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1. Introduction
UN-Habitat(2010) research implies that overthe next decades virtually all of the world’s
population growth will occur in citieswith massive consequences for infrastructure stress and
housing.The speed and scale of this growth pose majorchallenges, and monitoring these
developments and creating sustainable urbanenvironments remain crucial issues on the
international development agenda(UN-Habitat, 2004). Therefore, within the developing
world, the growth in urban population is most acute in the poorest countries and housing the
poor is one of the major challenges facing humanity in the last decade of the twentieth
century in such countries (Tipple &Willis, 1991).
Moreover, large increases in the urban population of the developing world countries have
dramatically increased the demand for housing and consequently there is a crisis in housing
(Brian&Sandhu, 1995). One of the major housing crises is the shortage of
affordableaccommodation for the low-income majority. Most official housing programs have
failed toreach considerable portions of this group due to the factors that undoubtedly include
the inability of such programs to provide enough dwellings (Tipple and Willis, 1991).
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To overcome such housing crises countries tries to come up with the housing programs and
policies. Housing policies and programs tend to result from political expediency, rather than
a rational and informed analysis of the situation and the demands of individual households
for housing (ibid). Therefore, thehousing of the poor is an outcome of the policies ofthe state
and influenced by whom the state seeks tohelp through its policies, where its priorities lie,
and how it respondsto the poor as a social class are vital factors in an understanding of
housing (Gilbert &Ward, 1985).
Mass housing is a solution which most developing countries take up as a way out to their
housing problems(Daniel, 2009) particularly for the low-income majority housing. However,
housing to the masses at affordable cost has remained a distant dream. There are several
factors contributing to this observable fact. Among the major factors which inhibit large-
scale construction of affordable houses for masses are high cost of construction, scarcity of
building materials, lack of knowledge of cost-effective construction techniques, non-
availability of adequate land for undertaking mass housing programs and scarcity of funds
for large-scale housing programs (Lal, 1995).
Ethiopia is also experiencing this mass housing provision particularly starting from 2002
with Integrated Housing Development Program. Addis Ababa as a capital of the nation gets
attention by the Federal Government and there are different mass housing production projects
implemented. However, the projects fail to produce the housing planned during each
planning periods.
2. Problem statement
The housing demand increases with the development of the country boosts. For better job
and salary, people migrate to the area and aggravate the housing demand. Mostly, the
solution of satisfying the high housing demand became mass housing approaches, which is a
production of large number of houses in a specific area within short period of time because of
urgency and high demand of houses. Mass housing is applied when urbanization increases
rapidly with the cause of several situations. One of the situations observed in developing
countries is transformation of agricultural economy to industrialization. Another vital
situation can be urban renewal and upgrading of slum settlements. The concurrent issue with
mass housing is sustainability. The concern of sustainability in housing is strong since it is
lifelong investment. Mass housing should consider the sustainability issues of socio cultural
factors and need of spaces. Mass housing should not show the manifestation of unsustainable
characteristics.
Ethiopia, as one of fast growing countries, has faced challenging housing deficit especially in
the capital city-Addis Ababa. It is because of the transformation from agriculture to
industrialization. The emerging of several industries and construction projects including
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housing construction is attracting people from all directions of the country to Addis Ababa
and the housing problemis aggravated. In addition, the government motivation towards urban
renewal and slum upgrading contribute more to raise the housing demand in the city.
As a result, the government has tried to solve the problem since 2002 by mass housing
program called Integrated Housing Development Program and has being constructed large
number of condominium houses. The program, only in Addis Ababa, has transferred above
100 thousand condominium-housing units for the beneficiaries. However, the production of
the housing project lags far behind the increment speed of housing demand in the city. Even
though mass housing is believed to be a solution for developing countries like Ethiopia, but
most of the housing projects did not consider the demand of the households’ need of space
and cultural factors in the design and planning, construction and transferring processes.
Thus, the study is intended to evaluate the process of mass housing provisionwith focusing
onproblems related to the design and planning, construction and transferring of housing units
that affected the speed of construction, quantity of housing units, quality and sustainability of
houses.
