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Jason W. Busse, DC, PhD,*† John J. Riva, DC,†‡ Jennifer V. Nash, DC,§ Sandy Hsu, BA,¶
Charles G. Fisher, MD, FRCSC,**¶¶ Eugene K. Wai, MD, FRCSC,†† David Brunarski, DC, MSc, FCCS (C),‡‡
Brian Drew, MD, FRCSC, Jeffery A. Quon, DC, PhD, FCCS (C),**§§¶¶ Stephen D. Walter, PhD,†
Paul B. Bishop, DC, MD, PhD,**¶¶ and Raja Rampersaud, MD, FRCSC
to screen patients with low back and leg pain referred for elective
Study Design. Questionnaire survey.
surgical assessment.
Objective. To explore spine surgeons’ attitudes toward the
Results. Eighty-five spine surgeons completed our survey, for a
involvement of nonphysician clinicians (NPCs) to screen patients
response rate of 84.1%. Most respondents (77.6%) were interested
with low back or low back–related leg pain referred for surgical
in working with an NPC to screen patients with low back–related
assessment.
complaints referred for elective surgical assessment. Perception of
Summary of Background Data. Although the utilization of
suboptimal wait time for consultation and poor screening efficiency
physician assistants is common in several healthcare systems, the
for surgical candidates were associated with greater surgeon
attitude of spine surgeons toward the independent assessment of
interest in an NPC model of care. We achieved majority consensus
patients by NPCs remains uncertain.
regarding the core components for a low back–related complaints
Methods. We administered a 28-item survey to all 101 surgeon
history and examination, and findings that would support surgical
members of the Canadian Spine Society, which inquired about
assessment. A majority of respondents (75.3%) agreed that they
demographic variables, patient screening efficiency, typical wait
would be comfortable not assessing patients with low back–related
times for both assessment and surgery, important components of
complaints referred to their practice if indications for surgery were
low back–related complaints history and examination, indicators
ruled out by an NPC.
for assessment by a surgeon, and attitudes toward the use of NPCs
Conclusion. The majority of Canadian spine surgeons were
open to an NPC model of care to assess and triage nonurgent or
From the *Department of Anesthesia; †Department of Clinical Epidemiology emergent low back–related complaints. Clinical trials to establish
and Biostatistics; ‡Department of Family Medicine; §Faculty of Health the effectiveness and acceptance of an NPC model of care by all
Sciences; ¶Department of Oncology; and Department of Surgery, McMaster stakeholders are urgently needed.
University, Hamilton, Ontario, Canada; **Department of Orthopaedics,
University of British Columbia, Combined Neurosurgical and Orthopaedic Key words: orthopedics; neurosurgery, low back pain, attitude of
Spine Program, Vancouver Hospital and Health Sciences Centre, Vancouver, health personnel, survey. Spine 2013;38:E402–E408
British Columbia, Canada; ††Ottawa Hospital, Ottawa, Ontario, Canada; Level of Evidence: 1
‡‡Ontario Chiropractic Association, Toronto, Ontario, Canada; §§School
of Population and Public Health, Faculty of Medicine, University of
I
British Columbia, Vancouver, British Columbia, Canada; ¶¶International t is estimated that 50% to 80% of the adult population
Collaboration on Repair Discoveries (ICORD), University of British Columbia,
Vancouver, British Columbia, Canada; Department of Surgery, Divisions will experience low back pain (LBP) in their lifetime,1 and
of Orthopedic Surgery and Neurosurgery, University of Toronto, Toronto, patients whose symptoms fail to resolve in a timely man-
Ontario, Canada. ner or who present with neurological involvement are often
Acknowledgment date: November 28, 2012. Revision date: January 2, 2013. referred for surgical assessment. Spinal surgeons typically
Acceptance date: January 4, 2013.
