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Till, Jeremy, (2005) "The negotiation of hope" from Blundell Jones, Peter and Petrescu, Doina and Till, Jeremy, Architecture and
participation pp.23-41, London: Taylor and Francis ©
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Chapter 02 Jeremy Till
Jeremy Till I 23
you, we left our hearing aids at home.' 'IT IS A LOVELY BUIIDINC.'
Placatory participation
Participation as an unchallenged generic term disguises the fact
that in all participatory processes there are degrees of involve
mrnt ranging from token participation to full control of the process
by citizen participants. Thesr degrees are identified in Sherry Arn
stein's oft-tjuoted 'ladder of participation' in which she sets out a
hiprarchy of participatory control. ~ At the bottom of the L.ldder is
S. AnblL'lI1, 'The ladder ol"citizen pMtici
pJlion'. l~ftfflHlI o(lhr! Insticuteo( Ameriwn
'manipulation' and at the top is 'citizpn control'. Interestingly the
Plnnn,·r,. \4. nO.4. 1969. pp.216 24. The word 'plac..ltion' sits just over halfway up rhe Iddder. This is strange:
IadJl>r h. from the botlom: manipulation
that phcation should be awarded an above average rating in this
thl2fJ.P) informing - consultation
placdlic'" p,trtnership - delegated power ladder of expectation that placatiun is effectively deemed as an
Citizen l"nmrul. Se~ Figure 04 .01. acceptable outcome of participation. To understand this apparent
problem one has to understand that Arnstein's simple diagram is
embedded in a much more complex politics of participation, as set
out in C..lrole Pateman's classic work Participation and Democratic
Theory.'; Pateman contrasrs tbe position of 'classical' democratic
C. Patcl11Jll, {lurtiLipation and Democratic
Theory. C .. brid~,': C,llnbridge University
theory, most notably Rousseau's, with that of contemporary demo
Press. 19:"0. cratic theory. The participation of the individual citizen in political
decision-making is ..l centra] tenet of Rousseau's political theory.
Partici pation serves as a part of an educative process through which
'the individual will eventually come to feel little or no connict
6
Ibid., p.2S
between the demands of the public and pri\'Jre sphere< b As a result
of participation the decision of the collectivE' is mure readily
Jeremy Till i 25
I accepted by the individual and (importantly) it'increases the feeling
among individual citizens that they belong in their community'. 7
Transformative participation
How then may transformative participation be achieved in archi
Jeremy Till I 27
tecture? One of the problems identified in participation is that the
channels of communication between the expert and the non-expert
are not transparent, and so participation temains dominated by the
experts who initiate the communication on their own terms, cir
cumscribing the process through professionally coded drawings and
1\
language, This problem was addressed in the early 1970S with the
design methods movement, in which a strange alliance was formed
between systems theory, computer programmes and participatory
16 rhetoric. 10 The proponents agreed that one of the barriers to partici
Apart from (he conference grouping which
includes Nigel Crass, Bill Mitchell and
pat ion in architecture is the obscurity of the design process. They
Nicholas Negropollte. it is also interesting argued that by explicating the process through rational means, and
to note thal many participation advocates
through the use of computers, design will become transparent and
such as Henry Sanoff came from a design
methods background, the non-expert will be able to engJge more fully in the design
process. As NigE'1 Cross notes:
thC' process", in particular the users of the building, who have tradi
17
become involved in a computer-aided proCl',S. 1
Key to this was the rise of the computer Jnd numE'rical modelling
which would, in Bill Mitchell's hope, 're~ult in an opening up of
architectural and urban design processes to a wider and truer par
ticipation by making it possible for non-specialists to comprehend
18
Jeremy Till I 29
------------
bites. Suspension of disbelief is a condition of design practice. One
knows in one's heart of hearts that the suspension cannot last, but
the state is hypnotic whilst it does those clean diagrams, those
neatly scheduled packages of work that defy all construction prac
tice, those empty photographs uken before the great unwashed
(users, dirt, weather, change) move in. And when it all goes wrong
afterwards, when reality truly does upset the ideals, one can always
resort to the publication of a monograph to resuscitate and perpetu
ate the mythology of a perfected state of architectural production.
