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400–410 (2012)
DOI: 10.1556/APhysiol.99.2012.4.4
The purpose of this study was to investigate the potential mechanisms behind the blood flow restriction (BFR)
stimulus in the absence of exercise. Nine participants completed a 10 minute time control and then a BFR protocol.
The protocol was five, 5-minute bouts of inflation with 3-minutes of deflation between each bout. The pressure was
set relative to each individual’s thigh circumference. Significant increases in muscle thickness were observed for
both the vastus lateralis (VL) [6%, p = 0.027] and rectus femoris (RF) [22%, p = 0.001] along with a significant
decrease in plasma volume [15%, p = 0.001]. Ratings of discomfort during the BFR protocol peaked at 2.7 (light
discomfort). There were no significant changes with whole blood lactate, electromyography (EMG), or heart rate
(HR), however, there was a trend for a significant increase in HR during the 5th inflation (p = 0.057). In conclusion,
this is the first study to demonstrate that the attenuation of both muscle atrophy and declines in strength previously
observed with brief applications of BFR may have been mediated through an acute fluid shift induced increase in
muscle size. This is supported by our finding that the changes in muscle thickness are maintained even after the cuffs
have been removed.
Keywords: electromyography, hypertrophy, KAATSU, lactate, occlusion training
Skeletal muscle is a highly plastic tissue that responds to the demands placed upon it. With
progressive overload, skeletal muscle synthesizes more contractile protein resulting in
skeletal muscle hypertrophy (for a review please see reference [2]), whereas immobilization
and muscular inactivity decreases muscle protein synthesis (29) and possibly the exercise
induced gene response (27), which may ultimately interfere with the ability of the muscle to
adapt to exercise when muscle activity is resumed.
Exercise in combination with blood flow restriction (BFR) has been demonstrated to
increase skeletal muscle size and strength, similar to that observed with high load resistance
training (21). Similarly, BFR without exercise has been shown to attenuate muscle atrophy
(13, 33). BFR is achieved by applying external pressure, usually with a wrap or pneumatic
cuff, to the proximal end of a limb which causes venous pooling in the limb and disruption of
arterial inflow to the muscle. The mechanisms behind the effect of low intensity exercise with
BFR are not completely known but have been hypothesized to occur from an accumulation
of metabolites leading to increased muscle fiber recruitment (34), increased muscle protein
synthesis (5, 6), blunting of muscle protein breakdown (17, 22), and possibly through an
exercise induced increase of endogenous hormones (32). Furthermore, recent evidence
indicates that the elevation in muscle protein synthesis following low load resistance exercise
with BFR might also be induced through muscle cell swelling (5), as acute changes in muscle
size have been previously observed following this type of exercise (38).
Interestingly, BFR in the absence of exercise has been shown to result in an attenuation
of both muscle atrophy (measured by MRI and girth) and declines in strength following
anterior cruciate ligament reconstruction (33) and cast immobilization (12, 13). The
mechanisms behind the response have not been investigated outside of the Kubota et al. (13)
investigation which found no increase in systemic growth hormone with BFR only. In
contrast to BFR exercise, it is unlikely that any appreciable increase in metabolites or muscle
activity would occur in response to BFR alone. Therefore, a possible explanation for this
benefit may be an acute muscle cell swelling effect caused by the restriction of blood flow
(18). Thus, the purpose of this study was to investigate the potential mechanisms behind the
BFR stimulus in the absence of exercise. We hypothesized that BFR would result in a decrease
in plasma volume and an increase in muscle thickness, without measurable changes in whole
blood lactate or muscle activation
Methods
Participants
A total of ten (5 females and 5 males) participants with no known cardiovascular or metabolic
diseases visited the laboratory for two sessions of testing. All participants were tested at least
two hours post-prandial and were instructed to be hydrated and to avoid caffeine, medications,
and exercise on the days of their visits. Participants were excluded if they were pregnant,
hypertensive (brachial pressure > 140/90 mmHg), or had an ankle brachial index (ABI)
of less than 0.9. Further exclusion criteria included having more than one of the following
risk factors for thromboembolism: 1) obesity (BMI ≥ 30 kg/m2), 2) diagnosed Crohn or
inflammatory bowel disease, 3) a past fracture of a hip, pelvis or femur, 4) major surgery
within the last 6 months, 5) varicose veins or, 6) a family history of deep vein thrombosis or
pulmonary embolism (24). One female participant felt nauseous from the BFR and did not
finish the protocol; therefore her data was excluded from all analysis leaving a final sample
size of 9. The study received approval from the university’s institutional review board, and
each participant gave written informed consent before participation.