have substantial waiting lists,2,3 although a majority of the
The manuscript submitted does not contain information about medical
device(s)/drug(s). patients referred for assessment will not require surgery. As a
No funds were received in support of this work. result, patients who are good candidates for surgery have lon-
Relevant financial activities outside the submitted work: consultancy, grants, ger waits to see surgeons, and thus to have surgery scheduled,
royalties, board membership, expert testimony. and patients who are not good candidates for surgery have to
Address correspondence and reprint requests to Jason W. Busse, DC, PhD, wait to receive this information, which delays the initiation
Department of Anesthesia, McMaster University, HSC-2U1, 1200 Main of optimal conservative care.3 In addition, there is evidence
St. West, Hamilton, Ontario, Canada, L8S 4K1; E-mail: bussejw@mcmaster.ca
DOI: 10.1097/BRS.0b013e318286c96b that longer delays for decompressive surgery are associated
E402 www.spinejournal.com April 2013
Copyright © 2013 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
with worse outcomes, including less pain relief4,5 and reduced hensiveness of the questionnaire, and the time required to
likelihood of return to work.6 This problem is further exacer- complete it.
bated in rural and remote communities that often have limited
surgical resources. Questionnaire Administration
One possible solution would be to have nonphysician clini- We used SurveyMonkey (http://www.surveymonkey.com/)
cians (NPCs) with training in spinal complaints (henceforth to facilitate online completion of our questionnaire. We
referred to as low back pain [LBP] clinicians) screen waiting approached the Canadian Spine Society (CSS), an organiza-
list patients, to identify those who are not surgical candidates tion comprised primarily of spine surgeons (http://www.spin-
so that surgeons could restrict their assessments to patients ecanada.ca/), and obtained permission to survey their mem-
more likely to benefit from surgical procedures. Some pre- bers. From January to February 2012, a representative from
liminary work has been done to explore the possible role of the CSS (Jennifer Edwards) sent a link to our online survey
physiotherapists,7 chiropractors,8 and nurse practitioners9 to all 105 of their members. Participants who logged on to
as screeners of spinal surgeon waiting list patients; however, the link were provided with a disclosure letter detailing the
important questions remain to be answered before definitive intent of the survey and explicit instructions that, should they
testing of this model can be undertaken. Specifically, there is choose not to complete the survey, they could convey their
limited information regarding spine surgeons’ perceptions of decision to us by e-mail or fax. At 3 and 6 weeks after the
outpatient wait times and the efficiency of their current screen- initial e-mailing, the CSS representative sent another e-mail
ing for surgical candidates, whether they would be agreeable requesting completion of the questionnaire to all nonre-
to having their patients screened by a LBP clinician, and if sponders who had not indicated that they did not wish to
there are core components of a patient history and examina- participate. The Canadian Memorial Chiropractic College
tion that most surgeons would support. Finally, widespread Research Ethics Board approved our study.
