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Submitted January 11, 2000; accepted March 3, 2000; published April 24, 2000
ABSTRACT Dilute 3-component nonionic oil-in-water using C12E10 and C12AO, most likely because these
microemulsions formulated with either a surfactants produced approximately spherical
polyoxyethylene surfactant (C18:1E10 or C12E10) or the micelles. In this case, the microemulsions containing
alkylamine-N-oxide surfactant, DDAO (C12AO), and the oils larger in molecular volume tended to exhibit
containing either a triglyceride or an ethyl ester oil an increase in surfactant aggregation number and
have been examined using dynamic and static light- hydrodynamic size, suggesting the growth of
scattering techniques. Analysis of the results showed spherical micelles, while the smaller oils (in
distinct differences in the tested oil's mode of particular ethyl butyrate) caused a significant
incorporation into the microemulsion droplets, with decrease in surfactant aggregation number
both the molecular volume of the oil and the incompatible with their being incorporated into the
hydrophobic chain length of the surfactant being centre of the droplet, suggesting that the oils were
important. For example, microemulsions formulated being located in the interfacial surfactant monolayer.
by C18:1E10 and containing one of the larger molecular These results suggest that the various oils are
volume oils (that is, either a triglyceride, Miglyol incorporated into the microemulsions in very
812, or soybean oil) or the ethyl ester of fatty acid oil, different ways.
ethyl oleate, exhibited first a decrease and then an
increase in hydrodynamic size and surfactant INTRODUCTION
aggregation number, suggesting that the asymmetric
C18:1E10 micelles became spherical upon the addition The phase behavior of oil-in-water (o/w)
of a small amount of oil and grew thereafter because microemulsions prepared using the same oils and
of further oil being incorporated into the core of the surfactants as examined here, namely, the
spherical microemulsion droplet. A similar triglycerides (soybean oil, Miglyol 812, and
conclusion of sphericity could not be drawn for tributyrin) and the ethyl esters (ethyl oleate, ethyl
microemulsions stabilized by C18:1E10 and containing caprylate, and ethyl butyrate) and either a
one of the oils smaller in molecular volume (namely polyoxyethylene alkyl ether (C18:1E10 or C12E10) or
tributyrin, ethyl butyrate, or ethyl caprylate) where alkylamine-N-oxide (C12AO) surfactant, has been
neither the aggregation number nor the previously examined (1,2). These studies suggested
hydrodynamic radius changed much upon the that there were differences in the mode of
addition of oil. This result suggested that these oils incorporation of the various oils into the
were preferentially located in the interfacial microemulsions and, furthermore, that these
surfactant monolayer, behaving in much the same differences may have important implications in the
way as a cosurfactant. A different trend of results, drug-solubilizing capacity of the microemulsions
however, was seen for microemulsions prepared (1,3). Of particular interest was the observation that
the surfactant C18:1E10 incorporated the large-
molecular-volume oils (ie, soybean oil, Miglyol 812,
and ethyl oleate) to a much greater extent than the
Corresponding author: M. Jayne Lawrence. Pharmacy
smaller molecular volume oils (tributyrin, ethyl
Department, King’s College London, University of London,
caprylate, and ethyl butyrate), while C12E10 and
Franklin Wilkins Building, 150 Stamford Street, London,
C12AO incorporated the smaller oils to a much
SE1 8WA, United Kingdom; jayne.lawrence@kcl.ac.uk
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AAPS Pharmsci 2000; 2(2) article 12 (http://www.pharmsci.org/)
greater extent. In this paper, we examine the w/w. The diluted micelles and microemulsion
microstructure of dilute o/w microemulsions by samples were prepared by sequentially diluting
means of laser light-scattering studies in an attempt freshly prepared concentrated samples with water to
to understand the different ways in which the various the required surfactant concentration. The
oils are incorporated into the microemulsion droplets. compositions of the microemulsions studied are
However, because microemulsions are generally expressed in terms of the relative weights of oil and
concentrated systems that may, because of surfactant.
