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Chapter 8

Biological Safety of Diagnostic Sonography


Dev Maulik

Introduction challenge by careful practice and through continuing


education. The scientific community remains divided
Diagnostic insonation is generally considered to be on the issue of continuing the current upper limits of
safe during pregnancy as cumulative experience and acoustic power output imposed by the FDA as exem-
epidemiological investigations have failed to demon- plified by the recent educational debate organized by
strate any causally related adverse effects in the ex- the American Institute of Ultrasound in Medicine
posed population since its introduction over 40 years (AIUM) where arguments in favor of removing the
ago. Over the decades prenatal utilization of diagnos- limits were counterbalanced by continuing concerns
tic ultrasonography has continued to expand [1]. Ac- and uncertainties regarding safety [5].
cording to the National Vital Statistics, approximately Any absolute assurance on the safety of embryonic
2.7 million mothers comprising 68% of those who and fetal exposure to diagnostic ultrasound remains
had live births were exposed to diagnostic ultrasound unattainable because of the continuing possibility that
in 2002 in the United States [2]. This represents a a rare or as yet unknown risk may be present from
42% increase since 1989 when about 50% of the prenatal exposure. However, if biosafety implies the
mothers with live births underwent sonographic absence of any recognizable adverse effects, then di-
scanning. Such a magnitude of exposure requires agnostic ultrasound can surely be considered safe.
continuing concern regarding its safety as it has long Furthermore, the theoretical question of hazards
been recognized that ultrasound exposure can affect from any potential bioeffects must be considered
biological systems under certain circumstances. against the benefits that this diagnostic modality of-
The conventional wisdom has held until recently fers for optimizing patient care and the risks related
that the intensity and other acoustic features of diag- to refraining from indicated use.
nostic insonation are insufficient to trigger the Extensively updated to address these complex is-
known physical mechanisms for bioeffects. This con- sues, this chapter presents a concise review of the
tention has been challenged by theoretical considera- safe use of Doppler sonography in pregnancy and in-
tions and experimental findings which suggest that cludes the following: the acoustic output of diagnostic
such exposure may potentially exert bioeffects, espe- ultrasound devices and its regulation; the known
cially tissue heating which may possibly lead to dele- physical mechanisms of interaction between ultra-
terious consequences. In 1997, further concerns were sound and biological systems; the bioeffects observed
raised when regulatory changes in the United States under experimental circumstances; and the current
allowed the Food and Drug Administration (FDA) to epidemiological evidence regarding its safety. The
give market approval for obstetrical diagnostic ultra- chapter also recommends guidelines for the safe use
sound devices with significantly increased overall of Doppler ultrasound drawing liberally from the cur-
upper limits of acoustic energy output (spatial peak rent reports and guidelines developed by the various
temporal average intensity of 720 mW/cm2) provided societies and agencies including the following: the
that these devices incorporated an acoustic power National Council on Radiation Protection and Mea-
output display (see below). Even this limit can be sur- surements (NCRP) [6], the American Institute of Ul-
passed under certain operational conditions, espe- trasound in Medicine (AIUM) [7], the International
cially during Doppler color flow imaging [3, 4]. Perinatal Doppler Society (IPDS) [8], the European
Moreover, unlike the United States, most countries do Federation of Societies for Ultrasound in Medicine
not regulate acoustic output of diagnostic ultrasound and Biology (EFSUMB) [9], and the World Federation
instruments which therefore can be equipped with of Societies for Ultrasound in Medicine and Biology
unrestrained acoustic power. This relaxed regulatory (WFSUMB) [10].
policy significantly shifts the responsibility for the
safe use of diagnostic ultrasound to sonographers
and sonologists who are obliged to respond to this
96 D. Maulik

Acoustic Output of Diagnostic imply an actual rise of 2 8C in the insonated tissue.


There are three tissue-specific thermal indices:
Ultrasound Devices ± TIS = Thermal index for soft tissue is concerned
and Its Regulation with temperature rise within homogeneous soft
tissue.
A central issue in the safe use of diagnostic ultra- ± TIB = Thermal index bone is related to tempera-
sound is the power output of the instruments. By en- ture elevation in bone at or near the focus of
acting the Medical Devices Amendment to the US the beam.
Food, Drug and Cosmetic Act on May 28, 1976, the ± TIC = Thermal index cranial bone indicates tem-
United States Congress empowered the FDA to con- perature increase of bone at or near the surface,
trol the output limits to the devices through the man- such as during a cranial examination.
datory premarketing approval process. The approval n The MI is also a dimensionless quantity and is de-
was based on the manufacturers' ability to demon- rived from the peak rarefactional pressure at the
strate substantial equivalence of each new device in point of the maximal intensity divided by the
safety and efficacy to diagnostic ultrasound devices square root of the center frequency of the pulse
on the market prior to the enactment date. The prin- bandwidth. It is an indicator of potential nonther-
ciple of substantial equivalence in safety was based mal bioeffects, especially those that are cavitation-
on the assumption that the pre-enactment devices related. According to the FDA, the MI may range
were safe and was supported by the available scientif- up to 1.9 except for ophthalmic usage. The higher
ic data which provided no evidence of independently the value of MI, the higher the risk of a mechani-
confirmed adverse significant biological effects in cal effect.
mammalian tissue exposed in vivo to ISPTA below 100
mW/cm2 [11]. In 1985, the FDA introduced the appli- The relevance and practical utilization of the indices
cation specific output standards of substantial equiva- for safe use of diagnostic sonography are further dis-
lence covering four areas of use: cardiac, peripheral cussed later.
vascular, fetal imaging and other, and ophthalmic. In
the early 1990s, based on an NCRP technical report
called the Output Display Standard (ODS) [12], the Mechanisms of Bioeffects
AIUM and the National Electrical Manufacturers As-
sociation (NEMA) led an initiative to increase the in- Any review of bioeffects of ultrasound must include
tensity in exchange for on-screen labeling which re- considerations of the known mechanisms by which
sulted in a modification of the existing regulation by propagating ultrasound reacts with biological sys-
the FDA. The track 3 option allows devices to in- tems. The following effects are currently recognized:
crease the overall maximum output limit to 720 mW/ 1. Thermal effects which are mediated by insonation-
cm2 provided they incorporate the ODS [13]. Equip- induced tissue heating
ments used in ophthalmology were exempted. The 2. Nonthermal or mechanical effects which include
track 3 devices can have a substantial increase in the those not related to heat generation.
power output and it is the responsibility of the sono-
grapher to use the display to limit the intensity of fe- The thermal and the mechanical effects of diagnostic
tal exposure. Given the potential for adverse effects, acoustic exposure and their relevance for the safety
the need for user education and training in this area of Doppler ultrasound usage are further discussed be-
can not be overstressed. This provides a compelling low.
rationale for this chapter.
The ODS consists of two risk indicators, a thermal
index (TI) for thermal bioeffects, and a mechanical Thermal Effects
index (MI) for nonthermal bioeffects [12]. The TI
was further refined in 1998 adding three tissue-spe- As a beam of ultrasound propagates through a tissue
cific TI models [14]. These are further described be- medium, a portion of its energy is absorbed and con-
low: verted to heat because the frictional forces in the me-
n The TI is the ratio of total acoustic power to the dium oppose the ultrasound-related molecular oscilla-
acoustic power that would be required to raise tions. The rate of temperature elevation in the inso-
temperature by 1 8C for a specific tissue model. As nated tissue is determined by the balance between
a ratio it is dimensionless and provides an esti- the rates of heat production and of heat dissipation.
mate of maximum temperature rise rather than the The rate of heat generation depends on the character-
actual increase. Thus a TI of 2 indicates a higher istics of the transmitted ultrasound and the tissue
temperature elevation than a TI of 1, but does not medium [15].
a Chapter 8 Biological Safety of Diagnostic Sonography 97

