Deux Rives
(FTCR). However, although their boats Since the adoption of the new mandate
were returned to them, in addition to of the Agency in October 2011, Frontex’s
financial compensation, two captains role goes beyond coordinating operations
were sentenced to two and a half years to also initiating them. It is also in charge
in prison because they had refused
November 2009; Migrants at Sea, Italian Appeals Court
to comply with orders given by public
Acquits 2 Tunisian Fishing Boat Captains Who Rescued
officers upon disembarkation back in Migrants in 2007, 29 September 2011.
2007. They were later acquitted in 2011.17 18 Statewatch, Criticism mounts of Frontex’s operations at
sea - “I try to avoid giving the impression I’m somehow
sneaking out of the responsibility”, Frontex’s Executive
17 1000 Bâbords, Verdict de l’affaire des 7 d’Agrigente, 24 Director on search and rescue at sea, 24 October 2012.
POLICY BRIEF – JUNE 2014
11
of administrating the upcoming maritime and rescue are increasingly blurred. Civil
border surveillance system EUROSUR (see society organisations, the UNHCR, as well
below) which aims to detect small vessels as EU parliamentarians all raised several
and intercept migrants trying to cross the major concerns20 regarding the proposed
EU’s territorial waters irregularly. Regulation while it was still under discussion.
While the final text marks an improvement
Over the years, criticism mounted regarding compared to the original proposal and the
the discrepancy between the Agency’s previous Council Decision, many problematic
significant involvement in maritime issues remain:
operations and the absence of clear search • A definition of a “place of safety” which
and rescue obligations directly applicable at is not geographically restricted to the
sea. The European Commission attempted EU. This leaves the possibility to consider
to address this criticism by proposing Council non-EU countries a place of safety to
decision 2010/252 on the surveillance of disembark migrants and refugees;
the external sea borders during Frontex • While push-backs are forbidden,
operations. In particular, the non-binding text Frontex and member states have the
authorised teams deployed during Frontex right order a vessel detected in the
sea operations to apprehend migrants territorial sea or contiguous zone of an
suspected of circumventing border checks EU Member state to alter its course to
and to hand them over to the authorities of another destination;
non-EU countries. • The regulation does not consider cases
whereby migrants are intercepted in the
In September 2012, the European Court of territorial waters of third states. This is
Justice annulled the Council decision after problematic as it may allow for push-
agreeing with a complaint lodged by the backs to take place in the territorial
European Parliament challenging the legality waters of third states, where Frontex
of the procedure followed for its adoption. and member states have and continue
Following the Court’s request, the European to operate (Frontex in Mauritanian and
Commission presented a new proposal for Senegalese waters, Italy previously in
a legally-binding Council regulation in April Libyan waters);
2013. In April 2014 the European Parliament • While member states are required to
voted in favour of a revised proposal,19 use all means to identify intercepted
which, after formal approval by the Council, migrants, assess their circumstances
should come in force in summer 2014.
20 See, for example, the Note on the Proposal prepared
by the Meijers Committee (23 May 2013), Statewatch’s
The Regulation, which combines search and
analysis (April 2013), the Joint Briefing by Amnesty
rescue and interception in the high seas, is a International, International Commission of Jurists and
reflection of how border control and search ECRE (6 September 2013) as well as the comments and
recommendations by UNHCR on the Proposal (April 2014).
Statewatch issued an analysis of the adopted text following
19 See the final version of the Regulation here its approval by the LIBE committee (February 2014).
12 Prioritising Border Control over Human Lives: Violations of the rights of migrants and refugees at sea
EU countries that agree to have EUROSUR serious political implications EUROSUR will
deployed at their maritime border. have on the rights of migrants and refugees.
or […] escorted back to the closest shore.”32 disapproval of push-backs and its official
It may, however, in all cases be considered a commitment to monitor practices in each
violation of one’s right to leave a country. member state with maritime borders in this
respect, incidents and cases of what seem to be
Italy-Libya systemic pushbacks continue to be reported.
