Académique Documents
Professionnel Documents
Culture Documents
Today’s chemical industry has little in common with that of two generations ago. The
changes have been tremendous. Back in the 1960’s, the petrochemical and basic
chemistry sectors were at their height and chemical industry was focused on perhaps
50 commodity products. At that time, well-prepared chemical engineers were
expected to be thoroughly familiar with all aspects of a narrowly defined curriculum.
Nowadays, commodity plants are highly optimised, and the goals of the chemical
enterprise include not only the 50 or so commodity chemicals, but also several
thousand of what can be generically termed as engineered chemical products.
Engineered chemical products can be roughly classified into the six catego-
ries described in Table 1, encompassing single substances (like drugs) to struc-
tured formulations (such as detergents) and devices, assembled and virtual
systems. These products may have little in common based on appearance or
function, but they share the fact that they differ from commodities in three main
ways. First, their value is much higher than that of the raw materials. Second,
their commercial success is determined by performance rather than price. Finally,
their viability is highly dependent on time-to-market.
For these reasons, the design, manufacture and marketing of engineered
chemical products require a set of skills that were not crucial in the traditional
chemical industry. Flexibility, wider vision, involvement in non-traditional areas
and multidisciplinary approaches are essential to tackle the goals of the current
chemical enterprise. Chemical engineering professionals are now required to
participate in a wider variety of business decisions, and therefore this new set
of skills has become as important for success in their careers as the traditional core
skills of the discipline remain.
The need to update chemical engineering curricula in order to respond to these
changes in the chemical industry and guarantee the competitiveness of the profes-
sion has been acknowledged (1,2). The emergence of chemical product engineering
as a well-established field has been an enduring trend in this context since the early
2000’s (1,3–9). If the history of chemical engineering may be discussed traditionally
in terms of two paradigms – unit operations (developed in the 1920s and 1930s) and
transport phenomena (adopted in the late 1950s) – it is possible that chemical
product engineering becomes the discipline’s third paradigm (2,4,10).
Whilst chemical product engineering is a broad field, developing in many
directions, the simplified conceptual model in Fig. 1 may be used to elucidate its
scope and place it within the context of chemical engineering science (1).
Without precise definitions, there is often confusion between chemical
product design and chemical product engineering. However, chemical product
design is better seen as just one facet, albeit an important one, of the subject, just
as process design relates to traditional chemical engineering. Chemical product
engineering can be structured in terms of three fundamental and inter-related
pillars – (i) the chemical product pyramid; (ii) chemical product design and process
design integration; and (iii) multifaceted multiscale approach – which support
chemical product design as the major objective. Chemical product design is the
Kirk-Othmer Encyclopedia of Chemical Technology. Copyright John Wiley & Sons, Inc. All rights reserved.
Table 1. The Goals of Today’s Chemical Enterprise: Engineered Chemical Products Beyond Commodity Chemicals and Their Distinctive
Features
Commodity chemicals
Compounds/simple mixtures produced in large quantities and for which the price is the differentiating factor.
Example: sulphuric acid.
Engineered chemical products
Type of product Features Example
Specialty chemicals Compounds/simple mixtures produced in small PolyDADMAC used as a flocculant in the
quantity (typically less than 1,000 tonnes/year) drinking water industry.
for which performance is the differentiating factor. Key attribute: molecular structure.
Formulated products Multicomponent (typically 4 to 50 ingredients), Exfoliating gel.
multifunctional (accomplishing more than one Key attribute: microstructure.
function valued by the customer) and/or
micro/nano-structured (with value significantly
deriving from their nano/microstructure) systems.
Bio-based concepts A range of biomaterials, drugs, tissue and metabolic Tasimelteon used to treat the non-24-hour
engineering technologies. sleep–wake disorder in totally blind people.
2
Key attribute: biological activity.
Technology-based consumer goods Consumer goods whose functionality is provided Disposable nappy.
by a chemical/physical technology. Key attribute: materials and assembly.
Devices Devices that carry out a physical/chemical process. Artificial heart valve.
Key attribute: materials and configuration.
Virtual chemical-based products Software supporting chemical process-related Aspen Plus1.
industry activity. Key attribute: computational performance.
CHEMICAL PRODUCT DESIGN AND ENGINEERING 3
Fig. 1. Elucidating the scope of chemical product engineering: a conceptual model struc-
turing the subject (adapted from reference 1).
task of converting costumer needs and/or new technologies into new products. In
practice, this task involves the embodiment of property, process and usage
functions, which are systematised in the chemical product pyramid. This must
be integrated with the design of a manufacturing process. The effective incorpo-
ration of the chemical product pyramid and process design to create a successful
product marketed at a global level demands the adoption of a multifaceted
approach covering several time and length scales. Hence, design of a new chemical
product spans a broad space of knowledge at the interface of chemical engineering
core concepts (such as thermodynamics and fluid dynamics) with other scientific
(for example, biology) and management (for example, marketing) topics.
While stressing a distinction between chemical product engineering and
chemical product design might seem superfluous, such a distinction is important
for chemical product engineering to solidify as an acknowledged branch of
chemical engineering science, education and practice.
Overall, chemical product engineering and design principles aim to bring
systematisation into innovation practice and thus address the specificities of high
added value products for which performance and time-to-market are the success
critical factors (Table 1).
4 CHEMICAL PRODUCT DESIGN AND ENGINEERING
Fig. 2. The chemical product pyramid: concept and illustrating example (adapted from
reference 1).
CHEMICAL PRODUCT DESIGN AND ENGINEERING 5
and within these four spaces are established by property, process and usage
functions.
Overall, the chemical product pyramid embodies the technical core of
chemical product engineering — in practical terms, the subject is concerned
with the development of property, process and usage functions and their applica-
tion to design and manufacture chemical products with end-use properties valued
by the customer.
2.2. Chemical Product Design and Process Design Integra-
tion. Since achieving a desired functionality is the core of chemical product
engineering, the connection between chemical product design and process design
can be underestimated (14).
