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Psychological Bulletin Copyright 2001 by the American Psychological Association, Inc.

2001, Vol. 127, No. 4, 451-471 0033-2909/01/S5.00 DOI: 10.1037//0033-2909.127.4.451

Cultural Variation: Considerations and Implications


Dov Cohen
University of Waterloo

Cultural systems vary widely across the world. Partly this is due to different cultures' occupying different
ecological and environmental niches. But partly it is due to similar circumstances giving rise to multiple
stable equilibriums, each with a distinct cultural form. Using insights and examples from various fields,
this article illustrates the way that multiple equilibriums can emerge and the forces that push a culture
toward one equilibrium point or another. Considerations of game theory principles, mutual interdepen-
dence, historical circumstance, dependence on initial conditions, and crucial choice points are highlighted
in discussing the ways humans create and re-create their culture. Cultural traits develop within physical,
social, intracultural, and intercultural niches, and implications of this for how culture might be studied
and the benefits of combining an "equilibrium" perspective and a "meaning" perspective are discussed.

Cultures are often adaptations to the environment. However, in chologists have argued that culture and individual psyches "make
trying to understand how the diversity of cultures in the world is each other up" (Kitayama & Markus, 1999, p. 252; Shweder,
produced, there are issues that can prove devastatingly complex. 1990). And considerations of the mutual interdependence of ac-
This is because the process of mapping cultural adaptations to tors, historical patterns and meanings, game theory principles, and
environmental circumstances is not so simple. Different environ- crucial choice points and junctures can highlight the ways that
ments produce different social systems, of course. However, dif- humans help create and re-create their cultures.
ferent environments can also produce similar systems, and similar Together, perspectives and insights from these various fields
environments can produce vastly different cultures. suggest possibilities for (a) understanding why predicting and
To examine these puzzles, this article brings together insights explaining cultural variation is so frustrating and imperfect, (b)
and examples from areas such as game theory, evolutionary biol- developing explanations for why sometimes very similar ecolog-
ogy, dynamic systems theory, political science, and economics as ical and economic niches lead to dramatically different cultural
they bear on the issue of cultural evolution. An implicit argument traditions, (c) outlining some of the specific mechanisms guiding
here is that multiple equilibrium states (described by theorists from cultural re-creation and the "mutual constitution" of selves
these fields) map onto multiple coherent meaning systems (de- and cultures (Kitayama & Markus, 1999, p. 251; Moore, 1966;
scribed by anthropologists and cross-cultural psychologists; Bin- Shweder, 1990), and (d) pointing to potentially useful ways to
more, 1998; Boyd, 2000; Henrich & Boyd, 1998; Shweder, 1993). study cultures and their stability and change over time, as well as
Thus, in a system in which actors interact and adjust to each other, highlight future areas of work to be done. These implications lead
there are potentially many different stable social patterns or equi- away from theories of ecologies and environments as strict deter-
libriums that can emerge, and these differing social patterns often minants of culture and lead toward more complicated views as one
map onto distinct cultural systems of rules, norms, and sets of considers questions of constraints, interdependence, and the evo-
shared meanings and expectations that develop. lution of social systems. The suggestion here is not that examining
By adding an equilibrium perspective to the meaning perspec- culture as a functional response to the environment is wrong but
tive, one can better understand the possible forms cultures can take rather that this idea becomes more complex as one understands
and the forces that push and pull a culture to be one way or processes by which humans create and re-create cultural systems.
another. Possible equilibrium states that can emerge as people Implicit in the discussions that follow is the need to examine the
interact with one another guide the cultural forms that develop, emergence and stability of cultural traits within four different types
and, conversely, the history of cultural forms helps influence of niches. The physical environment is one of the niches in which
which potential equilibrium states will be reached. Cultural psy- cultural traits develop, and it is quite important. Yet, the discus-
sions below also touch on three other types of niches that shape
cultural patterning. Considerations of the social niche are impor-
I am indebted to Andrea Aguiar, Bill Altermatt, Mike Baumann, Robert tant because humans operate in a social world of actors who
Boyd, Dan Dolderman, and Harry Triandis for their comments on an earlier interact with and adjust to other actors trying to do the same thing.
version of this article. I am further indebted to Joe Vandello for his As game theorists have noted, such mutual interdependence cre-
comments on an earlier version and his work on Figure 1. Work on this
ates possibilities for multiple sorts of stable social patterns to
article was supported in part by grants from the Social Sciences and
develop in a given context.
Humanities Research Council of Canada, the U.S. National Science Foun-
dation, and the University of Waterloo. Partly the choice of which pattern emerges and the stability of
Correspondence concerning this article should be addressed to Dov various patterns will depend on the intracultural niche that cultural
Cohen, Department of Psychology, University of Waterloo, Waterloo, traits inhabit. Cultural traits must exist within a niche occupied by
Ontario N2L 3G1, Canada. Electronic mail may be sent to dcohen@ other cultural traits. The contemporary and historical constellation
watarts.uwaterloo.ca. of cultural patterns in a given society helps shape which traits
451
452 COHEN

emerge at crucial choice points and junctures and which will be Examining the range of variation in male gender roles from the
assimilated or accommodated when circumstances change or when violent to the more pacific, Gilmore (1990) concluded, "the
new patterns emerge. Finally, as cultures come into contact with harsher the environment and the scarcer the resources, the more
each other through invasion, migration, or simple exposure, cul- manhood is stressed as an inspiration and goal. The correlation
tural traits must survive in an intercultural niche where patterns are could not be more clear, concrete, or compelling" (p. 224).
borrowed, adopted or rejected, or modified and selectively incor- In work on the culture of honor in the U.S. South, Nisbett and
porated. As described below, all four of these types of niches Cohen and Reaves argued in a similar way that the pastoral
(physical, social, intracultural, and intercultural) are important in conditions of the frontier South led to a culture of honor and an
considering how cultural adaptations develop. emphasis on masculine toughness that was vastly different from
This article has four sections that consider how adaptations arise the less violent milieu of the agricultural North (Nisbett & Cohen,
in various circumstances. In the first section, I briefly review some 1996; Reaves, 1998). As with many cultures in which herding is
of the ways that different physical ecologies and environments can the basis of the economy, men in the South came to value their
lead to different cultural adaptations. In the second, I discuss the reputation for toughness, which was an essential deterrent in a
issue of multiple stable equilibriums and describe some of the world where a man's entire wealth (i.e., his animals) could be
reasons that societies with similar economies and ecologies have taken from him instantly (Edgerton, 1971; McWhiney, 1988; Nis-
given rise to dramatically different cultural forms. In the third, I bett & Cohen, 1996; Reaves, 1998; Schneider, 1971). The precar-
discuss the issue of cultural constraints and regularities, noting iousness of the herder's situation demanded that a man establish
some factors that limit variation in cultural systems. And, in the himself as a character who was "not to be messed with." The
final section, I turn to some general implications of the above for connection, then, between herding economies and toughness is a
ways of studying culture and for potential future directions. specific instance of the more general case in which a macho stance
emerges in response to ecologies, economies, and circumstances
Part 1: Different Environments, Different Adaptations that imperil one's life, livelihood, and family (see also Daly &
Wilson's, 1988, Homicide).
Different economies and ecologies lead to different cultural
adaptations (Diamond, 1999; Edgerton, 1971; O'Kelly & Carney,
1986; Triandis, 1994; Witkin & Berry, 1975). Important work has Ecologies and Systems
been done to show this, and any consideration of cultural differ-
Other findings have also highlighted the ways in which envi-
ences must take this as a starting point. Just as different ecological
ronmental circumstances lead to differing cultural "traits." For
niches have led to different adaptations in animal species, so have
example, Berry has argued that agricultural societies—which are
different environmental niches led to differences in cultural
sedentary and require coordination of effort and cooperation—lead
adaptations.
to high degrees of conformity, whereas hunting and gathering
societies lead to greater degrees of independence (Berry, 1967,
The Ecology of Manhood 1979; Triandis, 1994, p. 228). Cold climates have been found to
predict "tight" cultural arrangements that require more self-
As an example, the anthropologist David Gilmore (1990) de-
regulation and control on the part of the individual, whereas hot
scribed the ways that different environmental conditions lead to
ones predict "looser" arrangements and more emotionality (Pen-
different conceptions of masculinity. In Manhood in the Making,
nebaker, Rime, & Blankenship, 1996; Robbins, deWalt, & Pelto,
Gilmore argued that there are essentially 3 Ps of manhood the
1972; Triandis, 1994, p. 161; see also C. Anderson, 1989; C.
world over—protecting, procreating, and providing. Environments
Anderson & Anderson, 1996, on heat and violence). And foraging
differ greatly, however, in how challenging these tasks are. Where
economies tend to produce relative gender equality, whereas pas-
the environment is harsh and providing and protecting require
toral and agrarian ones, with their extreme divisions of labor, are
courage and physical prowess (e.g., in places that survive on
associated with more male-female inequality (Friedl, 1987; Tri-
deep-sea fishing or big game hunting), cultures of masculinity
andis, 1994, chapter 5).
emerge in which strength and toughness are valued. Where food is
At the macrolevel, different ecologies also predispose a culture
plentiful and easy to get and natural or human enemies are scarce,
to different social structures (Sachs, 2000; Sowell, 1996, chapter
relatively androgynous sex roles emerge. In Gilmore's (1990)
1). At the very distal level, Diamond (1999) argued that the
examples, within the groups of the Semai (of Malaysia) and
availability of domesticable plants and animals in Eurasia led to an
Tahitians, there is little distinction between male and female and
early head start for these regions in the accumulation of food
there is little of the belligerence and macho posturing that charac-
surpluses and thus the ability to form sedentary, relatively densely
terize men in other cultures:
populated societies that could have specialization of labor. The
Few demands are made on Tahitian men. They do not hunt. There are development of such specialized, densely populated societies that
no dangerous or strenuous occupations that are considered masculine. could support armies and technology (and infectious crowd dis-
There is no warfare or feuding. .. . The local lagoon supplies plentiful eases) led them to develop the "guns, germs, and steel" by which
fishing without the need for arduous deep-sea expeditions.. . . Arable they colonized the New World. At the less macro and more
land is also plentiful, (p. 205) proximal level, Harris (1968) argued that

