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Section III

Analytical methodology
Nuclear Instruments and Methods in Physics Research B77 (1993) 95-109
North-Holland
NIIIMB
Beam Interactions
with Materials&Atoms

Quantitative PIXE microanalysis of thick specimens


J.L. Campbell, D. Higuchi, J.A. Maxwell and W.J. Teesdale
Guelph - Waterloo Program for Graduate Work in Physics, University of Guekh, Guelph, Ontario NlG 2W1, Canada

Methods of standardization in quantitative micro-PIXE analysis are reviewed and various issues that bear on analytical accuracy
are explored; pertinent recent work on Si(Li) X-ray detector response is included and some geochemical examples are drawn upon.
Extension of the GUPIX software to deal with multilayer targets, including secondary fluorescence within and between layers, is
reported, analytical examples include alloy foils and multilayer solar cell structures.

1. Introduction the specimens, and contain the particular elements


that are of interest in accurately known concentrations.
In an elegant review of standardization methods in These standards are analyzed under precisely the same
electron probe microanalysis, Newbury [ 11worked from conditions as the specimen and so the IE need not be
the general functional relationship between the inten- quantitatively known. Specimen concentrations are
sity I(Z) of a particular X-ray of an elemental con- read off the curves by interpolating at the observed
stituent Z of the specimen and its concentration C,: X-ray intensity values. This is practical in a few cases;
bone specimens, for example, can be mimicked by
I(Z) =f(C,, ME, IE); (1) hydroxy-apatite [2] with appropriate trace elements
here ME represents matrix effects, i.e. the influence of incorporated. But for a proton microprobe facility such
constituents other than Z upon I(Z); IE represents as ours, dealing with a wide range of geochemical and
instrumental effects such as detection efficiency. Our materials science specimen types, the working curve
intent here is emulate for pPIXE the development method is far from feasible. And it would be quite
presented by Newbury for EPMA. Examples of both impractical for some of the more complex applications,
major element and trace element analysis will provide e.g. multilayer specimens, with which p,-PIXE is now
illustrations and will identify some residual problems in (dealing.
PIXE quantitation. Extraction of a desired concentra- Some flexibility is gained by working with the meas-
tion C, via eq. (1) from a measured X-ray intensity ured ratio SZ,R of “sensitivities” I(Z)/C, relative to
I(Z) is predicated upon the reliable extraction of I(Z) that measured for a reference constituent (I(R)/C,),
from a Si(Li) X-ray spectrum that may be rendered which is usually a high-concentration element. The
very complex by a multiplicity of overlapping peaks. SZ,R values have to be determined by measurements
This necessitates attention to both intrinsic and extrin- on known multielement standards and the sensitivities
sic effects that cause Si(Li) line shapes to deviate from obviously are subject to matrix effects. This approach
the Gaussian ideal. offers the possibility of some degree of cancellation of
Although various references are cited, this article is matrix effects between the elements Z and R, but the
not intended as a review paper covering the entire cancellation is only partial.
literature, but rather as a distillation of recent experi- A major shift away from these empirical approaches
ence. is possible if the physics of the beam-specimen inter-
action is well enough known (and an accurate data
base exists) that ME may be calculated. In EPMA the
2. Standardization so-called ZAP approach provides the ratio of ME
between a specimen and some standard, whose similar-
2.1. General principles ity to the specimen need only be general rather than
precise. In PIXE, which actually better satisfies the
Newbury [l] discussed four means of solving eq. (1). stated condition, ME may be calculated either in abso-
At the empirical extreme, working curves relating I(Z) lute terms for the specimen or as a ratio between
to C, may be constructed if one can obtain or synthe- specimen and standard. Now that standards need not
size a suite of standards which share identical ME with mimic the specimen precisely, flexibility is much in-

0168-583X/93/$06.00 0 1993 - Elsevier Science Publishers B.V. All rights reserved III. ANALYTICAL METHODOLOGY
96 J.L. Campbellet al. / PIXE microanalysisof thick specimens

