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Ifra Special Report 02.2007 www.ifra.

com/specialreports

Inter-Instrument Agreement in
Colour and Density Measurement

A must read for: Catchwords:


Technical Director Presses and Printing
Production Manager Pre-Press Production
Pre-Press Manager Materials and Consumables
2 Ifra Special Report: Improving Inter-Instrument Agreement © 2007 Ifra, Darmstadt

Acknowledgements
In preparing this report, we would like to express our contention and topics that need to be resolved. However, the
sincere thanks to those who have helped directly in contrib- one common aim of everybody has been to improve colour
uting to the information published here and for their valuable and density measurement and inter-instrument agreement
suggestions for improving the text. The following people on a global scale. Some of the issues are under discussion
have been of great assistance in sharing their knowledge, in ISO meetings and are part of the programme of continu-
providing guidance and patiently answering our enquiries ous development and improvement of ISO standards. It is
during the preparation of this report: here, that we would also like to acknowledge the enormous
contribution and good work of all those who sit on those
Dr. Uwe Berthold FOGRA, Germany ISO committees and working groups. The list of standards
Anthony Cheng Singapore Press Holdings, regarding colour and density measurement, process con-
Singapore trol, viewing and proofing makes the word ‘extensive’ an
Raymond Cheydleur X-Rite, USA understatement.
Dr. Frederick Dolezalek FOGRA, Germany We would also like to acknowledge all the contributions
Dr. Peter Ehbets X-Rite, Switzerland from the authors of the reports and articles mentioned in the
Dr. Philip Green London College of References to this report. Without their research findings, we
Communications, UK would have lacked the necessary scientific support for our
Jan Keller X-Rite, Switzerland thoughts and opinions.
Andreas Kraushaar FOGRA, Germany Finally, a sincere ‘thank you’ to my Ifra colleagues, Man-
Ulrich Krzyminsky Techkon, Germany fred Werfel, Beatrix Beckmann and Harald Loeffler for their
Christopher LaFontaine X-Rite, USA additional information and support throughout the long
Olli Nurmi VTT, Finland process of gestation.
Dr. Danny Rich Sun Chemical, USA

We do not mean to infer that all these fine people agree Andy Williams
and approve of all that is stated herein. The final conclusions Ifra Research Engineer
and recommendations are our own and there are still areas of May 2007

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www.ifra.com/specialreports Ifra Special Report: Improving Inter-Instrument Agreement 3

Table of contents
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

1 Introduction – Colour and Density Measurement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

2 Executive Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

3 Maximising Inter-Instrument Agreement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7


3.1 Instrument design considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
3.1.1 Geometry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
3.1.2 Uniform illumination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
3.1.3 Area of illumination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
3.1.4 Aperture . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
3.1.5 Light sources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8
3.2 Measurement technique . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.2.1 Measurement backing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.2.1.1 Backing material for colour measurement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.2.1.2 Backing material for density control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.2.2 Sample positioning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.2.3 Process sampling and measurement accuracy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
3.3 Time effects . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10

4 Spectral Measurement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.1 Laboratory conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.2 Spectrophotometer design . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.2.1 Diffraction grating type . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12
4.2.2 Interference filter type . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
4.3 Spectrophotometer specifications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
4.4 Thermochromism effect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
4.5 Hygrochromism – relative humidity variation effects on measured colour . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
4.6 Gloss and specular reflections . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
4.7 Fluorescence and UV filter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
4.8 Colour difference formulae . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
4.9 Instrument diagnostics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
4.9.1 White calibration . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
4.9.2 Colour tile accuracy check . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
4.10 Numerical tools to improve inter-instrument agreement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
4.10.1 X-Rite NetProfiler . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20
4.10.2 Datacolor MAESTRO . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
4.10.3 The CTS Collaborative Reference Program for colour . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
4.11 Practical spectrophotometry and colour measurement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21

5 Density Measurement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23
5.1 Filters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
5.1.1 Broad band “Wratten” filters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
5.1.2 Interference filters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
5.1.3 Neutral filter for ISO standard visual density . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
5.1.4 Polarisation filters . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25
5.1.5 UV filter . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
5.2 The densitometer filter dilemma . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28
5.3 Improved ISO standards for better inter-densitometer agreement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
5.3.1 What needs to be changed in ISO 13656 for densitometry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
5.3.2 What needs to be changed in ISO 14981 for densitometry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
5.3.3 What needs to be changed in ISO 5–3 and ISO 5–4 for densitometry . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29

6 Future Systems ...................................................................................................................... 30


4 Ifra Special Report: Improving Inter-Instrument Agreement © 2007 Ifra, Darmstadt

7 Conclusions and Recommendations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31

8 Appendix A . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.1 ISO Calibration and Verification . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
8.2 ISO Uncertainty Estimation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33

9. Appendix B . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
9.1 ISO standards for colour and density measurement and process control . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 35
9.2 ANSI CGATS standards . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37

10. References ............................................................................................................................ 38


www.ifra.com/specialreports Chapter 1: Introduction – Colour and Density Measurement 5

1 Introduction – Colour and Density Measurement

“…metrology, standardisation and conform- and measurement process errors. Instruments


ity assessment are the pillars of knowledge from different manufacturers measure differ-
for developing a technical infrastructure, and ently. Often, it is even difficult to compare
thereby enabling sustainable development and measurement results between print sites as
full participation in international trade. And well as between printer and customer. Some-
they are firmly linked together.” — from ISO’s times even one and the same instrument
promotional brochure “Metrology, Standardi- measures differently depending on its orien-
sation and Conformity Assessment”. tation in relation to the measuring target. This
Colour measurement has come to the fore problem is true for both, densitometers and
in the graphic arts industry as it has finally spectrophotometers.
acquired instruments and ISO Standards. All the factors which contribute to these
Ironically, colour measurement and colour measurement differences apply regardless of
management now offer better control of which of the major printing processes is used.
standardised procedures between proof and Consequently, there is a strong case for agree-
print than density measurement, though the ment on having instruments designed for the
printing industry has been using density graphic arts generally and to separate the
measurement for far longer to control film instruments for print density measurement
processing, plate making and printing – film from those for colour measurement. Density
and plate processing now being almost com- measurement is still the preferred method for
pletely replaced by a CTP process. Ironical, press inking control – manual or closed-loop;
too, in this area of CTP plate processing con- full colorimetric print process control is still
trol, is that while densitometry may remain as something for the future. On the colorimetric
a hidden part of a closed loop control system, side, additional refinements to ISO standards,
a new generation of CCD-based measurement colour measurement instruments, colour dif-
devices has emerged using image analysis for ference formulae and viewing booths are in
plate halftone dot size measurement and reg- preparation to improve the correlation of col-
istration control. Densitometry for plate qual- our measurement data with appearance and
ity control is now largely obsolete. with the matching of an approved proof to
One of the reasons why densitometry has the printed sheet.
failed the user in printing is the multitude of Overall, the objectives of this report are
standards and the lack of a common agree- to improve measurement accuracy and preci-
ment about how density should be measured. sion for colour and density, to improve inter-
Differences are found between absolute and instrument agreement and to maintain repeat-
relative density measurement, differences ability for hand-held spectrophotometers and
in wide-band blue filter responses, in wide- densitometers.
band versus narrow band filters, the inclu- It is a conclusion of this Ifra Special
sion or exclusion of fluorescence, differences Report on Colour and Density Measurement
between spectral density measurement versus that the main improvements in inter-instru-
colour filter measurement, with polarisation ment agreement can only be reached first
filter or not, and differences in how the black through rationalising and improving certain
ink is measured. ISO standards and then by using instru-
In the last year, there has been a reali- ments that conform. Differences caused by
sation that such differences are obstacles to the measurement conditions and method are
a global standard for print process control. more easily overcome.
Generally, it would be much better to have
just one standard configuration and method
for density measurement. The individual four-
colour inks have almost identical spectral
properties, regardless of the printing process
– only the paper colour on which the inks are
measured brings some discontinuity to the
process ink standards.
Apart from these, other measurement dif-
ferences occur due to the instrument design
6 Chapter 2: Executive Summary © 2007 Ifra, Darmstadt

2 Executive Summary

The two prominent reasons for ink on Thirdly, calibrating a spectrophotometer adjusted to control the UV component of the
paper measurement in newspaper produc- to the manufacturer’s white calibration ref- light source on spectrophotometers and as a
tion are: erence is not enough to ensure long-term permanent filter on densitometers, should be
> providing the advertiser with correct col- measurement accuracy and good inter-instru- added. Switching or adjusting the UV filter
our reproduction, and ment agreement. Additional safeguards are on a spectrophotometer allows the effect of
> press ink level control for printing the ads needed using a manufacturer’s printed cali- fluorescence, caused by fluorescent optical
and colour-accurate news pictures. bration reference, software-driven remote brightening agents (OBA) in the paper, to
mathematical measurement analysis, instru- be measured and better appearance matches
Both are necessary parts of an objective ment diagnosis and, generally, remote instru- made between proofs and prints. The latest
colour management system. Reflection spec- ment calibration correction. Currently, the draft revision of ISO 13655 provides for this.
trophotometers conforming to ISO 13655* are X-Rite NetProfiler service is recommended Seventhly, the practice of deducting the
needed for colour measurement and reflec- for improving inter-instrument agreement measured density value of the unprinted
tion densitometers conforming to ISO 5, ISO and long-term colour measurement accu- paper from the measured ink density value
13656, and ISO 14981 are needed by the racy and consistency. Instruments need to be is the final recommendation here for improv-
pressmen. connected to the Internet for this performance ing inter-instrument agreement.
Firstly, although both colour measure- test and calibration. Modern colour measure- Numerous other recommendations to
ment (colorimetry) and densitometry are ment instruments should all be capable of improve inter-instrument agreement are
possible using one instrument, a reflection being networked together – including those given concerning measurement procedures,
spectrophotometer, the measurement objec- in remote locations. backing material, sampling and colour dif-
tives, and their appropriate ISO standards are Fourthly, ISO densitometer standards vary ference formulae.
sufficiently different that no manufacturer unnecessarily in the range of colour filters
has yet designed a spectrophotometer opti- used to measure the printed optical density
mised for both tasks in a single instrument of the cyan, magenta, yellow and black inks.
and yet made it simple to change modes and Known variously as Status E, Status T and
continue measuring. Proposed developments Status I filter responses, they are all designed
to the above ISO 13655 standard, may lead to for measuring the degree of absorption of
even more complexity in spectrophotometer light as a measure of the amount of colour-
construction, operability and use. ant transferred by the printing press inking
A return to two separate classes of meas- system onto the paper. Today, the colour of
urement instruments, spectrophotometers and the inks used for the main four-colour print-
densitometers, each standardised and opti- ing processes of sheet-fed offset litho, heat-
mised for its specific task, is recommended. set web offset litho, cold-set web offset litho,
Colour measurement and colour management gravure, screen and flexography printing are
need only concern the pre-press personnel all standardised under the appropriate parts
and maintaining defined press ink density of ISO 2846 and the individual ink colours
levels need only concern the printer in a are spectrally very similar – worldwide. In
standardised daily workflow. pursuit of a global printing industry density
Secondly, the different designs of spectro- standard, densitometer filters can be stand-
photometers and varying measurement condi- ardised too. The selection of the Status E filter
tions, although still within the ISO standard set is recommended as being the most suit-
tolerances – all lead to colour measurement able for universal implementation. ISO 14981
differences between instruments. Although and ISO 5–3 should both point to Status E
newspapers need only consider small port- densitometry.
able reflection spectrophotometers, this report Fifthly, densitometers should also be fit-
describes the important factors that need to ted with a set of cross-polarising filters to
be considered and controlled regardless of the increase the accuracy of the measurement
type of colour measurement device. More spe- by removing the influence of any light that
cifically, colour measurements should be made has not been coloured by the ink but simply
under temperature controlled conditions. reflected by the mirror-like wet or glossy top
surface. Light reflected from the top surface
has no part to play in determining the amount
of ink colourant deposited.
Sixthly, in a similar way, a UV filter that
* See Appendix B for a list and short description
is removable or can be switched in or out or
of relevant ISO and ANSI CGATS Standards.
www.ifra.com/specialreports Chapter 3: Maximising Inter-Instrument Agreement 7

3 Maximising Inter-Instrument Agreement

People often ask how they can make mination is circumferential at 45° elevation
readings of their samples taken with several to the sampling aperture and sampling is at 0° a. Light source
different instruments – often at different loca- to the sampling aperture or vice versa. b. Measurement spot
tions – correlate more closely. Unfortunately, c. Ring mirror
inter-instrument agreement is actually quite d. Sensor
To Spectrometer
a complex topic. The answer to the question (0°) Specular
is that they need to standardise how those
measurements are made on all instruments
at all sites.
There are many parameters that affect the
values obtained from a measurement instru- Fig. 2: Densitometer with ring collection
ment and process. They include:
> The instrument geometry, design, con- Instruments having 0° illumination is the
struction and materials used by the manu- other acceptable option, as long as all the
facturer e. g. aperture size, filters, sensors, Fig. 1: Instrument geometry 45°:0° light that has passed through the ink film and
light source paper surfaces can be collected at all points
> Instrument resolution; According to the Helmholz theory, in a around the sample aperture at 45° elevation.
> Electro- and mechanical stability; warm- linear optical system, the light source and If no ring optic is used, the number and
up time, ‘drift’; detector can be exchanged without alter- placement of the illumination or collection
> Environmental conditions; ing the results. For most materials, this has points should be specified as even illumina-
> Equipment calibration and acceptability been shown to be true. One manufacturer, tion or collection is important when measur-
factors; for example, uses 45°:0° geometry for their ing relatively uneven and directional printed
> The method of preparing the samples and spectrophotometers and a 0°:45° geometry for surfaces like newsprint.
presenting the samples to the instrument; their densitometers. It should be noted that some instrument
conditioning, backing material, position- designers have chosen to use mono-direc-
ing, orientation, time differences; 3.1.2 Uniform illumination tional illumination to measure colour in rela-
> Differences associated with data or for- The design of the optical systems of spec- tion to the degree of homogeneity of surfaces.
mulae used to correct or process data; trophotometers and densitometers must be Texture is an important property of appear-
standards, averaging, density or colour very precise if exact and repeatable values ance and its effect on colour can be recorded
difference formulae; are to be obtained. This is particularly so in in terms of colour variation with changes in
> Assumptions or approximations made the case of devices for measuring colour on the direction of the sample to the illumina-
in the measurement process; sample relatively rough surface structure like news- tion. As such, this is just as valid a concept as
size, colorimetric- or densitometric print. The relative coarseness of the newsprint the measurement of the effect of fluorescence
uncertainties. fibres, their highly directional formation and or gloss on colour and appearance. The dis-
the relatively fluid mineral oil based inks that advantage is that several measurements are
When any one or more of these param- follow the contours of the surface rather than needed to obtain sufficient data to quantify
eters are changed, the resulting values also make a glossy meniscus, normally create an the effect of these various parameters on the
change. If two different users or sites vary any inhomogeneous surface. colour of a sample.
of these parameters, the colour or density val- In the case of a 45°:0° geometry, spe- In the case of density measurements,
ues cannot be expected to always agree. The cial care has to be taken to illuminate the the ISO 14981 standard notes “A directional
best inter-instrument agreement will always sampling aperture in a circle from the 45° dependence is considered slight, if the aver-
be found using the same model of instrument elevation, otherwise the measurements will ages over five repeated density measurements
from the same manufacturer with all param- be strongly influenced by the direction in differ by no more than 0.03 over the direc-
eters matching at all sites. which the instrument is placed in relation tions 0°, 45° and 90°”.
to the paper grain. Significant measurement In ISO 5–43 for density measurement, the
3.1 Instrument design considerations errors can result, if a ring mirror is not used term ‘annular geometry’ refers to a ring optic,
In the graphic arts, both spectrophotom- or the sample aperture is not served by mul- while the term ‘circumferential geometry’ is
eters and densitometers should have certain tiple illumination points evenly arranged in a an approximation to annular geometry, e. g. a
common design principles. circle. Opinions vary – Rich1 suggests six or number of illumination points/sensors placed
eight illumination points in a circle, that is, around the circumference. If there is illumina-
3.1.1 Geometry every 60° or 45° respectively, but ISO 149812 tion or sensing from just one circumferential
The accepted geometry in the graphic arts requires just two or more equally spaced illu- angle of the measurement field, directional
for colour measurement instruments is either mination points. and irregular surface effects will be empha-
a 45°:0° or a 0°:45° design, meaning the illu- sised and affect the measurement. The user of
8 Chapter 3: Maximising Inter-Instrument Agreement © 2007 Ifra, Darmstadt