As a consequence, "there is absolutely no evidence that masculin- similar technologies applied to similar environments tend to produce
ity is itself a matter of any great concern for the Tahitians" (p. similar arrangements of labor in production and distribution, and these
208). in turn call forth similar kinds of social groupings, which justify and
CULTURAL VARIATION 453

coordinate their activities by means of similar systems of values and instance, believed by Westerners to be inherently competitive and
beliefs, (p. 4) individualistic, capitalism has taken on a far more collectivistic
face in Japan (cf. Bendix, 1962, chapter 3). "The Japanese . . . have
At this level, for example, political scientist Samuel Huntington invented a type of economics that behaves in ways that confound
(1996a) noted, the predictive powers of Western observers" (as quoted in Hun-
Rich soil and good climate are likely to encourage the development of tington, 1996a, p. 226). Its "economy is unique because Japanese
large-scale plantation agriculture and a consequent social structure society is uniquely non-Western" (Huntington, 1996a, p. 226). As
involving a small class of wealthy landowners and a large class of Wilson (1993) also argued, "it is easy to overstate [italics added]
peasants, slaves, or serfs who work the plantations. Conditions inhos- the contributions of commerce to the acceptance of more universal
pitable to large-scale agriculture may encourage emergence of a moral standards," such as individualistic "impersonal valuations"
society of independent farmers. In agricultural societies, in short, or the "abstract commitment to fairness," but "commerce may
social structure is shaped by geography, (p. 69) have encouraged universalistic [more individualistic] principles in
See also Wilson (1993), arguing similarly that individualism de- the West without having done so in the East" (p. 210). For better
veloped in northwestern Europe partly out of an ecology "where and for worse, historians and political scientists have argued that
arable plots of land had to be hacked out of steep hillsides or dense market systems have been fitted to Japan's more traditional, col-
forests" (p. 201). And see also Vandello and Cohen (1999), argu- lectivistic cultural forms (Huntington, 1996a; Pagden, 1998; Sayle,
ing for a connection between the different agricultural bases of the 1998; see Markus & Kitayama, 1991, pp. 239-244; see also
economy and the development of individualistic and collectivistic Perkins, 2000; Pye, 2000; Wei-Ming, 2000, on unique features of
cultural syndromes within the United States. capitalism in East Asia generally). Thus, social systems in the
present must be understood in part as building on the adaptations
of the past.
Adaptations, History, and Lag
This view of differing cultural forms as adaptations to different Part 2: Similar Environments, Different Adaptations
environmental niches is an important notion shared with evolu-
tionary biology. Further, there is another evolutionary principle It is also extremely important to note that the environment —»
that is important to consider. As Darwin argued, adaptations that culture relationship is not a simple, deterministic one. That is, there
are clumsy and imperfect are important pieces of the evolutionary are many cases in which similar environments produce dramati-
puzzle (as discussed in Gould, 1980; Sulloway, 1998). For evolu- cally different adaptations. Elsewhere, Boyd and Richerson (1985)
tionary biologists, such imperfections and clumsy adaptations were and Henrich and Boyd (1998) have argued for the importance of
indications that we were not designed by an all-knowing Creator. conformist transmission in the development of between-groups
Rather, these awkward adaptations indicated that the present spe- differences and have noted the importance of describing the pro-
cies had a history and that relatively recent adaptations had to be cesses by which such differences are created and maintained in
grafted onto the more distant structures and adaptations of the past equilibrium.
(see also Dawkins, 1996, pp. 159-160, 168). So too is it important The insights of game theorists, economists, and dynamic sys-
to understand culture in this light. That is, it may not necessarily be tems theorists are particularly relevant to understanding this puzzle
productive to explain why a certain cultural adaptation is a re- of how different cultures emerge from extremely similar environ-
sponse to present ecological and economic circumstances. Instead, ments. Thus, in considering the evolution of cultural adaptations,
it may be important to consider (a) what these adaptations were for it is also quite important to consider the notion of multiple stable
in the past and how they have persisted and (b) how relatively new equilibriums and the way these are affected by mutual interdepen-
cultural adaptations had to be fitted to what the past has provided dence in a social system, sensitive dependence on initial condi-
(Henrich & Boyd, 1998, p. 235; Linton, 1936, chapters 15 and 16). tions, and crucial choice points and junctures.
Such a historical perspective makes it easier to explain (a) cases
of cultural lag or conservative lag (D. Miller & Prentice, 1994; Mutual Interdependence and Multiple Equilibriums
Triandis, 1994) and (b) cases of cultural morphism or hybridiza-
tion (Hermans & Kempen, 1998; Linton, 1937; Oyserman, 1993; As economists, game theorists, and legal scholars have argued,
Oyserman, Sakamoto, & Lauffer, 1998). With respect to lag, a state of mutual interdependence leads to multiple possible equi-
differing cultural forms in the present can derive in part from older libriums. The best strategy one can pursue depends on others, who
circumstances and can become "functionally autonomous" from as individuals must make similar calculations about what their
the circumstances that created them. Thus, for example, ideas counterparts will do. A stable equilibrium may be reached, but that
about lag and functional autonomy make it easier to understand does not imply that it is the sole stable equilibrium. In fact, starting
why the South retains its culture of honor even though the frontier at very similar initial conditions, there may be many very different
and herding economy have all but disappeared (Cohen & Nisbett, equilibrium points that cultures can reach, depending on contin-
1994). Or in the case of cultural morphism, a historical perspective gencies, choice, and punishment or enforcement of norms (Bin-
makes it easier to understand, say, the way new cultures derived more, 1998; Fudenberg & Maskin, 1986; Henrich & Boyd, 1998;
from the blending of older European and African cultures in places Kuran, 1995b; Linton, 1936; Maynard Smith, 1988, chapter 21;
like the Deep South of the United States or Brazil (Page, 1995; Schelling, 1978; Tilly, 1995).
Sobel, 1987). Multiple equilibriums in social systems. The way that mutual
Beyond this, it has been argued that such morphing of cultural interdependence influences people's public support for norms and
syndromes can create entirely new types of social systems. For values is one example of the way that such mutual yoking can have
454 COHEN

dramatic effects on social and cultural systems. The economist (j-axis coordinate) will support the system, thus reducing support
Timur Kuran (1995b) recently made this argument with respect to to b — 5. However at the expected b — 5 level of support, only b —
understanding emergence and change in political systems. In his 10 people (y-axis coordinate) will support the system, reducing it
book, Private Truths, Public Lies, Kuran argued that it is not the to the b - 10 level. And the process can continue iteratively until
case that social systems derive from a simple aggregation of actual and expected support level out at Point C. On the other
individual preferences that persons make independent of one an- hand, when expected support is at, for example, level d, then d + 5
other. Rather, a considerable amount of people's public behavior people (y-axis coordinate) will support the system, thus bringing
and publicly stated preferences is dependent on how they believe support to the d + 5 level. And at the expected d + 5 level of
others will behave, whose behavior is, in turn, partially regulated support, d + 10 people (y-axis coordinate) will support the system.
by their own perceptions of public opinion.1 This iterative process will continue until actual and expected
This mutual dependence makes it easier to understand the rea- support level out at Point E.
sons why multiple equilibriums can develop and the mechanism
The important point to consider here is that social systems may
that can produce both intransigent stability and rapid cultural
start out at very similar levels in terms of people's underlying
change. The mathematics have been worked out elsewhere (see
values and preferences, but they may end up at very different
Cooler, 1996, in press; Kuran, 1995b; Mahajan & Peterson, 1985,
equilibrium states depending on where they are with respect to a
pp. 17-22; Schelling, 1978; see also C. Brown, 1995; Rodgers &
tipping point. That is, persons in Systems 1 and 2 may have very
Rowe, 1993). Briefly, however, consider the graphs in Figure 1.
similar underlying preferences, with support for a given value at
The solid line in each case represents the number of people
willing to behave in a certain way (or, in Kuran's, 1995a, 1995b, the A + 1 level in System 1 and at the A — 1 level in System 2,
examples, their willingness to support a certain cultural system) for example. However, one system may move very quickly to
given their beliefs about what others will do. (If how people Level E whereas the other moves to Level C, producing vastly
behaved was entirely independent of what they expected others to different outcomes from very similar starting points. Further, a
do, the line would be completely flat. However, this is rarely the second implication is that for any given system, very small shocks
case—because of either normative or informational influence— that temporarily nudge expected support one way or another can
and the hypothetical slopes of the lines in the figure reflect this.) produce barely a ripple if the system is at a stabletquilibrium point
The S shape in the first panel of Figure 1 derives from the (Points C or E) or can lead to major changes if the system is at a
following features. The relatively flat beginning of the curve that tipping point (Point A; see, e.g., Kuran, 1995b, pp. 70, 249;
intersects the y-axis at a point above zero (in this case, at Point C) Schelling, 1978, pp. 104-107).
reflects the supposition that for any given pattern of behavior or Finally, a third implication of this mutual dependence is the way
social system, there will be a certain number of people willing to small shifts in the intercept or slope of the curve can produce huge
support that system, even if no one else did. These would be the differences in equilibrium points, as may be seen in the middle and
"true believers" (or, in the case of new ideologies or social move- bottom panels of Figure 1, where equilibrium is reached only at a
ments, the innovators in Rogers's, 1962, chapter 6; Rogers & very low level of support. In the middle panel of Figure 1, the
Shoemaker, 1971, chapter 5) terms. The relative flatness at the top slope of the curve remains unchanged but the intercept is moved
part of the S curve reflects the supposition that some people may slightly downward, reflecting a lower number of true believers
refuse to support the system or behavior—again, no matter how who are willing to support the system even if no one else does.
many others are doing so. (These would be the "intransigents," and Again, the slope of the line in the middle panel remains un-
in the top panel of Figure 1, the support for the system reaches its changed, showing that more people would support the system if
maximum at Point E, though theoretically it is possible to have no "enough" others did. However, the curve never again crosses the
intransigents and have equilibrium at 100% support.) 45° line, indicating that for any given level of expected support,
In the middle, the curve slopes upward. This reflects the sup- there will never be enough actual support for the system to sustain
position that most people will support the system itself—except at the very low level in the bottom left-hand corner
if, but only if, enough others do. Everybody has [his or her] own of the graph where the curve meets the line. In the bottom panel,
definition of how many is "enough." And it can mean either enough the curve intercepts the y-axis at the same point as in the top panel.
to make it interesting [to do so] or enough to make it imprudent [not However, in this case, the slope of the line changes, reflecting a
to do so]. (Schelling, 1978, p. 102) situation in which people's own behavior is less acutely sensitive
to their expectations of what others will do. In this case, again, for
There will be some whose threshold for "enough" will be low, and
they will show their support early; others will have much higher any given level of expected support, there will never be enough
thresholds, and they will join only if a relatively large percentage actual support for the system to sustain itself—except at the very
of their peers do so. The shape and steepness of the middle part of low level in the bottom left corner of the graph where the curve
the curve reflects these differences. In the top panel of Figure 1, meets the 45° line (Schelling, 1978).
the curve slopes upward and crosses the 45° line at Point A. (For
the sake of simplicity, the curve in Figure 1 only crosses the 45° 1
There is, of course, a distinction between the group's normative influ-
line once between C and E). ence and its informational influence on an individual (Asch, 1993; Sherif
A few things are clear. In the first graph, at points below the & Sherif, 1956). However, for the purpose of the examples below, it does
tipping point, A, there is not enough "expected" support for the not matter which type of influence is exerted by the group (see Ridley,
system to sustain itself at that level. Thus, when expected support 1996, pp. 183-186). See also Bikhchandani, Hirshleifer, and Welch (1992),
is at, for example, Level b (*-axis coordinate), only b — 5 people and Kuran and Sunstein (1999).
CULTURAL VARIATION 455

