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DOI 10.1007/s00775-007-0208-z
ORIGINAL PAPER
Received: 28 September 2006 / Accepted: 28 December 2006 / Published online: 16 February 2007
SBIC 2007
Abstract The physical and chemical properties of sil- (surface) oxidized silver nanoparticles have antibacte-
ver nanoparticles that are responsible for their antimi- rial activities, but zero-valent nanoparticles do not. The
crobial activities have been studied with spherical silver levels of chemisorbed Ag+ that form on the particle’s
nanoparticles (average diameter approximately 9 nm) surface, as revealed by changes in the surface plasmon
synthesized by the borohydride reduction of Ag+ ions, resonance absorption during oxidation and reduction,
in relation to their sensitivity to oxidation, activities correlate well with the observed antibacterial activities.
towards silver-resistant bacteria, size-dependent activ- Silver nanoparticles, like Ag+ in the form of AgNO3
ities, and dispersal in electrolytic solutions. Partially solution, are tolerated by the bacteria strains resistant
to Ag+. The antibacterial activities of silver nanoparti-
cles are related to their size, with the smaller particles
Electronic supplementary material The online version of this
article (doi:10.1007/s00775-007-0208-z) contains supplementary
having higher activities on the basis of equivalent silver
material, which is available to authorized users. mass content. The silver nanoparticles aggregate in
media with a high electrolyte content, resulting in a loss
Chun-Nam Lok and Chi-Ming Ho equally contributed to this of antibacterial activities. However, complexation with
work.
albumin can stabilize the silver nanoparticles against
C.-N. Lok C.-M. Ho R. Chen Q.-Y. He W.-Y. Yu aggregation, leading to a retention of the antibacterial
H. Sun J.-F. Chiu (&) C.-M. Che (&) activities. Taken together, the results show that the
The Open Laboratory of Chemical Biology of the Institute antibacterial activities of silver nanoparticles are
of Molecular Technology for Drug Discovery and Synthesis,
The University of Hong Kong,
dependent on chemisorbed Ag+, which is readily
Pokfulam Road, Hong Kong, China formed owing to extreme sensitivity to oxygen. The
e-mail: jfchiu@hkucc.hku.hk antibacterial activities of silver nanoparticles are
C.-M. Che dependent on optimally displayed oxidized surfaces,
e-mail: cmche@hku.hk which are present in well-dispersed suspensions.
C.-M. Ho R. Chen Q.-Y. He W.-Y. Yu H. Sun
C.-M. Che
Keywords Silver nanoparticles Silver ions
Department of Chemistry, Antibacterial agents Surface plasmon resonance
The University of Hong Kong, absorption Oxidation
Pokfulam Road, Hong Kong, China
Abbreviations
C.-N. Lok J.-F. Chiu
Department of Anatomy, BSA Bovine serum albumin
The University of Hong Kong, Hepes N-(2-Hydroxyethyl)piperazine-
Pokfulam Road, Hong Kong, China N¢-ethanesulfonic acid
P. K.-H. Tam
MIC Minimum inhibitory concentration
Department of Surgery, The University of Hong Kong, Nano-Ag Silver nanoparticles
Pokfulam Road, Hong Kong, China SPR Surface plasmon resonance
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528 J Biol Inorg Chem (2007) 12:527–534
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J Biol Inorg Chem (2007) 12:527–534 529
Bacteria strains
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530 J Biol Inorg Chem (2007) 12:527–534
N-(2-hydroxyethyl)piperazine-N¢-ethanesulfonic acid
(Hepes) buffer (pH 7.0) containing 5 mM glucose to an
optical density at 650 nm (OD650) of 1. Then, the cells
were injected into the indicated preparations of nano-
Ag under nitrogen in test tubes sealed with a rubber
septum (final OD650 ~ 0.1). After 10 min, aliquots of
the treated cells were diluted appropriately with Luria–
Bertani medium containing 1 mM glutathione to dis-
solve the nanoparticles and quench the silver activity,
and were then spread on agar plates. Bacterial colonies
were counted after incubation overnight at 37 C.
Aliquots of the bacterial culture were also taken for
measurement of ATP and protein contents as previ-
ously described [26].
For experiments on the effects of nanoparticle size
on the antibacterial activities (Fig. 2), E. coli cells at
log phase were suspended in 50 mM sodium Hepes
buffer (pH 7.0) containing 5 mM glucose to OD650~0.1.
