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Chapter 2

Principles of Steady-State Converter Analysis

2.1. Introduction
2.2. Inductor volt-second balance, capacitor charge
balance, and the small ripple approximation
2.3. Boost converter example
2.4. Cuk converter example
2.5. Estimating the ripple in converters containing two-
pole low-pass filters
2.6. Summary of key points

Fundamentals of Power Electronics 1 Chapter 2: Principles of steady-state converter analysis

2.1 Introduction
Buck converter

1
SPDT switch changes dc + +
component 2
Vg + vs(t) R v(t)

– –

vs(t)
Switch output voltage Vg
waveform D'Ts
DTs

Duty cycle D: 0
0≤D≤1 0 DTs Ts t
Switch
complement D′: position: 1 2 1
D′ = 1 - D

Fundamentals of Power Electronics 2 Chapter 2: Principles of steady-state converter analysis

Dc component of switch output voltage

vs(t)
Vg
〈vs〉 = DVg
area =
DTsVg
0
0 DTs Ts t

Fourier analysis: Dc component = average value

Ts
vs = 1 vs(t) dt
Ts 0

vs = 1 (DTsVg) = DVg
Ts

Fundamentals of Power Electronics 3 Chapter 2: Principles of steady-state converter analysis


Insertion of low-pass filter to remove switching
harmonics and pass only dc component

L
1
+ +

2
Vg + vs(t) C R v(t)

– –

Vg
v ≈ vs = DVg

0
0 1 D

Fundamentals of Power Electronics 4 Chapter 2: Principles of steady-state converter analysis

Three basic dc-dc converters


(a)
1
L M(D) = D
1 0.8
iL (t) +
0.6
M(D)

Buck Vg +

2
C R v 0.4

0.2
– 0
0 0.2 0.4 0.6 0.8 1
D

(b) 5
L 2 M(D) = 1 –1 D
+ 4
iL (t)
Boost 3
M(D)

1
Vg + C R v 2

1

0
0 0.2 0.4 0.6 0.8 1
D

D
(c) 0 0.2 0.4 0.6 0.8 1
0
+
Buck-boost 1 2 –1

iL (t) –2
M(D)

Vg + C R v
– L –3

– –4 M(D) = 1––DD
–5

Fundamentals of Power Electronics 5 Chapter 2: Principles of steady-state converter analysis

Objectives of this chapter

G Develop techniques for easily determining output


voltage of an arbitrary converter circuit
G Derive the principles of inductor volt-second balance
and capacitor charge (amp-second) balance
G Introduce the key small ripple approximation
G Develop simple methods for selecting filter element
values
G Illustrate via examples

Fundamentals of Power Electronics 6 Chapter 2: Principles of steady-state converter analysis


2.2. Inductor volt-second balance, capacitor charge
balance, and the small ripple approximation

Actual output voltage waveform, buck converter


iL(t) L
1
Buck converter + vL(t) – +
iC(t)
containing practical 2
low-pass filter Vg + C R v(t)

Actual output voltage v(t) Actual waveform


waveform v(t) = V + vripple(t)
V
v(t) = V + vripple(t)
dc component V

0
t

Fundamentals of Power Electronics 7 Chapter 2: Principles of steady-state converter analysis

The small ripple approximation

v(t) Actual waveform


v(t) = V + vripple(t)
v(t) = V + vripple(t) V

dc component V

0
t

In a well-designed converter, the output voltage ripple is small. Hence,


the waveforms can be easily determined by ignoring the ripple:

vripple < V

v(t) ≈ V

Fundamentals of Power Electronics 8 Chapter 2: Principles of steady-state converter analysis

Buck converter analysis:


inductor current waveform
iL(t) L
1
+ vL(t) – +
iC(t)
original 2
Vg + C R v(t)

converter

switch in position 1 switch in position 2

iL(t) L L

+ vL(t) – + + vL(t) – +
iC(t) iC(t)

Vg + C R v(t) Vg + iL(t) C R v(t)


– –

– –

Fundamentals of Power Electronics 9 Chapter 2: Principles of steady-state converter analysis


Inductor voltage and current
Subinterval 1: switch in position 1

iL(t) L
Inductor voltage
+ vL(t) – +
iC(t)
vL = Vg – v(t)
Vg + C R v(t)

Small ripple approximation:
vL ≈ Vg – V –

Knowing the inductor voltage, we can now find the inductor current via
diL(t)
vL(t) = L
dt

Solve for the slope:


diL(t) vL(t) Vg – V ⇒ The inductor current changes with an
= ≈
dt L L essentially constant slope