under EU law? None of these crucial aspects In August 2013, a Turkish boat was asked by
are addressed in the new Regulation. Italy to rescue 96 migrants in distress in the
Libyan search and rescue area. In June 2013,
EUROSUR will also deepen cooperation with an oil platform allegedly rescued Eritrean
third countries and may jeopardise the rights refugees and handed them over to Libyan
of migrants intercepted at sea, particularly authorities, in complete breach with EU law.38
the rights of asylum-seekers. Libya already
agreed on the deployment of the surveillance Privatised push-backs seems to be the new
system in its territorial waters.36 Although strategy found by member states to avoid
exchange of personal information is strictly responsibility: search and rescue obligations
prohibited, scenarios cannot be excluded are manipulated to force commercial vessels
where EUROSUR will serve to detect to bring assistance to a vessel close to them,
migrants before they reach EU territorial although the boat was initially identified by
waters and are diverted back to the North an EU member state bound by the obligation
African coast, as suggested by the spirit of to respect the principle of non-refoulement.
the new Regulation for the surveillance of It remains to be seen whether legal action will
external sea borders mentioned above. prove Italy wrong in refusing responsibility in
such cases.
Privatised push-backs
Over the past year, many migrants have Actions by civil society
reportedly been rescued/intercepted by
private or commercial vessels and being Push-backs are extremely difficult to monitor.
brought back to the Libyan coasts. According Operations are either conducted informally
to Watch The Med, these “privatised push- or are presented as being respectful of
backs” are growing in number. It is reported, the applicable legislation: obligation for a
for instance, that the Italian coast guard commercial ship to provide assistance to
authorities, once informed of the presence people in distress pursuant to international
of migrants and refugees in distress at sea, maritime law (e.g. disembarkation to the
ask a merchant vessel in the area to intercept “nearest port of safety” away from EU
them and bring them to Libya, in direct shores); cooperation with non-EU countries
breach of the non-refoulement principle.37 made legal through policy developments
described above.
36 Through the Seahorse Mediterraneo project, see Confronted with the invisibility of push-
Council document 15906/12, November 2012;
backs, civil society initiatives have attempted
EMHRN, The Seahorse Mediterraneo maritime
surveillance programme: EU security dangerously off- to document what is really happening. A
beam?, 27 September 2013.
37 Gommone-carretta approda a Lampedusa sbarcati 54 38 Boats4People, Les États méditerranéens rêvent ils
somali, ci sono anche bambini, La Republica Palermo, d’une « Papouasie européenne » où enfermer les boat-
26 May 2012. people ?, 6 August 2013.
POLICY BRIEF – JUNE 2014
19
few reports, some of them corroborating »»Finally, through field missions and
practices unveiled in the media as well,39 reporting, civil society organisations
have substantiated claims that push-back are informing policy-making and calling
are a reality in Europe. for more accountability from policy-
makers. Some publications can bring
»»Monitoring and documentation crucial information and help substantiate
have allowed for successful litigation the institutional debates, like the recent
strategies like in the Hirsi Jamaa and ProAsyl and Amnesty International
Others vs. Italy case, where organisations reports on push-backs from Greece to
including Human Rights Watch, Amnesty Turkey, and the EMHRN-Migreurop-FIDH
International, the Aire Centre, and the report on the possible responsibility of
International Federation for Human Frontex in violations that have taken
Rights (FIDH) have submitted written place at the Greek-Turkish border.40
contributions to the European Court of These reports, in addition to regular
Human Rights proving the systematic monitoring through initiatives like
nature of push-back operations between Watch The Med, provide much needed
Italy and Libya at the time. information and help bring crucial issues
onto the political agenda.
The same documentation strategy
is now in place regarding push-back
operations in the eastern Mediterranean.
Testimonies and other evidence of
push-back practices have been collected
regarding the situation between Italy and
Greece, and Greece and Turkey. These
initiatives usually bring together NGOs
and activists from both sides of the
border.