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405

Ground propagation of vibrations from railway vehicles


using a finite/infinite-element model of the soil
G Kouroussis∗ , O Verlinden, and C Conti
Faculté Polytechnique de Mons, Department of Theoretical Mechanics, Dynamics and Vibrations, Boulevard Dolez,
Mons, Belgium

The manuscript was received on 21 August 2008 and was accepted after revision for publication on 24 February 2009.
DOI: 10.1243/09544097JRRT253

Abstract: The purpose of this study is to investigate the generation and propagation of ground
vibrations induced by railway traffic, more specifically in the case of urban vehicles. The complete
vehicle–track–soil model is developed according to an uncoupled approach: the vehicle–track
subsystem is first simulated so as to provide the ground forces which, in turn, are applied to
the model of the soil. The vehicle–track model is built with the help of the home-made C++
library EasyDyn, dedicated to the simulation of mechanical systems and namely multi-body
applications. The tridimensional model of the soil is developed under the commercial finite-
element code ABAQUS. It consists of a half-sphere of classical elements surrounded by infinite
elements in order to account for the unbounded nature of the ground. A particular procedure
has been developed in order to properly mesh the domain, especially at the transition between
finite and infinite elements. A special care is also taken on conditions with respect to the minimal
size of the domain and the maximal element size. On the contrary of the approaches classically
found in the literature, the simulation is performed in time domain in place of frequency domain.
This choice appears to be more appropriate and more natural in the case of vibrations induced
by localized discontinuities of the track, due to the transient nature of the process. Moreover, it
is shown that conditions on the domain size can be relieved in the time domain without loss of
accuracy. The approach is illustrated by the practical case of vibrations generated by a tramway
coming up against rail discontinuities. The vibratory levels obtained with the finite–infinite model
of the soil show a good agreement with experimental results.

Keywords: multi-body systems, soil dynamics, vibrations, finite-element method, infinite


element, railway vehicle

1 INTRODUCTION dependent on the ability of industry to limit the vibra-


tion level induced by the vehicles. This article aims at
Public transport and especially railway transport bringing a contribution to this challenge by presenting
appear as the most pragmatic solution to the con- a numerical model devoted to predict the vibrations
stantly increasing congestion problems of large cities. generated by urban railway vehicles.
For example, a Regional Express Railway network is Train-induced vibrations are caused by several
planned for the year 2012 in order to relieve the traf- mechanisms, described in [1], with three principal
fic problems in the region of Brussels. However, a sources: loads due to vehicle guidance, defects of the
lot of residents are legitimally worried about poten- track and the wheel, and discontinuities of the track
tial nuisances and complaints could be a curb to the such as switches and rail joints.
project. The development of railway networks is then For an accurate simulation of the generation and
propagation of the vibrations, a complete model
including the vehicle, the track, and the soil subsys-
∗ Corresponding
tems is required. However, one of the three subsystems
author: Faculté Polytechnique de Mons, Depart-
is usually modelled in detail while the other ones are
ment of Theoretical Mechanics, Dynamics and Vibrations, 31
given a rather coarse representation. The track–soil
Boulevard Dolez, Mons, Belgium. interaction is one of the most studied subproblems
email: georges.kouroussis@fpms.ac.be [2–4]. Several models of vehicle–track systems have
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406 G Kouroussis, O Verlinden, and C Conti

