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Manual Therapy 16 (2011) 557e562

Contents lists available at ScienceDirect

Manual Therapy
journal homepage: www.elsevier.com/math

Original article

The double crush syndrome revisited - A Delphi study to reveal current expert
views on mechanisms underlying dual nerve disorders
Annina B. Schmid, Michel W. Coppieters*
Centre of Clinical Research Excellence in Spinal Pain, Injury and Health, Division of Physiotherapy, School of Health and Rehabilitation Sciences, The University of Queensland, QLD
4072, St Lucia, Brisbane, Australia

a r t i c l e i n f o a b s t r a c t

Article history: A high prevalence of dual nerve disorders is frequently reported. How a secondary nerve disorder may
Received 7 January 2011 develop following a primary nerve disorder remains largely unknown. Although still frequently cited,
Received in revised form most explanatory theories were formulated many years ago. Considering recent advances in neurosci-
7 April 2011
ence, it is uncertain whether these theories still reflect current expert opinion. A Delphi study was
Accepted 9 May 2011
conducted to update views on potential mechanisms underlying dual nerve disorders. In three rounds,
seventeen international experts in the field of peripheral nerve disorders were asked to list possible
Keywords:
mechanisms and rate their plausibility. Mechanisms with a median plausibility rating of 7 out of 10
Double crush syndrome
Nerve compression syndromes
were considered highly plausible. The experts identified fourteen mechanisms associated with a first
Neuropathic pain nerve disorder that may predispose to the development of another nerve disorder. Of these fourteen
Delphi study mechanisms, nine have not previously been linked to double crush. Four mechanisms were considered
highly plausible (impaired axonal transport, ion channel up or downregulation, inflammation in the
dorsal root ganglia and neuroma-in-continuity). Eight additional mechanisms were listed which are not
triggered by a primary nerve disorder, but may render the nervous system more vulnerable to multiple
nerve disorders, such as systemic diseases and neurotoxic medication. Even though many mechanisms
were classified as plausible or highly plausible, overall plausibility ratings varied widely. Experts indi-
cated that a wide range of mechanisms has to be considered to better understand dual nerve disorders.
Previously listed theories cannot be discarded, but may be insufficient to explain the high prevalence of
dual nerve disorders.
Ó 2011 Elsevier Ltd. All rights reserved.

1. Introduction hypothesis; 21% remained undecided and 21% did not support it.
The level of acceptance of the hypothesis varied between profes-
The double crush hypothesis was first formulated in 1973 and sions. The majority of physiotherapists (85%) agreed with the
states that axons that have been compressed at one site become double crush hypothesis, half of the hand surgeons (51%) and
especially susceptible to damage at another site (Upton and a minority of neurologists (24%) agreed (Schmid and Coppieters,
McComas, 1973). The basis for this hypothesis was the high prev- 2010).
alence of cervical radiculopathy observed in patients with carpal In addition to the controversy on the existence of the double
tunnel syndrome (CTS) (Table 1). All studies reported a much crush syndrome, there is debate on underlying mechanisms. The
higher prevalence of cervical radiculopathy in patients with CTS main point of debate is whether a primary nerve disorder can indeed
compared to the prevalence of cervical radiculopathy in the general predispose the nervous system to further injury, or whether the
population (<1%) (Radhakrishnan et al., 1994; Salemi et al., 1996). frequent coexistence of nerve disorders is caused by an underlying
Even though these epidemiological studies suggest that dual pathology, such as diabetes or thyroid disease (Wilbourn and
nerve disorders are a clinical entity, controversy still surrounds the Gilliatt, 1997; Morgan and Wilbourn, 1998). Proposed mechanisms
double crush hypothesis. A recent international online survey in associated with a primary nerve disorder which may predispose the
528 clinicians revealed that 58% supported the double crush nervous system to a secondary nerve disorder are impaired axonal
transport (Upton and McComas, 1973; Dahlin, 1991), reduced
intraneural microcirculation (Lundborg and Dahlin, 1992;
* Corresponding author. Tel.: þ61 7 3365 1644; fax: þ61 7 3365 1622. Mackinnon, 1992) and altered nerve elasticity (Osterman, 1991).
E-mail address: m.coppieters@uq.edu.au (M.W. Coppieters). Axonal transport and intraneural microcirculation have been shown

