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DOI 10.1007/s00221-008-1495-5
RESEARCH ARTICLE
Received: 8 April 2008 / Accepted: 8 July 2008 / Published online: 29 July 2008
Ó Springer-Verlag 2008
Abstract Rehabilitation with augmented electrical stim- stimulation range, suggesting an increase in cortical excit-
ulation can enhance functional recovery after stroke, and ability. In contrast, neither the FES nor voluntary movement
cortical plasticity may play a role in this process. The alone had such an effect. These results suggest that the
purpose of this study was to compare the effects of three combination of voluntary effort and FES has greater
training paradigms on cortical excitability in healthy sub- potential to induce plasticity in the motor cortex and that
jects. Cortical excitability was evaluated by analysing the TFES might be a more effective approach in rehabilitation
input–output relationship between transcranial magnetic after stroke than FES or repetitive voluntary training alone.
stimulation intensity and motor evoked potentials (MEPs)
from the flexor muscles of the fingers. The study was per- Keywords Plasticity Motor cortical excitability
formed with 25 healthy volunteers who underwent 20-min Human Flexor Digitorum profundus
simulated therapy sessions of: (1) functional electrical Transcranial magnetic stimulation
stimulation (FES) of the finger flexors and extensors, (2)
voluntary movement (VOL) with sensory stimulation, and
(3) therapeutic FES (TFES) where the electrical stimulation Introduction
augmented voluntary activation. TFES training produced a
significant increase in MEP magnitude throughout the Cortical plasticity is now widely accepted to play a fun-
damental role in motor learning and neurorehabilitation.
Changes in cortical excitability can be used as an indicator
of cortical plasticity and has been shown to be associated
with motor re-learning (e.g. Jenkins and Merzenich 1987;
G. I. Barsi (&) D. B. Popovic T. Sinkjær M. J. Grey
Castro-Alamancos et al. 1992; Di Piero et al. 1992; Chae
Center for Sensory-Motor Interaction (SMI),
Department of Health Science and Technology, and Yu 1999; Ridding and Rothwell 1999). The excitability
Aalborg University, Fredrik Bajers Vej 7 D-3, of the cortical projections to a muscle involved in learning
9220 Aalborg, Denmark of a new motor task is increased during the learning pro-
e-mail: barsi@hst.aau.dk; barsi@miba.auc.dk
cess (Muellbacher et al. 2001). However, increased
D. B. Popovic excitability can also be caused by decreased inhibitory
Faculty of Electrical Engineering, University of Belgrade, activity, as suggested by Jacobs and Donoghue (1991).
Belgrade, Serbia Inhibitory circuitry may also have an important role in
plasticity by regulating correlative activity of cortical cells
I. M. Tarkka
Brain Research and Rehabilitation Center Neuron, based on spatial distribution (Ferster 2004).
Kuopio, Finland A growing body of research has demonstrated that
repetitive practice of a motor task combined with positive
M. J. Grey
feedback leads to reorganisation of the motor cortex (for
Departments of Neuroscience and Pharmacology and Exercise
and Sport Sciences, University of Copenhagen, Blegdamsvej 3b, recent reviews see Nudo 2003, 2007). Repetition of even a
The Panum Institute 22.3, 2200 Copenhagen, Denmark simple movement can produce changes in the motor
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58 Exp Brain Res (2008) 191:57–66
response evoked by transcranial magnetic stimulation the suppressed electromyography (EMG) activity that fol-
(TMS), leading to a transient reorganisation in motor lows a MEP evoked by TMS in actively contracting
connectivity (Classen et al. 1998). Changes in cortical muscle. The duration of the SP is used as an estimate of
excitability are further increased when performing tasks excitability of cortical inhibitory circuits (Cantello et al.
that require greater skill. Moreover, active involvement in 1992; Chen 2000; Siebner and Rothwell 2003; Seitz et al.
task performance leads to a substantial increase in cortical 2004).
excitability compared to non-skilful or passive training
(Perez et al. 2004).
Electrical stimulation of the periphery has been shown Methods
to lead to cortical reorganisation (Ridding and Rothwell
1999; Rossini and Pauri 2000) and/or change in cortical Subjects
excitability (Khaslavskaia et al. 2002; Knash et al. 2003).