Fundamentals of Power Electronics 10 Chapter 2: Principles of steady-state converter analysis

Inductor voltage and current


Subinterval 2: switch in position 2

L
Inductor voltage
+ vL(t) – +
iC(t)
vL(t) = – v(t)
Vg + iL(t) C R v(t)

Small ripple approximation:

vL(t) ≈ – V

Knowing the inductor voltage, we can again find the inductor current via
diL(t)
vL(t) = L
dt

Solve for the slope:


diL(t) ⇒ The inductor current changes with an
≈– V
dt L essentially constant slope

Fundamentals of Power Electronics 11 Chapter 2: Principles of steady-state converter analysis

Inductor voltage and current waveforms

vL(t)
Vg – V
DTs D'Ts
t
–V
Switch
position: 1 2 1 diL(t)
vL(t) = L
dt
iL(t)
iL(DTs)
I ∆iL
iL(0) Vg – V –V
L L

0 DTs Ts t

Fundamentals of Power Electronics 12 Chapter 2: Principles of steady-state converter analysis


Determination of inductor current ripple magnitude

iL(t)
iL(DTs)
I ∆iL
iL(0) Vg – V –V
L L

0 DTs Ts t

(change in iL) = (slope)(length of subinterval)


Vg – V
2∆iL = DTs
L

Vg – V Vg – V
⇒ ∆iL = DTs L= DTs
2L 2∆iL

Fundamentals of Power Electronics 13 Chapter 2: Principles of steady-state converter analysis

Inductor current waveform


during turn-on transient

iL(t)

Vg – v(t)
L
iL(nTs) iL((n + 1)Ts)
– v(t)
iL(Ts) L
iL(0) = 0
0 DTs Ts 2Ts nTs (n + 1)Ts t

When the converter operates in equilibrium:


i L((n + 1)Ts) = i L(nTs)

Fundamentals of Power Electronics 14 Chapter 2: Principles of steady-state converter analysis

The principle of inductor volt-second balance:


Derivation

Inductor defining relation:


di (t)
vL(t) = L L
dt
Integrate over one complete switching period:
Ts
iL(Ts) – iL(0) = 1 vL(t) dt
L 0

In periodic steady state, the net change in inductor current is zero:


Ts
0= vL(t) dt
0

Hence, the total area (or volt-seconds) under the inductor voltage
waveform is zero whenever the converter operates in steady state.
An equivalent form:
s T
0= 1 v (t) dt = vL
Ts 0 L
The average inductor voltage is zero in steady state.
Fundamentals of Power Electronics 15 Chapter 2: Principles of steady-state converter analysis
Inductor volt-second balance:
Buck converter example

vL(t)
Vg – V Total area λ
Inductor voltage waveform,
previously derived:
DTs t

–V
Integral of voltage waveform is area of rectangles:
Ts
λ= vL(t) dt = (Vg – V)(DTs) + ( – V)(D'Ts)
0

Average voltage is
vL = λ = D(Vg – V) + D'( – V)
Ts
Equate to zero and solve for V:
0 = DVg – (D + D')V = DVg – V ⇒ V = DVg

Fundamentals of Power Electronics 16 Chapter 2: Principles of steady-state converter analysis

The principle of capacitor charge balance:


Derivation

Capacitor defining relation:


dv (t)
iC(t) = C C
dt
Integrate over one complete switching period:
Ts
vC(Ts) – vC(0) = 1 iC(t) dt
C 0

In periodic steady state, the net change in capacitor voltage is zero:


Ts
0= 1 iC(t) dt = iC
Ts 0

Hence, the total area (or charge) under the capacitor current
waveform is zero whenever the converter operates in steady state.
The average capacitor current is then zero.

Fundamentals of Power Electronics 17 Chapter 2: Principles of steady-state converter analysis

2.3 Boost converter example

L 2

iL(t) + vL(t) – +
iC(t)
Boost converter 1
with ideal switch Vg + C R v

L D1

Realization using iL(t) + vL(t) – +


iC(t)
power MOSFET Q1
and diode Vg + C R v
– +
DTs Ts

Fundamentals of Power Electronics 18 Chapter 2: Principles of steady-state converter analysis


Boost converter analysis

L 2

iL(t) + vL(t) – +
iC(t)
1
original Vg + C R v
converter –

switch in position 1 switch in position 2


L L

iL(t) + vL(t) – + iL(t) + vL(t) – +


iC(t) iC(t)

Vg + C R v Vg + C R v
– –

– –

Fundamentals of Power Electronics 19 Chapter 2: Principles of steady-state converter analysis