been studied in the past (see [5, 6] for a review), but have investigated the dynamic interaction and the
only a few of them are used in the determination of coupling effects of a system of sleepers lying on the
ground vibrations. Metrikine et al. [7, 8] proposed ground. Under certain assumptions (e.g. tie dimension
a numerical model where the track is considered as ratio), it appears that the cross compliance between
an Euler–Bernoulli beam, supported by discrete elas- sleepers can be neglected with respect to the direct
tic supports lying on an elastic halfspace. A Fourier compliance. This observation, initially studied for a
transformation is made from the coordinate along the static axle load, can be extended to a slow dynamic
track to resolve the equations of motion. Solutions are load. The same conclusion is drawn by Lombaert [24]
presented for a moving harmonic force representing in the case of the vehicle–road interaction when the
the axle load. Knothe and Wu [9] have investigated stiffness of the soil is large, compared to the stiffness
the vertical dynamic behaviour of the track–subgrade of the road and the vehicle. Consequently, due to the
system, where ballast and subgrade are modelled as low speed of the vehicle in our application, the cou-
viscoelastic foundations, better representative than a pling between sleepers through the soil is limited, so
Winkler foundation. Their investigations show also the that the responses of the soil and the track–vehicle
dynamic effect of the sleepers and their coupling with subsystems can be determined separately.
the soil. Zhai and Sun [10, 11] developed a detailed In our work, therefore a decoupled approach
model to represent the vertical interaction between devoted to the simulation of the occurrence and
the railway vehicle and the track, without consider- propagation of vibrations induced by railway vehicles
ing the interaction with the soil. Auersch proposed, coming up against track discontinuities is proposed,
in recent papers [4, 12], a three-dimensional model which is the most critical case in urban vehicles. The
incorporating the track, the soil, and the vehicle, but track–vehicle subsystem is first simulated based on
the latter is limited to an axle carrying an unsprung the Zhai model [10] to determine dynamic forces at
mass. the wheel–rail interface, which are then applied to a
The modelling of the soil is particular as it is natu- finite-element model of the soil as ground excitation.
rally an unbounded domain, consisting eventually of This approach has been preferred as it is based on a
several irregular layers of material. Various researches standard formulation able to deal with two- and three-
have been performed using discrete formulations such dimensional geometries. The final goal is to propose a
as the finite-element method (FEM) [1, 3, 13] or the complete prediction model that can be used to evalu-
boundary element method (BEM) [14–16]. BEM are ate changes in both the vehicle and the track design in
superior in dealing with infinite domains while finite order to reduce the level of vibrations transmitted to
elements are better adapted to complex geometries, the environment.
inhomogeneous domains, and non-linear materials.
To benefit from the advantages of BEM while avoiding
its limitations, Sheng et al. [2] proposed a wavenumber 2 MODELLING OF THE VEHICLE–TRACK SYSTEM
BE/FE method able to deal with complex geometries
with a good computational efficiency. On the other The model chosen for analysis of the vehicle–track
hand, Laghrouche [17] has presented various possi- interaction is depicted in Fig. 1. It is two-dimensional
bilities to model an unbounded domain by means as it is limited to the vertical dynamics.
of finite elements. A two-dimensional problem has The considered vehicle is the tram T2000 riding in
been investigated with a model where artificial bound- Brussels. It is modelled according to the multi-body
aries are imposed in order to absorb any direct wave. formalism and involves two axles, one bogie, and a
Unfortunately, these boundaries cause wave reflec- carbody. Only a reduced set of degrees of freedom is
tions leading to loss of accuracy. An interesting contri- retained during the simulation: the vertical displace-
bution of this work was to emphasize the requirements ments of all bodies and the pitch angle of the bogie.
on the domain dimension and on the element size to The longitudinal velocity is assumed to be constant.
assure a sufficient accuracy. Some studies based on a The bodies are interconnected by springs and dampers
finite/infinite-element model of the soil exist [13, 18] representing the primary and secondary suspensions.
but are limited so far to planar analyses and the The motion equations have been derived manually
response to an harmonic load. and are written as
The few papers devoted to the urban case were
either measurements of vibration levels and compari- [Mv ] {q̈v } + [Cv ] {q̇v } + [Kv ] {qv } = { fv } (1)
son with standards [19] or experimental assessment
of a vibratory protection system [3]. The specific case where the subscripts v are related to the vehicle (the
of underground systems takes also a constant inter- mass Mv , damping Cv , and stiffness matrices Kv show
est [20, 21]. We then chose to focus our attention to that the equation are linearized around the nominal
the specific case of urban railway vehicles (tramways). position). The right-hand term fv contains the static
The problem of the track–soil interaction has been weights of each vehicle component and the forces due
studied in the past: Sarfeld et al. [22] and Rücker [23] to the wheel–rail contact.

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Ground propagation of vibrations from railway vehicles 407

Fig. 1 Parameters of the vehicle–track model

The model of the track consists of two layers, as hdefect the eventual defect on the rail surface. Since the
proposed in reference [5]: the rail, considered as a con- vehicle–track model focuses on the vertical dynamics,
tinuous Euler–Bernoulli beam, and regularly spaced tangential forces are not relevant here.
sleepers represented by lumped masses. The flexible Around the home-made library EasyDyn [26], dedi-
rail is described by the FEM, with Nn elements between cated to simulation of problems represented by
two sleepers. Railpads and ballast are introduced by second-order differential equations and, more parti-
springs and dampers, defined between rail and sleep- cularly, multi-body systems (available on our website
ers, and between sleepers and the ground, respectively. http://mecara.fpms.ac.be/EasyDyn), the simulation
Models with additional ballast masses (three-layer of the vehicle–track system is carried out in the time
models) were not used in the present study for ground domain. This approach is preferred to keep the possi-
vibration. Three-dimensional models also exist for the bility to include non-linearities (e.g. for contact laws).
track but are not necessary here as they are specifi- A residual formulation has been preferred to build the
cally reserved for cases where stresses in ties or noise equations of motion. Combined with a complete iter-
emission [25] must be evaluated. ation matrix [27], this formulation is well adapted to
The equations of motion of the track have the the treatment of stiff differential equations, as it is the
following form case namely in the presence of wheel–rail contacts that
      introduce high stiffnesses in the model.
Mr 0 q̈r Cp −Cp q̇r The dynamic characteristics of the vehicle can gen-
+
0 Ms q̈s −Cp Cp + Cb q̇s erally be supplied by the constructor while the charac-
  
