Académique Documents
Professionnel Documents
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by Jeff Lovitt
TIME FOR A NEW SECURITY
ARCHITECTURE FOR NATO
AND EASTERN NEIGHBOURS
Selected Eastern Partnership
Countries’ Expertise Can Help Shape
New European Security Strategy
2
This publication has been produced with This paper was peer reviewed by Ghia Nodia,
the assistance of the European Union. The Chair of the Tbilisi-based Caucasus Institute for
contents of this publication are the sole Peace, Democracy and Development (CIPDD)
responsibility of the Caucasus Institute for (www.cipdd.org). The author bears sole
Peace, Democracy and Development, and responsibility for the views and arguments
can in no way be taken to reflect the views expressed in the final paper.
of the European Union.
3
by Jeff Lovitt
FOR NATO AND EASTERN NEIGHBOURS
Selected Eastern Partnership Countries’ Expertise
Can Help Shape New European Security Strategy
by Jeff Lovitt
The EU Global Strategy and the NATO Warsaw Summit Communiqué Lay the
Groundwork for Design of a Comprehensive NATO-Led Security Framework,
Supported by More Proactive EU Diplomacy, to Defend Territorial Integrity,
Sovereignty, and Human Rights in Europe.
KEY RECOMMENDATIONS
• The European Union (EU) and NATO Ukraine in developing joint strategies to counter
need to build on the decisions of the Warsaw hybrid warfare.
Summit to restore confidence in Europe’s • Ukraine and Georgia should be embraced as
security architecture, backed up by unequivocal partners in planning the NATO maritime mission
strength in defence and deterrence capacity, and in the Black Sea, building on the model of the
energetic sustained diplomatic engagement to Lithuanian–Polish–Ukrainian military brigade.
reduce tensions and resolve ongoing conflicts.
The resources and mandate of the EU Special • The Eastern Partnership Civil Society Forum
Representative for the South Caucasus and the should embrace the commitments to support
crisis in Georgia should be strengthened. civil society in the new EU Global Strategy, and
actively campaign for a new, full-fledged Eastern
• The governments of Georgia, Moldova, and Partnership Platform on Common Security and
Ukraine need to complete radical reforms of their Defence Policy.
own security sectors, and bring their own expertise
in hybrid warfare and counterintelligence into • It is in NATO’s own interests to elaborate and
a mutually beneficial partnership with EU and present to three Eastern Partnership countries
NATO members, providing strengthened early (Ukraine, Georgia, Moldova) a roadmap
warning of threats, and increasing their own for further co-operation with a membership
strategic communications to place security co- perspective.
operation at the top of the agenda in their relations • The EU member states should recognise
with the West. the achievements of Georgia and Ukraine in
• The EU can build on the EU-NATO declaration meeting the technical and political criteria for visa
issued at the Warsaw Summit by establishing “a liberalisation, and grant their citizens visa-free
Centre of Excellence for countering hybrid threats” travel to the Schengen area before the end of 2016.
and working closely with Georgia, Moldova, and
4
Clearly, the UK is not the only EU member to implementation on the part of the EU, NATO,
weigh national interests against European, and also on the part of those neighbouring
or EU, interests. Just as the interests of Italy, Eastern Partnership countries that are not
France, and Spain are inevitably shaped and tied into a security alliance with Russia.4
influenced by developments in the Middle
East and North Africa, so Poland and the
Baltic states have an interest in improving
relations with the EU's Eastern neighbours, Strengthening NATO's
and in strengthened security on NATO's Eastern Flank
Eastern flank.
The anticipated strengthening of NATO's
It is hard to reconcile the different interests Eastern flank was confirmed at the Warsaw
of, for instance, Poland and Germany, let Summit that took place on 8-9 July 2016.
alone Ukraine, over Gazprom's plans for the Four battle groups (of up to 800 troops each)
Nord Stream 2 energy pipeline from Russia will be based in Poland, Estonia, Latvia and
to Germany, deemed by Poland's Anti-Trust Lithuania, under the command of respectively
Office as a threat to competition in energy the US, the UK, Canada, and Germany. The US
supplies to the EU since it would concentrate plans to rotate an additional heavy brigade
Russian energy exports to the EU in one of about 3,500 troops to training areas, and
route, bypassing Ukraine's transit network NATO’s support for Ukraine will be boosted
and cutting off energy customers in Central with a Comprehensive Package of Assistance
Europe.2 to the reform of security structures.
