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John L. Wilson*
Faculty of Engineering and Industrial Sciences, Swinburne University of Technology, Australia
(Received: 8 January 2008; Received revised form: 20 August 2008; Accepted: 9 December 2008)
Abstract: The most vulnerable feature of most existing tall reinforced concrete
chimneys when subject to severe earthquake excitation is the relative weakness of the
sections around the openings near the chimney base. This paper documents an
experimental study undertaken to investigate the cyclic behaviour of typical chimney
sections with openings orientated to be bending critical and shear critical and the
results are compared with previous tests with no openings. Significantly, no such
cyclic tests have been previously been completed. The experimental results presented
include; failure mode, over-strength factor, ultimate curvature, available ductility,
hysteretic behaviour and strain distribution and the results are compared with some
predictive analytical section models and design guidelines. The research indicated that
chimney sections with openings were not brittle, but were significantly less ductile
than sections without openings. The paper is relevant for both assessing existing
chimney stacks and for the design of new chimneys in the vicinity of openings.
Key words: chimney, stack, seismic, cyclic behaviour, experimental tests, reinforced concrete, thin walled sections.
1200
without openings. Analyses indicated that the section
was weaker with the openings orientated to be ‘bending’
critical, however there was considerable uncertainty
whether the section could successfully transfer the shear
forces with the large openings orientated to be ‘shear’ Steel strap connection
critical. Consequently, two tests were undertaken with
the openings orientated to be (i) bending critical and (ii) 250kN Hydraulic actuator R/C Pilecap
shear critical to study the behaviour.
Figure 1. Test arrangement
2. RESEARCH SIGNIFICANCE
The most vulnerable feature of most existing tall (a)
bending stresses), whilst the 800mm long opening for range. The behaviour of the reinforced concrete pipe
Test #3 was rotated 90° to be shear critical as shown in under pseudo static cyclic loading was monitored using
Figure 2b. The 800mm long opening corresponded to 20 displacement transducers (LVDT), displacement dial
times the chimney thickness which is the maximum gauges, Demec gauges (Tests #2, 3), photogrammetry
allowable length under the ACI307 rules, for the design (Test #3) and load cells. The pipe units were tested
of reinforced concrete chimneys. using quasi-static cyclic load testing procedures and
An axial load of 226KN was applied using two 16mm cyclically displaced to increasing ductility levels of:
diameter prestressing wires placed symmetrically top and µ = ±0.75, ±1, ±2, ±3 etc, for Tests #1 and #2 and
bottom within the pipe void. The maximum length of pipe incremented at a finer resolution of ±0.25% drift
which could be spun by the commercial pipe manufacturer increments for Test #3. The yield displacement
was 2.44m which was effectively reduced to 2.20m to (displacement at µ = 1) was found by extrapolating the
allow a development length in excess of 200mm for measured secant stiffness at the lesser of either 0.75 of
casting the pipe reinforcement into the foundation. An the theoretical ultimate load or at the onset of
additional length of steel pipe was designed and fabricated reinforcement yield (Priestley and Park 1987). From the
and the two pipes connected using twelve steel straps quasi-static cyclic load testing undertaken in this
which were bolted and epoxied to the steel and concrete research study on limited ductile structures, it is
sections respectively as shown in Figures 1 and 2. The recommended that the displacements be increased
4.60 metre length of hybrid pipe resulted in a shear span to directly using drift increments rather than ductility
member diameter of 3.8, which was considered increments to ensure a sufficiently fine resolution of tip
representative of reinforced concrete chimneys. displacements for each cycle.
The longitudinal steel for all tests consisted of 5.8mm In constructing the reinforced concrete models, the
diameter deformed bars with properties and percentages laws of similitude were followed so that the behaviour
summarised in Table 1 and characteristic of typical of the reinforcement, concrete and overall model
chimneys. The reinforcement was embedded 200mm in reflected the characteristics of a full scale prototype
the anchor block and no laps were used. The hoop steel thus enabling the results to be directly scaled (Wilson
consisted of 4.8mm diameter bars placed in a helix at 2002). In particular, deformed reinforcement and a
80mm centres and corresponded to around ρh = 0.5% typical full scale concrete mix was used for the model
which was greater than the 0.2% minimum typically tests (with the restriction of a 10mm maximum
specified for chimneys. In addition, three extra rebars aggregate size) to avoid the unrealistic bond
were placed within a 100mm wide strip each side of the characteristics associated with micro-concrete and to
opening in both the longitudinal and circumferential ensure that the experimental results were representative
directions in accordance with the CICIND and ACI307 of equivalent full scale prototype tests. A full
recommendations. The key parameters for Tests #1, #2 description of the experimental investigation and test
and #3 are summarised in Table 1 for completeness. results is provided in journal references Wilson (2002,
The cyclic lateral load was applied to the cantilever 2003) (Test #1) and the CICIND reports by Wilson
tube using a hydraulic actuator with a ±125mm travel (2003, 2006) (Tests 2 and #3).