Participation brings forward the moment of reality and in so
doing inevitably challenges that suspension of disbelief. [he parti
cipative process, as a signal of the reality to com", confronts archi
tects with issues that they may otherwise have preferred to either
hide from, or else delay dealing with, for as long as possible. Most
obviously this happens by bringing forward and prioritising the
desires of the users. Where clients are generally concerned with
economy, efftciency and longevity - all issues which elide with the
Vitruvian triad and thus ones that the architect is comfortable with
2}
users bring other concerns to the table.'} It is in this way that par
Lefebvre is clear in identifying the problem
of the word 'user'. which tends to denote ticipation presents a threat to normative architf'ctural values, and
the user as some kind of functional object. so it is not surprising that most drchitectural participation tends
subject to architectural manipulation. Sec
towards the pseudo corner of Pateman's construct, because only
H. Lefebvre. The ProduClion o(Space. trans.
D. Nicholson Smith. Oxford: Blackwell. there are the values left unscathed behind a veneer of social engage
1991. However, user is probably the most ment. The' challenge, therelore, is how to move architectural partic
commonly employed teom in architectural
ipation from the pseudo LO the transformative. To achieve this one
participation dnd identifies a different
category from the client. Real participation has to overcome' any notions of participation as a threat and to see it
must engage [he user over and above [he as a process that is transformative for all parties - the architect
client, whose priorities are so often similar
ro those of the architect.
included. The issups that transformative participation brings for
ward actually present an opportunity, not a threat; an opportunity
to reconsider what is often taken for granted in architectural prac
ticf'. It is to these issues that we shall now turn in order to see how
they individually and collectively suggest a positive transformation
of drchitectural prouuction that benefits architects and users alike.
The expert-citizenjcitizen-expert
It is through the agency of the user that participation brings for
ward issues that the architect has to face up to at an early stage. In
normal circumstances there is an immediate imbalance in the in i
tia I exchanges. The architect, as possessor of expert knowledge, sets
the terms of reference for the participatory engagement. A problem
is posited, plans are drawn and a solution negotiated - all frameu by
the architect's knowledge system and specialised modes of commu
nication. Clearly this establishes a power structure in which the rx
pert architect assumes authority over the inexpert layperson, and
I
30 I The negotldtion of hope
I
--~
clearly this imbalance is unacceptable if one aspires to a participa
tory process that empowers the user. In an dttempt to reverse this
power relationship, the community Jctivists of the late 1960S and
1970S resolved to strip experts of their authority and reduce them to
being technical facilitators, there to deliver the dpsires of the com
14 munity without imposing on them,l.! In this model the architect
For a critique of this approach, see
~\. Crawford, 'Can architects be socially remained an outsider but one acting on the users' behalf. The prob
responsible" in D. Y.Chirardo (ed. j, lem, as Lars Lerup clearly identifies, is that panicipation becomes
Out v(Siu: A social criticism ofarchitecture,
largely a 'managerial solution, .. there is a "symmetry of ignor,mce"
Seattle, \\'.~: Ba>' Press, 1991. For
justification of it: N, Wates and c. Knevitt. between the dweller and professional - neither knows the dweller's
Comrnunil\, Arc/1itecwre: How people are creacing needs'.2, On the one hand, in the enforced relinquishment of power,
thJ?!ri)wn environment, London: Penguin. 1987.
the expert professionals also relinquish their knowledge (because in
25
Jeremy Till I 31
cine this gap is actually necessary m defining the profession,
because in treating the speci,:l! (say, a hole in the heart) the expert
doctor can return the patient to the world of the normal. Indeed,
the wider the gap, the more specialist the knowl~dge required, the
strongrr thar aspect of the profrssion, the greater the remunera
tion: hence the perceived SUtus of the heart surgeon over the gen
eral practitioner. In architecture, the participatory process reveals
the gap between the special and the notmal to be unacceptable, and
yet architects will be wary of relinquishing thrir specialist areas of
expertise becJuse they believe this would threaten what sets them
apart, There is the nagging doubt that in dealing with the normal,
using normal language, one might be seen as normal. Participation
thus presents architects with a double bind - the need to reassess
what constitutl!s their knowledge but also the worry that in so
doing one may no longer be seen as an architect. Best therefore to
avoid the problem altogether, or at least to put it off [or as long as
possible. Architects thus tend to cling to thIC certJinty of what they
know, rather than expose themselves to the uncertainty of whal
others may know.