Political and social change in the 20th century. Kuran (1995b)


argued that the "obstinacy of communism" (p. 118) and its sudden
collapse, the "ominous perseverance of the caste system" (p. 128)
in India, the Iranian revolution, the civil rights struggle in the
d+10
United States, and the fall of apartheid in South Africa can be
d*5 partly understood with reference to such public opinion dynamics
as mutual interdependence and tipping points within a social niche.
In Czechoslovakia, for example,

b-5 Emboldened by signals from the Soviet Union and the successes of
b-10 opposition movements elsewhere, a few thousand people stood up in
X C
defiance, joining the tiny core of long-persecuted activists. In so doing
they encouraged additional citizens to drop their masks, which then
impelled more onlookers to jump in. Before long fear changed sides.
b-5 b d d+5 Expected Support Where people had been afraid to oppose the regime, they came to fear
being caught defending it. Party members rushed to burn their cards,
asserting that they had always been reformists at heart.. ..
In the days following the fall of Czechoslovak communism, a banner
in Prague read: "Poland—10 years, Hungary—10 months, East Ger-
many—10 weeks, Czechoslovakia—10 days." Underlying the implied
acceleration is the fact that each successful challenge to communism
lowered the perceived risk of dissent in the countries still under
communist rule. This relaxation generated a domino effect, with a
Shift in bandwagon in one country touching off even speedier bandwagons
intercept elsewhere. (Kuran, 1995b, pp. 273-274)

Reminiscent of this is Hannah Arendt's (1964) analysis of the


rise of Nazism in Eichmann in Jerusalem. Her controversial anal-
ysis attributed Nazi cooperation not to evil or to a deep-seated
prejudice sufficient to trigger Nazism, but rather to "thoughtless-
Expected Support ness" and mass conformity. Nazism was vulnerable where local
resistance was met. When resistance to Nazism was found in
Denmark and Bulgaria, she wrote, the "toughness of [German
authorities] melted like butter in the sun" (p. 175). German offi-
cials sent to these places "went native," becoming "no longer
reliable" (p. 187) in Bulgaria, and in Denmark, engaging in "ob-
vious sabotage of orders from Berlin" (p. 175). The "ideal of
toughness," she concluded, "except, perhaps, for a few half-
Shift in demented brutes, was nothing but a myth of self-deception, con-
slope cealing a ruthless desire for conformity at any price" (p. 175; cf.
Goldhagen, 1996, however).
Less sweeping changes in cultural norms have also been studied
in this light. D. Miller and Prentice (1994, p. 543), for example,
cited the history of Prohibition in America as one whose dynamics
were strongly affected by mutual interdependence:
Expected Support
Though strongly advocated and enforced by various constituencies in
Figure 1. Equilibrium points depend on the curve relating expected America, Prohibition never had majority support. It seemed to have
and actual support. Slight changes in the initial starting point or in the public support, however, because people were reluctant to express
slope or intercept of the curve can have a big impact on where their anti-Prohibition sentiment (Robinson, 1932). Once polls reveal-
equilibrium is reached. In the top panel, for example, Point b is below ing the depth of private anti-Prohibition sentiment were made public,
the tipping point (A) and thus the system is likely to settle at equilib- pluralistic ignorance was dissipated, and Prohibition swiftly ended.
rium Point C. Beginning at points above the tipping point (e.g., Point d), (Katz & Schnack, 1938, p. 543)
the system is likely to move to equilibrium Point E. The middle and
lower panels illustrate the effects of shifts in the intercept and slope of Other scholars have studied similar phenomena—such as the
the curve for possible equilibrium points. After shifts in the intercept way the thousand-year-old practice of footbinding in China ended
and slope, equilibrium is only reached in the lower left portion of the in just over a generation—and have termed the process norm
graph. cascading (Mackie, 1996; Picker, 1997; Rosen, 1997, pp. 177-
178). In the province of Dingzhou, for example, 99% of the
women had their feet bound in 1889, whereas almost none did 30
years later (Mackie, 1996, p. 1001; Rosen, 1997, p. 178). As
456 COHEN

people realized their neighbors did not support footbinding and systems (or a given culture at different points in time) to arrive at
were willing to form antifootbinding associations, the norm mas- vastly different equilibrium points, even as their initial, underlying
sively changed (Mackie, 1996, p. 1011). Without specifying the conditions were relatively similar.
processes involved, Shweder (1993) too noted that "after a few
years of contact with the West, almost everything that was exotic
Two Strategies: Tit-for-Tat and All Defect
about New Guinea seemed to have disappeared. . . . The sexual
symbolisms and avoidance customs of the culture seemed very Social interactions. The notion of mutual interdependence not
deep indeed, until they just went away" (pp. 285-286). only leads to discussion of multiple equilibriums for public norms,
Of course, explanations such as these positing hypothetical it also leads to important work on multiple equilibriums for social
tipping points; massive pluralistic ignorance; and either hidden, and antisocial behavior. As game theorists such as Fudenberg and
latent, or unconstructed preferences may not be particularly helpful Maskin (1986) argued, in repeated games, it is possible to sustain
as one tries to predict the emergence and stability of cultural forms. many different equilibrium points (J. Heath, 1998). However, two
However, they do point to some of the parameters that one needs that have received particular attention, criticism, and refinement
to examine, including the number of true believers in a population are Axelrod and Hamilton's strategies of tit-for-tat and all defect
and the extent to which people's behavioral choices are dependent (Axelrod, 1984; Axelrod & Dion, 1988; Axelrod & Hamilton,
on their expectations about others for a given issue. (See, e.g., 1981; Binmore, 1998; Samuelson, 1997, pp. 17-21). Robust to the
Triandis, 1994, on cultural differences in norms vs. private atti- violations of some assumptions and not so robust to the violation
tudes predicting behavior in collectivist vs. individualist countries; of others, Axelrod and Hamilton's work has proven useful in
also Heine, Lehman, Markus, & Kitayama, 1999.) Clearly cultures generating hypotheses about social relations and norms in a very
vary on both these issues, and very relevant to the discussions of wide range of settings (Axelrod, 1984; Axelrod & Dion, 1988;
pluralistic ignorance above, they will probably also vary consid- Putnam, 1993). Perhaps because of their resonance with algo-
erably in the extent to which people's internal preferences will be rithms of reciprocity (Levi-Strauss, 1980) or perhaps because
transparent to others. equality matching is one of the pervasive forms of social relations
Broadly speaking, two sets of factors are probably relevant to (Fiske, 1992), tit-for-tat and all defect (or their derivations) seem
this issue of transparency. One concerns the extent to which people to be particularly salient strategies for actors in social systems to
are able to express their internal beliefs through their behavior. In settle on—even if they are not inevitable as outcomes. In tit-for-
societies with constraints on dissent—either because of totalitarian tat, one reciprocates for the very last action the other does. And in
governments (Husarska, 1997; Kuran, 1995a, 1995b) or because of all defect, one simply looks out for oneself, in part presumably
tight (vs. loose) social norms that brook no dissent or because of because one expects defection from others (Kelley & Stahelski,
a positive value on harmony (Triandis, 1994)—one would expect 1970; D. Miller, 1999, pp. 1055-1057). Both represent a form of
people to be less likely to know the private preferences of their reciprocity: Do unto others as they do unto you or do unto others
neighbors. The other factor, however, concerns the extent to which before they do unto you.
people believe that others' behavior reflects their private prefer- Vandello and I have found Axelrod's (1984) work extremely
ences. In societies where the folk theory is that behavior follows helpful in sorting out one of the puzzles in our findings on
from intentions (Lillard, 1998) and there is little recognition of the violence, conflict behavior, and social norms. Specifically, we
subtle (and sometimes not-so-subtle) forces causing conformity, have found his work quite useful for understanding the way in
one would expect people to be less aware of public-private dis- which dangerous environments can produce vastly different equi-
crepancies in attitudes (D. Miller & Prentice, 1994, pp. 544-546). libriums in patterns of sociality. In our work on the U.S. South, we
Thus, the degree of pluralistic ignorance will be greater in social have argued that the threat of violence has produced prosocial
systems in which people are reticent to express their beliefs and norms for interpersonal politeness, deference, warmth, and conge-
also in social systems where people are improperly calibrated niality among southerners (Cohen & Vandello, 1998b; Cohen,
about how much other people's external behavior reflects their Vandello, Puente, & Rantilla, 1999). When people are wary of
private opinions. The relatively individualistic West presents an violence, norms for friendliness emerge so that one does not offend
interesting case of where pluralistic ignorance exists, because even (and invite retaliation) from others. With an effective law enforce-
though people may be more likely to strive for "authenticity" by ment system absent, an individual responsible for his or her own
expressing their preferences (Heine et al., 1999), they also often self-defense finds it wise to avoid trouble. And such findings about
dramatically underestimate how much people's public behavior the South fit well with what many anthropologists have noted: that
actually is driven by situational constraints (Choi & Nisbett, 1998; is, that an emphasis on congeniality, "good company," and con-
Choi, Nisbett, & Norenzayan, 1999; Ross & Nisbett, 1991). viviality are often found among many violent cultures (Cohen &
For various reasons then, cultures may differ in transparency Vandello, 1998b; Colson, 1975; Fiske, Markus, Kitayama, & Nis-
and in the shape of the curves relating actual and expect support. bett, 1998; Knauft, 1985). What can appear to be a "Rousseauian
However, across cultures, the basic notion regarding multiple paradise" derives from a "Hobbesian" worldview, as people "walk
equilibriums arising from mutual interdependence is essential. softly [so as] not to offend others whom they regard as dangerous"
People's own behavior is affected by what they think others in (Colson, 1975, p. 37).
their social niche will do, and those others must make similar However, the puzzle, of course, is that "good company" and
calculations (with often very imperfect information) based on what violence do not always go together; in fact, there are plenty of
they think everyone else is thinking. As described in the examples cultures in which the exact opposite pattern of sociality holds. That
above, these considerations of mutual interdependence make it is, in many cultures of honor—from Mediterranean herding cul-
easier to understand how our social nature can cause two cultural tures to inner-city street gangs to the Hell's Angels—a norm for
CULTURAL VARIATION 457