3. Literature Review
Housing is a type of development starting from ancient time to provide shelter and protection
for human beings from harsh climatic conditions and crime and supportive milieu from
which individuals organize their daily plans and activities (Oktay, 2001). Housing is human
habitat which is a main indicator of the success of peoples. The accessibility of decent
housing for all householdscan be the indicator of the level of development the nation has
achieved. The coexistence of social capitals and economic assets are the outcome of the
availability of good housing (Ural, 2002). A reasonable and potentially powerful medium for
monitoring the social, physical, environmental and economic characteristics of community
ishousing (Vehbi, Hoskara&Hoskara, 2009).
The poormigrants land up in urban areas cannot find jobs and affordable housing. In some of
the countries, half-hearted attempts have been made to solve the problem by initiatinglow-
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cost housing programs for the urban poor but these policies miserably fail mainly because the
government response to meet the housing needs of the urban poor is not compatible with
their sociology and economics (Tasneem, 1988). The changing situation of habitat all over
the world is creating hectic urban areas which characterized by rapid migration to the cities
and chaotic developments of slums habitable spaces (Sanyal, 2002).
The planning and design of housing environments requires a sensitive approach promoting
sustainability, because housing areas are the places where the problems of the environment
touch most people's quality of life (Oktay, 2001). As Plessis (1999) affirmed, housing
environments should be a source of community and a better life for individuals. Success in
housing depends more on how the space between buildings are handled than on interior
design (Oktay, 2001). Specific components of the housing environment have seen as those
parts of the individual and Community identity that influence health and wellbeing(Kasl,
1979; Burden, 1979 cited in Vehbi, Hoskara and Hoskara, 2009). These components
includethe living unit and the division of space within the unit, hidden space within the
building, indoor and outdoor recreational areas, sanitary facilities, water supply, protection
from weather, heat and noise insulation, neighborhood circulation patterns, and proximity to
sources of noise and fumes.
Mass housing introduced as an idea to house the urban poor of factory workers by owners of
factory during the industrial revolution (Golland& Blake, 2004).On the other hand, the First
World War (1914-18) proved a major threshold in housing design and provision (Golland&
Blake, 2004). Following the war, there was a critically high demand for housing either by
people migrating to safe areas in search of shelter or in areas which had been damaged by
enemy attacks. The Second World War (1939 – 45) saw a virtual freeze on housebuilding as
construction resources were diverted to military works. The sheer amount of homeless
thousands has required large responses. Limitations of capital, materials, management, and
technical knowledge seemed to dictate that governments adopt quick, low-cost solutions in
the form of mass housing for low-income groups (Khan, 1988).
Countries which today we termed as developed countries have gone through years of positive
and negative changes. The ideology of mass housing was brought by the process occurred in
such countries following those changes.They have tried various solutions to come to a final
solution which best answers the problems associated with housing and especially mass
housing developments in their countries (Wynn, 1984).
Developingcountries are at present going through similar process which the developed
countries passed through, with little or no precautions to ensure that same mistakes are
made.Governments in the developing countries have been content with improving the built
environment by purely technical methods primarily aimed at securing a high volume of
construction without particular regard to cultural and social factors. Their housing programs
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have been determined, not by a thorough analysis of real housing needs, but by the
insufficient financial resources at their disposal and by the productive capacity of their
construction industries (Zulficar, 1988).There is again the problem of lack of implemented
housing policies in developing countries (Serageldin, 1988).
Most of the problems faced by mass housing developments can be solved by sustainability
concept which brings together a housing environment. Urban areas are faced with rapid
urbanization and as a result there is a production of a series of environmental, socio-cultural
and economic problems, which arise from the ever increasing population, consumption of
natural resources, and the consequent regeneration of waste and pollution (Daniel, 2009).
Among the solutions put forward to solve problems faced by mass housing developments,
Ebenezer Howard's Garden City, and his Social City, which included clusters of his Garden
city is an example which best brings together a development which provides a sustainable
solution to these developments.