interparticulate interactions and multiple scattering of
the light beam, lead to an underestimation of the Photon Correlation Spectroscopy and Total
particle size and aggregation number (4,5), the Intensity Light-Scattering Measurements
microemulsions in the present study were diluted to
surfactant concentrations within the range 0.1% to Photon correlation spectroscopy (PCS) and total
1.0% w/w. This dilution was made possible because intensity light-scattering (TILS) measurements were
of the absence of a cosurfactant in the systems under performed simultaneously using a Malvern 4700c
study. light-scattering instrument (Malvern Instruments
Ltd., Malvern, Worcester, UK), as previously
MATERIALS AND METHODS reported (6). In all the surfactant samples tested, the
ratio of scattering intensities (for TILS) and of
Materials diffusion coefficients (for PCS) at angles of 45° and
135° were always in the range 1.00 ± 0.05, and so all
The polyoxyethylene surfactants polyoxyethylene- further measurements were performed at 90°. For
10-oleyl ether (C18:1E10) and polyoxyethylene-10- total intensity measurements, the instrument was
dodecyl ether (C12E10), as well as ethyl butyrate and calibrated with a dust-free sample of benzene
soybean oil, were supplied by Sigma Chemical Co. (AnalaR) using an R90 for benzene at 488 nm and 298
Ltd. (Dorset, UK). N,N-dimethyldodecylamine-N- K of 3.26 x 10-6 cm-1 (7). Specific refractive index
oxide (C12AO) (98% purity), ethyl caprylate, and measurements (dn/dc) required for analysis of the
tributyrin were purchased from Fluka Chemika Ltd. TILS data were determined at a wavelength of 589.6
(Dorset, UK). Miglyol 812 was a gift from AG Hüls nm (sodium lamp) using a high-precision Abbe (60
(Werk Witten, Germany), and ethyl oleate was ED) refractometer (Bellingham and Stanley, Ltd,
supplied from Aldrich Chemical Co. Ltd. (Dorset, Sevenoaks, UK). For analysis of the PCS results, the
UK). All of the chemicals studied were commercially autocorrelation function was analyzed using the
available and used as received, although before use cumulants assay of Koppel (8) assuming particle
the surfactants were well characterized and, in the monodispersity. The diffusion coefficient of the
case of C12AO, purity was confirmed (2). Distilled particles thus obtained was converted to size using
water obtained from a well-seasoned glass apparatus the Stokes-Einstein equation assuming spherical
was used for all experiments. aggregates.
chain of the surfactant (ie, 352 Å3 for C12AO and Particle Size Characterization of Micellar Solutions
C12E10; 504 Å3 for C18:1E10) (1) and Nagg is the
aggregation number of the micelle (determined from From Figure 1A, it can be seen that the
TILS). hydrodynamic sizes of both the C12E10 and C12AO
micelles remained approximately constant over a
Microemulsions surfactant concentration range of 0.2% to 1.0% w/w,
while the hydrodynamic size of the C18:1E10 micelles
By assuming the oil is evenly distributed between decreased in line with surfactant concentration,
surfactant aggregates, and that each droplet contains suggesting the presence of attractive micellar
fo mole fraction of oil (ie, the moles of oil divided by interactions in the latter system. Note that the
the moles of oil plus surfactant present) and fs mole surfactant concentrations in Figure 1A have been
fraction of surfactant (ie, the moles of surfactant corrected for the cmc of the surfactants, as
divided by the moles of oil plus surfactant present), it determined from the TILS experiments (data not
is possible to obtain the number of oil (no) and shown). The hydrodynamic radii of the micelles at
surfactant (ns) molecules associated with each droplet infinite dilution assuming spherical aggregates were
from a knowledge of the aggregate weight of the found to be 3.40 nm, 6.15 nm, and 1.73 nm for
microemulsion obtained using TILS. Assuming that C12E10, C18:1E10, and C12AO, respectively (Table 1).
the oil forms a distinct core in the center of the
spherical microemulsion droplet, the radius of the
hydrophobic core (Rc) of the droplet and ao (the area
per surfactant at the core/mantle interface) can be
calculated from:
and
significantly over the concentration range studied, C12E10 and C12AO probably approximate to spheres.
thereby allowing micelle size to be determined using In support of this hypothesis, the areas per surfactant
the Debye equation. molecule obtained for C12E10 and C12AO at the
core/mantle interface were fairly close to the
(minimum) value seen (70.0 Å2) in spherical micelles
Table 1. Micellar properties of nonionic surfactants at (10).