such an instrument should record the meas- Spectrophotometers/Densitometers


urement data as being “45° directional/nor- Nominal Screen Frequency Round Samplingi Non-roundii
mal” or “normal/45° directional”. This is also Aperture Size Sampling Area
the case with spectral data measured with lines/cm lines/inch Minimum Recommended Minimum Recommended
a directional spectrophotometer, as stated in 26 65 3.9 5.9 12.0 27.0
ISO 136554. 33 85 3.0 4.5 7.0 15.8
40 100 2.5 3.8 5.1 11.4
3.1.3 Area of illumination 47 120 2.1 3.2 3.5 7.9
Graphic arts and proofing substrates are 52 133 1.9 2.9 2.9 6.4
all translucent to an extent that the illuminat- 60 150 1.7 2.5 2.3 5.1
ing light from a densitometer or spectropho- 70 175 1.5 2.2 1.7 3.57
tometer can easily penetrate the stock and be 80 200 1.3 1.9 1.3 2.9
seen on the reverse side. Some of the same 100 250 1.0 1.5 0.8 1.8
light is also scattered laterally, emerging at a
point outside the collecting area of the sensor. Tab. 1: Minimum and Recommended Aperture Size and Sampling Area5
This lateral scattering beyond the collecting i These sampling aperture sizes are valid for instruments that are not moving relative to the target and have a round
area is called ‘translucent blurring’ or ‘lateral aperture.
diffusion’ and is a source of error as it causes ii Area can be achieved using either a single measurement, or by averaging multiple measurements in random or ad-
the densities to be higher and reflectances jacent locations on the sample. This includes the use of scanning type instruments, some of which scan at 8 mea-
lower than if all of the emerging light were surements per millimetre, i. e. 40 measurements/per 5 mm patch. For scanning instruments that make continuous
captured. The size of the error is the differ- measurements from a sample or instruments with apertures that are not round, the equivalent measurement area
ence between the reflectance factor measured should be covered.
on the translucent sample and the corrected
reflectance factor.
To minimize translucent blurring error, the 3.1.5 Light sources previously mentioned. Nevertheless, repeated
illuminated area is made slightly larger than Spectrophotometers, spectrodensitometers measurement of the same target area can
the measurement aperture (over-fill illumina- and densitometers make use of one or more change the measurement value.
tion) or vice versa (under-fill illumination). of three types of light sources – tungsten fila- These sources are, however, very rich in
Control elements on print control strips ment lamp, xenon flash lamp which is similar ultraviolet energy. This ultraviolet energy
can be as small as 5 mm square. The small to the flash of a camera or, more recently, will excite any fluorescing chemicals or dyes
size of the targets and the small aperture light-emitting diodes (LEDs). Certain guide- present in the samples and will lead to inac-
required to read them requires special con- lines should be followed depending upon the curate match predictions. Filters are usually
sideration of variations due to translucent type of lamp being used. available to minimise the effect of ultraviolet
blurring error. energy for shade matching or to calibrate the
ISO 5-4:1995 requires that the “irradiated Tungsten amount of UV energy for accurate whiteness
area of the specimen shall be greater than the Tungsten-halogen and tungsten fila- calculations. If the instrument being used
sampling aperture, and its boundary shall lie ment light sources are the most common does not contain a UV filter for calibrating
at least 2 mm beyond the boundary of the light sources found in densitometers and ultraviolet energy, standards must be re-meas-
sampling aperture.” For targets 5 mm and portable spectrophotometers. They are very ured each time a batch is to be evaluated for
smaller it is not practical to over-illuminate reliable and their theoretical spectral proper- whiteness. Stored standards can be used for
with a 2 mm larger illuminant spot size since ties are those of CIE standard illuminant A. evaluating whiteness only if they were meas-
the measurement aperture would be 1 mm The main disadvantages are that they do not ured on an instrument equipped with a UV
or less. reach their rated colour temperature without a filter. However, xenon is a high-maintenance
For graphic arts applications, ISO 14981 small ‘warm-up’ time, require relatively large light source, requiring especially careful rec-
and ISO/CD 13655 recommend that the amounts of electrical current, which is a dis- alibration and fine-tuning of the spectrum to
boundary of the irradiated area should be advantage for portable instruments and they a particular daylight by using filters (which
at least 0.5 mm outside (over-fill) or inside generate heat. Prolonged measuring periods reduce the light energy transmitted).
(under-fill) the boundary of the sampling at maximum speed should include pauses
aperture. to allow the instrument to cool and a white Light-Emitting Diode (LED)
reference calibration to take place. Without The light output of light-emitting diodes,
3.1.4 Aperture these safeguards, heat build-up may cause a LEDs, are stable over long periods of time,
Among the parameters that affect the dramatic change in the measured colour of especially when these devices have good tem-
accuracy of a measurement result that are the sample. perature and drive current control.
often overlooked are: > Stable light source – no warm-up period
> The measured area, and Xenon needed
> The screen frequency Xenon light sources do not generate as > Low electrical current consumptions and
> The number of measurements per much heat as tungsten filament sources, so long battery life
sample there is less concern for the sample heating > Low in heat dissipation
www.ifra.com/specialreports Chapter 3: Maximising Inter-Instrument Agreement 9

> Long life 3.2.1 Measurement backing the densitometer on the manufacturers
> ‘Built-in’ filter 3.2.1.1 Backing material for colour white reference. This value corresponds to a
> High light output types are available measurement CIELAB values of L*15-27 (D50, 2°, Abso-
Annex A of ISO/CD 13655 is rather cau- lute) or a reflectance range of 2 %–5 %. It
(Ta = 25 °C, IF = 20 mA) tious about when to use black backing to the should also be spectrally non-selective and
1.2
samples for colour measurements. Colour diffuse-reflecting.
measurements of prints on substrates with
1
very low opacity are strongly influenced by 3.2.2 Sample positioning
Relative Emission Intensity (a.u.)

0.8 the backing material, especially in areas of Sample rotation and repositioning will
low ink coverage. Newsprint and many other reduce measurement variability due to sur-
0.6 graphic arts papers are in this category of face irregularities. For specimens with direc-
substrate. tional surface orientation, always measure at
0.4 In the case of measurements of prints the same single orientation, or measure them
printed on just one side of the paper, a white at the same four orientations (i. e., 90 degrees
0.2
backing material is better. apart) and average the data.
In the case of measurement of prints with
0
400 450 500 550 600 650 70 0 printing on both sides of the paper, a black 3.2.3 Process sampling and
Wavelength λ (nm) backing material is unavoidable. However, measurement accuracy
there will be an obvious difference in the The portable colour and density measure-
Fig. 3: LED spectral power output (NICHIA Full Colour measurement values between a proof, which ment instruments that we use in the graphic
InGaN) is invariably on a more opaque material and arts are designed to measure small areas of
printed just one side, and the double-sided the proof or print. Often these areas are part
White light LED technology is developing production print, even when using a black of special process control targets and are only
rapidly. Initially, white LEDs were a combi- backing. 5 mm square or smaller. Because of natural
nation of red, green and blue LEDs in one In measuring test charts for an ICC pro- variations in the materials and mechanical
package though more recent developments file, the experience of many ICC members is and physical variations in the printing proc-
include using a single blue LED and one or that it is better to use a white backing for ess, all printed areas contains minute ran-
more phosphor coatings. Some recent printers, measurements8. dom irregularities of ink and paper. In process
the Z2100 and Z3100 models from Hewlett Self-backing, that is, to back a sample control, speed of measurement and a rough
Packard now have an integrated spectro- with as many additional, unprinted sheets indication of the press inking levels has a
photometer using a white LED light source6. of substrate as are necessary to ensure that much higher priority than absolute accuracy.
However, the spectral bandwidth of LEDs is no further change in measurement when Frequent measurements of a printed patch
now becoming more definable in increments more are added, is no longer recommended. on a sequence of copies during start-up fol-
across the visible spectrum (and beyond) that In practice, it can prove difficult to imple- lowed by regular measurements throughout
manufacturers are now able to produce a ment particularly on scanning measurement the press run provide sufficient control of the
7-band LED light source to cover the visible instruments. process.
spectrum for a spectrophotometer7. Eventu- For an essentially white medium, ISO/CD However, in reporting measurements after
ally, semi-conductor light sources like LEDs 13655 recommends ideally a material with the printing, one reading of a printed patch is
are expected to replace the tungsten filament at least 75 % reflectance at all wavelengths not enough to be sure that the measurement
types in spectrophotometers and densitom- in the range 420 to 700 nm. Also, the back- is an accurate representation of the true value
eters for the graphic arts. ing medium should be diffuse reflecting, of the sample or the printed job. It is usual
not fluoresce, have a CIELAB C* value not to make several readings and record average
3.2 Measurement technique exceeding 3.0, a CIELAB L* value below 96.4 values. The question then arises as to how
As previously stated, the ability to meas- and be opaque. Such materials can be plastic, many readings need to be made to be confi-
ure a sample consistently is essential for a ceramic or paper. dent in the accuracy of the measurements.
successful quality control program. Before One way of estimating the number of
any samples are measured and stored into the 3.2.1.2 Backing material for density measurements to be made is to measure a
computer database, a repeatable measurement control small sample and use the variation in the
technique must be established and observed. When making density measurements for readings to calculate whether fewer or more
Samples should always be measured multiple process control on a printing press, the rec- samples would be appropriate. In the case of
times with the largest aperture available on ommendation is to use a black backing and colour and density measurement, an indica-
the spectrophotometer. to zero the densitometer on the unprinted tor of the measured variation is the statisti-
Where possible, clearly mark the area for area of the paper i. e. make relative density cal standard deviation. The solid density is
measurement e. g. with printed guide marks measurements. the normal unit for density measurement,
that allows the easy location of the measure- The specification for the black backing although, either the 40 % or 50 % tone den-
ment device. material follows the ISO/CD 13655 recom- sity could also form useful guides for quality
mendation. The black material should have control. In colour measurement, the CIELAB
a density of 1.5 ± 0.20, after calibrating ΔE*ab value (as a measure of the deviation of
10 Chapter 3: Maximising Inter-Instrument Agreement © 2007 Ifra, Darmstadt

a single value from the average colour value) Developing a repeatable technique with repositioning or 90° rotation between
is a possible candidate for the calculation of An alternative technique for determining the measurement cycles. Perform the same
the standard deviation and the sample size. the correct number of measurements to use process using just two fresh samples and two
The formula for estimating the number is to first produce an average reading using readings with repositioning or rotation and
of samples needed for an accurate estimate an excessive and ‘safe’ number of samples calculate the average values. Finally, measure
of the true result, based on a small scale test, and measuring each control patch also an the control patches of one fresh sample with
is: excessive and ‘safe’ number of times. The two readings with repositioning or rotation.
2 correct amount of sampling depends on the
t0.025 x Std. Dev. consistency of the materials, the print uni- The next stage is to obtain the colour dif-
n= formity of the printing press units and the ference values between the average colour
Accuracy printing conditions. In the case of newsinks values of the individual colour patches for
on newsprint, sixteen good copies of a printed the largest sample group, the group of sixteen,
where: test target measured two times is probably an and the average colour values for each of the
n = number of samples or measurements excessive number and not practical for day- smaller groups of samples. Identify the point
needed. to-day operations. Nevertheless, it could be at which the ΔE*ab exceeds the desired limit
t0.025 = Student’s t-test value for small sample a possible starting point for determining the of, for example, 1.5 ΔE*ab. If the ΔE*ab of the
size (≤ 30 samples). The co-efficient correct procedure to find accurate and repeat- four samples and two readings is 0.80 and the
needed to establish that a sample able average measurement values. ΔE*ab of the two copy sample is 2.1, then four
mean is within the specified limits Continuing with this example of using samples should be read two times to ensure
of accuracy of the true mean with a sixteen printed samples, measure each control a variation of less than 1.5 ΔE*ab. When the
95 % probability. (For this one-tailed patch two times – being sure to re-position correct number of samples and readings has
t value and n-1 degrees of freedom the instrument, and even rotate the instru- been determined, measure a new set with this
use TINV function in MS Excel with ment or sample (e. g. 90°) after the first mea- number of samples and readings to confirm
2 * probability). surement cycle, if it is a non-scanning mea- that all readings are less than 1.5 ΔE*ab. If
Std. Dev. = standard deviation of test samples surement instrument which uses directional any of the colour differences are greater than
(STDEV function in MS Excel). illumination. Calculate and save the average 1.5 ΔE*ab, the technique must be altered either
Accuracy = required accuracy (in native units (the mean) measurement for each colour by modifying sample placement or by taking
e. g. 0.03 density or 1 CIELAB patch for the sixteen samples. Then take a additional samples and readings. It may seem
ΔE*ab). fresh selection of eight samples printed under too time consuming to measure four or more
Equation 1 Small sample size estimation the same conditions from the same print run. times, but the time taken in the beginning to
Measure these eight samples using the same ensure accurate measurements will translate
Example using Excel formula technique – with two readings with repo- into better results in the end. The measure-
Using data from the results of four density sitioning or 90° rotation and calculate the ment speed of modern spectrophotometers
measurements, which means n-1 = 3 degrees average values for each patch for this group will reduce the time required to make addi-
of freedom, and an accuracy of 0.03 density of samples. Repeat the operation using just tional readings to only a few seconds.
four fresh samples from the same test run
= (TINV(2*0.025,3)*SD of and measuring each control patch two times,
sample/0.03)^2
The gamut volume
Equation 2 Small sample size estimation in 80000
Microsoft Excel
Paper
75000 Cyan
A suggested starting point for making a Magenta
small scale test on printed sheets is to prob- Black
ably over-estimate the quantity required, for 70000 Green
example, measure four or five sheets as the Red
basis for the calculation. Max. ink
Volume

While this is an uncomplicated method, 65000


testing for each CMYK solid and halftone ink
density as well as CIELAB ΔE*ab values will 60000
almost certainly result in a variation between
the number of samples needed. Taking the
largest value is always a safe strategy, but 55000
normally the mean value of the estimated
sample sizes needed will also provide a reli-
50000
able guide. At printing After 1 day After 2 days After 3 days
Time
Fig. 4 Effect of time on the gamut volumes
www.ifra.com/specialreports Chapter 3: Maximising Inter-Instrument Agreement 11

If, on further analysis, a sample group has


an average colour difference of 1.4 ΔE*ab but
the colour difference values between the indi-
vidual samples of this group and the average
colour value of the reference group of sixteen
samples show a variability of, perhaps, 0.70,
then the true reading of this secondary group
can range from 0.70 to 2.1. Consequently, it
is important to consider not just the average
colour difference value but also the ratio of
within-tolerance to out-of-tolerance copies.
If the degree of variability is very high, it
may be desirable to select a higher tolerance
value than the 1.5 ΔE*ab used in this example.

3.3 Time effects


Newsinks and certain web-offset inks
applied to absorbent papers, dry solely by
penetration. The penetration of the ink into
the paper has been shown to occur in two
phases:
a) a rapid penetration under pressure at the
moment of impression, followed by
b) a slower penetration due to capillary
forces.