Several recent studies have shown that peripheral electrical This study was performed in two experiments with a total
stimulation can facilitate motor learning (e.g. McDonnell of 25 healthy adults (18 male, 7 female; 21 right-handed, 4
and Ridding 2006) and lead to improvements in function left-handed; aged 21–38 years) with no known history of
following disability (e.g. Powell et al. 1999). neuromuscular disorder. All participants completed a
Functional electrical stimulation (FES) has been used as safety screen questionnaire (modified from Keel JC, July
a neuroprosthetic for several decades (for review see 2000), and provided informed written consent prior to their
Peckham and Knutson 2005). Recently, functional and participation. All experimental procedures were approved
clinical improvements have been observed with the thera- by the local ethics review board (Nordjyllands Amt, project
peutic application of FES whereby the stimulation was number VN-20010029MCH) and the experiments were
used to augment residual voluntary activation after stroke conducted in accordance with the Declaration of Helsinki.
(Popovic et al. 2003; Gritsenko and Prochazka 2004;
Popovic et al. 2004) and spinal cord injury (Popovic et al. Apparatus and instrumentation
2006; Thrasher et al. 2006). Therapeutic FES (TFES), the
combination of FES with voluntary training, synonymous The participants were seated comfortably in a chair with
with Functional Electrical Therapy (Popovic et al. 2002), the right forearm positioned mid-way between pronation
has produced changes in excitability of area of the motor and supination and supported by a padded armrest. The
cortex responsible for control of tibialis anterior (Kido elbow was held at *120°, and the wrist was supported.
Thompson and Stein 2004; Khaslavskaia and Sinkjær The fingers were free to move, allowing grasping and
2005), and the effect is greater than that of either electrical releasing of a 50-cl water bottle for hand grasp exercises.
stimulation or voluntary movement when performed sep- This position was maintained throughout the experiment.
arately. This suggests that TFES might be effective because
it strengthens corticospinal circuitry. Electrical muscle stimulation
The present study was motivated by the promising
clinical results that have been observed with therapeuti- The stimulation was applied with a commercial electrical
cally applied FES. Our aim was to investigate the changes stimulator (ActigripÒ, Neurodan A/S, Denmark) using
in cortical excitability produced by 20-min training ses- disposable self-adhesive surface electrodes (3.2 cm diam-
sions in healthy volunteers where grasp was generated by eter, round) with the cathodes positioned over the
(1) FES alone, (2) volitional muscle activity augmented respective motor points of finger flexor/extensor muscles:
with FES (simulated TFES), and (3) volitional (VOL) flexor digitorum profundus (FDP) and extensor digitorum
muscle activity alone. We hypothesised that TFES training communis (EDC). A common anode (4 cm 9 6.4 cm,
would increase the excitability of the finger flexor area of oval) was placed on the lateral surface of the forearm just
the motor cortex, and that the increase would be greater proximal to the wrist. The electrode positions were care-
than that induced by voluntary training or FES training. fully selected to ensure that finger extension/flexion
Changes in cortical excitability were determined by mea- movement was as natural as possible. The stimulation
suring the input–output relationship (stimulus-response pattern was designed to mimic activity of fingers typical of
curve) between transcranial magnetic stimuli and their slow grasping and releasing. The pulse duration, frequency,
corresponding motor evoked potentials (MEPs) (Devanne and amplitude (current) were set to minimise discomfort
et al. 1997; Ridding and Rothwell 1997). Changes in the during stimulation yet produce a finger flexion/extension
inhibitory circuitry were determined by measuring the movement that would allow the subject to grasp and hold a
duration of the cortical silent period (SP). The SP refers to 50-cl bottle of water without voluntary assistance.