298 K. Nagg is the surfactant aggregation number; Rh is
the hydrodynamic radius obtained assuming spherical
particles; Rc is the radius of the hydrophobic core of
the aggregate obtained assuming spherical particles;
and ao is the surfactant molecular area at the
core/mantle interface assuming spherical particles.
hydrophobic chain present in C18:1E10, which as a function of surfactant concentration (corrected for
increased the driving force for aggregation. Because cmc) at 298 K. C18:1E10 micelles (solid square), C12E10
the aggregation numbers for the C12 surfactants are micelles (solid diamond), and C12AO micelles (solid
To obtain an estimate of aggregate shape, the radius It should be noted that because neither the PCS nor
of the micellar core (Rc) calculated using the the TILS data for the microemulsion systems gave
surfactant aggregation number and assuming any evidence of a change in aggregate shape or size
spherical droplets can be compared to the extended over the concentration range studied (Figures 2A, 2B,
length of the hydrophobic chain of the surfactant. As 3A, 3B, 4A, 4B), there appears to be no problems
the fully extended alkyl chain lengths of C18:1 and with dilution of the microemulsion samples. It is also
C12, (ie, 2.16 nm and 1.67 nm, respectively) (9) are important to note that, in the present study, the
less than the radii calculated for the hydrophobic core different microemulsion samples are compared on the
of micelles of C18:1E10 and C12E10 and very close to basis of weight of oil present, which is not considered
that obtained for C12AO micelles (see Table 1), it is unreasonable because the densities of the oils (within
unlikely that these surfactants form spherical the same chemical class) are similar. The only
micelles, forming in preference asymmetric exception to this was the triglyceride oil, tributyrin,
aggregates. It is worth noting, however, that because which possessed a higher density than both Miglyol
the extended chain length of a C12 moiety is not 812 and soybean oil.
much different from Rc, the micelles formed by
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AAPS Pharmsci 2000; 2(2) article 12 (http://www.pharmsci.org/)
Table 2. Properties of C18:1E10 microemulsions at 298 K. Rh is the hydrodynamic radius obtained assuming spherical
particles; ns and no are the numbers of surfactant and oil molecules per microemulsion droplet, respectively; ao is the
surfactant molecular area at the core/mantle interface assuming spherical particles; Rc is the radius of the hydrophobic
core of the aggregate obtained assuming spherical particles; Ro is the radius of the oil core of the microemulsion
obtained assuming spherical particles.
The variation in surfactant aggregation number with was seen for the microemulsions containing soybean
increasing oil concentration for the microemulsions oil and ethyl oleate.
at a constant surfactant concentration when
incorporating the larger molecular volume oils was It is clear that there are differences in the mode of oil
distinctive in that there was an initial drop in incorporation into the C18:1E10-stabilized
scattering intensity and surfactant aggregation microemulsions and that these differences can be
number followed by an increase up to the level of oil equated with the molecular volume of the oil,
saturation, mirroring the variation in hydrodynamic although it should be noted that these differences
radius with oil concentration (Table 2). The initial may also be correlated with the differences in
drop in scattering intensity is characteristic of a polarity of the oils, with the more polar oils being
change in aggregate shape from asymmetric to solubilized to a greater extent. However, previous
spherical, while the subsequent increase in scattering work has suggested that, for the particular oils
suggests the growth of the now-spherical studied, the molecular volume is the dominant factor
micoremulsion droplets (11). This effect can be in deciding the nature of the oil incorporation (1).
clearly seen by considering the number of surfactant From our results, we propose that the larger
molecules associated with the droplet. For example, molecular volume oils form a distinct core in the
the surfactant aggregation number of the Miglyol C18:1E10-stabilized microemulsions, thereby
812-containing microemulsions increased from 155 promoting the formation of a spherical
at an oil-to-surfactant weight ratio of 1:10 to 196 and microemulsion droplet. This conclusion is supported
238 molecules at oil-to-surfactant weight ratios of by simple geometric modelling, performed assuming
2:10 and 3:10, respectively. A similar trend in results that the oil forms a distinct core, which shows that for
the larger molecular volume oils, the calculated area
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AAPS Pharmsci 2000; 2(2) article 12 (http://www.pharmsci.org/)
for a surfactant molecule at the core-mantle interface droplet sizes and the smaller molecular volume oils
is close to the minimum value required for a spherical gave the smallest droplet sizes (Table 3), with the
droplet (70.0 Å2). In contrast, for the smaller largest hydrodynamic radius (4.62 nm) being seen for
molecular volume oils, the area per surfactant the microemulsion containing soybean oil and the
molecule was no greater than 60.0 Å2, suggesting that smallest (3.08 nm) for the ethyl butyrate-containing
these oils penetrate, at least partially, the interfacial systems.
