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NNRXXX10.1177/1545968318771213Neurorehabilitation and Neural RepairGalea et al
Abstract
Background. While upper body training has been effective for improving aerobic fitness and muscle strength after spinal
cord injury (SCI), activity-based therapies intended to activate the paralyzed extremities have been reported to promote
neurological improvement. Objective. To compare the effectiveness of intensive whole-body exercise compared with
upper body exercise for people with chronic SCI. Methods. A parallel-group randomized controlled trial was conducted.
Participants with a range of SCI levels and severity were randomized to either full-body exercise (FBE) or upper body
exercise (UBE) groups (3 sessions per week over 12 weeks). FBE participants underwent locomotor training, functional
electrical stimulation-assisted leg cycling, and trunk and lower extremity exercises, while UBE participants undertook
upper body strength and aerobic fitness training only. The primary outcome measure was the American Spinal Injury
Association (ASIA) motor score for upper and lower extremities. Adverse events were systematically recorded. Results. A
total of 116 participants were enrolled and included in the primary analysis. The adjusted mean between-group difference
was −0.04 (95% CI −1.12 to 1.04) for upper extremity motor scores, and 0.90 (95% CI −0.48 to 2.27) for lower extremity
motor scores. There were 15 serious adverse events in UBE and 16 in FBE, but only one of these was definitely related to
the experimental intervention (bilateral femoral condyle and tibial plateau subchondral fractures). No significant between-
group difference was found for adverse events, or functional or behavioral variables. Conclusions. Full-body training did not
lead to improved ASIA motor scores compared with upper body training in people with chronic SCI.
Keywords
spinal cord injury, randomized controlled trial, FES cycling, locomotor training, upper body training
Introduction 1
The University of Melbourne, Parkville, Victoria, Australia
2
The prediction of neurological recovery after spinal cord The University of Western Australia, Crawley, Western Australia,
injury (SCI) has been based on physical examination of the Australia
3
The Hopkins Centre, Research for Rehabilitation and Resilience, Metro
acute patient using the International Standards for the South Health, and Griffith University, Logan Campus, Queensland, Australia
Neurological Classification of Spinal Cord Injury 4
Princess Alexandra Hospital, Woolloongabba, Queensland, Australia
(ISNCSCI).1 The degree of spared volitional control is an 5
The University of Sydney, Lidcombe, New South Wales, Australia
6
important predictor of functional outcomes, such as walk- Austin Health, Heidelberg, Victoria, Australia
ing ability.2 Rehabilitation programs after SCI have tradi- *Collaborators are listed in the Collaborators section at the end of this
tionally focused on achieving optimal independence article.
expected for a specific injury level, given the identified
Supplementary material for this article is available on the
activity limitations and participation restrictions, and may Neurorehabilitation & Neural Repair website at http://nnr.sagepub.com/
rely on compensatory strategies.3 While this approach may content/by/supplemental-data.
result in improvements in independent function, it does not
Corresponding Author:
promote recovery of motor control in the paralyzed limbs. Mary P. Galea, Department of Medicine (Royal Melbourne Hospital), The
Loss of sensorimotor function after SCI induces muscu- University of Melbourne, Parkville, Victoria 3010 Australia.
loskeletal and metabolic adaptations which are associated Email: m.galea@unimelb.edu.au
2 Neurorehabilitation and Neural Repair 00(0)
•• Quality of Life measures included the Assessment of significance, using a linear regression model with robust
Quality of Life–8 (AQoL-8), the Health Utilities sandwich estimator that also included the baseline value
Index Mark 3 (HUI3), and the WHO QoL-BREF. of the given outcome in question as a covariate. No for-
mal adjustments were undertaken to constrain the overall
Adverse Events. All adverse events (AEs) and serious type I error associated with the secondary analyses, as
adverse events (SAEs), whether related or unrelated to their purpose was to supplement evidence from the con-
the interventions, were monitored and recorded. Clinical firmatory primary analysis to help more fully characterize
investigators or site coordinators used clinical judgement the treatment effect. Results from the secondary analyses
to determine severity, causality, and expectedness of all were interpreted in this context.