preemptive belligerence, toughness, and a "first strike" policy has things is how some cultural patterns do persist over time. Though
emerged (E. Anderson, 1994; Campbell, 1965; Gilmore, 1990; two nations or states may have economies, ecologies, and circum-
Thompson, 1966). With respect to the inner cities, E. Anderson stances that look very similar at present, the cultures of these two
(1994) wrote, nations can look very different as a consequence of differences in
their early beginnings. Sometimes this may be merely a case of
Central to the issue of manhood is the widespread belief that one of culture lagging behind environmental changes. However, other
the most effective ways of gaining respect is to manifest "nerve." times, it may be the case that initial conditions and circumstances
Nerve is shown when one takes another person's possessions (the
can set two cultures on two entirely different paths, which may not
more valuable the better), "messes with" someone's woman, throws
the first punch, "gets in someone's face," or pulls a trigger. Its proper
converge even when circumstances change. Putnam's (1993) work
display helps on the spot to check others who would violate one's plausibly demonstrates this. Putnam argued that the cooperative
person and also helps to build a reputation that works to prevent future ethic of northern Italy dates back to the -medieval period and
challenges, (p. 92) developed out of the communal norms and "horizontal" (egalitar-
ian) institutions of the 12th and 13th centuries (guilds, neighbor-
Instead of being reserved or polite, people may lash out, going on hood associations, parish organizations, etc.; see also Bendix,
the offensive in an uncertain and unsafe world. 1962, pp. 70-79). No such institutions or norms for mutual aid
All cultures of honor have the underlying threat of physical developed in the South of Italy, which was ruled by Norman kings
violence. However, this threat can logically produce a culture in in a top-down, autocratic tradition during the medieval period.
which politeness and geniality become powerful, stable norms Corruption and "vertical" (hierarchical) "patron-client" relations
(tit-for-tat beginning with cooperation), or it can logically produce developed, but a horizontal cooperative ethic of civic virtue in
a culture where toughness and preemptive belligerence become which citizens work together with peers for the common good had
normative (all defect). This paradox of an underlying cause leading no place to take hold. Proverbs capturing this ethos included,
to opposite social norms is rendered intelligible by Axelrod's "Damned is he who trusts another" and "When you see the house
(1984) suggestions about the prevalence and potential durability of of your neighbor on fire, carry water to your own" (Putnam, 1993,
tit-for-tat and all defect strategies in social systems in which p. 144).
people are responsible for their own self-defense. Since the 12th century, massive social, political, economic, and
Cooperative and competitive societies. Of course, Axelrod's demographic changes have taken place in all of Italy. Yet the
(1984) research has far broader implications than microlevel social tumult has failed to wipe away the norms and practices set up
interaction, and it has been productively applied to work exploring during the medieval period:
the problem of the "tragedy of the commons" and utilization of
scarce resources (Hardin, 1968; Ostrom, Gardner, & Walker, The southern territories once ruled by the Norman kings constitute
1994). Recently, political scientist Robert Putnam (1993) used an exactly the seven least civic regions in the 1970s. . . . At the other end
of the scale, the heartland of republicanism in 1300 corresponds
analysis partially derived from Axelrod to understand the good
uncannily to the most civic regions of today, followed closely by the
governance and prosperity of northern Italy and the relative poor areas still further north in which medieval republican traditions,
governance and poverty of southern Italy. In Making Democracy though real, had proved somewhat weaker. (Putnam, 1993, p. 133)
Work, Putnam traced the success of the North to an ethic of
cooperation and working together that persists through stable Such findings emphasizing the importance of initial conditions
norms for tit-for-tat arrangements. He argued that the shortcom- are no surprise in a game theory analysis. Tit-for-tat playing
ings of the South are due to a lack of this cooperative ethic: against itself can lead to spirals either of all cooperation or all
defection, depending solely on the first move of the players.
The absence of civic virtue is exemplified in the "amoral familism"
However, the argument rests on more than this. That is, the notion
that Edward Banfield reported as the dominant ethos in Montegrano,
here is that the initial conditions have altered the basic strategies of
a small town [in the South]: "Maximize the material, short run
advantage of the nuclear family; assume all others will do likewise." northern and southern Italians by creating very different sets of
(Banfield, 1958, as cited in Putnam, 1993, p. 88) expectations, norms for civic virtue, social meanings, habits, and
institutions for horizontal cooperation (Putnam, 1993). Such prac-
Thus, Putnam argued, the strategy of all defect with those outside tices then become an enduring part of the "social capital" and
the family is the dominant ethic of the South, and as with its "human capital" of a culture, which can be drawn on as people
cooperative tit-for-tat counterpart in the North, it too seems en- build organizations and institutions (Coleman, 1990; Fukayama,
trenched as a norm. 1999; Putnam, 1993; Vandello & Cohen, 1999). More than being
How such cooperative versus competitive societies developed equilibrium states, the arrangements in these two regions are also
this way originally is another question. And the issue of how they stable cultural systems with their own consistent internal meanings
got started leads to consideration of another important and general and logic.
point. First effective settlements. More evidence for the persistence
over centuries (and across continents) of initial cultural patterns
Sensitive Dependence on Initial Conditions can be found in historian David Hackett Fischer's (1989) Albion's
Seed. Fischer's lengthy, ambitious history traces many regional
Early influences and cultural persistence. As evolutionary American folkways back to the conditions that shaped the culture
biologists have noted, the new is built on the old (e.g., Gould, of their founding British ancestors centuries before. Reaves's and
1980; Rozin, 1998). This is also true of culture, which cannot be Nisbett and Cohen's research on violence in the U.S. South drew
made from whole cloth every few years. Indeed, one of the striking on his analysis (Nisbett & Cohen, 1996; Reaves, 1998). That is,
458 COHEN

Fischer argued that distinct elements of Appalachian culture can be aggressive, honor-related norms forward rather than dampen them.
traced back to patterns of culture brought by settlers from the Disruptive forces of social disorganization would create a space
borderland between England and Scotland. This border for cultural change, whereas stable social structures would more
likely produce continuity in honor and violence norms. Indeed,
derived its cultural character from one decisive historical fact. For
seven centuries, the kings of Scotland and England could not agree
that is precisely what has been found. In the North of the United
who owned it, and meddled constantly in each other's affairs. From States, more stable social organization (more traditional family
the year 1040 to 1745, every English monarch but three suffered a structures, more cohesive communities, and more religious adher-
Scottish invasion, or became an invader in his turn. (Fischer, 1989, p. ence) is associated with less violent behavior, less violent attitudes,
623) and less violent collective representations. In the South, the oppo-
site is true; that is, more social organization is associated with
This endemic instability created the warrior ethic, the clan system,
relatively more violent behavior, attitudes, and cultural represen-
a sense of "nescient fatalism," and an ideal of "natural liberty" and
tations. For example, if one examines honor-related homicides
freedom that derived from the "anarchic violence [that] had long
(i.e., those that occur in the context of arguments, brawls, and
been a condition of life" (pp. 697-702, 777) in the borderlands.
lovers' triangles), one finds that places with cohesive communities
Again, such continuities can be seen today in Appalachian culture,
at least with respect to violence (Nisbett & Cohen, 1996; however, and stable families have fewer honor-related homicides in the
see also Cohen & Nisbett, 1998). More generally, though, Fischer North, whereas such places actually have more honor-related ho-
and others have made the case for the persistence of borderland micides in the South (Cohen, 1998). Similarly, in the North, people
folkways, Puritan folkways, Cavalier folkways, and Quaker folk- who are closer with their families tend to hold less violent attitudes
ways in contemporary Appalachia, New England, Virginia, and the about honor-related matters, whereas in the South they tend to hold
Middle Atlantic region of the United States, respectively (Fischer, more proviolence attitudes about honor concerns (Cohen & Van-
1989; see also Gastil, 1971; McWhiney, 1988; Wirt, 1989, and dello, 1998a; Cohen, Vandello, & Rantilla, 1998; Ellison, 1991).
especially the work of political scientist Daniel Elazar, 1972, on A similar argument about the importance of initial cultural
political cultures in the United States). patterning was made by Monkonnen (1998) in discussing contem-
Many changes have occurred. In-migration and out-migration porary U.S. and English homicide rates. That is, Monkonnen
have greatly altered the composition of U.S. regions. However, argued that U.S. culture is more violent than English culture
many of the American regional differences begun in what Zelinsky because U.S. social and judicial norms crystallized at a more
(1973) called the period of "First Effective Settlement" (p. 120) violent time in the nation's history, compared with when English
have persisted. More generally, cultural geographers have noted norms crystallized. Unlike many countries, Monkonnen argued,
the incredible importance of the culture of a region at the time of "structure building" (p. 8) took place in the United States during a
its founding (Zelinsky, 1973, pp. 117-120). The groups that get relatively violent time in our past, and norms and institutions
there first have a disproportionate impact, and subsequent migrants crystallized around these early practices, persisting today.
to the area may be forced to accommodate to preexisting norms. Butterflies and tsetse flies. The examples above point to ways
Thus, cultures travel with people, but strong cultures during peri- in which large cultural differences in the initial stages still rever-
ods of initial settlement assimilate as well as accommodate new
berate today. However, the insight by dynamic systems theorists
cultures (Park, 1928; Sowell, 1981, 1996; see also Sherif & Sherif,
that there is a sensitive dependence on initial conditions goes much
1956, for a laboratory analogue of both these points about assim-
further than that. Dynamic systems theories argue that for some
ilation and accommodation).
systems, even tiny differences in the beginning of a process can
Original patterns and continuity through social organization.
ultimately have a massive impact. This is because interconnections
In our work on violence in the contemporary United States, (Co-
hen, 1998; Cohen, Vandello, & Rantilla, 1998; Nisbett & Cohen, and interactions can cause forces to reverberate, multiply, and
1996) we have argued for the importance of understanding initial trigger changes in ways that might not have been immediately
cultural patterns. Further, we have noted that consideration of apparent (C. Brown, 1995; Fischer, 1970, pp. 178-180; Henrich &
these early patterns can explain some counterintuitive and para- Boyd, 1998, p. 235; Sharp, 1987; Sunstein, 1998; Walt, 1998).
doxical findings that directly contradict traditional social science The butterfly effect is the name that chaos theorists have given
theorizing. to the notion that a butterfly flapping its wings on the Great Wall
It is a strong tenet of Western thought—from Hobbes (1651/ of China can cause a tornado in Texas (Gleick, 1987; Paulos,
1957) to Freud (1930/1961) to modern day social organization 1995). The study of culture has its own versions of a different
theorists (Courtwright, 1996)—that humans are naturally aggres- effect illustrating sensitive dependence on initial conditions, which
sive beings whose violent and antisocial impulses must be reined might be termed the "tsetse fly effect." More specifically, Triandis
in by social institutions. Thus, stable families, cohesive commu- (1994) argued, based on work done in Africa, that "living in an
nities, and religious adherence have been thought to be a necessary environment infested by tsetse flies has far reaching conse-
curb on people's (usually men's) aggressive tendencies. quences" (p. 23; in this case for gender roles, initiation rituals, and
However, if one takes seriously the idea that initial culture family structure):
matters tremendously, then it is not so clear that social organiza-
tion would lead to pacification. That is, if the initial culture of a Because the flies decimate the herds, it is difficult to keep cattle. With
region was violent and such violent norms crystallized during a no herds it is difficult for babies to obtain milk. As a result, mothers
culture's formative stage, then the socializing forces of family, feed their infants their own milk. [In cultures with low-protein diets,
community, and religion would probably serve to carry these a pregnancy during this nursing period could reduce the protein
CULTURAL VARIATION 459