No product can exist without a manufacturing process and, as already
discussed, the characteristics of engineered chemical products often strongly
depend on manufacturing choices and conditions. Therefore, the effective inte-
gration of product and process design is a key to achieving the desired function-
ality and quality.
The development of processes for the manufacture of engineered chemical
products has some differences when compared to process engineering associated
with commodity chemicals. Engineered chemical products tend to have short
market lifetimes and a value much greater than that of the raw materials. This
means that the emphasis on efficient processing is reduced. The phased approach
involving conceptual, basic and detailed designs followed by procurement and
construction, which has proved so successful for the design of plants for commodi-
ties, is not suitable for the design of manufacturing processes for engineered
chemical products. Instead, a process development strategy privileging speed over
optimisation is appropriate to deal with time-to-market as a key for success.
Integrated product design and process design is required for this purpose.
The advantages of product design and process design integration have been
illustrated in the literature (15). An illustrative example reports the development
of a cosmetic lotion (16). In this application, an optimisation problem was
formulated by incorporating product quality, as assessed by customers, a model
relating the viscosity of the lotion, an oil-in-water emulsion, to its composition,
and a model linking process design and operation with product composition and
structure. Optimal lotion composition and process specifications were thus iden-
tified, with product and process design decisions strongly interacting and made
together. An objective function addressing both product quality and process costs
was employed. The integrated product design and process design solution was
shown to be superior to that obtained when product design and process design
were handled separately, as well as being quicker.
2.3. Multifaceted Multiscale Approach. The quality, functionality,
and ultimately commercial success, of an engineered chemical product marketed
at a megascale are defined at the nano- and micro-scale of its materials and
structure/configuration as well as at the meso- and macro-scale of the manufac-
turing process and distribution logistics. Therefore, developing a new product
requires the adoption of a multifaceted multiscale approach to effectively cover
this range (1,2,17,18). The ultimate aim of chemical product engineering is the
translation of phenomenological laws and models, expressed by property, process
and usage functions, into commercial product technology. This relies on the ability
CHEMICAL PRODUCT DESIGN AND ENGINEERING 7
to synthesise problems over length and time scales spanning many orders of
magnitude. Such an overall approach is necessarily multidisciplinary in nature,
comprising a mixture of fields, from business, social sciences or even fine arts to
basic sciences (for example, chemistry, physics and biology) and chemical engi-
neering technology.
fill an identified market opening (19). Examples of market pull products are a
deodorising fabric for sports, a needle free injector for medical applications and an
improved dusting cloth. Nevertheless, the template may be adapted to the context
of other innovation approaches (19), including technology-push strategies, where
the initial stimulant for new product development is not a perceived consumer
opportunity, but an advance in technology, a new invention looking for an
application.
As a final remark, the template proposed here refers to chemical product
design seen as a conception stage, one stage within the whole product develop-
ment process. It is preceded by a planning stage, where the project’s mission is
defined, and it is followed by further detailed design and testing, refinement,
production and marketing stages, these strongly depending on the nature of the
product (19).
Details of the chemical product design steps will be given in the body of this
section.
3.2. Identification of the Customer Needs. The first step in designing
a chemical product consists of understanding what and how important are the
customer needs that a successful product should satisfy (Fig. 3).
Before proceeding, it is worth stressing the distinction between customer
needs and product specifications. Customer needs refer to the problems a product
solves and the functions it performs. They are independent of the particular
product concept the team may decide to develop in later stages of the design
process. Product specifications are linked to the product. In particular, at the end
of the design process, product specifications refer to the product concept selected,
being based on technical and economic trade-offs, the characteristics of competing
products as well as customer needs.
The difference between customer needs and product specifications will become
clearer when the definition of target performance specifications and final product
specifications are addressed. For now, a simplified example may help to illustrate
this difference. Parents want nappies to be able to keep the skin of their babies dry
for a full 12-hour sleep. This is the need a successful nappy should meet – no matter
what type of nappy, what mechanism is used to keep urine away from the baby’s
skin, what sort of materials the is nappy made of; all parents care about is that their
babies are not wet. The related product performance specification would be the
volume of liquid that must be retained by the nappy’s superabsorbent polymer layer;
this performance descriptor is linked to a specific nappy concept – a disposable
nappy rather than a cloth one. The amount of polymer that has to be incorporated in
the nappy so that it absorbs the desired volume is a product design specification,
describing how that specific nappy concept can ensure that customers are satisfied.
Exploring the needs space to design a successful product can be achieved as
detailed below, and it is critical to come up with appropriate products later on.
Collect Raw Information About the Customer Needs. When exploring
the needs space, it should be kept in mind that the product is not for the design
team. The needs that will be listed should reflect the requirements of those who
will ultimately use the product and not the team’s own prejudices. This means
that needs identification will begin by finding the customers. The term customers
is used in a loose sense here. It does not necessarily mean those who will buy the
product, rather those who will benefit from it.
CHEMICAL PRODUCT DESIGN AND ENGINEERING 9
Solution. The design team must first identify the customers, so that they can ask
what is required.
It is tempting to think of the customers just as those who buy and use the
washing powder, but in this case that is not appropriate. While these should
certainly be listened to, they will mostly tell you they want an inexpensive product
that works well. As a result of numerous interviews with users, the design team
has already decided that an increase in nonionic surfactant loading is desirable.
10 CHEMICAL PRODUCT DESIGN AND ENGINEERING
The relevant people to talk to at this stage are within the company, those who
are going to have to implement changes in formulation: the engineers who run the
powder manufacturing plants. The team should aim to talk to 5 to 10 such people,
to give them a good coverage of the issues involved and highlight differences of
opinion.
A typical interview with a plant engineer might go as follows:
What do you do now? We blend the anionic detergent and solid additives in an
extrusion process. This makes the detergent go white and springy, which we
want. We granulate to get the particle size right, and finally spray on
nonionics and perfumes.