adverse events. The intention-to-treat strategy was based on an assump-
tion that data were missing at random. The sensitivity of
the results to plausible departures from the missing-at-
Data Analyses random assumption as part of the intention-to-treat analy-
Sample Size Calculation. We powered this study to detect a sis were explored by using both a selection model
between-group minimum worthwhile treatment effect on (modeling of the missing data mechanism) and a pattern
the ASIA motor score at 12 weeks of 4.0 at the postinter- mixture model (modeling of the differences between miss-
vention time-point (SD 1) based on available published ing and observed data). Assumptions about the missing
data.14 A sample size of 188 participants (94 per group) was data were expressed via a parameter that measures the
estimated to provide 80% power to detect a significant degree of departure from the missing-at-random assump-
intervention effect (2-sided, P = .05) using an analysis of tion. The results were graphed over a range of assumptions
covariance model that included baseline ASIA motor score using the rctmiss suite of commands in Stata (version 13,
as a covariate, a correlation between baseline and post- StataCorp, College Station, TX).
intervention ASIA motor score of at least 0.8, and an adjust-
ment to allow for a dropout rate of 20%.
Results
Data Integrity and Management. Data were stored electroni-
Recruitment
cally on a database with secured and restricted access and
an audit trail in line with ICH GCP (International Confer- A total of 748 potential participants with SCI were
ence on Harmonisation of technical requirements for regis- screened for inclusion. Of these, 116 were eligible, agreed
tration of pharmaceuticals for human use Good Clinical to participate and were subsequently randomized to the
Practice) guidelines. FBE or UBE groups. Figure 1 shows the reasons for exclu-
sion and the flow of participants through the trial. Despite
extensive screening through each spinal unit, recruitment
Monitoring took longer than expected and because of the limited fund-
The trial was overseen and monitored by a Program Manager ing period, the trial was terminated after randomization of
and Data Safety Monitoring Board. The Program Manager 116 participants. This protocol change was made prior to
ensured data quality and monitored compliance with the trial data analysis.
protocol during visits to each site. Interim safety analyses
were planned to take place when 60 and 120 participants had
Participants
completed their postintervention assessment.
Table 1 presents demographic data and baseline characteris-
tics for each group. The groups were similar with respect to
Statistical Analysis age, time since injury, and AIS classification.
All endpoints and analyses were prospectively catego-
rized as either primary or secondary. The primary and
secondary endpoints analyses were conducted according
Primary Outcome
to a predetermined analysis plan on an intention-to-treat No statistically significant between-group differences were
basis and using the full dataset comprising all randomized found for the primary outcome measure (Table 2). The
participants. In addition, a per protocol analysis of the adjusted between-group difference for the upper extremity
primary outcome for participants who adhered to all motor score (UEMS) was −0.04 (95%CI −1.12 to 1.04) and
aspects of the protocol and received at least 80% of the for the lower extremity motor score (LEMS) 0.90 (95% CI
training sessions was undertaken. Differences in both pri- −0.48 to 2.27). The results of the per protocol analysis were
mary and secondary endpoints between the two arms of similar (UEMS, difference = −0.002, 95% CI −1.11 to 1.1;
the study were tested independently at the .05 level of LEMS difference = 0.81, 95% CI −0.64 to 2.26).
Galea et al 5
Figure 1. CONSORT (Consolidated Standards of Reporting Trials) flowchart for intention-to-treat analysis.
Table 1. Demographics and Baseline Characteristics. from participant disclosure. In these cases, a different asses-
sor completed the assessments.
FBE (n = 60) UBE (n = 56)
Age, y, median (IQR) 40.1 (31.3, 49.9) 42.8 (29.6, 54.3)
Sex, n (%)
Discussion
female 9 (15) 9 (16) The findings of our study do not support the hypothesis that
male 51 (85) 47 (84) an intensive FBE program might lead to neurological recov-
Time since injury, y, 5.5 (1.9, 12.9) 3.9 (1.8, 10.3) ery, as assessed by the ASIA motor score. This was in con-
median (IQR) trast to the observations of Harness and colleagues,14 which
AIS classification, n (%)
is the only other study that sought to directly compare an
A 29 (48) 28 (50)
upper body exercise program with a multimodal program
B 9 (15) 8 (14)
that involved the trunk and lower limbs, and which also
C 7 (12) 5 (9)
included participants with motor complete and incomplete
D 15 (25) 15 (27)
Single neurological level, n
SCI. However, the study by Harness et al14 had a number of
C2-C8 29 33 design flaws, including nonrandomization, nonblinding of
T1-T6 18 13 assessors, and disparity between groups in time postinjury.