Acoustic Characteristics e. Pulse length (also known as the pulse duration or


burst length): This directly affects ISPTA. This is
Generation of heat in the insonated tissue depends relevant for using the pulsed Doppler mode, as a
essentially on the power and intensity of the ultra- larger Doppler sample volume will increase pulse
sound. Several acoustic features are involved in this duration which will increase the intensity. The
process including the following: pulse length is also greater in color flow Doppler
a. Acoustic power: The most relevant power parame- than in B-mode imaging.
ter for thermal bioeffect is the spatial-peak tem- f. Dwell time: This refers to the duration of ultra-
poral-average intensity (ISPTA) which, as discussed sound exposure. The longer the dwell time, the
in Chap. 2, is the highest time-averaged acoustic greater the thermal effect. During most fetal exam-
intensity at any point in the field. The output in- inations the operator moves the transducer
tensity varies with the application-specific default around, thereby reducing the duration of exposure
settings such as fetal, cardiac, or peripheral vascu- in a given location. In using unscanned modes
lar investigations. The operator can supersede such such as spectral Doppler interrogation of the mid-
regulations in choosing the mode. Most devices dle cerebral artery, one needs to reduce the scan
provide a control for altering the power output. time deliberately because of the greater risk of
Caution must be exercised in increasing the power thermal effect in this specific instance.
indiscriminately as most obstetrical ultrasound ex- g. Write zoom: In this function, where the image is
aminations can be performed efficiently with the magnified by rescanning a smaller area of interest
acoustic power set well below the regulatory limits. in the image plane with more scan lines, the inso-
These issues will be discussed again. nated tissue is exposed to a higher concentration
b. Focus: The ISPTA increases with focusing, which of acoustic intensity. Moreover, using the write
concentrates the power in a small area, causing zoom box at a greater depth will lead to an even
higher intensities and increasing the potential for higher intensity as this requires a larger aperture
heating. Most diagnostic instruments employ a fo- involving more transducer elements emitting more
cused beam in order to enhance lateral resolution power. This is especially applicable to the color
and directionality. flow Doppler color box function where a narrower
c. Scanning vs stationary beam: The ISPTA intensity is and deeper color box will increase the intensity
affected by whether the ultrasound device utilizes and the risk of temperature elevation. This risk is
a scanning or a stationary beam. In the scanning enhanced when color flow Doppler is used along
ultrasound modes, which include B-mode and col- with spectral pulsed Doppler in the duplex mode.
or flow Doppler imaging, the moving beam tempo- h. Transducer frequency: Higher frequency ultra-
rally distributes the acoustic energy over a wide sound is more avidly absorbed by tissues, increas-
volume of tissue in the scanned area and thus ing the risk of heating. As higher frequency limits
minimizes the risk of tissue heating. In the station- the depth of penetration, heating is restricted to
ary ultrasound modes, which include spectral the superficial tissues close to the transducer.
Doppler and M-mode, the acoustic power is con- Moreover, suboptimal depth resolution in this case
centrated linearly along the static ultrasound beam may prompt the user to increase the power output,
axis, depositing acoustic energy in a significantly which may contribute to tissue heating.
smaller volume of tissue for the duration of expo- i. The nonlinearity of ultrasound propagation: In
sure. In this scenario, the highest elevation of tem- ultrasound pulses, especially the high amplitude
perature is encountered along the beam axis be- waves, the compression in the wave propagates
tween the surface and proximal to the focal point, faster than the rarefaction, resulting in distortion
and its location is near the surface if the focal in the waveform so that the peak of the wave fol-
length is long and adjacent to the focal point if the lows the trough very closely. With the compression
focal length is short. following the rarefaction very quickly, shock and
d. Pulse repetition frequency (PRF): The higher the harmonic components of higher frequencies are
PRF, the greater the temporal average intensity. generated. This phenomenon is impeded in tissue
The PRF is under the user control, but can change with higher attenuation such as bone and is facili-
automatically interactively with other controls such tated in tissue with lower attenuation such as am-
as the focal range. Increasing the focal range may niotic fluid or even neural tissue. The higher fre-
automatically elevate the PRF. In spectral pulsed quency may lead to significant absorption of en-
Doppler and color Doppler modes, the PRF is in- ergy and conversion to heat. Although such ther-
creased to eliminate aliasing which can result in mal effects have not been demonstrated in the fe-
increased ISPTA. tus, the potential exists, especially when ultra-
sound of higher amplitudes propagating through a
98 D. Maulik