Study protocol
On the first visit to the laboratory participants’ height and body mass were measured using a
standard stadiometer and an electronic scale. Following this, they were asked to lie quietly in
a temperature controlled (22.5 °C) room for 10 minutes. After resting, measurements of
brachial blood pressure, ABI, and thigh circumference were taken. Thigh circumference was
taken to determine the restrictive cuff pressure used during the BFR protocol. Participants
were also familiarized with the Borg discomfort scale.
For the second visit, participants quietly rested for 10 minutes in the same room as the
first visit (22.5 °C). Participants sat upright on a table with their upper body inclined at about
45°, their knees fully extended, and legs supported on the table. Pillows were placed behind
the participants for back support. Participants’ legs were held in position using a padded
Velcro wrap to ensure that their legs did not move throughout testing. To ensure minimal
movement, the BFR cuffs were placed into position but were not fastened or inflated prior to
baseline (or Pre BFR) measurements. Electromyography (EMG), heart rate (HR), muscle
thickness (MTH), ratings of discomfort, lactate and hematocrit were measured after 10
minutes of rest and again after a 10-minute time control. The BFR cuffs were then attached
and inflated for five, 5-minute bouts with 3 minutes of deflation between each bout. This
protocol was chosen based on previous research showing an attenuation of muscle atrophy
(13, 33). EMG, HR, MTH, and ratings of discomfort were taken approximately 4 minutes
following each inflation and again approximately 2 minutes following each deflation. In
addition, lactate and hematocrit were taken 4 minutes into the 5th inflation and again 3 minutes
post BFR along with EMG, HR, MTH, and ratings of discomfort. Figure 1 is a schematic
representing the time table for measurements during visit 2.
Thigh circumference
The distance from the inguinal crease to the top of the patella was measured using a tape
measure and a mark was made on the leg 33% distal to the inguinal crease. Thigh circumference
was measured at this mark to capture an accurate representation of the site at which the cuffs
would be applied.
Heart rate
Heart rate was measured continuously throughout using the NONIN pulse oximeter (NONIN
Model 8500, Plymouth, MN USA). The device was attached to the index finger of the
participant’s left hand and was removed following 3 minutes post BFR cuff removal.
Hematocrit
A drop of blood was drawn up into a capillary tube following the finger stick for whole blood
lactate. These samples were taken in duplicate and centrifuged with CritSpin Microhematocrit
Centrifuge (StatSpin, Norwood, MA, USA), and read on a CritSpin Digital Reader (StatSpin,
Norwood, MA, USA). Percent changes in plasma volume (%∆PV) were determined from
hematocrit (Hct) with the following equations %∆PV = (100/(100 − Hct Pre CON) × 100
((Hct Pre CON − Hct Pre BFR)/Hct Pre BFR) for the change during the time control; %∆PV
= (100/(100 − Hct Pre BFR) × 100 ((Hct Pre BFR − Hct 5th Inflation)/Hct 5th Inflation) for the
change between the time control and four minutes into the 5th inflation; and %∆PV = (100/
(100 − Hct Pre BFR) × 100 ((Hct Pre BFR − Hct 3 Min Post)/Hct 3 Min Post) for the change
between the time control and 3 Min Post BFR (30, 35).
