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Journal of Pathology
Vol. 117 No. 1
J. A. HAYES,AGNESKORTHY L. SNIDER
AND GORDON
Mallory Institute of Pathology, Boston City Hospital, Boston, Mass. 02118
Department of Pathology and Medicine, Boston University School of Medicine,
Boston, Mass. 02118
Veterans Administration Hospital, Boston, Mass. 02130
PLATES
I-VI
(Ciba Symposium, 1959) and describes the pathology of the lesion, its relation to
the amount of elastase administered, its reproducibility and evolution to a
stable “ repaired ” state.
MATERIALSAND METHODS
All experiments were carried out on male golden hamsters (Cricetufusgriseus) weighing
between 90 and 130 g. Transoral intratracheal cannulation was performed using a fine metal
cannula under light anaesthesia produced by intraperitoneal injection with sodium metho-
hexital solution (Brevital SodiumR, Eli Lillie, Indianapolis), dosage 0.1 mg per 100 g body
weight.
Experiment I . Relation of elastase dosage to severity of emphysema and mortality
Hamsters were given intratracheal injections of crystalline, porcine pancreatic elastase
(pancreatico-peptidase (E.C.3.4.4.7) Whatman) with a specific activity of 26.8 units per mg.
TABLE I
Deaths occurring after injection of different concentrations of elastase
I
Number of animals 10 16 120 5 7
injected
Deaths 0 0 2 1 4 27 34
56 214*
Percentage of 57 16
deaths
0 0 2 20
48 j
* The numbers include animals injected in other studies and not reported in this paper.
The dose of elastase varied between 0.05 mg to 0.5 mg per 100 g body weight and was admini-
stered as a solution in physiological saline at a volume of 0.5 ml per 100 g body weight. Two
control groups were used. The &st was given a comparable volume of intratracheal saline;
the second group was anaesthetised and the trachea cannulated, but no intratracheal injection
was made. All the animals were killed 16 days after elastase injection by an overdose of
pentobarbitol administered intraperitoneally.
The chest was opened and the aorta and venae cavae ligated, divided and the lungs
removed. The trachea was intubated and the lungs distended with 10 per cent. neutral,
phosphate-buffered formalin or paraformaldehyde-gluteraldehyde (Karnovsky, 1967) at a
pressure of 25 cm for 24 h. Sagittal sections from parahilar and lateral regions of both lungs
were embedded in paraffin. Histological sections were prepared at 5 pm, 10 pm and 40 p m
thickness and stained with hematoxylin and eosin, Foot’s reticulin, Verhoeff‘s elastic with
van Gieson’s stain, and the Prussian-blue reaction for hemosiderin. All sections were
examined for parenchymal abnormalities, particularly for emphysema, which was considered
to be present when there was a significant increase in alveolar diameter, usually accompanied
by alveolar wall thinning, diminished prominence of alveolar septa and abnormality of the
elastic fibers on Verhoeff’s stain.
These subjective judgments were substantiated by measurement of the mean linear
intercept (Dunnill, 1962), internal surface area (Weibel, 1962), and mean alveolar density
(Weibel), assessed in 20 randomly selected fields on each section. Measurements were made
on a representative number of animals from each group (table I). In each animal measure-
ments were made on two slides, one from the lateral, the other from the medial (parahilar)
ELASTASE-IND UCED EMPHYSEMA 3
aspect of the left lung, and were made without knowledge of the prior subjective microscopical
assessment. The mean value and standard error was calculated for each group, and the
values compared with those from the controls.