The excessive absorption of an ink vehicle


can lead to ‘show through’ or ‘strike through’.
Unfortunately, an ink which has been largely
absorbed into the paper is bound to have a
dull appearance because very little light can
be reflected from its surface.
Nurmi and Sivonan9 studied the natu-
ral reduction in the size of colour gamuts
of newsink on newsprint over a three-day
period. The volumes are calculated from
ISO 12642-1 (IT8.7.3) colour charts printed
on 42.5 g/m2 Kaipola newsprint and meas-
ured using an X-Rite Spectroscan scanning
spectrophotometer.
Six charts were printed with a single
100 % colour (C-M-K-R-G-Max ink) on the
reverse side and one with no printing on the
reverse side (“Paper”). The newsprint printed
with the chart on one side and nothing on the
other had the largest gamut. The following
are their results:
> The volume of the gamut decreases after
printing.
> The fastest changes are on paper with low
grammage and during the first day after
printing.
> The largest changes are with no printing
or maximum ink coverage on the opposite
side.
> Printing of the opposite side reduces the
gamut and changes the colour about 2-4
CIELAB ΔE*ab.
12 Chapter 4: Spectral Measurement © 2007 Ifra, Darmstadt

4 Spectral Measurement

4.1 Laboratory conditions Internet access and networking of instru- a rainbow of colours under white light illumi-
Temperature and moisture content affect ments is a desirable feature that will become nation. Finally, the dispersed light falls on the
the properties of most materials. Variations increasingly more important. diode array with each diode measuring a por-
in either or both can contribute to variations tion of the spectrum. While the operation of
in measurement data. 4.2 Spectrophotometer design a diffraction grating is visually similar to the
It is therefore important that the climatic There are many alternatives available to operation of a prism, the mechanism is very
conditions are well specified when specimens the designer of colour measurement instru- different and considerably more efficient.
are preconditioned and tests are performed. If ments – even in the sub-category of small
this is not done, it will be almost impossible hand-held instruments. Two of the most com- Diffraction gratings11
to obtain reliable test results. mon design principles found are: A diffraction grating is produced by
> Diffraction grating and diode first ruling a master grating. Master grat-
Temp. °C ±°C R.H. % ±% spectrophotometers ings are manufactured using the following
ISO 554 23° 2° 50 % 5% > Interference filter and silicon sensor technologies:
W. Europe 20° 3° 65 % 5% spectrophotometers > Holographic recording of photosensitive
Tropical 27° 3° 65 % 5% coated surfaces using dual coherent laser
4.2.1 Diffraction grating type exposure and chemical development
Tab. 2: Laboratory temperature and humidity conditions With a diode array spectrophotometer, > Ion-etching of a holographic master
polychromatic light is reflected from the > Mechanical ruling using a precision dia-
The arguments for the lower rela- sample and is focused on the entrance slit mond cutting tool
tive humidity conditions specified by ISO which starts a dispersion process that is fur-
include: ther refined and broadened by a diffraction Gratings are usually designated by their
The facts that relative humidity changes grating. The diffraction grating separates light groove density, expressed in grooves per mil-
have less effect on paper properties at 50 % into its constituent wavelength components, limetre (g/mm). The dimension and period of
relative humidity than they do at 65 %, that i. e., narrow bands of wavelengths, producing the grooves must be in the order of the wave-
50 % relative humidity is more typical of end
use conditions, and that heated, uncondi-
tioned laboratories used for paper testing have
relative humidities in the range 40 %–60 %.
The United States and an increasing number
of other parts of the world have standardised
Light Source
on the ISO 554 conditions.
It is difficult and expensive to condition
laboratories and sometimes it is also almost
impossible. However, spectrophotometers 380 nm 730 nm
(and spectrodensitometers) and spectral
Diode Array
measurements are significantly affected by
temperature. Humidity can be treated as a
secondary influence.
The measuring place should be a flat
Diffraction grating
workbench – rigid, horizontal and with a
metal framework. It must not flex when leant Object
upon or under the weight of computers, com-
puter monitors, measuring instruments and Fig. 5: Spectrophotometer with ring illumination
samples. A means should be built in to allow
for height correction. It should not be easily
marked but easily cleanable and preferably Aluminium Coating
a neutral light grey (Munsell 8) in colour. If
Epoxy Layer
one wants to be precise and accurate, match
the CIELAB values of L* = 80, a*=0 and b*=0 Polished Substrate
(illuminant D65 lighting).
When buying the paint, if using a spec-
trophotometer is not feasible, an alternative
would be to purchase a sample of Munsell N8 Ruled Grating Replica Holographic Grating Replica
and then match that10. Fig. 6: Diffraction grating replicas
www.ifra.com/specialreports Chapter 4: Spectral Measurement 13

length in question. In the optical regime, in


which the use of gratings is most common, Peak Transmittance
this corresponds to wavelengths between Central Wavelength (Tmax)
(CWL)
380 nm–720 nm (1 nanometre = 10–9 metres).
The groove density can vary from about 3600
down to 300 grooves per millimetre, though
for colour measurement 600 grooves per mil-
50% of Tmax
limetre is usual. (Half PowerPoint)
The master is replicated into a large Halfbandwidth or
number of exact copies, called replicas, for Full Width Half Maximum 10% of Tmax
(HBW or FWHM)
cost savings and product consistency. The
1% of Tmax
grating structure is often replicated in epoxy
or UV cured adhesive. Reflecting diffraction
gratings are coated with a reflective coat-
ing of aluminium or gold, with aluminium Higher Higher
being preferred for the visible spectrum as Lower Tenthbandwidth (TBW) Upper Orders
Orders
Blocking Blocking
the reflectance of gold drops substantially Region Hundredthbandwidth (hBW) Region
for wavelengths below 600 nm and is not
recommended. Passband
(1st Order)
Usually the replicated gratings are dupli-
cates of a higher generation (copies of copies) Fig. 7: Interference filter terminology
but their efficiency comes closest to that of
the master gratings.
The holographic grating are now more
often placed on the photo-detector side,
rather than the light source side of the design,
so that the instrument can more accurately A C E B A D
assess the reflectance and fluorescence of the
sample. A second advantage is that it makes POLYCHROMATIC MONOCHROMATIC
LIGHT LIGHT
the instrument independent of the light
source: the same filter detector system can
A = Glass Substrate
operate in a radiometer mode and measure B = Multicavity Bandpass Section Glasträger
Glass Substrate
the emitted light from monitor displays. C = Blocker Section Hohe
High Index Dielectric (1/4 λ)(1/4 λ)
Dielelektizitätszahl
D = Color Glass Niedrige Dielectric (1/4 λ) (1/4 λ)
Low IndexDielelektizitätszahl
E = Epoxy Color Glass
Farbglas
Photodiode sensor array
F = Metal Ring Epoxy
Epoxydharz
Diode arrays are assemblies of individual
wavelengths sensitive photodiodes in a linear
array of up to 1024 elements. Light of all Fig. 8 Interference filter (typical) Fig. 9 Multi-cavity bandpass (section B)
wavelengths falls on the array and individual
intensities are measured simultaneously. The low cost, relatively efficient, simple to install cisely controlled and evenly deposited over
operation is fast enough to capture the spectra and provide good signal-to-noise ratios. the preceding layer. The thickness of each
of flashing light sources. layer is equal to a quarter wave (λ/4) of the
Interference filter manufacture12 filter central wavelength (λ). Alternating lay-
4.2.2 Interference filter type An interference filter is fabricated in 3 ers of dielectric materials with high and low
An alternative type of spectrophotometer sections: refractive indices make up a stack. A half
is that which uses a range of interference fil- > one section determines the central wave- wave (λ/2) layer, or a multiple thereof, depos-
ters mounted in a rotating wheel and illumi- length (CWL), half-bandwidth (HBW), and ited between symmetric stacks, forms a spacer
nated with a collimated light source perpen- shape of the transmittance curve of the layer. The half-bandwidth of an interference
dicular to the surface of the filter. Each filter pass band section filter is determined by the ratio of the indices
allows the transmission of a predetermined > two other sections control the degree and of the high and low refractive index materi-
wavelength while rejecting or blocking other range of blocking outside the pass band. als, the number of layers in a stack and the
wavelengths. Together with a suitable silicon number of half waves in a spacer. A spacer
sensor, the spectral response of a sample can The bandpass (passband) section of layer and adjacent stacks form a “cavity”, the
be captured at intervals along the visible an interference filter is made by repetitive basic element of an interference filter.
spectrum. vacuum deposition of thin layers of partially The number of cavities in the bandpass
Interference filters are particularly suita- reflecting dielectric compounds on a glass section determines the overall shape of the
ble where the required wavelengths for meas- substrate. A typical interference filter can transmittance curve. Some filters are made
urement are well known. They are relatively have over fifty such layers, each one pre- with three cavities, resulting in filters with
14 Chapter 4: Spectral Measurement © 2007 Ifra, Darmstadt

steep slopes, improved blocking close to the age, particularly the relatively soft coloured environments, they still need to be oper-
pass band and relatively flat tops. Rejec- glass. ated in conditions according to international
tion of wavelengths resulting from destruc- The centre wavelength and maximum standards and handled as carefully as their
tive interference is limited to within 15 % transmission of interference filters can drift counter-parts in a scientific laboratory. If
of the central wavelength. Therefore, addi- with age, especially under conditions of high you want to maintain accuracy, handle them
tional glass or metallic blockers must be humidity and variable temperatures. A filter with care.
added to reduce out-of-band transmittance that is affected by age and humidity will show
of unwanted wavelengths of light. Metallic discolouration around the outside diameter, 4.3 Spectrophotometer specifications
blockers, which consist of layers of silver this discolouration will move toward the cen- Spectral bandwidth
deposited on the dielectric spacer layer, reflect tre of the filter with time and additional dam- To measure the true shape, particularly
and absorb radiation outside the filter pass age. A symptom of aging is a significantly the true maximum of an absorption band, the
band. The blocking capabilities of metallic decreased maximum transmission which spectral bandwidth of the instrument must be
blockers are augmented in high performance results in less sensitivity for a fluorescent much less than the width of the absorption
filters by the addition of colour transmitting sample. band. A spectral bandwidth error results from
glass and custom dyes that absorb UV or long Good quality filters are hermetically- using too large a bandwidth relative to the
wavelength radiation. sealed to mitigate the affects of aging. Under absorption band being measured.
While the additional blocking eliminates good ambient conditions, such as in a labo- Analytical spectrophotometers used in
out-of-band light transmission and decreases ratory, hermetically sealed filters show mini- the analysis of chemical solutions often have
background noise, it also decreases the over- mum signs of aging after two years or more. resolutions of 0.1 nm or 1 nm. For the graphic
all light transmission through the filter. Inter- arts, 5 nm and 10 nm resolutions are more
ference filters typically permit 10 % to 70 % General handling of all spectrophoto- usual. Even instruments with 20 nm band-
light transmission. meters/spectrodensitometers width intervals were common in the past
Regardless of the make, model or design and, indeed, much good colour work13 was
Temperature effects of these measuring instruments, the critical done with 20 nm interval spectrophotometer
Interference filters are affected by tem- components are constructed to nanometre designs, which deliver 16 or 17 data points
perature. The centre wavelength will shift lin- accuracy and the optics carefully aligned. across the visible spectrum and form the basis
early with, and in the direction of, changes Although portable instruments are often for the instrument’s spectral response curves.
in temperature. This effect, which is due pri- robustly constructed for use in industrial One conclusion that can be drawn from this
marily to the expansion or contraction of the
spacer layers and the concomitant change
in their refractive indices, is extremely small
over normal operating ranges. For example,
the temperature coefficient for a 400 nm filter
is about 0.015 nm/°C.
The recommended operating conditions
for interference filters is – 40 °C to + 70 °C,
and a maximum temperature change of
5 °C/minute.
An excessive cooling rate can cause the
glass substrate to crack or the filter to delami-
nate due to differential thermal contraction.

Humidity effects Fig. 10 Discrete spectrophotometer measurement points


Interference filters in- and around the
range of the visible spectrum are subject to
environmental deterioration due to moisture
penetration of the hygroscopic dielectric
layers. Though the bandpass and blocking
sections of interference filters are laminated
with epoxy, a high humidity environment
can cause delamination. A process known as
scribing results in excellent moisture protec-
tion. Scribing removes all dielectric material
from the periphery of a filter, allowing a glass-
to-glass epoxy seal that minimizes moisture
penetration. Most filters are also sealed in a
metal ring, but the primary purpose of the
ring is to protect the filter from physical dam- Fig. 11 Curve fitted and smoothed around the data points
www.ifra.com/specialreports Chapter 4: Spectral Measurement 15

is that these reflection spectrophotometers duced ΔE(ANS)** of 1.08 (pigments in opaque impinges upon the element. This signal is
measure reflectances at a number of finite plastics) and 1.67 (colourants in transparent called dark current. Heat also causes the optics
and fixed wavelengths and that the measured plastics). Even a 0.25 nm shift produced the in the instrument to expand. As described, a
colour is really a set of discrete data points. same sizes of errors as the difference between common device used as a monochromator
Any plotted curves drawn subsequently, a 10 nm bandwidth instrument and a 20 nm is a holographic diffraction grating. When
can use mathematical curve smoothing rou- instrument. the grating expands, the spectrum interval
tines to predict the “missing” reflection data detected by the sensor moves and the instru-
points. Cubic spline, exponential, polynomial, Repeatability ment’s calibration is no longer valid. For this
La Grange or power function algorithms can Short-term repeatability is usually the reason never makes a long sequence of meas-
be used on the measured data to produce drift in the values when making 20–30 meas- urements at the maximum speed allowed by
smooth curves. urements of a white or light grey ceramic tile an instrument, but always wait for a short
In arguing for 5 nm, 10 nm or 20 nm as quickly as the instrument allows. Values cool down time of a few seconds.
bandwidths, the instrument designer pre- above 0.2 ΔE*ab are unacceptable. The lamp in an instrument can also heat
dicts that the colour’s curve will do noth- A second form or repeatability is a repeat the sample being measured.
ing unusual in a region between any two of 30 measurements over an 8-hour period. A specification tolerance on the effects of
measured points. For reflective materials Where the repeatability is not acceptable, it temperature would be:
this seems to be a valid supposition14. The indicates that re-standardisation is needed Spectral reflectance: Within ± 0.1 %/°C
curves that arise from these pigments’ opti- more than once per shift. Colour difference: Within ΔE*ab 0.05/°C
cal characteristics are typically smooth and
easily predicted. To be sure, the same cannot Inter-instrument agreement 4.4 Thermochromism effect
be said about coloured liquids, coloured glass Inter-instrument agreement is usu- Thermochromism refers to a colour
and many organic dyes. ally indicated by a colour difference value change with temperature change. Accord-
One well-known manufacturer of spec- between two instruments or between a master ing to Azom16, suppliers of CERAM ceramic
trophotometers samples at 3.5 nm bandwidth instrument and the average of a group of pro- colour standards, all highly coloured materi-
intervals and reports the values at 10 nm duction instruments. Although various ways als show degrees of thermochromism under
intervals. This enables spectra with steep are used to describe this colour difference, a standard daylight conditions.
slopes in their spectral response curves to be common value is the average or mean value
detected accurately. ISO 13655 recommends for a series of twelve British Ceramic Research Ceramic tile issues
data collection at 10 nm bandwidth and inter- Association (BCRA) Ceramic Colour Standards Thermochromism occurs, among others,
val for reflection prints and 5 nm for emissive Series II (CCS II) ceramic tiles. A value of with some tiles that contain selenium.
devices like self-luminescent LCD displays CIELAB 0.3 ΔE*ab is acceptable. Compton17 reported that when a tile is
and CRT monitors. heated from 25 °C to 35 °C — a typical tem-
This final resolution depends on the grat- Instrument issues perature change in the instruments using pro-
ing, slit size, diode size and quality design of CCDs have a temperature-dependent leak- longed polychromatic irradiation common at
the components, and is usually fixed for a age current that flows even when no light that time — the effect is a small reduction in
given instrument. These instruments use only
a single light beam, so a reference spectrum
is recorded and stored in memory to produce
transmittance or absorbance spectra after
recording the sample spectrum. The various
parts are constructed to be robust and to
maintain long-term optical alignment.