creased; a wide range of specimen types may be han- the microcoulomb (l.&), we define lr(Z, Cz,,) as the
dled with a very small suite of well-chosen standards. computed or theoretical X-ray intensity per PC per
The greatest flexibility is achieved by reverting to a steradian and per unit concentration. The Cz,, are the
“first principles” approach that abandons standards concentrations of the major elements which comprise
entirely. This too is possible in p,-PIXE, given the the specimen matrix and thus determine ME. Then the
simple physics and the excellent data base. But it measured intensity for Q ~J,Cof charge is
demands absolute measurement of proton beam flux,
which is less straightforward than superficial examina-
tion might suggest. At an early stage in thick target There are several important points to note. First, the
PIXE’s development, Clayton 131 demonstrated lo- IE, viz. the terms 0, &. and tz, factor out; they will
15% systematic errors in such analyses based on first therefore cancel in the comparison of specimen (SP)
principles. The discrepancies were a function of speci- and standard (ST) for X-rays of a particular element
men type, and Clayton corrected them by analyzing z:
reference materials of the appropriate type. By so
doing, he effectively demonstrated the efficacy of the IS’(Z) c;p I,“‘(Z, Cz,,)
___=-
third of Newbury’s approaches, as outlined in the pre- IS’(Z) c;= I,“(& Cz,,) . (4)
vious paragraph.
In addition, measurement of Q needs to be correct
2.2. The matrix correction approach only in relative terms between specimen and standard.
The ME are represented by the term I&Z, Cz,,),
The PIXE version of eq. (1) has appeared fre- which involves both the compound stopping power and
quently in the literature; it results from an integration the compound attenuation coefficient, which are con-
of the X-ray intensities recorded from each point on centration-weighted sums’ of these quantities over the
the linear path, within the specimen, of the decelerat- major constituents. If the C,,, subset is known, e.g.
ing proton: from prior EPMA analysis, then the I,(Z, C,,) are
immediately calculable, and eq. (4) offers a one-step
solution for the trace element concentration subset
CZ,t. The further advantage of this ratio approach for
each Z-value of interest is the additional cancellation
of fluorescence yields and relative X-ray line intensi-
ties, and the partial cancellation of ionization cross-
X
sections within the integrals. The degree of partial
cancellation of stopping power and attenuation coeffi-
(2) cients will increase with the similarity of the specimen
In this equation, for the K shell case: Z(Z) is the and the standard. We have discussed the accuracy of
intensity in a particular K X-ray line, usually but not the data base in some detail elsewhere [4] and with one
necessarily the dominant K, or Kal; Np is the number exception will not repeat that here. We simply note
of protons of energy E, incident at angle a! to the that the data base is sufficiently well known that a
normal upon the specimen, and uz(E) the ionization generic, as opposed to a specific, similarity between
cross-section for the K shell; wz is the corresponding specimen and standard will suffice. The exception per-
fluorescence yield and b, the fraction of K X-rays in tains to elements of very low atomic number, which are
the selected line; N, is Avogadro’s number; A, is the of increasing interest to PIXE analysts, and will be
atomic mass of element Z; S(E) is the proton stopping dealt with in section 3.4.
power; 6ro is the X-ray take-off angle; flci is the The situation is more complex, but entirely tractable,
absolute efficiency of detection, which involves both when the major element concentrations Cz, are un-
Si(Li) detector solid angle and intrinsic efficiency of known, a situation that we encounter with ‘increasing
the silicon crystal; tZ is the attenuation of the X-rays in frequency in our geochemical work. The approach here
any absorber (filter) placed between specimen and is to begin by estimating a set of values for the Cz,,,
detector; p/p is the attenuation coefficient within the compute the corresponding I,(Z, C,,,), fit the meas-
specimen matrix for the X-ray line of interest. ured X-ray spectrum by least squares to obtain I(Z),
The L and M-shell equivalents are essentially the and via eq. (4) deduce a new set of C,,,. This process
same, albeit with the additional complication of sub- is iterated until a self-consistent set of Cz,, is ob-
shells; they thus involve the Coster-Kronig probabili- tained. Computing overheads have long ceased to be a
ties that transfer the proton-induced vacancies among deterrent to this inclusion of one iterative process
subshells of a major shell prior to X-ray emission. (spectrum fit) within the iterations of another (con-
The practical unit of integrated beam charge being centration determination).
J.L. Campb~~ et at. / PIXE ~icroa~a~~isofthick specimens 91

Eq. (4) presents a choice as regards the standard. The characteristic X-rays of major elements may
We indicated above that, given an accurate data base induce significant secondary fluorescence both of trace
from which to calculate ME, only a general as opposed elements and other major elements. We have incorpo-
to a close resemblance was necessary between speci- rated a full treatment of secondary fluorescence in
men and standard. In this spirit we use synthetic sul- GUPIX92. Its accuracy has been examined elsewhere
fide minerals, containing known quantities of one or [S] and we have further comments later in this regard.
two trace elements, to standardize measurements upon
a wide variety of oxide, silicate and other minerals.
However if the concentration of one major element in 3. Major element anaiysis: practical aspects
the specimen is known (e.g. from EPMA) then the
specimen itself may serve as standard; an example is Micro-PIXE has to date been concerned much more
the analysis by Rogers et al. [5] of the NIST standard frequently with trace elements than with major ele-
610 (trace metals in glass), effected relative to the ments, the latter frequently being predetermined by
major constituent, calcium. This confers the further EPMA in a complementary use of the two methods.
advantage of cancelling any residual errors in proton However, geochemists (for example) who have to pur-
stopping powers, which are now identical in specimen chase time outside their laboratory for both techniques
and standard. may well be accommodated in full by micro-PIXE, to
The iterative solution discussed above for major their obvious economic benefit.
elements has been incorporated in the GUPIX soft- The advantages and disadvantages of the standard-
ware package (GUPIX92 is the current version) for ization approach embodied in eq. (4) i.e. of an ap-
fitting spectra and providing concentrations 161.A use- proach based on computation of ME and cancellation
ful concept, due originally to Lagarde et al. [7], is that of IE are now explored. The examples used are mainly
the matrix may include an “invisible element”, i.e. one from our own materials science and geochemistry expe-
whose X-rays are too low in energy to appear in the rience.
spectrum. The condition is then imposed that all con-
centrations sum to 100% and the invisible element 3.1. Attenuation and secondary fluorescence uncertain-
concentration is iterated with the others in the compu- ties
tation of concentrations. GUPIX92 allows there to be
more than one invisible element, with the necessary Pure single-element standards are convenient and
proviso that their ~ncentrations remain in a specified attractive in that they preferentially transmit their own
ratio; this would permit for example the presence of characteristic X-ray lines, thus minimizing the impact
SiO, as a defined species. EPMA practice suggests a of X-ray attenuation coefficient errors on the analysis.
useful variant for the specific case of the wide range of In our work on silver and platinum-group elements as
silicate minerals where the elements are all present in traces in sulfide minerals, it is sometimes necessary to
oxide form. This is to deduce the oxygen contribution examine major element variations. An example is iron
for each oxide by applying the stoichiometric ratio to and nickel in pentlandite, where there is interest in a
each cation concentration; one then can compare the smuggested [91 linear correlation between the trace Pd
total of all element concentrations to 100% as a fur- content and the Ni/Fe ratio. The major and trace
ther check of the analysis. analyses can be effected in a single measurement with

Table 1
Results of PIXE analyses of Fe/Ni alloys. Cases A use theoretical p/p for Fe; B uses measured I( /p
Standard Element Reference Concentration [%I 10
PIXE (A) PIXE (B)
NIST SRM 1159 (thick target) Si 0.5 0.24 0.24 0.01
Cr 0.069 0.07 0.07 0.003
Mn 0.3 0.29 0.29 0.01
Fe 51.0 51.7 51.2 0.1
Ni 48.2 47.3 48.4 0.1
lnvar FOBS a (10 pm thickness) Ti - 0.1 0.1 0.005
Cr 0.12 0.12 0.004
Mn 0.34 0.34 0.007
Fe 64.0 63.2 63.4 0.1
Ni 36.0 34.2 35.3 0.1
a Mn + Si + C < 1%. hence Fe and Ni slightly below nominal values.