Sustainable development needs not just new techniques, but new ways of thinking about
social, economic and environmental goals and how to achieve them (Warburton, 1998). The
principles of sustainability include the protection and enhancement of the environment,
meeting social needs, and Promoting economic success. On the other hand, the importances
of sustainability to mass housing developments are social opportunities, economic
development and Environmental conservation (ibid).
Figure 1: The importance of the house in creating sustainable communities (Edwards, 2000)
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The home as afamily unit addresses three distinct policy territories - economic development,
social welfare andenvironmental welfare. The more the interactions are explored, the greater
the success of the housingenterprise. For instance, if local developers, designers and
construction workers are employed, the morelikely the success of the undertaking. Local
skills and knowledge mean that local suppliers are more likelyto be used, with the result that
the development will be seen as ‘belonging’ and the money involved will beretained in the
community(Edwards, 2000).
4. Research Methodology
4.1. Research Design
The research was conducted through concurrent mixed method triangulation design
approach.Thus, it was done by collecting quantitative and qualitative data at the same period
of data collection and the analysis was done parallel to triangulate each other and qualify the
result.It was also descriptive research type with case study strategy and cross sectional study
time dimension.There are several mass housing projects in Addis Ababa. However, to make
the study manageable and focused, the researchers decided to select one of the condominium
sites in Addis Ababa as case study. Thus, Summit condominium site was selected because it
is one of the largest condominium sites which are transferred to the beneficiaries and have
tests of living at the research time. In addition, it is located in the expansion areas and in Bole
sub city which has several condominium sites.
Both primary and secondary data with qualitative and quantitative nature was used. A
combination of data collection techniques including annals study, observations, interview,
survey and photography were employed.
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Building Housing Unit Projet Sites
Typology Kolfe Arada Kirkos Total
A1 Studio 5 5 5 15
One Bed Room 5 5 5 15
Two Bed Room 5 5 5 15
Three Bed Room 0 0 0 0
A2 Studio 0 0 0 0
One Bed Room 5 5 5 15
Two Bed Room 0 0 0 0
Three Bed Room 5 5 5 15
E1 Studio 5 5 5 15
One Bed Room 5 5 5 15
Two Bed Room 5 5 5 15
Three Bed Room 5 5 5 15
E2 Studio 0 0 0 0
One Bed Room 5 5 5 15
Two Bed Room 5 5 5 15
Three Bed Room 0 0 0 0
Total All 55 55 55 165
Table 1: Sample Stratification (Source: Own preparation, 2016)
In addition, 9 interviews were conducted with 6 condominium housing project office
workersand 3 from beneficiaries who are selected by using purposive and judgmental
techniques.
4.3. Data Analysis and Presentation
The analysis was done by helping of tools including Microsoft excel to analyze the data
collected through technical observation checklists and SPSS to analyze the data collected
through questionnaire. In addition, the spatial data was analyzed by the help of AutoCAD
software while the qualitative data was analyzed by narrative techniques. The results of the
analysis were presented through the help of tables, charts, graphs, maps and photographs.
Furthermore, the results from the interview and open ended discussions were presented
within the discussion as supporting or contrasting ideas in paragraphs.
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5.1. Planning Quality
The planning quality of mass housing provision was managed to be seen by the indicators of
neighborhood perception, clustering of buildings, land use and density. Furthermore, each of
the indicators was factorized in to different measurable variables.
The walk-ability quality of the neighborhood is low. Even though the people are obliged to
walk to get taxi and other services, it is not attractive to walk. In most cases, the buildings are
scattered and facilities are far apart each other. Even people use Bajaj within the
condominium site to arrive at taxi terminals. On the other hand, as the informants respond during
the interview, they do not prefer to walk unless and otherwise they have purpose. As they justify, only
along the main roads is good to walk but on the other access roads they do not prefer.
Shared facilities can tie the residents together and create unity of neighborhood
belongingness. The facilities include open spaces, sport fields, community parks, youth
centers and the like. On the neighborhood plan of the study site, these facilities are provided
adequately. However, there is nothing serving as the above facilities in the neighborhood.