K + Kp −Kp qr teristics of the rail (material properties, section area,
+ r = { ft } (2) and moment of inertia) and the mass of the sleepers
−Kp K p + K b qs
are easily available. The railpad and ballast stiffness
where subscripts r and s relate to the rail and the sleep- coefficients and damping coefficients should rather
ers, respectively. The stiffness and damping matrices be directly measured on the site of interest. The most
clearly show the contribution of the railpads (p) and convenient way to measure these coefficients is to per-
the ballast (b). form an identification of the vertical track receptance,
The forces ft acting on the rail are due to the defined as the frequency response function between
mechanical contact between the wheels and the the vertical displacement of the track above a sleeper
rail. They are determined according to the classical and the vertical force applied at the same point. An
Hertzian theory but, for the purpose of simplicity, are updating of the corresponding finite-element model
linearized about the static equilibrium position, so is a good practice to identify the values of damping
that the contact force exerted by the rail on the wheel and stiffness.
is written as

Frail/wheel = −kHz (zwheel − zrail − hdefect ) 3 MODELLING OF THE SOIL SYSTEM

= −Fwheel−rail (3) 3.1 Dynamics of soil


where kHz is the Hertzian stiffness of the contact, The simulation of unbounded domains in numerical
zwheel and zrail are the vertical position of the wheel methods is a very important topic in dynamic soil–
and the rail at the considered contact point, and structure interaction and wave propagation problems.

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408 G Kouroussis, O Verlinden, and C Conti

Dynamic soil–structure problems involve waves prop-


agating in the soil but its dynamic response is complex.
Soil is composed of solid particles, water, and air. Its
mechanical behaviour is essentially dependent on the
size of its solid particles and voids. Nevertheless, the
non-linear behaviour of the soil is often neglected
when the shear strain is <10−5 [24], e.g. in the case
of vibrations induced by railway traffic. In various
applications, the soil can be modelled as a homoge-
neous or layered halfspace, most often modelled as
an elastodynamic medium. The interaction between
body waves (longitudinal and shear waves) and sur-
face waves (called Rayleigh waves) is generally used
to explain some phenomena [28]. Closed-form solu-
tions exist to understand these phenomena, estab-
lished in Fourier domain [29] or Laplace domain using
the Cagniard method [30]. In the case of layered Fig. 2 Effective energy ratio for incident P-wave
media, reflexion and refraction increase the problem (ν = 0.25)
complexity and the use of numerical tools becomes
necessary.
the density and the longitudinal and shear wave velo-
cities, respectively. Physically, equations (4) and (5)
3.2 The concept of infinite elements define a border supported on infinitesimal dashpots
In this study a finite-element model is used. This oriented normal and tangential with respect to the
method proves to be more powerful than the pure BEM boundary. A simple study of the body wave refle-
if non-linear problems or local discontinuities are xion and refraction at the viscous border shows that
present. Our model consists of a half-sphere made up the latter is able to absorb impinging elastic waves
of classical finite elements, surrounded by infinite ele- through the effective energy ratio, defined as the ratio
ments, which materialize an unbounded domain. The of the reflected to the impinging energy by unit of
use of infinite elements is transparent and perfectly surface. This parameter thus represents the ability of
joins the standard finite-element procedure. the boundary to absorb the energy. Figure 2 gives the
The infinite-element formulation has followed two effective energy ratio calculated for incident longitu-
main lines of development [31]: the mapping of the dinal waves (P-waves). This figure indicates that the
element from finite to infinite domain, and the use viscous border is 98.5 per cent effective in absorbing
of decay functions in conjunction with the ordinary P-waves. Same results exist for incident shear waves
finite-element shape function. For the present study, (S-waves). The study of Rayleigh waves is more com-
vibrations of train foundation were simulated using plex, Lysmer and Kuhlemeyer have shown that, in the
the widely used finite-element software ABAQUS, case of steady-state problems, the damping should
which has adopted the mapping formulation. In depend also on the depth. It is not the case in ABAQUS
dynamic analysis, damping is automatically added at where equations (4) and (5) are used as is.
the border between finite and infinite elements in Oddly enough the ABAQUS software does not pro-
order to attenuate the incident body wave and to avoid pose infinite elements in its mesh tool. A complemen-
any reflection. This technique, developed by Lysmer tary program has been developed to modify an initial
and Kuhlemeyer [32], allows one to compensate the model in order to add infinite elements at its bound-
possible weakness of the mapping. In their works, they aries. The initial model defines the near field with
have investigated different possibilities for expressing the eventual geometrical complexities and/or non-
this boundary condition analytically and have found linearities and, inevitably, all the external forces acting
that the most promising way is to express it in the on the soil. The surrounding underground is mod-
following way elled as a half-sphere (Fig. 3), which can be meshed
in the usual manner, independent of the complexity
of the track. Moreover, the spherical border imposes
σ = ρcP ẇ (4)
a convex shape, more adapted to the infinite-element
τ = ρcS v̇ (5) definition as the element edges in the infinite direction
do not cross over.
where σ and τ are normal and shear stresses along From the works of Laghrouche [17], rules can be
the finite/infinite elements border, depending on the proposed to correctly define a frequency analysis of
normal and tangent velocities ẇ and v̇ on the bor- a general finite–infinite-element model: a minimum
der. Parameters ρ, cP , and cS denote the local values of of ten elements by Rayleigh wavelength λR (fmax ) and