1356-689X/$ e see front matter Ó 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.math.2011.05.005
558 A.B. Schmid, M.W. Coppieters / Manual Therapy 16 (2011) 557e562

Table 1 nerve disorders and neuropathic pain (at least 5 peer-reviewed


Prevalence of cervical radiculopathy in patients with carpal tunnel syndrome as publications, 1 book chapter and presenting international work-
reported by different authors.
shops on neuropathic pain) (n ¼ 6). These a-priori established
Publication Prevalence selection criteria and the number of contacted experts varied
Morgan and Wilbourn, 1998 5% among the three subgroups in order to attract the top segment of
Kuntzer, 1994 6% each category and to correct for the anticipated differences in
Yu et al., 1979 11%
response rates. All experts remained anonymous towards each
Cassvan et al., 1986 14%
Pierre-Jerome and Bekkelund, 2003 16e53% other. The institutional ethics committee granted ethical approval.
Osterman, 1988 18%
Moghtaderi and Izadi, 2008 24%
2.2. Procedure
Herczeg et al., 1997 33%
Liveson, 1991 48%
Upton and McComas, 1973 76% In the first round, experts rated their level of agreement
Golovchinsky, 1995 94% regarding the statement that a nerve disorder in the upper limb or
The publications are ranked based on prevalence (low to high). Due to a lack of neck is a predisposition for the development of a secondary nerve
a gold standard to diagnose cervical radiculopathy and carpal tunnel syndrome, disorder in the upper limb or neck. The example which was given
different diagnostic methods have been employed which may be responsible was the occurrence of CTS following cervical radiculopathy. A
for the variation in prevalence values.
5-point Likert scale ranging from ‘strongly disagree’ to ‘strongly
agree’ was used. In addition, the experts were asked in an open
to be impaired at the site of nerve compression (Lundborg, 1970; question to list possible mechanisms which may explain the
Rydevik et al., 1980; Lundborg et al., 1983; Dahlin et al., 1984). occurrence of a second nerve disorder following a primary nerve
However, to what extent these impairments influence the nerve disorder. Upon receipt of the completed first-round questionnaires,
proximal and distal to the site of compression remains largely responses were anonymised and two investigators composed a list
unknown. of mechanisms incorporating every suggestion of the panel. Each
Despite the controversy surrounding the double crush hypoth- mechanism was summarised with a short title followed by a para-
esis, it is still frequently cited to explain the phenomenon of dual graph detailing the proposition. If several experts mentioned the
nerve disorders (e.g., Moghtaderi and Izadi, 2008; Smith et al., same mechanism, the answers were merged. Since the wording
2008; Fitzpatrick, 2010). Numerous reviews have summarised the therefore differed from the original answers, all experts were
sparse available evidence for potential mechanisms (e.g., Osterman, contacted in a second round to verify that their suggestions were
1988; Mackinnon, 1992; Simpson and Fern, 1996; Wilbourn and still represented in the newly compiled list of mechanisms. (No
Gilliatt, 1997). These mechanisms have however all been formu- modification was requested.) In addition, they were given the
lated more than 10 years ago. Since then, they have neither been chance to propose additional mechanisms should they have felt