In the case study condominium housing site there are three neighborhoods namely 'Kolfe',
'Arada' and 'Kirkos'. The neighborhoods cannot be distinguished by any unique
characteristics except their names. They share the same building typologies and clustering of
blocks.As a result it is difficult to identify the boundary of one neighborhood to the other.
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Kirkos
Arada
Kolfe
However, they are less significant landmarks that they are not clearly known by most of the
residents. The 78.2 % of respondents from the condominium residents replied that they have
not landmark which can come to their mind immediately (see table 2).
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5.1.2. Clustering of Buildings
In the study site, the building
typologies are clustered about four in
one. But the clustering has not
followed well identifiable clustering
principles. Concerning to the number
of building blocks, it is variable.
Mostly it is four but in some places it
is six and more, in other places, it is
two only. Similarly, about building
typologies in the clusters, there is not
any governing principle. In some
places all are different and in other
places all are the same or mix of
different typologies. Moreover,
orientation of building typologies in Figure 3: Map showing some of clusters
the cluster has not strong principle Source: own preparation, 2016
except the one that they are all facing
each other. However, concerning to global direction or local topography they did not follow
similar principle. They are seemed to be located randomly. As a result, problems related to
wind blowing and harsh sun exposure are commonly observed in several buildings.
5.1.4. Density
In the new urbanism concept one of smart growth principles is compact development that
makes sustainable neighborhood. Thus, density is crosscutting issue in every urban
development processes. Density can be evaluated in terms of building density, dwelling
density or population density. Moreover, dwelling density can be seen as gross density and
net density. The gross density of an area can be calculated as the total number of dwelling
units divided by the total area of the site. On the other hand, the net density of dwelling can
be calculated as the total number of dwelling units divided by the housing area of the site.
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The number of dwelling units is dependent of the number of blocks. The numbers of blocks
planned and constructed are shown in the following tables.
Therefore, the total current density of the site is 54 dwellings per hectare. This implies that
when average household size is taken as 4, 273 persons per hectare is the population density
of the condominium site. This is low density development.
Figure 4: Plan showing building typology with its unit types on the floor
Source: the Site Neighborhood Plan
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As the plan shows A1 typology contains six units on a floor. These are 2 studio types, 2 one
bed room types and two 2 bed room types. Totally the block without shop has 30 dwelling
unitswhile A2 typology contains four units on a floor. These are 2 studio types, 2 one bed
room types and two 2 bed room types. Totally, the block type (without shops) has 20
dwelling units.On the other hand, E1 typology contains six units on a floor. These are 1 studio
type, 3 one bed room types, 1 two bed room type and 1 three bed room type. Totally, the
block (without shops) has 30 dwelling units.And, E2 typology contains four units on a floor.
These are 2 one bed room types and 2 two bed room types. Totally, the block (without shops)
has 20 dwelling units. The numbers of options of building typologies are few that creates
monotonous. Because, more option are available means better to reduce monotones of
buildings.
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5.2.3. Building Floor level
Table 6: The Preference of the Respondents of the Floor Level Where to Live on
Floor level Frequency Percent
Ground floor 63 38.2
First floor 62 37.6
Second floor 15 9.1
Third floor 14 8.5
Fourth floor 11 6.7
Total 165 100.0
Source: Own preparation, 2016
As shown in the table above, 38.2% of the respondents desire to live on the ground floor.
37.6% of the respondents want to live on the first floor. Whereas the remaining 9.1%, 8.5%
and 6.7% of the respondents are prefer to live on second, third and fourth floor respectively.
The buildings finishing quality the buildings are taken as one of the quality measuring
variables. The finishing quality includes the plastering of walls, slabs, beams and columns;
edge lining; and floor finishing. Thus, the majority number of (46.7%) respondents said that
their satisfaction on the finishing quality is low. The other, 41.2% of respondents are at
medium satisfaction level while only 9.7% of respondents are at good enough satisfaction
level. As a result, significant number of owners changes the internal finishing of their units.
