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Strategy-Based Cognitive Training for Improving Executive Functions in Older


Adults: a Systematic Review

Article  in  Neuropsychology Review · September 2016


DOI: 10.1007/s11065-016-9329-x

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Neuropsychol Rev (2016) 26:252–270
DOI 10.1007/s11065-016-9329-x

REVIEW

Strategy-Based Cognitive Training for Improving Executive


Functions in Older Adults: a Systematic Review
L. Mowszowski 1,2,3 & A. Lampit 2,3,4 & C. C. Walton 1,3 & S. L. Naismith 1,2,3,5

Received: 9 February 2016 / Accepted: 18 August 2016 / Published online: 9 September 2016
# Springer Science+Business Media New York 2016

Abstract Given projected increases in dementia prevalence, moderate effect size (Hedges’ g > 0.3). Four studies re-
emphasising earlier stages of cognitive impairment in older ported sustained benefits from one month to 10 years.
adults enables targeted early intervention strategies. Strategy- There was some evidence of far transfer. We conclude that
based cognitive training (SCT) is a remedial approach involv- there is promising evidence for SCT as a targeted inter-
ing guidance and practice in compensatory techniques to im- vention for EF in healthy older adults and preliminary
prove cognition, including memory and attention. It may also evidence for maintaining effects over time. Fewer trials
be effective for improving executive functions (EF) integral to have investigated far transfer (e.g. improved everyday
everyday tasks. This review systematically evaluates SCT ef- functioning) or capacity to delay/prevent dementia, which
fects on EF in older adults without dementia. Following are most relevant to clinical utility. Limitations include
PRISMA guidelines, we reviewed eligible trials according to the inability to calculate effect sizes for four studies and
pre-defined criteria, differentiating SCT from other cognitive absence of statistical meta-analysis.
interventions and stipulating total EF-focused intervention
time, study design and target population (healthy older adults Keywords Cognitive training . Strategy training . Executive
or mild cognitive decline). We then evaluated trials according to functions . Older adults . Mild cognitive impairment
design, methodological quality and outcomes. Unfortunately,
with too few studies in mild cognitive impairment, we
refocused our review only on healthy older adults. Thirteen Introduction
studies with 4120 participants in total were included, pri-
marily targeting inductive reasoning. Despite heteroge- Dementia is associated with enormous financial, healthcare and
neous study designs and SCT programs, 11/13 trials re- community costs. These are projected to escalate with an
ported significant EF improvements, generally of expanding ageing population and associated increases in de-
mentia incidence. Indeed, global dementia prevalence is expect-
ed to rise to >115 million people by 2050 (Prince et al. 2013). In
light of these projections, over the last decade, substantial ad-
* L. Mowszowski
vances have occurred in understanding the pathophysiological
loren.mowszowski@sydney.edu.au progression of dementia. It is now well recognised that the
trajectory of cognitive decline in ageing ranges from normal
1
age-related change through to asymptomatic ‘preclinical’ dis-
Healthy Brain Ageing Program, University of Sydney,
ease (associated with research-based biomarkers of neuropa-
Sydney, Australia
2
thology), subjective cognitive decline, Mild Cognitive
School of Psychology, University of Sydney, Sydney, Australia
Impairment (MCI) and finally dementia (see Dubois et al.
3
Brain and Mind Centre, University of Sydney, Sydney, Australia 2014; Sperling et al. 2011). Importantly, increased appreciation
4
Regenerative Neuroscience Group, University of Sydney, for the significance of these earlier stages of cognitive decline
Sydney, Australia presents an opportunity to validate early intervention strategies,
5
Charles Perkins Centre, University of Sydney, Sydney, Australia to ultimately prevent or slow the progression of cognitive
Neuropsychol Rev (2016) 26:252–270 253

decline (particularly when this leads to dementia) (Mowszowski CT appears to be less effective when completed by individuals
et al. 2010; Naismith et al. 2009). at home using online programs, compared to a group- or cen-
Whilst currently there are no available drugs to treat neu- tre-based, facilitated approach; additionally, benefits are opti-
rodegenerative disease, non-pharmacological or behavioural mal at a ‘dosage’ of up to three sessions per week for at least
early intervention strategies targeting cognition and/or psy- 30 min at a time. Given these parameters, a more structured,
chosocial functions are appealing, as they have no known facilitated or supervised program of computerised CT appears
side-effects, they require active engagement, and they foster to be favourable to ensure adherence.
empowerment for older adults. Of significance, such strategies The other more longstanding approach to CT is strategy-
enable individuals to adapt to and/or compensate for cognitive based CT (SCT). In our experience, this technique inherently
changes and thus support functional independence. Cognitive involves a heavier emphasis on guided facilitation and super-
Training (CT) is one such behavioural intervention, referring vision (see Diamond et al. 2015; Mowszowski et al. 2010). It
to programs which remediate cognition by providing focuses more heavily on ‘compensatory’ rather than restor-
theoretically-driven strategies and/or skills, usually involving ative methods, aiming to bypass deficient cognitive processes
guided or supervised practice on tasks reflecting a variety of and teach alternative approaches to achieving goals (Sitzer
cognitive domains (Mowszowski et al. 2010). In terms of et al. 2006). SCT typically encourages both internal tech-
efficacy in older adults, some Cochrane reviews published niques (e.g. visual imagery, categorisation, structured heuris-
within the last five years have been inconclusive (e.g. Bahar- tics for problem-solving or goal directed behaviour, etc.) and
Fuchs et al. 2013; Martin et al. 2011). However, this has po- external techniques (e.g. using calendars, checklists or envi-
tentially related to the broad nature of these reviews, which ronmental cues) to strengthen relevant cognitive functions and
have tended to include vastly heterogeneous studies with re- adapt to areas of weakness or decline by recruiting additional
spect to severity of cognitive impairment, CT program meth- cognitive networks. SCT therefore involves active teaching,
odology (often spanning both CT as well as broader cognitive modelling and guidance in adaptive techniques by a facilitator,
rehabilitation techniques) and study design. However, more and we assert that it should be interactive, engaging and con-
recent reviews have tended to focus on specific cohorts or textually relevant to practical activities (e.g. remembering ap-
CT methodologies and therefore perhaps provide a more fo- pointments, conversational details or names/faces; carrying
cused evaluation. Such distinctions are important, since under out complex tasks such as travel arrangements, medication
the broad umbrella of CT, both computer-based and strategy- management or bill paying). Recent systematic reviews and
based techniques are available. meta-analyses in healthy older adults and MCI have generally
Anecdotally, it would appear that CT is most commonly shown consistent and significant improvements particularly in
perceived to be that based on repetitive, drill-and-practice the domain of memory following SCT, although benefits for
computer-based exercises, which take a ‘restorative’ ap- attention, processing speed and working memory have also
proach. Such techniques aim to improve functioning in spe- been demonstrated (see Gates et al. 2011; Jean et al. 2010;
cific cognitive domains and thus aim to recover impaired Reijnders et al. 2013; Valenzuela and Sachdev 2009). There is
skills (Sitzer et al. 2006). The popularity of this field may be also some evidence for positive SCT-related effects on psy-
partly attributed to the interest of consumers in several chosocial functioning, such as subjective memory, quality of
commercialised products such as the Lumosity or BrainHQ life, depression and even sleep quality (for example, see
websites, hand-held computer games such as Nintendo’s Diamond et al. 2015; Kinsella et al. 2009; Kurz et al. 2009;
Brain Trainer and apps such as Fit Brains. However, there Naismith et al. 2011).
are in fact a wide variety of computerised CT programs avail- In addition to the abovementioned studies and reviews,
able and empiric research surrounding these have evaluated recent critical appraisals by Gates and Sachdev (2015);
their efficacy in various healthy and clinical groups. Indeed, Lampit et al. (2015) and indeed our own group (Walton
several recent reviews and meta-analyses have focused on the et al. 2014) have also supported reports from individual stud-
efficacy of computer-based CT and have demonstrated gener- ies regarding the sustainability of effects over time, as well as
ally positive effects for improving episodic memory, attention, the ability of computer-based and SCT effects to transfer to
working memory, processing speed, visuospatial skills and untrained cognitive domains (although all have highlighted
aspects of executive functioning in healthy older adults and the need to include further measures of real-world functioning
those with MCI (for examples, see Gates and Valenzuela such as activities of daily living). Importantly, one consistent
2010; Kueider et al. 2012; Lampit et al. 2014). These reviews finding across studies is the excellent tolerance and lack of
have in general posited that when delivered as part of con- negative effects of SCT (Bahar-Fuchs et al. 2013).
trolled research studies, computer-based CT may be effica- As such, we propose that the focus should now shift to
cious as a multi-modal, engaging, incrementally challenging translating research findings to clinical (as opposed to re-
and widely accessible intervention strategy. However, Lampit search) contexts, where improving a person’s ‘real-world’
et al. (2014) also noted some caveats in that computer-based functioning is usually a major goal of treatment. In this regard,
254 Neuropsychol Rev (2016) 26:252–270