content of the milk to dangerously low levels.2 And thus,] this results Choice, agency, and change in macroperspective. Historian
in a long postpartum sex taboo—women are not supposed to have sex David Hackett Fischer (1996) took this perspective seriously on
with their husbands for three years after giving birth. But, then, what the macroscale in The Great Wave, his sweeping view of world
will the men do? That makes polygyny functional! In turn, polygyny history since the 12th century. In this book, Fischer outlined a
results in children's sleeping in the same bed with their mothers until
model of autogenous change, emphasizing microlevel decisions
they are quite old. Male children thus become very attached to their
and processes to explain very macrolevel historical and cultural
mothers and so do not learn the male roles very well. To overcome
this, the cultures develop severe initiation ceremonies that separate the change:
"child" from the "adult" male. (p. 23)
It begins with an idea of a culture as a complex web of causal
Large differences in initial conditions may produce large differ- relationships which link material structures, cultural values, and in-
dividual actions. It also builds upon an idea of history as a sequence
ences further down the line. However, as in the example above, it
of contingencies, in the special sense of people making choices, and
is possible that small differences in the beginning (in this case, the
choices making a difference. Two vital elements in this approach are
presence of tsetse flies) can also produce dramatic effects later, ideas of contingency and choice, (p. 246)
through a long chain of reverberating causes and consequences.3
The process, however, is not a straightforward, predictable one,
Fischer's (1996) view of how price revolutions influence the
and thus it is crucial to consider the important issue of junctures
"rhythm of history" depends very much on both material circum-
and choice points.
stances and human agency. A simplified summary of the model
runs as follows: In periods of prosperity, optimism, and progress,
Choice Points and Junctures people's hopeful expectations lead to decisions that cause aggre-
gate demand to outstrip supply. Small inflationary pressures lead
Plausible pathways. Though some long chains of events are
to expectations of greater inflationary pressures, and these expec-
quite robust (see, e.g., Dawkins, 1996), long chains of causal
tations lead people to make decisions that produce further price
sequences are obviously far more fragile than shorter ones. In the
increases. Pessimism, imbalances, and inequalities cause social,
case above, the tsetse fly to sex role chain is one possible chain out
economic and political instabilities. And people further respond to
of many plausible ones. The process is not simple and inevitable,
these circumstances with behavior characteristic of people in a
and the connection between tsetse flies and sex roles could prob-
state of anomie (violence, substance abuse, crime, out-of-wedlock
ably be severed at one or many links.
births, family disintegration, etc.). Only when the crisis comes to
In the chain described above, the problems at each step along the
a head and people devise new solutions or make choices that ease
way admit to more than one possible solution or adaptation. Thus,
demand and restore stability does equilibrium slowly return
it becomes a matter of probability whether a given pathway—from
(Fischer, 1996).
any one particular environmental circumstance to any one partic-
Fischer's (1996) theory is
ular adaptational outcome—is chosen. For example, one could
imagine many factors that might disrupt the causal chain from
an historical idea, in [that] each stage contains within itself the seed of
tsetse flies to sex roles described above. That is, one can imagine the next, and the one after that. The causal sequence is not fixed and
cultures in which cattle cannot be kept but in which nursing is done rigid in its determinism. It develops as a chain of individual choices,
primarily by wet nurses instead of the natural mothers, removing and as a consequence its structure changes from one great wave to the
the need for the postpartum sex taboo (Kluckhohn, 1965, p. 171). next. (p. 251)
Further, in high-protein cultures, there may be no reason for long
postpartum sex taboos to exist. Also, there are several cultures that For a similar framework, see Tilly's (1995) account of political
try to avoid a second pregnancy by practicing coitus interruptus or revolutions as probabilistic and "path, time, and situation depen-
by using abortion as "an alternative to sexual abstinence" (Whit- dent" (p. 1605); Linton, 1936 (chapter 15); Sahlins, 1998 (pp.
ing, 1964, pp. 523, 534). 408-412).
In addition, questions about other plausible paths further in the Human agency is only part of this probabilistic chain. The
chain arise: Why would a postpartum sex taboo necessarily lead to vagaries of chance in the natural world play a role as well. In
polygyny? Again, plausible alternatives include abstinence, or if Fischer's (1996) description of the moment of greatest social
not that, then norms for, say, prostitution or polite hypocrisy, disorder, he wrote:
where men are discreet about "cheating" but otherwise remain
loyal to their wives (see Rauch, 1997, 1998, on the functionality of
2
the "Main Street rule" for polite hypocrisy in modern culture). Whiting (1964) argued that a long postpartum sex taboo for mothers
Also, even with customs of polygyny, why would father absence was one consequence of living in a culture with a low-protein diet, where
necessarily lead to children's sleeping with their mothers instead subsequent pregnancies could reduce the protein content of the mother's
of sleeping separately? And, even with father absence, why milk to critically low levels. Indeed, statements that pregnancies can
"spoil" the milk of nursing mothers are frequently given "native explana-
couldn't systems be set up so that children develop bonds with a
tions for extended postpartum sex taboos" (Whiting, 1964, p. 518).
surrogate father or with other men of the village? Through its 3
Diamond (1999) also argued that "the only factor that prevented horses
meaning-making power, culture can make any number of the from spreading beyond West Africa was Trypanosome disease borne by
above paths and choices sensible and plausible. There is more than tsetse flies" (p. 164). Again, at a very macro level, this can have far-
one possible cultural adaptation at each step along the way, and the reaching consequences as "the arrival of the domestic horse in West Africa
role of human choice, agency, or chance, as well as fit with transformed warfare there and turned the area into a set of kingdoms
existing cultural norms, is crucial. dependent on cavalry" (p. 164).
460 COHEN

Finally, a triggering event that might have caused a minor disturbance 76-77; see also Fairbank, Reischauer, & Craig, 1989, pp. 107-
in another era creates a major crisis. The trigger itself might be a 110, for a brief description of the Chinese "absorption of Bud-
change in the weather [affecting food production]—the heavy rains of dhism" relevant for "the mundane life of the individual" (p. 108);
the early fourteenth century, or the cold years of the eighteenth
see also Kitayama & Markus, 1999, pp. 271-273, on the selective
century, or drought in the twentieth century. It might be an epidemic
incorporation of some aspects of Buddhism into Japanese society;
or a war. It could be a malevolent monarch, or an incompetent
president, or an irresponsible demagogue, or a dictator driven by his
Kluckhohn, 1965, pp. 58-61). Thus, Huntington (1996a) argued
own malevolence. More often—and most dangerously—it is a com- that the world's cultures are fundamentally different for reasons
bination of disasters. Whatever they might be, these small events have that go far back in history, and, in a prediction yet to be confirmed
sweeping consequences. They disrupt a cultural system that is dan- or denied, he posited that they will remain so. Especially signifi-
gerously unstable, (p. 248; see also Boulding's, 1986, pp. 53-54, cant (both theoretically and practically) is his argument against the
strain-strength model of cultural change) popular thesis that modernization ("industrialization, urbanization,
increasing levels of literacy, education, wealth and social mobili-
In this context, the entire "Great Man" theory of history (in zation, and more complex and diversified occupational structures,"
which some chance combination of genetics and environment p. 68) inevitably leads to Westernization: "The West was the West
produces a human being whose actions change the world) becomes long before it was modern" (p. 69), and being Western is not the
a special case of more general probabilistic accounts just de- only way of being modern (Huntington, 1996a, p. 69). "In addition
scribed. As Tetlock (1998) noted, "there are endless games one can to Japan, Singapore, Taiwan, Saudi Arabia, and, to a lesser degree,
play with counterfactual history" (p. 163; e.g., "What if Hitler had Iran have become modern societies without becoming Western"
not been born?"), with some thought experiments being more (p. 77; see also Pagden, 1998, pp. 40-41; Wei-Ming, 2000;
productive than others (see also Fischer, 1970, pp. 172-186; Tet- Wilson, 1993, pp. 210-211; further see Patterson, 1999, pp. 61-63
lock & Belkin, 1996; Tilly, 1995). However, the usefulness of on how very different concepts of "freedom" have been adapted to
these counterfactuals is in serving as a reminder of the more local folkways and needs). As Sahlins (1998) argued, instead of
important general point: That is, paths to and from a social system dismissing "people's claims of cultural distinction (the so-called
at any point in time are not entirely predictable, and the process of invention of tradition)" (p. 399), "one may as truly speak of the
cultural change is one influenced by historical circumstances, inventiveness [italics added] of tradition" (p. 408) or the "indi-
probability, and human agency (Linton, 1936, pp. 267-270). genization of modernity" (p. 410). That is, the inventiveness of
tradition is shown in the way practices are often borrowed,
Borrowing and Assimilating changed, and modified to "renew and enrich the indigenous form
of life" (p. 411).
Given the importance of initial conditions and paths chosen or The simple notion of modernization leading to a convergence on
forsaken, two cultures may not converge even as their later envi- Westernization ignores the forces of history, the notion of multiple
ronments or material circumstances become more similar to each possible paths, and the genius of culture for assimilating new
other. Further, even to the extent that norms and institutions are forms to old ones, Huntington (1996a, 1996b) argued. Similar
transmitted from one culture to another, the resemblance between conditions (in this case, modernization) can be associated with a
them may prove to be only superficial. Arguing this point on a multiplicity of cultural forms.
grand scale, Huntington (1993, 1996a) described the way in which
the major civilizations of the world diverge, despite globalization
Processes Involved in Cultural Maintenance
and cultural transmission. Indeed, Huntington (1996a) argued that
divergence continues sometimes because of such cultural trans- Cultural persistence or cultural conservatism in the face of
mission and borrowing: sweeping material changes (such as modernization) highlights
again the way that very different cultures can be found in similar
Borrowing theory, as elaborated by Frobenius, Spengler, and Boze- ecological and economic environments. A very important area for
man among others, stresses the extent to which recipient civilizations
future research will be to help analyze the forces that create such
selectively borrow items from other civilizations and adapt, transform,
and assimilate them so as to strengthen and insure the survival of the
conservatism and help explain how culture is constantly being
core values or "paideuma" of their culture [italics added], (p. 76) re-created. Such an emphasis goes against much traditional social
science theorizing, which treats "inertia" as a satisfactory causal
Thus, Huntington (1996b) argued, explanation for persistence. However, the picture is probably far
more complicated. As Moore (1966) noted,
Most of the world's great civilizations . . . have existed for at least one
millennium and in some cases for several. These civilizations have a There is a widespread assumption in modern social science that social
demonstrated record of borrowing from other civilizations in ways continuity requires no explanation. Supposedly it is not problematical.
that enhance their own chances of survival. [For example,] China's Change is what requires explanation. The assumption of inertia, that
absorption of Buddhism from India, scholars agree, failed to produce cultural and social continuity do not require explanation, obliterates
the "Indianization" of China; it instead caused the Sinification of the fact that both have to be recreated anew in each generation, often
Buddhism. The Chinese adapted Buddhism to their purposes and with great pain and suffering, (pp. 485-486)
needs, (p. 36)
Psychological explanations for cultural conservatism are likely
Early Muslim Arabs made use of their "Hellenic inheritance" to involve issues potentially both of content (ideas) and, some
and early Japanese culture borrowed and assimilated aspects of argue, process (cognitive tools). In terms of content, scholars such
early Chinese culture in similar fashions (Huntington, 1996a, pp. as Weber have placed ideas at the forefront of analysis and have,
CULTURAL VARIATION 461