III. ANALYTICAL METHODOLOGY


98 J.L. Campbell et al. / PIXE microanalysb of thick specimens

3 MeV protons, using a 0.35 mm Al absorber to prefer- gies above and within 1 keV of an absorption edge. A
entially suppress the dominant Ni and Fe peaks. Due detailed experimental study of this region for iron [II]
to the absorber, no Si X-rays are detected and so Si is suggests a p/p value for NiK, that is 6% above
treated as an “invisible element”, the total Csi + C, theory. Fig. 1 presents a comparison of the measured
+ C, being 100%. The standards are pure iron and and theoretical p/p values in the vicinity of the iron K
nickel targets. absorption edge. When the g/p values from ref. [ll]
This appears straightforward, but we felt that the are substituted, together with the corresponding photo-
procedure warranted testing. An appropriate way to do electric cross-sections, in the GUPIX data base [6],
this is by analysis of the NIST nickel-iron alloy stand- agreement between our data and the recommended
ard reference material (SRM 1159>, since it has 48% of concentrations improves significantly. We do not have
nickel and 51% of iron. We find consistently (see table similarly extensive experimental p/p values for attenu-
1) that we underestimate the nickel concentration and ation in nickel, and so the correction of the data base
overestimate that of iron. This is unlikely to arise from is necessarily incomplete.
inhomogeneity in the standard, since the microbeam is The point that we wish to demonstrate is simply
rastered over an area 0.4 x 0.4 mm. We have observed PIXE’s susceptibility to error in attenuation coeffi-
the effect before [8], in conventional broad-beam cients at X-ray energies near absorption edges. This
thick-target PIXE with a different detector. And (see kind of error is likely to be encountered for other
section 5 below) we observe it also in thin Invar alloy element pairs spaced by one or two Z-values. GUPIX
foils. has therefore been modified to provide a user-friendly
This discrepancy is not attributable to either ioniza- means by which a user may substitute preferred experi-
tion cross-sections or stopping powers since we are mental p/p values for those in the data base. In
dealing with elements which are separated by only two addition, these observations argue against the use of
units of atomic number; any discrepancies would be semiempirical formulae for attenuation coefficients,
the same for both, and would tend to cancel. Suspicion since these cannot accommodate the oscillatory be-
therefore falls on the attenuation coefficients p/p, and haviour (see fig. 1) near an absorption edge.
specifically on the largest of these, that for the nickel
K, line in iron, since this quantity strongly influences 3.2. Light major element amlysis at low proton energy
both the matrix attenuation for NiK, and the sec-
ondary fluorescence of iron. While the p/p theoretical If the matrix is comprised mainly of low-Z elements,
data base used here [lo] is felt to be accurate generally then the presence of any absorber between specimen
to 2-3%, its authors warn of anomalies at X-ray ener- and detector is precluded and the intense X-rays of the

Energy (keV)
Fig. I. Difference A between measured and XCOM data base values of X-ray attenuation coefficient in iron at energies near the K
absorption edge.
J.L. Campbell et al. / PIXE microanalysis of thick specimens 99

major elements will dominate the throughput of the


electronic system to an extent that very few trace
element X-rays will be recorded. Simultaneous deter-
mination of C,,, and Cz,t is therefore not possible.
Further problems are the deleterious effects of scat-
tered protons on the Si(Li) detector response, together
with long-term damage to the crystal [12]. We there-
fore derive 0.75 MeV protons from a 1.5 MeV Hz
beam, which is transported under the same beam opti-
cal conditions as the 3 MeV H+ beam used in subse-
quent trace element analysis. At 0.75 MeV the scat-
tered protons do not penetrate the beryllium window
of our detector.
The resulting high counting rates necessitate in-
creasing the specimen-detector distance and inserting
a 0.3 mm collimator. GUPIX92 offers the facility of
storing the major element concentration files that are
obtained in a suite of 0.75 MeV measurements; these
are recalled by GUPIX92 in order to generate matrix
corrections when it is processing subsequent trace ele-
ment data taken in the same sequence at 3 MeV
proton energy.
Since pure single-element standards are not avail-
able for all light elements, recourse may be necessary
to compound standards. As an example, table 2 shows
results for analyses of the two minerals sanidine (spec-
-~~,“‘;““~““;,“1
1

trum in fig. 2) and bustamite where the mineral albite ENERGY (KeV)
was employed as a standard for the elements sodium, Fig. 2. PIXE spectrum of sanidine recorded using 0.75 MeV
aluminum and silicon; single-element standards were protons.
used for higher-Z elements. The oxygen concentration
was found by assigning the normal valence to each
cation species and deducing the oxygen corresponding to the content of sodium, aluminum, etc. Not only is
there good agreement between recommended and
Imeasured concentrations for the various elements, in-
cluding oxygen, but the total element content in each
Table 2 case is close to lOO%, which provides a check on
u-PIXE analyses of the minerals bustamite and sanidine using consistency.
an albite a standard; R = recommended, M = measured The advent of ultrathin window (UTW) detectors
Element Concentration [%I
permits recording of the oxygen lines and averts the
need for an invisible element in the computation. The
Bustamite Sanidine
two prices paid for this complete coverage of the X-ray
R M R M spectrum would be (i) a smaller detector (since only
0 38.39 38.5 kO.4 46.28 45.4kO.3 small-diameter windows are feasible) and (ii) entry of
Na 0.04 0.11+0.1 2.23 2.2 * 0.15 scattered protons. The first is of no matter for major
Mg 0.13 0.14kO.03 - 0 elements since count rates remain adequate, but the
AI 0.02 0 9.93 9.710.12 decreased efficiency would be a detriment in trace
Si 22.46 22.3 +O.l 30.23 29.7 i 0.2 analysis of the same specimen. Musket [12] has demon-
K 0.05 0 10.05 10.3 + 0.2 strated removal of the scattered protons in conven-
Ca 13.56 13.8 +0.3 0.14 0
tional PIXE by interposing an arrangement of compact
Mn 18.83 19.6 +0.9 - 0
Fe 6.32 6.1 +0.9 - 0
permanent magnets (see fig. 3) between specimen and
Zn 0.20 0 _ 0
detector. It remains to be determined if this solution is
Ba 0 0.98 1.0+0.2 compatible with a microbeam. If it proved to be com-
patible, one could conduct both major and trace ele-
Total 100 100.6 99.85 98.3 ment analysis with 3 MeV protons, which would be
a AIbite concentrations are: 48.76% 0; 8.60% Na; 10.34% Al; much more convenient than the mode described here,
32.03% Si; 0.18% K 0.09% Ca. which involves switching between two energies.