fluid media develops shock waves with high-fre- ing the temporal threshold for thermal effect by a
quency harmonics before entering soft-tissue me- factor of 2 [19]. As discussed by Duck [20], these
dia. considerations, especially the exponentially decreas-
ing temporal threshold for producing thermal injury
Tissue Characteristics for Thermal Effect with the increasing acoustic power, assist in defining
the safe upper limits of power. For example, if inso-
Ultrasound-induced tissue heating is determined by nation with an acoustic power equivalent to a TI of
the balance between heat generation and heat loss 6.0 raises tissue temperature to 43 8C, and thermal in-
(Fig. 8.1). The ultrasound-induced temperature in- jury occurs after 30 min of such exposure, doubling
crease in biological tissue depends on the inherent that acoustic power will markedly reduce the time
acoustic properties of the tissue that determine heat threshold to only 30 s. This theoretical scenario is
generation. These include its acoustic impedance and based on the available experimental evidence and
the attenuation and absorption of the sound in the theoretical analyses. The practical implications are
tissue which leads to conversion of sound energy to further considered below. As many currently mar-
thermal energy. The degree of ultrasound-induced keted devices are capable of producing a TI of 6.0
temperature is directly related to the absorption coef- [21], great caution should be exercised in using such
ficient of the tissue [16, 17]. The actual temperature instruments.
elevation is also dependent on the factors that control
dissipation of heat in the tissue and include tissue
perfusion and thermal conduction and diffusion. The
Experimental Evidence of Thermal Effects
impact of tissue heating depends on the mechanisms Because of the importance of thermal injury in any
that control cellular response to heating, the specific consideration of ultrasound biosafety and the poten-
types of tissue, and the anatomic configuration, such tial of temperature elevation from the current genera-
as proximity to bone. These are discussed below. tion of ultrasound diagnostic devices especially with
spectral pulsed Doppler applications, thermal effects
Cellular Response to Heating, have been extensively investigated. Animal studies
have demonstrated that embryonic and fetal tissues
Acoustic Power, and Temporal Threshold
are more prone to thermal injury during organogen-
The cellular and tissue response to hyperthermia has esis with rapidly replicating and differentiating cells
been extensively investigated in relation to cancer [22]. Furthermore, germ cells in the fetal gonads,
therapy. Cells and tissues differ in their response to especially the testes, continue to be vulnerable to
heat. Nonlethal temperature elevation induces cells to temperature elevation; this may compromise future
mobilize defensive mechanisms constituting what is fertility. Hyperthermia is a proven teratogen and ther-
known as the heat-shock response. The response es- mal teratogenesis is threshold dependent [23]. The
sentially involves induction of genes that encode a spectrum of thermal teratogenic effects include abor-
spectrum of protective proteins known as heat-shock tion, neural tube defects, decreased brain growth, an-
proteins (HSP) [18]. The dominant group in euka- ophthalmia, cataracts, cleft lip and cleft palate, and
ryotic cells is the HSP70 family although other HSP heart, skeletal, spinal, vertebral, and dental defects
families are also involved. Nonlethal temperature ele- [17].
vations above the normal induce synthesis of the However, extrapolating experimental findings to
HSPs which then act as molecular chaperones and clinical situations remains challenging. It is difficult
prevent protein denaturation or aggregation. These to justify that experimental conditions such as whole-
protective mechanisms, however, become rapidly inef- body heating are applicable to the circumstances of
fective if the tissue temperature exceeds 43 8C. Be- clinical diagnostic ultrasound. Nevertheless, these
yond this threshold the duration and the magnitude data help to define boundary conditions of safe use.
of temperature elevation determine the thermal in- For exposures lasting up to 50 h, no significant bio-
jury, with each degree of temperature elevation reduc- logical effects have been observed when temperature

Fig. 8.1. Factors contributing to the


thermal effect of ultrasound in a tis-
sue medium
a Chapter 8 Biological Safety of Diagnostic Sonography 99

elevation does not exceed 1.5 8C above the normal brain, whereas a temperature increase of up to 1.5 8C
core temperature. Most evidence shows that develop- for 120 s does not elicit measurable electrophysiologi-
mental injury requires a temperature rise of at least cal responses in the fetal brain.
1.5 8C. Above this threshold, teratogenic effects are In contrast to the above findings, others have
determined by the magnitude of the temperature rise failed to note any significant temperature elevation in
and its duration. For temperature increases of 4 8C animal models. Stone and associates [28] conducted
and 6 8C above normal, the respective limits for the investigations on the heating effects of pulsed Dop-
duration are 16 min and 1 min. The lowest tempera- pler ultrasound on fetal brain tissue in dead and live
ture value for consistent teratogenesis in mammals animals. Whereas tissue heating was observed at the
has been reported to be 41.5 8C [24]. skull bone-to-brain interface in the dead lamb brain,
minimal or no temperature elevation was observed in
Acoustic Heating of Fetal Bones live lambs. Tarantal and colleagues [24] investigated
in vivo temperature elevations in gravid primates
Mineralized bone has the highest coefficient, 10 dB/ (macaques) measured intracranially or at the muscle-
cm ´ MHz, and therefore the highest likelihood of bone interface consequent to imaging and pulsed
thermal effect. Mineralization and ossification of fetal Doppler ultrasonic exposure. This study is one of the
bones begins in the 12th week of pregnancy and pro- very few reports on pulsed Doppler exposure. Utiliz-
gresses with advancing gestation. Drewniak and as- ing a commercial ultrasound instrument and with
sociates [25] studied the effect of progressive ossifica- varying duration of insonation involving the imaging
tion with advancing gestation on ultrasound-induced and the pulsed Doppler mode, the highest tempera-
heat generation in human fetal femur ex utero. By 15 ture elevation observed was 0.6 8C. Both the reports
weeks of pregnancy, the rate of temperature rise in suggest that the presence of tissue perfusion in a liv-
the bone was 30 times greater than that in the soft ing animal may play a protective role by dissipating
tissue. the heat.
A rare report involving direct thermocouple re-
Acoustic Heating of Fetal Brain cording of intracranial temperature in a neurosurgical
patient during color transcranial Doppler ultrasound
The average absorption coefficient for neural tissue is for 30 min failed to demonstrate any temperature ele-
0.2 dB/cm ´ MHz. Despite its low absorption coeffici- vation either in the brain parenchyma or at the bone/
ent, the fetal central nervous system being enclosed soft tissue interface [29]. A 2.5-MHz transducer was
in the skull and the spinal canal vertebrae is vulner- used with the Doppler mode power settings at SPTA
able to bone-related heating. Similar risks may also of 2,132 mW/cm2 and a maximum power of
exist for other structures lying close to bone, such as 149.3 mW. The ipsilateral tympanic temperature rose
the pituitary gland or the hypothalamus. However, by 0.06 8C, indicating an overall increase in brain
there is conflicting evidence on the actual risk of temperature.
brain heating from insonation.
Bosward et al. [26] noted in fresh and formalin- Clinical Significance
fixed fetal guinea-pig brains a mean temperature ele- of the Ultrasound Thermal Effects
vation of 5.2 8C following a 2-min insonation with
ISPTA of 2.9 W/cm2 with a stationary beam in a tank Although ultrasound exposure carries the potential
containing water at 38 8C. The greatest temperature for tissue heating, there is no clinical evidence of
rise in brain tissue occurred close to the bone and thermal injury to the human fetus from diagnostic
correlated with both gestational age and progression insonation. However, as theoretical risks exist, one
in bone development. Barnett [27] has recently re- must exercise caution especially in using spectral
viewed the experimental evidence regarding brain pulsed Doppler ultrasound. The ability of the human
temperature elevation and concluded that insonation- body to tolerate limited temperature elevations with-
induced intracranial heating increases with gesta- out any harm is well known. In healthy humans, vari-
tional age concomitant with progressive fetal bone ations in the body temperature occur under different
development. Pulsed spectral Doppler ultrasound can physiological circumstances such as during physical
produce a biologically significant temperature rise in exercise. However, febrile illnesses may increase the
the fetal brain with approximately 75% of the maxi- risk enough for extra caution. The fetus is dependent
mum heating occurring within 30 s. Brain blood flow on the mother for heat dissipation mostly through
does not significantly impact heating induced by ex- the placental circulation and to some extent across
posure to a narrow focused ultrasound beam. An in- the fetal skin and amniotic fluid to maternal tissues
sonation-induced temperature rise of 4 8C sustained and circulation [30]. The fetus is warmer than the
for 5 min leads to irreversible injury to the fetal mother [31]. Fetal skin temperature has been shown
100 D. Maulik