T7-T12 13 10 Similarly, we found no significant between group differ-
Pain level, median (IQR) 0 (0, 3), n = 58 1 (0, 3), n = 54 ences in ASIA sensory scores in our study.
Other studies involving people with motor incomplete
Abbreviations: FBE, full-body exercise; UBE, upper body exercise; IQR, injuries have reported changes in neurological function as a
interquartile range; AIS, American Spinal Injuries Association Impairment
Scale.
result of a similar intensive FBE program. Jones et al,10 in a
randomized controlled trial with wait-list control, showed
significant improvements in the experimental group (total
back pain) was considered probably related to the interven- motor score and LEMS) compared with the control group.
tion and the participant was withdrawn. Other SAEs were No significant difference in LEMS was observed in an RCT
considered unrelated to the intervention and included severe comparing locomotor training with overground walking
autonomic dysreflexia (n = 3), chest infection (n = 3), and training in people with incomplete SCI, although partici-
bladder/catheter-related problems (n = 3). In UBE, 1 SAE pants were recruited a mean of 4.5 weeks postinjury.9 We
(feeling off balance, pain and loss of strength in upper did not require participants in our study to cease using pre-
limbs) was considered possibly related to the intervention. scribed oral baclofen for spasticity management. However,
All other SAEs in UBE were unrelated to the intervention: this agent, when used chronically, may lead to inhibition of
1 participant died of heart failure, but more than half the neuromuscular activity.19
SAEs in this group were related to bladder problems (n = 6). The mechanisms underlying changes in ASIA motor
Table 4 shows the most frequently recorded AEs considered score or function as a result of exercise have not yet been
definitely, probably, or possibly related to the intervention fully elucidated. These may include modulation of spinal
in both groups. neuronal excitability,20 reorganization of spinal neuronal
networks,21 and sprouting of uninjured corticospinal axons
Retention and Adherence to make contact with long propriospinal neurons which
increased their terminal arborization onto motor neurons.22
All participants had preplanned 36 training sessions over a In the case of humans with neurophysiologically discom-
period of 12 weeks. Eight participants withdrew consent plete SCI, exercise training may strengthen the connectivity
after randomization (6 UBE), 3 withdrew because of an SAE of extant descending pathways and lead to recovery of func-
or AE (2 FBE), 2 in FBE were withdrawn from the study for tion.23 Further electrophysiological studies are needed to
medical reasons. Thirteen participants in UBE received understand these processes in humans with SCI.
fewer than 80% (28/36) of the required interventions. In The proportion of participants in our study with AIS C
FBE, not all components of the triad of interventions were and D injuries was too low (30% of the sample) to discern
completed at each session; 15 participants received fewer any consistent difference in walking outcomes between
than 28 trunk exercise sessions, 18 received fewer than 28 groups. A systematic review24 of studies of locomotor inter-
FES-cycling bouts, and 21 participants received fewer than ventions (including body weight–supported treadmill train-
28 treadmill training sessions. There were multiple reasons ing and robotic-assisted training) included 8 RCTs of
for this, including illness, study or work commitments and variable quality examining a range of locomotor outcomes.
equipment failure. Overall, there is limited effectiveness of locomotor interven-
Blinding of assessors was well maintained, with asses- tions in people with incomplete SCI, although walking out-
sors being unblinded on only 8 occasions overall, mainly comes were superior in people with subacute injury. With 2
Table 2. Summary of Treatment Effects.
Abbreviations: ASIA, American Spinal Injury Association; FBE, full-body exercise; UBE, upper-body exercise; UEMS, upper extremity motor score; LEMS, lower extremity motor score; IQR,
interquartile range.