What happens if you spray on more nonionic? It is hopeless. You end up
with a big sticky lump of detergent – it is not a powder any more.
What is good about what you do now? It gives a high density product –
better than spray drying the detergent. It is efficient – we get the solids mixing
and physical structuring of the anionic detergent at the same time. It is easy to
change the additives at the end for different products just by spraying
different amounts.
What is wrong with what you do now? Nothing. We make five different
brands this way. Have done for years. They clean people’s clothes OK. I do not
see the problem. Why does marketing want something new anyhow?
Where do you get your materials from? We buy them from a subcontractor –
a specialist manufacturer. They supply the anionic detergent – it is a yellow
sticky paste when we get it – and the nonionic – it is a thick liquid. Solids come
from another company and perfume from a third. The formulation chemists
tell us what to put in and then we have to find it. We always like to have at
least two suppliers of each material.
This interview starts to show the team the needs – how any solution must fit
into the existing process. It also tells them what other people to talk to – the
formulation chemists and the subcontractors who supply the detergents. They will
then get a fuller picture of what is needed. As they finish their interviews, the next
task will be to organise the information they collected into a list of more coherent
and specific needs.
a tertiary level may be used. Often this will correspond to a three-layer structure
of strategic, tactical and operational needs.
As the customer needs are being analysed, the team may decide to drop some
of them, either because they appear impractical or are beyond the company’s
expertise. This, however, should be done cautiously to make sure that no key
market opportunities are missed nor critical needs are forgotten.
Establish the Relative Importance of the Customer Needs. Creating a
hierarchy of needs does not provide any information on the relative importance
customers place on the requirements listed. This sort of information is essential
for the team to make trade-offs when designing the new product, and thus the
needs identification step ends with the ranking of the customer requirements.
The relative importance of the needs may be expressed in terms of numerical
weights (based on the design team’s experience or further customer surveys) or
determined by applying Kano’s method (19,26).
Kano’s method results in the classification of each of the needs as one-
dimensional, must-be or attractive. A need will be in the one-dimensional class
when customer satisfaction is proportional to how functional the product is with
respect to that need; the more functional the product is, the more satisfied the
client is. A need will classify as must-be when the customers are more dissatisfied
if the product is less functional with respect to that need, but customers’ satisfac-
tion never rises above neutral no matter how functional the product is; must-be
needs are needs that are expected to be met by the product, so the fact that they
are met does not raise the level of customers’ satisfaction. A need will be labelled as
attractive when the customers are more satisfied when the product is more
functional with respect to that need, but they are not more dissatisfied as the
product is less functional (Fig. 4). Kano’s method involves having a sample of
potential customers responding to a questionnaire constructed based on a specific
template, and the final ranking of the needs reinforces the idea that they are not
equally valued by the customers. For example, improving the performance of a
product in terms of a must-be need that is already at a satisfactory level will be less
valuable than improving the product performance in terms of an one-dimensional
or attractive customer need - the results of Kano’s method will be very useful in
later stages of the design process when the team has to concentrate on trade-offs in
product performance and should aim to outperform in at least one attractive
customer need.
What do you do now? We use a water cannon to spray the pellets over the fish
pens. We feed once a day.
12 CHEMICAL PRODUCT DESIGN AND ENGINEERING
Fig. 4. Example B: needs that a food product for farmed fish should meet, ranked based on
Kano’s analysis.
What is good about the current product? It is really easy to deliver – the
water cannon is no work. The fish love it. They grow really fast.
What is bad about it? It is oily. You always get an oil film. This seems a waste
and is not good for the fish. I also worry about the oil breeding fungi, which
gets into the gills of the fish. The big fish always get to the top first and eat
most of the food. We would like to give more to the smaller fish.
Where do you buy your food from? We get 70% from your company and 30%
is local waste. The waste is not so good; it is messy and the fish will not eat it
all – they seem to prefer food with oil in. But it is cheap.
Interpret these needs into a form useful for target product performance
specification.
Solution. The customer needs can be easily inferred from this interview. By
applying Kano’s method it is possible to get to a classification like that in Fig. 4,
which conveys the relative importance of the needs from the customers’ perspective.
According to this classification, having good nutritional value is a must-be
need. As the product is fish food, the customers will be extremely dissatisfied if
they are buying something that is not nutritious for their fish; however getting
fish food that feeds the animals is what they expect and hence this function will
not raise the customers’ satisfaction with the product. Having a hygienic appear-
ance is classified as a one-dimensional need – the more hygienic the product looks,
the more satisfied will be the customers; fish food that does not look hygienic will
result in customer dissatisfaction. Finally, being inexpensive appears as an
CHEMICAL PRODUCT DESIGN AND ENGINEERING 13
attractive need. The fish farmers are used to having to pay for fish food, knowing
that cheap local waste is not as good, so paying for the benefits does not
particularly dissatisfy them. However, they will become more satisfied if the
food product they buy works and is inexpensive.
The team is now ready to continue product development.
The way in which needs are extracted from the customer statements,
grouped, organised and ranked will depend on the product being considered. It
will usually be an easy task if the aim is to improve an existing product. The more
innovative the proposed product, the harder it may be to define the needs.
In any case, while the needs identification is the first step in designing the
new product, it may be useful to return to the customers, perhaps a different
group, to further explore a marked list of needs in later stages.