The only way to get out of this bind is to reconsider what con
stitutes the expert. This does not mean the relinquishment of
knowledge, but the redeployment of it in another mode. fxperts
feel mOSl comfortable when the object of their scrutiny is abstracl
ed, because then their specialist knowledge can be applied ~~ithout
two way - that the user should have the opportunity to actively
34 transform the knowledge of the architect. 1"This will only happen if
c.lJug~ . CramsCl'sl\llurxism. London: plu(Q
the architect first recognises and then respect::> the knowledge of the
user. Because the user's knowledge is often grounded in everyday
3S experience and the commonplace, it is easy to dismiss it as having a
Cramst.."i. \t'!L'lliuns from rhe Prison Notebooks of
AnroniuCTill1lSl.i. pp.7 23.
lower status than specialised knowledge or else to respond to it at
the level of pragmatics Y It is common for architects to placate par
36
ticipants through reassuring practical solutions ('yes, we will deal
Sec l'd.tt!mau. ,rliL'pariol1/l1HI Democratic
Theor)', p.b~. with your rubbish bins') whilst still silently sticking to their own
specialised agendas ('." and make sure they are round the back
37
away from our delightful front elevation.'), What is necessary is for
For a developlnt11lt 01 thiS, see FricdmJ.lll1,
RilfOcKing Amt'riLlI:. \ rht.'ory of U£ltlSQcrive the architect to acknowledge the potentially transformative status
plnnning, pp .10'1 11.
of the users' knowledge and to provide channels through which it
might be articulated, The architect (as citizen-expert) needs to lis-
Jeremy Till I 33
ten to, draw out and be transformed by the knowledge of the user
(as expert-citizen). The process becomes two-way and expansive
because, as Sanoff notes, 'the knowledge of the user-expert is neces
sary to state the obvious and the commonplace in order tu expand
38 the narrowness of vision often found in highly trained people'.38 In
See Sanoff. 'The application of participatory
methods in design and evaluarion' this light, one can see how participation, through bringing the
users' knowledge into the design process at an early stage, far from
presenting a threat to architectural production, actually presents an
opportunity ro reinvigorate it through challenging the very limits
and constraints of speCialist knowledge.
Negotiating space
As it stands, this notion of transformative participation is too cusy:
it suggests idealised conditions of mutual cooperation, uncontested
knowledge bases, open communicdtion and eventual consensus. In
39
In this context it is interesting to note that reality, such ideals do not exist, and it is dangerous to hope blindly
in Habermas' theory of communicative that they might. Better instead to accept that no participatory
action, it is h is argument for an 'ideal
speech situation' that has drawn the most
process, no matter how well intentioned, is going to completely dis
fire. His critics accuse him of seeming solve the power structures and inequalities ot the various parties. 39
naivety 'in even positing the possibility Any theory of pdrticipation in architecture must also include the
of authentic speech. his defenders note
that people act. and need to act. as if the notions of authority 40 and otherness. One aspect of participation
possibility of ideal speech was achievau!e, makes confrontation with difference inevildble, and this is that the
users will bring to the table their personal beliefs. In the negotia
40
J. Alurecht. 'Towards a theory of tion of the personal with the social. the individual with the collec
partici pation in architecture', Journal a( tive, political space emerges; the participatory process is, as the
ArchJll"Clural Education 42. nO.l, 1998.
I
L
way through the cracks in the wall of arch itectural denial, eventu
ally overwhelming the hopeless purity 01 the forms within
because those forms, conceivpd in a political vacuum, can put up no
43 resistance 43 BL'tter then to take on board these conrested terri tories
Koolhaas' pithy reminder is apt here. 'Once
we were making sandcasrles. Now we
earlier rather than be disappointed later. In this light, participation
swim in the sea that swept them away.' should occupy a central position in architectural practice, as oppo
R. Koolhaas and B. Mau, S, M. L, xl,
the negotiation of political space, new and better vistas will open
44
up.'44The key terms here are 'negotiation' (because that defines the
Lerup, Building, P.30.