for example, described the way Calvinist asceticism and notions of Nisbett et al. (2001) argued that the resulting cognitive styles—
a calling—as well as earlier individualistic, universalistic ideas broadly emphasizing either analytic tendencies or holism—may
embodied in Christianity—gave rise to capitalism, which itself then reinforce the social syndromes of independence, legalism, and
may perpetuate some form of rationalism, at least in the West rationalism (in the West) or those of interdependence, compro-
(Bendix, 1962, pp. 70-79; Weber, 1958; Wilson, 1993, p. 210). mise, and relational focus (in the East) that gave rise to the
Kitayama and Markus (1999) also argued for the importance of thinking styles in the first place (see also Bendix, 1962, pp. 68-69,
ideas and models of the self in selecting for cultural practices and 385-416). For example, an emphasis on confrontation versus
meanings that "afford" various "psychological processes and compromise may be reinforced by Western beliefs in a single right
structures" (p. 255), including self-enhancement in the West and answer versus Eastern beliefs in multiple truths and that contra-
self-criticism in Japan (see also Heine et al., 1999, and Kitayama, diction is natural (Peng & Nisbett, 1999; see also Schimmack,
Markus, Matsumoto, & Norasakkunkit, 1997, for a description of Oishi, & Diener, 2000). Or the Western emphasis on the person
some of these practices, affordances, and processes). Such "psy- versus the situation may be reinforced by the Western tendency to
chological processes and structures become instrumental in repro- focus on the central actor or object versus the Eastern tendency to
ducing and reconstituting the cultural practices, meanings, and focus on the field of forces (Ji, Peng, & Nisbett, 2000; Norenzayan
social situations from which they have been originally derived" & Nisbett, 2000).
(Kitayama & Markus, 1999, p. 257). The feedback from these Quoting Resnick (1994, pp. 476-477), Nisbett et al. (2001)
psychological processes is likely to reinforce current cultural mod- proposed that "the tools of thought. .. embody a culture's intel-
els. Change in such models will occur, but Kitayama and Markus lectual history. . . . Tools have theories built into them, and users
argued that such change accept these theories—albeit unknowingly—when they use these
tools (p. 306)." The feedback loop between thinking styles (which
may well be gradual and partial. For one thing, core cultural repre- embody theories and models of the social world) and the theories
sentations are only infrequently contested as focal issues of public and models themselves is such that within a given intracultural
debate. For another, they may still be consistent with a large number niche the cognitive styles, belief systems, and social practices
of other existing cultural practices and meanings (p. 258) support one another (Nisbett et al., 2001).
Also consistent with this, Kitayama and Markus (1999, pp.
in the intracultural niche (relevant to the first point, see also 261-263) noted that processes such as cognitive dissonance
Kahan, in press; Kuran, 1995a; Lessig, 1998; Sunstein, 1995; (which seem far less prevalent in the East, according to Heine &
Triandis, 1996; and relevant to the second, see also Linton, 1936, Lehman, 1997; Heine et al., 1999) help reinforce the notion of a
chapter 16; Triandis, 1996). (For another interesting analysis of the self that is stable, is autonomous, and acts in accord with its own
way Western models of the "rational," self-interested individual desires. That is, by dissonance and self-perception processes'
can drive people's expectations about others, can influence expla- bringing attitudes in line with behavior, they reconfirm and rein-
nations they give for their own actions, and can ultimately become force a (content) model of persons as independent, consistent, and
self-fulfilling by producing such self-interested behavior, see D. acting in accord with internal dispositions. (See also Cialdini,
Miller, 1999, and D. Miller & Ratner, 1998; see also Schwartz, Wosinska, Barrett, Butner, & Gornik-Durose, 1999, on consis-
1997, on "idea technology".) tency principles in a U.S. and a Polish sample.) Similarly, Cohen
Beyond (or rather interacting with) issues of "content," Nisbett, and Gunz (in press) discussed how differences in individual phe-
Peng, Choi, and Norenzayan (2001) recently argued that thinking nomenological experiences of self may reinforce, and be rein-
styles or the cognitive tools and processes humans use also can be forced by, differences in Eastern and Western ideologies about the
important in preserving cultural patterns. They argued that early individual and the group. Specifically, it was shown that Eastern-
on, ecological and economic factors such as the development of ers exhibited a greater tendency than Westerners to cognitively
large-scale agriculture in China meant that "substantial coopera- take an "outsider's" perspective on the self (in their memories and
tion with neighbors was necessary to carry out economic activities in their emotional perceptions). Such differences in cognition and
in an effective way" (p. 303). In contrast, ancient Greek societies, phenomenology at the microlevel probably help sustain a tighter,
based on herding and fishing, had fewer constraints, with far less more collectivistic culture and ideology in the East at the mac-
need for maintaining harmony. These social ways of life, they rolevel. The phenomenological experience of taking an outsider's
argued, had implications for the "metaphysical beliefs" and "tacit perspective on the self probably reinforces cultural ideas about the
epistemologies" (p. 293) of the two cultures, affecting the tenden- self as embedded in a larger group context where "face" and the
cies of early Chinese and Greeks to focus either on the field versus opinions of watchful others are of great importance. More gener-
the object; on relationships versus on categories and rules; on ally, issues of both cognitive content and process—and their in-
"dialectics," compromise, and "the Middle Way" (p. 295) versus tertwining—must be considered in future research that examines
formal logic; on the continuity versus on the discreteness of the mechanisms by which cultural systems are actively re-created.
objects in the world; and generally, on holism versus on analysis
in cognition (Peng & Nisbett, 1999; see also Choi & Nisbett, 2000;
Part 3: Regularities and Constraints
J. Miller, 1984). Consistent with the work of Witkin, for example,
Nisbett et al. argued that the relative field dependence of Eastern- Given what has just been said about the diversity of cultures that
ers compared with Westerners on cognitive tasks could result from come from different environments (in the first part of the article)
Easterners' habitually attending to the social environment and and even from similar environments (in the second part of the
from the greater need in collectivistic cultures to pay attention to article), why aren't the world's cultures even more irregular than
others and to relationships. they are? There are a number of plausible answers to this that can
462 COHEN

be given at different levels of analysis. Three of these factors have 1989, p. 507; see also Smith's, 1759/1976, projections onto the
to do with the properties of systems (path convergence), optimal- "impartial spectator" [p. 110]). The result is that they may end up
ity, and evolutionarity constraints on the human animal. acting contrary to their private beliefs and in concordance with
bellicose norms that they erroneously believe hold sway (Cohen et
Path Convergence al., 1999).
Such an analysis sheds light on why examination of public
Just as there may be more than one plausible path from a point, behavior and public representations regarding violence can pro-
there may be more than one plausible path to a point. For example, duce big North-South differences in the United States, whereas
economists and legal theorists have worked on this problem with examinations of private attitudes produce much smaller effects
respect to the issue of norms, and again considerations of mutual (Cohen, 1996, 1998; Cohen et al., 1996; Cohen & Nisbett, 1994,
interdependence can become focal. Cultures may have very similar 1997; Cohen & Vandello, 1998a, 1998b; see also Cohen, 1997;
features, deriving from vastly different underlying causes. Peng, Nisbett, & Wong, 1997). Male-on-male aggressiveness
Behavior from prescriptive and descriptive norms. Patterns of norms and behaviors may be prominent in a given culture not
behavior can be driven by either descriptive norms (describing because people believe them any longer but because people think
what "is" modal) or prescriptive (internalized, "ought") norms that others still believe them. Two cultures (or a given culture at
(Kelman, 1958; McAdams, 1997; cf. Cialdini, Kallgren, & Reno, Time 1 and Time 2) may have the same surface manifestation,
1991, on injunctive, descriptive, and personal norms). With respect even as the underlying dynamics driving overt behaviors are quite
to this issue, scholars such as Schelling (1978), Kahan (1997), different (Vandello & Cohen, in press).
Kuran (1995a, 1995b), and others have pointed out that a norm Sociologist Elijah Anderson (1994) and legal theorist Dan Ka-
may hold sway in a culture either because (a) a large proportion of han (1997, 1998) have provided a similar, though not identical,
people (pi) believe in the norm and some small proportion of analysis of inner-city culture. They have argued that the vast
people (p2) go along with it because they (correctly) think others majority of people in the inner city (the "decents" [p. 82], in E.
believe in it or (b) a small proportion of people (p3) believe in the Anderson's terms) do not hold to violent norms, yet they are forced
norm and a very large proportion of people (p4) go along with it to play by the code of honor laid down by a small minority of
because they (incorrectly) think others believe in it. Thus, to put inner-city residents (the "streets" [p. 82], in E. Anderson's terms).
the argument simply, social norms can arise both when people are The result is that many decents end up looking like streets in their
deeply committed to a norm and when people merely think that public behavior:
others are deeply committed and act accordingly.
D. Miller and Prentice (1994; Prentice & Miller, 1996) argued When a person ventures outside, he must adopt the code—a kind of
that this is another one of the reasons for conservative lag or the shield, really—to prevent others from "messing with" him. In these
circumstances, it is easy for people to think they are being tried or
stability of cultural norms across time. Cultural norms at Time 1
tested by others even when this is not the case. (E. Anderson, 1994,
may be a certain way because of people's underlying attitudes, and pp. 89-90)
these norms may persist at Time 2 merely because of mispercep-
tions. People may believe the norms still have widespread support, The "rules of the street" may not be privately believed by most
even though many or even a majority privately reject them. In the people, but that may not make the public norms any less real—
United States, segregationist norms persisted even after White either because one fears the shame of others or because one fears
attitudes had changed partly because their potential attacks. Honor cultures in particular may come into
existence or may survive either (a) because enough individuals
Whites believed that changes in their own thinking were not shared by
believe in the code or (b) simply because enough individuals
other Whites. Mistakenly assuming that the majority of their White
peers continued to support segregation, they acquiesced in the status
believe that enough other individuals believe in the code (see
quo despite no longer privately supporting it (Fields & Schuman, Colson, 1975; Gladwell, 1996, 2000; Milgram, 1992, pp. 17-18;
1976). (D. Miller & Prentice, 1994, p. 543) Wilson & Kelling, 1982).
Payoffs. In the examples above, it was argued that a person
In our own work on violence norms, we have found suggestions may behave violently because he fears violence from others if
of this same sort of conservative lag operating among southerners, perceived as a wimp. As Daly and Wilson (1988) noted, "violence
at least for some parts of the population in some classes of may breed more violence . . . simply by raising the perceived risks
situations. Southern college students who are insulted believe that of nonviolence. A rational man in a violent milieu will be quicker
others will think less of them for failing to respond to an insult; on the trigger than the same man in a more pacific setting" (p.
however, there is no evidence that others watching this situation 286).
actually do (Cohen, Nisbett, Bowdle, & Schwartz, 1996; Vandello Thus, in this and other mixed-motive interactions between two
& Cohen, 2000). Further, southern college students are no more rational competitors, the payoffs may be structured such that
likely than their northern counterparts to encourage people in a undesirable outcomes (such as violence) become likely. This sit-
conflict to be aggressive. Yet, southerners from this same popu- uation, however, may be just a special case of the more general
lation see others in this situation and are more likely than north- limited goods problem. Of importance, this more general problem
erners to project aggressive intentions onto them, particularly involves limited goods and payoff structures that create certain
when the situation is ambiguous (Cohen & Vandello, in press; inevitable states of equilibrium for a system—regardless of peo-
Vandello & Cohen, 2000). Thus, even when these southern college ple's underlying attitudes or dispositions. In terms of the issue of
students don't endorse aggression themselves, they project it onto path convergence, different cultures—with different underlying
the "generalized other" (Cooley, 1902; Mead, 1934; Triandis, distributions of attitudes—may arrive at the same equilibrium
CULTURAL VARIATION 463