Accuracy
By convention, accuracy is conformance
to the correct or accepted test parameter. In
the case of the spectral scale calibration, an
accuracy of 0.1 nm or better is acceptable.
Numerous studies have shown that errors
in the central wavelength of each measured
data point are FAR MORE damaging to the
instrument’s accuracy than variations in the
instrument’s bandwidth characteristics. For
example, Strocka15 found that a 1 nm shift
in the peak frequency of the wavelength scale
(e. g. through misalignment of the optics) pro- Fig. 12 Difference in reflectance due to thermochromism

** Adams-Nickerson-Stultz
16 Chapter 4: Spectral Measurement © 2007 Ifra, Darmstadt

reflectance with an increase in temperature. If the temperature is stable for a period A practical temperature chosen by many
She observed that in general thermochromism of 30 minutes (the time for a ceramic tile QC labs for colour measurement of printed
occurs on steep spectral profiles. to adapt to a small temperature change) or samples is 23 °C ± 2 °C.
Hewlett Packard researchers took a spec- longer, and an accurate thermometer is avail- The means of measuring temperature
trophotometer with a tungsten lamp and able, for example a mercury in glass ther- range from the straightforward laboratory
measured a green CCS II tile 30 times at the mometer graduated in 0.1 °C intervals, then mercury-in-glass thermometer to the micro-
instrument’s maximum rate. With a precision highly accurate measurements can be made processor-driven, digital thermometer.
thermometer, when the tile’s temperature by correcting the spectral data for the tem- The objective is to have a temperature
increased by 0.2 °C, it introduced an error of perature difference before the colorimetric reading with approximately a 0.1 °C preci-
approximately 0.01 CIELAB ΔE*ab units due quantities are computed. The correction data sion. The temperature of both the samples and
to thermochromism18. is listed in the reference Fairchild and Grum. spectrophotometer or spectrodensitometer
In Fig. 12, the green curve shows the measuring instrument should both be allowed
spectral reflectance data of a green reference Pantone inks on paper to stabilise in the controlled environment for
tile measured at 24.4 °C ± 0.7 °C. The pink Hiltunen23 investigated the thermochro- at least 30 minutes before measuring.
curve plots the National Physical Laboratory mic behaviour of Pantone ink on paper sam- Glass thermometers are easier to keep
(NPL) data for the difference in reflectance ples using an Elmer double beam spectropho- clean in a printing environment, while sili-
caused by a 10 °C (25 °C to 35 °C) change in tometer. Although the samples were initially cone tipped probes prevent scratches when
temperature (units on right axis). heated up to 94 °C, steps were taken to iso- checking the temperature of ceramic tiles.
For this reason, HP kept the tiles at the late the instrument to prevent the heat from Obviously adding a silicone tip to a thermom-
same ambient temperature as the instrument affecting its normal temperature. The results eter has the same effect. In any case, the room
during its normal use; if the tiles were kept indicated a change of 0.093 ΔE*ab/°C for this temperature is the most important item that
in a box or drawer, it would be opened half paper sample. needs to be controlled.
an hour prior to use19. Interestingly, a glass thermometer with
Fairchild and Grum20 conducted a simi- °C L* a* b* ΔE*ab a limited temperature range of 19 °C–27 °C
lar experiment with an instrument of 0°:45° 28 55.75 58.42 27.63 and a scaling in steps of 0.1 °C, can be more
geometry. For the same temperature change 35 55.46 58.17 27.26 0.53 accurate than the much more expensive elec-
they observed a ΔE*ab value of 0.7 for a green 40 55.20 57.98 26.88 1.03 tronic version with the thermocouple con-
tile. However, they observed much larger 45 55.00 57.78 26.55 1.46 nected. Adding the thermocouple can reduce
changes for the orange (1.6) and red (1.5) the accuracy to 0.7 °C or worse.
BCRA CCS II tiles. Tab. 4: CIELAB values for the Pantone Red 032 U sample For each measurement performed for
The following table shows the thermo- at four surface temperatures. The colour difference ΔE certification purposes, both the current tem-
chromic characteristics when the BCRA col- was calculated from the lowest temperature curve. perature and the thermometer’s tolerance are
our tile changes 10 °C from the room tem- recorded.
perature (ΔE*ab)21. Under normal operating conditions, both
the materials and the instrument are exposed 4.5 Hygrochromism – relative
BCRA Tile ΔE*ab to the same temperature change. Normally, humidity variation effects on
White 0.01 it is unknown how much of the change in measured colour
Pale grey 0.02 the colour measurement is due to thermo- When ink on paper is measured, it is
Mid grey 0.05 chromism of the material and how much is also necessary to record the current humid-
Diff grey 0.05 due to uncorrected thermal drift of the meas- ity, because humidity changes the way ink
Deep grey 0.05 uring instrument. Both would have an effect, interacts with paper. The change of colour
Deep pink 0.60
though manufacturers pay particular atten- with humidity is known as hygrochromism.
Orange 1.52
tion to the thermal stability of their instru- The effect of humidity on the physical
Red 1.32
ment and build in self-compensating circuitry properties of paper are well documented. Data
and try to ensure adequate cooling at the regarding the effect of humidity on printed
Yellow 0.92
design stage. This is one of the reasons why colour seems to be restricted to digital print-
Green 0.92
a frequent white reference calibration should ing and photo print finishing, where pig-
Diff green 0.91
be made during the measuring. Nevertheless, mented toners are more stable compared to
Cyan 0.46
as can be seen from the examples above, there dye toners which can show lateral ‘bleeding’
Deep blue 0.17
is no satisfactory automatic compensation for and dot gain when the prints are stored under
Black 0.02
temperature in spectrophotometry when the high humidity24, 25, 26. There is some reliable
Tab. 3: Change of colour of BCRA CCS II ceramic tiles exact thermal properties of the materials are data on the effect of changes in humidity
with 10 °C increase in temperature unknown. Correction values are dependent on the colour of dyed natural and synthetic
on the instrument, the colour and the mate- textile fibres27.
More recently NPL has released a compre- rial characteristics. Temperature control of the Environmental conditions must be speci-
hensive collection of spectral reflectance and laboratory is a better solution. fied and continually controlled so as to mini-
thermochromism data22 on the NPL Master mise colour variation for all samples to be
Set of the BCRA CCS II tiles. evaluated.
www.ifra.com/specialreports Chapter 4: Spectral Measurement 17

4.6 Gloss and specular reflections


Many printed products, especially mag-
azines, appear glossy when viewed from a
particular angle. Gloss is caused by light
reflections from the top surface. Such reflec-
tions are also called ‘first surface’ or specu-
lar reflections and add a sense of heightened
colour saturation and density. However, first
surface reflections do not contain information
about the colour of the inked layer beneath.
A problem then arises as gloss contributes an
unknown quantity to the measurement values
and there is a discrepancy between colour
CIE illuminant A
measurement and appearance.
CIE illuminant C

Fig. 14: Spectral power distribution for CIE Standard Illuminants28 A and C

Fig. 13: Specular gloss

The effects of gloss and first surface


reflections can be reduced or removed from
the sample measurement by using polarising
filters, but colour measurements are never CIE illuminant D50
made using polarising filters as the correla- CIE illuminant D65
tion between the measured values and appear-
ance of the print are made even worse. This Fig. 15: Spectral power distribution for CIE Standard Illuminants28 D50 and D65
problem is likely to remain unresolved for
the immediate future and there will continue encountered in newspaper printing, it is a Another difficulty is that for colour
to be difficulties in matching measurements very common problem in commercial printing measurement, ISO 13655 specifies CIE illu-
of proofs and prints where gloss levels are and needs to be considered when designing minant D50, which has a defined UV compo-
different, even when using the same type of the instrument and when measuring. Phrased nent included in the spectral characteristics.
spectrophotometer. differently, one solution for colour measure- Unfortunately, none of the spectrophotom-
ment would be to exclude the UV component eters that have yet appeared on the market
4.7 Fluorescence and UV filter of light which would then effectively suppress use a light source that can adequately meet
The expectation of many is that the the fluorescence. However, the measured val- the ISO 13655 standard specification. A D50
appearance of the print will eventually be ues cannot then reflect the normal appearance light source is difficult to produce and manu-
expressed in numerical colour measurement of the print to the viewer. So, colour measure- facturing one in a size that fits easily inside
terms. This is an area of on-going research ment should include the effect of fluorescence portable instruments is an additional problem.
and development. One of the problems in and the contribution of this energy should Most spectrophotometer manufacturers know
reaching this goal is fluorescence. Fluores- be measurably the same in the proof and the about the D50 problem but are unable to pro-
cence, caused by optical brightening agents print. vide a solution at present.
(OBA) in the paper, is designed to improve the One difficulty is that the illuminating The current use of gas-filled tungsten
appearance of the paper and print. However, light source used in portable densitometers light sources in spectrophotometers means
when it is desired, for example, to measure and spectrophotometers is very often a gas- that the spectral measurement data must
the colour match between proof and press filled tungsten light source, CIE illuminant be transformed by the use of a numerical
sheet, fluorescence affects the relationship type A (with a colour temperature of about weighting table from illuminant A to illu-
between appearance, colour and density to 2856 °C), and these tungsten light sources minant D50, but the effect of fluorescence
an unknown extent. Measured colour differ- vary by manufacturer, age and temperature cannot be accurately factored in because the
ences will probably not correlate well with in the amount of UV energy radiated. UV component varies so much between the
the visual judgement. While it is seldom different manufacturers’ light sources.
18 Chapter 4: Spectral Measurement © 2007 Ifra, Darmstadt

Although tungsten lamps emit substan- reporting colour differences, it is necessary to Frequent white calibration is important
tially less ultra-violet (UV) radiation than the also report which formula was used. in the case of process control, because a drift
D50 norm requires, they will still cause exci- Until more knowledge is available in in the instrument might be interpreted as a
tation of fluorescing materials in any medium determining the correct values for the three drift in the process. When an automatic stage
measured. In tests using a range of normal weighting parameters used in the CIE DE 2000 is used, the controller software must be pro-
printing papers, most of which contained formula, the recommendation is to use CIE- grammed to perform the periodic calibration
fluorescent optical brightening agents, the LAB ΔE*ab (1976) formula. automatically.
range of variation in the UV output on the The colour difference formula CIE 94 is The number of consecutive measurements
measurements of the paper and light colours no longer officially used. between white calibrations depends on the
could easily amount to a CIELAB Δb* of 5 time interval between measurements. If this
between instruments for the same sample. 4.9 Instrument diagnostics interval is sufficient for the instrument to cool
Viewing booths are also frequently Prior to measuring samples on the spectro- down completely, several hundred measure-
poor performers when it comes to provid- photometer, perform diagnostic tests to check ments can be made before recalibrating.
ing D50 illumination that conforms to ISO the accuracy of the measurements. These For example, in a printing characterisa-
3664:200029. tests should include a drift test to check for tion situation, such as when making an ICC
From tests made in preparation of ISO measurement to measurement repeatability, a profile, patches printed on a sheet of paper are
13655, it was observed that samples that diagnostic tile test to insure long term repeat- measured. When the measurements are per-
matched in the viewing booth indicated a ability, and a standardisation or calibration formed at the maximum rate possible with an
mismatch when measured colorimetrically with a white tile. Only the white tile calibra- instrument based on a tungsten light source
and vice versa. Not all of these differences tion is required at least once daily while the that is switched on for each measurement, the
were due only to the differences in the UV other diagnostic tests can be performed on a calibration becomes invalid after a few meas-
component of the light sources in the instru- less frequent but regular basis, as described in urements, mainly because the physical dimen-
ments and viewing booths, unavoidable the next sections. Any poor test results should sions of the diffraction grating change when
‘observer’ variation, viewing condition errors be resolved prior to measuring any samples. it warms up from the lamp. In this case, the
and other systematic instrument errors also Long term stability of the instrument is criti- white calibration should be performed each
contributed, as they would in normal prac- cal due to the fact that standards and pigment 10 measurements, or after a row of patches in
tice, although measures were always taken to primaries are often used for many years. a printing characterisation situation.
minimise these. Rich30 warns that for strongly metameric However, not all spectrophotometers use
A consequence of all this is that it is dif- samples, an error of a few tenths of a nano- diffraction gratings and there always has to
ficult to create a good correlation between the metre can result in a CIELAB ΔE*ab colour be a balance between too few white calibra-
visual evaluation of commercial prints and difference of a similar magnitude. If the prod- tion readings and too many, which can also
spectrophotometer measurements. uct tolerance is to be 1.0 ΔE*ab colour-dif- introduce errors.
Work is continuing on finding ways to ference, then the instrument’s contribution Today the white calibration reference is
produce equipment that exactly meets the to that tolerance is required to be less than often a ceramic tile. Before the calibration,
illuminant D50 specification. As an interim 20 % or about 0.2 units. That level of preci- the reference should be checked for clean-
measure, the latest revision of ISO 13655 sion is very difficult to achieve and maintain liness. Especially with ceramic tiles, it is nec-
provides three alternative measurement in a production environment. Maintaining essary to ensure that the reference is always
conditions: an accuracy and reproducibility of between measured in exactly the same spot, because
a) M1 – must meet the D50 specification 0.4 and 0.6 is much more typical in produc- ceramic tiles are never completely uniform.
b) M2 – use an arbitrary illuminant with no tion control applications and is more than Each manufacturer has instructions for the
UV content adequate for most imaging and electronic exact procedure for their instrument.
c) M3 – use cross-polarisers and UV-cut fil- publishing situations. Each spectrophotometer has its own white
tering (in special cases only). reference tile. The absolute spectrum of the
4.9.1 White calibration tile is stored in the instrument; during the
These three options are written in order White calibration*** must be performed calibration the spectral response is adjusted
of preference and can be implemented by the when one of the following events has so that it matches the stored spectrum within
manufacturer modifying existing equipment occurred: a specified tolerance. A white calibration tile
retrospectively. > Beginning a new measurement session is “married” to an instrument; if a white tile
> End of a pause is lost or damaged, the instrument must be
4.8 Colour difference formulae > A number of consecutive measurements “married” with a new white tile. Sometimes
There are currently two CIE colour dif- have been performed this means returning the instrument to the
ference formulae that are in use – CIE ΔE*ab > The ambient temperature has changed by manufacturer although some instruments
(1976) and CIE DE 2000. The latter has gener- more than 5 °C. allow “marrying” in the field.
ally proved to be a better metric in the cor- The tiles should be protected from soil-
relation between measured colour difference ing. Avoid all chemical substances that attack
values and perceived colour differences. Quite plastics, because they change the reflectance
*** The terminology of calibration has changed. The
large and significant differences in the results properties. In practice the most dangerous
word ‘calibration’ in the current ISO and ANSI docu-
of the two formulae can occur. Therefore, in substance is acetone, because it is widely used
ments is now referred to as ‘standardisation’.
www.ifra.com/specialreports Chapter 4: Spectral Measurement 19

for cleaning purposes. Acetone will destroy


the calibration target. If a reference tile is
soiled, it can be cleaned with a clean soft
slightly damp cloth. Adding one or two drops
of water or isopropyl- or ethyl alcohol to the
cloth may be needed with more persistent
marks or discolorations.
The white reference tile can be used for
ten years from the date the manufacturer
has performed the absolute spectral charac-
terisation. The ceramic surfaces must not be
scratched and must not be exposed to perma-
nent direct sunlight.

4.9.2 Colour tile accuracy check


Hewlett Packard have developed a rou-
tine to monitor the accuracy of their portable
spectrophotometers. How often this procedure
is performed depends on the particular appli-
cation. At the very least, the accuracy check
should be performed each three months. Fig. 16: Spectral reflectance data for the green and cyan master tiles
In a process control situation, where pre-
cision is very important and trend analysis effect. This leaves two choices, cyan and illuminants and both CIE Standard Observers.
is performed on the data, the accuracy check green. If the instrument can be fitted with filters, e. g.
should be performed at least at each shift Hewlett Packard recommend green. Other a polarising filter for measuring wet inks, all
change. authors have suggested the cyan CCS II tile viewing conditions and filter combinations
In the accuracy check, a single colour because of its range of reflectance factor, should be measured.
reference tile is measured and the measured multiple well-defined inflection points, and To help diagnose instrument failures,
colour values are within a certain tolerance low sensitivity to temperature changes31. it is useful to record also the reflectance
of the tile’s colour. If the tile’s colour can be Fig. 16 shows the spectral reflectance data spectrum.
traced to an absolute standard, the certifica- for the green and cyan master tiles meas- The colour reference is measured like the
tion is absolute. If this is not the case and the ured at 25 °C over the wavelength range white reference. However, it is recommended
tile cannot be traced, then the certification 320–780 nm for 0°:45° geometry32. The green to average a small number of measurements
is relative. tile has more inflection points than the cyan performed at a 10 second interval. The current
Although an absolute reference colour tile tile. It may also have steeper slopes in a more ambient temperature must also be recorded.
is not necessary, it is useful to have access to sensitive spectral range that help improve the If the tile is stored in a closed container, the
one to show if the instrument ever worked detection of spectral shifts in the instrument’s container should be opened half an hour prior
correctly. Such a reference tile can usually scale. to use.
be provided by one of the established col- A single colour tile can be used for all
our laboratories or the instrument manufac- instruments at a location. In the HP labora- Accuracy check
turer, but a relation should be established in tory, the tile is mounted in a holder like the The accuracy check consists in measuring
advance, before colour measurement inac- one supplied by the instrument maker for the the colour reference and calculating the col-
curacies occurs. white reference tile. This ensures that the tile our difference to the aim value. If the check
In a relative certification, the nominal is always measured at exactly the same loca- is absolute, the tolerance will be generous,
colorimetry of the tiles is not known and the tion and that the instrument is not tilted. like for example ΔE*ab = 0.6. If the check is
performance of an instrument is compared Coloured ceramic tiles usually have a rec- relative, the tolerance can be much tighter,
to an aim value obtained with the instru- ommended calibration life time of 5 years. like ΔE*ab = 0.2.
ment itself. Ceramic tiles that have not been Handling and cleaning is the same as for the
characterised following procedures for trace- white reference tile. Quarterly certification
ability to a primary standard are relatively Instrument error is not the only source
inexpensive. Initial characterisation of incorrect measurements. More often the
For the colour reference tile there is a When a new spectrophotometer is put error is in the measurement procedure. This
wide choice of colours from the CCS II set into service, it is first necessary to measure can have many causes, such as documenta-
mentioned earlier. The neutral tiles are use- the relative green reference tile. The meas- tion error, personnel changes, etc. The best
ful to test photometric linearity, but are not ured colour will be the aim value. Because insurance against this type of problems is to
useful as a reference colour. Other tiles have a colour tile can be used for several years, it participate in one of the collaborative refer-
a pronounced lateral diffusion problem, are is suggested to measure it under a number ence programs like X-Rite’s NetProfiler. This
very dark, or have a strong thermochromism of viewing conditions, i. e., for a number of facility provides a means of re-calibrating
20 Chapter 4: Spectral Measurement © 2007 Ifra, Darmstadt