Jeremy Till I 35
a matter of adjusting to the status quo as of realizing new possibili
47 ties and discovering our reactions to them.'
J. c. Jones, Design MetllOlls, znd edn" New
York: Van Nostrand Reinhold, '992, p,xxix,
If one problem with the problem is the way thar it closes down the
potential for new possibilities, the other is that the framing and
solving of the problem are an excltisionary act, and thus inappro
priate for the terms of transformative participation. Problems, as
Banham indicates, require a certain type of profE'ssional, expert,
knowledge to solve them. The identification of the problem thus
inevitably privileges the expert over the user, limiting the pos~ibi!
ity of the negotiation of hope as a shared enterprise. We therefore
need to tind an alternative paradigm for the design process. In an
E'loquent paper, the planner John Forester suggests that we should
replace the normative metaphor of design as the search for a solu
tion with the idea of design as 'sense'making'. 'Sense making is nor
simply a matter of instrumental problem-solving, it is a mdtter of
altering, respecting, acknowledging, and shaping people's lived
48 worlds .'48 Central to Forester's argument is that such a move from
J. Foresrer. 'Designing: Making sense
together in practical conversJtions', Journal
the problem to sense-making necessarily brings with it an acknow
orArchitectural Education, JR. no.), 1985. See ledgment of the contested social situation in which the design
also Forester, rlanning in th, Facearrawer.
process is first initiated, and of the contingent socia! world in
Pp·1l9·J)·
which buildings and their users will eventually be situated. Where
problem solving, predicated as it is on positivist thinking, lends to
either abstract or exclude the social and the politic:!l, sense making
inevitably engagE's with them, and in so doing, accords with a model
of participation in which social and political issue'S are brought to
the fore and then negotiated through spati ..Jl discussions.
Urban storytelling
Doctrinrs must take their beginning,; from that of the matter which
they treat.:ViLo:
There is always the nagging, but quite serious, concern that con
ventional methods of architectural communication are describing
something that is in fact not architecture. Drawings can never
de~cribC' the fullness ufthe future occupation of space; they are, of
course, radically reductive. As Robin Evans argues so brillidntly in
The ProjeetiveCast, this representational reduction is not necessarily a
problem as long as one acknowledges the role of the architectural
imagination in achieving the translatiun from drawing to build
50 ing.soThe alchemy of imagination is a second means by which the
R. Evans. The Projective ellS!: Archirl.'CLtlrl:'Qlld ib
architect achieves professional closure: speciali~t technical know
rhfeegeomeuies. Cambridge. MA: MIT Pre~s.
lQ95· ledgp with indefinable creativity is the combination th..tt estab
lishes architecture apart from other vocations that might have one
aspect but not the other. However, in the context of participation
thp architectural imagination presents a problem, in so much a~ it
is an internalised impulsp and thus not availablp for mutual under
standing with thr other participants, Drawings, which for the
architect may be pregnant with possibilities, remain mute to the
outsidE'r. The exclusion is reinforced by the tel'hnical nature of so
\1
much architectural discourseY
11.1\ lllg ".l( on many interview panels to
~l'lt.".:r ~ln.:hitc(ts for
communit}'-based In order to achieve transformative participation, it is therefore
proJ"Ch. I "m continuall}' astounded at the neces~ary to look lor a new model of communication, The clue as to
I..mgudgl~ I hat most architects choose to
what this may be lies in the nature of the knowledge at ~tak(' and
U::.e. )<Ugl}11 Jod technical terminology.
logPlht'f wah nods to me as the supposed the make-up of the [Jarticipams, 'New knowledge neither grows out
"'pm. Ju nothing but alienale. and of a special method, nor the special mind of d genius nor from new
(oofll;,t'. tht'I2\'tmtual users. These
theoretical monologues ... but from the voices of ordinary people in
architt.:l {, Jll I)Ot get the job.