research has shown that the cognitive domain of executive synthesised or summarised, thus potentially limiting apprecia-
functioning (EF) is most important for effective and efficient tion for potential benefits or application among clinicians and
engagement in daily life (see Royall et al. 2007). EF refers to researchers alike. The exception to this is the expanding litera-
multidimensional cognitive processes including working ture on working memory computer-based CT, which has been
memory, planning, reasoning, problem-solving, judgement, reviewed elsewhere (e.g., see Spencer-Smith and Klingberg
self-monitoring, maintaining goal-directed or purposeful be- 2015) – in any case, this refers to computer-based rather than
haviour, etc. and these abilities are particularly important for SCT, and relates to just one discrete aspect of EF.
effective functioning in daily life, especially in novel, complex As such, we aimed to conduct a systematic review of the
or demanding situations (Strauss et al. 2006). The relevance of CT literature to determine the nature, quality and extent of the
EF for real-world functioning has frequently been demonstrat- evidence base for interactive, facilitated SCT for specifically
ed by the integral relationship between instrumental activities improving EF in healthy older adults and/or those with MCI.
of daily living (IADLs; e.g. financial management, driving, From this evidence base, we aimed to determine whether there
work-related tasks etc.) and many components of EF includ- is any evidence that such techniques are effective in improv-
ing inhibitory control, planning, attention regulation (e.g. at- ing EFs and other ‘markers’ of EFs, such as functional
tentional switching) and working memory (Jefferson et al. outcomes.
2006; Vaughan and Giovanello 2010). Additionally, across
the ageing, neuropsychiatric and neurodegenerative disease
literature, it is clear that poor EF significantly and robustly Methods
predicts IADL impairment (Aretouli and Brandt 2010;
Duara et al. 2011; Grigsby et al. 1998). Indeed, such relation- This systematic review adheres to the Preferred Reporting
ships are evident even in older adults with ‘subclinical’ cog- Items for Systematic Reviews and Meta-Analyses
nitive impairment (Royall et al. 2000). (PRISMA; Moher et al. 2009).
Despite these well-established links with functional capac-
ity, there is a relative paucity in the number of CT studies Eligibility Criteria
addressing EF when compared to those targeting other do-
mains, such as memory. This is apparent in both CT content Participants
as well as in the choice of primary outcome measures
(Reijnders et al. 2013). Where some CT studies have targeted Eligible studies included older adults (i.e. mean participant
EF (see reviews by Kueider et al. 2012; Lampit et al. 2014), age > 50 years), without dementia or neurological/
this has typically either occurred within a multi-domain or neuropsychiatric illness, i.e. cognitively intact (i.e. healthy
multi-faceted CT program (e.g. Diamond et al. 2015; older adults) or those with MCI. Studies that preferentially
Naismith et al. 2011), or utilising computer-based methods recruited people with dementia (of any aetiology) or a specific
focusing on very discrete aspects, such as n-back tasks to train neuropsychiatric population (e.g., stroke) or where more than
working memory (e.g. Jaeggi et al. 2008) or rapid serial pre- 50 % of the sample was recorded to have any such condition at
sentation tasks to train attentional switching (e.g. Brom and baseline, were excluded. Studies that included both younger
Kliegel 2014), but without facilitated coaching or guidance in and older adults in separate groups were considered eligible,
adaptive strategies. but only the older adult data was included in the review.
However, it may be that process-based higher-level EFs such
as planning, inhibition, attentional switching, problem-solving Interventions
and goal-directed behaviour are particularly amenable to simi-
larly process-based SCT, involving guided practice alongside Eligible studies were those that provided SCT, defined as ex-
teaching of adaptive techniques, such as problem-solving train- plicit instruction and/or guided practice provided in group
ing, goal management training or reasoning skills training. format or at home, specifically targeting EF (including plan-
Certainly it is conceivable that such techniques could be easily ning, reasoning, cognitive flexibility, problem-solving, phone-
transferred or generalised to everyday situations and functional mic verbal fluency, inhibition or related constructs. As noted
activities (Chapman and Mudar 2014); indeed, they have been previously, working memory training was excluded in light of
recommended in the Practice Guidelines for treatment of defi- existing systematic reviews targeting this sub-domain).
cits in EF in traumatic brain injury (Cicerone et al. 2011). Interventions that included training in EF alongside other cog-
However, as noted above, in healthy older adults and those with nitive domains were included only where the EF component
MCI, those SCT studies that have incorporated EF techniques was provided over at least 50 % of the total intervention time.
have tended to do so as part of a broader program, and EF and Computerised interventions were included only where this
functional outcomes have been secondary or tertiary. Moreover, served as a platform for strategy instruction or practice and
to our knowledge these findings have not been systematically where EF was targeted.
Neuropsychol Rev (2016) 26:252–270 255