point, simply because of the payoff structures that are inherent in Evolutionary Constraints
the problems they face.
Legal theorist Robert Cooler (1997) provided an excellent ex- There are also constraints on systems arising because of the
ample of this for social systems that face a variety of limited goods constrainls on the human animal. Human beings are not blank
slates on which any cullural form can be wrilten, and ideas about
dilemmas. Cooler argued thai somelimes, even if more people
culture musl lake ihis into account (see Barkow, Cosmides, &
internalize a norm for altruism, honesty, cooperalion, or playing by
Tooby, 1992; D. E. Brown, 1991; Cosmides & Tooby, 1989;
the rules, il may do liltle to change social behavior in the aggregate
Rozin, 1982, 1998; Tooby & Cosmides, 1989; Sperber, 1990, p.
because (a) mere can be real costs or benefits to cheating versus
37; Wilson, 1993).
following norms and (b) Ihere are "adventitious" actors whose
As Barkow (1989) argued, drawing on the work of Cosmides
decision aboul whether to cheat or follow the norms depends on
and Tooby (1989),
Ihese payoffs.
It is often not possible or feasible to monitor and enforce every our "obvious" rules underlying exchange and reciprocity are not
single transaclion, so systems often persist at a level where some inevitable—they are products of natural selection, and ultimately they
cheating or norm breaking occurs. In this case, cheaters will are related to inclusive fitness. Other logical grammars of social
sometimes gel more than their fair share. However, there will not exchange are certainly possible, but only this one exists, because its
be so much cheating lhal ihe system collapses, lhal enforcemenl rules in effect constitute something like an evolutionarily stable strat-
egy in that, in the long term, they maximize the inclusive fitness of
increases, or lhat the norm changes for mosl people. In Cooler's
each participant, (p. 3)
(1997) slylized example,
In some ways culture is kepi metaphorically on a "genetic leash"
Assume that 60 agents commit to cooperation whereas the remain-
(Lumsden & Wilson, 1983) and is not free to wander haphazardly:
ing 40 cooperate adventitiously or appropriate [cheat], depending on
which behavior earns a higher payoff. Assume that the payoff for A few cognitive traits are so superior . . . so as to be highly developed
cooperating equals the payoff for appropriating when 80 agents co- in everyone.. . . People invent words at a prodigious rate to label
operate and 20 agents appropriate. Thus, an equilibrium is reached in sights and sounds (but not odors). With near unanimity they enjoy
which 60 agents cooperate from commitment, 20 agents cooperate sugar, avoid excrement, and marry outsiders, (p. 148)
adventitiously, and 20 agents appropriate. Now assume that one of the
appropriators "gets religion," internalizes the norm, and starts coop- Lumsden and Wilson argued thai
erating. The system is now in disequilibrium with 81 cooperators
and 19 appropriators. [Thus, the marginal payoff for cheating be- gene-culture coevolution . . . is nicely illustrated in elementary form
comes slightly higher.] Equilibrium is restored when one of the by the case of incest. . .. The [rules] that turn the mind away from
adventitious cooperators changes strategy and starts appropriating. In incest lead also to cultural patterns that reinforce the rules—taboos
the new equilibrium, the aggregate levels of cooperation remain 80 and frightening mythological stories. The coevolutionary process is
and 20 respectively. Only the identity of one cooperator and one set in motion: persons who conform to the aversion and taboos leave
appropriator has changed, (p. 961) more healthy offspring; the genes underwriting the avoidance of
incest remain at a high level in the population; and the predisposition
is sustained, (p. 119; see also Lopreato, 1984, pp. 314-321)
Obviously, more than one person can "convert" wilh no change
in ihe system because, in Cooler's (1997) example, for every
Growing out of evolved human capacities for language, social-
cheater who gets religion, Ihere is an adventitious agenl who will ity, survival, and so on, universal cultural syndromes should thus
lake his or her place. The equilibrium can remain Ihe same, even be most likely to be found in response to such common human
Ihough al least one or more of the people have become true adaptive problems as getting along in groups (reciprocity norms
believers. In fact, in the example above, up to 20 people can get and elementary modes of sociality; Fiske, 1992), avoiding con-
religion and be replaced by adventitious actors wilhoul producing lamination (some disgust norms), producing healthy offspring
any change in ihe surface manifestation of the system (80 people (incest taboos), and raising one's young to maturily (parental love
behaving cooperatively and 20 people cheating). and inveslmenl), for example. With respect to ihe incesl taboos,
Cooler (in press) used ihis example lo illustrate ihe "ineffec- again, Lumsden and Wilson (1983) speculated lhal
tiveness of self-restraint" (p. 18) or the ineffectiveness of working
solely on shaping internal alliludes and dispositions. The more even if a society could somehow begin anew with brother-sister incest
general point is that two social systems with very differenl under- as the norm, it would probably develop a cultural antagonism toward
lying dynamics of values and beliefs can end up looking quite the practice in a generation or two. Eventually, the society would
incorporate taboos in the form of rituals and mythic stories to justify
phenotypically similar. This may be due partly to ihe effecls of
and reinforce the aversion. . . . The genetic leash pulls the culture back
expectations and repulational concerns as discussed in the previous into line. (pp. 64-65)
section (Kuran, 1995b; D. Miller & Prentice, 1994; Posner, 1996;
Vandello & Cohen, in press). Or il may be partly due to the However, in many cases, the leash from genes to cullure may be
inherent payoff structures for either following norms or cheating in quite a long one, particularly because many important belief sys-
given social dilemmas (Cooler, 1997, in press). (For parallel ex- tems are likely to be "immune to any objective evaluation" and
amples of ihe way a certain amount of "cheating" may be endemic only "weakly affected by evolved predispositions" (Richerson &
in some biological systems due to inherent payoff siruclures, see Boyd, 1989, pp. 197-198, 202). Richerson and Boyd (1989, pp.
also work described in Dawkins, 1989, pp. 248-252; Tinbergen, 198-204) offered religious beliefs as one such example of a
1974, pp. 134-137; Zahavi & Zahavi, 1997, pp. 9-10, 185-195). profoundly influential system lhal is immune lo facl checking and
464 COHEN

is without clearly fitness-damning consequences.4 Nevertheless, in Part 4: Implications for the Study of Culture
considering the possibilities, it is essential to consider the leash—
and the possibility of the mutual leashing of culture and genes—as In closing, the foregoing has some implications for how culture
one examines genetic and cultural coevolution (Durham, 1991; might be studied by psychologists as the field continues to ad-
Fiske, 2000, pp. 82-92; Flinn et al., 1994; Maynard Smith, 1988, vance. The research and theorizing described above has implica-
chapters 8, 14; Richerson & Boyd, 1989; Rozin, 1982, p. 242; tions for how predictable one might expect relations to be between
Rozin, 1998, pp. 122-123). environmental, ecological, or economic circumstances on the one
hand and cultural forms on the other. It has implications for the
way one might combine both a meaning perspective and an equi-
Optimal Solutions: Culture's Hexagons
librium perspective in studying culture. It has implications for
Regularities also appear in the world because the world has its examining the clusterings of cultural traits as a function of the
own constraints and there are optimal solutions that are indepen- niches in which they emerge. And it has implications for potential
dently developed in many different systems (Dawkins, 1996). future directions of research in areas such as the mechanisms of
Citing D. W. Thompson (1942), Gould (1980) argued that some cultural stability, diffusion, and re-creation.
"abstract forms are optimal solutions to common problems. They To the extent that one can predict cultural features from current
are evolved repeatedly in disparate groups because they are the environmental circumstances alone, discussions of other sorts of
best, often the only, path to adaptation" (p. 41). In the physical causal processes may be irrelevant. However, (a) to the extent that
world, repeating hexagons appear often in nature. Why? Because cultural features derive only from more distant environmental
conditions, one needs to examine the more social mechanisms of
triangles, parallelograms, and hexagons are the only plane figures that cultural perpetuation or the cultural re-creation processes that
fill space completely without leaving holes. Hexagons are often fa- Moore (1966) noted, and further (b) to the extent that either past or
vored because they approximate a circle and maximize area within
current environmental conditions are causally important but can
relative to the supporting walls (minimum construction for greatest
storage of honey, for example), (p. 41) lead to a variety of adaptive cultural traits, one needs to consider
carefully the issues of mutual interdependence, multiple equilib-
Similarly, some cultural adaptations will be like hexagons, in riums, and factors relevant to various types of cultural niches.
that they are found repeatedly because they are optimal human- Implications of these notions for how researchers conduct cross-
made solutions to common adaptive problems. Dennett (1995) cultural research and think about such issues as we move forward
argued that "if a trick is that good, then it will be routinely are described below.
rediscovered by every culture, without need of either genetic
descent or cultural transmission of the particulars" (p. 487). And
he proposed this simple thought experiment:
4
Indeed, to the extent that religion encourages reciprocal altruism, it
Imagine creating a roomful of roughly rational robots (smart, but with may be fitness enhancing (Richerson & Boyd, 1989). See also Irons (in
no genetic ancestry at all) and [ask] yourself if they would soon settle press) and Wright (2000a, pp. 87-92) on the potential benefits of an
into the behavior in question. . . . If so, it is not so surprising that "irrational" commitment to religion, as well as Nesse (2000) and Frank
human beings everywhere do it, too, and it probably has nothing to do (1988) more generally for the ultimate fitness advantages of seemingly
with their primate heritage, their mammalian heritage, even their irrational commitments and beliefs.
vertebrate heritage. (Dennett, 1995, p. 487) 5
Of course, this is also not to say that a solution must be optimal for it
to spread. Dawkins (1989) proposed the concept of a meme—a unit of
Dennett offered territoriality as one such example. There may be culture that would cover concepts as wide as an idea, a way of doing things,
an innate predisposition toward territoriality. But Dennett argued a proverb, an image, or even an infectious advertising jingle. And clearly
territoriality is also a "Good Trick." A territorial strategy "makes suboptimal or even harmful memes have spread (Mackay, 1841/1995).
Sperber (1985, 1990) has argued that there is a need to develop a model (or
so much sense in so many human arrangements. It is, if not a
more probably, multiple models) in creating an "epidemiology of beliefs"
forced move, close to it" (p. 487). (See also Dawkins, 1989,
(p. 25). Thus, the spread of different sorts of beliefs and representations
chapter 5; Maynard Smith, 1982, on the logic and stability of a probably depends on many different and potentially interacting factors,
territorial strategy; Sulloway, 1998.) including the nature and inherent attractiveness of the representation, the
The argument is that these optimal solutions will be indepen- hegemony or the credibility of the source of the meme, the susceptibility of
dently invented the world over. This is without transmission across a population to a particular type of representation, the "copying fidelity"
cultures. If one does allow for transmission across societies, these (Dawkins, 1989, p. 17) of particular memes, and the possibility of "mu-
optimal solutions should become even more common as the best tually coadapted meme complexes" (or memes traveling together as a
adaptations are adopted under a "truth wins" decision scheme in package; Dawkins, 1989, p. 199; Barber, 1995; Bartlett, 1950; Cavalli-
various cultures (Burnstein & Vinokur, 1977; Laughlin & Ellis, Sforza & Cavalli-Sforza, 1995, chapter 8; Cohen & Nisbett, 1997, Study 2;
Hatfield & Rapson, 1996 [cf. Dion & Dion, 1993; Levine, Sato, Hashi-
1980; Linton, 1936, chapter 16; Watts & Strogatz, 1998) or as
moto, & Verma, 1995]; C. Heath, Bell, & Sternberg, 2000; Kluckhohn,
conformist transmission increases the chance that adaptive solu- 1965, pp. 42-73; Linton, 1936, pp. 264-267; McGuire, 1964; Morris &
tions will be found (Boyd & Richerson, 1985; Henrich & Boyd, Peng, 1994, Study 2; Rozin, 1999; Sowell, 1996, pp. 47-48; Sperber, 1990,
1998). Optimal solutions are not always adopted (Edgerton, 2000), 1996, chapter 5). Sorting out the various contributions and interactions of
but in the long run, they probably stand a better chance than those these factors as well as those discussed at length previously is likely to be
that are less efficient (Diamond, 1999; Wright, 2000a, 2000b).5 an important area of future research on cultural spread.
CULTURAL VARIATION 465