on average 0.23 8C above the temperature of the uter- equipment has the potential to produce biologi-
ine wall [32] and fetal core temperature is 0.75 8C cally significant temperature rises, specifically at
above its skin temperature [33]. bone/soft tissue interfaces. The effects of elevated
Miller and Ziskin [23] suggested that the probabil- temperatures may be minimised by keeping the
ity of any measurable bioeffects from diagnostic inso- time for which the beam passes through any one
nation is minimal or nonexistent if the maximum point in tissue as short as possible. Where output
temperature rise remains 2 8C or less in an afebrile power can be controlled, the lowest available
subject. Temperature elevations not exceeding 39 8C power level consistent with obtaining the desired
are most unlikely to induce any fetal abnormalities. diagnostic information should be used. Although
However, at higher temperatures, the duration of ul- the data on humans are sparse, it is clear from an-
trasound exposure becomes a significant factor. In- imal studies that exposures resulting in tempera-
deed, as shown in Fig. 8.2, these authors have defined tures less than 38.5 8C can be used without reser-
a boundary line based on the temperature rise and vation on thermal grounds. This includes obstetric
exposure duration; below this line, risks of thermal applicationsº [10].
bioeffects are virtually nonexistent. The authors rec-
ommended that an ultrasound examination need not The 1997 AIUM position on temperature elevation
be restricted if the combination of temperature eleva- and exposure duration is as follows [7]:
tion and exposure duration remains below this n ªFor exposure duration up to 50 hours, there have
boundary line. been no significant biological effects observed due
In obstetrical ultrasonography, fetal developmental to temperature increases less than or equal to 2 8C
issues require additional considerations. Fetal vulner- above normal.
ability in the worst case scenario demands prudent n For temperature increases greater than 2 8C above
practice while not depriving the patient of the benefits normal, there have been no significant biological
of diagnostic ultrasonography. This issue has been dis- effects observed due to temperature increases less
cussed extensively by the various international socie- than or equal to 6±(log10 t/0.6), where t is the ex-
ties who have issued official statements on thermal ef- posure duration ranging from 1 to 250 min. For
fects and the safe use of diagnostic insonation. example, for temperature increases of 4 8C and
The WFSUMB endorsed the following recommen- 6 8C, the corresponding limits for the exposure
dations regarding Doppler in 1997: duration t are 16 min and 1 min respectively.
ªIt has been demonstrated in experiments with un- n In general, adult tissues are more tolerant of tem-
perfused tissue that some Doppler diagnostic perature increases than fetal and neonatal tissues.

Fig. 8.2. Thermal bioeffects. A plot of thermally produced duration for any temperature reported for a given effect.
biological effects that have been reported in the literature The solid lines link multiple data points relating to the
in which the temperature elevation and exposure durations same bioeffect. The dashed line represents a lower bound-
are provided. Each data point represents either the lowest ary (t43 = 1) for observed, thermally induced biological ef-
temperature reported for any duration or the shortest fects. (With permission from [23])
a Chapter 8 Biological Safety of Diagnostic Sonography 101

Therefore, higher temperatures and/or longer ex- In inertial cavitation, the rarefaction and compres-
posure durations would be required for thermal sion cycle of propagating ultrasound waves induce ex-
damage.º pansion and contraction of gaseous micronuclei of ap-
propriate resonant size [38]. At lower ultrasound inten-
The position of the International Perinatal Doppler sities, as used in diagnostic ultrasound devices, the size
Society, which draws extensively from the existing of the bubble is bigger during the expansion than dur-
evidence as well as the deliberations of the other ing the contraction. This results in gradually increasing
learned societies, published in 2001, is reflected in dimensions of the bubble until it starts to resonate
the following statement: when it readily absorbs acoustic energy and rapidly ex-
ªIn general, Doppler applications (excluding fetal pands. A critical threshold is reached when the bubble
monitoring) present the highest risk of inducing can no longer absorb energy sufficient enough to main-
biological effects that are thermally mediated. This tain its expansion. During the compression, the sur-
follows from the use of longer pulses and higher rounding fluid rushes into the bubble at a very high
pulse repetition rates than those used in B-mode speed and the momentum of the fluid jet causes rapid
gray scale scanned imaging modes. The current collapse of the bubble. In the final phase of collapse, the
FDA regulatory limit for diagnostic ultrasound de- energy content of the cavity will be liberated in an ex-
vices used in the USA for obstetric ultrasound appli- tremely minute space, generating intense heat and pres-
cations is 720 mW/cm2 intensity (ISPTA) at the tissue sure. The temperatures of a collapsing bubble may ex-
of interest, i.e. attenuated according to the beam path ceed 5,000 8C with pressures of hundreds to thousands
length in tissue. For this intensity, the maximum of atmospheres. The heat and the pressure rapidly dis-
temperature increase in the conceptus may exceed sipate as the phenomenon is very localized, micro-
2 8C. Data from animal experiments have shown that scopic in size, and less than a microsecond in duration.
some Doppler equipment can produce a biologically This phenomenon of nonlinear oscillation and eventual
significant temperature rise (> 4 8C), especially at collapse of a resonating bubble in an acoustic field is
bone/soft tissue interfaces such as in fetal examina- known as inertial cavitation (Fig. 8.3). In the past,
tions in the 2nd and 3rd trimester. Scientific data on the phenomenon has also been known as transient or
effects of whole body hyperthermia show that ad- collapse cavitation.
verse effects on embryo and fetal development can If the acoustic pressure amplitude remains less
result from exposure to temperature increases of than the initial radius of the bubble, the oscillations
2 8C or more above normal body temperature. The are relatively stable. This is known as stable cavita-
risk of adverse effects resulting from a given level tion. Such an oscillating bubble absorbs energy from
of heating increases with duration of exposureº [8]. the incident ultrasonic beam and converts this into
heat and spherical waves. These waves then re-radiate
from the bubble. The oscillatory motion of a cavity
Mechanical Effects often shows asymmetry because of the distortions
produced by an adjacent solid boundary or by surface
These bioeffects of ultrasound exposure encompass waves at the bubble-liquid interface. In the adjacent
nonthermal mechanisms, primarily those related to
acoustic cavitational phenomena involving expansion
and collapse of gas bubbles in tissues. Nonthermal ef-
fects also include nonthermal and noncavitational
phenomena such as acoustic radiation pressure, force,
and torque and acoustic streaming; these will not be
discussed in this chapter as their significance in pro-
ducing biological effects remains unclear.