In doing so, the design team may find useful the following mental checklist to
ensure that the entire space of needs is covered and all the aspects of the science
involved are considered:
Solution. The needs can be translated into the quantitative metrics listed in
Table 2. The requirement for the amount of water produced (need 1) was specified
both daily and over the product lifetime. The definition of safe drinking water
(need 2) requires thinking about what it is necessary to remove from non-potable
water. Waterborne diseases are the greatest threat – the product should be able to
deal with protozoa, bacteria and viruses. Toxic materials are also sometimes a
problem, but it is probably not useful to focus on these – the variety is very great,
the problem usually local and a better solution is often preventing discharge. So
the design team decided to focus on disease organisms. As for being inexpensive
(need 3), both price and operating cost should be considered. The rural focus (need
4) means that the product must operate in the absence of a power supply. Also any
consumable should be locally available. While the use of quantifiable metrics
should be the aim when setting the target product performance, sometimes
performance indices that take categorical non-numerical values may be adequate,
such as for need 4. Environmental sustainability (need 5) is a rather vague need,
not easy to quantify. It involves, for example, the need to avoid the consumption of
local resources or the production of damaging waste. At this stage, the design team
considered that evaluation of potential products on a scale of 1 (lower rating) to 10
(higher rating) would be suitable as a metric for this need.
Based on the needs ranking, the team rated (scale of 0 to 1) the performance
indices in terms of their relative importance for the success of the new product.
In order to have reference data to position the new product in the market-
place, the team looked for a suitable benchmark. Chlorination is a sound bench-
mark. It is simple, cheap and well established, but has problems in terms of
supply, use and discharge of chemicals. The new product must be more attractive
than local chlorination if it is to succeed.
16 CHEMICAL PRODUCT DESIGN AND ENGINEERING
Finally, the team was able to set target values for each performance index,
supported by the following analysis.
The first question is how much water needs to be purified. A person requires
about 5 L of drinking water per day, but may use up to 50 L for cooking, cleaning
and washing. A household might be of 10 people. So a minimum reasonable
product performance would be producing 100 L of safe water per day. 5 years
would be a reasonable lifetime for the product, so it should be able to produce at
least 200,000 L.
Regarding microbial removal, there are WHO guidelines and it would be
useful to have these in mind, but to see these high standards as an absolute
requirement might be a mistake. After all, an affordable but slightly less effective
device will be more useful than one which no one can buy. So at this stage the
target performance is set as 90% microbial removal. This specification should be
returned to later in the design and may need revision.
Getting the cost right will be critical. What is affordable is clearly
variable, but the design is aimed at some of the poorest people in the world.
Aid agencies may provide some support, but ideally a device affordable by the
users without aid is best. Interviews in Nepal have revealed that a cost above
$15 or an annual running cost of more than $5 will be beyond the reach of
most of the rural population. This requirement is stringent and one the
design team may not be able to meet, and it should not be seen as an absolute
limitation - what is really being said is that the cheaper the better, this limit
being the target.
Having produced a set of target product performance specifications in as
much detail as possible, they should be examined carefully. Being a result of
individuals’ wish lists, they may be entirely impractical, involving, for example,
huge flows, enormous concentrations or massive costs. If this is the case, they
must be revised to be more realistic. This may lead the team to abandon the project
altogether. If the only way of meeting customer requirements is to break a law of
thermodynamics, product development should stop now. This type of critical
examination is sometimes known as a chicken test after a Canadian method
for testing aero engines for their capacity to fly through flocks of geese. The team is
asking themselves if the project is obviously unrealistic, before committing large
resources to it.
At this stage of product design the exploration of the problem space has been
completed. The design team has produced a ranked list of what customer needs
have to be satisfied and put this into quantitative and scientific terms as far as
possible. The team has also checked that the project aims are not wholly
unreasonable, and ideally a benchmark by which to judge the success of product
development has been identified.
Up to this point, it is important to consciously avoid trying to think of
solutions for the customer needs. It has been the time to define what is to be
achieved without prejudice caused by a preconception of what the product will
look like. If an idea of the product’s nature does already exist, it should be kept out
of consideration until the end of the target performance definition stage. Only now
that well-established criteria for the success of any product are available, ideas for
the product itself should start to be developed – only now the team will leave the
problems space to enter into the solutions space.
CHEMICAL PRODUCT DESIGN AND ENGINEERING 17
3.4. Generation of Product Ideas. Some good product ideas are now
necessary. In principle, the design team needs only one idea, the one that will be
manufactured. In practice, finding that one idea truly worth pursuing requires
that a high volume of ideas are generated – as Linus Pauling stated, ‘‘the best way
to have a good idea is to have lots of ideas’’. Estimates vary from business to
business, but the general consensus amongst product developers is that around 50
ideas have to be generated to get a winning product. These ideas will be subse-
quently analysed and evaluated in order to choose the most promising one for
further development (Fig. 3).
To get the 50 or so product ideas, the design team will depend on people more
than publications. The most important people are those in the team. They will
normally assemble for free-ranging discussions that aim at generating possible
answers. How to run such brainstorming discussions is carefully described in the
literature (eg, 31,32) and so is not detailed here. It is only worth mentioning that
these discussions should initially be noncritical, and that all participants should
be treated as equals – promising new product ideas are sometimes abandoned for
reasons as trivial as that the boss’ spouse dislikes them.
Dozens of techniques are available to stimulate creative thinking, either
integrated in brainstorming sessions or applied independently as detailed else-
where (33–35). Natural product screening (36), combinatorial chemistry (37) and
CAMD (Computer Aided Molecular/Mixture Design) approaches (38) can assist
idea generation when the design problem requires finding compounds, formula-
tions or materials possessing a desired functionality.
In addition to depending on themselves, the design team should pay special
attention to customers already using existing, related products. Some of these
customers, the so-called lead users of the business literature, may have already
adapted existing products for their own uses. These lead users often have
excellent suggestions. Other human sources – consultants, faculty, private inven-
tors and the like – may also be approached.
Literature has variable value. Patents and trade information from competi-
tors is often more useful than archival literature.
A wide range of possible sources of product ideas should be explored. Still, the
key is most often the design team.
Solution. The team quickly identified over 200 possible products. After the
redundancy and folly were removed, the ideas could be organised under the
four headings shown in Table 3. Because this list is so broad and often so vague, it
should be further edited to represent the company’s strengths.
Ideas Screening to go From 20 to Five Ideas. The 20 or so surviving
ideas must now be reduced down to a still smaller number, normally five or fewer.