Control Conditions The title and abstract of identified papers were initially
screened by AL. The full-text versions of remaining papers
Eligible studies included only those with a designated control were assessed against the inclusion criteria by two indepen-
condition, comprising either a passive (i.e., no-contact or dent reviewers (AL and LM). Where necessary to enable
waitlist) or active control arm. Eligible active control condi- judgement of eligibility, study authors were contacted by
tions included interventions solely targeting other cognitive LM for further detail, e.g. requesting full-text papers, regard-
domains or those involving cognitive stimulation, general ac- ing availability of EF outcome data or to clarify the extent of
tivities (e.g. watching educational videos) or treatment- guided instruction/facilitation provided during CT sessions.
as-usual. Multi-modal interventions such as those in- Additionally, reference lists of the retrieved studies were ex-
volving physical exercise as a control condition were consid- amined and studies known to LM and AL were also identified
ered eligible only where the CT group received comparable and assessed for inclusion.
physical exercise intervention (thereby isolating CT as the
active ingredient). Studies comparing older adults solely to Data Collection and Analysis
younger adults or to clinical groups (e.g., studies comparing
healthy people to those with MCI or comparing MCI with In order to describe and evaluate this body of research, study
dementia) but without a suitable control intervention were characteristics (e.g. sample demographics, format of the CT
excluded. and control interventions, outcome measures) were extracted
by LM and key outcome data were extracted by CCW, using
Outcomes templates prepared by LM and AL. Where a study included
multiple intervention conditions, only data relating to the
Outcome measures included pre- and post-intervention scores strategy-based intervention targeting EF was included for the
on at least one objective test of EF as defined above (i.e. purposes of this review. Outcome data preferably included
including planning, reasoning, cognitive flexibility, problem- pre- and post-intervention means and standard deviations;
solving, phonemic verbal fluency, response inhibition or re- however in the absence of such data, other test statistics such
lated constructs) and/or functional measures of far transfer effect sizes with 95 % confidence interval (CI) were accepted
(e.g. IADLs, driving, finance management) as long as they if available. Analysis included calculation of standardized
were measured in both groups. Measures of other cognitive mean difference (calculated as Hedges’ g with 95 % CI) of
domains or physiological outcomes (e.g., balance, gait, neu- change from baseline to each follow-up. Hedges’ g (Hedges
roimaging) were excluded from this review. 1981) is an estimation of standardized mean difference with a
correction for small sample sizes. Hedges’ g values of <0.30
Types of Studies were considered small, 0.30–0.60 were considered moderate,
and >0.60 were considered large effect sizes. We did not plan
Eligible studies included randomised or non-randomised trials to pool results into a meta-analysis here as we considered our
involving at least two groups of eligible participants, or parts range of studies too broad – that is, we included both healthy
of such trials (where appropriate data was available). older adults and those with MCI and we accepted several sub-
Observational studies, pre-post designs without control domains of EF as targets for CT. Given the novelty of this
groups or other non-controlled designs were excluded. systematic review, we considered a broad approach to be ap-
propriate. However, calculated effect sizes were plotted
Search Strategy and Study Selection against their standard error and formally assessed using
Egger’s Test of the Intercepts in order to examine small study
One reviewer (AL) searched Medline, PsycINFO, CENTRAL effect (publication bias) across studies (Sterne et al. 2011).
and CINAHL using the search strategy (‘cognitive training’ or
‘brain training’ or ‘neurocognitive training’ or ‘reasoning Methodological Quality
training’ or ‘mental training’ or ‘strategy training’ or ‘cogni-
tive stimulation’ or ‘cognitive intervention’ or ‘cognitive stim- Individual studies were assessed for quality using the PEDro
ulation’ or ‘cognitive remediation’ or ‘cognitive rehabilita- scale, developed by the Physiotherapy Evidence Database and
tion’ or ‘cognitive practice’) AND (‘aged’ or ‘older adults’ utilised previously in other reviews of cognitive intervention
or ‘elder$’ or ‘senior$’ or ‘aging’ or ‘ageing’ or ‘geriatric’ or (e.g. Lampit et al. 2014; Leung et al. 2015). This scale in-
‘older adults’; ‘mild cognitive impairment’ or ‘mci’) AND cludes 11 items designed to assess the methodological quality
(‘executive function$’ or ‘reasoning’ or ‘planning’ or ‘cogni- and reporting of clinical trials and has been shown to be reli-
tive flexibility’ or ‘problem-solving’). Databases were able for rating non-pharmacological intervention trials (Maher
searched from inception to 30 November 2015 and no limits et al. 2003). We abbreviated the PEDro scale for the purpose
were applied, including on publication language. of this review by omitting items #5 (blinding of participants)
256 Neuropsychol Rev (2016) 26:252–270

and #6 (blinding of therapists), as such blinding is impractical study sampling a mixed group of 335 apparently healthy el-
in SCT studies. Thus, the total obtainable quality score was ders as well as ‘decliners’, identified as those from an existing
9/9. Quality ratings were independently completed by LM and cohort who demonstrated >1 standard error of measurement
CCW with consultation to reconcile any discrepancies, in- decline on cognitive tests over 14 years since initial
cluding consultation with a Clinical Trials specialist where testing – however, the degree of decline and global
necessary. cognitive status were not provided, making it difficult
to characterise this subsample. The third study included
a mixed group of 89 participants living in one of 13
Results low-care hostel settings, either with cognitive concerns,
mild impairments in cognition (criteria unspecified), or
Study Selection documented cognitive decline, but still with Bsufficient
cognitive abilities to benefit from the intervention^
Figure 1 illustrates the flow of studies during the selection (Williams et al. 2014, p.983). This was the only study of the
process. As illustrated, a total of 499 articles were identified three to utilise a randomised design, although even so, partic-
from the literature search once duplicates were removed and ipants were randomised in clusters according to residential
this was supplemented by ten additional studies known to the facility rather than individually.
authors or identified on review of study reference lists. Of After lengthy consideration, in light of a) the paucity of
these, 93 full-text articles were then independently reviewed studies identified as targeting older adults with MCI; and b)
by AL and LM for eligibility, with 19 studies confirmed as the vast differences in operationalization of ‘mild cog-
eligible for inclusion. As outlined in Fig. 1, 55 % of the ex- nitive impairment’ with only one study utilising
cluded studies were omitted because the intervention did not established or even well-defined criteria, it was decided
specifically target EF (i.e. <50 % of the total intervention that there is currently insufficient literature satisfying
duration was devoted to EF; for example, Levine et al. 2007; our specified inclusion criteria to warrant a useful or
Rojas et al. 2013), or because the intervention, upon close informative evaluation of SCT for EF within this popu-
review, did not constitute SCT as per our definition (i.e. these lation. As such, these three studies will no longer be
studies typically involved paper-and-pencil or computerised considered within this review but will rather serve to empha-
repetitive exercises in reasoning, but without explicit guid- sise the need for further research in this subgroup. The follow-
ance, facilitation or teaching of adaptive approaches for in- ing evaluation therefore refers only to the 13 studies focusing
creased effectiveness or efficiency). We note that of the 19 on healthy older adults.
eligible studies, four reported outcomes from the same trial
(Advanced Cognitive Training for Independent and Vital Characteristics of Included Studies
Elderly, or ACTIVE; Ball et al. 2002; Ball et al. 2010;
Rebok et al. 2014; Willis et al. 2006); hence while all out- Design and Sample Size
comes will be considered in relation to intervention effects,
from a methodology and design perspective the four reports Characteristics of each included study are detailed in Table 1.
will be considered as one trial. This reduces the total number As mentioned above, all 13 studies included healthy older
of eligible studies to 16. adults with no overt cognitive decline and no history of neu-
The majority (n = 13) of these studies included healthy rological or neuropsychiatric illness. Of these, 11 were
older adults with no overt cognitive decline and no history randomised controlled trials (RCTs) and two were quasi-
of neurological or neuropsychiatric illness. Only three studies randomised whereby couples or small groups were allo-
targeting older adults with some degree of cognitive decline cated together if requested and the remainder were
were identified (Boron et al. 2007; Moro et al. 2015; Williams randomised (Klauer 1992), or only those participants
et al. 2014). Additionally, these three studies varied widely in who committed to attend all sessions were randomised
terms of design, sample size, setting, SCT program, and per- while the remainder were allocated to the control con-
haps most importantly, with respect to operationalizing ‘cog- dition (Hasselhorn et al. 1995). Across the studies, sam-
nitive impairment’. Only one of the three studies (Moro et al. ple size varied considerably, ranging from the smallest
2015) stipulated the use of formal criteria to define MCI at 19 participants (Dawson et al. 2014) to the largest at
(Petersen et al. 2009) and this trial employed a non- 2832 participants (ACTIVE; Ball et al. 2002). Average sample
randomised, cross-over design with 30 community dwelling size was 316.9 participants, although this is perhaps mislead-
elders. The other two trials utilised broader definitions of ing as three studies included ≥270 participants (Ball et al.
‘mild impairment’ or ‘decline’ which were not specifically 2002; Cheng et al. 2012; Stine-Morrow et al. 2014) whilst
aligned with established criteria for MCI. For example, the other ten studies reported data from fewer than 100 partic-
Boron et al. (2007) carried out a non-randomised, controlled ipants (median sample size =69).
Neuropsychol Rev (2016) 26:252–270 257

Fig. 1 Summary of study

Identificcation
identification and selection
process 623 records identified through 10 additional records identified
database searching through other sources

509 records after duplicates removed

Screening
509 records screened 416 records excluded

93 full-text articles
Eligibility

assessed for eligibility

74 full-text articles excluded:


Not strategy-based training (n=21)
Executive functioning component <50% total intervention (n=20)
Not pre-post design (n=9)
Inappropriate control armor no control (n=8)
Multiple exclusionary issues (n=6)
No executive functioning outcome measure (n=4)
Data superseded by a later study included in the review (n=2)
Full text report unavailable for assessment (n=2; both dissertations)
Primarily dementia / neuropsychiatric sample (n=1)
Authors did not provide additional detail when requested, unable to
assess eligibility (n=1)
Included