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material). As a result, significant numbers of owners have changed the internal walling
material by hollow concrete block walling material of their units. On the other hand building
fitting material elements including electrical, sanitary, doors and windows were assessed as
shown below.
Table 8:The Level of Satisfaction of Respondents on the Quality of building fittings
Satisfaction Electrical Fittings Sanitary Fittings Doors and Windows
level Frequency Percent Frequency Percent Frequency Percent
Good 16 9.7 17 10.3 27 16.4
Satisfactory 86 52.1 112 67.9 111 67.3
Poor 63 38.2 36 21.8 27 16.4
Total 165 100.0 165 100.0 165 100.0
Source: Own preparation, 2016
As indicated in the table above, the majority (52.1%) of the respondents said that the quality
of the electrical fitting items is satisfactory. The other respondents, who are significant in
number (38.2%), said that the quality of electrical fittings is poor. The remaining only 9.7%
of the respondents said the quality of electrical fittings is good. However, as the interview
respondents from the residents said and the observation shows the quality of workmanship
for the fittings is very poor. Even the fittings reassembled by the order of the beneficiaries
are not properly assembled.
As can be seen from the above table, 67.9% and 10.3% of the respondents answered that the
quality of sanitary fittings are satisfactory and good respectively. The remaining 21.8% of the
respondents said that the quality of sanitary fittings is poor. But the way they are assembled
indicates that there is a problem of lack of skilled person in the area.
Table 8 shows that the majorities (67.3%) of the respondents are satisfied with the quality of
door and window fittings. Only 16.4% of the respondents said the door and window fittings
are poor. On the other hand, the respondents indicated that the internal doors except toilet
doors are not fitted when they are transferred to the beneficiaries. Then, these doors are fitted
by the beneficiaries after they owned the units. But several respondents said that the fitting
workmanship is poor that residents face challenges to shut down doors and windows. There
are also uncovered openings of doors and windows that case for the entry of wind and cold.
5.4. Challenges of Transferring Condominium Houses to the Beneficiaries
The transfer procedures and requirements are indicated in the directive number 1/2008 (the
calendar in Ethiopia). As explained in the introduction of this directive, it is enacted to
execute proclamation number 19/1997.As stipulated in part two articles 6-8 of the directives,
the first things to be done by the Addis Ababa Housing Administration Agency is screening
and organizing the information about the housing to be transferred. The information gathered
includes the number of units in sub-city, wereda, site, blocks, floor level, typology, the
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function and area (in m2). In addition, the agency should identify the level of the construction
and the minimum requirements the condominium units fulfill before transfer. Accordingly,
the condominium units ready to transfer should be the one which the roof is covered, stairs
build, glass fixed, door and window fixed, connected with electric and water lines, sanitary
materials are fixed, and plastering and paintings finished. In addition to what mentioned
above, the agency should check the infrastructure developments such as the main roads to the
site, the site work, electric line and meter fixed, water and sewerage line provision. However,
as per the discussions with the informants there are a number of problems related with
minimum requirements of the units. Due to the influence of the politicians, in some
occasions, the project office and agency transferred condominium houses below the
minimum requirements. Hence, the beneficiaries forced to incur additional costs to make the
condominium units habitable. In some sites, the agency transferred the condominium houses
not connected with electric and water and sewerage lines. Therefore, the beneficiaries after
they paid the down payment forced to live in rental housing paying unnecessary extra costs.
After screening and organizing the information, the agency in collaboration with Addis
Ababa Housing Construction Project Office fixes prices (article 9 of directive no. 1/2008).
The down payment for the condominium units is 20% of the total price (article 10 of
directive no. 1/2008). The remaining payment is paid within 20 years for one-bed room, 15
years for two-bed room, and 10 years for three bed room (article 11 of directive no. 1/2008).
Next to the down payment, the beneficiaries enter into the loan contract agreement with
commercial Bank of Ethiopia.