conversation.'s' Where prolessional knowledge tL'nds to reatflrm the
5' status quo, or to incrementally shift it, the knowledge contained in
Billig. ldl'u/Otiilfll Oi/emmlls, p.lG2.
thE' conversations of ordindfy people, ot participants, contain thL'
germs of new spatial possibilities, rhe trick is how to recognise this,
how to identify the 'real possibilities present in those fleeting,
extraordinary, non professional moment~ of indeterminacy, un
53
decidability and ambi\'aJence's3 The key lies in recognising the
Shotter, 011L.I:111 PolitlL), p.5 2.
power and validity of ordinary conver~ation as a starting point for
the participatory process. of course this challenges normative
Jeremy Till I 37
patterns 01 professional and dcademic legitimacy, Both of these sets
of discourse are often predicated on the principles of logic and com
54 pleteness,54 against which measures the openness of ordinary con
See Ibid" p, 141. Much postmodem
academic discourse may be seen to versation is seen as a lower form of communicdtion, and thus one
challenge notions of logic. but still work capable of being dismissed, However, this overlooks the potentials
our from ir as a·principle.
to be found in everyday conversation which 'contains more possibil
55 ities for our future development than we ever before imagined', S'i
Ibid. P.39. What is suggested here is the appropriateness of conveTsation
to the architectural participatory process. First, conversation moves
the architect from being a detached observer into an engaged parti
cipant, enabling him or her to see from within a given situation,
Second, it anticipates the future spatial possibilities in terms of
time and occupation rdther than seeing them as fixed and empty
forms. [hird, conversations bring into play socia! relationships
because, as Rom Harre notes, the primary human reality is in per
56 sons in conversation. 56 Fourth, conversations in their open-ended
Ibid, p, 128. The same point is made by
John Forester: 'Design as sense-making via naturE' give rise to unexpected consequences; they may lead the par
conversation siwates the designer's work ticipants down paths that they may have never found through logic,
in a historical. practical context'. Forester,
In all these four ways conversations can actually describe what
'Designing', p,17,
architecture may be, namely the temporal, contingent, social occu
pation of space a world undiscovered in the reductive drawing. If
we follow Vico's urging that 'doctrines must take their beginnings
57 from that of the matter which they treat',57 then ordinary conversa
C, Vicc, The New Science o{Ciamballista Vica,
trans, T. Bergin and M, Fisch, Ithaca, NY:
tions can form the perfect start to architectural production, What
Cornell University Press, 1948, para 314. the participatory process does is to provide a context for those con
versations to be initiated - and once again participation is here a cat
alyst for new ways of looking at architectural practice, exposing the
limits of normative architectural methods.
'Conversation,' is perhaps too vague a term, and dlso it does
not necessarily avoid the imbalance of authority found in most par
ticipatory processl's. A more equitable and focused conversational
mode is found in storytelling. 'The very act of storytelling, an act
that presumes in its interlocutor an equality of intelligence rather
than an inequality uf knowledge, posits equality, just as the aet of
58 explication posits inequality.'5 8 The authoritative positivist explana
Kristin Ross. 'Introduction'. in J. Rdnciere.
The 'gnoran' Schaa/masler, S'anford, CA:
tion of the expert ('You should have your from door here because it
Stanford University Press. 1991. is closest to the road') is replaced by the suggestive and imaginative
storyline of the ]Jotemial dweller ('.,' we ran through the back door,
steaming bodies into air dense wi th chip fa(;, All of us have stories
within us, be they descriptive of the past, fictional for the future,
anecdotal or practical. Stories have within them elements that are
both persondl and social, they become a means of describing one's
place in the world, of locating the individual within shared spaces,
Stories are the place where the imagination flOds lines of flight. If
then develops the answers through the forms of stories, two things
happen. First the stories arise out of experience of the world and
thus have a grounding in reality; second, the 'what if?' allows sto
59 ries to imagine and to project new spatial visions ,59 Stories thus
our own house, 9 Stock Orchard Street, lounding in everyday experience thar hope is not impossibly idealis
but also allowed open-ended, negotiable avoid such delusions whilst at the same time not shutting down
Everyday and Archileclure. London: Academy the urban storytelling. This role requires both knowledge and imag
Editions. 199B.
ination, but in hoth cases these attributes are extetlldlised and
technical facilitator but at the same time is not tarnished with the
cleanliness: the denial of the occupant in fronted with contingency at the start of the design proces.s rep
t!!ad: fear of time as identified by Kusten wise denied or delayrd, presents a 'threat'.
