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I thank those who generously offered their comments on an earlier draft:Nan Keohane, Doris
Ladd, Joe Illick, Carole Pateman, and above all, John Felstiner. I am gratefulto the Centerfor
Researchon Women, StanfordUniversity, for the Visiting Scholars Program;to San Francisco
State University for sabbatical leave; to Joanie Ovalle for typing; and to Pearl Lake, Lyn
Simmons, John and Sarah Felstiner, and the StanfordInfant Centerfor child care.
1 A promising literatureon the uses of metaphorin political thoughthas appearedin recent
years. Most studies focus on language theory ratherthan on historicalinterpretation;a few use
metaphorsto elucidate history, but without designing criteriato evaluate them. The neglect of
metaphorsby historiansand interpretersof political theory has been pointedout by Elliot Zashin
and Philip C. Chapman, "The Uses of Metaphorand Analogy: Toward a Renewal of Political
Language," The Journal of Politics, 36:2 (May 1974), 292; and by Ted Cohen, "Metaphorand
the Cultivation of Intimacy," in On Metaphor, Sheldon Sacks, ed. (Chicago: University of
Chicago Press, 1979), 1, 3. On the lack of criteriafor evaluatingthe effectiveness of a particular
metaphor,see Wayne Booth, "Metaphoras Rhetoric:The Problem of Evaluation" and "Ten
Literal 'Theses'" in On Metaphor, Sacks, ed., 49, 54, 1974. Two collections, mainly of
theoreticalarticles on metaphorby social scientists, are outstandingsources: Andrew Ortony,
ed., Metaphorand Thought(Cambridge:CambridgeUniversityPress, 1979); and J. David Sapir
and J. ChristopherCrocker, eds., The Social Use of Metaphor:Essays on the Anthropologyof
Rhetoric(Philadelphia:University of PennsylvaniaPress, 1977). For a survey of recentpolitical
science interpretations,see Eugene F. Miller, "Metaphorand Political Knowledge," American
Political Science Review, 73:1 (March 1979), 155-70; and H. M. Drucker, "Just Analogies?:
The Place of Analogies in Political Thinking," Political Studies, 18:4 (1970), 448-60.
0010-4175/83/1725-2313 $2.50 ? 1983 Society for ComparativeStudy of Society and History
154
Spanishcolonies at this time. Membersof the Creole elite in Chile knew this
traffic from having participatedin it-as masters. But apparentlythere was
nothing-like fear of insurrectionor of economic devastation-to inhibit
patriot writers from inverting reality for their purposes, for at the time of
independence,African slavery no longer supportedthe Chileancolonial econ-
omy as it did in Brazil, the West Indies, and the United States South. The five
thousand slaves throughoutChile served less for work, as one patriot said,
than for ostentation.12
Was this outright hypocrisy, to make convenient rhetoricout of another
people's inescapable reality? In part, yes, but this rhetoricalso inspiredthe
patriotsto live up to the literal, as well as the symbolic, meaningof liberty. In
1811 the first Congressdeclaredslavery "opposed to the Christianspirit" and
even detrimentalto efficient domestic service; the Congress ended the slave
trade and passed free birthlaws. 13 Of course liberalprinciplealso combined
with practical policy: the government would free any slave who joined the
patriotarmy. Yet the new regime could not enforce the free birth law or get
slaveowners to reliease many slaves for black brigades. And notary docu-
ments make it clear that local slavetradingremained brisk throughoutthe
independence struggle. Though patriots began a civil war for liberty from
"bondage," they were hardly willing to risk antagonizingtheir propertied
compatriotsby abolishing the real slavery in their midst. Only in 1823, after
securing independence,did the governmentprohibitthe institutionof slavery
itself. 14
This usage of the slavery image I take as sleight-of-hand-a skillful way of
persuadingpeople to take a revolutionaryposition. After all, most Creoles in
1810 were entangled in ambiguities:they thought themselves powerful as a
class but powerless as colonials, loyal to Spain against France but loyal to
America against Spain. They wanted to justify their struggleagainst Spanish
controlwithoutlegitimizing any struggleby othersagainstthemselves. It is in
just such a complex situation that metaphorsserve as clarifying filters. If
ordinaryCreoles are, as the patriotsasserted, "slaves" and "Indians," then
who could considerthem as mastersor exploiters?These metaphors,in creat-
27 [Manuel de Salas],
"Dialogo de los Porteros," 15 October 1811, in CHDI, XIX, 182;
O'Higgins (n.d.), Carrera(1812), Congress (1823), and Gaceta ministerial de Chile (1819),
quoted in Collier, Ideas and Politics, 208, 209, 210.