III. ANALYTICAL METHODOLOGY


100 J.L. Campbell et al. / PIXE microanalysis of thick specimens

3.3. IE for light elements

For elements of low atomic number the cancellation


of intrinsic detector efficiency implicit in eq. (4) is very
important. Various factors cause significant uncertain-
ties in the intrinsic efficiency.
The beryllium window thickness is unlikely to be
known precisely; a 10% error at 8 pm thickness causes
8% error in the recorded intensity of sodium K X-rays.
Any ice layer [13] will cause significant and time-de-
pendent attenuation which is difficult to estimate, ne-
cessitating regular checks via for example the intensity I I I I I I
2 4 8 10 12
ratio of copper L and K X-rays, and subsequent deic- EN& (keV)
ing, if necessary. Another and a more complex issue, is Fig. 4. Comparison of measured tail-to-Gaussian intensity
that of the widely misunderstood frontal silicon layer in ratios with the model of eq. (5) (upper curve), and a model
which charge collection is incomplete. The thickness based on electron escape only (lower curve).
tICC of this layer is conventionally determined by re-
garding the ICC layer as an inert silicon absorber of
photons, and measuring the ratio of intensities in the
Gaussian (A,) and the low-energy tailing portion (A,) region penetrate back into the ICC layer. In this model
of a peak. For K X-rays of elements like iron and the tail-to-peak ratio is
copper a significant portion of the overall tailing is due
to the intrinsic Lorentzian X-ray line shape [14], and if 4
-= [l - exp(-k%C)I +J
this fact is ignored an overestimate of the ICC layer AG exp(--CLtICd-J ’
thickness will result. This necessitates using photons
where
from a monochromator, as done by Krumrey et al. [15],
who showed that, rather than being well-defined, the
J=lj:_+“~O.5(1-~)Pe~(-~r)dr, (6)
tICC value deduced in this manner was a linearly
increasing function of photon energy. Subsequent to
and R is the photoelectron range. This expression
verifying this observation, we have developed [16] an
differs from the conventional one in the appearance of
extended model for the ICC layer. Every X-ray interac-
the term J; it provides an excellent fit to the photon
tion in the layer is taken to result in a degraded event
energy dependence of AT/A, (fig. 4) and hence a
due to imperfect collection of the electron-hole pairs
unique t,,, value.
liberated; further degraded events arise when photo-
If the ICC thickness value were determined by the
electrons from interactions in the subsequent “perfect”
conventional approach (J absent from eq. (5)) with
monoenergetic 5.9 keV K, X-rays of manganese, then
WI the rIcc value obtained would be a factor 1.7 times
larger than the true t,,,; use of the erroneous value
/Out (to Si(Li) ) would then cause an error of some 6.4% in efficiency
for the sulfur K X-ray line. If a radionuclide 55Fe
source were used to provide the Mn K X-rays, the error
would be even larger, due to the enhancement of the
low energy tailing by the Lorentzian contribution.
In sum, the rapidly changing efficiency below 5 keV,
subject to large errors, is best cancelled from the
analysis by using standards as per eq. (4). Where sin-
gle-element standards do not exist, e.g. Na, S, P, there
are convenient mineral standards containing these ele-
ments in the form of simple compounds.

3.4. Data base for light elements


Distance (inches)

Fig. 3. Compact magnetic deflection unit for removal of The GUPIX data base employs the most sophisti-
scattered beam particles from the axis of a UTW Si(Li) cated ECPSSR K ionization cross-sections available to
detector [El. date [17], together with Bambynek’s 1984 compilation
J.L. Campbell et al. / PIXE microanalysis of thick specimens 101

3.5. Detector line shapes for light elements

Since low-energy tailing is maximum at X-ray ener-


gies just above the silicon K absorption edge energy of
. 1.74 keV and then drops by a factor of 10 for the K
. X-rays of Si, Al, etc., spectrum fitting has to contend
t
R . .
1.06
.
with rather variable tailing contributions in light ele-
ment work. Unless it is accounted for in systematic
.
fashion in a spectrum-fitting code, this tailing can
1.00 cause error in the intensities of weak peaks that are
. . superimposed on the tails of intense peaks of slightly
higher energy. A further problem noted by many au-
thors is a time dependence of the tailing intensity and
shape; we have observed this phenomenon and we
have noted that in our case it correlated with the
Fig. 5. Ratio R of reference X-ray production cross-sections
[19] to those predicted by ECPSSR theory [17] and the K existence of an ice layer (observed via loss of efficiency
fluorescence yields of Bambynek [18]. for low energy X-rays). When the ice layer was re-
moved using the heating device that is integral to Link
Analytical Si(Li) detectors, the tailing became mini-
mum and constant. This suggests that the variable
of K fluorescence yields as reported by Hubbell [18]. tailing is connected to electric field distortion caused
Paul’s useful set of reference cross-sections [19] is by the ice layer.
based on critical assessment of all measured data, In addition, preferential absorption of the back-
interpreted via Krause’s fluorescence yield compilation ground continuum in the silicon ICC layer produces a
[20]. In fig. 5 we compare the X-ray production cross- “notch” in the backgr?und that can detract from accu-
sections (~~0~ from GUPIX with the Paul/Krause racy of Si concentrations in specimens; this phe-
values i.e. the best measured values. Below 2 = 20 nomenon is well-known in EPMA. Musket [13] has
there is a widening discrepancy which merits investiga- drawn attention to a similar phenomenon in oxygen
tion. In the PIXE analysis context, comparison of spec- determination caused by differential absorption of the
imen and standard for each element using eq. (5) will background continuum in the oxygen of the ice layer;
ensure significant (although not complete) cancellation X-rays of energy just above the K edge (0.532 keV) are
of errors inherent in uK and wK. strongly absorbed, while those having energies just
GUPIX does not deal with elements lighter than below the edge are preferentially transmitted. The
sodium. Recent very careful K X-ray production meas- resulting “bump” in the background may be inter-
urements for 6 I Z I 12 by Yu et al. 1211using 0.75-4.5 preted as an excess of oxygen in the specimen if the
MeV protons suggest that the ECPSSR cross-sections specimen is fitted by least-squares programs which
somewhat underestimate measured values, the discrep- assume monotonic background. This is only observed
ancy widening as Z decreases; carbon, however, de- for windowless or ultrathin window detectors. While
parts from this well-defined trend, an observation that these detectors are advantageous in providing oxygen
may suggest problems with the fluorescence yields [20] data, there are some risks as regards the accuracy of
used. These yields are of order 0.001 and directly that data if the detector is not adequately deiced. The
measured values are presumably subject to large uncer- alternative solution for light major elements in miner-
tainty. Willemsen and Kuiper [22] have reported meas- als is then to retain Be-window detectors and to adopt
urements of the K X-ray yields of N, 0, and F; they the conventional EPMA procedure of complementing
compared these to predictions of the BEA theory using aach observed element (Na, Mg, Al, . . . ) with oxygen as
the same fluorescence yields, and found large discrep- determined by its oxide stoichiometry; this ensures
ancies. When K-shell fluorescence yields deduced from proper matrix corrections.
experimental measurements of the complementary
Auger yields were used, the agreement between meas- 3.6. Specimens of finite thickness: use of backscattered
ured and predicted X-ray intensities was much better, protons
although there is still uncertainty due to possible ef-
fects of chemical bonding upon the wK values. All of The above discussion is predicated upon specimens
this emphasises that it is better to use standards as that are sufficiently thick to stop the proton beam or at
opposed to relying on the data base, with the proviso least to reduce its energy to a level at which X-ray
that there could even be differences in fluorescence production is negligible; this is typically 50 pm in our
yield between specimen and standard. geochernical work. However, if the beam penetrates