According to article 12 of directive no. 1/2008, in transferring the units, priority is given to
the displaced dwellers due to development interventions and only the remaining transferred
to other dwellers through lottery method. Identifying the displaced residents who are legible
for the condominium housing is a challenging one and subject to corruption. As stated under
article 12 (b) and (c) of the directive, in special consideration the city administration can
transfer up to 2% of the annually constructed houses without lottery drawing to the
beneficiaries. This article creates a loophole for abuses of the condominium housing transfer,
because who gets this special consideration is not known for everyone in the agency.
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6.1. Conclusion
The neighborhood perception quality of the condominium site in the three neighborhoods is
poor in terms of walk ability, availability of common facilities and neighborhood peculiarity,
and availability of significant land marks to enhance the perception. Clustering of buildings
in the neighborhood lacks organizing principles. In addition, the land use planning of the case
study site was better in the planning phase but when it is implemented some of important
land uses are ignored. Similarly, the dwelling density of the condominium is not as dense as
expected especially after implementation that some of buildings are missed. The average
gross dwelling density of the study site is 54 dwellings per hectare. Therefore, from the
findings, it is possible to conclude that there were planning over sighted mistakes on
neighborhood perception, clustering of buildings, land use allocation and density
achievement.
There are four types of building typologies in the study condominium site. They have
contained different type and number of dwelling units. The availability of balcony increases
the dwellers satisfaction. On the other hand, significant numbers of balconies are used as
stores instead of outdoor recreational spaces. This implies that the demand of the storage
space of the dwellers is not answered. The conversion of balcony space is one of the
implications of oversight mistakes in the design that missed to incorporate storage space in
the mass housing provisions.
In the construction phase of mass housing provision, the finishing qualities, and the selection
of building materials and assembling of fittings are the areas where over sight mistakes are
committed. The finishing quality of the building surfaces and edges are not at the level that it
can satisfy all of the dwellers. Moreover, the material quality of the buildings cannot able to
satisfy all the dwellers. As a result, significant numbers of dwellers have changed the internal
partition walling material and finishing of their dwellings. On the other hand, building fitting
elements constructs such as door and windows and electrical and sanitary elements show
careless assembling errors. Thus, considerable number of dwellers forced to reassemble the
fittings of their dwelling by themselves.
The challenges of mass housing transfer are interference of the politicians and the existence
of loopholes in the transfer directive. The politicians try to use the mass housing provision
for political propaganda. As a result, the project office and agency transferred unfinished and
unconnected condominium houses which subject the beneficiaries to other additional costs to
make the units habitable. The transfer directive gives room for the project office and agency
to transfer the units without lottery method under some special consideration. Since this
special consideration is not clearly stipulated, it creates loopholes for abuses of the transfer of
condominium units.
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6.2. Recommendation
Creating sense of neighborhoods in the condominium site is not satisfactory. Thus, the
housing construction project office should give emphasis for the planning of
condominium neighborhoods. It should use standard professionals of planners to
participate in the planning process, give comment and supervise the construction process.
Density achievement in the condominium site is not as expected in mass housing
development. Therefore, the housing construction project office and participating
planning consultancy office should work for the achievement of compact development by
avoiding generous spaces and over thought spaces.
Storage space in the dwelling units is much demanded. As a result, the housing
construction project office should hire design consultants to modify condominium
typology buildings for future construction to incorporate storage rooms in all dwelling
units.
Quality of assembling of doors, windows, electrical and sanitary fittings is contributes for
dissatisfaction of dwellers. Then, housing construction project office should check the
ability of the contractors assigned to construct and assemble doors, windows, electrical
and sanitary fitting elements. Moreover, the project office should make regular follow up
to check the quality of fittings before transferring.
Finishing of surfaces and edges lacks accuracy. In that case, housing construction project
office should hire capable and cautious contractors working on finishing of the buildings.
Moreover, the project office should make regular follow up to check the quality of
finishing done before transferring to the beneficiaries.
Transferring unfinished units to the beneficiary forced them to incur additional costs.
Therefore, the project office and agency should only transfer the units which are
habitable and never require additional cost to live in. In addition, the Addis Ababa
Housing Agency should revise the articles which allow the transfer of the housing
without lottery under special consideration or make clear who is legible for the special
consideration.
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