28 Actas del Cabildo de Santiago duranteel periodo Llamadode la Patria Vieja, 1810-1814,
14 August 1810, 2d ed., J. T. Medina, ed. (Santiago: Fondo Jose Toribio Medina, 1960), 36;
Gaceta ministerial (1819), Henriquez (1812), SCL (n.d.), all quoted in Collier, Ideas and
Politics, 214, 216.
29 Antonio Jose de Irisarri, Historia critica del asesinato del gran mariscal de Ayacucho
(Havana: Casa de las Americas, 1964), 36; El Argos de Chile, 18 June 1818, in CAPC, X.
30 Gaceta ministerialde Chile, 19 June 1819, inAOH, XII, 258; El Centinela(1828), quoted
in Collier, Ideas and Politics, 181.
needed most: to come into their own majority,to empowertheir families not
their monarch, to create out of division and upheaval a unified land.
Theorists of language such as Max Black have suggested that any metaphor
carries to its primarysubject (for example, politics) a secondarysubject (for
example, the family) that expresses "currentopinion sharedby membersof a
certainspeech-community."Metaphorsusing the family, accordingto James
Howe, rely on a community's "complete acceptanceof the family model and
of the roles inherentin the family."31 As an historian, I cannot help asking
exactly what kind of shared opinions, accepted models, "inherent" roles,
have made the family metaphorconvincing.
The challenging analyses of political ideology duringthe Enlightenment-
by Gordon Schochet, Edwin Burrows and Michael Wallace, Philip Greven,
Kenneth Lynn, and others-have tried to identify specific family models as
the sources of political rhetoric.32But there are problems. To verify these
connectionsrequiresa good deal more digging in social history sources. And
in any case, scholars disagree about the extent to which political language
replicates family conditions. On the one hand, Greven and Lynn argue that
the political ideas of North American revolutionariescorrespondedto tem-
peramentsand experiences developed in the family circle; and Burrowsand
Wallace claim that in eighteenth-centuryEngland and North America the
preferencefor contractualover patriarchalrhetoricreflecteda "steady deteri-
orationof patriarchalauthoritywithin the family itself."33 On the otherhand,
31 Max Black, "More about Metaphor," in Metaphor and Thought, Ortony, ed., 28-29;
James Howe, "Carrying the Village: Cuna Political Metaphor," in Social Use of Metaphor,
Sapir and Crocker, eds., 158.
32 Gordon J. Schochet, Patriarchalism in Political Thought:The AuthoritarianFamily and
Political Speculationand Attitudes, especially in Seventeenth-CenturyEngland (Oxford:Black-
well, 1975), 64-72; Edwin G. Burrowsand Michael Wallace, "The AmericanRevolution:The
Ideology and Psychology of National Liberation," Perspectives in AmericanHistory, 6 (1972),
255-94; Philip J. Greven, Jr., Four Generations: Population, Land, and Family in Colonial
Andover, Massachusetts(Ithaca:Cornell UniversityPress, 1970), 281-82; idem, The Protestant
Temperament:Patterns of Child-Rearing,Religious Experience, and the Self in Early America
(New York: Alfred A. Knopf, 1977), 336-39; Kenneth S. Lynn, A Divided People (Westport,
Conn.: GreenwoodPress, 1977), 100-105; see also John J. Waters, The Otis Family in Provin-
cial and RevolutionaryMassachusetts (Chapel Hill: University of North CarolinaPress, 1968),
133; Brennanand Pateman, "Mere Auxiliaries," 196-98; MarkHulliung, "Patriarchalismand
Its EarlyEnemies," Political Theory, 2:4 (November 1974), 410-19; FredWeinsteinandGerald
M. Platt, The Wish To Be Free: Society, Psyche, and Value Change (Berkeley: University of
CaliforniaPress, 1969); WinthropJordan, "Familial Politics: Thomas Paine and the Killing of
the King, 1776," The Journal of American History, 60:2 (September 1973), 299-301; Lloyd
DeMause, Foundations of Psychohistory (New York: Creative Books, Inc., 1982), 113-16.