Subinterval 1: switch in position 1

Inductor voltage and capacitor current


vL = Vg
L
iC = – v / R
iL(t) + vL(t) – +
iC(t)

Vg + C R v
Small ripple approximation: –

vL = Vg –
iC = – V / R

Fundamentals of Power Electronics 20 Chapter 2: Principles of steady-state converter analysis

Subinterval 2: switch in position 2

Inductor voltage and capacitor current

vL = Vg – v L
iC = i L – v / R iL(t) + vL(t) – +
iC(t)

Vg + C R v
Small ripple approximation: –


vL = Vg – V
iC = I – V / R

Fundamentals of Power Electronics 21 Chapter 2: Principles of steady-state converter analysis


Inductor voltage and capacitor current waveforms

vL(t)
Vg

DTs D'Ts
t

Vg – V

iC(t) I – V/R

DTs D'Ts
t
– V/R

Fundamentals of Power Electronics 22 Chapter 2: Principles of steady-state converter analysis

Inductor volt-second balance

vL(t)
Net volt-seconds applied to inductor Vg
over one switching period: DTs D'Ts
Ts t
vL(t) dt = (Vg) DTs + (Vg – V) D'Ts
0
Vg – V

Equate to zero and collect terms:


Vg (D + D') – V D' = 0

Solve for V:
Vg
V =
D'
The voltage conversion ratio is therefore

M(D) = V = 1 = 1
Vg D' 1 – D

Fundamentals of Power Electronics 23 Chapter 2: Principles of steady-state converter analysis

Conversion ratio M(D) of the boost converter

5
M(D) = 1 = 1
4 D' 1 – D

3
M(D)

2
1
0
0 0.2 0.4 0.6 0.8 1
D

Fundamentals of Power Electronics 24 Chapter 2: Principles of steady-state converter analysis


Determination of inductor current dc component

iC(t) I – V/R

Capacitor charge balance: DTs D'Ts


t
Ts
iC(t) dt = ( – V ) DTs + (I – V ) D'Ts
– V/R
0 R R

Collect terms and equate to zero: I


Vg/R
– V (D + D') + I D' = 0 8
R
Solve for I: 6

4
I= V
D' R 2

Eliminate V to express in terms of Vg: 0


0 0.2 0.4 0.6 0.8 1
Vg D
I= 2
D' R

Fundamentals of Power Electronics 25 Chapter 2: Principles of steady-state converter analysis

Determination ofinductor current ripple

Inductor current slope during iL(t)


subinterval 1: ∆iL
I
diL(t) vL(t) Vg Vg Vg – V
= =
dt L L L L
Inductor current slope during
subinterval 2: 0 DTs Ts t
diL(t) vL(t) Vg – V
= =
dt L L
Change in inductor current during subinterval 1 is (slope) (length of subinterval):
Vg
2∆iL = DTs
L
Solve for peak ripple:
Vg • Choose L such that desired ripple magnitude
∆iL = DTs
2L is obtained
Fundamentals of Power Electronics 26 Chapter 2: Principles of steady-state converter analysis

Determination ofcapacitor voltage ripple

Capacitor voltage slope during v(t)


subinterval 1:
dvC(t) iC(t) – V V ∆v
= = –V I – V
dt C RC
RC C RC
Capacitor voltage slope during
subinterval 2: 0 DTs Ts t
dvC(t) iC(t) I
= = – V
dt C C RC
Change in capacitor voltage during subinterval 1 is (slope) (length of subinterval):

– 2∆v = – V DTs
RC
Solve for peak ripple: • Choose C such that desired voltage ripple
magnitude is obtained
∆v = V DTs • In practice, capacitor equivalent series
2RC
resistance (esr) leads to increased voltage ripple
Fundamentals of Power Electronics 27 Chapter 2: Principles of steady-state converter analysis
2.4 Cuk converter example

L1 C1 L2
Cuk converter, i2 +
i1 + v1 –
with ideal switch
1 2
Vg + C2 v2 R

L1 C1 L2
Cuk converter:
practical realization i1 i2 +
+ v1 –
using MOSFET and
diode Vg + Q1 D1 C2 v2 R

Fundamentals of Power Electronics 28 Chapter 2: Principles of steady-state converter analysis