There are still not resources to make more detailed calculations for the 20
survivors, so the design team needs approximate but quantitative tools that let
them continue the screening quickly, but on a more rational basis.
One commonly effective method for this screening is to choose five or fewer
key attributes shared by most of the surviving ideas, and then use them as
CHEMICAL PRODUCT DESIGN AND ENGINEERING 19
Table 3 (Continued)
evaluation criteria. These attributes will include factors like scientific maturity,
ease of engineering, risk of failure and cost, as well as key customer requirements
and performance aspects. Factors that are different for different product concepts
should be chosen. For example, even if safety is the most important product
attribute, nothing is gained by choosing safety as an evaluation criterion if all the
potential products are equally safe. All product ideas that are still being consid-
ered should be capable of satisfying all attributes at least to a limited extent. If
there are attributes which are truly essential, all ideas that cannot satisfy this
constraint should be dropped, and the evaluation continued for the survivors in a
so-called concept screening matrix based on the Pugh method (19,39).
A benchmark against which the product ideas will be evaluated has to be
chosen. It can be a competing product, an earlier generation of the product being
developed, any of the product concepts under consideration or a combination of
subsystems assembled to represent the best features of different products.
On the basis of the evaluation criteria chosen, the product ideas will be
compared to the benchmark. All product ideas being considered in the screening
matrix should be described at the same level of generalisation and in similar
language for unbiased comparison. It is convenient to assign the benchmark
ratings of 0, and then assess the alternative product ideas as being better (þ), the
same (0) or worse () than the benchmark in terms of each of the evaluation
criteria. At this stage of the design process, the product concepts tend to be only a
general notion of the ultimate product, and therefore more quantitative scores
would be largely meaningless. In fact, such scores could reduce the focus on
creativity required to develop better concepts in the iterative process of idea
selection and should be left for later. After assessing all the product ideas in the
screening matrix, they are ranked based on the respective net ratings (number of
‘‘þ’’ minus number of ‘‘’’).
The products with the highest ratings in the screening matrix are those that
are chosen for further development. However, before proceeding, it is useful to
explore the possibility of improving the concepts under analysis. This may be
achieved in two ways: by marginally modifying generally good concepts whose
overall quality is penalised by only one bad feature, or by integrating two or more
product ideas to preserve their strengths and make up for their weaknesses.
Possible improved product concepts should be added to the screening matrix and
evaluated along with the original ideas.
The concept screening approach is illustrated by the following example.
Example E: Lab-on-a-chip
Design problem. This example is of a technology-push project.
CHEMICAL PRODUCT DESIGN AND ENGINEERING 21
Must-be needs
Use of current technology for a more cost effective product or a completely new
product
Quick to market (relies on using existing technology)
One-dimensional needs
Environmentally benign
Easily marketable
Attractive needs
Use company’s technology to its full potential
Explore ideas for products that could be produced using the existing technology.
Solution. After brainstorming, the design team came up with 73 ideas; these
were reduced to 39 by the removal of redundancy, folly and excessive require-
ments. The remaining ideas were then organised as shown in Table 4.
This list must be cut to a handful for detailed consideration later. This
reduction can be done in two stages.
The following analysis can be done first. One major identified need is using
existing technology to ensure a swift entry into the market, which is desirable for the
usual reason that the first product into a market typically takes the lion’s share of
sales, even in the absence of other competitive advantages. Also, in this particular
case, the product being considered is intended not just as a product in its own right,
but also as an exemplar of the many other potential applications of the company’s
nanotechnology – a flagship for the company’s future. It is doubly important to
minimize the risk of technological failure or delay. The company’s technology is
currently not developed in the areas of detection and separations. The whole
categories of E, F, G, H and I are therefore rejected not because they are inherently
bad ideas, but because they will not provide the most risk-free and speedy route to a
successful first product. The team may well return to these ideas in future years.
To screen the remaining 21 ideas, the team very crudely assesses each of
them on three criteria: market size, maturity and reliability of technology, and
likely time-to-market. Only those ideas that look promising in all three of these
vital criteria will be considered further. An example screening of the first four
ideas is shown in Table 5. Of these only the first is taken forward to the next
selection phase, as are B1, C1, D1 and J3.
22 CHEMICAL PRODUCT DESIGN AND ENGINEERING
Ideas Scoring to go From Five to One Idea. With a handful of good ideas
remaining, the team must next choose from these the best one to take forward for
product development.
Because all the remaining ideas are promising, this decision involves con-
siderably more effort than that put into cutting the number of ideas down in the
screening stage just described. As far as possible, the team must quantify how
each idea will measure up to the performance indices that have already been set
for a successful product. This quantification will involve making estimates based
on chemistry and engineering, and perhaps doing some simple experiments. At
the same time, the team wishes to develop the product as quickly as possible and
does not want to put resources into exploring ideas that will end up being rejected.
The key to success in this stage of idea selection is to make reliable choices with
minimal effort.
The exploration of the problems space in the early stages of product design
(steps 1 and 2 in Fig. 3) provided a list of criteria by which to judge the success of
product development. The importance of quantifying the needs, establishing
target product performance specifications, has been emphasised. This approach
will now show its value.
The first step in the final evaluation of the 5 or so remaining ideas is to
estimate how each one will perform relative to the performance indices into which
the customer needs have been translated. In order to do this, the team must gather
more information about each idea. This process will involve firming up exactly
how each idea will work – the team may need to do some simple tests to achieve
this (Fig. 3); they will certainly need to explore the literature some more. As more
detailed information on each idea is generated, the idea itself will change and
crystallise. Thus there is iteration between the idea generation and idea selection
steps – as the team explores an idea in more detail, the idea evolves and new ideas
may emerge. As stressed before, although Fig. 3 presents product design as a
linear six step procedure, this should be understood as a simplification.