updated nor revised despite substantial advances in neuroscience. that the list was not complete. (One additional mechanism was
Rather than continuing to review potentially outdated mecha- added.) The online appendix contains the complete list of mecha-
nisms, other study designs are needed to reveal which mechanisms nisms as compiled in the second round.
are currently considered important for the double crush hypoth- In the third round, every expert rated the plausibility of each
esis, taking into consideration recent advances in neuroscience. A mechanism on a 10-point Likert scale ranging from 1 (‘not at all
Delphi study was therefore conducted with the following two main plausible’) to 10 (‘highly plausible’) (Brunner et al., 2008). For each
aims: (1) to determine whether experts agree that a nerve disorder mechanism, the authors were given the option to abstain from
can be a predisposition for the development of a secondary nerve rating if they felt they did not have sufficient knowledge in that
disorder, and (2) to compile an up-to-date list of plausible mech- particular field. This option was incorporated to increase the val-
anisms to explain the occurrence of dual nerve disorders. idity of the actual ratings. The questionnaires of each round were
trialled in a small sample of researchers and clinicians to increase
the chance of correct implementation before they were sent to the
2. Methods
participating experts.
A three-round Delphi survey was conducted in a panel of
international experts in the field of peripheral nerve disorders. The 2.3. Statistical evaluation
‘classical Delphi’ method is used to reach consensus on a contro-
versial topic (Dalkey, 1967). As reaching consensus was not the aim Plausibility ratings were analysed in SPSS Version 15.0 (SPSS Inc,
of this study, a ‘policy Delphi’ was conducted. A ‘policy Delphi’ Chicago, Illinois) by calculating the median and the corresponding
specifically intends to develop alternatives to already existing interquartile ranges (IQR) for each mechanism. Plausibility ratings
theories and to examine their acceptability rather than aiming to were classified according to their median ranking into highly
reach consensus (Turoff, 1970; Loo, 2002). This modification of the plausible (7), plausible (>4 to <7) and implausible (4). A Krus-
Delphi design is therefore a well-suited method to address the aims kalleWallis test was performed on the agreement ratings and the
of this study. plausibility ratings of each mechanism to evaluate potential
differences between the three subgroups of experts.
2.1. Expert panel
3. Results
Fifty experts were invited by mail and email to participate in this
study. Invited experts were either clinical researchers who pub- Seventeen experts from seven countries (Australia (n ¼ 4),
lished at least 2 articles specifically on the double crush hypothesis Canada (n ¼ 1), Denmark (n ¼ 1), Israel (n ¼ 1), Sweden (n ¼ 1),
(n ¼ 12), basic scientists with at least 15 articles in the field of United Kingdom (n ¼ 1) and United States of America (n ¼ 8))
peripheral nerve injuries published in international peer-reviewed completed the first round of the study. Sixteen experts completed
journals identified via ISI Web of Knowledge (n ¼ 32), and the entire study. The panel consisted of six clinical researchers, six
university lecturers with an international reputation in peripheral basic scientists and five university lecturers.
A.B. Schmid, M.W. Coppieters / Manual Therapy 16 (2011) 557e562 559