19 studies included in
qualitative synthesis

3 ‘mild cognitive impairment’


studies removed from review

16 healthy older adult studies


included in qualitative synthesis

Sample Demographics in Canada (Dawson et al. 2014), China (Cheng et al. 2012)
and the Netherlands (van Hooren et al. 2007). In terms of
Sample demographics were broadly comparable across all 13 demographics, one study (Blieszner et al. 1981) did not spec-
studies. All recruited volunteers living independently in the ify the gender breakdown of the sample; however the remain-
community and all but one recruited participants from urban der were more commonly female (total mean = 69.4 % fe-
areas; the remaining study recruited rural-dwelling partici- male; SD = 16.3). Mean age across the studies was 70.0 years
pants (Blieszner et al. 1981). Most of the studies recruited (SD = 3.7; range = 62.8–85.0). The average level of partici-
through advertising via local community or seniors’ groups, pant education tended to be higher among studies conducted
newspapers and flyers, while one trial utilised participants in the USA and Canada (mean = 14.2 years; SD = 2.2) com-
sourced from an existing research centre database (Dawson pared to those conducted in Europe or China (mean = 7.9 years,
et al. 2014) and one study did not specify their recruitment SD = 3.3), although one Spanish study specifically targeted
strategy (Chapman et al. 2015). Five studies were conducted older adults with low education (<4 years; Fernandez-
in the USA (Ball et al. 2002; Blieszner et al. 1981; Margrett Ballesteros and Calero 1995), citing this as a common occur-
and Willis 2006; Stine-Morrow et al. 2014; Chapman et al. rence in the older adult Spanish population for whom school-
2015), three in Germany (Baltes et al. 1989; Hasselhorn et al. ing was not compulsory at the time. One American study
1995; Klauer 1992), two in Spain (Calero and Garcia-Berben (Chapman et al. 2015) and one German study (Klauer 1992)
1997; Fernandez-Ballesteros and Calero 1995) and one each did not provide information regarding education. Somewhat
258 Neuropsychol Rev (2016) 26:252–270

surprisingly, less than half of the studies provided an estima- experimental group targeting problem-solving (Fernandez-
tion of global cognitive functioning at baseline. Three studies Ballesteros and Calero 1995). Two studies targeted goal-
(Ball et al. 2002; Cheng et al. 2012; van Hooren et al. 2007) directed behaviour relating to everyday problems or tasks,
provided a Mini-Mental State Examination (MMSE) score one utilising a well-known structured heuristic known as the
(mean = 27.7, SD = 0.9) and three (Chapman et al. 2015; ‘Goal-Plan-Do-Review’ process (Dawson et al. 2014) and the
Dawson et al. 2014; Stine-Morrow et al. 2014) provided a other describing a ‘stop-state-check’ sequence of strategies
Montreal Cognitive Assessment (MOCA) score (mean = 27.3, (van Hooren et al. 2007).
SD = 1.2), both averages falling within the accepted cut-offs In relation to CT dosage, as illustrated in Table 1, the total
for normal functioning. number of sessions ranged from five to 24, with an average of
10.4 total sessions across the studies (median = 10). Sessions
Control Conditions were typically around one hour in duration (mean = 64.0 min).
In terms of intensity, four studies included twice weekly ses-
All 13 studies included at least some form of control arm. As sions; two included weekly sessions; and seven studies (i.e.
shown in Table 1, seven studies utilised a passive control over half of the sample) did not specify the frequency of train-
condition with no contact between assessments (four of which ing at all. The length of treatment ranged from two weeks to
were waitlist-controlled, i.e. participants were offered the 16 weeks (mean = 7.9; median = 6), with four studies omitting
treatment at a later point). The remaining six studies utilised information regarding treatment length. Nine studies required
active control conditions, comprising psychoeducation and/or participants to attend a training site (e.g. research centre) while
non-specific cognitively stimulating activities (e.g. crossword three studies included training in the participants’ home and
and Sudoku puzzles (Dawson et al. 2014; Klauer 1992), one study did not specify location. Eight studies included
discussion of current events (Fernandez-Ballesteros and group-based training; three completed individualised training
Calero 1995) or completing questionnaires (Margrett and and two studies’ programs comprised a mix of both group and
Willis 2006)). Two studies utilised an active ‘self-guid- individualised sessions. Group size ranged from two through
ed’ EF training condition in comparison to facilitated, to 15 participants across the trials. Three of the studies includ-
strategy-based EF training (Baltes et al. 1989; Calero ed additional practice tasks given as homework in between
and Garcia-Berben 1997). This type of active control training sessions; all homework tasks were designed to pro-
was considered eligible as it directly compares a strategy- vide extra exposure to the strategies as well as emphasise their
based to a non-strategy-based approach, and in one of these application to real-world examples (such as locating a tele-
studies (Baltes and colleagues) a no-contact control was also phone number for a service) (Chapman et al. 2015; Cheng
compared, which is additionally useful for determining effica- et al. 2012; van Hooren et al. 2007). Only two of the studies
cy overall. included booster training sessions prior to long-term follow
up. In both cases, booster sessions were offered to a random
SCT Program Characteristics subset of 60 % of the study sample (Ball et al. 2002 - four
booster sessions over a two- to three-week period, 11 months
All 13 studies utilised the same basic format of explicit strat- post-training; and Cheng et al. 2012 – three booster sessions
egy provision with examples and modelling, followed by over three months, six months post-training). None of the
guided practice predominantly on paper-and-pencil tasks and studies included systematic or regular contact with study per-
then feedback regarding performance accuracy and strategy sonnel (e.g. trainers) in between formal training sessions, and
use. In 11 studies, a specialist trainer provided face-to-face none of the studies involved adjunctive treatments concurrent-
facilitation whilst in the remaining two studies (Margrett and ly to SCT.
Willis 2006; Stine-Morrow et al. 2014), participants were pro-
vided with the same manualised workbook containing de- Outcome Measures and Reporting
tailed written and pictorial strategy instructions, adapted by
Margrett and Willis from a program originally delivered in a In total, 33 post-treatment EF outcomes were reported across
face-to-face format. the 13 trials, equating to 2.5 outcomes per trial on average.
As illustrated in Table 1, aside from this consistent basic Eight of the trials reported an incomplete dataset at follow-up,
format, there were broad differences amongst the studies in in most cases following withdrawals due to illness, death or
other SCT characteristics. In terms of EF subdomain, the ma- change of mind during the course of the trial, although one
jority of the studies (n = 11) targeted inductive reasoning (typ- trial (ACTIVE; Ball et al. 2002) also noted drop-outs due to
ically relating to deducing serial patterns in letter / number / protocol violations such as inappropriate randomisation. Of
picture sequences, which are then related to everyday exam- the eight trials reporting drop-outs, only five reportedly
ples such as transportation schedules or medication prescrip- accounted for this using statistical methods (e.g. intention-to-
tions), although one of these trials also included a second treat analyses).
Table 1 Characteristics of included studies

Study demographics Intervention design Study Quality

Study Cohort N Mean Age % Female Design CT Target CT Durationc Group size Control Type Shortened
PEDro rating

Ball et al. 2002 Healthy T = 2832 T = 73.6a T = 76a RCT Inductive reasoning Sessions: 10 2–4 Passive (no contact) 8
I = 705 Mins/session: 67.5
C = 704 Weeks: 5.5

Baltes et al. 1989 Healthy T = 72 T = 72a T = 72a RCT Inductive reasoning Sessions: 5 5–10 Passive (no contact) 2
I = 24 Mins/session: 60 & Active
Neuropsychol Rev (2016) 26:252–270

C = 24 Weeks: US (self-guided training)