Force (kN)
(a) 100 (b) 80.0
Force (kN)
80 60.0
60
40.0
40
20.0
20
0.0
0 −80.0 −60.0 −40.0 −20.0 0.0 20.0 40.0 60.0 80.0
−100 −80 −60 −40 −20 0 20 40 60 80 100 −20.0 Displacement (mm)
−20 Displacement (mm)
−40.0
−40
−60.0
−60
−80 −80.0
−100
(c)
Force (kN)
100
80
60
40
20
0
−100 −80 −60 −40 −20 0 20 40 60 80 100
−20 Displacement (mm)
−40
−60
−80
−100
Figure 3. Lateral force versus displacement, (a) Test #1; (b) Test #2, (c)Test #3
(a) (b)
(c)
Figure 6. (a) Overview of damage Test #2; (b) Compression failure damage Test #2; (c) Elastic buckling along free edge of opening,
Test #2
Table 4. Experimental yield curvature and displacement values for Tests #1, 2 & 3
experimental strengths are significantly greater than the 5.4. Ultimate Curvature
theoretical values. The CICIND chart values for Tests #2 The maximum ultimate curvatures and maximum
and #3 have been assumed to be the same and equal to longitudinal tensile strains averaged over a 200mm
Mu = 250kNm, since the charts do not specify the gauge length are listed in Table 6. The measurements
critical orientation of openings. The over-strength indicate that sections with openings develop maximum
values presented in Table 5 are based on the nominal strains and curvatures in the order of only one quarter
design values from the CICIND charts and have been that of sections with no openings, showing the limited
calculated using Test #2 as an example: Ω = 1.15 × strain capacity. Interestingly, the maximum drifts were
292/250 = 1.15 × 1.17 = 1.35. The result is particularly comparable for the 3 tests, indicating that the
significant since it indicates that the section with considerable distortion around the openings contributed
openings orientated to be ‘shear’ critical (Test #3) is significantly to the tip displacements for Tests #2 and 3.
around 1.3 times stronger than the ‘bending’ critical The Test #1 curvature of 0.051 m–1 compares very well
case (Test #2), and that the section is capable of with a theoretical value of 0.053 m–1calculated using
transmitting the shear forces around the wide opening standard ultimate section analysis theory assuming
through 3D shell action. In addition, the experimental plane sections remain plane.
results demonstrated that the usual ‘plane sections
remain plane’ assumption is not valid for calculating the 5.5. Ultimate Displacement
ultimate strength due to the significant stress The observed damage and curvature ductility
redistribution and shell action (this is the subject of a distribution indicated that most of the inelastic curvature
separate investigation using non-linear finite element occurred over a 350mm section (0.30 times the
analyses). The fact that the specimen with an opening diameter) near the base and in the vicinity of the openings
(Test #3) is stronger than the specimen with no opening for all 3 tests. This concentration of curvature over a
(Test #1) is a reflection of the different reinforcement defined length can be modelled as a plastic hinge with a
properties used in Test #1, and the fact that additional nominal plastic hinge length. Using the nominal plastic
reinforcement was placed around the openings. hinge length and average curvature values the cantilever
Table 6. Ultimate curvature and maximum tensile strains for Tests #1, 2 and 3
tip displacement, ∆u, can be estimated assuming the plastic hinge length of 350mm, whilst the shear
displacement consists of an elastic component equal to contribution was calculated as the additional
the displacement at yield and a plastic component displacement needed to equal the total tip displacement.
representing deformations associated with the plastic
hinge as shown in Eqn 1: 6. CONCLUSIONS AND SUMMARY
1. Specimen #1 with no opening displayed ‘ductile’
∆u = F/Fy × ∆y + (φ – F/Fy φy) lp (l-0.5 lp) (1)
behaviour, whilst specimens #2 and #3 with
F = Lateral force applied to the pipe system openings displayed ‘limited ductile’ behaviour,
Fy = Lateral force at yield but importantly not ‘brittle’ behaviour’. All
∆y = Yield deflection at Fy specimens achieved a drift in the range of
φ = Average curvature in plastic hinge at F 1.5%–1.9%. The failure mode of the specimen
φy = Yield curvature at Fy with openings orientated to be ‘shear’ critical
lp = Nominal plastic hinge length (Test #3), was a sudden and explosive buckling
l = Length of cantilever to opening of the compression panel adjacent to the opening
This equation was applied to the test pipe data, and the after considerable inelastic excursions, and
plastic hinge length back calculated so that the predicted surprisingly not due to direct shear failure.