surfactant monolayer, thereby maintaining the
asymmetric behavior of the aggregates. In support of It should be noted that because tributyrin was
our hypothesis, the proposed mode of oil solubilized in the microemulsion at an oil-to-C12E10
incorporation is in agreement with the results of weight ratio of 1:12.5 and not 1:10 as with all other
cloud point/phase inversion temperature studies oils, care should be taken in comparing the results
reported by Warisnoicharoen et al (2). obtained with this oil. It is clear from Figure 3A that
although the increase in size follows the increase in
Microemulsions Formulated with C12E10 oil molecular volume, the differences between the
oils of differing molecular volume were less
Figure 3A shows the variation in the hydrodynamic pronounced than in the case of C18:1E10-stabilized
size of microemulsions as a function of surfactant microemulsions, with no clear distinctions being
concentration for C12E10-stabilized microemulsions observed between the “large” and “small” molecular
containing the various oils at an oil-to-surfactant volume oils.
weight ratio of 1:10.
The scattering intensities of the microemulsions
containing the various oils at an oil:surfactant weight
ratio of 1:10 are shown in Figure 3B.
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AAPS Pharmsci 2000; 2(2) article 12 (http://www.pharmsci.org/)
As with the trend in the PCS results, the larger surfactant aggregation numbers obtained with the
molecular volume oils exhibited the greatest level of different molecular volume oils where a distinction
scattering intensity. It is interesting that, although between oils with large and small molecular volumes
differences in scattering intensity were not is clear (Table 3).
pronounced, there are clear differences between the
Table 3. Properties of C12E10 microemulsions at 298 K. Rh is the hydrodynamic radius obtained assuming spherical
particles; ns and no are the numbers of surfactant and oil molecules per microemulsion droplet, respectively; ao is the
surfactant molecular area at the core/mantle interface assuming spherical particles; Rc is the radius of the hydrophobic
core of the aggregate obtained assuming spherical particles; Ro is the radius of the oil core of the microemulsion
obtained assuming spherical particles.
In contrast to the results obtained with C18:1E10, it was very similar level of scattering, and the systems
the smaller molecular volume oils that could be containing ethyl caprylate showed a nonregular
incorporated to the largest extent in the C12E10 variation in the scattering intensity at the various
microemulsions. Table 3 gives the variation in size weight ratios of oil to surfactant studied (data not
and aggregation number with oil content. It is shown). Calculation of the surfactant and oil
surprising that the hydrodynamic radius of aggregation numbers of the ethyl butyrate-containing
microemulsion droplets containing ethyl butyrate microemulsions showed that the number of surfactant
remained largely unchanged upon increasing the molecules associated with the droplet decreased as
weight ratio of oil to surfactant from 1:10 to 2:10, the oil-to-surfactant weight ratio increased; for
3:10, 4:10, and 5:10, respectively. A similar effect example, the number of surfactant molecules
was seen in microemulsions containing ethyl associated with the aggregate decreased from 58 at an
caprylate at oil-to-surfactant weight ratios of 1:10, oil:surfactant weight ratio of 1:10 to 28 at a ratio of
1.5:10, and 2:10. 5:10 (Table 3). For microemulsions solubilizing ethyl
caprylate, the number of surfactant molecules
In agreement with the PCS results, the TILS results associated with the aggregate seemed to vary slightly
obtained for the microemulsions incorporating an in that surfactant aggregation numbers of 74, 79, and
increasing concentration of ethyl butyrate exhibited a 73 were found upon increasing the oil-to-surfactant
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AAPS Pharmsci 2000; 2(2) article 12 (http://www.pharmsci.org/)
weight ratios of 1:10 to 1.5:10 and 2:10, respectively. highest surfactant aggregation number (Table 4),
These results obtained with both oils are clearly although, as with C12E10, there was no distinct
incompatible with the formation of spherical difference between the “large” and “small” molecular
microemulsion droplets containing a central oil core. volume oils.