Blieszner et al. 1981 Healthy T = 52b T = 70.3 US RCT Inductive reasoning Sessions: 5 3–8 Passive (no contact) 4
I = 26b I = 26 Mins/session: 60
C = 26 C = 26 Weeks: 2

Calero and Garcia-Berben 1997 Healthy T = 25 68.3a 80a RCT Inductive reasoning Sessions: 5 6–8 Active (self-guided training) 6
I = 13 Mins/session: 60
C = 12 Weeks: 4

Chapman et al. 2015 Healthy T = 37 T = 62.9 T = 65 RCT Gist reasoning Sessions: 12 5 Passive (waitlist control) 7
I = 18 I = 61.8 I = 74 Mins/session: 60
C = 19 C = 64 C = 56 Weeks: 12

Cheng et al. 2012 Healthy T = 270 T = 70.3 T = 49 RCT Inductive reasoning Sessions: 24 15 Passive (waitlist control) 7
I = 90 I = 69.8 I = 54 Mins/session: 60
C = 90 C = 70.2 C = 50 Weeks: 12

Dawson et al. 2014 Healthy T = 19 T = 73.9 T = 84 RCT Problem solving Sessions: 12 US Active (psycho-education 9
I = 10 I = 74.1 I = 90 & goal-directed Mins/session: 90 with cognitive stimulation)
C=9 C = 73.7 C = 78 behavior Weeks: 8

Fernandez-Ballesteros Healthy T = 90a T = 68.9 T = 36 RCT Inductive reasoning Sessions: 7.5 5–7 Active (discussion 4
and Calero 1995 I1 = 69.6 I1 = 30 ( I1) & problem Mins/session: 60 of current affairs)
I2 = 68.9 I2 = 23 solving (I2) Weeks: 10 (I1) & 5 (I2)
C = 68.7 C = 57

Margrett and Willis 2006 Healthy T = 98 T = 71.4 T = 50 RCT Inductive reasoning Sessions: 10 1 Active (questionnaires) 6
I1 = 30 I1 = 71.7 I1 = 50 Mins/session: 67.5
I2 = 34 I2 = 71.8 I2 = 50 Weeks: 5.5
C = 34 C = 70.9 C = 50

Stine-Morrow et al. 2014 Healthy T = 461 T = 72.6 T = 75 RCT Inductive reasoning Sessions: 16 1 Passive (waitlist control) 6
I = 130 I = 73.4 I = 77 Mins/session: 67.5
C = 143 C = 72.9 C = 76 Weeks: 16

Klauer 1992 Healthy T = 36 a T = 68.4 a T = 75 a QR Inductive reasoning Sessions: 6 US Active (cognitive stimulation) 3
Mins/session: 52.5
Weeks: US
259
260 Neuropsychol Rev (2016) 26:252–270

T Total (including participants from interventions not of interest in this review); I Intervention group of interest, C Control group of interest, RCT Randomized controlled trial; QR Quasi-randomized; US =
Study Quality

PEDro rating
All but one study included EF (whether trained or un-

Shortened
trained subdomains) as a primary outcome. Chapman et al.
(2015) alone reported EF as a secondary outcome, as the focus

7
4
of this trial was on neuroimaging outcomes of CT.
As per our methods and as shown in Table 2, all 13 studies
included at least one objective cognitive outcome (subjective

Passive (waitlist control)


measures were also used in some studies, but as noted in the
Passive (no contact)

methods section, these were not reviewed here). None of the


Control Type

studies utilised test measures with identical tasks or items to


those used during training. Eleven studies used the cognitive
tests of EF to assess near transfer (i.e. benefits directly related
to the trained tasks, typically within the same EF subdomain)
and in most cases, to also assess far transfer to untrained EF
Group size

subdomains. For example, if the SCT program had focused on


inductive reasoning, a study would have included an inductive
7
1

reasoning task for near transfer as well as one or more working


memory, cognitive flexibility or problem-solving tasks for far
transfer. Two studies (Dawson et al. 2014; van Hooren et al.
Mins/session: 52.5

Mins/session: 75

2007) used subjective measures including questionnaires or


CT Durationc

Sessions: 12
Sessions: 10

semi-structured interview to assess near transfer and therefore


Weeks: US

Weeks: 6

used the objective cognitive tasks only to measure far transfer.


Across the studies, the cognitive tests primarily comprised
measures of inductive or abstract reasoning such as Raven’s
Inductive reasoning

Progressive Matrices (Raven and Court 1998), Letter Series


(Thurstone and Thurstone 1949), Word Series (Gonda and
Goal-directed
behaviour
CT Target

Schaie 1985) and Letter Sets (Ekstrom et al. 1976), but also
Intervention design

included tests of cognitive flexibility such as the Trail Making


Test (Reitan 1979) or inhibitory control such as the DKEFS
Colour-Word Interference Test (Delis et al. 2001). In addition
Design

to cognitive tests, three studies (Ball et al. 2002; Ball et al.


RCT
QR

2010; Dawson et al. 2014) also included functional measures


of far transfer (i.e. relating to generalisability of training to
% Female

IADLs). These measures ranged from performance-based


T = 82.5
T = 89 a

C = 83
I = 82

simulated or actual real-life tasks, to paper-and-pencil based


everyday problem-solving tasks (see Table 2).
Overall, outcome data reporting varied widely, with some
Mean Age

T = 74.3 a

Calculated as mean value when range provided in study report


C = 63.3
T = 62.8

studies providing pre- and post-intervention means and stan-


I = 62.4

dard deviations, some studies providing standardized scores


referenced to the control group, some studies providing effect
Study demographics

Data from 4 participants dropped after intervention

size data (with and without confidence intervals), some stud-


T = 59 a

C = 31
T = 69
I = 38

ies reporting post-treatment gain scores and one study provid-


N

ing latent change score modelling to determine the interven-


Breakdown between groups not specified

tion effect. We did not have access to sufficient or appropriate


Cohort

Healthy

Healthy

follow up data to calculate effect sizes for outcomes reported


by Baltes et al. (1989); Fernandez-Ballesteros and Calero
(1995); Cheng et al. (2012) or Stine-Morrow et al. (2014)
and therefore can only describe the results of these trials as
reported by the study authors.
Table 1 (continued)

van Hooren et al., 2007


Hasselhorn et al. 1995

Importantly, eight of the 13 trials included longitudinal


follow-up beyond the immediate post-intervention assess-
Unspecified

ment. As shown in Table 2, five trials included one longitudi-


nal follow up; two trials included two longitudinal assess-
Study

ments; and the ACTIVE study included the longest follow-


b
a

c
Table 2 Study outcomes and calculated Hedges’ g effect sizes*

Study Outcome Post-training Follow Up 1 Follow Up 2 Comparison of interest

Healthy older adults


Ball et al. 2002a (ACTIVE) Reasoning Composite Score 0.48 1 year: 0.40 2 years: 0.26 Strategy-based training
(Word Series, Letter vs no-contact control
Series, Letter Sets)
IADLs (Minimum Data n/a -0.13b -0.06b
Set – Home Care)
Everyday Problems Test n/a 0.03 -0.03
Neuropsychol Rev (2016) 26:252–270

Willis et al. 2006 (ACTIVE) Reasoning Composite Score n/a 5 years: 0.26 (0.19, 0.33) n/a Strategy-based training
(Word Series, Letter vs no-contact control
Series, Letter Sets)
IADLs (Minimum Data n/a 0.29 (0.09, 0.49) n/a
Set – Home Care)
Everyday Problems Test n/a -0.08 (−0.18, 0.02) n/a

Ball et al. 2010c (ACTIVE) Motor Vehicle Collisions n/a 6 years: 0.50 (0.27, 0.92) n/a Strategy-based training
(per person-miles) vs no-contact control

Rebok et al. 2014(ACTIVE) Reasoning Composite Score n/a 10 years: 0.23 (0.12, 0.34) n/a Strategy-based training
(Word Series, Letter vs no-contact control
Series, Letter Sets)
IADLs (Minimum Data n/a 0.38 (0.11, 0.65) n/a
Set – Home Care)
Everyday Problems Test n/a -0.02 (−0.20, 0.16) n/a