Rating of discomfort
A rating of discomfort was taken using Borg’s Discomfort Scale (CR-10+). Participants
received verbal instruction on rating discomfort prior to each visit, similar to those used by
Hollander et al. (10), but discomfort was only measured during the second visit to the
laboratory. This was done to ensure the participants were aware of how to rate the perceptual
response with the CR-10+ discomfort scale. Participants were asked, “What are your worst
experiences of discomfort? ‘Maximum discomfort (rating of 10)’ is your main point of
reference; it is anchored by your previously experienced worst discomfort. The worst
discomfort that you have ever experienced, the ‘Maximum discomfort’ may not be the highest
possible level of discomfort. There may be a level of discomfort that is still stronger than
your 10; if this is the case, you will say 11 or 12. If the discomfort is much stronger, for
example, 1.5 times ‘Maximum Discomfort’ you will say 15; any questions?” Participants
fully understood how to rate prior to actual testing.
Thigh circ. (cm) Estimated arterial occ. pressure (mmHg) Pressure used (70%) (mmHg)
< 45–50 200 140
51–55 250 180
56–59 300 210
> 60 350 250
The pressures used for this study were based on thigh circumference (Thigh circ.) data from a previous
investigation (Adapted from (19))
Statistical analyses
Using the SPSS 18.0 statistical software package (SPSS Inc., Chicago, IL), one way repeated
measures analysis of variance (1 × 4 ANOVA) was utilized to determine significant changes
in dependent variables (i.e. MTH, WBL, Hematocrit, EMG, HR and ratings of discomfort)
from Pre time control, Pre BFR, 4 minutes into the 5th inflation, and 3 minutes post BFR cuff
removal. If significance was found (p < 0.05), a paired sample t-test was used to determine
where the difference was. These specific time points were chosen in order to correlate the
fluid shift with changes in muscle thickness as well as to maintain adequate statistical power.
A one-way repeated measures ANOVA (1 × 3) was utilized to determine significant percent
changes in MTH and plasma volume. Percent change values were determined by calculating
percent difference between Pre Con and Pre BFR (10-minute time control), Pre BFR and four
minutes into the 5th inflation, and Pre BFR and three minutes post cuff removal (3 Min Post).
Paired sample t-tests determined significant differences from the 10-minute time control.
Reliability for MTH was determined from the baseline (Pre time control) measurements
which were used to determine the intra-class correlations (ICC) of VL MTH and RF MTH,
which was used in the calculation of the standard error of the measurement (SEM) (SEM =
SD√1-ICC). The minimal differences (MD) needed to be considered a real change for
VL MTH and RF MTH was calculated from the SEM (MD = SEM × 1.96 √2). Thus, anything
exceeding this MD could be considered a real change that exceeds the error of the
measurement (36).
Results
The mean age, height, body mass and thigh circumference for the participants were 25 (3)
yrs, 1.75 (0.10) m, 76.3 (12.5) kg and 58.2 (4.7) cm, respectively. The one-way repeated
measures ANOVA found significant differences between Pre CON, Pre BFR, 4 minutes into
the 5th inflation, and 3 minutes post BFR cuff removal for VL MTH (p = 0.006, range: 27.9–
29.7 mm), RF MTH (p = 0.001, range: 22.5–27.5 mm), HR (p = 0.039, range: 57–69 bpm),
hematocrit (p = 0.001, range: 39–43.5%) and ratings of discomfort (p = 0.012, range: 0.0–
2.7) (Table II). The minimal difference needed to be considered real was surpassed at every
time point during and after the BFR protocol for both the VL (MD = 0.8 mm) and RF (MD =
0.9 mm). Although there were significant differences with HR, t-tests revealed that the
significant change was from Pre CON and the 5th Inflation (p = 0.029) and there was only a
trend between Pre BFR and the 5th inflation (p = 0.057). There were no significant changes in
WBL (p = 0.198, range: 0.7–0.9 mmol/L) (Table II). Significant percent changes were found
with VL MTH (p = 0.027), RF MTH (p = 0.001), and plasma volume (p = 0.001) between
control, four minutes into the 5th inflation and 3 Min Post (Fig. 2). There was no muscle
activity at any time point in the study; therefore, this was not statistically analyzed.