Cavitation
Cavitation is the formation and growth of bubbles in
a liquid. Under certain circumstances the bubbles un-
dergo inertial collapse. Acoustic cavitation relates to
cavitational phenomena caused by propagating sound
waves on preexisting gaseous nuclei or microbubbles
Fig. 8.3. A high-speed flash photomicrograph of an im-
in the exposed medium [34±37]. Two types of cavita- ploding cavity. The asymmetry of implosion is caused by
tional phenomena are recognized: inertial cavitation the solid surface near the bubble (depicted by the straight
and stable cavitation. line). (With permission from [123])
102 D. Maulik

liquid, the oscillatory motion generates a steady ed- higher temperature facilitates cavitation by decreasing
dying flow, often of high velocity; this phenomenon the solubility of gas in the medium which will lead to
is known as microstreaming. Intracellular micro- microbubbles that serve as nuclei for cavitation to oc-
streaming can also occur from a vibrating cell mem- cur.
brane close to an asymmetrically oscillating cavity.
That stable cavitation can induce bioeffects under ex-
perimental conditions has been demonstrated by var- Tissue Characteristics for Cavitation
ious investigators [39, 40]. However this type of cavi-
Prerequisites for cavitational activity are the quantity
tation has not been shown to be of any significance
and size of the gas nuclei present in the medium. As
in bioeffects considerations.
mentioned earlier, even microsecond-length pulses
Cavitational phenomenon in a medium related to
have the potential to induce inertial cavitation, de-
ultrasound exposure is controlled by many factors in-
pending on the presence of micronuclei of sufficient
cluding acoustic characteristics of field, ambient fac-
size. Unfortunately, gaseous micronuclei are not easily
tors, and cavitational potential of the medium. These
detected. Although it has been disputed in the past,
are elaborated below.
there is ample evidence that strongly suggests the
presence of such nuclei in mammalian tissues. Such
Acoustic Characteristics for Cavitation evidence includes studies on decompression syn-
drome in humans, experiments with lithotripter in
The critical acoustic factors responsible for producing
dogs [43], and the observation in mice that applica-
inertial collapse of a resonating bubble are the maxi-
tion of hydrostatic pressure increased the threshold
mum rarefaction and compressional pressures. The
for sonar-related tissue damage [44]. The presence of
greater the rarefactional or negative pressure, the
such nuclei and insonation-related cavitation has
more the bubble expands preceding collapse. The
been demonstrated in mammals by Lee and Frizzell
greater the compressional or positive pressure, the
[45] who observed hydrostatic pressure and tempera-
more intense is the inertial pressure of the collapse.
ture-dependent neonatal mouse hind limb paralysis
Both factors determine the intensity of the bubble
due to ultrasound exposure. Aerated lung tissue with
collapse and the consequent severe local disruption.
its blood ± gas interface is particularly susceptible to
However, positive or negative pressure spikes of very
the presence of gas nuclei. This is further discussed
short duration (< 0.01 ls) are not of significance.
below.
With pulsed ultrasound, the pulse length, duty cycle
and frequency affect cavitation. Shorter pulses and
lower pulse repetition frequency increase the cavita- Biological Effects of Inertial Cavitation
tional intensity threshold. Indeed, it has been sug-
gested that cavitation may probably be prevented if A collapsing cavity can result in cell lysis, dissocia-
the pulse duration is sufficiently reduced [41], which tion of water vapor, and generation of free radicals.
has led to the general assumption that with medical The mechanism by which inertial cavitation causes
diagnostic pulsed echo ultrasound, the pulse duration cell destruction involves generation of intense local
is too short to produce any cavitational activity. How- heat and pressure and the generation of shear forces
ever, it has been demonstrated that microsecond- by the bubble implosion [14, 46]. Furthermore, it has
length pulses used in diagnostic pulsed-echo equip- recently been suggested that such implosions may oc-
ment may cause inertial cavitation if gas nuclei of cur within the cell; such an event may not lyse the
suitable size are present in the medium and if the cells but may give rise to free radicals. Continuous-
acoustic parameters of the ultrasound are appropri- wave high-intensity ultrasound has been shown to
ate. Moreover, the intensity threshold for producing produce free radicals in aqueous biological medium
inertial cavitation has been shown to be 1±10 W/cm2 by inertial cavitation [47]. The free radicals may af-
for microsecond-length pulses [42]. Temporal maxi- fect macromolecules. Thymine base alteration, chro-
mum intensity far exceeding this level can occur in mosomal agglomeration, and mutation have been ob-
diagnostic ultrasound imaging. The risk is potentially served in insonated but intact cells. Irreversible dete-
greater with some pulsed Doppler systems because of rioration of the enzyme A-chymotrypsin has been re-
the higher pulse repetition frequency and intensity. ported following production of radicals from insona-
tion-induced cavitation [48]. Similarly, other toxic
Ambient Pressure and Temperature products such as hydrogen peroxide may induce ad-
verse effects in a biological system. It should be em-
Ambient pressure and cavitational activity are in- phasized that these phenomena have been noted
versely related, so an increase in the former increases mostly during in vitro experiments and never in rela-
the threshold intensities for cavitation. Conversely, tion to any human exposure.
a Chapter 8 Biological Safety of Diagnostic Sonography 103

Animal experiments have demonstrated lung, kid- Most of the above and similar evidence is more
ney, and other organ injuries due to nonthermal ef- relevant for neonatal and adult than fetal diagnostic
fects of ultrasound exposure. Especially relevant is ultrasound. No gas bodies have been shown to exist
the demonstration of pulmonary capillary hemor- in the fetus. Although lung tissue, because of its
rhage and cardiac arrhythmia in nonmammalian and blood±air interface, may be particularly susceptible to
mammalian species from exposure to ultrasound. cavitational effects, this clearly is not applicable to fe-
Drosophila larvae are highly susceptible to injury tal lung tissue. There are no reported studies demon-
from exposure to high peak intensity (50±100 W/cm2) strating any cavitational effects in the fetus.
pulsed ultrasound only shortly before hatching when The use of contrast agents, however, presents a dif-
they have air in the respiratory system, suggesting a ferent scenario. Contrast agents are encapsulated gas
cavitational effect [49]. The mouse lung exposed to microbubbles that are used to enhance the ultrasound
pulsed ultrasound demonstrates threshold-dependent backscattering in echocardiography and vascular
hemorrhagic lesions [50]. More relevantly, a primate imaging. When exposed to ultrasound, the contrast
study corroborates these findings [51]. Appropriately agent gas bodies are activated, destabilize, and form
controlled studies were performed in monkeys using cavitation nuclei, and thus provide the potential for
a clinical diagnostic ultrasound instrument with com- inertial cavitation. Such activation has been impli-
bined imaging, and color and pulsed Doppler modes cated in causing hemolysis in whole blood [58],
creating maximum power output conditions with membrane damage in cells in monolayer culture [59],
peak rarefactional pressure of 3.7 MPa at 4 MHz re- increased cardiac microvascular permeability, pete-
presenting an MI of approximately 1.8. The exposure chial hemorrhage, and premature ventricular contrac-
resulted in multiple well-demarcated circular hemor- tions in rats [60]. There is an ever-increasing body of
rhagic focal lesions (0.1±1.0 cm) in the study groups evidence on the bioeffects of contrast agents and a
but not in the control groups. Recently, acoustic cavi- comprehensive review is beyond the scope of this
tation as the mechanism for insonation-induced lung chapter.
hemorrhage has been questioned. It has been sug-
gested relatively recently that lung hemorrhage in the Clinical Significance of Acoustic Cavitation
absence of the contrast agents may not be related to
acoustic cavitation [52]. It has also been demon- Although the question of inertial or stable cavitation
strated recently in a rat model that lung hemorrhage occurring from diagnostic insonation is entirely spec-
correlates better with in situ (at the lung surface) ulative, a theoretical possibility exists, as the presence
pulse intensity integral than with in situ peak rarefac- of gaseous nuclei in mammalian tissues has been
tional pressure, suggesting a mechanism other than demonstrated and some diagnostic ultrasound instru-
cavitation [53]. Insonation-induced reductions in ments may generate temporal maximum intensities in
aortic pressure and ventricular arrhythmia have been excess of the cavitational threshold. Even if cavita-
reported in the frog and murine hearts [54, 55]. It tional phenomena occur, the consequent loss of a few
appears that the former effect may be related to ra- cells, in all probability, may not be significant for
diation force. No lesions were noted in the cardiac most clinical situations. However, even this scant the-
tissues. Comprehensive reviews of these studies are oretical risk of cavitation should be considered in or-
available elsewhere [6, 56]. der to restrict the maximum intensity output of diag-
In a rare study involving humans, ultrasonically nostic imaging especially for the Doppler mode. Con-
induced lung hemorrhage was investigated in 50 pa- sistent with the principles of prudent practice, one
tients following routine intraoperative transesopha- should be guided by the MI, which is the best indica-
geal echocardiography [57]. The left lung was ob- tor of cavitational potential currently available. An MI
served directly by the surgeon. The ultrasound char- value of 1 or lower, considered to be safe for adult
acteristics were: maximum derated intensity in the and pediatric applications, should also suffice for fetal
sound field of 186 W/cm2, maximum derated rarefac- applications where the risks of cavitation remain very
tional acoustic pressure of 2.4 MPa, maximum me- remote. However, the safety concerns are substantially
chanical index of 1.3, and lowest frequency of different with regard to the use of contrast agents in
3.5 MHz. These criteria are greater than the threshold obstetrics and their use is clearly contraindicated in
found for gross lung surface hemorrhage seen in lab- obstetrical imaging.
oratory animals. No lung surface hemorrhage was ob- The IPDS recommendation for the prenatal use of
served on gross examination. The authors concluded Doppler use is as follows: ªTo avoid cavitation-related
that clinical transesophageal echocardiography, even biological effects it is important to reduce the peak
above the threshold levels for lung hemorrhage in ex- amplitude, or to use a lower value for MI on equip-
perimental animals, did not cause surface lung hem- ment that has an ODS. The presence of contrast
orrhage apparent on gross observation. agents should be taken into account when consider-
104 D. Maulik