RESULTS
Experiment I . Relation of elastase dosage to mortality and lesion severity
There was an overall mortality of 15.4 per cent. irrespective of elastase
dosage. Mortality was clearly related to dosage because below 0.3 mg elastase
per 100 g body weight there were only two deaths, whereas at the 0.5 mg dose
4 J. A . HAYES, AGNES KORTHY AND GORDON L. SNIDER
mortality approached 50 per cent. (fig. 1). What this does not show is that as
our experience with intratracheal injection increased, the mortality fell, even
with higher doses. In particular, the points plotted for the 0.3 mg and 0.4 mg
doses represent only small numbers of animals in an early experiment (table I) in
which the mortality for the 0.5 mg level was approximately 80 per cent. With
repeated use of the 0.5 mg dose, however, the mortality dropped to about 50 per
cent., so the LD,, is probably a dose greater than 0.5 mg per 100 g body
TABLE I1
Mean linear intercept values for control and elastase-exposed hamsters
Unexposed control
Saline control
6
6
0.00594
0.00591
04002
O~OoO1
} 0.1439* NS
alveolar change which was invariably present at the 0.5 mg level, but was also
usually seen with the 0.2 mg/100 g dose level (fig. 2).
' 0 4 -2 *3 *4 .5
Elastase dose, mg/lOOg body weight
FIG.3.-Alveolar density in relation to dose of injected elastase. Each dot represents observations
on a single hamster. Mean values for different dose levels are joined by the continuous line.
f
o Mean value with standard error for control animals.
A
U
n
-0100
I
*
.-
L
c
e
a0050
1 0.05 1
01 0.2 0.3 04 05
Elastase dose, mg/l Wg body weight
FIG.4.-Mean linear intercept at differing elastase doses represented by dark line drawn through
points. Interrupted line represents mean control value.
showing that a dose of 0.2 mg produced major damage, larger doses producing
only marginally more severe damage (fig. 4). The internal surface area was
calculated using the mean linear intercept (Tomkieff, 1945) and the volume of
air in the lungs at a transpulmonary hydrostatic pressure of 25 cm as a measure
of total lung capacity. The mean internal surface area with standard error in 15
untreated hamsters was 0.34 (k0.017 m2) compared with a value of 0.25
(&0.008 m2) in eight hamsters treated with 0.2 mg elastase per 100 g body
weight ( t = 4.39, P<O.OOl). This represents about a 25 per cent. reduction in
internal surface area consequent to elastase exposure.
Mode of
death
4 hr ' 8 hr 1 day
1 2 days 4 days
_ _ _ ~ _ _ _ _ _ _ _ _ _
6 days 8 days 16 days 1 Total
1
Total 8 5 5 63
4 8 24 4 8 16
hours days
Time after elastase exposure
FIG.6.-Mean lung weight at intervals following injection (elastase injection 0-0, saline in-
jection 0-0). Transitory weight increase affects only elastase-treatedhamsters.
0 20 40 60 80 100
Days after exposure
FIG.12.-Mean linear intercept (fstandard error) in control hamsters and elastase-treated hamsters
at differing time intervals after injection ( $ control, $ elastase 0.5 mg/100 g body weight).
Fig. 20.-Control hamster injected with saline alone. Haematoxylin and eosin (HE). x 12.
FIG.2b.-Hamster injected with 0.2 mg elastase per 100 g body weight. HE. x 12.
HAYES,KORTHYA N D SNIDER PLATEI1
ELASTASE-INDUCED
EMPHYSEMA
ELASTASt-INDUCED tMPHYSEh4A
FIG.5.-Lung of hamster dying spontaneously 24 h after 0.5 mg/100 g elastase injection showing
prominent perivascular oedema and alveolar haemorrhage. Only small numbers of PML are
present. HE. x100.
FIG.7.-Lung of hamsters dying 24 h after elastase injection showing alveolar haemorrhage and focal
necrosis of alveolar wall associated with P ML aggregation. HE. x 240.
HAYES,KORTHYAND SNIDER PLATE1V
ELASTASE-INDUCED
EMPHYSEMA
FIG.8.-Lung 16 days after 0.05 ing/lOO g elastase injection showing focal aggregations of haemo-
siderin containing macrophages. Prussian-blue reaction. x 180.
FIG.10.--Comparable lesion showing thrombus overlying zone i n arterial wall with focal absence of
inner and outer elastic laminae. Elastic and van Cieson. x 200.