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Exp Brain Res (2008) 191:57–66 59
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Exp Brain Res (2008) 191:57–66 61
by fitting this equation to the MEP data with a Marquardt– experiment 2, in this case TFES. The MEP magnitude
Levenberg non-linear least squares algorithm (Press et al. increased both with stimulation intensity and as a result of
1986). the training. The MEP onset latency decreased and the SP
increased with stimulation intensity only. Figure 3 illus-
Statistical analysis trates how the stimulus-response curves were constructed
from the recorded MEPs before and after training from the
The MT and the range of magnetic stimulation intensity same subject. Across all subjects the mean goodness of fit
necessary to produce a full stimulus-response curve from of the Boltzmann-sigmoid curves to the MEP data was
no response to maximum response were variable between r2 = 0.89 ± 0.08.
subjects. To overcome this issue the stimulation intensities
where normalised for each subject by setting the intensity Excitability of the cortical projections to the flexor
at 80% of the MT (expressed in %MSO) to 0% normalised muscles
stimulus intensity (NSI) and then setting the stimulation
intensity where the stimulus-response curve reached the In experiment 1 across all subjects (n = 11) the TFES
upper plateau (expressed in %MSO) to 100% NSI. training produced a mean increase of 15% in the MEP area
The upper plateau was reached at the lowest intensity across all stimulation intensities (61.62 ± 49.96%MEPmax
where the difference between the stimulus-response curve to 77.23 ± 70.41%MEPmax; P = 0.002) in the flexor
amplitude and MEPmax was not [0.5% of the maximum muscles (Fig. 4a). FES training showed a similar trend with
height of the curve: an increase in MEP magnitude of 8% (69.84 ±
ðMEPmax MEPmin Þ 0:005 MEPmax SRðI Þ: 54.08%MEPmax to 78.47 ± 64.23%MEPmax; P = 0.079),
but it did not reach significance. In contrast, VOL training
The MEPs were plotted against NSI. All statistical tests decreased the MEP magnitude by 7% (64.89 ± 55.43%
involving MEPs were conducted on this data set. MEPmax to 57.47 ± 51.00%MEPmax; P = 0.007). The
MEP onset latency and SP duration data were normally two-way rmANOVA revealed a significant session effect
distributed. MEP and Mmax data were lognormally dis- (P \ 0.001) and interaction effect (P \ 0.001), with no
tributed and significance is reported based on log- significant effect of time (P = 0.291). Scheffé’s multiple
transformed values. All statistical tests were considered comparison test indicated that MEP magnitudes were sig-
significant at an alpha level of 0.05. Results are reported as nificantly bigger for both TFES and FES training compared
mean ± 1 standard deviation. with MEP magnitudes with VOL training (P \ 0.05).
In order to determine if there was a training effect on the In experiment 2 (Fig. 4b) across all subjects (n = 9)
excitability of the cortical projections to the target muscle TFES training produced a 19% increase in the magnitude
(MEP data), the cortical inhibitory circuits (MEP onset of the FDP MEP (63.50 ± 37.14%MEPmax to 82.92 ±
latency and SP data), and the periphery (Mmax data) one-way 57.25%MEPmax; P \ 0.001). Neither FES training
repeated measures analysis of variance (rmANOVA; time) (56.81 ± 36.62%MEPmax to 60.76 ± 45.10%MEPmax;
were used for each training paradigm (FES, TFES, VOL). A P = 0.628) nor VOL training (64.06 ± 37.59%MEPmax to
two-way rmANOVA (session 9 time) with Scheffé’s mul- 65.67 ± 49.52%MEPmax; P = 0.115) produced significant
tiple comparison was used to test for differences between the changes in the FDP MEP magnitude. Similar to experiment
effects of the three training paradigms. MEP data were 1, the two-way rmANOVA revealed significant session
tested separately for experiment 1 and 2. MEP onset latency (P = 0.009) and interaction (P \ 0.001) effects with no
and SP data were tested only for experiment 2. Mmax data significant time effect (P = 0.097). The Scheffé’s multiple
were pooled together for experiment 1 and 2. comparison test indicated that MEP magnitudes for TFES
training were significantly greater than for FES training
(P \ 0.05).