Predictability 1980, p. 213; Triandis, 1995, p. 46; see also Vandello & Cohen,
1999, pp. 286-289). However, despite this tendency, all four
Examining culture as a functional response to the environment, resulting combinations of these traits—even the unlikely ones,
ecology, and economy must be the starting point. However, as the horizontal collectivist and vertical individualist—can be integrated
preceding discussion might indicate, understanding adaptations to form meaningful, coherent wholes. Specifically, these combi-
solely in terms of a linear, X causes Y relationship will probably nations map well onto Fiske's (1992) four elementary modes of
not take researchers fully to where we want to go. Correlations sociality: communal sharing (horizontal and collectivist), equality
between our independent environmental variables and our depen- matching (horizontal and individualist), authority ranking (vertical
dent cultural variables are likely to be attenuated for at least three and collectivist), and market pricing (vertical and individualist; see
reasons. First, new adaptations are grafted onto existing ones, not Fiske, 1990, 1992; Triandis, 1995, 1996, for other mappings).
generated from scratch, in response to current environmental cir- Through its integrative, meaning-making power, culture turns
cumstances. Second, similar environmental conditions can often these possible combinations into plausible combinations. More
lead to very different cultural outcomes because of mutual inter- generally, culture makes the possible into the plausible. As
dependence among actors, the possibility of multiple equilibriums, Shweder (1993) put it, very different possible "sensibilities" can
sensitive dependence on initial conditions, choice points and junc- become meaningful, because "there is more than one cultural logic
tures, and probabilistic chains of causal events. And, third, range is out of which to fashion a way of life" (p. 305). Describing this
restricted on the dependent variable side because (a) there is often cultural coherence and noting the way that various meaning sys-
path convergence, (b) culture is constrained in the possible forms tems may map onto various social equilibriums is one part of what
it can take, and (c) optimal solutions are often independently psychologists can contribute to the study of culture.
discovered or transmitted across cultures. For all these reasons,
simple, linear X (environment) causes Y (culture) accounts are
likely to be imperfect.
Implication for Study
Areas of research: Processes of stability and change. A major
Coherence implication is that, as researchers, we need to study cultures as
systems. We need to study the way they cohere and have meaning.
Given what has been described above, predicting cultural adap- We need to understand the way they change over time, and we
tations from environmental circumstances is likely to be a complex need to look at the process of how cultural forms emerge, persist,
task. However, just because cultural systems lack perfect predict- and evolve. More specifically, we need to understand the crucial
ability, this does not imply they lack coherence or sense. Indeed, roles that history, chance, initial conditions, choice points, and
an implicit theme of this article has been the way that multiple mutual interdependence play in shaping a culture. And we need to
stable equilibriums (described by game theorists, economists, and understand the constraints that human animals and the world place
the like) map onto multiple coherent meaning systems (described on such systems. In essence, the goal is to understand the forces
by anthropologists and cultural psychologists). The genius of cul- and processes that bring systems to one equilibrium point or to
ture is the way it can make meaning and sense in radically different another and understand the way that culture gives sense and
worlds. (As Shweder, 1993, described it from a "postmodern coherence to very different equilibrium points.
humanistic perspective," different cultural sensibilities can be As the examples illustrating the principles of mutual interde-
"thought of as multiple equilibria states, as coequal even if diver- pendence and sensitive dependence on initial conditions have
gent forms," p. 297.) highlighted, small "causes" can have big effects. Yet, at the same
Again, in our own work on violence, we have seen the impor- time, one also is in awe of the tenacious stability of some cultural
tance of bringing together an equilibrium perspective and a mean- forms and their ability to regenerate themselves in a robust number
ing perspective. Tit-for-tat systems in which politeness and the of circumstances. Clearly, one of the most intriguing areas of
threat of violence go together make perfect sense (Cohen & future research can concern (a) what types of cultural syndromes
Vandello, 1998b; Colson, 1975). And opposite worlds—all defect are subject to rapid change and what types are particularly tena-
systems where violence and everyday belligerence go hand-in- cious, (b) when and in which contexts they are remarkably stable
hand—are also perfectly coherent (E. Anderson, 1994). More than or tenuous, and (c) what the most important mechanisms are in
being equilibrium states, these arrangements are also stable and producing change or stability, assimilation or accommodation,
meaningful cultural systems that make sense to people in them— diffusion or extinction. As Moore (1966) argued, culture is con-
even if they are not understood by people from other systems stantly being re-created. But whether and how it is being re-
whose norms have crystallized around a different equilibrium created, in line with existing arrangements or in potential opposi-
point (Cohen et al., 1999). tion to them, is the relevant issue.
Further, the power of culture to make meaning gives it a The anthropologist Ralph Linton (1936, chapter 16) distin-
tremendous integrating capacity, so that many possible arrange- guished between a culture's integrated stable core of universals
ments of cultural "traits" become plausible and coherent. Trian- and specialties (ideas and habits shared in common by all members
dis's (1994, 1995, 1996) work provides an excellent example of of a culture or by all members of a social category within a culture)
this. He has shown that cultures can be described as collectivist or and the culture's more fluid collection of alternatives at the pe-
individualist and also as horizontal (egalitarian) or vertical (hier- riphery (shared by many people but not common to all or to any
archical). There is a tendency for collectivism and verticality to go particular category). This distinction can be quite useful in think-
together (the cross-national correlation between Hofstede's mea- ing about where one might expect to find cultural stability versus
sures of power distance and individualism was —.67; Hofstede, change. However, the boundaries between these categories are, of
466 COHEN

course, permeable, and it is not always clear what one should call Triandis (1996) and Fiske (1990) have described the meaningful
the "core" values and practices (given the inventiveness of tradi- cultural forms that arise when individualist or collectivist, hori-
tion and the ability to assimilate new forms to deeper levels of zontal or vertical cultural features combine with each other. And
meaning; Huntington, 1996a; Linton, 1936; Sahlins, 1998). A our own work on violence in the U.S. South has explored the way
promising area of research, then, would not just examine cultural that norms for politeness and norms for violence can mutually
traits in isolation but would also look at the way they interconnect, reinforce each other in a cultural system. Norms for violence can
examine the density and depth of the relations between cultural potentially lead to and sustain enhanced norms for courtesy and
traits, and analyze how they are affected (or unaffected) by change politeness as people are polite to avoid the enmity of others
in various parts of the social system and material world (see also (Colson, 1975). And in return, southern norms for politeness can
Kluckhohn, 1965, pp. 38-39). also potentially sustain high levels of violence because these
Cultural traits in physical, social, intracultural, and intercul- politeness norms (a) can make insults or affronts all the more
tural niches. Following from these points, a promising strategy offensive when received and (b) can sometimes prevent people
to guide analysis and hypothesis generation is to consider cultural from directly and frankly working out their interpersonal difficul-
traits within both local and global sets of niches. Implicit in this ties before a conflict explodes (Cohen et al., 1996; Cohen et al.,
article have been four levels of niche adaptation: adaptation to the 1999; Schelling, 1966). Thus, both the norms for civility and for
physical niche, the social niche, the intracultural niche, and inter- honor-related aggression help sustain each other within this par-
cultural niche. At a basic level, a niche for cultural traits is created ticular cultural setting (see Cohen et al., 1999; Cohen & Vandello,
by the physical environment. Environmental circumstances and in press, for more details and discussion). More generally, the
human evolutionary constraints guide humans in finding solutions point is that attention must be paid to the way various syndromes
to basic evolutionary problems that must be solved (survival, within a culture support and reinforce each other.
living in social groups, reproduction, etc.). Again, important work There are considerations that also must be given to intercultural
has been done describing the physical niches leading to certain niches. Cultural traits need to survive in a world in which cultures
types of cultural development, and as Kluckhohn (1965, pp. 65- come into frequent contact either through exposure to each other,
70) hypothesized, the more extreme these environmental condi- invasion, or migration. The perpetuation of cultural traits and
tions are, the more influence they are likely to have in shaping larger cultural patterns depends, then, in large part on the extent to
culture. which strong, cohesive cultures either resist outright changes to the
The niche that is created by the physical environment is one cultural pattern or are able to borrow, selectively incorporate, and
guiding the selection of cultural traits, but so is the niche created assimilate newer cultural traits to existing and more traditional
by the social environment. A defining element of human beings' patterns of meaning (Huntington, 1996b; Kluckhohn, 1965; Lin-
nature is that we live in social environments and must operate in a ton, 1937; Sahlins, 1998). China, which has had a "culturally
world that we and others create together. A recurrent theme unified population for a longer continuous period than any other
throughout this article has been the way in which such mutual civilization of the world" (Linton, 1958, p. 210) provides a striking
interdependence leads to multiple possible equilibriums. As de- example. In terms of its resistance to cultural (if not physical)
scribed in the article, game theoretic principles are potentially invasion, Linton (1958) argued that over the centuries,
quite useful here in considering the equilibriums that can arise as
people act in an environment based on how they think others will the Chinese have been conquered and ruled by several foreign dynas-
ties, but have always managed to impose their own culture on their
behave, while those others are themselves making guesses about
barbarian conquerors and eventually to absorb them and re-establish
how best they should behave in the social environment. The norms
their own line. . . . The conqueror who established himself over this
of a society and these potential equilibrium points often mutually huge, culturally united, civilized population inevitably found himself
reinforce each other: Cultural meaning systems spring up to give swamped, acculturated, and ultimately absorbed, (p. 230, see also
coherence and "sense" to different equilibrium points; also current chapter 9 generally; Fairbank et al., 1989, chapter 7)
meaning systems, values, and expectations themselves guide
which equilibrium points will become likely solutions to the In terms of its ability to borrow and absorb ideas, Huntington
problems. (1996a) has argued, Chinese culture has been able to assimilate
The above point leads to considerations of the intracultural elements from other regions (e.g., Buddhism) and use these as
niche that cultural traits inhabit. Any given cultural trait has to fit support for distinctive modes of Chinese thought (see also Fair-
in, or at least be able to survive, in a niche of other cultural traits. bank et al., 1989, pp. 107-110).
Here it is especially important to consider the ways in which The existence of these four types of niches implies, again, that
cultural traits connect to and reinforce one another. The notion of linear patterns between environments and cultural traits and be-
mutually reinforcing sets of cultural traits that form meaningful tween one trait and another may be a starting point. However, in
wholes is important as we consider what traits will survive and thinking about cultural traits as existing in social, intracultural, and
perpetuate themselves in a cultural system. As examples, Nisbett, intercultural niches, we should also be looking at the way data
Peng, Choi, and Norenzayan (2001) have shown the way that cluster together. Through humans' social nature, our mutual inter-
interdependencies in social relations and interdependency or ho- dependence leads to multiple possible equilibriums. These equi-
lism in thought processes mutually reinforce each other. Heine, librium solutions take place within a context of other cultural
Lehman, Markus, and Kitayama (1999) have described the way forms. Current cultural practices and meanings guide the selection
tight cultural norms that require one to live up to group standards of newer cultural forms, and they are in turn guided by them as
are connected with habits of self-criticism, an ethic of self- culture re-creates itself. And within an intercultural context, social
improvement, and ideologies of a malleable self in the East. practices spread, change, or may be assimilated. Clustering of
CULTURAL VARIATION 467

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