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AAPS Pharmsci 2000; 2(2) article 12 (http://www.pharmsci.org/)
In line with the C12E10 systems, the smaller molecular droplet at oil-to-surfactant weight ratios of 1:10 and
volume oils could be incorporated to the largest 11:10 were approximately 55 and 15 molecules,
extent. As with the ethyl butyrate-containing C12E10 respectively. For this surfactant, similar findings
microemulsions, the hydrodynamic radius of the were found for microemulsions incorporating ethyl
C12AO-stabilized ethyl butyrate microemulsions oleate at various oil-to-surfactant weight ratios
remained fairly constant, despite a large relative examined (namely, 1:10, 1.5:10, and 2:10), in that the
increase in the amount of oil present (Table 4). number of surfactant molecules decreased upon
Similarly, the surfactant aggregation numbers for the increasing the amount of oil added. Note in contrast
C12AO microemulsions incorporating ethyl butyrate that ethyl oleate could not be incorporated to any
followed the same trend as the corresponding C12E10 significant extent in the C12E10- stabilized
microemulsions in that the number of the surfactant microemulsions. Again in common with the C12E10
molecules per microemulsion droplet decreased upon microemulsions, the variation in surfactant
increasing the amount of oil added (Table 4). For aggregation numbers for the ethyl caprylate systems
example, the number of surfactant molecules per did not follow a clear trend.
Table 4. Properties of C12AO microemulsions at 298 K. Rh is the hydrodynamic radius obtained assuming spherical
particles; ns and no are the numbers of surfactant and oil molecules per microemulsion droplet, respectively; ao is the
surfactant molecular area at the core/mantle interface assuming spherical particles; Rc is the radius of the hydrophobic
core of the aggregate obtained assuming spherical particles; Ro is the radius of the oil core of the microemulsion
obtained assuming spherical particles.
It is interesting that for all oils tested, there was not the addition of a small amount of oil did not
much change in the area per molecule when the significantly affect the packing of the surfactant in
lowest amount of oil was added, which suggested that the interfacial region and that larger amounts of oil
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AAPS Pharmsci 2000; 2(2) article 12 (http://www.pharmsci.org/)
are needed to be added to see a significant 5. Schatzel K. Light scattering -; diagnostic methods for
colloidal dispersions. Adv Colloid Interface Sci.
penetration into this region. However, the interfacial
1993;46:309-332.
area per surfactant molecule calculated was seen to 6. Lawrence MJ, Lawrence SM, Barlow DJ. Aggregation and
increase with an increase in the amount of oil present, surface properties of synthetic double chain nonionic
suggesting that penetration increased with increasing surfactants in aqueous solution. J Pharm Pharmacol.
1997;49:594-600.
oil concentration. The area per surfactant molecule
7. Abe M, Uchiyama H, Yamaguchi T, Suzuki T, Ogino K,
for microemulsions containing ethyl butyrate Scamehorn JF, Christian SD. Micelle formation by pure
increased to the greatest extent, suggesting that the nonionic surfactants and their mixtures. Langmuir
model of a central oil core was least applicable in this 1992;8:2147-2151.
case. It has been reported that the addition of a small 8. Koppel DE. Analysis of macromolecular polydispersity in
intensity correlation spectroscopy: The methods of
amphiphilic molecule such as heptane-1,2,-triol (HP) cumulants. J Phys Chem. 1972;57:4814-4820.
to C12AO micelles caused a decrease in both 9. Malcolmson C, Lawrence MJ. Three-component nonionic
aggregate size and surfactant aggregation number oil-in-water microemulsions using polyoxyethylene ether
surfactants. Colloids & Surfaces B Biointerfaces 1995;4:97-
upon increasing the number of HP molecules,
109.
suggesting that HP was acting in the same way as a 10. Conroy JP, Hall C, Leng CA, Rendall K, Tiddy GJT, Walsh
cosurfactant by replacing water molecules around the J, Londblom G. Nonionic surfactant phase behavior. The
surfactant head group (12). effect of CH3 capping of the terminal OH. Accurate
measurements of cloud curves. Progr Colloid Polym Sci.
1990;82:253-262.
CONCLUSIONS 11. Oetter G, Hoffmann H. Ringing gels and their fascinating
properties. Colloids Surf. 1989;38:225-250.
The findings in the present study suggest that the 12. Timmins PA, Hauk J, Wacker T, Welte W. The influence of
nature of the micellar aggregates and the molecular heptane-1,2,3-triol on the size and shape of LDAO micelles.
FEBS Lett. 1991;280:115-120.
volume of an oil play an important role in
determining the nature of its incorporation into the
microemulsion droplet and its subsequent effect on
aggregation behavior. In general, the larger molecular
volume oils tend to locate in the center of the
surfactant aggregate, and the smaller molecular
volume oils, at least partially, locate in the interfacial
surfactant region. However, the precise effect of the
oil on the shape of the aggregate depends very much
on the amount of oil present and shape of the original
micellar aggregate, which in turn depends on the
molecular structure of the surfactant.
REFERENCES