the instrument based on measurements of like textiles, are poorly modelled. If the model supplied specimens; thus providing for very
local references that are traceable to a vir- is built with textiles or with matte materials close agreement within a user’s factory or
tual standard instrument and authoritative like Spectralon**** then the model performs between factories.
standards. very poorly with glossy samples like automo- Very good results have been observed
tive finishes. when applying the “average” model to an
Long term calibration In a similar manner, Rich and Martin35 individual instrument. Not only do the indi-
Depending on usage, the manufacturer’s included a range of chromatic (colour) and vidual instrument’s readings move closer
recommend every 18 months, the instru- achromatic (grey) samples in such a ratio as to those of the reference instrument (the
ment should be sent to the manufacturer for to optimise the modelling of the photometric deviation), but also the relative differences
cleaning, maintenance, firmware updates and scale without masking the wavelength scale. between two or more instruments of the same
re-certification. If the number of chromatic and achromatic family also seem to be slightly reduced (the
samples is randomly reduced, the model variation).
4.10 Numerical tools to improve remains robust and constant. If the relative Fortunately, all these details and compu-
inter-instrument agreement ratio of achromatic to chromatic samples is tations, as well many other statistical and sys-
One of the most useful advances in col- reduced, there will be a shift in the model. tem management routines needed to improve
our measurement in recent years has been Thus, in the field, it is important to obtain inter-instrument agreement among a range
Dr. Danny Rich’s method for improving inter- a substantially larger number of achromatic of devices are now available in a commercial
instrument agreement by the numerical mod- samples than chromatic samples. package – X-Rite NetProfiler.
elling of a few selected spectrophotometer The parameters should be statistically
parameters.33 determined at each 10 nm wavelength posi- 4.10.1 X-Rite NetProfiler
Following Robertson34, Rich’s model tion from 400 nm to 700 nm. Care is needed NetProfiler for the graphic arts consists of
identifies four parameters representing the in calculating these parameters to make sure software and certified printed colour stand-
sources of major linear systematic errors in that the computer program retains all stored ards. The physical standards are first measured
colour measuring instruments. In his analysis numbers in 32-bit floating point accuracy. by X-Rite using a master spectrophotometer
only four error sources had to be considered, The model cannot separate or compensate and then by the NetProfiler customer using
i. e.: for several types of residual or confounded a spectrophotometer that has been registered
> the zero point error (zero offset or black differences between instruments. The sources and given an individual identity code. The
level), of these differences include non-linearities customer’s measurements are compared to an
> the signal magnitude error (the difference in the photometric scale and the translu- established virtual standard for that type of
in linear scaling between the black and cent blurring effect found in translucent instrument via the Internet and a profile is
white points or scale calibration factor), materials. generated. Comprehensive performance sta-
> the wavelength error (the linear difference The model can be derived for either the tistics on every instrument within a network
in the wavelength scale – first derivative), average production instrument or for unique are available.
and groups of customer instruments, using user-
> the bandwidth error (second derivative).

By statistically estimating values for these


four parameters, the model can then be used
as the basis for a method to adjust the read-
ings of one colour-measuring instrument to
another. Diverse instruments, including dif-
ferent models from the same manufacturer,
or instruments from different manufacturers
can be made to come into closer agreement
with regard to their colour measurements.
The model can show improvements in inter-
instrument agreement at a level that equals
or exceeds that of national standardising
laboratories.
In Rich’s model, there is a very definite
interaction of the surface character of the
sample with the photometric scale. If the
model is built with only glossy tiles, such as
the BCRA ceramic tiles, then matte materials, Fig. 17 X-Rite NetProfiler remote spectrophotometer calibration

**** Spectralon™ – a thermoplastic resin that gives the


highest diffuse reflectance of any known material or
coating over the UV-VIS-NIR region of the spectrum.
www.ifra.com/specialreports Chapter 4: Spectral Measurement 21

This is an important step forward in color- data with all Ceramic Colour Standards Analysts measure a set of three opaque
imetry, as each type and design of instru- Series II (CCSII) ceramic tile sets, this data colour paint chips made by Munsell Colour,
ment will have a characteristic measurement cannot be used to correct colour reference Macbeth Division. The colours are selected
and performance profile. It is not realistic standards of other materials. X-Rite, however, from throughout the full colour spectrum. The
to expect that measurements from spectro- know the thermochromic behaviour of their chips consist of a metameric and non-meta-
photometers with a 0°/diffuse geometry will printed calibration standards of ink on paper meric match with small colour differences.
always agree exactly with those having a and, given the temperature of the measuring The measurements are performed accord-
0°/45° geometry, or that diffraction grating environment of the NetProfiler customer, they ing to the American Society for Testing and
spectrophotometers will exhibit the same col- can check and re-calibrate their instruments Materials (ASTM) standard procedure for
our values/temperature co-efficient as inter- on-line. the particular instrument geometry immedi-
ference filter instruments. Consequently, for ately after opening the sealed moisture-free
the best inter-instrument agreement, it is bet- 4.10.2 Datacolor MAESTRO barrier bag containing the specimens. Each
ter to establish a virtual standard for each type Similar to X-Rite NetProfiler, Datacolor specimen is backed with the other specimens
of instrument so that their performances are MAESTRO corrects measurement differences when making measurements. Each specimen
comparable and congruent, globally. In this between colour measuring instruments due is measured twice, rotating the specimen 90°
way, and by minimizing the variance between to aging, the environment, or manufacturer’s for the second measurement. The relevant
colour measurement data – either from one design. Datacolor MAESTRO software corre- standard here is ASTM E1349, “Standard Test
instrument to the next or from one month lates spectrophotometers with the Datacolor Method for Reflectance Factor and Color by
to the next, NetProfiler is able to remove master reference instrument. As a result, those Spectrophotometry Using Bidirectional Geom-
an important variable that can negatively in agreement with the reference instrument etry”, which describes color measurement of
impact the colour measurement and colour are “in tune” with each other. The differences opaque samples using a spectrophotometer
reproduction process. Through accessing the in colour measurement that occur within a with a 45°:0° or 0°:45° geometry.
NetProfiler server on a regular basis, it is pos- single laboratory, throughout corporate
sible to create and manage the quality of an infra-structures and across production sup- 4.11 Practical spectrophotometry and
entire network of instruments, at all locations ply chains are minimised. colour measurement
– locally, nationally or worldwide – against Datacolor Maestro provides operational No matter how well the colour spec-
the certified standards to ensure instruments accuracy checks on a selected series of their trophotometer is maintained and operated,
perform accurately. own as well as certain other manufacturers’ its performance is limited to its inherent
When connected to the Internet, NetPro- spectrophotometers. However, the majority capabilities.
filer acts by monitoring all the instruments of the selected Datacolor spectrophotometers Purchase the model spectrophotometer
and includes remote diagnostic tools which are 0°:diffuse integrating sphere geometries that has the features and capabilities neces-
can be set-up to run on a regular basis. The and are unlike the 0°:45° geometries used in sary to meet the needs of the specific applica-
process can detect uncertainties and poten- the graphic arts field. Further, the MAESTRO tion involved.
tial problems in the instrument. Should the user is required to work with a Datacolor-pro- Although these colour spectrophotom-
spectrophotometer no longer be within speci- vided BCRA ceramic tile set and there is no eters are designed to measure samples both
fication and agree with a network of instru- continual feedback to the manufacturer via accurately and with a high repeatability, they
ments, the NetProfiler can detect the problem the Internet, making global network colour accomplish these measurements only within
and, when possible, correct and restore the accuracy for the graphic arts less likely than a range of applicable tolerances. Spectropho-
instrument to meet its performance speci- with X-Rite NetProfiler. tometers are not perfect measuring devices,
fication. Unlimited report access shows the and how well they measure is often depend-
performance and history of every instrument 4.10.3 The CTS Collaborative ent upon factors under the control of the
in a colour management network. The quality Reference Program for colour system operator.
certification(s) of each instrument on the net- Collaborative Testing Services Inc. (CTS)36 A constant temperature environment will
work can be viewed and printed at any time. is an organisation that conducts inter-labora- eliminate measurement variability caused by
One of the fundamental differences tory tests. In such a test, the performance of thermal changes within the instrument and
between the X-Rite method for improving a laboratory is not compared to an absolute the materials. It is best to maintain power to
inter-instrument agreement and an alter- reference. Instead, multivariate comparative the spectrophotometer or else allow a ‘warm-
native product from Datacolor or a testing statistical methods developed in conjunc- up’ period to reduce thermal drift.
service from Collaborative Testing Services tion with the National Institute of Standards Any white calibration standard needs to
(CTS), is that X-Rite NetProfiler use a certified and Technology (NIST) are used to gauge be maintained carefully, since the photometric
printed reference sample. Datacolor Maestro performance. scale (0 to 100 %) of the spectrophotometer
makes use of the ubiquitous BCRA Series II With these techniques a consensus value is calibrated to these standards. Handle and
ceramic tile set while CTS uses paint chips. among a large number of participating labo- store any white tile so that it does not become
As noted previously, it is far better to use the ratories using a variety of instruments and soiled or scratched. If soiled, clean the tile
reference materials that come closest to the methods is determined. The values of each using water (and if necessary a mild soap),
materials used in production. laboratory are then compared with this con- drying with a clean non-abrasive cloth. Don’t
While the National Physical Laboratory sensus value. Such an analysis is also known use organic solvents like alcohol or acetone.
supply thermochromism colour correction as a “real world” analysis.
22 Chapter 4: Spectral Measurement © 2007 Ifra, Darmstadt

Recalibrate often because the photometric


scale (0 to 100 %) of any spectrophotometer
may “drift” over time between calibrations,
due to temperature, light source and/or pho-
todetector factors. Any “drift error” is elimi-
nated at calibration, and greatly reduced by
recalibrating often.
Reflectance measurements should con-
form to ISO 13655 except that there should
be a removable, switchable or adjustable UV
filter to include, exclude or control the UV
component in the incident beam, and for
reflectance measurements a white backing is
generally recommended, unless there is print-
ing on the reverse side of the measured area.
For reflectance colour measurements the
use of polarising optics should be avoided.
Multiple measurements of each patch
should be averaged. The extent of this should
be consistent with the uniformity and/or tem-
poral consistency of the material, and tem-
poral consistency of the measurement instru-
ment and/or operator.
www.ifra.com/specialreports Chapter 5: Density Measurement 23

5 Density Measurement

In offset litho, flexography and letterpress In offset litho and flexo printing, the Densitometers and spectrophotometers
printing, tone and colour gradation in images pressman is only able to regulate the thick- each measure density differently. Densitom-
depends on varying the size (conventional ness of the ink layer i. e. a one dimensional eters calculate density based on the meas-
screening) or frequency (stochastic screening) control parameter. If the printer is working ured reflectance value, using the appropriate
of the halftone elements. The most appropri- to ISO standards such as ISO 2846 for the complimentary colour or neutral density filter
ate tone and colour value for each picture inks, ISO 12647 for the production of col- for the ink colour to be measured and prefer-
element is determined during the pre-press our separated images, proofs and prints and ably after zeroing on the unprinted substrate.
stage, knowing that the ensuing printing will ISO 13656 for the print process control, then Relative print density is the preferred mode,
be carried out using a constant and specific optical density measurement provides a good since it reduces the influence of the substrate
ink film thickness optimised for the chosen means of controlling this very thin ink film and increases the linearity to ink thickness
inks and paper. layer. For the printer (and closed-loop press variation.
The choice of inks and paper largely deter- ink control systems), optical density as a one-
mines the tone and colour ranges, the colour dimensional metric is well suited as a control Relative Print Density (i. e. after calibrat-
fidelity, gloss, opacity and to some extent the measure – one that is certainly more sensitive ing the densitometer to the manufacturer’s
sharpness of the printed result. Optimisation to changes, more accurate and more consist- reference strip and ‘zeroing’ the densitome-
of the ink film thickness through pre-produc- ent than simple visual control. ter on an unprinted area of the paper before
tion trials brings a degree of fine tuning to No doubt there are many laboratory and measuring the proof or production print).
the tone- and colour ranges and to important production techniques for controlling ink
print ‘runnability’ factors like set-off and dry- film thicknesses of 1–1.5 µm on a smooth, Drel = -log10.(Rrel)
ing. Once the optimum printing conditions non-absorbent surface with greater degrees where R = Measured reflection value
have been determined for the materials, it’s of precision, but density measurement is the or (with more difficulty)
the work of the pressman to maintain con- preferred techniques for printing because of
sistent print quality during production and its speed, cheapness and a visual relationship Drel = Di+p (abs) – Dp (abs)
to keep the thickness of the ink film con- to colour intensity and brightness. Density where
stant at all press speeds, which may reach measurement for print process control is a Di+p (abs) = Absolute density of ink and paper
1.5 metres/sec and 90,000 tabloid newspaper sufficiently fast and repeatable process. (after calibrating the densitometer
copies/hour. to the manufacturer’s reference
strip, but without ‘zeroing’ on
Process Film Thickness
paper)
Offset litho between 1 –1.5 μm
Dp (abs) = Absolute density of paper (again fol-
lowing the above absolute density
Flexography 0.75 –2 μm
procedure)
Gravure up to 6 μm (up to 30 μm for banknotes)
Equation 3 Colour filter density
Screen up to 60 μm

A spectrophotometer calculates density by


measuring the reflected light response at a
number of discrete narrow bandwidth steps
across the visible spectrum (380 nm–720 nm)
and afterwards using an appropriate set of
numerical weightings for each central band-
width response in calculating the red, green
or blue ISO ‘filter’ density.

720
∑ (R x w)
Reflection Density(D) = -log10 λ = 380
__________
720
∑ w
λ = 380

where R = Measured reflection value


w = spectral product of Status E or T weighted
wavelengths
Equation 4 Reflection density from spectral
Fig. 18: Ink on newsprint data
24 Chapter 5: Density Measurement © 2007 Ifra, Darmstadt

5.1 Filters
Display
Lamp Currently, densitometers are equipped
IR Filter with a variety of filter sets – Status T, Sta-
Aperature Log
tus E, Status I. Further, the filter sets may be
Amplifier
supplemented with an additional set of cross-
polarising filters and, looking into the near
Optics Sensor future, an ultra-violet (UV) filter is likely to
Color Filter be added, too.
In the past, other graphic arts density filter
sets have appeared under such names as DIN
Ink 16536, SPI, Status G or Status A although,
Paper
happily, these names have gradually faded
from use in the print room.
Components of a Reflection Densitometer
Densitometer filters can be categorised
into three types:
Fig. 19: Components of a reflection densitometer37 > Broad band (coloured gelatine filters)
> Narrow band (can be gelatine filters or
glass interference filters)
> Neutral density filter
Incident light
5.1.1 Broad band “Wratten” filters
In the Graphic Arts, many densitometers
Sample have been fitted with gelatine filters, whose
spectral response have been standardised
Color filters and documented precisely in ISO 5-3. In the
Receivers case of gelatine filters, a number of sources
exist with filters that conform to the ISO
Measuring electronics specification.
For Status E and Status T filter sets, the
Display filters for the cyan ink (red filter) and the
magenta ink (green filter) are the same. The
Status E blue filter for the yellow ink is not
Density values as wide as for Status T.
Gelatine filters are made by dissolving
specific organic dyes into liquid gelatine.
The gelatine is coated onto prepared glass
and when it is dry, it is stripped off the glass
Fig. 20: Reflection densitometer colour filter function and coated with lacquer. Each filter is stand-

90 %

D = 0.05

50 %

D = 0.30

10 %

D = 1.00

1%

D = 2.00

Fig. 21: Percent reflection ( %) converted to density (D) Fig. 22: Variation of density with ink film thickness for a typical set of process inks38
www.ifra.com/specialreports Chapter 5: Density Measurement 25

5.1.2 Interference filters


Interference filters can be fitted to both
spectrophotometers and densitometers. In
terms of spectral characteristics, interference
filters can have broad or narrow bandpasses,
or can be sharp-cut filters – please see Sec-
tion 4.2.2 on spectrophotometer design for
a description of these types of filters.