Just as different EU and NATO members place Alexander Grushko, the Russian Ambassador
different emphasis on the threat to Europe to NATO, criticised the alliance’s moves
from ISIS and conflict in the Middle East, to build up its forces in the Baltic region,
so they also view the threat from Russian arguing that the NATO forces would amount
aggression through different perspectives to two brigades in the region on a permanent
and relationships. Indeed, the post-Brexit EU basis, in violation of a 1997 agreement
may see greater moves on the part of France between Russia and the alliance.
TIME FOR A NEW SECURITY ARCHITECTURE FOR NATO AND EASTERN NEIGHBOURS
NATO's modest, but multinational, deterrent activities in the periphery of NATO territory
by Jeff Lovitt
force is a strong diplomatic answer to the and its demonstrated willingness to attain
Russian responses that NATO is encircling political goals by the threat and use of
Russia. force, are a source of regional instability,
fundamentally challenge the Alliance,
Concerning the defence of the Baltic states, have damaged Euro-Atlantic security, and
the battalions further reduce the likelihood threaten our long-standing goal of a Europe
of any military incursion by Russia into the whole, free, and at peace.”7
Baltics, since it would immediately result
in clashes with multinational NATO forces. The Warsaw Summit saw NATO agree
However, NATO has also to ensure that its on a twin-track policy of “deterrence
forces can access the Baltic region in the face and dialogue” with Russia, including the
of Russia's radar and air defence systems insistence that Moscow must abide by
(known as Anti-Access Area Denial systems). the Minsk agreement on Ukraine before
Such access will be crucial also in the Black sanctions will be lifted.
Sea region.
in the region. Romania did not receive a the EU, but also envisaging that the German
guarantee that a NATO Black Sea fleet will military should broaden its own range of
be established; instead a strengthening of capabilities and engagement.
the maritime and air presence of NATO in
the Black Sea region will be “analysed”. The While the EU-NATO joint declaration
Black Sea is a region of strategic importance addresses the “unprecedented challenges
for NATO – and it will be essential to include emanating from the South and East”, the
Georgia and Ukraine in plans to stabilise the main focus is on the East, and this focus is
region, and this is recognised in the summit addressed first:
communiqué.
“We are convinced that enhancing our
The ongoing conflict over Nagorno-Karabakh neighbours’ and partners’ stability in
brings in another important dimension, accordance with our values, as enshrined in
namely the need to defuse tensions between the UN Charter, contributes to our security
post-Soviet states, notwithstanding the and to sustainable peace and prosperity. So
continuing role of Russia both as the that our neighbours and partners are better
supplier of arms to both sides (Armenia and able to address the numerous challenges
Azerbaijan), and as a military ally of Armenia. they currently face, we will continue to
Russia is involved in all the ongoing conflicts support their sovereignty, territorial
in the South Caucasus, as well as in Moldova integrity and independence, as well as their
and Ukraine, and firm, but transparent reform efforts.”
engagement with Russia will be essential to
their peaceful resolution.
“The EU is better at
Time for an Updated diplomacy than
Security Framework
strategy, and both
A plethora of initiatives have explored the
TIME FOR A NEW SECURITY ARCHITECTURE FOR NATO AND EASTERN NEIGHBOURS
According to the new Global Strategy, and human rights. But it also needs to be
by Jeff Lovitt
managing the EU’s relationship with Russia backed up by solid defence and deterrence
represents “a key strategic challenge”. capacity, led by the “hard power” of NATO.
It continues: “A consistent and united An immediate priority for NATO, for instance,
approach must remain the cornerstone of EU should be a high-profile information
policy towards Russia. Substantial changes campaign to compel Putin to abandon the
in relations between the EU and Russia are policy of first use of tactical nuclear weapons
premised upon full respect for international – a policy that can escalate a low-level
law and the principles underpinning the conflict into a nuclear conflict spiralling out
European security order, including the of control and with untold cost to human life.
Helsinki Final Act and the Paris Charter. We
will not recognise Russia’s illegal annexation A strategic approach to enhancing security
of Crimea nor accept the destabilisation of must rebuild confidence that such rogue
eastern Ukraine. We will strengthen the policies will not be tolerated. Only NATO can
EU, enhance the resilience of our eastern lead and enforce such a campaign against
neighbours, and uphold their right to what Article 10 of the Warsaw Summit
determine freely their approach towards the Communiqué calls Russia’s “irresponsible
EU. At the same time, the EU and Russia are and aggressive nuclear rhetoric, military
interdependent. We will therefore engage concept and underlying posture”.