FIG.11.-Sixteen days after elastase injection. Pulmonary artery shows segmental reduplication of
elastic lamina resulting in intimal thickening (small arrows). Underlying there is breaching of
both outer and inner elastic laminae (large arrow). EVC. Y 200.
HAYES,KORTHYAND SNIDER PLATEVI
ELASTASE-INDUCED
EMPHYSEMA
F I G.13. --Control hamster lung showing fine elastic fibres in pleura and alveolar walls. EVG. x 400.
FIG.14.-Elastase-cxposed hamster lung showing coarse granular pattern of elastic fibres in pleura
and adjacent alveolar wall. EVG. x 400.
ELASTASE-IND UCED EMPHYSEMA 9
DISCUSSION
These experiments demonstrate a striking difference between the lungs of
elastase-exposed animals and control groups, a conclusion supported both by
the illustrations and by the measured indices. The widespread structural
change is accompanied by physiological abnormalities in the anaesthetised
living animal, similar to those seen in human emphysema (Koo et al., 1973,
1974). Our studies showed that the quasi-static deflation volume-pressure
curve is shifted upward and to the left with an increase in compliance measured
just above the total lung capacity. The functional residual capacity and lung
volume at 25 cm water transpulmonary pressure (analogous to total lung
capacity in humans) are markedly increased (fig. 15). These physiological and
structural changes fulfil criteria which have been suggested for the identifica-
tion of emphysema in experimental animals (Wright, 1968).
TABLE
IV
Mean linear intercept at later stages of elastase damage
The evolution of the lesion is relatively rapid, the stable, " healed " state
being established within a few days, thus making identification of the initial
site and nature of the injury difficult. There is an initial, transitory increase in
lung weight, pulmonary hemorrhage and mild polymorphonuclear infiltration
in alveolar walls which contrasts markedly with the prominent PML infiltrate
seen in papain-induced emphysema (Goldring et al., 1972). The finding
suggests that there is some underlying tissue destruction. However, focal
destruction was only seen in animals dying spontaneously from large doses of
elastase. It is not clear whether the initial haemorrhagic changes represent
tissue injury associated with cell death, or whether they simply result from a
transitory phase of increased vascular permeability not associated with cell
death. So far, our data do not help resolve this question.
An important aspect of the mechanism of elastase damage lies in the
possibility that human emphysema may result from the liberation of enzymes
from damaged cells within alveoli, as in patients with homozygous alpha I
antitrypsin deficiency. Proteolytic enzymes are present within PML (Janoff and
Scherer, 1968) and alveolar macrophages (Janoff, 1972), and it has been shown
10 J. A . HAYES, AGNES KORTHY AND GORDON L. SNIDER
that lung destruction resembling human emphysema can be produced in dogs by
aerosols of enzymes extracted from dog and human PML and from dog
alveolar macrophages (Mass et al., 1972). Recently, the same group of workers
has demonstrated that washings from normal lungs have antiprotease activity
which can be neutralised by excess enzyme (Weinbaum et aE., 1974a). Conse-
quently the minor PML exudate seen both in the observations reported here
and in reports by others (Weinbaum et al., 1974b) does not seem to adequately
account for the severe, widespread changes produced. These considerations
suggest that the lesion is directly due to the introduction of the elastase solution
into the lung rather than from proteases liberated from cells evoked as part of
an inflammatory reaction to the injection.
Lung volumes and volume-pressure diagrams in 15 untreated
and 8 elastase treated hamsters
PL (cm H@)
FIG.15.-Quasi-static deflation volume-pressure curves from control and elastase-exposed hamsters.
Elastase damage shifts the curve upward and to the left. This is associated with a marked in-
crease in functional residual capacity and lung volume at 25 cm water transpulmonary pressure.