7
8 Neurorehabilitation and Neural Repair 00(0)
Table 3. Changes in American Spinal Injuries Association To our knowledge, this is the first study of exercise inter-
Impairment Scale (AIS) Classification.a ventions after spinal cord injury that has fully reported on
Time Since Injury (y) Baseline Postintervention 6 Months adverse events whether related to the trial interventions or
not. There was only 1 SAE that was definitely related to the
Full-body exercise study intervention (bilateral subchondral tibial plateau and
1.7 D D C medial femoral condyle fractures) in a participant classified
2.9 A A C as AIS A. A proximal tibial fracture in a participant classi-
8.5 D C C fied as AIS C was reported following robotic treadmill
12.4 C C D training.26 Clearly, it is important to be vigilant about the
15.5 A B B
possibility of fracture given the higher risk in people with
21.2 C B C
SCI. Dual energy X-ray absorptiometry (DEXA) is the
32.0 C C D
most widely used method of assessing bone mineral content
Upper body exercise
and bone mineral density, but has limited utility for the pre-
2.5 A C C
2.6 A B B
diction of fracture threshold. Moreover, there are no bone
4.5 B Unavailable C mineral density reference values for the sites at which insuf-
4.7 B C B ficiency fractures typically occur in SCI. Peripheral quanti-
4.8 A A C tative computed tomography (pQCT) is more precise in
21.8 C C A people with SCI27 and can provide separate values for corti-
22.8 C A B cal and trabecular compartments; this is important because
bone mass is lost through reduction of bone mineral density
a
Seven of 60 individuals (12%) in full-body exercise and 7 of 56 in the long bone metaphyses, whereas in the shaft, bone
individuals (12.5%) in upper body exercise changed AIS classification
over the trial duration. mass is lost through a reduction in thickness and an increase
in the porosity of the cortical wall.27 Guidelines for screen-
ing for fracture risk prior to a person with motor complete
exceptions,9,25 the total sample sizes have been low. Although SCI undertaking load-bearing exercise such as locomotor
the originally calculated sample size in our study was not training would be useful. However, since there was only
achieved, participant numbers were reasonable considering one instance of fractures related to the intervention in our
the relatively low incidence and prevalence of SCI in study, on balance the intervention can be considered safe
Australia and New Zealand. The length of our interventions under clinical trial conditions.
(3 times per week for 12 weeks) was consistent with that in As shown in Table 4 among the most common AEs con-
the majority of published trials. This dosage may be insuffi- sidered to be definitely related to the interventions were skin
cient. In an observational study of locomotor training13 par- abrasion/bruising, autonomic dysreflexia, and pain, well-
ticipants received a median of 47 training sessions (range recognized risks for exercise interventions. Skin abrasion or
20-251), with the number of intervention sessions deter- bruising was mostly caused by rubbing of straps or knocking
mined by participant progress. However, the feasibility of of limbs against apparatus. The incidence of this and auto-
regular attendance for intensive training needs to be exam- nomic dysreflexia was more common in FBE. Five instances
ined in light of the barriers to exercise participation in people of dizziness/nausea were reported as possibly related to the
with SCI, especially socioeconomic factors. A significant experimental intervention; this may be related to postural
proportion of participants in our study were unable or unwill- hypotension. Fifteen instances of headache in UBE partici-
ing to attend all the required sessions because of work or pants were considered possibly or probably related to the
study commitments, or ill health. intervention; these may be symptoms of autonomic dysfunc-
We observed changes in AIS classification in 14 partici- tion. Pain was commonly reported in both groups, and
pants (FBE n = 7; UBE n = 7; Table 3), with both improve- although the site was frequently not recorded, there were
ments and deterioration. Although spontaneous AIS instances of upper limb pain resulting from the use of gym
conversion has been reported within the first 12 months apparatus. Continual vigilance by treatment staff is therefore
postinjury, it is noteworthy that several participants in both required to minimize injury and compromise of health for
groups with AIS A classification converted to AIS B or C, participants in intensive exercise programs.
which can be interpreted as neurological improvement, Since intensive exercise programs can feasibly only be
even though they were between 2.5 and 32 years postinjury. provided for a limited period, mechanisms to facilitate
Of possible concern is that 2 participants with long-term ongoing participation in physical activity need to be consid-
(21.8 and 22.8 years) injuries in UBE converted from AIS C ered. There is increasing evidence that participation in exer-
to A or B, indicating deterioration of function; however, cise and sport promotes physical and psychological
conversely, 2 participants with long-term (21.2 and 32 well-being in people with spinal cord injury.28 Among the
years) injuries in FBE converted from AIS A to B or C. benefits of such exercise is a reduction in cardiovascular
Galea et al 9
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