ing the risk/benefit ratio of an ultrasound examina- outcomes, and thus contributed little to elucidating
tionº [8]. the risks of prenatal ultrasound exposure. In their ex-
cellent review on this subject, Carstensen and Gates
[69] observed that more than half the reported inves-
Experimentally Induced tigations failed to demonstrate any developmental
bioeffects. Moreover, multigeneration studies have
Developmental Bioeffects failed to demonstrate any consistent adverse effects in
the offsprings of animals exposed to ultrasound in
Although Mackintosh and Davey [61] reported low- utero [70, 71]. The adverse effects, when noted,
intensity ultrasound-induced chromosomal aberra- included fetal growth restriction [72, 73], increased
tions in human leukocyte culture, subsequent investi- perinatal loss [74±76], fetal malformations [77, 78],
gators, including Mackintosh and coworkers, did not and behavioral teratogenesis, including delayed matu-
succeed in reproducing these results, even when the ration of grasp reflex. In contrast, there are studies
intensities were raised to cavitational threshold [62± that failed to show fetal growth compromise [79±81],
64]. Increased sister chromatid exchange in human increased malformation [82], increased perinatal mor-
lymphocytes was reported to occur from experimen- tality [83], and behavioral alterations in the neonate
tal ultrasound exposure [65]. The significance of this [84].
finding can be appreciated from the fact that such an
increase in sister chromatid exchange is regarded as
an indicator of chromosomal damage. However, nu- Epidemiological Evidence
merous subsequent reports failed to corroborate this.
of Developmental Bioeffects
In an in vitro model utilizing fresh human placentas,
Ehlinger et al. [66] observed increased sister chroma- It is well known that embryos and fetuses of all
tid exchange in fetal lymphocytes using a clinical di- mammalian species are highly sensitive to environ-
agnostic linear array unit. However, a subsequent in- mental insults. This makes them more vulnerable
vestigation [67] and a subsequent review by Miller than adults to the risks of ultrasound-induced bioef-
[68] failed to verify this. It can be reasonably con- fects. Although a number of investigations have been
cluded from the available evidence that clinical diag- carried out in humans on the developmental effects
nostic ultrasound exerts no appreciable damaging ef- of ultrasound, the dearth of well-controlled studies
fects on chromosomes. dedicated to safety is remarkable. This is understand-
Consequences of prenatal insonation on embryonic able because of formidable logistics and financial
and fetal development were extensively investigated in challenges of such investigations. Furthermore, acous-
animals. Most of the reports demonstrated conflicting tic specifications of the diagnostic equipment should

Table 8.1. Summary of epidemiological evidence of biological effects of diagnostic ultrasound

Outcome Study type Ultrasound Results References


General development Observational and Ultrasound and No effects 87±94
and neonatal outcome randomized trial B-mode
Fetal movements Observational CW Doppler FHR One study noted increased 95±98
monitor movements. Other studies did
not confirm
Fetal and infant Observational and Doppler and B- One study showed increased 94, 99±107
growth randomized trial mode imaging low birth weight. Follow up
showed no difference at 1 year.
All other studies showed no
adverse effect on fetal and
infant growth
Pediatric malignancies Observational B-mode imaging No increased risk in any of the 109±113
studies
Neurodevelopment, Observational and B-mode imaging One study showed higher 94, 114±117
learning, speech randomized trial incidence of delayed speech.
Rest of the studies did not
confirm this
Neurodevelopment, Randomized trials B-mode imaging Not increased in general. 118±120
sinistrality and cohort Increased left handedness
in boys by subgroup analysis
a Chapter 8 Biological Safety of Diagnostic Sonography 105