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Ground propagation of vibrations from railway vehicles 409

the velocities of the longitudinal waves, the shear


waves, and the surface waves (Rayleigh waves) are
cP = 459 m/s, cS = 263 m/s, and cR = 252 m/s. With
an analysis from 0 to 100 Hz, the wavelength λR of
the surface waves varies from λR = 2.5 to 250 m and
would lead to more than 8 millions of elements if
the previous rules were respected. Figure 4 shows
the results of this dynamic problem in frequency
(constant load charge with the frequency) and time
domains (impact load with large frequency band) in
order to verify the same phenomenon. These results
are compared with an analytical solution for homo-
geneous halfspace [29]. In this set of simulations,
only the domain dimension Td was changed, the
Fig. 3 A finite–infinite model
element size being constant and equal to λR /10. In
the case of frequency analysis, oscillations appear
when the Laghrouche’s conditions are not strictly
a domain size of the finite region Td at least 3λR
satisfied and become important for the smallest con-
(fmin ) give a relative error of 5 per cent. In the case
sidered domain size. Let us note that the analytical
of a large frequency band model, these two combined
solution presents also oscillations at very low fre-
conditions impose a large number of elements (>109
quency, issued from the inverse wavenumber trans-
elements!) in three-dimensional analysis. It is proba-
form. This parasitic phenomenon does not appear in
bly the reason why many people [3, 13] worked only
time domain, even on the Fourier transform of the
in two-dimensional analysis (plane strain problem
time response, while the results remain similar to the
with a harmonic load representing the vehicle con-
analytical results, without influence of the domain
tribution). In the case of non-linearities and specific
dimension. The best explanation is that the wave
geometries, this type of analysis cannot be used and
propagation is basically a transient dynamic problem,
a three-dimensional model is necessary. Therefore, a
which is represented in a more natural way in time
validation step has been conducted in order to relieve
domain.
the modelling rules.
As the domain can be meshed with a lower number
of elements, time domain analysis allows to consider
3.3 Validation of the time response approach tridimensional cases with usual computer ressources.
Moreover, no phase problem appears on the contrary
A first approach is based on an axisymmetric analysis of frequency domain analysis.
of a circular surface load acting on a soil, repre- The second approach allows to compare numeri-
sented by a homogeneous halfspace with a density ρ = cal results in the real condition of a falling weight
1500 kg/m3 , Young’s modulus E = 250 MN/m2 , and as excitation on the soil surface (Fig. 5(a)) in a
Poisson’s ratio ν = 0.3. A viscous damping ratio β = site where dynamic parameters have been identified.
0.0002 is used. Corresponding to these parameters, Geotechnical tests have been performed to determine

Fig. 4 Validation of the finite–infinite-element approach in a homogeneous halfspace: (a)


frequency analysis and (b) time domain analysis

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410 G Kouroussis, O Verlinden, and C Conti