III. ANALYTICAL, METHODOLOGY


102 J.L. Campbell et al. / PIXE microanalysis of thick specimens

_”
4 6 6 10 12

ENERGY (keV)
Fig. 6. PIXE spectrum of a Cd,Hg,_,Te film deposited on an indium-tin-oxide coated glass substrate.

400 jc j” jca
BS
303

,” 250
:
I

c
3 200

0
” 150

‘..
:_ ., ... ,.., ..‘, ‘. .‘. ..

50

I ,_. ..’
0
1500.3 L750.0 2000.0 2250.0 2500.0 2750.0 3ooo.a

energy/ keV

energy/ keV r-
Fig. 7. Backscatter and PIXE spectra of a fly-ash particle [23].
J.L. Campbell et al. / PIXE microanalysis qf thick specimens 103

the specimen, then either the thickness or the emer-


gent energy is needed in order to compute ME. This
situation is best avoided, but use of a substrate that
emits an intense characteristic X-ray can provide a
solution. As an example, we have had to measure the
composition of multielement films deposited on glass
substrates and having unknown thickness. Fortunately
the high barium content of the glass results in the
presence of barium L X-rays in the spectrum, as shown
in fig. 6. The barium concentration is first determined
by analysis of the glass alone. Then a multilayer version
of GUPIX92 is used to process the spectrum from the
compound specimen. Different estimates of the film
thickness are made until one is obtained that repro-
duces the correct barium concentration in the sub- YI ,n
loo ““I ““““‘I “I ” ” ”
strate. The film element concentrations from that par- 10 15 20 25 30
ticular fit are then accepted. We develop this theme
further in section 5.
An alternative means of thickness measurement,
which simultaneously provides major element concen-
tration ratios is the spectroscopy of backscattered pro- 0
tons as demonstrated by Jaksic et al. [23]. While the
scattering is not pure Rutherfordian, there is a suffi- -10
1
cient data base of inelastic scattering cross-section to 10 15 20 25 30

enable the creation of a successful BS spectrum simu- ENERGY


lation program; this then provides quantitative meas- Fig. 8. Details of the fit to PIXE spectrum of pelletized
ures of thickness and of light element concentrations. CCU-1 reference material. The residuals are in units of one
The example we offer is that of a fly-ash particle shown standard deviation.
in fig. 7.

While some SRMs may be used directly (e.g. the


4. Trace element analysis: practical aspects NIST glass and the NlST Fe/Ni alloy mentioned ear-
lier), others exist in a form that is not immediately
We turn now to the more frequent application of amenable to PIXE use. An example is the CANMET
p-PIXE i.e. the determination of trace element con- reference copper concentrate CCU-1, which is a pow-
centrations in a known matrix. der mixture comprising 82% chalcopyrite, 9% pyrite,
9% sphalerite and a trace of pyrrhotite. Element con-
4.1. Trace element standards and homogeneity centrations are accurately known via an interlaboratory
analysis [24], in which atomic absorption of digested
The standardization approach embodied in eq. (4) samples was the main method. We took PIXE spectra
now demands a standard matrix of some general simi- from this material mixed with CFll cellulose (15%)
larity to the specimen, and containing each trace ele- and pressed under 25000 PSI to form pellets. To
ment of interest. compensate for expected inhomogeneity at the micron
These are various standard reference materials in level, the 10 ym wide beam was rastered over a 400 x
solid form which contain a suitably large number of 400 km area. The resulting PIXE spectrum, shown in
trace elements that one is able to interpolate with very fig. 8, shows the kind of problem that arises in such
little uncertainty for those missing. A degree of error standards. The fit, as judged by the residuals, is bad in
will be incurred in fitting the complex PIXE spectrum the pileup region of copper and zinc; as the microbeam
with many trace element contributions. The analysis of scans, it encounters “clumps” of zinc (i.e. sphalerite),
Rogers et al. 151 of the standard reference material causing a momentarily high count rate with excessive
NIST 610, a glass containing various rare earths, is a pileup. The “pileup element” method [25] used to fit
good example. Some authors will prefer to adopt the spectrum assumes constant count rate conditions;
standards in which there are fewer elements, and in it cannot cope with varying conditions. In a sequence
which the concentrations are at the minor as opposed of analyses of ten spots by this method, the error given
to the trace level, and to seek to supplement these with by the fitting program for major element concentra-
a reliable means of interpolation in Z. tions corresponded closely to the expected standard