remain comparable during the study period in order retrospective cohort study that compared the birth
to ensure uniformity of exposure conditions, which is weights of 1,598 exposed and 944 unexposed single
unlikely with the rapid evolution of ultrasound tech- live births. Confounding variables associated with
nology. Despite these challenges, a substantial body both exposure status and birth weight outcome were
of evidence exists which has been extensively re- included in multivariate analysis. Although the fre-
viewed [85, 86]. A review of human bioeffects is pre- quency of ultrasound scanning and the first exposure
sented below according to selected outcome catego- during the third trimester were associated with a re-
ries and further summarized in Table 8.1. duction in birth weight, the most consistent effect on
the birth weight appeared to be the indication for an
General Outcome ultrasound examination. The relationship of ultra-
sound exposure and reduced birth weight appeared to
It is noteworthy that almost all human epidemiologi- be due to shared common risk factors, which lead to
cal studies fail to show any demonstrable adverse out- both exposure and a reduction in birth weight. Wal-
come in the fetus, the neonate, and the infant [87± denstrom and associates performed a randomized
94]. In 1972, Ziskin [90] reported a survey of clinical trial in 4,997 pregnant women of whom 2,482 re-
applications of diagnostic insonation involving over ceived routine ultrasound screening at 15 weeks of
121,000 examinations and noted no recognizable ad- pregnancy and the 2,515 received the usual prenatal
verse effects. The data indicate that the probability of care [102]. In the study group, the frequency of birth
occurrence of a known adverse effect is less than 1 in weight less than 2,500 g was significantly reduced (59
400,000 examinations. In the largest study reported vs 95, p = 0.005) and the mean birth weight was sig-
[92], the Health Protection Branch of the Canadian nificantly higher (42 g, p = 0.008). The authors specu-
Environmental Health Directorate conducted a na- lated that the effect may be attributable to reduced
tion-wide survey of diagnostic ultrasound usage dur- smoking in screened women in response to watching
ing 1977. This report, which involved 340,000 patients their fetus on the scan. Ewigman and coinvestigators
and 1.2 million exposures, failed to identify any ad- performed a randomized clinical trial of prenatal ul-
verse effect clearly attributable to insonation. Hellman trasound involving more than 15,000 pregnancies and
et al. investigated the risk of insonation-related devel- did not observe any effect of ultrasound exposure on
opmental anomalies in 3,297 exposed mothers, of the birth weight [104]. Newnham and associates in-
whom only 1,114 patients were included in the analy- vestigated the beneficial effects of frequent prenatal
sis [88]. Mothers were exposed to pulsed or continu- ultrasound, both imaging and Doppler, in a random-
ous-wave ultrasound between 10 and 40 weeks of ized trial involving 2,834 women (study group 1,415,
pregnancy. The investigators reported no greater fre- control group 1,419) with singleton pregnancies. So-
quency of congenital abnormalities in the insonated nographic investigations were carried out at 18, 24,
group than in the general population. 28, 34 and 38 weeks [103]. The only outcome differ-
ence noted between the two groups was significantly
Fetal Movement higher intrauterine growth restriction in the ultra-
Following a report by David and associates that con- sound group (birth weight 10th centile: relative risk
tinuous-wave Doppler ultrasound exposure as used in 1.35, 95% confidence interval 1.09±1.67, p = 0.006; and
electronic fetal heart rate monitoring increased the birth weight 3rd centile: relative risk 1.65, 95% confi-
mean fetal activity by 90% as measured by fetal dence intervals 1.09±2.49, p = 0.020). The primary ob-
movement count [95], several studies failed to con- jective of the study was not to test the effect of ultra-
firm such an association [96±98]. Murrills and coin- sound on fetal growth. Subsequent follow-up of these
vestigators performed a randomized double-blind infants demonstrated no growth differences between
controlled trial involving 100 mothers in the study the groups at 1 year of age [107]. The issue was stud-
group and 50 in the control group and found no evi- ied by Grisso and associates [106] utilizing a case-
dence supporting such an effect. The authors attrib- control approach involving more than 13,000 preg-
uted the initial reported observation to mechanisms nancies. This retrospective investigation specifically
unrelated to continuous-wave Doppler ultrasound ex- examined the association between prenatal ultra-
posure. sound exposure and the risk of low birth weight. No
adverse effects of ultrasound were noted. The most
recent Cochrane Review reported a meta-analysis of
Birth Weight
nine published trials of ultrasound. Six trials pro-
The relationship between prenatal diagnostic ultra- vided information on the incidence of low birth
sound exposure and fetal growth has been investi- weight (< 2,500 g ms) and the systematic review of
gated primarily or secondarily by several investigators the data did not demonstrate any significant effect of
[94, 99±107]. Moore and associates [101] conducted a prenatal ultrasound on the frequency of low birth
106 D. Maulik

weight (Peto odds ratio 0.96, 95% confidence interval unaware of ultrasound exposure status. A subgroup
0.82±1.12) [108]. of 603 children were also tested for dyslexia. There
were no statistically significant differences between
Pediatric Malignancy children screened with ultrasound and controls in the
teacher-reported school performance (scores for read-
The risks of childhood malignancies following prenatal ing, spelling, arithmetic, or overall performance). Re-
diagnostic ultrasound exposure have been studied by sults showed no differences between screened chil-
several investigators. The malignant conditions investi- dren and controls in reading, reading comprehension,
gated included lymphatic leukemia, myeloid leukemia, spelling, arithmetic, overall performance, and dyslex-
and solid tumors. The earlier studies found no associa- ia. Kieler et al. [117] investigated the association be-
tion between in utero ultrasound exposure and child- tween ultrasound exposure in early fetal life and im-
hood leukemia or solid tumors [109±112]. More re- paired neurologic development in childhood in 3,265
cently, a prospective population-based case-control children age 8±9 years whose mothers participated in
study from Sweden investigated the relationship be- a randomized controlled trial of ultrasound screening
tween fetal exposure to ultrasound and development during pregnancy in Sweden during 1985±1987. No
of childhood leukemia [113]. The study failed to dem- significant difference in impaired neurologic develop-
onstrate any significant association between single or ment between ultrasound-exposed and -unexposed
repeated prenatal insonation and lymphatic or myeloid children was found in this study. A Cochrane system-
leukemia developing in infancy and childhood. The re- atic review of ultrasound in early pregnancy reana-
spective odds ratios were 0.85 (95% confidence interval lyzed the results of the Scandinavian trials and
0.62±1.17) and 1.0 (95% confidence interval 0.42±2.40). showed no long-term adverse outcome related to
Corrections for potential confounding variables, such school performance, neurobehavioural function, vi-
as maternal age, high birth weight, and twin pregnan- sion, or hearing as a consequence of prenatal expo-
cies, did not influence the results. sure to ultrasound [108].