Results
MEP onset latency and silent period
Figure 1 illustrates the hand grasp kinematics for a repre-
sentative subject undergoing the FES, TFES, and VOL In experiment 2 all subjects (n = 9) were asked to keep their
training sessions. While there is some trial-to-trial vari- finger flexor muscles contracted at a constant level of 5%
ability within all three training paradigms, the finger MVC during TMS data acquisition. MEP onset latencies and
flexion/extension excursion was always within similar SP were analysed to investigate modulation of cortical
range. Figure 2 shows an example of unprocessed flexor inhibitory circuits due to training. Both the MEP onset
EMG record from one subject at three different stimulation latency and SP showed linear relationship with TMS stim-
intensities before and after a single training session in ulation intensity (MEP onset latency: r2 = 0.99 ± 0.003,
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SP: r2 = 0.97 ± 0.021). The MEP onset latency decreased P = 0.578), and VOL (139.24 ± 42.18 ms to 135.84 ±
and the SP increased with increasing stimulation intensities. 45.63 ms; P = 0.151) were all similar (Fig. 5b). The two-
Across all subjects, the FES and TFES training caused the way rmANOVA revealed no significant session effect
mean MEP onset latency to increase by 0.29 ms (P = 0.477), time effect (P = 0.893), or interaction effect
(15.55 ± 1.69 ms to 15.84 ± 2.64 ms; P = 0.004) and (P = 0.064). The SP was not affected by any of the three
0.33 ms (15.8 ± 1.35 ms to 16.14 ± 1.51 ms; P \ 0.001) training paradigms.
on average (Fig. 5a). VOL had no effect on the mean MEP
onset latency (16.03 ± 1.42 ms to 16.03 ± 1.44 ms; Peripheral M-wave
P = 0.424). The two-way rmANOVA revealed a significant
session effect (P \ 0.001), time effect (P \ 0.001) and Peripheral electrical stimulation evoked M-wave areas
interaction effect (P = 0.012). The Scheffé’s multiple were decreased after FES and TFES by 15% (17.08 ±
comparison test indicated that MEP latencies were signifi- 7.63 mVms to 14.81 ± 6.89 mVms; P = 0.027) and
cantly longer for FES training compared with MEP latencies 17% (17.08 ± 7.65 mVms to 14.57 ± 7.13 mVms;
with TFES and VOL training (P \ 0.05). The average SP in P = 0.003) respectively. VOL also showed similar
FES (134.33 ± 48.91 ms to 138.01 ± 45.77 ms; P = trend (7% decrease; 16.49 ± 6.71 mVms to 15.37 ±
0.113), TFES (139.37 ± 45.57 ms to 137.04 ± 48.65 ms; 5.8 mVms; P = 0.252), but it was not statistically
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Exp Brain Res (2008) 191:57–66 63
Discussion
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64 Exp Brain Res (2008) 191:57–66
as the stimulating coil is moved away from the optimal remained unchanged after non-skilled or passive training.
position (Fuhr et al. 1991), we took extraordinary precau- However, the afferent input from the electrical stimulation
tion to fix the coil position and orientation relative to the of the periphery can influence the excitability of corre-
head throughout the experiments. MEP onset latency is sponding motor areas (e.g. Ridding et al. 2000; Knash et al.
also affected by fatigue. For example, Taylor et al. (1999) 2003; Khaslavskaia and Sinkjær 2005).
reported a mean increase in onset latency of 0.7 ms during The primary goal of the present study was to investigate
a sustained fatiguing contraction of the biceps brachii if one session of upper-limb TFES produced measurable
muscle, and Andersen et al. (2003) reported a 1 ms changes in cortical excitability of the target muscles, and
increase after a sustained fatiguing contraction of the thus our training paradigms were designed to mimic the
abductor digiti minimi which was followed by a fast therapy applied for the affected upper-limb after stroke.
recovery (*30 s) after completion of the task. Our data The effect of more refined electrical stimulation, closer to
shows longer lasting ([5 min) increase of MEP onset our TFES, was studied by Kido Thompson and Stein
latency, yet it is unlikely that this small increase in latency (2004). They applied electrical stimulation to the common
affected the outcome of the study. peroneal nerve during the swing phase of walking in
healthy volunteers (such as in FES to alleviate drop-foot
Effect of motor training on cortical excitability symptoms). Their intervention facilitated the MEPs of the
tibialis anterior, which they interpreted as evidence for
The VOL training paradigm used in the present study did increased cortical excitability. Their data, as well as ours,
not increase excitability of the cortical projections to the showed no changes in SP duration. It is likely that cortical
finger flexor muscles. Grasping and releasing are trivial facilitatory and inhibitory circuits respond differently to
hand functions for healthy young adults and, therefore, it FES if the stimulation is presented as an augmentation of
would be highly unlikely if the subjects learned a new motor voluntary activation as opposed to FES alone.