Fifty-nine percent of the experts either agreed or strongly difference in plausibility ratings among the three subgroups of
agreed that the presence of a nerve disorder is a predisposition for experts for any mechanism (KruskalleWallis all p > 0.05).
the development of a secondary nerve disorder in the same
quadrant; 12% remained undecided and 29% disagreed. None of the 4. Discussion
experts strongly disagreed. There was no difference in agreement
ratings between expert subgroups (KruskalleWallis p ¼ 0.61). Fifty-nine percent of the experts either agreed or strongly
The experts listed 22 potential mechanisms to explain the agreed that the presence of a nerve disorder is a predisposition for
occurrence of dual nerve disorders (Figs. 1 and 2). Fourteen the development of a secondary nerve disorder in the same
mechanisms explained the occurrence of a secondary nerve quadrant. Although the majority of experts supported this view, the
disorder following a primary nerve disorder (Fig. 1). Of these fact that 29% of experts disagreed indicates that controversy still
mechanisms, nine have not previously been suggested in relation to surrounds the double crush hypothesis. Interestingly, the level of
dual nerve disorders. Four mechanisms reached a median of 7 and agreement among experts was comparable with the agreement
were therefore considered highly plausible (impaired axonal among clinicians (Schmid and Coppieters, 2010).
transport, ion channel up or downregulation, inflammation in the Experts who did not support the statement that a primary nerve
dorsal root ganglia and neuroma-in-continuity). Seven mecha- disorder predisposes to a secondary nerve disorder were not
nisms were categorised as plausible (median >4 to <7), whereas excluded from continuing in the study. One reason for this was that
three mechanisms were considered implausible (median 4) when asked to list mechanisms to explain dual nerve disorders,
(Fig. 1). experts could also list mechanisms which may cause dual or
The remaining eight mechanisms (Fig. 2) could be regarded as multiple nerve disorders, such as systemic diseases. In other words,
underlying common drivers. These mechanisms by themselves mechanisms associated with underlying pathologies that can cause
may predispose to multiple nerve disorders in contrast to processes multiple nerve injuries could be listed in addition to mechanisms
that are associated with a first nerve disorder subsequently leading associated with a primary nerve disorder that lead to a secondary
to a secondary nerve disorder. Five of these mechanisms were nerve disorder.
considered highly plausible (systemic factors, neurotoxic medica- Eight mechanisms which could be regarded as common drivers
tion, age, lifestyle and the fact that these disorders are common). for dual or multiple nerve injuries were listed. There is high level
The remaining three mechanisms were considered plausible evidence that systemic factors such as diabetes or thyroid disease
(Fig. 2). (Briemberg, 2009), and neurotoxic medication such as cancer drugs
The experts pointed out that mechanisms are likely to occur (Peltier and Russell, 2006) lead to polyneuropathies. These mech-
together. A combination of mechanisms was rated as highly plau- anisms are however independent of a primary nerve disorder and
sible (median ¼ 9.5; IQR ¼ 1.8). For most of the other mechanisms do therefore not reflect the initially described double crush
there was a large variability in plausibility ratings between experts hypothesis where one nerve disorder predisposes the nervous
as evidenced by the relatively large interquartile ranges. system to the development of a secondary nerve disorder (Upton
The experts could abstain from rating when they felt a particular and McComas, 1973). In this discussion, we will therefore focus
mechanism was outside of their area of expertise, but on average, on the mechanisms associated with a first nerve disorder which
there were only 1.5 abstentions per mechanism. There was no may trigger a secondary nerve disorder.