variation between surgeons in rates of low back surgery have
been well-established,10 and it remains uncertain if there are Analysis
core features indicative of the need for surgical assessment on We generated frequencies for all collected data. We hypothe-
which surgeons could agree. The aim of the current study was sized, a priori, the following associations of respondents’ will-
to survey Canadian spine surgeons to inform these issues, spe- ingness to work with LBP clinicians to screen patients with
cifically with respect to patients with a primary complaint of low back or low back–related leg pain referred to their prac-
low back or low back–related leg pain. tices: (1) older surgeons would be more reluctant; (2) more
favorable attitudes would be held by surgeons who attended
MATERIALS AND METHODS a larger proportion of patients with low back or low back–
related leg pain; (3) surgeons who endorsed that their wait
Questionnaire Development times of outpatients with low back or low back–related leg
With the assistance of epidemiologists and content experts, and pain patient’s outpatient wait times were not optimal; and
reference to the previous literature,7–9 we developed a 28-item, (4) surgeons who thought their screening efficiency was not
English language questionnaire to examine current practices optimal. We entered these variables into a generalized linear
for spine surgeons’ assessment and management of patients model. The dependent variable was interest in working with
with low back or low back–related leg pain, and their atti- a LBP clinician (specifically a chiropractor or physical thera-
tudes toward the involvement of LBP clinicians to screen such pist) to screen patients with low back or low back–related leg
patients referred for surgical assessment. The final question- pain referred for surgical assessment. We calculated that we
naire framed response options for attitudinal questions with would require at least 40 completed surveys to ensure that
a 5-point Likert scale (strongly agree, agree, undecided, dis- our regression model was reliable (10 respondents for each
agree, strongly disagree) because a previous report has shown independent variable considered).13
that close-ended questions result in fewer incomplete question- All comparisons were 2 tailed and a variable was consid-
naires than open-ended formats (see the Supplemental Digital ered statistically significant if it had a P < 0.05 in the final
Content, available at: http://links.lww.com/BRS/A730).11 multivariable model. We report the unstandardized regression
We pretested the final questionnaire on a group of 3 spine coefficient and 95% confidence interval (CI) for each signifi-
surgeons to evaluate if the questionnaire as a whole seemed cant variable in the analysis. The value of the unstandard-
to measure current management adequately of patients with ized regression coefficient represents the change in response
low back or low back–related leg pain referred for surgi- score on the dependent variable, which was measured as a
cal assessment (face validity), and if the individual questions continuous variable on a 5-point Likert scale from “strongly
adequately reflected the domains of current timeliness of disagree” to “strongly agree.” We plotted residuals from the
patient care, optimal history of patients with low back or regression analyses to ensure that their distributions were rea-
low back–related leg pain and examination, core indicators sonably normal. Multicollinearity was deemed concerning
for surgical assessment, and involvement of LBP clinicians if the variance inflation factor for any independent variable
for screening waitlist patients (content validity).12 The pre- was greater than 5.14 We performed all analyses using PASW
test participants also commented on the clarity and compre- Statistics 18 statistical software (SPSS Inc., Quarry Bay, HK).
Patient population, n (%) Number of patients with LBP or low back–related leg pain
screened to identify a surgical candidate*
Adult 75 (18.8)
<5 15 (17.9)
Adult and pediatric 6 (7.1)
5–10 34 (40.5)
Pediatric 3 (3.5)
11–20 27 (32.1)
Clinical area, n (%)*
>20 8 (9.5)
Reconstructive 68 (80.0)
Surgical wait time
Trauma 57 (67.1)
1 wk–1 mo 2 (2.4)
Oncology 44 (51.8)
1–3 mo 21 (24.7)
Worker’s compensation 35 (41.2)
3–6 mo 25 (29.4)
Sports injuries 22 (25.9)
>6 mo 37 (43.5)
Other 14 (16.5)
*One respondent did not provide an answer for this question. LBP indicates
*Respondents could choose more than one option. low back pain.
TABLE 3. Variables Associated With Spine Surgeons’ Interest Toward Working With LBP Clinicians to
Screen Their Patients With Low Back or Low Back–Related Leg Pain
Unstandardized Regres- Unstandardized
sion Coefficient From Regression Coefficient
Univariable Analysis From Multivariable
Variable (95% CI) P Analysis (95% CI) P
Age (for each 10-yr increment) 0.19 (−0.04 to 0.43) 0.10 0.16 (−0.06 to 0.37) 0.16
Proportion of patients with a primary complaint of low −0.12 (−0.35 to 0.11) 0.30 0.06 (−0.15 to 0.27) 0.58
back or low back–related leg pain
Perception that outpatient wait times are not optimal 0.49 (0.26–0.71) <0.01 0.46 (0.23–0.69) <0.01
Perception that screening efficiency of patients with 0.29 (0.10–0.48) <0.01 0.20 (0.01–0.39) 0.04
low back or low back–related leg pain is not optimal
95% CI indicates 95% confidence interval.