Cuk converter circuit


with switch in positions 1 and 2

Switch in position 1: L1 L2 i2
MOSFET conducts i1 + vL1 – iC1 + vL2 –
+
– iC2
Capacitor C1 releases Vg + v1 C1 C2 v2 R

energy to output
+ –

i1 L1 L2 i2
iC1
Switch in position 2: + vL1 – + vL2 – +
+ iC2
diode conducts
Vg + C1 v1 C2 v2 R
Capacitor C1 is –

charged from input – –

Fundamentals of Power Electronics 29 Chapter 2: Principles of steady-state converter analysis

Waveforms during subinterval 1


MOSFET conduction interval

Inductor voltages and L1 L2 i2


capacitor currents: +
i1 + vL1 – – iC1 + vL2 – iC2
vL1 = Vg +
Vg v1 C1 C2 v2 R

vL2 = – v1 – v2
+ –
i C1 = i 2
v
i C2 = i 2 – 2
R
Small ripple approximation for subinterval 1:
vL1 = Vg
vL2 = – V1 – V2
i C1 = I 2
V
i C2 = I 2 – 2
R

Fundamentals of Power Electronics 30 Chapter 2: Principles of steady-state converter analysis


Waveforms during subinterval 2
Diode conduction interval

Inductor voltages and L2


i1 L1 i2
capacitor currents: iC1
+
+ vL1 – + vL2 –
+ iC2
vL1 = Vg – v1 +
Vg C1 v1 C2 v2 R

vL2 = – v2
– –
i C1 = i 1
v
i C2 = i 2 – 2
R

Small ripple approximation for subinterval 2:


vL1 = Vg – V1
vL2 = – V2
i C1 = I 1
V
i C2 = I 2 – 2
R

Fundamentals of Power Electronics 31 Chapter 2: Principles of steady-state converter analysis

Equate average values to zero

The principles of inductor volt-second and capacitor charge balance


state that the average values of the periodic inductor voltage and
capacitor current waveforms are zero, when the converter operates in
steady state. Hence, to determine the steady-state conditions in the
converter, let us sketch the inductor voltage and capacitor current
waveforms, and equate their average values to zero.
Waveforms:

Inductor voltage vL1(t)


Volt-second balance on L1:
vL1(t)
Vg

DTs D'Ts vL1 = DVg + D'(Vg – V1) = 0


t

Vg – V1

Fundamentals of Power Electronics 32 Chapter 2: Principles of steady-state converter analysis

Equate average values to zero

Inductor L2 voltage
vL2(t) – V2

DTs D'Ts
– V1 – V2 t Average the waveforms:

vL2 = D( – V1 – V2) + D'( – V2) = 0


Capacitor C1 current
i C1 = DI 2 + D'I 1 = 0
iC1(t)
I1

DTs D'Ts
I2 t

Fundamentals of Power Electronics 33 Chapter 2: Principles of steady-state converter analysis


Equate average values to zero

Capacitor current iC2(t) waveform

iC2(t)

I2 – V2 / R (= 0)
V2
i C2 = I 2 – =0
DTs D'Ts t R

Note: during both subintervals, the


capacitor current iC2 is equal to the
difference between the inductor current
i2 and the load current V2/R. When
ripple is neglected, i C2 is constant and
equal to zero.

Fundamentals of Power Electronics 34 Chapter 2: Principles of steady-state converter analysis

Cuk converter conversion ratio M = V/Vg

D
0 0.2 0.4 0.6 0.8 1
0

-1
-2
M(D)

V2
-3 M(D) = =– D
Vg 1–D
-4

-5

Fundamentals of Power Electronics 35 Chapter 2: Principles of steady-state converter analysis

Inductor current waveforms

Interval 1 slopes, using small i1(t)


ripple approximation:
∆i1
I1
di 1(t) vL1(t) Vg Vg Vg – V1
= =
dt L1 L1 L1 L1
di 2(t) vL2(t) – V1 – V2
= = DTs Ts t
dt L2 L2

DTs Ts t
Interval 2 slopes:
– V1 – V2 – V2
di 1(t) vL1(t) Vg – V1 L2 L2
= = I2
dt L1 L1 ∆i2
di 2(t) vL2(t) – V2
= = i2(t)
dt L2 L2

Fundamentals of Power Electronics 36 Chapter 2: Principles of steady-state converter analysis


Capacitor C1 waveform

Subinterval 1:
v1(t)
dv1(t) i C1(t) I 2 ∆v1
= =
dt C1 C1 V1
I2 I1
C1 C1
Subinterval 2:
DTs Ts t
dv1(t) i C1(t) I 1
= =
dt C1 C1

Fundamentals of Power Electronics 37 Chapter 2: Principles of steady-state converter analysis

Ripple magnitudes

Analysis results Use dc converter solution to simplify:

VgDTs VgDTs
∆i 1 = ∆i 1 =
2L 1 2L 1
V + V2 VgDTs
∆i 2 = 1 DTs ∆i 2 =
2L 2 2L 2
– I 2DTs VgD 2Ts
∆v1 =
2C 1 ∆v1 =
2D'RC 1

Q: How large is the output voltage ripple?