skill. Similarly, our FES training paradigm was insufficient
to produce an increase in excitability. Our subjects were Methodological considerations
instructed to relax during FES training to passively endure
the electrical stimulation. These results correspond to the The participants had control over the initiation of the muscle
finding of Perez et al. (2004), who showed that cortical stimulation sequence during the training sessions. Before the
excitability increased after short-term skilful training, yet first training session the subjects practised the stimulation
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Exp Brain Res (2008) 191:57–66 65
and exercise. Here, some emphasis was placed on the pace of frequencies after TFES and VOL (in both cases P \ 0.001,
the training and consistency in the movements. While the one-way rmANOVA), and showed similar, but statistically
actual experiment was self-paced, all subjects performed at a insignificant, trend after FES (P = 0.16). This suggests the
similar pace resulting in *130–140 movement cycles dur- muscles may have been fatigued following the training.
ing the 20-min exercise period. Similarly, the movement However, the duration of pre-trigger EMG was only 50 ms
range was alike in all sessions (see Fig. 1). (200 data points at 4 kHz sampling rate) and this is probably
In contrast with the older population of stroke survivors insufficient to reliably determine the level of fatigue. Thus
who undergo rehabilitation training, our subjects were we cannot exclude fatigue as a confounding factor and the
young healthy adults. Age affects both motor performance effect of muscle fatigue on the MEP in this context requires
(e.g. Smith et al. 1999) and motor cortex excitability further investigation.
(Oliviero et al. 2006), thus elderly stroke survivors might
be expected to have different responses to our training Implications for rehabilitation
paradigms. A specific clinical study is needed to investigate
this possibility further. Electrical stimulation of a motor nerve through surface
Due to technical failure, we used different magnetic electrodes produces a muscle contraction and a barrage of
stimulators for the two experiments. The Magstim 200 used cutaneous and proprioceptive afferent feedback. These
in experiment 2 has a longer recharge time than does the diverse, yet highly correlated inputs to the CNS may play a
Magstim Rapid2, thus the inter-stimulus interval had to be crucial role in multimodal integration, especially when
increased. To maintain a similar assessment time between they coincide with voluntary movement or the intent to
the two experiments, the number of pulses used to con- move. This interaction may enhance CNS plasticity and
struct the stimulus-response curves was decreased, and the facilitate motor rehabilitation after a CNS injury.
range of stimulation intensities was tailored to the indi- Based on the results of our study we suggest that the
vidual responses of the subjects while the increments were combination of voluntary effort and FES has a greater
reduced by 1%. Despite the change of magnetic stimula- potential to induce motor cortex plasticity than does elec-
tors, the same magnetic coil was used in both experiments. trical stimulation or voluntary training alone. Therefore,
Nevertheless, the two stimulators do produce different the present study suggests that the therapeutic application
magnetic fields (Magstim Rapid2—biphasic field, Magstim of FES may be a more effective approach to stroke reha-
200—monophasic field) and the Magstim 200 produces a bilitation than either FES or repetitive voluntary training.
stronger field than does the Magstim Rapid2 for the same
percent of maximum stimulator output. The different field Acknowledgements The authors wish to thank the participants of
strength between the two stimulators was overcome by the study and the personnel of the Centre of Sensory-Motor Interac-
tion, Aalborg University, for their help during the study. This study
normalising the stimulation intensities. Most importantly,
was supported by grants from the Danish National Research Foun-
the MEPs produced in the two experiments should be dation and Det Obelske Familiefond.
compared separately; it is not meaningful to compare the
MEPs directly between the two experiments. These dif-
ferences have no bearing on the outcome of the study. References
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