Blieszner et al. 1981 ADEPT Figure Relations 0.22 (−0.32, 0.75) 1 month: 0.12 (−0.41, 0.66) 6 months: 0.08 (−0.45, 0.62) Strategy-based training
ADEPT Induction 0.39 (−0.15, 0.93) 0.36 (−0.18, 0.90) -0.02 (−0.56, 0.51) vs no-contact control
Culture Fair Test -0.08 (−0.62, 0.46) 0.02 (−0.52, 0.55) -0.08 (−0.62, 0.46)
Induction Composite (Number 0.22 (−0.32, 0.76) 0.17 (−0.36, 0.71) 0.05 (−0.49, 0.59)
Series, Letter Series, Letter Sets)

Raven’s Progressive Matrices -0.28 (−0.82, 0.26) 0.05 (−0.48, 0.59) 0.18 (−0.35, 0.72)
Calero and Cattell domain score -0.11 (−0.87, 0.65) 3 months: −0.05 (−0.85, 0.75) n/a Tutor guided vs self-guided
Garcia-Berben 1997 Cattell Series subtest -0.11 (−0.87, 0.65) -0.64 (−1.47, 0.18) n/a strategy-based training
Classification subtest 0.11 (−0.65, 0.87) 0.00 (−0.80, 0.80) n/a
Conditions subtest -0.36 (−1.13, 0.40) 0.00 (−0.80, 0.80) n/a
Matrices subtest -0.04 (−0.80, 0.72) 0.51 (−0.31, 1.33) n/a
Raven’s Progressive Matrices -0.11 (−0.87, 0.65) 0.14 (−0.67, 0.95) n/a
261
Table 2 (continued)
262

Study Outcome Post-training Follow Up 1 Follow Up 2 Comparison of interest

Chapman et al. 2015 Daneman and Carpenter -0.11 (−0.74, 0.52) n/a n/a Strategy-based training vs
Working Memory waitlist control
Test of Strategic Learning 1.52 (0.80, 2.24) n/a n/a
Trails B-A 0.35 (−0.28, 0.99) n/a n/a
WAIS III Similarities 0.74 (0.09, 1.39) n/a n/a

Dawson et al. 2014d DKEFS - First move Tower Test 0.02 (−0.84, 0.88) 3 months: 0.97 (0.05, 1.88) n/a Strategy-based training vs
DKEFS –Tower test -0.61 (−1.50, 0.27) 0.17 (−0.69, 1.03) n/a psycho-education control
achievement score
DKEFS – Trail Making Test -0.20 (−1.06, 0.67) -0.11 (−0.97, 0.75) n/a
DKEFS – Word Fluency -0.04 (−0.90, 0.82) 0.04 (−0.82, 0.90) n/a

Margrett and Willis 2006 Letter Series Test 1.14 (0.61, 1.66) n/a n/a Strategy-based individual
Letter Sets Test 0.50 (−0.19, 1.19) n/a n/a training vs cognitive
Word Series Test 0.38 (−0.11, 0.87) n/a n/a stimulation control
Letter Series Test 1.41 (0.88, 1.93) n/a n/a Strategy-based collaborative
Letter Sets Test 0.55 (−0.12, 1.22) n/a n/a training vs cognitive
Word Series Test 0.41 (−0.06, 0.89) n/a n/a stimulation control

Klauer 1992 Raven’s Progressive Matrices 0.05 (−0.59, 0.68) n/a n/a Strategy-based vs cognitive
stimulation control

Hasselhorn et al. 1995 Raven’s Progressive Matrices: 1.21 (0.54, 1.88) 11 months: 0.28 (−0.41, 0.97) n/a Strategy-based training vs
Inductive reasoning no-contact control
Raven’s Progressive 0.51 (−0.12, 1.14) 0.01 (−0.68, 0.69) n/a
Matrices: Perception

van Hooren et al., 2007 Stroop Color Word Interference 0.20 (−0.28, 0.67) 7 weeks: −0.12 (−0.60, 0.35) Strategy-based training vs
waitlist control

IADLs Instrumental Activities of Daily Living, ADEPT Adult Development and Enrichment Project, WAIS Wechsler Adult Intelligence Scale, DKEFS Delis-Kaplan Executive Function System
a
Effect sizes provided in published study report without confidence intervals;
b
Score combines IADLs and ADLs;
c
Rate Ratio (95 % CI) taken directly from published study report;
d
An additional test assessing functional outcomes (Canadian Occupational Performance Measure) was also used, however effect sizes could not be computed as sufficient data were unavailable. Results of
this test are discussed in-text as reported by study authors
*Effect sizes in bold indicate that the study authors reported this outcome as statistically significant
Neuropsychol Rev (2016) 26:252–270
Neuropsychol Rev (2016) 26:252–270 263

up period, reporting outcomes at one and two years (Ball et al. outcome data from four studies was not available for our effect
2002) as well as five years (Willis et al. 2006) and even ten size calculations; hence we can only refer to the significance
years (Rebok et al. 2014) post-intervention. of outcomes as reported for these four trials (Baltes et al. 1989;
Cheng et al. 2012; Fernandez-Ballesteros and Calero 1995;
Methodological Quality Stine-Morrow et al. 2014).

As shown in Table 1, the 13 studies were rated as being of Effect Size Calculations
varying methodological quality overall. Two studies scored at
or below 3/9 possible points on the shortened PEDro rating In terms of our calculated effect sizes, across all EF outcomes,
scale, suggesting poor methodological quality, whilst only statistically significant moderate to large effect sizes (ranging
five studies scored at least 7/9. Figure 2 illustrates the spread from g = 0.45 to g = 0.99) were found in studies with N ≥ 39
of scores across individual PEDro criteria, showing that over- (Ball et al. 2002; Hasselhorn et al. 1995; Margrett and Willis
all, more studies adhered to standards around appropriate 2006) with the exception of two studies (Blieszner et al. 1981;
reporting of results and randomised design, followed by en- van Hooren et al. 2007), and there was no evidence of publi-
suring similar group characteristics at baseline, obtaining key cation bias (Egger’s Intercept =0.37, p = 0.40).
outcome data from a majority of the enrolled sample and
specification of eligibility criteria, compared to other (perhaps Near Transfer Outcomes
more intricate) methodological issues such as concealment of
allocation, blinding of assessors or accounting for incomplete In terms of reported study outcomes, 10 out of the 11 studies
datasets at follow-up (e.g. by using an intention-to-treat anal- using objective measures of near transfer (i.e. within the same
ysis). This distribution is important to note, as the latter issues EF subdomain as that trained, using non-identical or untrained
are perhaps more concerning when considering potential risk tasks) demonstrated significant improvements on at least one
of bias (i.e. under- or overestimating results due to flaws in such outcome measure immediately post-training, and these
study design, implementation or analysis). We note that it is were generally of at least moderate effect size (i.e. Hedge’s
certainly possible that some trials may have accounted for g > 0.3) according to our calculations. Whilst the remaining
these issues during the course of the study. However, as meth- study by Calero and Garcia-Berben (1997) did report an im-
odological quality ratings can only be completed on the basis provement following SCT; this finding was also evident in the
of information provided in study reports, when relevant details self-guided training (i.e. non-strategy based) control group,
were not explicitly documented it had to be assumed that the indicating a more generalised effect of CT on reasoning.
study design was lacking in that particular feature. Incidentally, the other study (Baltes et al. 1989) directly
comparing SCT and self-guided reasoning training sim-
Intervention Effects within Studies ilarly reported improvements on near transfer outcomes
in both groups; however this study also included a no-contact
Table 2 displays outcome measures, effect sizes with 95 % control condition, where the benefits of SCT were more clear-
confidence intervals (calculated as per our methods section) ly apparent.
and comparisons of interest for each study, along with an Of the eight studies that measured longitudinal near trans-
indication of whether the comparison was significant accord- fer outcomes in addition to immediate post-training compari-
ing to the study authors. As mentioned above, appropriate sons, four reported sustained improvements over time.