Fig. 1. Suggested mechanisms associated with a nerve disorder that may predispose to the generation of a secondary nerve disorder. Median and interquartile ranges (IQR) of the
plausibility ratings, the number of experts who abstained from rating and whether mechanisms have previously been linked to the double crush hypothesis are listed for each
mechanism. DRG: dorsal root ganglia.
560 A.B. Schmid, M.W. Coppieters / Manual Therapy 16 (2011) 557e562

Fig. 2. Suggested mechanisms that can be considered a common driver to the generation of multiple nerve disorders. Median and interquartile ranges (IQR) of the plausibility
ratings and the number of experts who abstained from rating are listed for each mechanism.

All mechanisms previously linked to the double crush hypoth- allows action potential generation at higher frequencies which has
esis were still listed, indicating that these mechanisms cannot be been associated with the development and maintenance of
dismissed. The nine newly proposed mechanisms suggest however neuropathic pain (Waxman et al., 2000; Hains et al., 2004).
that the traditionally advocated mechanisms may be insufficient to However, these experiments use nerve injury models which
explain how a nerve disorder may render the nervous system more involve major axonal loss. There is one recent study that demon-
vulnerable for the development of a secondary nerve disorder. strated sodium-channel upregulation in Schwann cells at the site of
To prevent the introduction of bias, all experts were invited to injury in mild nerve compression injuries (Frieboes et al., 2010).
rate each mechanism regardless of their level of agreement with Future studies need to investigate whether such changes are
the double crush hypothesis. Although approximately one third present at distant sites to the injury.
of the experts disagreed with the double crush hypothesis and had
the choice to rate the mechanisms related to a primary nerve 4.1.3. Immune-inflammation of the dorsal root ganglia
disorder as ‘not at all plausible’, only 3 mechanisms were consid- Animal studies demonstrated an invasion of immune cells in
ered implausible. Considering the low abstention rate (1.5 experts the dorsal root ganglia (DRG) following peripheral nerve injury
per mechanism) experts were reluctant to dismiss the suggested (Hu et al., 2007). Excitatory cytokines released by these immune
mechanisms. Below we will briefly discuss the mechanisms that cells may lower the firing threshold of sensory neurones
were rated as highly plausible or plausible. (Moalem and Tracey, 2006). Since cell bodies of intact and
injured neurones lie in very close proximity in the DRG,
4.1. Highly plausible mechanisms immune-inflammation at this site may affect intact axons orig-
inating from a site distant to the injury. Even though there is
4.1.1. Axonal transport growing evidence for such immune-inflammation, a limitation is
Animal studies revealed that axonal transport is impaired at that these experiments were carried out in the chronic
pressure levels commonly observed in patients (Dahlin and constriction injury model (Bennett and Xie, 1988). This model
Lundborg, 1990; Rempel et al., 1997). Chemical blockage of axonal leads to extensive axonal loss (Hu et al., 2007) and may not
transport increases the mechanosensitivity of axons locally and just reflect human neuropathies, often characterised by minimal
proximal to the blocking site, but not distally (Dilley and Bove, fibre loss (Mackinnon and Dellon, 1986).
2008). It has however been proposed that the peripheral nerve
and the dorsal root have separate axonal transport systems 4.1.4. Neuroma-in-continuity
(Morgan and Wilbourn, 1998), suggesting that impaired axonal If the epineurium remains intact after peripheral nerve injury,
transport in one system may be insufficient to explain the coexis- regenerating axons sprout along the nerve trunk. These axonal
tence of cervical radiculopathy and CTS. Similarly, impaired axonal sprouts may fail to reach their peripheral targets, forming so called
transport by itself cannot explain the combination of CTS and ulnar neuroma-in-continuity (Mavrogenis et al., 2008). Regenerating
neuropathy as different nerves have separate transport systems axons are more sensitive to mechanical and thermal stimuli (Jänig
(Morgan and Wilbourn, 1998). It remains to be investigated et al., 2009) and exhibit ectopic activity (Gorodetskaya et al., 2003).
whether compromised axonal transport due to mechanical The experts suggested that otherwise pain free stimuli such as
compression is sufficient to render the nerve more vulnerable at movement may now be sufficient to excite these regenerating
remote sites. axons even at distant sites from the injury.

4.1.2. Ion channel up or downregulation 4.2. Plausible mechanisms


Ion channel upregulation (e.g., sodium-channels) and down-
regulation (e.g., potassium-channels) distal as well as proximal to 4.2.1. Central sensitisation
the primary nerve injury may lower the firing threshold of neurons. Central sensitisation involves changes in membrane excitability
There is growing evidence for upregulation of specific sodium- and increased synaptic efficacy which, together with reduced
channels locally as well as in the dorsal root ganglia, dorsal horn inhibition, may lead to reduced pain thresholds, intensified pain
and the thalamus (Dib-Hajj et al., 1999; Hains et al., 2004; Zhao perception and spread of pain to non-affected areas (Ji et al., 2003;
et al., 2006). These sodium-channels rapidly recover from inacti- Latremoliere and Woolf, 2009). A state of central sensitisation may
vation and are excitable by depolarisations below the action therefore explain the occurrence of a secondary (normally
potential threshold (Waxman et al., 2000). This characteristic subclinical) nerve disorder.
A.B. Schmid, M.W. Coppieters / Manual Therapy 16 (2011) 557e562 561