III. ANALYTICAL METHODOLOGY


104 J.L. Campbell et al. / PIXE microanalysis of thick specimens

Table 3 Table 4
Variation in major element concentrations in pelletized X-ray intensity variation among ten replicate PIXE analyses
CCIJ-1 standard of synthetic pyrrhotites (Fess) containing trace elements at
0.1% concentration
Element Concentration [%I Standard deviation [%I
Internal External Beam spot diameter Standard deviation a [%I
[wnl Fe Cu Se Pd
Fe 30.80 0.36 2.4
cu 24.71 0.21 2.4 Standard A: Fe,S (Cu, Pd)
Zn 3.22 0.18 10.1 5x5 cTh 1.82 2.25 2.29
a, 0.29 1.84 2.10
50x50 uh 0.43 1.68 3.67
0.28 1.82 2.08
deviation from simple counting statistics. But the Standard B: Fe,S (Se, P:)
standard deviations for ten replicate measurements 5X5 "h 1.38 10.67 1.79
(see table 3) were considerably larger, and clearly sug- “e 0.27 1.27 2.48
gested a much greater heterogeneity for zinc than for 50X.50 uh 0.69 6.68 2.63
iron and copper. fie 0.27 1.22 2.44
Recognizing the need to homogenize geological a (TV= observed standard deviation, a, = expected standard
standard materials on the scale of the volume sampled deviation ( = square root of counts).
by the beam, Ryan et al. [26] fused US Geological
Survey rock standards to form glasses. In two cases
(BCR-1 and AGV-l), EPMA analysis demonstrated tion of heterogeneity. The GSP-1 material was
homogeneity in major and minor elements, but some markedly heterogeneous due to the distribution of
trace elements measured by p-PIXE at eight spots minute grains of zircon and quartz.
showed spreads in concentration more than twice the For these reasons we have preferred to conduct our
statistically expected range. The summed spectrum gave geochemical work with synthetic sulfide minerals pre-
concentrations that agreed to 1% on average with pared by CANMET [27]. But even these simple sys-
recommended values, lending credence to the observa- tems can be heterogeneous. Table 4 shows the varia-

(b)
105

ti
g lo4
iI
V
p: lo5
E

100 r IO0 t.
14 16 16 20 14 16 16 20

14 16 16 20 14 16 16 20

ENERGY ENERGY
Fig. 9. Details of fits to a zirconium PIXE spectrum: (a) no scattering step is included in the line shape, and yttrium is included in
the element list; (b) a scatter step is included.
J.L. Campbellet al. / PIXE microanalysisof thickspecimens 105

tion in X-ray intensity from ten separate beam spots on


two synthetic pyrrhotites (Fe,S), one containing 0.1%
each of Cu and Pd, and the other 0.1% each of Se and
Pd. The observed standard deviation crh is compared
with the value qe expected from conventional square
root containing error. In each case the iron is inhomo-
geneous at the 5 p,rn scale and this persists even with a
50 pm spot. The trace elements Cu and Pd are homo-
geneous at both scales, but the Se is markedly inhomo-
geneous. This demonstrates the need to check even
simple standards for inhomogeneity.
The multielement standards prepared by Ryan et al.
[26] have the attraction of providing standardization
across a wide range of atomic numbers; it is straight-
forward to interpret the X-ray yields rS7.@) for absent
elements, facilitating use of eq. (4). On the other hand
standards such as our synthetic sulfides, with rather
high concentrations of just one or two elements, pro- 105

vide spectra very quickly and fitting these should incur


very little error; but it is then necessary to have a
IO’
reliable interpolation scheme, an aspect we take up in
section 4.4 below.
10*
4.2. Instrumental effects

Most trace element work involves higher-Z trace 10Z


elements in a lower-2 matrix, although the archaeome-
try area provides notable exceptions where clever use
has been made of compound critical filtering to im- 10’

prove the peg-to-background ratio of low energy lines


in the presence of intense higher energy lines [28]. One
is typically working with X-rays in the energy range LO@L. 7 ’ , I
20 25 30
5-35 keV. The problem of intrinsic detector efficiency
becomes much more tractable than in the low energy ENERGY (kev)
region (see section 3.3). The intrinsic efficiency is es- Fig. 10. Fits to the PIXE spectrum of tin: (a) with no
sentially constant up to 15 keV and its falloff beyond Lorentzian contribution; (b) with a Lorentzian contribution
(r = 11.2 eV).
that is determined mainly by the silicon crystal thick-
ness, which may be accurately determined with conve-
nient radionuclide standard sources; depending on the
effort devoted to this task, & can be known with some not “see” chamber structures responsible for multiple
1% standard deviation. scattering. In fig. 9 we illustrate the need to describe
Two further instrumental effects merit attention. this Compton tail in fitting a zirconium metal spec-
Both relate to the detector line shape. At the low trum. If the tail is omitted and GUPIX is permitted to
X-ray energies discussed in section 3.5, the departure include yttrium in its element list, it generates an
of line shape from the hypothetical Gaussian form is a yttrium concentration around 450 ppm, which is spuri-
quasi-exponential low-energy tailing that arises from ous. This has necessitated careful attention to tail
loss of charge near the detector’s front surface. The description in our work on colour-banded zircons,
intrinsic effect decreases with increasing X-ray energy where yttrium may play a role in zone coloration.
and becomes negligible at 15 keV. At around 15 keV a The second issue is that of the intrinsic Lorentzian
different form of tailing sets in, this being extrinsic in shape of an X-ray line. In a special version of GUPIX
origin; it arises from Compton scattering of X-rays in we have introduced the option of convoluting the
the specimen and on nearby structures in the specimen Gaussian plus tailing line shape with this Lorentzian
chamber. In our experience these tails are quite well distribution to generate the Voigt function that truly
represented by truncated flat shelves, terminating at an represents the line in question. It has been customary
energy equal to the energy loss incurred in 180” scatter- in Si(Li) spectroscopy to neglect this effect entirely on
ing, provided the detector is collimated and thus does the grounds that ~rentzian widths are much smaller

III. ANALYTICAL METHODOLOGY


106 J.L. Campbellet al. / PIXE microanalysisof thick specimens

than typical detector resolution. The fits to a tin K .---/ / ,-._


X-ray spectrum in fig. 10 show that this neglect is not i
entirely justified even though the Lorentzian width of
11.2 eV is significantly less than the full width at half
maximum value of 300 eV. Fitting with Gaussian line
shapes causes a 2% underestimate of the I& line
intensity, as compared to using Voigtians. For zirco-
nium K,,, where the Lorentzian width is smaller, the
effect is 1%.
These Lorentzian effects probably do not justify in
routine analysis the computation time needed to prop-
erly represents the line shapes. But they should be
borne in mind as a source of small discrepancies.