Neurodevelopment ± General Neurodevelopment ± Sinistrality


Investigations in this field have so far yielded assur- Salvesen and colleagues observed a significant in-
ing results [99, 114±117]. Stark and coinvestigators crease in non-right handedness among the children
followed up 425 infants exposed to diagnostic insona- in the study group than among those in the control
tion in utero and a control group of 381 unexposed group (odds ratio 1.32; 95% confidence interval 1.02±
infants for various outcome parameters including 1.71) [118]. Kieler and associates also studied a possi-
neurological outcomes at 7 and 12 years of age [99]. ble association between ultrasound screening in early
The tests included conductive and nerve measure- pregnancy and altered cerebral dominance measured
ments of hearing, visual acuity and color vision, cog- by the prevalence of non-right handedness among
nitive function, behavior, and a complete and detailed children, particularly boys [119]. A significant asso-
neurologic assessment. No significant differences ciation was found between ultrasound exposure and
were noted between the study and the control groups. non-right handedness among boys (odds ratio 1.33;
Salvesen and associates [114] examined any associa- 95% confidence interval 1.02±1.74). The association
tion between routine ultrasonography in utero and was, however, confined to analyses comparing ex-
subsequent brain development in 8- and 9-year-old posed and nonexposed boys and no associations were
children of 2,161 women who took part in two ran- found when the comparisons were performed accord-
domized, controlled trials of routine ultrasonography ing to the randomized groups. This study was unable
during pregnancy. No clear differences were found to exclude a possible association between non-right
between the groups with regard to deficits in atten- handedness among boys and sonographic exposure
tion, motor control, and perception or neurological in early fetal life. In a subsequent cohort study, the
development during the first year of life. The results same group of investigators found a significant asso-
are very assuring as no association with impaired ciation between ultrasound exposure and non-right
neurological development was found. The same group handedness among boys (odds ratio 1.32; 95% confi-
[116] also investigated any possible association be- dence interval 1.16±1.51) when ultrasound was of-
tween routine ultrasonography in utero and reading fered more widely (1976±78), whereas no such asso-
and writing skills among 8- or 9-year-old children in ciation was found during the initial phase of routine
primary school. The population base was the same as screening with ultrasound (1973±75) (odds ratio 1.03;
the previous report [114]. Of 2,428 singletons eligible 95% confidence interval 0.91±1.17) [120]. The effect
for follow-up, the school performance of 2,011 chil- was estimated as an extra three left-handers among
dren (83%) was assessed by their teachers, who were 100 male births.
a Chapter 8 Biological Safety of Diagnostic Sonography 107

The most recent Cochrane Review of the trials ob- cine, and thus has promoted better patient care. This
served that although fewer of the ultrasound exposed assessment holds true for a wide spectrum of clinical
children were right-handed, this was not confirmed disciplines ranging from cardiology to obstetrics and
by analysis of long-term follow-up data [108]. How- gynecology.
ever, the possibility of such an effect may exist if ex- In spite of this excellent record, the need for con-
posure of male children to early ultrasound is consid- tinuing vigilance for biosafety is well recognized. That
ered separately regardless of the actual group of as- insonation can produce bioeffects is well known,
signment in the study. The reviewers concluded that although much of this information is not very relevant
this finding may have been ªa chance observation for assessing the risks of diagnostic exposure. The ep-
that emanated from the large number of outcome idemiological evidence is very assuring. However, there
measures assessed, or from the method of ascertain- has been no comprehensive well-controlled, large-scale
ment; alternatively, if it was a real consequence of ul- human study investigating the possibility of subtle,
trasound exposure, then it could imply that the effect long-term, or cumulative adverse effects of Doppler ul-
of diagnostic ultrasound on the developing brain may trasound. A matter of recent concern is the increased
alter developmental pathways. No firm conclusion can acoustic power output of the diagnostic ultrasound de-
be reached from available data, and there is a need to vices following the changes in FDA regulations [122].
study these children formally rather than to rely on a This has renewed the need for caution for pulsed Dop-
limited number of questionnaire responses obtained pler ultrasound exposure at high intensity and for pro-
from the parentsº. longed periods near fetal bone such as the fetal cra-
nium as would be required for cerebral arterial Doppler
interrogation. Similar caution should be exercised for
Clinical Significance
transvaginal Doppler scanning in early pregnancy be-
The evidence as discussed above is overwhelmingly cause close proximity of the transducer to the target
reassuring. The position of the AIUM is as follows tissue and, therefore, reduced attenuation will increase
[121]: ªBased on the epidemiologic evidence to date the acoustic energy delivered to the tissue. These risk
and on current knowledge of interactive mechanisms, potentials, although theoretical, should guide us to
there is insufficient justification to warrant a conclu- use diagnostic ultrasound with prudence and clinical
sion that there is a causal relationship between diag- judgment. Diagnostic Doppler ultrasound should be
nostic ultrasound and adverse effects.º However, there used in pregnancy when a medical benefit is expected.
is a limitation to the current epidemiological evidence Furthermore, as suggested in this chapter, the acoustic
of safety, which has been summarized in the Interna- exposure conditions should be kept within the limits
tional Perinatal Doppler Society Guidelines [8]. The for obtaining adequate diagnostic information and be
current epidemiological data are based on the use of guided by the display indicators (MI and TI). Practical
diagnostic ultrasound devices from the pre-amend- guidelines and recommendations have been forwarded
ment period. However, as discussed at the outset of by various organizations in this regard. A compilation
this chapter, an amendment in the regulatory policy of the IPDS recommendations are summarized here to
in the USA has enabled the use of substantially in- serve as guidelines for use of Doppler sonography in
creased acoustic outputs, including applications in obstetrical practice [8]:
obstetrics. There are no data from the substantial 1. Care should be taken to ensure that all examina-
acoustic exposures delivered by modern ultrasound tions are performed with the minimum level of
equipment or from exposures in the early first acoustic output and dwell time necessary to obtain
trimester. This should prompt prudent use of diag- the required diagnostic information, i.e., use the
nostic ultrasound, especially in the pulsed Doppler ALARA (As Low As Reasonably Achievable) prin-
mode in a pregnant patient. This is further elaborated ciple.
in the next section. 2. Where equipment provides a form of output dis-
play, users are encouraged to utilize this feature to
help apply the ALARA principle.
Guidelines for Clinical Application 3. Users of equipment with an output display should
be aware that it is capable of producing far greater
It is assuring that even after years of use, there has intensities in obstetric examinations than equip-
not been a single known instance of any identifiable ment that has no output display (i.e., approved
perinatal injury from diagnostic ultrasound usage. through FDA-regulated application-specific limits).
This must be recognized as an impressive record of 4. Users should take notice of exposure information
safety. The benefits of diagnostic ultrasound, on the provided by the manufacturer and minimize expo-
other hand, are remarkable. The technique has ex- sures to tissue structures containing bone and/or
tended the scope and precision of diagnostic medi- gas.
108 D. Maulik

5. Due to the possible influence of potentiating fac- diagnostic ultrasound. AIUM Publications, Rockville,
tors, duplex/Doppler ultrasound in febrile patients MD
might present an additional embryonic and fetal 12. American Institute of Ultrasound in Medicine (1992)
The standard for real-time display of thermal and me-
risk.
chanical acoustic output indices on diagnostic ultra-
6. The use of Doppler ultrasound in the first trimes- sound equipment. AIUM/NEMA, Laurel, MD
ter of pregnancy should be restricted to medically 13. FDA (1993) Revised 510(k) diagnostic ultrasound guid-
indicated diagnostic purposes when there is a rea- ance for 1993. Center for Devices and Radiological
sonable expectation of beneficial outcome. Health, US Food and Drug Administration, Rockville,
7. Given the absence of any evidence of beneficial MD
outcome, the use of Doppler ultrasound in low- 14. American Institute of Ultrasound in Medicine/National
Electrical Manufacturers Association (1998) Standard
risk screening applications may be inadvisable in
for real-time display of thermal and mechanical acous-
clinical practice outside a study protocol. tic output indices on diagnostic ultrasound equipment,
Revision 1. AIUM Publications, Laurel, MD
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observed, there should be no inhibition in using diag- um. J Acoust Soc Am 70:310±312
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NCRP, Bethesda, MD, Report no. 113
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