The damage produced in the rat lung by elastase in vitro appears to affect
mainly the elastic framework (Johanson and Pierce, 1972). Morphologically,
it is difficult to determine how and where elastic fibres are damaged because
alveolar shape and size are so markedly altered. However, damage to elastic
fibres in the pleura probably occurs because the interweaving cascades of fine
fibrils are replaced by thick, lumpy fibres often with knobs at their ends. It
is reasonable to infer that elastic fibres are similarly damaged throughout the
lungs, a conclusion supported by the physiological abnormalities mentioned
above (fig. 15). The changes in elastic fibres have not yet been studied by
electron microscopy, but in papain-induced emphysema, which has some
ELASTASE-IND UCED EMPHYSEMA 11
mechanism. The presence of the single " healed " arterial lesion at 16 days
after injection is intriguing. Morphologically it resembles changes seen in
elderly human lungs, particularly in persons suffering from chronic obstructive
lung disease (Mclean, 1958; Hayes, 1968). Acute pulmonary arterial lesions
with thrombosis have not been described in human emphysema, although they
may occur in septicemic processes (Rabin et al., 1961) or polyarteritis nodosa
(Symmers, 1952). The relationship of these arterial lesions to human emphy-
sema is obscure.
Two additional points deserve mention. Firstly, the lesion with the 0.5 mg
dose in our hands is invariably uniform throughout the lung, whereas papain
damage tends to involve entire segments served by a separate bronchi, the
intervening lung being uninvolved. This may in part be due to the dose
administered because the 0.2 mg dose level shows many examples of a segmental
lesion. However, this is not the entire explanation because papain rarely
produces a diffuse lesion even when the LD50 is approached (Snider et al., 1974).
Secondly, our data does not clearly establish whether or not the panacinar
lesion becomes more severe as the interval following the initial injury increases.
Although there is no statistically significant difference in the M.L.l. between
16 days and 90 days after damage (table IV), the points in the diagram (fig. 14)
do suggest that the alveoli of the damaged lung become bigger with increasing
age. However, as the numbers are small, further study is necessary to clarify
this point.
It is very difficult to assess the presence of parenchymal destruction histo-
logically, particularly in lungs showing increased alveolar size. It has been
suggested that the loss of " spurs " at the mouth of alveoli, and increase in
alvoelar diameter indicate tissue destruction (Gross et al., 1964). We have
found it difficult to interpret such changes. However, the present experiment
shows that there is a decrease in internal surface area which is consistent with
alveolar loss.
The study reported here shows that the intratracheal injection of elastase
provides an animal model with some of the characteristic anatomical and
physiological features of the uncomplicatedpanacinar type of emphysema seen in
man (Ciba Symposium, 1959). The model is useful for studying the possible
structural changes and pathogenesis of human emphysema and for assessing
the impact of such factors as infection, smoking amd inhalation of toxic matter
of various kinds.
SUMMARY
A single dose of crystalline, porcine pancreatic elastase injected intra-
tracheally into hamsters induces widespread alveolar enlargement with sub-
pleural bullae. A uniformly severe lesion is consistently induced by 0.2 mg
elastase per 100 g body weight and with negligible mortality. Compared with
controls, which showed no lesion, elastase-damaged lungs show a highly signifi-
cant (P ~0.001)increase in alveolar size and a decrease in internal surface area.
Taken with the associated physiological abnormalities, these findings closely
simulate human emphysema of the panlobular (panacinar) type. Histologically
ELASTASE-IND UCED EMPHYSEMA 13
it appears that elastase converts the fine elastic fibres in alveolar walls and pleura
into thickened, nodular fibres which may also be broken along their length.
With higher doses of elastase, i.e., 0.5 mg/100 g body weight, many pulmonary
arteries showed segmental loss of inner and outer elastic laminae, usually with
thrombosis on the overlying endothelium. The mechanism of this thrombosis
is unclear.
These experiments suggest that damage to elastic fibres may be an important
element in the development of human panacinar emphysema, and that the
damage could be one pathogenetic mechanism which produces damage of
elastic fibres.
We wish to express our thanks to Olva Delmano, Bradford Milne, Eveline Gillette and
Frank Harris for their technical assistance in preparing this paper, and Claire Costello for
secreterial assistance.
The study was supported by Grants HL15563 (NIH) and MRIS 8019 (VA).
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