5.1.3 Neutral filter for ISO standard


visual density
To evaluate the darkness of an image
which is to be viewed directly or by projec-
tion, visual ISO density is measured. Such
measurements are most often made on black-
and-white images, but can be made on other
types of images as well.
The spectral products and weighting fac-
tors for visual ISO density are chosen to match
the spectral luminous efficiency function for
Fig. 23: ISO status E colour filter response photopic vision, CIE Vλ (pronounced ‘Vee-
lambda’), as defined in CIE Publication 18.

5.1.4 Polarisation filters


How polarising filters work
Common light sources, both natural and
man-made, radiate light with wave-like prop-
erties in which the waves oscillate in a multi-
tude of planes. A polarisation filter works by
filtering and reducing the planes of oscilla-
tion of the light waves to just a single plane
– causing the light to be polarised. A second
polarising filter placed in the light path of a
polarised light wave, but with its single plane
of oscillation at 90° to that of an already
polarised light source, will totally block all
light. Polarised light, having passed through
one polarising filter, and reflected once from
a smooth or glossy surface remains polar-
ised in its single plane of oscillation. This
polarised light, an unwanted element in the
Fig. 24: ISO status T colour filter response measurement of ink density and process con-
trol because it carries no information about
From the charts, the respective bandwidths are: the amount of ink deposited, is then removed
Status E Status T from a reflected light path by using a sec-
Blue 380-535 nm (155 nm b’width) 380-557 nm (177 nm b’width) ond cross-polarising filter. All other reflected
Green 465-630 nm (165 nm b’width) 465-630 nm (165 nm b’width) light that is needed for the measurement of a
Red 557-722 nm (165 nm b’width) 557-722 nm (165 nm b’width) density value shall have entered the printed
ink film and become de-polarised by multiple
internal reflection from the irregularly shaped
ardised for spectral transmittance and total 50 °C. Gelatine filters are not as stable as pigment particles and paper fibre surfaces.
transmittance. narrow band glass interference filters and This light that finally emerges from the ink
Like dyes in other applications, the spec- deteriorate more quickly. Calibration needs and paper is diffuse and non-polarised and
tral characteristics of the dyes used in fil- to be performed on a regular basis. Ideally, exactly that form of light needed for an accu-
ters may change depending on the dye used, the manufacturers of densitometers fitted rate measurement of printed ink density.
age, and exposure to heat and light. Gelatine with gelatine filters would like to inspect, and Polarisation filters serve to improve both
filters should be kept cool, dry and should possibly renew, these filters every two years. the short-term and the long-term accuracy of
not be subjected to temperatures higher than density measurements.
26 Chapter 5: Density Measurement © 2007 Ifra, Darmstadt

a) They reduce specular reflections. Specu- a Light source


lar reflections, alternatively known as b Oscillating planes
‘first surface reflections’, are mirror-like c Direction of propagation
reflections from glossy surfaces. For a
densitometer and freshly printed ele-
ments, they are light reflections which
have not entered the ink film or paper
and have not been coloured or reduced
in intensity by either. Such light contains
no usable information about the amount Fig. 25: Light wave propagation
of ink present on the paper. Any specular
light that is captured by the measuring No light
instrument sensor only detracts from the
accuracy of the measurement of the ink
quantity transferred or, more exactly, the
degree of the red light (cyan ink), green
light (magenta ink), blue light (yellow ink)
or white light (black ink) absorption*****.
The same argument also applies to spectro- Polarizer filter 2
photometry in that specular light detracts
from the accuracy of colour measurement, Polarizer filter 1
but that’s for discussion outside of this
report. Planes of oscillation
The specular component of light directed
towards the sensor from wet or glossy Fig. 26: Cross polarised filters remove polarised light39
surfaces should be removed using polari-
sation filters.
b) Similarly, changes in the structure of the Light source
printed surface due to drying of the ink
film, cause a reduction in the measured
ink density value. Plane of Receiver
Particularly with coldset inks on uncoated oscillation (photodiode)

paper, when a wet film of ink is applied


to paper, the surface of the ink is fairly Polarization
smooth and in measuring the density, filter Polarization
part of the illuminating light is reflected filter
from the surface back to its source. This
Lens
fraction of the total illuminating light is
Surface reflection
not received by the sensor, but instead
has the same effect as absorbed light and
contributes to the overall density value.
As the ink dries, the surface of the ink
Coloured light White light
more closely follows the surface of the
paper but now some of this unwanted Fig. 27: Cross polarising filters in a reflection densitometer
light reflected from the top surface,
instead of being reflected towards the
source, is diffusely reflected towards the ink transferred
sensor – meaning that this part of the
light is recorded as non-absorbed light
and, therefore, resulting in a proportional
reduction in the measured density value.
The measured density decrease, caused
paper surface
by the rougher surface, the thinner, more

***** The same argument also applies to spectrophotome-


try in that specular light detracts from the accuracy
Fig. 28: Stages in absorption drying40
of colour measurement.
www.ifra.com/specialreports Chapter 5: Density Measurement 27

compact surface ink layer and the dif- Ring optic illumination or collection is again, remove or reduce the directional
fusion of the sub-surface colourant and nearly the optimal in instrument design polarised light and first surface reflec-
vehicle is called ‘dry back’. for 45°:0° and 0°:45° geometry reflection tions and only diffused light is used in
The use of polarisation filters largely measurement. However, when there is a the measurement.
eliminates the measurement differences need to use an alternative, and six to eight
that can arise between prints where the points of illumination are too expensive to It is sometimes seen in literature that
ink is still wet to some degree and those contemplate, three points of illumination 0°:45° or 45°:0° instrument geometry removes
where it is dry. spaced equally around the measurement the effect of first surface reflection. While this
c) Another advantage of polarising filters is aperture can be sufficient. The quality of is true for relatively smooth optical surfaces
that they reduce the influence of direc- this triangular light pattern is improved used as certified reference materials (CRM)
tional illumination. by the use of polarisation filters as they, and described in ISO 14981, Annex A, it is not
applicable in the case of wet printing inks and
gloss reflections. 0°:45° or 45°:0° geometries
without polarising filters, do produce results
that change more with the drying of the ink
film than the same geometries with polarised
filters.
It should also be stated that with advances
in modern faster drying inks for higher speed
presses, the gloss from wet ink surfaces is
reduced and the need for polarising filters
maybe less, though higher weight paper coat-
ings and higher dry gloss inks counterbalance
this to some extent.
The effect of first surface reflections is
greatest when high gloss inks meet high
gloss papers – something often encountered
in commercial sheet-fed and web printing,
regardless of the printing process.
Exceptionally, newsinks on newsprint
have fewer problems with gloss and on-press,
high-speed, closed-loop systems that use
densitometry to monitor the ink film thick-
Fig. 29: ISO 2846 cyan ink spectral data and ISO 5–3 status E/T filter response ness may operate without polarising filters.
In optical systems generally, speed and good
signal-to-noise performance work in opposi-
tion to each other and cross-polarised filters
invariably reduce the light transmission to the
sensor even further – by up to 60 %. Sensitiv-
ity can be adversely effected at high speed by
additional filters unless extra steps are taken
at the design stage.
For process control, in which we need to
control the ink film thickness by measuring
the amount of light absorbed, polarising fil-
ters are necessary to stabilise the readings of
wet ink films. Particularly, in the case of den-
sitometers as a print process control instru-
ment, polarising filters are needed. Further,
there are NO significant performance disad-
vantages if densitometers are designed from
the start to work with polarising filters – so
that the light source provides enough illumi-
nation and the sensor is sufficiently sensitive
that small changes in the black ink film thick-
ness can be detected.
Adding these polarising filters allows the
Fig. 30: ISO 2846 magenta ink spectral data and ISO 5-3 status E/T filter response printer to take freshly printed copies straight
28 Chapter 5: Density Measurement © 2007 Ifra, Darmstadt

off the press and measure the density know-


ing that the same or very similar densities will
be measured hours or even days later by the
customer. Reducing or eliminating both spec-
ular reflections and ‘dry-back’ effects through
the addition of polarising filters to densitom-
eters are beneficial in process control41.

5.1.5 UV filter
Fluorescence, caused by optical brighten-
ing agents (OBA) in the paper, can affect the
measurement of colour and density. While
fluorescence is sometimes encountered in
newspaper printing, it is very common in
commercial papers and printing and can be
one of the contributing factors in the mis-
match between a proof and the print. Fluores-
cence needs to be considered when designing
the instrument and when measuring.
In the case of density measurements, they
should be according to ISO 5, which requires
CIE illuminant A, the UV component in the
illuminant can be filtered out. Fig. 31 ISO 2846 yellow ink spectral data and ISO 5-3 status E filter response
In print process control through density
measurements, any fluorescence effect also
detracts from the true measurement of the ink
film thickness and the UV light that excites
the fluorescent OBAs should be removed with
a UV-cut filter.
The UV-cut filter is complementary to
the use of polarising filters in that until now,
a prime cause of variation in polarising fil-
ters was the amount of UV light that was
transmitted by the polarising material. Some
polarising filters transmitted very little UV
and some an order of magnitude (10 x) more
UV, depending on the material used42. Previ-
ously, if the paper had fluorescent whiteners
added, then these polarising filters had a vari-
able effect on the measured density. Remov-
ing the UV light component helps standardise
the spectral response of polarising filters.
In recommending the adoption of just one
colour filter set for densitometers, Status E
with polarising filters, it would be convenient
to combine the functions of the polarising
filters and the UV-cut filter. Fig. 32 ISO 2846 black ink spectral data and ISO 5-3 status visual filter response

5.2 The densitometer filter dilemma


The final selection of a densitometer or The variety of standard filter sets, Status yellow and black process inks used in the
density measurement filter set is still bewil- E, T or I is a barrier to global standardised sheet-fed and heat-set offset, coldest offset
dering and the choice is often based on printing. This is especially the case in recent (newspaper), gravure, screen and flexography
arbitrary judgements rather than matching years, since the ISO 2846 1–5 ink standards printing processes are shown below:
the ink spectral characteristics to the colour for the different print processes mean that The data for these spectral response curves
filter spectral responses in order to fulfil the the basic colorants, pigments and spectral is given in the recently revised ISO 2846 series
main function of a densitometer – ink film curves are almost the same, whichever con- of standards and are measured according to a
thickness measurement for printing process ventional printing process is involved. The D50 light source (0°:45° geometry, 2° observer,
control. spectral curves for each of the cyan, magenta, absolute measurement). It is unknown if the
www.ifra.com/specialreports Chapter 5: Density Measurement 29

spectral curves would appear very different become illuminant A but with the UV
to a densitometer’s light source, illuminant A, light removed through a UV-cut filter.
or another standardised light source.
In effect, a single class of densitometer 5.3.3 What needs to be changed in
filter set would work well for all the stand- ISO 5–3 and ISO 5–4 for densi-
ard inks and common paper types encoun- tometry
tered in both commercial and newspaper New or better definitions are needed for:
printing. A common agreement on ISO sta- > The illuminant spectral emission
tus E colour filter response would satisfy > The spectral response of the receiver
process control requirements for ISO 2846 > The linearity of the system
1-5 standard process inks. > The polarisation filter response
ISO 14981:2000, which is for densi- > The reflection density calculation from
tometer print process control and includes spectral data (not in ISO 5-3 or 5-4)
specifications for polarising filter perform-
ance, should be revised to point to ISO 5-343 Recommendation:
and stipulate the ISO status E filter set with > Update 5-3 and 5-4 first
additional UV and polarising filters. > Upon completion of 5-2, 5-3, 5-4, update
the terminology in 5-1
5.3 Improved ISO standards for
better inter-densitometer
agreement
5.3.1 What needs to be changed in
ISO 13656 for densitometry
> The wording that the filter selected for
density measurement of each of the four
inks – cyan, magenta, yellow, black – is
that which gives the highest density read-
ing needs to be modified. In the case of
the black ink, the correct filter is the
visual filter, CIE Vλ, always.

5.3.2 What needs to be changed in


ISO 14981 for densitometry
The following changes should be
pursued:
> One spectral response status for the colour
filter set – status E. Presently, ISO 14981
only points to ISO 5-3 for the spectral
response. In the amendment, it should
point specifically to status E of ISO 5-3.
> Polarising filters should be mandatory in
order to remove the effect of first surface
reflections in the light received by the
densitometer’s light sensor.
·> A relative density measurement standard
procedure is desirable, with the density
value of the paper removed before the start
of measurement (but after calibration).
> A separation of the measurement of
density from a densitometer with that
computed from the spectral response
data, because of the filter and procedural
differences.
> Support of a proposal already placed
before the ISO TC130 Committee, the lat-
est developments in ISO 14981 will bring
a change in the definition of the light
source, currently illuminant A. It will
30 Chapter 6: Future Systems © 2007 Ifra, Darmstadt

6 Future Systems

Ideally, the amount of UV content present


in the viewing, should also be present in the
colorimetric measuring. However, it’s unlikely
that there will be a D50 light source with the
full UV content for small portable spectropho-
tometers. Making such an illumination and
providing and controlling sufficient levels of
UV to meet the CIE standard is difficult.
Light booths of the future, however, may
have D50 light sources with the full amount
of UV energy. It is also possible that the UV
content from the light source may be more
than required and that a large filter will have
to be fitted to the viewing booth to reduce
the UV to within limits. Obviously, the light
source and filters age and will have to be
renewed periodically. There will be new addi-
tions to the ISO 3664 ‘Viewing Conditions’
standard to define the new conditions.
A more likely light source for hand-held
spectrophotometers will be a D50 (rather than
illuminant A) light source combined with a
UV-cut filter and no UV content.
On another plane, wireless networks
will be installed everywhere. In the future,
measurement systems will be built around PC
networks, performing many different tasks
including control software, control settings
and control log-files, to highlight human
intervention or any alteration of software
settings. Communication with the customer
will be wireless and electronic; this opens the
way for clients, agencies and staff to perform
inspection from a distance: they can log onto
the PC system, check if any settings have been
altered. With online reference equipment it
will even be possible to perform calibration
testing at a distance.
www.ifra.com/specialreports Chapter 7: Conclusions and Recommendations 31