undecided and 2 disagreed. We also specifically asked if sur- †Yellow flags were defined as receipt of disability benefits, ongoing litigation,
current smoker, or high emotional stress.
geons would be interested in having LBP clinicians administer
a health-related quality of life instrument, such as the Short-
Form 36, or a psychological screening questionnaire to cap-
ture depressive symptoms or pain behaviours, to patients and and only 5 respondents suggested criteria other than what we
the majority of respondents endorsed these options (71.8% provided for consideration.
and 65.9%, respectively). A clear majority of surgeons advised they would want to
confirm an indication for surgery themselves, whether the
History and Examination Findings Requiring Surgical indication was clearly identified or suspected by a LBP clini-
Assessment cian (88.2% and 89.4%, respectively). However, a majority
Our respondents largely endorsed 4 findings that would of respondents (75.3%, 64 of 85) also agreed that they would
necessitate surgical assessment: signs or symptoms associated be comfortable not assessing a patient with low back or low
with a “red flag” condition, leg dominant pain, and low back back–related leg pain referred to their practice if clear indica-
or low back–related leg pain that was consistent with either tions for surgery were ruled out by a LBP clinician; 17.6%
neurological findings or imaging results (Table 6). Each of were unsure and 7.1% would still want to assess the patient
these items were endorsed by more than 85% of surgeons, themselves. Spine surgeons were divided as to whether their
patients would expect to be seen by them after an assessment
by a LBP clinician, with 40.0% (30 of 85) endorsing they
would, 25.9% being undecided, and 34.1% disagreeing.
TABLE 5. Desired Features of the Examination of
a Patient With Low Back or Low Back– DISCUSSION
Related Leg Pain (N = 84) Summary of Findings
Level of Our survey found that Canadian spine surgeons widely
Patient History Component Endorsement, n (%) acknowledge inefficiencies in the triage timeliness of patients
Standard orthopedic tests for low back 74 (88.1) with low back or low back–related leg pain referred to their
or low back–related leg pain practices. Many surgical referrals are inappropriate, out-
patient waiting times typically exceed 6 months, and most
Straight leg raise, supine 67 (79.8)
surgeons have to screen 5 to 10 patients to identify one sur-
Lower limb vascular examination 66 (78.6) gical candidate. Most surgeons (77.6%) were interested in
Orthopedic hip examination 64 (76.2) working with LBP clinicians to screen their patients with low
back or low back–related leg pain, and we identified a core
Lumbar spine range of motion 59 (70.2)
set of patient history and examination items, and indicators
Straight leg raise, seated 56 (66.7) for surgical assessment, that were endorsed by the major-
Measurement for lower limb atrophy 53 (63.1) ity of spine surgeons we surveyed. Most surgeons (75.3%)
were willing to forgo assessment of a referred patient if surgi-
Waddell’s signs for nonorganic pain 53 (63.1) cal indications were ruled out by a LBP clinician; however,
E406 www.spinejournal.com April 2013
Copyright © 2013 Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited.
respondents were less united on whether patients would publication we are aware of, Sarro and et al9 found very high
accept this model. patient satisfaction among 177 individuals with LBP, referred
for surgical assessment, who were screened by a nurse prac-
Strengths and Limitations titioner. Only 26% of patients advised that they would have
The strengths of our study include a comprehensive sampling preferred a longer waiting period for direct consultation with
of Canadian spine surgeons from both academic and com- a surgeon.