Acta Physiologica Hungarica 99, 2012
406 Loenneke JP et al.
Mean values (SD) of muscle thickness (mm), lactate (mmol/L), hematocrit (%), heart rate (bpm), and ratings
of discomfort throughout the study. Statistical analysis was completed at 4 different time points; before (Pre CON)
and after (Pre BFR) the time control, four minutes into the 5th inflation, and 3 minutes post cuff removal
(3 Min Post). * indicates a significant difference from Pre BFR (p < 0.05). † indicates exceeding the minimal
difference to be considered a real change with muscle thickness. £ indicates a trend for significance at 0.057
Discussion
The primary finding of this study is that many of the proposed mechanisms for the benefits
observed for low load BFR resistance training are not observed in the absence of exercise.
The potential mechanism of acute muscle cell swelling from a plasma fluid shift may provide
a possible explanation for at least part of BFR’s role in muscle adaptation.
We observed significant increases in VL and RF muscle thickness following BFR
compressions. MTH measurements from ultrasound have previously been shown to provide
valid measurements of skeletal muscle when compared to a gold standard such as magnetic
resonance imaging (MRI) or computed tomography (CT) (26). This increase in VL and RF
muscle thickness suggests an increase in muscle cell swelling with BFR, due to a fluid shift
from the plasma into the muscles under BFR. It is probable that the initial increase in MTH
was mostly due to venous pooling and not necessarily a fluid shift into the muscle cells.
However, at some point during the protocol it is probable that a fluid shift into the muscle
cells did occur. This idea is supported by our observation of significant decreases in plasma
volume with a concomitant increase in skeletal muscle size that remained for at least
3 minutes post (cuffs were completely removed) BFR (Fig. 2). If this acute change in MTH
was due solely to venous pooling, these would have been back to baseline following the
removal of the cuff. High load resistance exercise has been shown to cause a similar type of
fluid shift with a decrease in plasma volume and an increase in muscle size (measured by
MRI) (25). The absolute and relative acute increases in muscle size were smaller for the VL
than the RF (Table I, Fig. 2). The reason for this is unknown but body position of the
participant may have played a role. Another possibility might be the anatomical feature of the
VL compared to the RF (monoarticular vs. polyarticular muscle).
As hypothesized, the BFR stimulus alone was not able to elicit measurable changes in
whole blood lactate or muscle activation as has been previously observed with low load BFR
exercise (20, 34). Therefore, these variables are unlikely to be playing a significant role with
the attenuation of muscle atrophy and strength losses previously observed with BFR in the
absence of exercise (12, 13, 33). It is, however, possible that a reduction in oxygen from
moderate BFR was able to produce at least small increases of intracellular lactate which we
were unable to detect with a measurement of whole blood lactate. Ratings of perceived
discomfort during the BFR stimulus did increase throughout the inflations and deflations,
with a peak mean of only 2.7 (light discomfort).
Although we measured acute changes in muscle size and plasma volume, we did not
measure signaling pathways; therefore, we are left to speculate about the potential cellular
effects of BFR. Several possibilities exist for how BFR may induce cellular swelling. BFR
may increase the hydrostatic pressure gradient thereby increasing the intracellular water flux.
In addition, some research indicates that BFR results in an increase in venous carbon dioxide
(37). This may occur as a consequence of a slight decrease in intracellular pH which would
lead to the production of hydrogen ions. Interestingly, pH-regulating transporters working in
parallel with each other have previously been shown to mediate cell volume changes (9).
To illustrate, the sodium/hydrogen exchanger exports hydrogen out of the cell where it would
combine with bicarbonate which would be exported out of the cell by the chloride/bicarbonate
exchanger. Outside of the cell CO2 would be produced and removed and the intracellular
sodium chloride would pull water into the cell (1, 31). In addition, evidence indicates that
these exchangers may work in concert with the Na+-K+-2Cl– cotransporter whose gradient
is largely determined by sodium/potassium pump (7, 16). Together, these exchangers/
cotransporters may mediate the muscle cell to swell with BFR. Another possibility is an
Acta Physiologica Hungarica 99, 2012
408 Loenneke JP et al.
Acknowledgement
The authors are not aware of any affiliations, memberships, funding, or financial holdings that might be perceived
as affecting the objectivity of this manuscript. None of the authors report a conflict of interest. This study was not
supported by any funding.
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