Fig. 2 Percentage of trials


(N = 13) meeting individual
(shortened) PEDro criteria for
methodological quality, based on
information provided in
study reports
264 Neuropsychol Rev (2016) 26:252–270

Specifically, benefits were maintained on inductive reasoning identified as addressing EF using SCT, indicating the value
tasks following reasoning training after one month (Blieszner in utilising this behavioural intervention for this purpose.
et al. 1981), three months (Fernandez-Ballesteros and Calero However, application of our specific criteria defining the pa-
1995), six months (Cheng et al. 2012) as well as one, two, five rameters of SCT and stipulating that programs needed to focus
and ten years (ACTIVE trials; Ball et al. 2002; Rebok et al. on EF for at least 50 % of the total intervention time in order to
2014; Willis et al. 2006) post SCT cessation. Both of the truly target EF, reduced this number down to just 16 trials.
studies that included booster training within 12 months for a This suggests that whilst many CT trials across the literature
subset of participants reported significant improvements in the intend to use strategy training to address EF, when examined
trained EF subdomain among those receiving booster training closely many of them do not provide a truly facilitative, guid-
(Ball et al. 2002; Cheng et al. 2012). Sustained effects of ed approach (often favouring drill-and-practice repetitive ex-
booster training were also apparent five years (Willis et al. ercises without teaching adaptive techniques) or do not spend
2006) and ten years (Rebok et al. 2014) post-training. sufficient time addressing EF, rather focusing on broad or
Calculated effect sizes at longitudinal follow up tended to vary multi-domain interventions. Multi-faceted interventions (such
more widely, ranging from small (0.23) to moderate (0.50). as those involving relevant psychoeducation, for example)
may indeed be advantageous in targeting multiple dementia
Far Transfer Outcomes risk factors simultaneously in older adults (see Mowszowski
et al. 2010; Naismith et al. 2009); however in relation to syn-
In terms of far transfer to untrained EF subdomains or IADLs, thesising findings to enable an objective review of the evi-
immediate post-training comparisons indicated that only one of dence base for improving EF, it was imperative to increase
the six studies that included such outcome measures reported the specificity of interventions considered here.
significant post-SCT improvements. Interestingly, this study Somewhat surprisingly, the study selection process identi-
(Dawson et al. 2014) included a broader program of SCT fied only three studies investigating SCT in older adults with
targeting problem-solving, goal-directed behaviour and abstract mild cognitive change, and of these, only one study formally
reasoning skills (e.g. as compared to targeting inductive reason- operationalized participants as having MCI according to
ing alone) and the reported improvements were seen on a semi- standardised, established criteria. The other two studies did
structured interview measure of everyday problem-solving and not sufficiently characterise their sample with respect to the
performance in relation to real-world tasks (e.g. managing fi- nature or severity of cognitive decline to enable a clear under-
nances, meal preparation). Longitudinal far transfer benefits, standing of how SCT might benefit this subgroup. Moreover,
however, were more variable. The abovementioned improve- only one trial followed a randomised controlled design, and
ment in everyday problem-solving was not sustained three the three studies varied so widely with respect to methodology
months after training (Dawson et al. 2014). However, two other and SCT parameters that we determined that a valid synthesis
trials that did not initially report generalisability immediately of the findings was not feasible. This is somewhat unfortunate,
post-training, reported improvements at longitudinal follow-up as this group might be expected to have an increased need for
- possibly suggesting some delay in transfer to far-reaching remediation of subtle cognitive deficits. Indeed, although the
domains or everyday functioning. This included improvements distinction between MCI and established dementia essentially
in untrained EF subdomains such as inhibitory control at one- lies in the absence of frank functional impairment, more recent
year following reasoning training (Cheng et al. 2012), as well as iterations of MCI diagnostic guidelines (e.g. Winblad et al.
improvements in self-reported and simulated IADLs at five-year 2004) have noted that even those with MCI may experience
follow-up (Willis et al. 2006; we calculated a small effect size of a small degree of subtle functional change, and this is typically
0.29) and ten-year follow-up (Rebok et al. 2014, we calculated a related to slightly reduced efficiency or effectiveness in com-
moderate effect size of 0.38) and reduced number of at-fault pleting complex daily tasks such as paying bills or preparing
motor vehicle collisions (as a measure of driving safety) six meals, despite maintained overall independence (also see
years (Ball et al. 2010, we calculated a moderate effect size of Albert et al. 2011). The focus on improving EF in healthy
0.50) following reasoning training in the ACTIVE trial. In the older adults has therefore been explained as taking a preven-
two trials that included booster training, unfortunately far trans- tative rather than a treatment-based approach, positing SCT to
fer effects were not investigated in this subgroup. have a protective effect by delaying or preventing cognitive
and functional difficulties associated with normal ageing or
neurodegeneration (see Ball et al. 2010). However, it is well-
Discussion established that older adults with MCI are at a greater risk of
developing dementia (Sperling et al. 2011) and we have pre-
This systematic review aimed to evaluate whether SCT is viously proposed that CT may be especially relevant and ef-
effective for improving EF in healthy older adults or those ficacious as a secondary prevention strategy in this group
with mild cognitive impairment. Ninety-three articles were (Mowszowski et al. 2010). As such, one of the first lessons
Neuropsychol Rev (2016) 26:252–270 265