33 Greven portrays militant revolutionary attitudes as a response to fathers who asserted
absoluteauthorityover their sons, while Lynn sees in independenceideology a responseto fathers
who grantedsons autonomy. Greven, ProtestantTemperament,335-61; Lynn, A Divided Peo-
ple, 68-69, 99-100; Burrows and Wallace, "American Revolution," 255.
41 See
Greven, Four Generations; Waters, Otis Family; Diana Balmori and Robert Op-
penheimer, "Family Clusters: GenerationalNucleation in Nineteenth-CenturyArgentina and
Chile," Comparative Studies in Society and History, 21:2 (April 1979), 231-61; Mary
Lowenthal Felstiner, "The LarrafnFamily in the Independenceof Chile, 1780-1830" (Ph.D.
diss., Stanford University, 1970).
42 Informationaboutgodparents,marriagesamong relatives, residences, and family economic
networkscomes mainly from the Archivo de los Escribanosde Santiago and the Archivo de los
Notarios de Santiago. See Mary LowenthalFelstiner, "Kinship Politics in the ChileanIndepen-
dence Movement," Hispanic AmericanHistorical Review, 56:1 (February1976), 59-61; idem,
"LarrafnFamily," 28-52. On residence patterns, see also Jos6 Zapiola, Recuerdos de treinta
anos (1810-1840) (Santiago:G. Miranda, 1902), 280-309; Carlos StuardoOrtfz, "Vecinos de
Santiago en 1808," Boletin de la Academia Chilena de Historia, 26:60 (1959), 205-21.
43 Studies show similarities in elite family behavior all over colonial Latin America. For
example, Stephanie Blank, "Patrons, Clients, and Kin in Seventeenth-CenturyCaracas," His-
panic American Historical Review, 54:2 (May 1974), 260-83; Donald Ramos, "Marriageand
the Family in Colonial Vila Rica," Hispanic American Historical Review, 55:2 (May 1975),
200-225; John Norman Kennedy, "Bahian Elites, 1750-1822," Hispanic AmericanHistorical
Review, 53:3 (August 1973), 415-39; Arnold J. Bauer, Chilean Rural Societyfrom the Spanish
Conquestto 1930 (Cambridge:CambridgeUniversity Press, 1975); David A. Brading, Miners
and Merchantsin BourbonMexico, 1763-1810 (Cambridge:CambridgeUniversityPress, 1971);
StuartB. Schwartz, Sovereigntyand Society in Colonial Brazil (Berkeley:Universityof Califor-
nia Press, 1973); Phelan, People and the King; Susan Migden Socolow, The Merchants of
Buenos Aires, 1778-1810: Family and Commerce (Cambridge:CambridgeUniversity Press,
46
IndependenceManifesto (1818) in Manning, Diplomatic Correspondence.III, 902.
47 Felipe G6mez de Vidaurre, Historia geogrdfica, natural v civil del reino de Chile, in
Colecci6n de historiadoresde Chile y de documentosrelativos a la historia nacional (Santiago:
ImprentaUniversitaria,1889), XV, 292, hereaftercited as CHDN;portraitin Jaime Eyzaguirre,
Historia de Chile: Genesis la nacionalidad (Santiago:Zig-Zag, 1965), 394.
48 Socolow gives similarexamples of paternalpower in Buenos Aires in Merchantsof Buenos
Aires. 33-39.
between colony and family they had every reason to see themselves as the
sons without prospects.
The parental origins of patriot leaders may also have disposed them to
identify colonialism with paternalism.Trackingdown the relativesof twenty-
four revolutionaryleaders in Chile, I found that their mothers, wives, and
sisters were generally born in Chile, but not their fathers.52We know far too
little about the influence of women relatives in inspiring revolutionaryde-
sires. Historians have tended to see Creole grievances developing only in
public, all-male institutions-town councils, church, military. But according
to contemporaries,the discussion of grievancesand the organizationof revolt
took place in the salons of educated women like JavieraCarreraand Luisa
Recabarren-that is, in the women's sphere, where relativeshad always come
together.53
Most of the fathersof these revolutionaryleaders, on the other hand, were
born outside Chile, almost half in Spain, and most served in some partof the
colonial administration.In fact, independenceleadersall over SpanishAmer-
ica-Francisco de Miranda,Jose de San Martin,MarianoMoreno, Agustinde
Iturbide-were sons of Spaniards,often of Spanish officials. Many of these
fathershad emigratedfrom the Basque provinces, a region retainingits own
language and family law, and demandingsome autonomyfrom the Spanish
Crown.54
The fathersof the revolutionarygenerationin Chile both representedSpan-
ish power and were subject to it. It was a complex lesson for the sons to sort
out. The Spanish immigrants'successes, which their sons dependedon, and
their setbacks, could both be attributedto Spanish policies. For instance,
Ambrosio O'Higgins, father of the principal independenceleader Bernardo
O'Higgins, arrivedin Chile a bankruptmerchant,was then promotedup the
militaryladderto the very top, the viceroy of Peru, and then dismissed. Other
fathers, too, learned that the Spanish governmentcould betray its servants.