7 Conclusions and Recommendations

Separate instruments for colour and perature, humidity, cleanliness, diligence and of greater stability of the filter response, bet-
density measurements according to ISO measurement protocol, is ter short-term and long-term calibration and
In recent years there has been a trend extremely difficult under time pressure and accuracy, and integration into remote diag-
towards combining the functions of a spec- not at all practical. nostic and certification programs. However,
trophotometer and a densitometer, so that Further, a spectrophotometer that is built the instrument and the user interface should
colour and density measurements can be around a holographic diffraction grating and be improved to the point where the setup for
made with the same instrument – a univer- CCD array is probably more subject to the ISO optical density measurement is achieved
sal device for every printer and advertising environmental temperature than interference by selecting a single ‘Density’ option, with
agency. Obviously, this brings cost-saving filter instruments. Both types are affected by no possibility for other measurement refine-
benefits for the manufacturer through ration- the thermochromic behaviour of the print ments or setup error. ‘Dot gain’ (Tone Value
alisation of production, and for the user who sample. Pressrooms are rarely stable temper- Increase) and ‘dot area’ functions need to be
need buy and maintain only one instrument ature-wise, particularly in newspaper print included too. For the pressman, the need is
instead of two. sites. Without air conditioning, the tempera- for an instrument that is always available
However, the recommended instrument ture swings in a pressroom can be as much to him, without the complications of colour
set-up for colour measurement is different as 10°C, depending on the location, time of measurement.
to that for density. day, day of the week and whether the presses
are running or not. Although press control Portable spectrophotometers need to be
Colour measurement consoles of web presses may often be in a constructed so that the optical system is
CIE standard D50 cabin designed for noise and lighting control, absolutely stable
illuminant: temperature control is not high on the list Minute changes in the optical alignment
Observer angle: 2° of priorities. On a global scale, the ambient can mean the measurement data is useless.
Measurement Absolute temperature of commercial sheet and web Unless the owner implements a continuous
mode:
operations vary widely and density measure- certification procedure, he will have no indi-
UV filter: User selectable – switched in,
switched out or adjusted
ments must often be made by the printer in cation that his unit has become misaligned.
the pressroom, close to the press. Even a small change in the central wavelength
Colour filter: Not applicable. Other appropriate
illuminations and filter responses Part of the instrument design process is of the measurement bandwidth can lead to
are calculated. in producing an effective compensation for significant measurement errors. If good inter-
Polarisation None thermal ‘drift’ within a specific range. If the instrument agreement is the goal, it is not
filter:
instrument is operating beyond that range, a sufficient to calibrate the instrument to its
Backing White (CMS profiling or individual
material: process ink colours) or black (if re-calibration on the white measurement tile manufacturer’s white reference standard.
the substrate is translucent and or reference is necessary. Effective compen- Important properties of a portable spec-
the sampled areas have print on
the reverse side).
sation for material thermochromism is not trophotometer are:
implemented in current low cost portable > Ruggedness and reliability,
Density measurement: instruments. > Good inter-instrument agreement,
CIE standard A A densitometer and a spectrophotometer > Ease of use,
illuminant:
operate with different objectives: the den- > Good repeatability – long and short
Observer angle: Not applicable (fixed by instru-
ment design, 0° or 45°) sitometer is trying to measure the quantity term.
Measurement Relative (zeroed on paper) of colourant transferred during printing;
mode: the spectrophotometer is trying to measure These properties can all be combined in
UV filter: Permanently installed absolute colour, the visual appearance of a one instrument without compromising one at
Colour filter: Status E colour filters for cyan, colour or the visual significance of colour the expense of the other.
magenta and yellow inks, CIE Vλ differences. This mix of objectives require two
visual filter for black.
separate instruments. Recognition shall also X-Rite NetProfiler
Polarisation Two – cross polarised.
filters: be needed that spectrally computed density NetProfiler is an application that, through
Backing Black from an instrument configured for colour the Internet, can remotely monitor, diagnose,
material: measurement will be different from that of adjust, calibrate and certify each spectropho-
a densitometer using CIE illuminant A and tometer in a network. The instruments can be
In practice, the control of wet ink films filters conforming to ISO status E with polar- different models from the same manufacturer
on the press is best measured by the printer ising and UV filters. or even models from different manufacturers,
using a densitometer fitted with polarising At this point, it should be noted that as long as it is one of those supported by
filters. Asking a pressman to make sure that a recommending a separate instrument for NetProfiler – the instrument must be capable
spectrophotometer is correctly set-up and cal- densitometry does not define the instrument of being remotely tested and controlled. Ulti-
ibrated for press control, that measurements method. Spectral-based instruments can be mately, the concept will allow all instruments
are made under laboratory conditions of tem- used for densitometry, with the advantages of a similar type to have a traceable reference
32 Chapter 7: Conclusions and Recommendations © 2007 Ifra, Darmstadt

to their own virtual colour standard – using normative ISO response for densitometry for
industry-appropriate reference materials, the graphic arts and the Status T yellow ink
while using the Internet means the strategy filter become an informative specification. In
can be implemented globally. For the first effect, this would bring slightly more sensi-
time, it will be possible to effectively form a tive and better process control of the yellow
working consensus among colour-measure- ink during printing.
ment instruments and apply it to global col- Polarising filters should be included in
our management. At this point in time, colour densitometers.
shall be described more reliably and effec- Polarising filters provide improvements
tively by numbers to which similar instru- in controlling the ink film thickness dur-
ments all agree – a much better system than ing printing and in reducing or eliminating
visually matching samples and swatches. the effects of wet ink, relatively course and
A better system than buying a set of Brit- uneven surfaces, ‘dry-back’ (the difference
ish Ceramic Research Association (BCRA) between wet and dry ink density readings)
ceramic tiles is X-Rite’s Net Profiler 2. Net and directional instrument illumination.
Profiler 2 provides the means to improve the UV filters should be included in
precision of a range of spectrophotometers densitometers.
and to improve their inter-instrument agree- Fluorescence should be excluded from ink
ment and long-term accuracy and consist- density measurements made for print process
ency. Further, Net Profiler provides a certified control.
printed colour reference, ISO certification and Density measurements should be made
a traceable path to international standards. after zeroing the densitometer on the
If practicable, spectrophotometers would substrate
benefit from having a D50 light source Density measurements should be inde-
with a UV-cut filter that can be switched pendent of the paper. This means, density
in, switched out or adjusted. measurements should be relative to the sub-
Switching the UV filter in or out or strate. The point of interest in process control
adjusted on a spectrophotometer allows the is the ink film thickness and not the contribu-
effect of fluorescence, caused by fluores- tion of the paper to the overall density.
cent optical brightening agents (OBA) in the Measurement equipment should be
paper, to be measured and better appearance capable of being networked and the com-
matches made between proofs and prints. puter on-line to the Internet
LED light source technology for densito-
meters seems to be a positive attribute.
Battery power conservation means that
LED light sources will become more use-
ful over tungsten filament (illuminant A)
light sources. Battery life will be extended
because of the less frequent need to recharge.
Rechargeable batteries that are available
only through the instrument manufacturer
can have a surprisingly short life as they are
subjected to long periods of discharge and
occasionally periods of constant overcharge
(permanently connected to the charger, where
excess charge is converted to heat).
The number of ISO-standardised den-
sitometer filter sets in ISO 14981 and ISO
5-3 should be reduced to just one set for
the standard process inks defined in ISO
2846 1-5.
The differences between Status T and Sta-
tus E filters are minimal. Three of the four fil-
ters specified by ISO 5-3 are the same – those
for the cyan, magenta and black inks. Only
the filter for the yellow ink is different. The
recommendation is that the spectral response
for the Status E yellow ink filter should be the
www.ifra.com/specialreports Chapter 8: Appendix A 33

8 Appendix A

8.1 ISO Calibration and Verification ments, repair, downgrade, or desist from using. > Digital sampling error – the error intro-
Calibration, verification and metrologi- In all cases, it is required that a written trace duced by digitizing an analogue signal.
cal confirmation are the important terms in of the verification performed be kept on the > Computation error – the error due to
metrology. Calibration is one of the basic ele- measuring instrument’s individual record. round-off or computer truncation, numer-
ments and forms the technical basis for veri- ical interpolation, empirically determined
fication and metrological confirmation, guar- 8.2 ISO Uncertainty Estimation equations, etc.
anteeing traceability and measurement results It is a basic experience of metrology that > Operator bias – the error introduced by
both in legal and industrial metrology. a measurement always contains some error or the person making the measurements.
For example, in order to guarantee the inaccuracy — a level of uncertainty. > Environmental factors error – the error
correctness of the verification result, the In recent years, compliance with ISO/IEC introduced by variations in environmen-
uncertainty of verification must be less than 17025, as well as other testing and calibra- tal conditions or by correcting for envi-
one third of the maximum permissible error tion standards, has elevated the importance of ronmental conditions.
of the instrument. The same applies to the estimating and reporting measurement uncer- > Stress response error – additional error
uncertainty of calibration, which must be less tainty. Measurements should be accompanied resulting from stresses incurred during
than one third of the tolerance of the instru- by an indicator of reliability and quality. shipping and handling to the end-user
ment calibrated if one wishes to achieve a after calibration.
99.7 % confidence level. ISO Guide to the expression of uncer-
tainty in measurement (GUM)44 ISO basically identifies two types of
Calibration ISO/TAG4/WG3 (the GUM) and ANSI/ uncertainty contributions labelled type A or
The definition of calibration can be as NCSL Z540-2-1997 (the U.S. version of the type B.
follows: A set of operations which establish, GUM) provide guidelines for conducting Type A contributions are based on analy-
under specified conditions, the relationship an uncertainty analysis. Unfortunately, the sis of a number of repeat readings, to obtain
between values indicated by a measuring implementation of these guidelines can be a the standard deviation. The number of obser-
instrument or measuring system, or values daunting task, especially if one is not con- vations must be large enough to obtain the
represented by a material measure, and cor- versant in the necessary mathematical and desired level of uncertainty. If the actual test
responding known values of a measured statistical concepts. Consequently, testing and is performed more than once, this standard
quantity. calibration personnel must often find off-the- deviation is divided by the square root of ‘n’
The result of calibration permits either shelf tools that meet their analysis require- where ‘n’ is the number of times the particular
the assignment of measurand values to the ments. A comparison of seven Uncertainty test is carried out. This is because every time a
indication, or the determination of correc- Analysis Tools has been done by Castrup.45 test is repeated, knowledge of the measurand
tions with respect to the indications. Calibra- increases. (A measurand is a physical param-
tion may also determine other metrological Sources of uncertainty eter being quantified by measurement).
properties such as the effect of influencing The measurement procedure must be Type B contributions are those obtained
quantities. studied in detail and then an initial list of by non-statistical methods, e. g. previous
The calibration result may be recorded factors having an influence on the test result measurement data, experience or knowledge
in a document, sometimes called a calibra- noted down. Each aspect which influences of the measurement system and materials
tion certificate or calibration report. From the test will then be considered individually used, manufacturer’s specification, calibra-
this definition, we know that the purpose of in more detail and then the contribution type tion certificates, quoted uncertainties of
calibration is the determination of the met- is decided upon. reference data quoted in handbooks. Type A
rological properties. Measurement process errors are typically contributions are usually Gaussian distribu-
the basic elements of uncertainty analysis. tions with n–1 degrees of freedom (where n
Verification The errors most often encountered in mak- is the number of repeatability measurements
In connection with the management of ing measurements include, but are not limited made). Type B are usually rectangular, occa-
measuring equipment, verification provides to the following: sionally triangular or Gaussian with an infi-
a means for checking that the deviations > Measurement bias – the bias in the meas- nite number of degrees of freedom if they are
between the values indicated by a measur- uring device and/or the quantity being uncertainties taken from calibration certifi-
ing instrument and corresponding known val- measured. cates or the manufacturer’s specifications.
ues of a measured quantity are consistently > Random or repeatability error – the error All the standard uncertainty contributions
smaller than the maximum permissible error associated with repeat measurements. of an uncertainty budget must be in the same
defined in a standard, regulation or specifica- > Resolution error – the error resulting units. In most cases the input quantity will
tion which is specific to the management of from the finite resolution of the meas- be in the same units as the associated out-
the measuring equipment. uring device and/or the quantity being put quantity. However, this is not always the
The result of verification leads to a deci- measured. case. For example, how will a unit change in
sion to continue in service, perform adjust- temperature affect the weight of an object?
34 Chapter 8: Appendix A © 2007 Ifra, Darmstadt

A sensitivity coefficient has to be determined


in these cases so that it is known that a unit
change in the input quantity will produce a
known change in the output quantity. This
is then used as a factor by which the input
quantity is multiplied to obtain the effect in
terms of the measurement result. Sensitivity
coefficients can be determined using formu-
lae and partial differentiation or by numerical
means, often with the help of spreadsheets.
Once these fundamental error sources
have been identified, we can begin to develop
uncertainty estimates.
The errors in the Physical Property X and
Physical Property Y are the sum of the errors
encountered during the measurement process
and can be expressed as

εX = εX1 + εX2 + ... + εXn


εY = εY1 + εY2 + ... + εYn

where the numbered subscripts signify the


different measurement process errors.
Equation 5 General form of the Uncertainty
Estimation formula for measurements

Calculation of the budget


Once all the contributions and sensitivity
coefficients have been established and the
distribution types decided, the budget can be
calculated using the standard formulae con-
tained in the GUM. A computer spreadsheet is
well suited to perform the calculations.

Expanded uncertainty
All the contributions are combined by the
root sum square combination to produce a
standard uncertainty. The standard uncer-
tainty is then multiplied by a coverage factor
k usually ranging between 2 and 3 calculated
using statistical methods to give an uncer-
tainty at a level of confidence of 95.45 %
(approximately 95 %).
Provided the uncertainty of the test sys-
tem is small compared to the limits of error
for instruments under test, uncertainty is not
considered when using the test result for the
conformity assessment procedure. In this way
there will be an equally shared risk that a test
result for an instrument on the borderline of
the tolerances will be inside or outside these
limits.
www.ifra.com/specialreports Chapter 9: Appendix B 35

9 Appendix B

9.1 ISO standards for colour and tions. However, it is desirable to use only one of ISO 2846 may also apply to certain non-
density measurement and process of these. publication gravure applications. 13 pp.
control
ISO 1:2002 ISO 2846-1:2006 ISO 2846-4:2000
Geometrical Product Specification (GPS) Graphic technology – Colour and trans- Graphic technology – Colour and trans-
— Standard reference temperature for geomet- parency of ink sets for four-colour-printing parency of printing ink sets for four-colour-
rical product specification and verification. – Part 1: Sheet-fed and heat-set web offset printing – Part 4: Screen printing
lithographic printing. This part of ISO 2846 specifies the colour
ISO 5-1:1984 This International Standard specifies a set and transparency to be produced by a process
Photography – Density measurements of colours which will be produced by a series colour ink set, including extender, intended
– Part 1: Terms, symbols and notations. of inks intended for four-colour offset lithog- for four-colour screen printing when printed
Specifies definitions, symbols, notations raphy (both proof and production printing) under specified screen printing condition. It
and a coordinate system for applications in when printed under specified conditions, on also describes the test method to ensure con-
photography and radiometry to describe the a defined substrate, using a laboratory print- formance. It is applicable to screen inks for
geometric factors affecting optical transmis- ability tester. It also describes a method for conventional drying and radiation curing but
sion and reflection measures. Provides a sys- testing to ensure conformance. 19 pp. does not specify pigments (or spectral reflect-
tem for describing methods of measuring or ance) in order to preclude developments,
specifying the transmission and reflection ISO 2846-2:2000 which may enable different pigment com-
properties of photographic materials. Graphic technology – Colour and trans- binations to be used advantageously while
parency of ink sets for four-colour-printing still achieving the colorimetric requirements
ISO 5-2:2001 – Part 2: Coldset offset lithographic printing specified in this part. 12 pp.
Photography – Density measurements This part of ISO 2846 specifies the col-
– Part 2: Geometric conditions for transmis- our and transparency to be produced by inks ISO 2846-5:2005
sion density. intended for four-colour coldest web offset Graphic technology – Colour and trans-
printing when printed under specified condi- parency of printing ink sets for four-colour
ISO 5-3:1995 tions on a printability tester. It also describes printing – Part 5: Flexographic printing
Photography – Density measurements the test method to ensure conformance. This This part of ISO 2846 specifies the colour
– Part 3: Spectral conditions. part of 2846 does not apply to fluorescent and transparency to be produced by each ink
Specifies spectral conditions for the meas- inks and does not specify pigments (or spec- in a process colour ink set (including extender)
urement of several types of densities used in tral reflectance) in order not to preclude intended for four colour flexographic printing,
photographic image reproduction. Has been developments which may enable different when printed under specified flexographic
expanded to include additional spectral types. pigment combinations to be used advan- printing conditions. It also describes the con-
Replaces the first edition which has been tageously while still achieving the colori- formance test method. 20pp.
technically revised metric requirements specified in this part of
ISO 2846. 14 pp. ISO 3664:2000
ISO 5-4:1995 Viewing conditions – Graphic technology
Photography – Density measurements ISO 2846-3:2002 and photography
– Part 4: Geometric conditions for reflection Graphic technology – Colour and trans- This International Standard specifies
density. parency of printing ink sets for four-col- viewing conditions for images on both reflec-
Specifies the geometric conditions for our-printing – Part 3: Publication gravure tive and transmissive media, such as prints
measuring the reflection density of photo- printing (both photographic and photomechanical)
graphic and graphic art materials. Specifies This part of ISO 2846 specifies the colour and transparencies, as well as images dis-
illumination at all azimuth angles. Does not and transparency to be produced by a process played in isolation on colour monitors. It is
cover those situations where light has been colour ink set including extender intended not applicable to unprinted papers. 20 pp.
deliberately polarised. Also applicable to the for four-colour publication gravure printing
measurement of these characteristics for other when printed under specified gravure printing ISO 3664 (Viewing conditions—Graphic
materials. conditions. It also specifies the test method technology and photography) and ISO 13655
to ensure conformance. This part of ISO 2846 (Graphic technology—Spectral measurement
ISO 554:1976 does not specify pigments (or spectral reflect- and colorimetric computation for graphic
Title: Standard atmospheres for condi- ance) in order not to preclude developments arts images), while currently consistent with
tioning and/or testing – Specifications which may enable different pigment com- each other, are not consistent with current
This specifies three atmospheres approxi- binations to be used advantageously while industry needs and practices.
mated to the natural environmental condi- still achieving the colorimetric requirements
specified in this part of ISO 2846. This part
36 Chapter 9: Appendix B © 2007 Ifra, Darmstadt