and actual tip displacements matched. The calculated 2. The limited ductile behaviour exhibited by all
plastic hinge lengths are summarised in Table 7 the pipe specimens is a result of small
and indicate an excellent correlation with the observed compressive strains in the unconfined concrete
damage region of Test #1 but totally unrealistic and larger tensile strains in the ductile
correlations for Tests #2 and 3. Clearly this approach longitudinal reinforcement. All specimens
based on ‘plane sections remaining plane’ and assuming developed a damage zone adjacent to the fixed
that significant inelastic behaviour is associated with end or opening, consisting of a 350mm zone
flexure only, does not provided a good match for chimney (0.3D) of significantly cracked concrete which
sections with large openings where 3D distortions of opened and closed and slowly degraded as the
the section, shear effects and second order effects displacements increased. The ultimate
contribute significantly to the overall ultimate displacement. longitudinal strains and curvatures in
The approximate contribution of elastic, shear and the specimens with openings were only 1/4 of
plastic deformations to the overall tip displacement for the values of the specimens with no openings.
the 3 tests is summarised in Table 8. The elastic and 3. The ultimate strength of the chimney section
plastic contributions were calculated from Eqn 1 using a with openings was around 1.35 and 1.8 times
stronger than the nominal strength predicted Huang, W., Gould, P.L., Martinez, R. and Johnson, G.S. (2004).
from the CICIND (or ACI 307) design charts for “Non-linear analysis of a collapsed reinforced concrete
the openings orientated to be ‘bending’ and chimney”, Earthquake Engineering and Structural Dynamics,
‘shear’ critical respectively. The result highlights Vol. 33, pp. 485–498.
that the section with openings orientated to be Kilic, S.A. and Sozen, M.A. (2003). “Evaluation of effects of August
‘shear’ critical has considerable overstrength 17, 1999, Marmara earthquake on two tall reinforced concrete
available and is around one third stronger chimneys”, ACI Structural Journal, Vol. 100, pp. 357–364.
compared with the ‘bending’ critical orientation. Mokrin, Z.A.R. and Rumman, W.S. (1985). “Ultimate capacity of
4. Significant distortion was experienced in the reinforced concrete members of hollow circular sections
section around the openings demonstrating that subjected on monotonic and cyclic bending”, ACI Journal,
the assumption of plane sections remaining Vol. 82, No. 5, pp. 653–656.
plane was violated. Consequently the tip Omote, Y. and Takeda, T. (1975). Experimental and Analytical
displacements could not be predicted from Study on Reinforced Concrete Chimneys, Japan Earthquake
simple models using the concept of a plastic Engineering Promotion Society, Tokyo.
hinge due to the extensive deformation from Priestley, M.J.N. and Park, R. (1987). “Strength and ductility of
shear and 3D ovalling distortions. Further, clear concrete bridge columns under seismic loading”, ACI Structural
evidence of elastic buckling of the free edge Journal, Vol. 84 No. 2, pp. 61–76.
around the opening was observed at drift levels Regan, P.E. and Hamadi, Y.D. (1981). “Behaviour of concrete
in the order of ±1.1% for Test #2. caisson and tower members”, in Concrete in the Oceans,
5. The experimental research has improved the Technical Report No. 4, CIRIA/UEG, Cement and Concrete
understanding of the inelastic cyclic behaviour Association, Department of Energy, United Kingdom.
and actual strength of chimney sections with Schober, H. and Schlaich, J. (1984). “Ultimate strength of reinforced
large openings which is relevant for assessing concrete chimneys”, Proceedings of the CICIND 5th
existing chimney stacks and for the design of International Conference, Essex UK, pp 37–42.
new chimneys. A further study is currently in Whittaker, D. (1988). Seismic Performance of Offshore Concrete
progress to compare the experimental results Platforms, Report No. 88-1, University of Canterbury,
with a detailed non-linear and inelastic finite Department of Civil Engineering.
element analysis to model the complex 3D Wilson, J.L. (2000). “Code recommendations for the aseismic design
behaviour in the vicinity of the openings where of tall reinforced concrete chimneys”, CICIND Report, Vol. 16,
the standard assumption of ‘plane sections No. 2, pp. 8–12.
remain plane’ is violated. Wilson, J.L. (2002). “Aseismic design of tall reinforced concrete
chimneys”, ACI Structural Journal, Vol. 99 No. 5,
ACKNOWLEDGEMENTS pp. 622–630.
Acknowledgements and appreciation are extended to Wilson, J.L. (2003). “Earthquake response of tall reinforced concrete
the CICIND organisation and University of Melbourne chimneys”, Engineering Structures, Vol. 25, No. 1, pp. 11–24.
for the financial assistance and particularly Grant Rivett Wilson, J.L. (2003). “Investigation of the cyclic behaviour of
for the technical support with the experimental program. reinforced concrete chimney sections with openings: Part 1 –
Additional thanks to PhD students Kittipoon Rodsin and Experimental study”, CICIND Report, Vol. 19 No. 2, pp. 9–15.
David Heath for assistance with the experimental data Wilson, J.L. (2006). “Investigation of the cyclic behaviour of
analysis and photogrammetry study for Test #3. reinforced concrete chimney sections with openings orientated to
be shear critical”, CICIND Report, Vol. 21 No. 2, pp. 43–49
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