Having made an assessment of each idea against the performance metrics,
the team must now make an overall comparison among the ideas. In some cases,
particularly where the customer needs are primarily technical, this will be easy
once good estimates of product performance are available. In other cases, subjec-
tive judgments will be necessary, either in comparing unlike criteria or inherent
24 CHEMICAL PRODUCT DESIGN AND ENGINEERING
in the criteria themselves. In such cases, the design team often proceeds by
drawing up a decision matrix in the same way as was described above for the
screening ideas stage.
Previously, the team was interested in eliminating the weak ideas and the
emphasis was on making quick decisions. Now, they are considering strong ideas
and the emphasis must be on making a good decision. While the methodology of
the decision matrix remains the same, a lot more effort must be put into
evaluating each idea against each criterion, and thus the matrix used now is
usually labeled as a concept scoring, rather than screening, matrix.
The evaluation criteria in the scoring matrix are not only more refined than
those used in the screening matrix, but also have assigned weighting factors
(19,40).
On the basis of the evaluation criteria and their weighting factors, the
product ideas are scored relative to an appropriate benchmark. It is convenient
to assign 5 to the benchmark with respect to all evaluation criteria, and then use a
scale from 1 (poor performance) to 10 (excellent performance), more objective and
finer than that used in the previous screening matrix, to judge the potential of the
new product concepts. An average weighted score is calculated for each product
idea, and the product ideas are ranked.
Before closing the evaluation based on the scoring matrix, it may be useful to
conduct a sensitivity analysis by varying the criteria’s weighting factors and the
concepts’ ratings to ascertain how robust the matrix-based selection is.
As a final note, it should be recognised that the decision matrix is a highly
imperfect tool for making a complex decision, where numerous subjective and
objective criteria are involved. However, this tool has value because it ensures
that all important factors are explicitly examined and because it allows more
detailed research to be conducted where the decision remains inconclusive. Also,
for those technically trained, the decision matrix is a useful way of ensuring that
subjective factors, such as the look of a product, are not overlooked in favor of the
more objective factors that they feel more comfortable with.
Example F: Selecting a polymer film that stops UV light
Design problem. On summer days, cars get hot because UV sunlight passes
through the windows and is absorbed by the car’s interior. Because a given company
has considerable expertise in thin film technology, they are interested in making a
film which could be attached to these windows and block light.
Such a defect-free film should have four key performance properties:
Solution. After considerable discussions, the design team decides on four attrib-
utes for evaluating these products: cost, engineering, ease of application and
aesthetics. ‘‘Cost’’ should include manufacturing and development expenses.
‘‘Engineering’’ reflects the ease of manufacturing the product. ‘‘Ease of
application’’ includes the effort of installation and maintenance required by the
customer. ‘‘Aesthetics’’ includes both quality and market appeal.
Using these criteria, the design team comes up with the concept scoring matrix
shown in Table 6. The UV absorber with adhesive backing is cheap and easily made
with the company’s technology, but the product is not otherwise much different to
the benchmark. The electrically activated UV absorber is costly, hard to make and
difficult to install. While it is superior aesthetically, it ranks below the benchmark
that it is designed to replace. The company should make the product which builds on
their current skills, if they decide to make any product at all.
Getting Close to a Decision. At this point the design team should have a
good indication of which idea looks the most promising in terms of fulfilling the
customer needs and reaching the target performance defined in the first stages of
product design. However, before proceeding with the development of this idea, it is
important to pause and consider two factors that so far have been largely over-
looked: intellectual property and risk.
Intellectual property is a complex area and should be referred to an expert.
The important point here is to make sure that the ownership of the intellectual
property is clear before large resources are invested. Often the profitability of a
product (notably a pharmaceutical) depends on the exclusive license granted by
patent protection. In such cases the team must ensure there is at least a good
prospect of obtaining such protection before proceeding. In all cases, they must
ensure that the company’s activities will not be restricted by any intellectual
property held by others.
In assessing how well the product ideas measure up to the criteria set by
customer needs and related target product performance, the issue of risk has been
largely ignored. However, the ideas the team is choosing among may range from
minor developments on an existing product to risky and untested new technology.
This needs to be factored into the final decision.
Risk may take three forms: the product may not work; the product may take
a long time to develop; and external problems may occur because of local politics,
fashion or a changing economic situation. The first of these, product function,
should be unlikely; by this stage the team should have eliminated product ideas
that are likely to fail. The second, development time, is largely a technical issue
that the team should be able to make a good stab at predicting. It can often be
translated into a financial risk – the longer a development program is likely to be,
the greater the uncertainty in cost and the larger the return must be. The third,
external problems, is the hardest to estimate, and ultimately comes down to a
matter of judgment. Nevertheless, at this point, the team should at least think
hard about what factors could compromise the success of the product.
In thinking about risk, one needs to consider both the probability of an event
and the seriousness of its consequences. It is often useful to do this by drawing up a
table giving total risk as a product of probability and consequence. Just as when
using decision matrices, the numbers here should not be treated with excessive
reverence – the procedure is really a means of ensuring all factors are carefully
considered.
Having identified the risks involved in the favored product idea, the team
has three possible responses. They might decide an idea, while attractive, is too
risky to merit time and effort. This realisation might lead them to select a different
idea of smaller potential, or to abandon the project altogether. It is essential to
carefully consider this latter option before proceeding to further development and
manufacturing, when large amounts of money must be invested. Most practition-
ers of product design say that the most common mistake is to abandon projects too
late. Alternatively, the team may decide simply to accept the risks and to proceed.
This minimizes the time to product launch and is often the appropriate strategy if
financial risks can be offset against the advantage of getting to market earlier.
Proceeding in spite of risk is particularly apt where the company holds a patent.
The team should be more circumspect in dealing with risks of a safety or environ-
mental nature. Third, the team may decide to do a little more research, perhaps
including an experimental program (step 6 in Fig. 3), before committing resources
to further product development and manufacture, which is closer to the tradi-
tional approach of prototyping - this will often result in a better product, but also
in a longer (and more expensive) development period. Under these circumstances,
it is convenient to come up with rough rapid prototypes as soon as possible in order
to ‘‘feel the product’’ and get an idea how customers may react to it.
smaller scales, capturing this part of the market from distillation. For example,
pressure swing adsorption units not much larger than a beer can are commercially
available to produce oxygen enriched air for patients with emphysema.