ISO/CIE 10526:1999 proofing for these processes; offset proofing ISO 13656:2000
CIE standard illuminants for colorimetry for half-tone gravure. 26 pp. Graphic technology – Application of
This International Standard specifies reflection densitometry and colorimetry to
two illuminants for use in colorimetry. The ISO 12647-3:2005 process control or evaluation of prints and
illuminants are defined are CIE standard Graphic technology- Process control for proofs
illuminant A and CIE standard illuminant the manufacture of half-tone colour separa- This International Standard applies to
D65. Illuminant A has a relative spectral tions, proofs and production prints – Part 3: process control and evaluation of single and
power distribution of a Planckian radiator Coldset offset lithography and letterpress on multi-colour proofing and printing in the
at a temperature of approximately 2 856 K newsprint graphic arts using densitometry and color-
and CIE standard illuminant D65 is intended This part of ISO 12647 specifies print- imetry. This standard: defines terms; speci-
to represent average daylight and has a cor- ing conditions for news-paper single or four fies minimum requirements for control strips;
related colour temperature of approximately colour printing and proofing. Values of the specifies test methods; and specifies reporting
6 500 K. parameters can be used in the exchange of procedures for the results. 15 pp.
data to characterise the intended printing
ISO 12645:1998 (R2003) condition and/or the process control of print- ISO 14807, 2001,
Graphic technology – Process control- ing by practitioners wishing to work to com- Photography. Transmission and reflec-
Certified reference material for opaque area mon goals. 8 pp. tion densitometers. Method for determining
calibration of transmission densitometers performance.
This International Standard defines ISO 12647-5:2001 This International Standard defines a com-
requirements for a half-tone certified refer- Graphic technology – Process control for mon set of reporting parameters and describes
ence material, which may be used for the the manufacture of half-tone colour separa- the methods to be used in the determination
opaque area percentage calibration of trans- tions, proofs and production prints – Part 5: and presentation of individual densitometer
mission densitometers of colorimeters for use Screen printing performance and manufacturer-reported per-
in the graphic arts. 10 pp. This part of ISO 12647 specifies a number formance specifications. This International
of process parameters and their values to be Standard applies to transmission and reflec-
ISO 12646:2004 applied when preparing colour separations tion densitometers typically manufactured for
Graphic technology – Displays for col- for four-colour screen process printing when and used by the photographic, graphic arts
our proofing – Characteristics and viewing producing four-colour proof & production and radiographic trades
conditions. prints by flat bed or cylinder screen print-
This International Standard specifies ing. 10 pp. ISO 14981:2000
requirements for uniformity, size, resolution, Graphic technology — Process control —
convergence, refresh rate, luminance levels ISO 12647-6:2006 Optical, geometrical and metrological require-
and viewing conditions for a colour display Graphic technology – Process control for ments for reflection densitometers for graphic
used to simulate a hard copy proofing sys- the production of half-tone colour separa- arts use
tem. 20pp. tions, proofs and production prints – Part 6: This International Standard specifies
Flexographic printing requirements for measuring instruments to
ISO 12647-1:2004 This part of ISO 12647 specifies a number be used for the measurement of the reflection
Graphic technology – Process control for of process parameters and their values to be densities and the tone values on half-tone
the manufacture of half-tone colour separa- applied to four-colour process printing by the or continuous-tone multi-colour graphic arts
tions, proof and production prints – Part 1: flexographic printing process for packaging reflection-copy material. 19 pp.
Parameters and measurement methods. and publication, excluding news printing.
This and other parts of ISO 12647 specify ISO 15790:2004
parameters that define printing conditions for ISO 13655:2007 Graphic technology and photography
the various processes used in the graphic arts Graphic technology – Spectral meas- – Certified reference materials for reflection
industry. 28 pp. urement and colorimetric computation for and transmission metrology – Documentation
graphic arts images and procedures for use, including determina-
ISO 12647-2:2004 This International Standard establishes tion of combined standard uncertainty
Graphic technology – Process control for a methodology for reflection and transmis- This International Standard specifies the
the manufacture of half-tone colour separa- sion spectral measurement and colorimetric documentation requirements for certified ref-
tions, proof and production prints – Part 2: parameters computation for graphic arts erence materials (CRMs), procedures for the
Offset lithographic processes images. Also applies to limited volume colour use of CRMs, and procedures for the computa-
This International Standard specifies images such as those produced with photo- tion and reporting of the combined standard
a number of process parameters and their graphic, ink jet, thermal transfer, diffusion, uncertainty of reflectance and transmittance
values to be applied when preparing colour electrophotography, mechanical transfer or measurement systems used in graphic arts,
separations for four-colour offset printing, or toner technology (e. g., off-press proofs) when photographic and other imaging industries.
when producing four-colour prints by one of used for graphic arts applications. It is techni- 28 pp.
the following methods: heat-set web, sheet- cally equivalent to, but not identical to, ANSI
fed or continuous forms process printing, or CGATS.5. 18 pp.
www.ifra.com/specialreports Chapter 9: Appendix B 37

ISO/IEC/EN 17025 urement of emission spectral data from video


General Requirements for the Compe- monitors nor does it supersede the specifica-
tence of Calibration and Testing Laboratories tion of other measurement geometries appro-
– Revised December 2005 priate to specific application needs, such as
Growth in the use of management sys- the evaluation of materials (e. g., ink and
tems generally has increased the need to paper) used in the graphic arts. 39 pp.
ensure that laboratories can operate to a
quality management system that is seen as ANSI CGATS.9 -2007
compliant with the more general management Graphic technology – Graphic arts trans-
standard of ISO 9001 as well as demonstrate mission densitometry measurements – Ter-
technical competency. ISO 17025 was writ- minology, equations, image elements and
ten to incorporate all the ISO 9001 require- procedures.
ments that are relevant to the scope of testing This standard defines terminology, equa-
and calibration services as well as specify- tions, process control elements, and proce-
ing the technical requirements for technical dures for measurement and communication
competence. of transmission densitometry data for graphic
Testing and calibration laboratories that arts halftone images. Graphic arts includes,
comply with ISO 17025 will also operate in but is not limited to, the preparation of mate-
accordance with ISO 9001. rial for, and volume production by, produc-
tion printing processes which include offset
ISO 9001 lithography, letterpress, flexography, gravure,
This is a generic management standard and screen printing.
that can be applied to any business enter- Although this standard addresses halftone
prise, public administration, or government applications, there are situations where non-
department. traditional halftones and/or continuous tone
materials are used for which these computa-
9.2 ANSI CGATS standards tions are also appropriate.
ANSI CGATS.4 – 2006
Graphic Technology – Graphic Arts ANSI CGATS.11/PIMA IT2.11 – 1999
Reflection Densitometry Measurements – Ter- Graphic technology and photography
minology, Equations, Image Elements, and – Reflection and transmission metrology Certi-
Procedures. fied reference materials – Documentation and
Defines terms, equations, image elements procedures for use, including determination
and procedures for measurement and commu- of combined standard uncertainty.
nication of data when using reflection densi- This standard specifies documentation for
tometer instrumentation for graphic arts. certified reference materials (CRMs), proce-
dures for the use of CRMs, and procedures
ANSI CGATS.5 – 2003 for the computation and reporting of com-
Graphic technology – Spectral meas- bined standard uncertainty, as applicable to
urement and colorimetric computation for the calibration, performance characterisation
graphic arts images. and verification, and routine use of reflect-
This standard establishes a methodology ance and transmittance measurement systems
for reflection and transmission spectral meas- in the graphic arts, photographic, and other
urement, and computation of colorimetric imaging processes. 18 pp.
parameters for graphic arts images.
Graphic arts include, but are not lim-
ited to, the preparation of material for, and
volume production by, production printing
processes that include offset lithography,
letterpress, flexography, gravure and screen-
printing. This standard also applies to images
to be manufactured in limited quantities such
as those produced with photographic, ink jet,
thermal transfer, diffusion, electrophotogra-
phy, mechanical transfer or toner technolo-
gies (e. g., off-press proofs) when used for
graphic arts applications. This standard does
not address any requirements on the meas-
38 Chapter 10: References (Endnotes) © 2007 Ifra, Darmstadt

10 References (Endnotes)

1 Rich, Danny, “Instruments and Methods 15 Strocka, Dietrich, “Are Intervals of 20 nm 32 Fairchild, M.D., and Grum, F., “Thermo-
for Colour Measurement”. “Colour Engi- Sufficient for Industrial Colour Measure- chromism of Ceramic Reference Tiles” in
neering”, edited by Phil Green & Lind- ment?”, Colour 73, Adam Hilger, London, Applied Optics, 24, 21, pp. 3432–3433,
say McDonald, John Wiley, ISBN 0-471- pp. 453-456, 1973. November 1985.
48688-4, 2003. 16 http://www.ceram.com/colour-standards 33 Rich, Danny C. CGATS, “Graphic tech-
2 ISO 14981:2000 “Graphic technology 17 Compton, J.A. “The Thermochromic Prop- nology — Improving the Inter-Instru-
– Process Control – Optical, Geometri- erties of the Ceramic Colour Standard”, ment Agreement of Spectrocolorimeters”,
cal and Metrological Requirements for in Color Research & Application, 9 1, pp. 2004.
Reflection Densitometers for Graphic Arts 15–22, Spring 1984. 34 Robertson, A. R., “Diagnostic Perform-
Use”. 18 Reniff, L., “Transferring the 45/0 Spec- ance Evaluation of Spectrophotometers”,
3 ISO 5-4:1995 Photography – Density tral Reflectance Factor Scale”, in Colour presented at Advances in Standards
Measurements – Part 4: Geometric Con- Research and Application , 19, 5, pp. 332- and Methodology in Spectrophotometry,
ditions for Reflection Density. 340, October 1994. Oxford, England, 1986.
4 ISO/CD 13655 “Graphic technology 19 Beretta, Giordano, “Spectrophotometer 35 Rich, D. and Martin, D., ”Improved Model
– Spectral Measurement and Colorimetric Calibration and Certification”, 1999. for Improving Inter-Instrument Agree-
Computation for Graphic Arts Images”. 20 As for reference 10. ment of Spectrocolorimeters”, Analytical
5 Dolezalek, F. et al, “Sampling Aperture 21 Anon, Konica Minolta “Precise Color Chemica Acta, 380, pp. 263–276, 1999.
& Irradiated Area” (ISO TC 130/WG3, Communication”, 1998. 36 Collaborative Testing Services Inc. (CTS),
26-27/04/2006)” and CGATS/STF N 045 22 Fairchild, M.D. and Grum, F., “Thermo- 340 Herndon Parkway, Herndon, Virginia
“Procedures for Color Measurement Sys- chromism of Ceramic Reference Tiles”, in 20170-4820, USA.
tem Agreement and Control” Applied Optics, 24, 21, pp. 3432–3433, 37 Tobias Associates Inc., Technical Bulletins,
6 Anon, Hewlett-Packard Development Co., November 1985. “Reflections Densitometry”, Figs. 13 and
TechNotable “HP Embedded Spectropho- 23 Hiltunen, J., “Accurate Color Measure- 15.
tometer with i1 Color Technology”, July ment”, Uni. of Joensuu, DoP, Väisälä Lab., 38 Anon, “Expert Guide on Color & Quality”,
2006, http://akiradata.co.id/dsj_z/Tech- 2002 Heidelberger Druckmaschinen, 2006.
Notable_Spectrophotometer.pdf. 24 McCormick-Goodhart, M., and Wilhelm, 39 Anon, Gretag, “Densitometry Made in
7 Anon, http://www.olympus-global.com/ H., Wilhelm Imaging Research, “Humid- Switzerland”, 1987.
en/news/2006b/nr061113crystale.cfm ity-Induced Color Changes and Ink Migra- 40 Young, L.C., “Materials in Printing Proc-
8 Anon, “ICC Recommendations for Col- tion Effects in Inkjet Photographs in Real- esses”, Focal Press, 1973.
our Measurement”, ICC White Paper #3, World Environmental Conditions”, IS&T’s 41 Hull, Harry. H., “A Reflection Densitometer
http://www.color.org/ICC_white_paper- NIP16:2000 Int. Conference on Digital Head for the Control of Ink Amounts on
3measurement.pdf Printing Technologies, 2000. Proofs”, TAGA Proceedings, 11, pp. 149–
9 Nurmi, O. and Sivonen, J., VTT Technol- 25 Image Permanence Institute, “A Consumer 155, 1959.
ogies, “ICC Profiles for Different Paper Guide to Traditional and Digital Print 42 Ehbets, Dr. Peter, X-Rite, communication,
Categories – the Effect of Time and Print Stability”, http://www.imagepermanen- December 2006.
Through in the Gamut in Newspaper ceinstitute.org/shtml_sub/consumerguide. 43 ISO 5-3:1995 Photography – Density
Process”. IARIGAI Conference, 2001. pdf, 2004 (Good bibliography.) Measurements – Part 3: Spectral Condi-
10 Color Order FAQ, Munsell Color Science 26 Indigo Technology, “Digital Offset Tech- tions.
Laboratory, RIT. www.cis.rit.edu/mcsl/ nology”, www.colorline-usa.com/Digital_ 44 ISO “Guide to the Expression of Uncer-
outreach/faq.php Offset_color.pdf. tainty in Measurement” (GUM), in English,
11 Anon, Optometrics Corp., “Diffraction 27 Butts, K., Datacolor International, “Effects ISBN 92-67-10188-9; in French, ISBN 92-
Gratings, 2006 Catalog”, of Relative Humidity Variation on Meas- 67-20188-3, 1995.
www.optometrics.com ured Color”, 2002, http://www.datacolor. 45 Castrup, Suzanne, “A Comprehensive
12 Anon, Optometrics Corp., “Interference com/index.php. Comparison of Uncertainty Analysis
Filters, 2006 Catalog”, www.optometrics. 28 Schläpfer, K., “Farbmetrik in der grafischen Tools”, Measurement Science Conference,
com Industrie”, UGRA, 3rd Edition, ISBN 3- Anaheim, CA, 2004. See www.isgmax.
13 Billmeyer F. and Saltzman, “Principles 9520403-1-2, 2002. com
of Color Technology”, 2nd Edition, John 29 ISO 3664:2000 Viewing conditions
Wiley & Sons, New York, 1981. – Graphic technology and photography.
14 McReynolds, John, “X-Rite Tech Talk for 30 Rich, Danny, As for reference 1.
Graphic Arts and Color Appearance Pro- 31 Burns, R.S. and Renff, L., “An Abridged
fessionals, Issue 1, Spectrophotometry: Technique to Diagnose Spectrophotomet-
10 nm vs. 20 nm”, X-Rite, 1992. ric Errors”, Colour Research and Applica-
tion, 22 1, 51–60, February 1997.
All Ifra Special Report can be downloaded from www.ifra.com/specialreports

Other Ifra Special Reports you should consider reading:

Revision of ISO 12647-3 (ISR2.37)


The newspaper printing standard was revised in 2005. The report contains all specifications of
the new standard as well as a series of articles on the topic of “What does the new newspaper
printing standard bring?”. It is supplemented by a tabular overview with the title “A quick ref-
erence guide to standardised newspaper printing”. Published by Ifra, 2005

Colour deviation and colour variation in newspaper offset printing (ISR 3.30)
Due to the enormous increase in the use of four-colour printing in newspapers, reduced colour
deviations and variations in newspaper offset printing are needed. The ISO 12647-3 standard
served as a reference in verifying whether it is possible to keep within this standard during
normal production. However, the colour variations measured when overprinting were
unsatisfactory for high quality newspaper colour printing. After due consideration, a way
was found to keep the variations within tolerance throughout the print run without it being
necessary to significantly increase the monitoring work. Published by Ifra, 1999

Possibilities for the Automatic Control of Colour Print Quality (ISR 3.35)
The report investigates whether and under what conditions inline colour measuring systems
with closed-loop control can be used in coldset web offset newspaper printing. It deals also
with possible interim solutions. Therefore inline solutions without automatic closed-loop con-
trol as well as online and offline solutions are examined. Published by Ifra, 2002

The colorimetric description of production tolerances in newspaper printing (ISR 2.39)


The revised ISO 12647-3:2004 standard is in widespread use. This gives rise to a number of
practical questions which are dealt with in this Special Report. What is the relationship between
density and colour for the primary colours? How much can the density vary within the framework
of the specified colour tolerances? What influence does the colour sequence have on obtaining
the required colour values? What influence do tonal value fluctuations during printing have
on the colour result? A daily newspaper is not usually read until several hours after printing.
What colour changes happen in this time? Published by Ifra, 2006

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