After treatment with nano-Ag, aliquots were taken and
diluted 100-fold with Luria–Bertani medium supple-
mented with 1 mM glutathione. The diluted bacteria
culture was allowed to grow at 37 C and OD650 was
measured.
Antibacterial assays were also performed on grow-
ing E. coli cells in culture (Fig. 3, Table 1). E. coli cells
were grown at 37 C with shaking to the early expo-
nential phase (OD650 ~ 0.1) in M9 defined medium
(47 mM Na2HPO4, 22 mM KH2PO4, 8.6 mM NaCl,
18 mM NH4Cl, 2 mM MgCl2, 0.1 mM CaCl2, supple-
mented with 0.4% glucose). Nano-Ag or silver nitrate
was added and growth was monitored by measuring
OD650. Nano-Ag aggregated in media with a high salt
content and lost their antibacterial activities. To sta-
bilize the nano-Ag in the M9 medium, bovine serum
albumin (BSA) was premixed with the nanoparticles
before adding them to the medium, and the final con-
centrations in the assays were typically 15 lM.
Fig. 2 Antimicrobial activities of oxidized nano-Ag with diam-
eters of 9.2 and 62 nm. Exponentially growing Escherichia coli
Results and discussion cells (OD650 ~ 0.1) were treated with oxidized nano-Ag of
average diameter 9.2 nm (a) or 62 nm (b) in 1 mL buffer
containing 50 mM N-(2-hydroxyethyl)piperazine-N¢-ethanesulf-
Oxidation–reduction of nano-Ag onic acid (Hepes), pH 7.0 and 5 mM glucose for 10 min at room
and their antibacterial activities temperature. Various concentrations of nano-Ag were prepared
by threefold serial dilution from a solution containing 108 lg/mL
Gibbard [27] documented that polished silver or Ag. Aliquots of treated cells were diluted by 100-fold with Luria–
Bertani medium containing 1 mM glutathione. The bacteria
molten silver cooled under hydrogen did not exhibit were allowed to grow at 37 C and OD650 was monitored
antibacterial activity; however, when molten silver continuously. c OD650 readings were taken at 15 h, by which time
was cooled in air, antibacterial activity was observed. the differences between the antibacterial activities of oxidized
Djokic and Burrell [28] showed that only silver films nano-Ag of the two sizes at various concentrations can be most
easily distinguished. Solid circles 9.2 nm, empty circles 62 nm
containing silver oxides (e.g., sputtered or electrooxi-
dized silver) showed antimicrobial activities. Fan and It is of fundamental concern to determine whether the
Bard [29] demonstrated that oxidized silver films can antibacterial activities of nano-Ag are similarly
be solubilized in the form of Ag(I) and Ag(0) species. dependent on their oxidation, considering that they
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J Biol Inorg Chem (2007) 12:527–534 531
AgNO3 3 lM >1 mM
Oxidized nano-Ag 2 nM >80 nMa
Minimum inhibitory concentration is defined as the minimum
concentration of AgNO3 or oxidized nano-Ag that completely
inhibits growth of the E. coli cells after 16-h incubation in M9
medium
a
The highest particle concentration of well-dispersed nano-Ag
that can be applied
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532 J Biol Inorg Chem (2007) 12:527–534
were essentially unaffected by the presence or ab- measurement, which showed that the band was
sence of oxygen, as under both sets of conditions, blueshifted to the same extent as for reduced nano-
there were more than 90% reductions in cell survival Ag which had been prepared under nitrogen
and cellular ATP levels (see supplementary mate- (Fig. 1b). The antibacterial activities of the borohy-
rial). dride-reduced nano-Ag were markedly diminished
Measurement of SPR absorption of the nanoparti- (Fig. 1a). In addition, ascorbate, a moderate reduc-
cles analogous to the studies performed by Henglein tant, also abrogated the antibacterial activities of
[5] revealed a correlation between the SPR absorption nano-Ag, even under ambient conditions. Ascorbate
spectra obtained and the degree to which the nano- caused a blueshift of the SPR absorption peak, sug-
particles had been oxidized (Fig. 1b). Reduced nano- gesting that the nano-Ag were reduced (supplemen-
Ag exhibited a SPR absorption peaked at 375 nm. tary information).
Subsequent exposure to oxygen led to a rapid shift of
the absorption peak to 398 nm, with broadening of the Antimicrobial activities of oxidized nano-Ag
band width and lowering of the maximum absorption. with diameters of 9.2 and 62 nm
This indicated that nano-Ag were sensitive to oxygen.