A manufacturer of distillation equipment is considering new technologies for
making 85% oxygen at a rate of 6000 scfh. Their current technology, based on high
capacity trays, is not economic at this small scale. As alternatives, they are
interested either in structured packing or in hollow fibre membranes. The
structured packing, which recently came off patent, consists of metal guides,
mounted crossways, looking like stacks of stainless steel venetian blinds. It is an
established technology now supported by both the original manufacturers and
new entrants. Hollow fiber membranes are much more speculative. Selective
membranes are commercially used to produce nitrogen enriched air. Selective
membranes, which retain a nitrogen enriched waste and permeate an oxygen
enriched product, are not commercially attractive at this scale. Porous, non-
selective membranes are not used to affect selectivity but to control a condensate
flow moving countercurrently to the vapor, in a configuration like that of a shell-
and-tube heat exchanger. Such membranes are completely untried, though
academic reports promise productivity increases of several orders of magnitude.
Which, if any, technology merits development?
Solution. The cryogenic distillation of air involves three major types of equip-
ment: compressors, heat exchangers and distillation columns. The compressors
are the biggest capital expense, perhaps one-half of the total; the heat exchangers
are another 30%. Thus one could conclude that distillation design is not important
anyway. However, the compressors and heat exchangers will be standard to any
distillation process, and margins for a commodity like oxygen will always be small.
Therefore cutting the size of the distillation columns could be a significant gain.
To examine the effect of column size in more detail, the equipment capacity
and cost for trays, structured packing and membranes are compared in Table 7. The
first column of figures in this table gives the relative cost of the three internals. In
the past, structured packing has been expensive, but with patents expiring, costs
have dropped significantly. Membrane costs are a complete guess: while in principle
there is no reason that membranes should be more expensive than trays, one
expects that they will need frequent replacement. The other columns in the table
give the capacity, the size and the column cost. The capacity of the membranes is
extremely high, a consequence of the fact that membrane units are largely
unaffected by flooding. The result is that the cost of the membrane-based column
is potentially much less than those of the other internals.
The difficulty with the membrane alternative is that it is so risky. To
understand the origin of this risk, one can compare structured packing with
28 CHEMICAL PRODUCT DESIGN AND ENGINEERING
Solution. One must first think what to use for the exothermic reaction. Obvi-
ously, it is much better if it can be regenerated. A quick literature search reveals
the crystallisation of sodium acetate trihydrate from water to be ideal. This
crystallisation can be triggered in a variety of ways, the liquid phase is stable
in the absence of triggering, and can be regenerated by putting the empty bottle in
boiling water. Recent advances in triggering make the reaction much more
reliable and also allow regeneration by microwave heating, ideal for a baby’s
bottle. The maximum temperature reached is 50 C, hot enough to get the milk to
the required 37 C, but without posing any safety hazard.
Two things have to be determined when establishing product design specifi-
cations: the mass of sodium acetate solution required and the interfacial area in
the double skinned bottle.
First, the overall heat balance must be considered:
mass of mass of
þ Cp Tf inal Tinitial
sodium
acetate milk
mass of
¼ DH rxn
sodium acetate
The enthalpy of reaction DHrxn is 125 kJ kg1, and the heat capacities Cp for both
milk and sodium acetate are assumed to be 4.2 kJ kg1 K1. To heat 0.4 kg of milk
from a Tinitial of 15 C to a Tfinal of 37 C, the mass of sodium acetate should be
1.13 kg. This result is quite high, but not impractical.
Next the rate of heat transfer must be considered:
0 1
d UA B
B 1 1 C
C
ðDTÞ ¼ B þ CDT
dt Cp @ mass of mass of A
sodium acetate milk
where U is the overall heat transfer coefficient from sodium acetate to milk,
around 50 W m2 K1; DT is the difference between the temperature of the sodium
acetate and that of the milk; and A is the surface area between milk and sodium
acetate.
30 CHEMICAL PRODUCT DESIGN AND ENGINEERING
DT 6 UAt B C7
6 B 1 1 C7
¼ exp6 B þ C7
DT0 4 Cp @ mass of mass of A5
milk sodium acetate
where DT0 is the initial temperature difference between the room temperature
milk, at perhaps 15 C, and the sodium acetate, at 50 C after its rapid crystal-
lisation. The milk should reach 37 C after perhaps five minutes, so 1.5 kg of
sodium acetate should be used, giving a final temperature of 43 C. The milk will be
at 37 C when DT ¼ 7 C, and so:
2 3
0:4
50 A 300 1 þ
7 6 1:5 7
¼ exp6
4 7 () A ¼ 140 cm2
5
35 4:2 10 0:4
3
Thus, the product design specifications are a double skinned bottle, containing
1.5 kg of sodium acetate in the core surrounded by the milk, with an interfacial
area between the sodium acetate and the milk of at least 140 cm2.
The set of revised product performance and product design specifications
established at the last step of the design process (Fig. 3) constitute the final
product specifications, a full description of the product concept to be manufac-
tured. This is the major output of product design as a stage within the company’s
overall new product development process (Fig. 3).
Recalling the idea of a chemical product pyramid (Fig. 2), the team will now
be refining the values of the performance indices; by establishing the product
design specifications, they will also be setting the structure/configuration
attributes, the bottom part of the chemical product space, as well as the
materials space. The usage space should ideally be taken into account in this
process, because the product design specifications should guarantee that the
perceived quality of the product is robust to uncontrollable variations in usage
variables.