Fig. 5 Validation on a layered halfspace: (a) impact exci-


tation and (b) peak velocity as a function of the
distance from the impact Fig. 6 Load case defined for the soil model

the soil stratification and its dynamic characteristics,


is adjusted to the sleeper surface for an appropriate
including the cone penetration test (CPT), seismic
definition of these forces.
refraction, and spectral analysis of surface waves
(SASW).
The results of these tests conclude that the site is 4 RESULTS AND VALIDATION OF THE
composed of a layer with a thickness d = 2–3 m (E = COMPLETE MODEL
120 MN/m2 , ρ = 1600 kg/m3 , ν = 0.3, and β = 0.0003)
lying on a halfspace (E = 704 MN/m2 , ρ = 3500 kg/m3 , An experimental campaign has been undertaken in
ν = 0.3, and β = 0.0003). Measurements have been order to validate the complete model in a representa-
performed in seven points, in the x-, y-, and z- tive situation of vibration generation and propagation.
directions, for impacts of a falling weight on the soil In this experiment, a T2000 LRV developed for Brussels
surface. The weight has a mass of 50 kg and falls from rides over a step discontinuity of the rail with a height
a height of 1 m. of 1 mm and a length of 5 mm (in Fig. 6, the sleeper sup-
The evolution of the force impact has been mea- porting the defect is emphasized). This excitation was
sured on the one hand and calculated with ABAQUS chosen very carefully to be representative of practical
on the other hand. Figure 5(b) compares measured rail discontinuities like crossing, switch gears, and rail
and computed peak particle velocities at various dis- joints. The length of the discontinuity is short enough
tances from the source. A good agreement exists to avoid agreement between defect passing frequen-
between experimental and numerical results. The dif- cies and eigenfrequencies of the vehicle. The vehicle
ference can come from the difficulty to determine and the tramway site have been completely identi-
exactly the dynamic parameters of each layer of the fied, with a particular focus on the track and the soil
soil. properties.
Figure 7 shows the time history and the frequency
3.4 The link to the vehicle–track simulation content of the measured and predicted vertical accel-
erations of the motor (fixed to the wheel): as the bogies
As presented previously, the vehicle–track subproblem of tramway T2000 consist of completely independent
is decoupled from the soil subproblem. In the first sub- wheels, a motor is fixed directly to each front wheel.
problem, the vehicle–track motion is calculated from Figures 8 and 9 show the same comparison for the
the track unevenness and therefore the soil loads are vertical free field velocity, respectively, at 2 and 8 m
determined, from the reaction forces from the ballast from the centre of the track, caused by the passage of
to the railroad bed the vehicle on the unevenness at 30 km/h. The time
history reveals how the front axle and the rear axle
{ fsoil } = [Cb ]{q̇s } + [Kb ]{qs } (6) pass the unevenness at t = 0.103 s and at t = 0.307 s,
respectively. Both events are well separated in time.
In the second subproblem, the free field response is As expected, the vibrations induced by the front axle
computed from each sleeper load acting on the soil are stronger, due to the mass of the motor. Since the
surface, issued from the first subproblem. Figure 6 vibrations excited by the front axle have nearly died
shows, for each sleeper considered in this problem, the out when the second axle passes the unevenness, the
time evolution of the force acting on the soil, defined limitation of the model to only one bogie is justi-
as a distributed load acting on a tie surface represent- fied, because the spacing between two bogies is quite
ing the sleepers area. The mesh of the soil surface larger. These results show that the essential physical

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Ground propagation of vibrations from railway vehicles 411

Fig. 7 Vertical acceleration of the motor: (a) time history and (b) frequency content

Fig. 8 Vertical velocity of the ground at 2 m from the track: (a) time history and (b) frequency
content

Fig. 9 Vertical velocity of the ground at 8 m from the track: (a) time history and (b) frequency
content

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412 G Kouroussis, O Verlinden, and C Conti

phenomena are described by the prediction model motor acceleration and ground velocities. The overall
with a good agreement. good agreement (level and shapes) between the pre-
The frequency content of the vertical acceleration of dicted quantities and the measurements shows that
the motor shows that the pitch mode located at 26.5 Hz the proposed model is acceptable to predict the vibra-
dominates the spectrum. The bounce mode, at 1.7 Hz, tion levels both in the vehicle and in the ground. It is
also plays a part in the motion with less effects. The concluded that the present model can be applied to
frequency content of the free field velocity is domi- study the phenomena related to the generation and
nated essentially by the bounce mode frequencies of the propagation of traffic-induced vibrations and to
the vehicle. The high frequency content is completely investigate the influence of several parameters related
attenuated by the ballast and soil properties. The to the vehicle, the track, and the soil. By using this
results show that a complete model is therefore neces- approach to model the soil responses generated by
sary to predict this phenomenon, in comparison with passing trains, costly construction mistakes and field
other models that represent the vehicle contribution experimentation can be avoided.
only as a constant axle moving load.
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