This SPR absorption spectrum was similar to that of To determine whether the antibacterial activities of
nano-Ag prepared in ambient conditions. The changes nano-Ag were affected by particle size, spherical nano-
in the SPR absorption spectrum can be attributed to Ag were synthesized by borohydride and citrate
the partial oxidation of the nano-Ag, with the forma- reduction methods to yield particles with average
tion of chemisorbed Ag+ on the particle surface [5, 6]. diameters of 9.2 and 62 nm, respectively (Fig. 2). On
The relationship between the SPR absorption and the the basis of equivalent total Ag mass contents, nano-
silver concentration can be expressed as the following Ag of smaller size had much higher antibacterial
equation [5]: activities than those of larger size (Fig. 2a, b). Thus, the
62-nm nano-Ag exhibited the same activities as 9.2-nm
k = k0 (1 + [Agþ ]/[Ag])1=2 ; nano-Ag only when 9 times the total Ag was added
(Fig. 2c).
where k0 and k are respective wavelengths of the The relationship between the size of the nano-Ag
absorption maximum before and after oxidation, and prepared by different synthetic routes (by sputtering of
[Ag] and [Ag+] are the total Ag and chemisorbed Ag+ bulk silver or reduction of Ag+) and their relative
ion concentrations, respectively (assuming [Ag+] is a antibacterial activities was investigated previously
small fraction of [Ag]). Thus, for the oxidized nano-Ag [14, 24, 30]. Differences in the antibacterial activities of
preparation used in the aforementioned experiments, nano-Ag of differing sizes can be interpreted from the
where the total Ag concentration was 100 lM, the levels of chemisorbed Ag+ ions. The smaller the par-
chemisorbed Ag+ on the oxidized nano-Ag particles was ticles are, the larger the surface area to mass ratio, and
estimated to be 12 lM. The minimum inhibitory con- hence the higher the relative concentrations of chem-
centration (MIC) of AgNO3 under the aforementioned isorbed Ag+. When the nano-Ag of the two sizes
assay conditions was determined to be 1 lM. Thus, the exhibited equivalent antibacterial activities (e.g.,
levels of chemisorbed Ag+ ions appear to be sufficient to 12 lg/mL for 9.2-nm nano-Ag vs. 108 lg/mL for 62-nm
mediate the antibacterial effects. It should be noted that nano-Ag), the theoretical levels of the Ag atom dis-
the levels of free Ag in all the aforementioned oxidized played on the particle surface were also roughly
nano-Ag preparations are relatively low (maximal equivalent at the same order of magnitude (i.e.,
0.1 lM) as determined by centrifugal filtration methods. 1.04 · 1016 vs. 1.44 · 1016 atoms; calculation derived
Importantly, the resulting filtrates did not show signifi- from the number of surface atoms of the spherical
cant antibacterial activities. Ag+ is most likely tightly particles, i.e., 6QN/q [5], where Q is the diameter of a
adsorbed to the particle surface [5]. One possible mode silver atom, i.e., 0.25 nm, q is the diameter of the
of delivery of Ag+ from oxidized nano-Ag may involve nanoparticles, N is the total number of silver atoms in
the direct association of the oxidized nano-Ag with the all the particles, volume 1 mL ). The size-dependent
bacteria as demonstrated previously [23–25]. antibacterial activities may also be explained by dif-
To further verify that the oxidation of nano-Ag is ferences in the levels of association of the nano-Ag to
required for the antibacterial activities, 2 equiv of the bacteria. In this regard, previous studies showed
borohydride was added to the reduced nano-Ag un- that nano-Ag that present a direct association with the
der a nitrogen atmosphere to reduce chemisorbed bacteria preferentially have a diameter of approxi-
Ag+. The reduction was confirmed by SPR absorption mately 1–10 nm [24].
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J Biol Inorg Chem (2007) 12:527–534 533
Oxidized nano-Ag aggregation and the loss nanoparticles without compromising the antibacterial
of antibacterial activities activities, excess BSA still appears to block the activi-
ties of Ag+ ions delivered from the nanoparticles.