Property functions, as defined in the chemical product pyramid (Fig. 2), will
usually be developed to establish some of the final product specifications based on
the required performance (19). The term property function is used in a broad sense
here – it refers to any analytical or physical approximation of the product that
relates performance indices to a set of design decisions. Ideally, at least some of the
performance indices can be analytically modelled. In such cases, three approaches
can be followed to derive property functions (21,41). When the underlying phe-
nomena behind the relationships are well understood, theoretical expressions can
be obtained from a detailed analysis and rigorous modelling. This approach has
been successfully applied to derive functions expressing transport phenomena, for
example. Order-of-magnitude analysis, based on a description of the phenomena
supported by simplifying assumptions, is an alternative approach to obtain
CHEMICAL PRODUCT DESIGN AND ENGINEERING 31
functions when a full scientific elucidation of the system is not available. Com-
parison of causal and opposing effects in solids handling is an example of this
approach. For cases, such as that of systems involving solids, in which the
underlying physical phenomena are poorly understood, empirical models can
be determined through statistical approaches. In some situations, in particular
for complex and elaborated products, no analytical models can be derived at all. In
those cases, it is generally necessary to build physical prototypes in order to
explore the implications of design decisions over product performance (19). Design
of experiments (DOX) techniques may be useful to reduce the number of physical
models that have to be constructed and maximise the amount of information
extracted from each trial (42).
In addition to property functions, usage functions relating performance
indices to customer interaction parameters and usage environmental condi-
tions (Fig. 2) may be useful to establish the final product specifications – they
allow the team to examine the impact of the circumstances under which the
product is used on the perceived quality.
Note that property and usage functions are almost always unique to a
particular product concept. Thus modeling efforts can only be implemented after
the most promising product idea has been selected.
Cost will always be an important aspect to consider when establishing the
final product specifications. So the team may also want to develop and use a so-
called cost model for the product at this stage (19). Cost models are trivial for
simple products, but more elaborated, and also critical, for complex and assembled
goods. They are used to ensure that the product’s manufacturing cost allows the
company and the distribution partners to make adequate profits while still
commercialising the product at a competitive price. The design team will use
the cost model to analyse the impact of design decisions on the cost of the product.
In a sense, it is itself a kind of performance model, but instead of predicting the
value of a technical performance index, it predicts cost performance.
The technical performance models, when available, and at least a prelimi-
nary cost model are used to revise the performance and set the design specifica-
tions for the product. Iteratively, the team comes up with specifications that will
allow the new product to get a good position relative to competitors, satisfy the
customer needs and ensure adequate profits. Competitive maps and conjoint
analysis are tools that may be useful as the team approaches the end of chemical
product design projects (19).
4. Concluding Remarks
into a highly competitive global market for a wide range of uses. For engineered
chemical products, function is key. For commodities, price is key. These differ-
ences between engineered chemical products and commodities imply important
differences in the way they are conceived, manufactured and marketed. Ensuring
the competitiveness of the profession requires that these differences translate into
an update of chemical engineering practice, education and science.
A chemical engineer involved in the engineered chemical products’ busi-
ness must expect to participate, usually as a member of a multidisciplinary
team, in the analysis of market needs, the creative process of generating product
concepts and the identification of the most promising product idea, in addition to
the manufacturing decisions, which have been the traditional focus of chemical
engineers. Chemical product engineering, as an academic field, addresses these
concerns.
Process engineering dealing with commodities has been the privileged
focus of chemical engineering, being a solidly systematized subject and involv-
ing very effective heuristics to aid teaching and practitioners. Chemical product
engineering demands a perspective different from that of traditional process
engineering. As it increases in importance, it also needs systematization and
heuristics.
In this chapter, a conceptual model for chemical product engineering has
been proposed. This model is presented by analogy to the well-established process
engineering in Table 9. Heuristics for tackling the design of chemical products
have also been outlined here. Chemical products are immensely varied, ranging
from dialysis machines, through herbicides, to ice cream. Inevitably no design
BIBLIOGRAPHY
CITED PUBLICATIONS
FURTHER READING
T. E. Graedel and B. R. Allenby, Design for Environment, Prentice Hall, Inc, 1996.
R. M. Kanter, J. Kao and F. Wiersema, Innovation: Breakthrough Thinking at 3M, DuPont,
GE, Pfizer, and Rubbermaid, HarperCollins, New York, 1997.
J. F. Louvar and B. D. Louvar, Health and Environmental Risk Analysis, Prentice-Hall,
New York, 1997.
M. E. McGrath, Setting the Pace in Product Development, A Guide to Product and Cycle-
Time Excellence, Revised edition, Butterworth-Heinemann, London, 1996.
J. McMillan, Games, Strategies, and Managers, How Managers Can Use Game Theory to
Make Better Business Decisions, Oxford University Press, Oxford, 1992.
K. M. Ng, R. Gani, and K. Dam-Johansen, Chemical product design: towards a perspective
through case studies, Elsevier Science, Amsterdam, 2006.
R. M. D. Rosenau Jr. A. Griffin, G. A. Catellion and N. F. Anschuetz, The PDMA Handbook
of New Product Development, John Wiley & Sons, Inc., New York, 1996.
S. S. Stevens, Psychophysics: Introduction to its Perceptual, Neural and Social Prospects,
Transaction Books, New Brunswick, 1985.
R. Turton, R. C. Bailie, W. B. Whiting, J. A. Shaeiwitz and D. Bhattacharyya, Analysis,
synthesis,and design of chemical processes, Prentice Hall, New Jersey, 2012.
J. Wei, Product engineering: molecular structure and properties, Oxford University Press,
New York, 2006.
J. A. Wesselingh, S. Kill, and M. E. Vigild, Design and development of biological, chemical,
food and pharmaceutical products, John Wiley & Sons Ltd, Chichester, 2007.
P. R. Whitfield, Creativity in Industry, Penguin Books Ltd., Harmondsworth, 1975.
R. COSTA
R. G. GABRIEL
P. M. SARAIVA
University of Coimbra
E. CUSSLER
University of Minnesota
G. D. MOGGRIDGE
University of Cambridge