Fundamentals of Power Electronics 38 Chapter 2: Principles of steady-state converter analysis

2.5 Estimating ripple in converters


containing two-pole low-pass filters

Buck converter example: Determine output voltage ripple


L
1
iL(t) +
iC(t) iR(t)
2
Vg + C vC(t) R

iL(t)
Inductor current iL(DTs)
I ∆iL
waveform.
iL(0) Vg – V –V
What is the L L
capacitor current?
0 DTs Ts t

Fundamentals of Power Electronics 39 Chapter 2: Principles of steady-state converter analysis


Capacitor current and voltage, buck example

iC(t)
Total charge
Must not q
neglect ∆iL t
inductor Ts /2
current ripple!
DTs D'Ts

If the capacitor
voltage ripple is
vC(t)
small, then
essentially all of
∆v
the ac component V
∆v
of inductor current
flows through the
t
capacitor.

Fundamentals of Power Electronics 40 Chapter 2: Principles of steady-state converter analysis

Estimating capacitor voltage ripple ∆v

iC(t) Current i C(t) is positive for half


Total charge of the switching period. This
q
positive current causes the
∆iL t
capacitor voltage vC(t) to
Ts /2
increase between its minimum
DTs D'Ts and maximum extrema.
During this time, the total
charge q is deposited on the
vC(t) capacitor plates, where
∆v q = C (2∆v)
V
∆v
(change in charge) =
t C (change in voltage)

Fundamentals of Power Electronics 41 Chapter 2: Principles of steady-state converter analysis

Estimating capacitor voltage ripple ∆v

iC(t) The total charge q is the area


Total charge of the triangle, as shown:
q
∆iL t Ts
q = 12 ∆iL
Ts /2 2
DTs D'Ts
Eliminate q and solve for ∆v:

∆iL Ts
vC(t) ∆v =
8C
∆v
V
∆v Note: in practice, capacitor
equivalent series resistance
t
(esr) further increases ∆v.

Fundamentals of Power Electronics 42 Chapter 2: Principles of steady-state converter analysis


Inductor current ripple in two-pole filters

L1 iT Q1 L2
Example:
i1 + +
problem 2.9 i2

Vg + C1 vC1 D1 C2 R v

– –
vL(t)
Total
flux linkage
λ
∆v t
Ts /2
DTs D'Ts
can use similar arguments, with
λ = L (2∆i)
iL(t)
λ = inductor flux linkages
∆i
I
∆i = inductor volt-seconds
t

Fundamentals of Power Electronics 43 Chapter 2: Principles of steady-state converter analysis

2.6 Summary of Key Points

1. The dc component of a converter waveform is given by its average


value, or the integral over one switching period, divided by the
switching period. Solution of a dc-dc converter to find its dc, or steady-
state, voltages and currents therefore involves averaging the
waveforms.
2. The linear ripple approximation greatly simplifies the analysis. In a well-
designed converter, the switching ripples in the inductor currents and
capacitor voltages are small compared to the respective dc
components, and can be neglected.
3. The principle of inductor volt-second balance allows determination of the
dc voltage components in any switching converter. In steady-state, the
average voltage applied to an inductor must be zero.

Fundamentals of Power Electronics 44 Chapter 2: Principles of steady-state converter analysis

Summary of Chapter 2

4. The principle of capacitor charge balance allows determination of the dc


components of the inductor currents in a switching converter. In steady-
state, the average current applied to a capacitor must be zero.
5. By knowledge of the slopes of the inductor current and capacitor voltage
waveforms, the ac switching ripple magnitudes may be computed.
Inductance and capacitance values can then be chosen to obtain
desired ripple magnitudes.
6. In converters containing multiple-pole filters, continuous (nonpulsating)
voltages and currents are applied to one or more of the inductors or
capacitors. Computation of the ac switching ripple in these elements
can be done using capacitor charge and/or inductor flux-linkage
arguments, without use of the small-ripple approximation.
7. Converters capable of increasing (boost), decreasing (buck), and
inverting the voltage polarity (buck-boost and Cuk) have been
described. Converter circuits are explored more fully in a later chapter.

Fundamentals of Power Electronics 45 Chapter 2: Principles of steady-state converter analysis

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