Jeremy Till I 39
proposition that sense can be arrived at through commonly agreed
principles presupposes that universal structures of thought can bl'
6}
that that no onE' pertect solution exi~ts; second, that others are
64
involved in the process, it is not the work of the lone intellect or
'Kant's notion of "sensliHommuni" is
represented first through the desires of the users, and the architect
65 has to face up to the often conflicting status of these desires. It is
C. Taylor. Sources o[the Self: The m"killg a(the
not a mdtter 01 attempting to fwd a consensus among these com
moderaulentity. Cambridge, /viA: Harvard
University Press. 1989. P.57. peting positions, but of using one's judgement to make best sense
ofthelll. The process, whilst potentially leading to unintended con
66 sequences, thus still has intentionality.!"; This inevitably leads to
As John Sholter notes: 'Joint action ... gives
rise to unintended consequences, thal is
the acceptance of dilference rather tlun the imposition of a false
ourcomes which are not intended either by equa lity, even it this might grate with accepted liberal norms of par
you or me. uur which in [act are DIU
ticipation, in which the search for a solution accepuble to all is
outcomes: Sholter. Cu/tUlol Politic>. p.47.
paramount. The spaces arising out o[ the contingency ofparticipa
tion are thus not necessarily those of static harmony; 'a common
67 space that is also a fissured space is not an oxymoron'."" Instead a
B..Arditi and J. Valentine. Polemic;zation: The
contingenry o(the commonplace. Edi nbu rgh: different notion of equality arises, not one based on principles of
Edinburgh Universiry Press, 1999. P.13S. absolute universality, but one which 'as a contingent outcome of a
conflicts and strategic calculation is a sedimented moment in a
68 fluctuating equilibrium'68 The hope, therefore, is that a participa
Ibid .. p.124.
tory process that is based on the principle of rna king the best sense
wilileild to architecture capable of accepting difference and archi·
tecture that is responsive to change over time, since it avoids the
stasis of any universalizing tendency.
..
more transformative model. In order for this to happen, architects
need to accept changes to the standard methods and values of prdC
tice, and in particular to see that the issues that participation brings
to the fore present not a threat but an opportunity, leading to a
more empowering form of architecture, This is a achieved through
dn acceptance - or let us hope d welcoming· of the political aspects
of space, of the vagaries of the live~ of users, of different modes
of communication and represpntation, of an expanded definition
of architectural knowledge and of the inescapable contingency of
practice. This acceptance leads not only to a revitalised, and more
relevant, form of participatory practicr, but also to a revitalised,
and more relevant, form of architectural practice. For too long
architecture has isolated itself in the vain pursuit of the incom
patiblf' bedfellows, innuvatiun and timelessness. Participation chal
lenges these values, and brings dn awakening of the virtues of
engagement: an awakening that might come as a shock to archi
°9 tects more used to a deluded detachment, but one which is neces
1purposely use the word hope to challenge
thedespairofManfredoTafuri who talks sary if architecture is to have any future relevance.
of the 'anachronistic "hopes in design'" Participation is not a worthy sop to our political masters; nor is
whilst Tafuri's critique of the naivety of
architects in the face of capitalist forces is
it an excuse for mediocl ity; it i~ not a distraction from supposedly
compelling, it behoves us all to suggest higher values. Participation is the space in which hope is negoti
alternative mel hod.:: of architectural ated,G.) What is clear is that this hope refers not just to a better
production which arc politically .WMe and
lransfomlative. See M. Ta[uri, Architecrure
future for the users of the built environment, but also to a better
and Utol'ia. Cambridge. MA: MIT Press, 1976. future for architectural practice.
Jeremy Till I 41
~-------_---...