Jose Perfecto de Salas, fatherof the patriotManuelde Salas, lost his position
as chief advisor to the viceroy. His son-in-law, Jose Antonio Rojas, later an
active revolutionary, spent years in Spain trying to vindicate him. Finally,
Salas was kicked upstairsto an office in Spainhe did not want, and died while
civil chileno (Santiago: EditorialJuridica, 1966), 167-77, 192-96. Spanish colonial law con-
cerningwomen's propertyis summarizedin Asuncion Lavrinand EdithCouturier,"Dowries and
Wills: A View of Women's Socioeconomic Role in Colonial Guadalajaraand Puebla,
1640-1790," Hispanic AmericanHistorical Review, 59:2 (May 1979), 280-304.
72 Catastrode 1834, Santiago, ContaduriaMayor, segundaserie;Rejistrojeneral del catastro
formado en el ano 1852 (Santiago, 1855). The income figures in these registerswere compiledby
landownersfor tax assessments, but they do give some sense of the relative position and con-
tinuity of landholders. See also Bauer, Chilean Rural Society, 30-34.
73 See Felstiner, "Kinship Politics," 77; Balmori and Oppenheimer, "Family Clusters,"
239, 251; GuillermoFelid Cruz, Prologo a la obra 'La guerra civil de 1891' de HerndnRamirez
(Santiago: n.p., 1951), 25-26.
The four questions discussed in this essay should provide a method for in-
terpretingpolitical movements throughtheirmetaphors.Applying these ques-
tions in the Chileancase, we see how some metaphorsworkedin effective but
limited ways. On the one hand, they intensified both conscious and underly-
ing desires: "our fathersthe Araucanians"encouragedCreole resistanceand
also dischargedthe oppressors'heritage;Creoles styling themselves as slaves
did bring people to see both Creoles and slaves in a new light. Yet the
Araucanianimage exposed more distinctions between Creoles and Indians
than it laid to rest. And the slavery metaphorcontradictedCreole experience
in a slaveholding society, and thus could not help form a community of
purpose like that formed between family and state. Occasionally a political
movement locates a metaphorwith many sources of power-one which re-
veals deeply grounded motives, alludes to people's lives, and accustoms
citizens to linking public with privateexperience. Family metaphors,capable
of doing all this, proved indispensableto the expressionof patriotgrievances,
principles, and visions.
A serious study of political metaphors means identifying their cultural
contexts. Uncovering the political use of family metaphorsin Latin America
as well as in Europeand NorthAmericamay arguesimply for the accessibility
of kinshipterms in all political languageor for the prestigeof European-based
philosophy. Nonetheless, this long-standing convention takes shape differ-
ently underthe impress of particularforms of inheritance,paternalism,nepo-
tism. Commonly held images-for example, seeing subjects as children-
make their own mark when the childrenare colonies, or colonies of a colony
like Napoleon's Spain. The appeal of family imagery in more than one time
and place needs to be explainedcase by case, as does the appealof the family
itself.
Interpretingpolitical metaphorsalso means embarkingon a series of tasks.
The first is to grasp the world view that made sense of metaphoricallan-
guage-for instance, the fundamental certainty, in Chile and the English
colonies as well, that macrocosmcorrespondsto microcosmand that the best
political arrangementsconform to growth in naturalorganisms. Next comes
the task of unearthingprevalent metaphors (in some cases from the con-
strainedprinting allowed by colonial regimes), and then the task of locating
the social arrangementsthat led theorists to cast political ideas in terms of a
model like the family. Historianswill need to question why significantpoliti-