of this systematic review is the great need for further research above, caution should be taken in interpreting the findings
in this area, to more accurately evaluate the utility of SCT for several reasons.
programs for improving even mild cognitive or functional Firstly, the assessment of EF is notoriously difficult, as EF
changes in MCI. Additionally, we propose that such research is inherently multi-faceted and relies on elements of novelty,
should be more stringent with respect to defining these creativity and application of abstract skills and concepts to
groups, by incorporating well-defined and preferably validat- varying scenarios. However, tasks measuring EF require the
ed criteria for MCI, as well as potentially differentiating be- participant to respond to very specific situations, often in
tween subgroups with amnestic versus non-amnestic forms of structured environments, effectively reducing the ‘executive’
MCI, to better target those with specific difficulties in EF from load on participants from the outset (see discussion by Lezak
the outset. 1982). As such, tests of EF are by nature, artificial and possi-
Removing the three ‘mild cognitive impairment’ studies bly limited in how well they truly assess EF abilities.
reduced the final number of trials reviewed here to 13, focus- Moreover, it is often difficult to derive appropriate alternative
ing on healthy older adults. Of these 13 studies, despite our forms of these somewhat abstract tests, such that practice ef-
stringent inclusion criteria there were still considerable varia- fects are difficult to avoid. In the absence of suitable alternate
tions in study design, CT program methodology and outcome forms, inclusion of appropriate control conditions are
measures. This is certainly consistent with previously identi- imperative to determine with any confidence whether
fied limitations across the field, namely the heterogeneity in changes in outcomes are due to intervention effects
methodology and content across studies and the resul- rather than practice or prior exposure. This is one of
tant barrier to integrating findings stemming from such the reasons that we included such stringent inclusion criteria
disparate trials (Walton et al. 2014). Indeed, this finding around the nature of control conditions, and indeed, as shown
underscores our initial decision not to undertake a meta- in Fig. 1, eight studies were excluded solely on the basis of an
analytical approach. Nonetheless, this review has revealed inadequate control condition.
some informative trends. Secondly, methodological quality was rather variable
Analysis of intervention effects revealed that significant across the included studies. Most followed a RCT design
SCT-related improvements were demonstrated in 11/13 stud- and (in accordance with our selection criteria for this review),
ies post-treatment and/or longitudinally, with no apparent dif- all included some form of control condition, demonstrating at
ferences between studies utilising group vs. individual train- least a basic level of scientific quality. However, more sophis-
ing or between programs of varying length and intensity. Of ticated aspects of experimental methodology were often
these significant findings, effect sizes ranged from small (e.g. overlooked, including concealment of randomisation out-
Hedges’ g = 0.05; Klauer 1992) to large (e.g. Hedges’ comes, assessor blinding and accounting for drop-outs (with
g = 1.52; Chapman et al. 2015). These findings are generally statistical or other means), thus raising some concern regard-
consistent with those reported in another systematic review of ing the potential for performance, detection or attrition biases,
cognitive interventions (albeit combining both SCT and respectively, within those studies. Additionally, as noted
computer-based or multi-modal interventions; Reijnders above, we abbreviated the PEDro scale to omit items relating
et al. 2013) but differ from those reported in a meta-analysis to participant and interventionist blinding, as this is impracti-
of computer-based interventions alone (Lampit et al. 2014), cal within the context of SCT studies. However, it is worth-
where effect sizes were reported as negligible for EF. while noting that sham control conditions, whilst complex to
The predominance of positive effects, primarily shown in achieve optimally in this context (in terms of appropriately
the trained EF subdomain but also generalised in some studies matching for content, engagement and interventionist involve-
to other cognitive domains or functional outcomes, suggests ment), may at least account for participant blinding. In gener-
that SCT targeting EF has some promise as a remedial tech- al, this review therefore suggests a need to improve method-
nique. Moreover, evidence of sustained benefit over months ological quality and reduce the risk of bias in future research.
and even years following training suggests that this approach Consultation with guidelines or scales for methodological
has potential for lasting impact, particularly when booster ses- quality and trial reporting (e.g. CONSORT guidelines) at the
sions are provided within 12 months. Although few trials have early stages of trial design may be helpful to ensure that stud-
investigated capacity for dementia prevention as an ‘ideal’ ies are designed and implemented to the highest quality, in
outcome of CT, this has at least been explored in a five-year turn ensuring valid and useful comparisons and outcomes at
follow up of the ACTIVE trial (Unverzagt et al. 2012). This reporting. Additionally, recent calls to action for a coordinated
secondary analysis indicated that whilst reasoning training (or approach to CT research, possibly involving the establishment
indeed, memory or processing speed training) did not result in of an international working/consensus group (see Gates and
a significant reduction in dementia incidence, larger, Sachdev 2015; Walton et al. 2014), may help to resolve such
population-based trials would be required to uncover such methodological issues across the field. Given that the studies
effects. In any case, despite the optimistic results reported included in this review already reflect involvement of seven
266 Neuropsychol Rev (2016) 26:252–270

countries across three continents, this topic is clearly of inter- utilising structured heuristics with a step-wise approach to
national interest. Indeed, successful collaborations have focus goal selection, systematically examine alternative solu-
already been demonstrated in the establishment of for- tions, and appropriately self-monitor to ensure adherence to
mal guidelines for cognitive rehabilitation in other popula- goals or task demands. Both formal heuristics (e.g. ‘Goal-
tions, such as traumatic and acquired brain injury (see Plan-Do-Review’, as used by Dawson et al. 2014) and more
Bayley et al. 2014; Cicerone et al. 2011). informal stepped approaches follow this general procedure
Third, it was somewhat disappointing to see that only three and were reported to be easily translatable to everyday tasks
of the trials investigated generalisability of intervention effects such as planning a route or holiday, making financial deci-
with functional measures of far transfer, and this indicates a sions, or even reorganising a cluttered living room. Thus, an
vital need for replication and extension in this area of CT alternative explanation for the trend to focus on inductive
research – particularly given that many studies claimed to reasoning may simply relate to an historical continuation of
target EF because of its links with functional capacity. this research design.
Although the absence of a consistent or ‘gold standard’ mea- It has already been noted that future research should strive
sure of functional ability is often lamented throughout the for higher methodological quality, should more specifically
neuropsychological literature (see Gold 2012), despite their target those with MCI, and should routinely include measures
abovementioned limitations, valid and useful functional mea- of far transfer including appropriate functional outcomes.
sures have often been borrowed from occupational therapy Additionally, in line with current trends in the broader CT
contexts, including performance-based simulations of func- literature, we propose that future research should also include
tional activities (e.g. balancing a check-book, arranging a trav- an investigation of neurobiological outcomes in relation to
el or medication schedule according to specific parameters, EF-focused CT. Indeed, only one of the trials reviewed here
preparing a meal etc.) as well as self/informant-report or struc- (Chapman et al. 2015) included neuroimaging outcomes.
tured interview relating to everyday functional abilities (e.g. These authors demonstrated both functional and structural al-
Canadian Occupational Performance Measure (Law et al. terations following SCT, in terms of both connectivity and
1991), as used by one of the studies reviewed here (Dawson resting state cerebral blood flow. Crucially, the neural changes
et al. 2014), or the Lawton IADL Scale (Lawton and Brody observed across the central executive and default mode net-
1969). Calls for the development of new measures including works were correlated with the cognitive gains achieved
those designed to detect subtle functional changes in complex through training. These findings are certainly aligned with
areas such as decision-making or social interactions (Sperling other recent trials addressing neural mechanisms, with evi-
et al. 2011) will thus be particularly relevant to SCT, in order dence indicating that CT is associated with a variety of neu-
to better determine whether such programs are genuinely ef- robiological changes including increased cortical thickness,
fective in eliciting ecologically-valid improvements as a result white matter connectivity and hippocampal volumes (see
of enhanced EF. review by Belleville and Bherer 2012) – in turn, suggesting
Interestingly, the majority of studies focused specifically on that such programs have the potential to alter disease trajecto-
the EF subdomain of inductive reasoning, which many of ries. CT may also offer neuroprotection by promoting process-
these studies chose as representative of fluid intelligence, es such as neuroplasticity and/or ‘cognitive reserve’.
known to gradually decline from early adulthood in compar- Importantly, evidence suggests that neuroplasticity and en-
ison to crystallised intelligence (see discussions by Blieszner hancing cognitive reserve through life experiences and/or be-
et al. 1981; Fernandez-Ballesteros and Calero 1995). havioural interventions can still occur later in life and that
However, others appeared to select inductive reasoning as substantial restoration is possible even in the ageing brain, to
such tasks were described as Bhighly structured, systematic delay or reverse the effects of normal ageing or even neuro-
and purposeful^ (Margrett and Willis 2006), and therefore degenerative pathology (e.g. Mahncke et al. 2006). Given that
conducive to training. In this regard, it may be viewed that functional/neuroanatomical links between EF and areas such
the structured nature of inductive reasoning tasks as well as as the orbito-frontal, dorsomedial and dorsolateral prefrontal
fairly discrete strategies that would be appropriate for these cortices have been extensively established (see Stuss, 2011 for
tasks (e.g. increasing attention to repetitions within a stream; discussion) and that CT-related structural and functional brain
verbalising schedules or written information to enhance pro- changes have consistently been demonstrated within frontal
cessing, chunking information into smaller components to aid regions (Belleville and Bherer 2012), inclusion of neurobio-
processing) lend particularly well to training programs com- logical outcomes in EF-focused CT research is certainly war-
pared to other EF subdomains. For example, problem-solving ranted and will likely improve the standard of evidence.
could perhaps be construed as a broader EF construct and Strengths of this review include a consistent, specific and
therefore more difficult to harness within an experimental set- pre-determined definition of SCT which has been somewhat
ting. However, this is mitigated by four studies which did lacking in other reviews. Additionally, many reviews have
focus on remediating problem-solving skills, typically included only English-language papers, thus potentially
Neuropsychol Rev (2016) 26:252–270 267

limiting the breadth of included research; however this Ethical Approval This article does not contain any studies with human
participants or animals performed by any of the authors.
review included appraisal of seven full-text, non-
English papers. However, some limitations must also
be noted. We were unable to access librarian consulta-
tion services in developing the search strategy for this
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