4.3. The H due method


Fig. 11. H values measured for a well-characterized Si(Li)
We and others have found the following method
detector. The inverted triangles represent L X-ray data from
Nb, Ag, Sn using 0.75 MeV protons. The filled circles repre-
rapid and convenient in performing large numbers of
sent K X-ray data taken with proton energies of 0.75 MeV
analyses for trace elements in known or predetermined (Ti, Ni) and 3 MeV (Ni and higher-Z elements).
matrices. Rather than standardizing with many ele-
ments and cancelling IE as in eq. (4) we determine the
properties of any Si(Li) detector very carefully, so that of the instrumental constant in the X-ray fluorescence
the instrumental effects are accurately known, and analysis case can be found in ref. 1291.
then we rely on a standard containing only one or two There is in fig. 11 an indication of a slight decrease
trace elements. in H for the K X-rays of elements of Z > 40. This is
Returning to eq. (3) we first recognize that if sec- pursued in fig. 12, where K X-ray data were taken for a
ondary electron suppression is not perfect then Q may wide range of single-element standards using 3 MeV
merely be proportional to collected charge rather than protons and a different detector, whose 5 mm nominal
equal to it; alternatively Q may be measured indirectly thickness should ensure constant efficiency over a wide
e.g. by sampling beam particles scattered off a rotating range of X-ray energies. These results demonstrate the
vane: in each case some correction factor fQ should hazards of inadequate attention to IE. In fitting the K
multiply the measured quantity Q so that Qf, is the X-ray spectra with the GUPIX code, Compton tails
actual charge in FC. We combine the unknown fp and were neglected for the elements in the atomic number
the solid angle fl into an instrumental constant H that region 40 to 52, as were the effects of the finite
effectively characterizes the geometry and charge cali- Lorentzian linewidths. The data in the lower portion of
bration of the PIXE system. Thus the figure have had these effects incorporated, and
only now does H become a constant, as it should be.
I(Z) =~Q&,W,(-G Cz,,). (7) Obviously the simplicity of the H value method can
A measurement of I(Z) for a standard containing result in error if exploited naively.
concentration C, of a single element then provides a We observed that, at 3 MeV, L, X-rays give a
value for H, and this in principle standardizes the slightly but significantly different H value from that of
instrument for all elements. It is interesting to note K, X-rays, which presumably reflects errors in the
that this is precisely the same as the approach taken by ionization cross-section data base. We handle this in
Fei and Van Espen [29] in their recent work on quanti- GUPIX by the empirical manoeuvre of defining sepa-
tative analysis by X-ray fluorescence. rate parameters H, and H,. Finally in fig. 12 we
Fig. 11 shows H-values obtained in this way using observe that the falloff in the H, value at low 2 arises
pure single-element standards. Protons of 0.75 MeV because we have not yet characterized this particular
energy were used for K X-rays of nickel and titanium detector’s line shape at low photon energies. We han-
and L X-rays of niobium, silver and tin, and 3 MeV dle this in GUPIX by allowing both H, and H, to be
protons were used for K X-rays of nickel and higher-Z functions of X-ray energy; they are measured for a few
elements. Particular attention was paid to determining elements, stored in files, and GUPIX interpolates for
the efficiency and line shape of the Link Si(Li) detec- other elements as needed.
tor used [16]. The result indicates that the data base The above has shorn us that for K X-rays, H is
and the IE determination are reliable enough that a indeed a well-defined quantity for a particular set of
single element is indeed capable of providing the pa- targets, namely pure metal standards. With a much
rameter H. A similar demonstration of the constancy more limited set of synthetic sulfide minerals contain-
J.L. Campbell et al. / PIXE microanalysis of thick specimens 107

ing different trace elements we have also demonstrated Table 5


an acceptably well-defined H [27]. Our argument that H values measured a using metallic iron and iron sulfide