In addition to their sensitivity to oxidation, nano-Ag
have a propensity to aggregate in electrolytic solutions Activities of oxidized nano-Ag towards
[31, 32]. Although nano-Ag synthesized by borohy- silver-resistant E. coli
dride reduction (average diameter 9.2 nm) exhibited
antimicrobial activities in water or in buffered solu- Silver-resistant bacteria have been isolated both clini-
tions such as 50 mM sodium Hepes, the particles cally and experimentally [21, 22]. The silver-resistance
aggregated in commonly used culture media and bio- determinants involve various cellular mechanisms,
logical buffers which have high salt content (chloride which lower the bioavailability of Ag+ [21, 22]. To
and phosphate). Figure 3a shows that when oxidized examine whether nano-Ag, representing an alternative
nano-Ag were added to M9 bacterial culture medium, form of silver, could exert antibacterial activities
the SPR absorption disappeared, with a broad increase against silver-resistant strains, the 116 AgNO3R strain
in the absorbance from 500 to 600 nm. Oxidized nano- (a laboratory strain isolated by stepwise selection
Ag had no inhibitory activity against the growth of against increasing concentrations of AgNO3 [22]) and
bacteria in this medium (Fig. 3c). However, when strain J53 (pMG101) (which harbors a Salmonella
oxidized nano-Ag were mixed with BSA and added to plasmid encoding silver-resistance determinants [21])
the medium, aggregation was prevented and the SPR were tested. Both silver-resistant strains grew in M9
absorption was preserved (Fig. 3a). Comparison of the medium containing more than 1 mM AgNO3, whereas
SPR absorption of oxidized nano-Ag in the presence of the growth of sensitive parental strains was inhibited
BSA in M9 medium with that of oxidized nano-Ag in with a MIC of 3 lM AgNO3 (Table 1). Albumin-sta-
Hepes buffer revealed that the SPR peak shifted bilized oxidized nano-Ag up to 80 nM (the highest
slightly from 397 to 404 nm, with no appreciable particle concentration of well-dispersed nano-Ag ap-
change in the overall spectral shape. The SPR shift plied in the culture) were ineffective in inhibiting the
reached a plateau at higher concentrations of BSA growth of the two silver-resistant strains. Thus, the
(Fig. 3b), indicative of a saturable interaction. Impor- antibacterial silver activities delivered by oxidized
tantly, oxidized nano-Ag premixed with BSA exhibited nano-Ag were similar to that of Ag+ in the form of
significant antibacterial activities at nanomolar particle AgNO3 solution, and were tolerated by the silver-
concentrations (Fig. 3c), similar to their potency in resistant strains.
water or Hepes buffer. These data suggest that a good
dispersion of the nanoparticles is required for effective
antibacterial activities. Presumably, the aggregation of Conclusions
oxidized nano-Ag leads to a decrease in the effective
surface of the nanoparticles, or the degree to which The antibacterial properties of nano-Ag synthesized by
they can associate with the cells. The physical nature of borohydride reduction methods were tested in terms of
the interaction between albumin and nano-Ag remains some of the physicochemical properties. The nano-Ag
to be investigated, but the albumin may be shielding are sensitive to oxygen and only partially oxidized
the charge interactions between the nanoparticles and nano-Ag exhibit antibacterial activities. The formation
electrolytes. of Ag+ on the surface of the nanoparticles was revealed
Parallel experiments were performed to examine the by characteristic changes in SPR absorption during
effects of albumin on the antibacterial activities of Ag+ oxidation and reduction. Thus, partially oxidized nano-
ions in the form of a solution of AgNO3. In contrast to Ag may be carriers of chemisorbed Ag+ in quantities
the lack of activity found for oxidized nano-Ag in M9 that are sufficient to mediate antibacterial activities.
medium, AgNO3 exerted antibacterial activities with a Nano-Ag, like Ag+ from AgNO3 solution, are tolerated
MIC of 2.5 lM. The addition of albumin at low con- by the silver-resistant strains. The antibacterial activi-
centrations (15 lM), which restored the antibacterial ties of nano-Ag are related to their size, with the
activities of nano-Ag, reproducibly increased the MIC smaller particles being more active when compared on
of AgNO3 to 5–10 lM. However, it should be men- the basis of equivalent silver mass content. Analo-
tioned that the antibacterial activities of both oxidized gously to what is found for other metal nanoparticles,
nano-Ag and AgNO3 were both decreased when nano-Ag aggregate in high salt, resulting in a loss of
albumin concentration was further increased. Thus, antibacterial activities. The complexation of nano-Ag
while low concentration of BSA can stabilize the with albumin can stabilize the nanoparticles, leading to
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534 J Biol Inorg Chem (2007) 12:527–534
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