Russia to discuss disagreements and co-
operate if and when our interests overlap.“
Policy, and engage with the EU around the The perspective of membership must
defence review now underway within the be considered, therefore, as part of a
EU following the NATO Warsaw summit and new security framework – one that
the Brexit vote. It is particularly important to inspires trust among NATO members and
ensure that the EU’s defence focus addresses potential adversaries, such as Russia, that
the Eastern neighbourhood, not only the international law and sovereignty will be
Southern neighbourhood of the EU. respected and defended, human rights will
be protected and defended, and that there
Similarly, while the Warsaw Summit did not are clearly agreed defence guarantees and
demonstrate that NATO has a comprehensive deterrence mechanisms to back up the
strategy to contain and deter Russia, there security framework. The OSCE must also be
were signs that the Alliance recognises a partner in the design of the new security
the importance of containing risks, for framework, but NATO must provide the
instance working with Russia to strengthen backbone of the security guarantees.
transparency and build confidence to ensure
that accidents and misunderstandings do
not occur.
by Jeff Lovitt
Belarus and Azerbaijan, so long as support
Lead on Resolution for human rights, freedom of expression,
of Territorial Conflicts and the engagement of civil society remains
central to the EU’s approach.
The governments of Georgia and Ukraine
should complete radical reforms of their The successful implementation of the
own security sectors, and work together Association Agreements with Georgia,
with EU member states and civil society Moldova and Ukraine requires intense co-
to strengthen co-operation and shared operation and pressure from the side of the
know-how to tackle hybrid warfare threats, EU to strengthen the rule of law, to fight
including disinformation. corruption, and to foster independent, high-
quality media in all three countries. But the
Likewise, EU member states should EU can also take a lead on laying the ground
recognise that Georgia and Ukraine have for easing tensions and opening space for
met the technical and political requirements dialogue to resolve the ongoing conflicts and
of the Visa Liberalisation Action Plan, and territorial disputes in the Caucasus, and of
grant their citizens visa-free travel to the course the Transnistria conflict in Moldova
Schengen area before the end of 2016. The and the conflict in eastern Ukraine.
decision to open the EU’s borders to Georgia
and Ukraine will send an important signal to The EU is well placed to insert itself as the
the two countries’ citizens, and will send a first point of call for the governments of the
strong political message to reform-minded region when conflicts flare up, and to re-
politicians in Georgia and Ukraine to build energise the diplomatic processes to forge
on their achievement and to continue along agreements and eventual settlements in
the path of closer integration with the EU. Nagorno-Karabakh and the other unresolved
conflicts. Resolution of these conflicts will
Any effective strategy will require EU require pro-active, sustained engagement
members of NATO to increase their defence over a long time, alongside innovative
commitments and to raise their capacity diplomacy that steadily diminishes the
and co-operation on intelligence-sharing leverage and disruptive influence of the
to counter hybrid warfare. But the strategy Kremlin. A first step should be to strengthen
will require NATO to have the hard power in the resources and mandate of the EU Special
air and naval resources to prevent military Representative for the South Caucasus and
incursions, and deter provocative air activity the crisis in Georgia.
or impediments to free naval passage in the
Baltic and Black Sea regions. Confidence- Since the NATO Warsaw summit, a Franco-
building measures are necessary now; in the German proposal, and later an Italian informal
long term, NATO needs to restore its hard paper, have argued for the establishment of
power advantage to build lasting confidence. an EU military headquarters, but focus more
That restoration needs to start now. on crisis operations in the Middle East than
on deterring the threat on the EU’s eastern
While NATO builds up its deterrent forces borders.
and air defences to reduce tensions – to a
point where any Russian countermeasures The EU’s defence review, which gathered
(such as amassing military equipment and pace under the Slovak EU Council Presidency
ground forces, or use of Anti-Access Area after the UK’s Brexit vote, will – to be
Denial systems) pose no significant threat – credible – need to focus on strengthening
in turn, the EU can focus on the diplomatic the EU member states’ contribution to
side of the equation. NATO, and on supporting a new NATO-led
security architecture through sustained
Just as Russia has been weakened by and principled diplomatic engagement in
economic sanctions, so the EU should the Eastern Partnership countries.10 This is
continue to build a proactive policy of essential to the security of the EU, and also
engagement with Eastern Partnership to the sustainable democratic development
countries. The EU is right, for instance, of the EU’s Eastern neighbours.
to continue to build the elements of an
Association Agreement (minus deep and 10 Italy lays out ‘vision’ of EU army, EUobserver,
comprehensive free trade for now) with 26 September 2016, https://euobserver.com/uk-
Armenia. The EU is also right to push forward referendum/135235
10
TIME FOR A NEW SECURITY ARCHITECTURE FOR NATO AND EASTERN NEIGHBOURS