4.2.2. Nerve biomechanics and altered movement patterns study is the low participation rate among basic scientists (19%).
During movement, peripheral nerves glide relative to their Although a low response rate might influence generalisability, we
surrounding tissues (Dilley et al., 2003; Coppieters et al., 2006). believe our expert panel (see acknowledgement) is representative
Changes in longitudinal (Hough et al., 2007) and transverse for the leaders in this field. The panel size is in accordance with
(Greening et al., 1999; Erel et al., 2003) nerve movement have been previous recommendations (Ludwig, 1997).
demonstrated in nerve disorders. Impaired nerve excursion at one Categorisation of the plausibility ratings (highly plausible, plau-
site may increase neural strain at distant sites and therefore sible and implausible) was based on scales used for defining expert
increase the risk for secondary nerve disorders (Osterman, 1991). agreement in other Delphi studies (Gould et al., 2010). Even though
Reduced nerve movement or increased strain distant to this subdivision is arbitrary, over 50% of experts needed to rate
a compression site have however not yet been demonstrated. a mechanism 7 or 4 for it to be considered highly plausible or
The experts further suggested that altered movement patterns implausible. Considering the international standing of the experts,
may arise from pain and motor or sensory deficits following a nerve we believe that these boundaries accurately reflect the plausibility of
disorder. This may put excessive strain on the nervous system the proposed mechanisms. It has however to be taken into consid-
distant to the affected site. One of the few studies that investigated eration that the plausibility ratings for most mechanisms varied
this demonstrated an increased forward head posture in patients substantially. We believe that the paucity of research rather than the
with CTS (De-la-Llave-Rincon et al., 2009) which may affect the heterogeneity of the expert panel was responsible for the variability.
spinal nerves as they exit the cervical spine. This view is supported by the comparable plausibility ratings among
the three subgroups of experts. The variance in plausibility ratings
4.2.3. Cognitive, psychological or psychosocial factors highlights the need for future experimental studies to evaluate the
It is well known that past pain experiences (Rollman et al., 2004), validity of the suggested mechanisms.
hypervigilance or fear can lower pain thresholds (Vlaeyen and Linton, This study resulted in a comprehensive list of potential mech-
2000). A patient’s awareness and sensitivity to a neuropathy may be anisms to explain the occurrence of a secondary nerve disorder
increased when having experienced similar symptoms elsewhere. following a primary nerve disorder. The identification of many new
mechanisms shines fresh light on the double crush hypothesis and
4.2.4. Immune-inflammation of the peripheral nerve and spinal assists in the development of a research agenda to further under-
cord stand dual nerve disorders. The large variability in plausibility
As discussed above, immune-inflammation at different sites in ratings supports our initial choice for a policy Delphi study to reveal
the nervous system may lower the firing thresholds of sensory current opinion on mechanisms and rate their acceptance, rather
neurones (Moalem and Tracey, 2006). Peripheral nerve injury than conducting a classical Delphi to reach consensus. More
models have been shown to induce immune-inflammatory reac- research in this domain is needed before reaching consensus on
tions locally as well as in the spinal cord (Eriksson et al., 1993; underlying mechanisms can be attempted.
Zhang and De Koninck, 2006; Hu et al., 2007).
Acknowledgements
4.2.5. Impaired microcirculation
Nerve compression affects intraneural microcirculation result- The authors would like to thank the expert panel for their time
ing in intra and extraneural oedema (Rydevik et al., 1981; Lundborg and effort in making this study possible (Prof Marshall Devor, Prof
et al., 1983). Whereas reduced microcirculation may be compen- Ze’ev Seltzer, Prof Troels Jensen, Prof Adrian Upton, Prof Elspeth
sated at distant sites by vascular anastomoses (Ogata and Naito, McLachlan, Dr Michael Thacker, Prof Robert Myers, Prof Lars Dahlin,
1986; Maki et al., 1997), the absence of a lymphatic system in the Dr Toby Hall, A/Prof Geoffrey Bove, Prof A Lee Osterman, Dr David
endoneurium (Powell and Myers, 1986) may challenge the evacu- Butler, Prof A Lee Dellon, Mr Max Zusman, Prof Lawrence Hurst, Dr
ation of intraneural oedema. If ongoing, intraneural oedema may Wayne Massey and Dr James Richardson). Furthermore, we are
lead to fibrotic changes (Mackinnon, 2002). It remains unclear grateful to Prof Lucas Bachmann and A/Prof Warren Laffan for their
whether these changes can affect the nerve at distant sites. valuable contribution to the methodology of this study.

4.3. Combination of mechanisms Appendix. Supplementary material

The view that dual nerve disorders are caused by a combination Supplementary data associated with this article can be found, in
of mechanisms was almost invariably rated as highly plausible. the online version, at doi:10.1016/j.math.2011.05.005.
Indeed, several of the suggested mechanisms are closely linked.
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