standards need not closely mimic specimens requires Hs Hi%


us to demonstrate that the same H value is obtained
Iron 0.0406+ 0.0002
for very different materials. Were we to find different Iron sulfide A 0.0410+ 0.0005 0.0403* + 0.0004
H values for metals and nonconducting targets, this - 0.0007
would suggest inadequate suppression of secondary Iron sulfide B 0.0404+ 0.0008 0.0395k 0.0008
electrons, and our arguments would fail on grounds of
a Each value is the mean of five measurements, with the error
imperfect charge measurement. To explore this we
representing the range of values.
measured H for metallic iron and for two carbon-
coated pyrrhotite (Fe,S) specimens using 3 MeV pro-
tons, with a 125 ym mylar X-ray absorber. As shown in
table 5, the H values were very consistent. This obser- a few standard elements suffice to define the slight
vation emphasises the university of the method. variation in H that results from an incomplete knowl-
In sum then, H, should be a constant for a well- edge of instrumental effects.
characterized system. Data base errors however de-
mand separate H, and HL values. If the detector
characterization is somewhat superficial, IE errors can 5. Multilayer specimens
be compensated for by permitting HK and H, to be
X-ray energy dependent. Taken to its extreme of With the standardization of homogeneous speci-
course, this argument would return us to the multiele- mens now rather well developed, there has recently
ment calibration implicit in eq. (4); but in practice only been increasing emphasis on more complex specimen
types and especially on those comprising several dis-
tinct layers each of which individually is homogeneous.
As a result k-PIXE has begun to supplement and
1.6
3 extend Rutherford backscattering of He ions, previ-
ously regarded as the ion beam technique of choice for
t
0 . J multilayer specimens.
8% l.*
z 1.4- . l * .
Rickards and Zironi [30] presented a detailed ana-
T+ . 0. lytic treatment of X-ray generation in a target compris-
x . .-
. .
. . . ing up to three layers each composed of one or ,more
defined elements. Given the layer thicknesses, which
are crucial in determining both the slowing down of
the proton and the attenuation of X-rays, they could
compute the intensity ratios of K, X-rays from ele-
ments in different layers. This necessitated computing
secondary fluorescence of an element in one layer by
10 15 20 25 X-rays emanating from a different layer, which was
Energy (keV) effected by an extension of the classical secondary
fluorescence formalism of Reuter et al. 1311.An appli-
cation that illustrated p-PIXE’s potential was determi-
nation of the thickness of a titanium film (0.02-2 rJ,m)
z
I . . deposited on a steel substrate. Fig. 13 demonstrates
e.*.., l ' . .. l*
," 1.4 .
'. . that at appropriate proton energies of a few hundred
:
x .
1 keV, a comparison of measured and predicted K,
X-ray intensity ratios provides the titanium thickness
with uncertainty of order 10%.
The sensitivity of this method derives from the
strong influence of the film thickness upon the sub-
strate X-ray intensity. Demortier [32] has also demon-
1.0 ~~~~‘~~~~I~~~,/~‘~‘I~~‘~I~~
0 5 10 15 20 25 strated this technique, his examples including films of
Fig. 12. H values for K, X-rays, measured using 3 MeV gold on copper, zinc on iron, and nickel on copper. In
protons. The upper data result from spectrum fits which the Zn/Fe case, for example a layer thickness range of
neglected both low-energy line shape distortion by Compton 2-35 pm corresponds to more than a hundredfold
scattering and the intrinsic Lorentiian linewidth. These ef- variation in the intensity ratio of Fe K, to Zn K, when
fects were included in computing the lower data set. 3 MeV protons are used, providing a sensitive thick-

III. ANALYTICAL METHODOLOGY


108 J.L. Campbell et al. / PIXE microanalysb of thick specimens

agreement with recommended concentrations when


used to analyze standard reference materials, and slight
differences in predictions relative to other treatments
supported our use of exact photoelectric cross-sections
as opposed to jump ratios. The modification used for a
keV
single “intermediate thickness” target was tested on
64% Fe/36% Ni foils of 10 km thickness. As table 1
shows, the results deviated slightly from expectation
until measured p/p values for NiKa in iron were
substituted into the GUPIX data base; then, as in the
thick target case, rather better agreement resulted.
The program was then extended to deal with secondary
fluorescence among multiple layers.
The resulting code incorporated in GUPIX92 then
provides (a> computation of X-ray yields from a multi-
layer structure; by comparison of measured intensity
,011
” I I I + ratios with these, layer thicknesses may be deduced; (b)
01 0.1 1.0 element concentration determination in one or more
layers which are distinct in their elements; this case
t, (mg /cm2) involves a least-squares fit of the spectrum in which the
Fig. 13. Calculated ratio Ti/Fe of K, X-ray intensities for a multilayer ME are the determinants of the intensity
Ti layer of thickness t1 on a steel substrate [30]. Proton ratios of lines for any given trace element. However, as
energies between 400 and 700 keV were used. The circles and suggested above, intelligent use of the code can render
crosses are measured points for two samples (the dashed lines
tractable problems that are too complex to treat in a
represent a different choice of ionization cross-sections in the
single run of the code.
data base).
As an example, we are currently analyzing nonstoi-
chiometric films of cadmium-mercury-telluride, thick-
ness unknown, deposited on a glass substrate, with an
ness measurement; RBS using the same protons can intervening layer of nonstoichiometric indium-tin-
only measure up to 15 Km. oxide whose thickness is unknown [34]. We take k-
The next degree of complexity is the elemental PIXE spectra of the L X-ray region using three targets
analysis of a buried layer. One example is the treat- viz. glass, glass + ITO, glass + IT0 + CMT, a typical
ment of fluid inclusions in materials of Ryan et al. [33]. spectrum of the complete structure, which is a solar
Here the major and trace element concentrations of cell, is in fig. 6; the corresponding H values are
the host matrix are determined by conventional PIXE. measured using single-element standards. As indicated
The depth and thickness of a buried layer i.e. a fluid earlier, the barium content of the glass provides a
inclusion are then determined by optical methods. means of determining the successive IT0 and CMT
When the beam is directed onto the inclusion, one has thicknesses. The ITO/glass spectrum is fitted using
an unknown layer at reasonably well-defined position different IT0 thicknesses until the correct Ba concen-
within a well-characterized host. Ryan et al. [33] used tration is produced; this provides the IT0 concentra-
the chlorine K,/K, ratio from aqueous inclusions tions. Then the process is repeated for the CMT/
containing 30% NaCl as a check on the optically deter- ITO/glass spectrum to determine the CMT thickness
mined depth. This method provides an accurate trace and concentrations.
element analysis of the buried layer. These various examples suggest that we can expect
The variety of multilayer problems precludes writ- to see an increasing number of specimens. of complex
ing a computer code that will deal with every case. But structure being analyzed quantitative by CL-PIXE,which
if the code user is willing to do some repetitive work, will also provide a check on homogeneity.
he can exploit p,-PIXE’s multilayer potential.
In extending GUPIX92 to cope with multiple layers
it was first necessary to modify our secondary fluores- Acknowledgements
cence formalism from the thick target case to the case
of a single target of “intermediate thickness”. Our This work was supported by the Natural Sciences
published treatment [8] built upon the classical treat- and Engineering Research Council of Canada. We
ment of Reuter et al. [31], avoided the hitherto used thank Dr. Louis Cabri for the CANMET synthetic
approximations regarding jump ratios at absorption sulfide standards and Dr. Gerald Czamanske for the
edges, and employed a modern data base. It gave good CCU-1 standards.
J.L. Campbell et al. / PIXE microanalysis of thick specimens 109

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III. ANALYTICAL METHODOLOGY

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