munity practices, survey design and conduct consistent with
best practices,16 and a high survey response rate for health- Recommendations and Conclusion
care professionals (84% provided completed surveys) that is There is an urgent need to develop and rigorously evaluate
considerably higher than the mean physician response rate of system-level changes to the current approach of managing
54% reported in the systematic review of postal surveys by patients with low back or low back–related leg pain who are
Asch et al.17 Our study does have limitations. Our results may referred for surgical assessment. One promising approach is
have limited generalizability to non-Canadian spine surgeons the use of LBP clinicians to screen waiting list patients, and
in part due to the different health care systems in which they our findings suggest that the majority of Canadian spine sur-
function. Generally, in countries with private health care wait geons would participate in this model of care. We have also
times are not as long, but surgeons would probably welcome identified patient history and clinical examination compo-
a valid, safe triage system, which directs evidence based care nents that should form the basis for trials that evaluate the
and increases the surgical yield of patients they see in con- effect of waiting list patient screening by LBP clinicians. A
sultation. Our model exploring factors associated with spine more detailed evaluation of these core-screening procedures
surgeons’ willingness to work with LBP clinicians explained will be a key component in designing an NPC screening pro-
only 23% of the variation among respondents, suggesting gram. One of us (R.R.) is currently leading a pilot study spon-
that other variables we did not assess are important in influ- sored by the Ontario Ministry of Health and Long Term Care
encing this decision. to explore the feasibility of engaging LBP clinicians to screen
and triage subacute patients with LBP attending their primary
Relevant Literature care physician, and to screen spine surgeons’ waiting list of
There is general consensus that wait times for patients with patients with low back or low back–related leg pain (www.
low back or low back–related leg pain referred for surgical isaec.org/). These findings will further inform the design of a
assessment in Canada are excessive.18 In recognition of this definitive trial.
problem, the Ontario Ministry of Health and Long-Term Care An essential component of any efforts to explore NPC
has implemented “Ontario’s Wait Time Strategy” to improve screening of patients with low back or low back–related leg
access to all surgeries, implement new initiatives to improve tri- pain referred for surgical assessment will be training in a stan-
aging processes, and create a system of accountability through dardized approach to taking a patient history and completing
transparent reporting of wait time information.19 The contri- an examination that incorporates items identified in our sur-
bution of inappropriate referrals to this problem have recently vey. Furthermore, most surgeons who responded to our survey
been quantified. Deis and Findlay reviewed 303 lumbar spine expressed concern or uncertainty as to whether patients would
referrals to 10 neurosurgeons in Alberta, Canada, and found accept assessment and triage by a LBP clinician without seeing
that only 26% were clearly appropriate (80 of 303).20 In a surgeon. Although there is some evidence to suggest most
an effort to improve triaging of patients with LBP, the Sas- patients would find this model acceptable,9 future research
katchewan Ministry of Health has recently launched the Sas- regarding screening by LBP clinicians should incorporate
katchewan Spine Pathway initiative which, in part, provides patient’s values and preferences to further inform this area.
education to clinicians involved in LBP care in an attempt to
improve the appropriateness of surgical referrals.21 The impact
of the pathway, however, has not yet been evaluated. ➢ Key Points
There has been very little formal research exploring the
role of LBP clinicians for screening patients referred for surgi- Wait times for patients with low back and low back–
cal consultation secondary to low back or low back–related related leg pain referred for surgical assessment are
leg pain. One conference abstract has reported high inter- excessive, and many referred patients are not surgi-
observer reliability (κ > 0.9) between chiropractors and cal candidates.
spine surgeons for 8 of 10 neuromuscular assessment tests Canadian spine surgeons agree on core criteria of a
and examination for “red flag” signs or symptoms. Agree- patient history and examination for patients with low
ment was less for assessment of lower limb sensory deficits back and low back–related leg pain, and indications
(κ = 0.66) or interpreting femoral nerve stretch test find- for surgical assessment.
ings (κ = 0.47).8 Another conference abstract reported good Most Canadian spine surgeons express a willingness
agreement (κ = 0.68) between an experienced physiotherapist to work with NPCs (e.g., chiropractors and physical
who had completed a 3 month clinical residency and a spine therapists) to screen their low back and low back–
related leg pain waiting list patients to identify
surgeon for deciding who among 31 patients with LBP was a
individuals who are clearly not surgical candidates.
surgical candidate.7 In the sole relevant peer-reviewed journal
Spine www.spinejournal.com E407
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