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Fig. 2. (a) Generalized bandpass filter network with admittance inverters and
shunt resonators. In (b), the resonators are LC resonant tanks.
cell by means of the proposed lumped-element equivalent cir- this is not exactly the case for a periodic filter implemented by
cuit. Other CSRR-based elemental cells have been previously cascading the elemental cells depicted in Fig. 3 since resonators
used by the authors. Specifically, we have shown that by com- and admittance inverters are intermixed. Specifically, neither
bining CSRRs with series gaps, bandpass structures with back- (the central filter frequency) coincides with the intrinsic
ward (or left-handed) wave propagation result. However, these resonance of CSRRs, nor does it null .
structures have not been able to provide symmetric frequency Nevertheless, at , the phase shift and transmission coefficient
responses around the filter passband. On the contrary, it has between the input and output ports of the basic cell should be
been found that frequency selectivity is very poor in the upper and , respectively. This means that at , the
side of the band. Moreover, no control on filter bandwidth was image impedance (or Bloch impedance, ) of the structure
demonstrated. Indeed, in [14], the main aim was to design a should coincide with the reference impedance at the ports,
left-handed transmission line by using CSRRs, a novel particle which is usually set to . If we now consider that the
reported by some of the authors, rather than designing functional circuit of Fig. 3(b) can be described by means of its T-circuit
microwave devices. Nevertheless, this study is inspired by the model, with series impedance and shunt impedance [see
previous CSRR-based implementations of the authors. In fact, Fig. 3(c)], and we take into account that the phase shift and
the introduction of the shunt connected wires in the structure is Bloch impedance for this circuit are given by
a consequence of the need to improve the upper transition band
of the filter. However, the introduction of such elements repre-
(1)
sents an additional degree of freedom that is relevant not only
to improve frequency selectivity, but also to easily design and
improve the out-of-band rejection of the filter, as will be later and
shown.
Another key advantage of the structure of Fig. 3 is related to (2)
the admittance inverter. Since the characteristic admittance of
the inverters is unity (see Fig. 2), the inverters merely act as 90 respectively, the previous conditions lead us to
transmission lines. However, since gap capacitances are present and . Actually, the dual solution ( and
in the structures, they can be used to obtain the desired phase ) also satisfies the previous conditions on phase
shift, without the need to physically cascade 90 transmission shift and impedance matching, but this solution is not compat-
lines between the resonators, something relevant in terms of de- ible with the circuit of Fig. 3(b) since the series impedance of
vice miniaturization. this circuit is capacitive. Consequently, at the central filter fre-
quency, the series reactance is negative (capacitive), while the
shunt reactance (corresponding to the parallel combination of
III. RESULTS AND DISCUSSION and the impedance of the CSRRs coupled to the line) is pos-
Here, two prototype device examples are reported to demon- itive and, hence, inductive. According to the signs of these re-
strate the viability of the proposed approach to the design of actances, a periodic structure composed of the cells depicted in
practical planar filters. The first example is a bandpass filter Fig. 3 supports backward waves and behaves as a left-handed
based on a periodic repetition of the basic cell (although its transmission line [17]. To determine the element values for the
design is not based on the theory of periodic structures). It will circuit of Fig. 3(b), the series and shunt impedances have been
be shown that the structure can be considered as an effective set to and , respectively, at . This
medium with left-handed wave propagation. However, contrary does not univocally determine the element values for the shunt
to previous implementations of frequency-selective structures impedance. These values are also determined by the 3-dB band-
using CSRRs [14], it will be shown that certain control of filter width of the resonators
bandwidth is possible and a symmetric frequency response
is achievable. The second example is a bandpass filter where (3)
periodicity is sacrificed in favor of the synthesis of a standard
(Chebyshev) frequency response. In both cases, significant (where , , and are the resonant angular frequency and
levels of miniaturization are achieved, as compared to conven- 3-dB frequencies, respectively), and by the transmission zero,
tional distributed implementations. which occurs at that frequency where the shunt impedance re-
duces to zero, namely,
A. Periodic Bandpass Filter Implementation
The equivalent circuit of Fig. 3(b) models both the shunt (4)
resonator and admittance inverters of Fig. 2. The wider the
3-dB resonator bandwidth is, the larger the fractional filter For an parallel resonant tank with inductance and capaci-
bandwidth. In this prototype device example, the fractional tance and , respectively, we have
bandwidth (FBW) has been set to , while a
central frequency of GHz has been pursued. In the
circuit of Fig. 2(b), is determined by the resonant frequency (5)
of the shunt tank, which nulls its admittance. However,
268 IEEE TRANSACTIONS ON MICROWAVE THEORY AND TECHNIQUES, VOL. 54, NO. 1, JANUARY 2006
If we consider the filter structure of Fig. 2(b), where the and TABLE I
values come from the low-pass filter prototype by frequency ELEMENT VALUES OF THE EQUIVALENT-CIRCUIT
MODEL FOR THE FILTER OF FIG. 5
and element transformation according to
(6)
(7)
and (6) and (7) are introduced in (5), the following expression
for resonator bandwidths results:
(8)
IV. CONCLUSION
A new design approach for the synthesis of compact mi-
crostrip filters, based on the use of CSRRs, has been presented.
The basic filter cell consists of the combination of CSRRs,
shunt stubs, and series gaps. As compared to previous CSRR
implementations, the addition of shunt stubs to the basic cell
has provided the required flexibility to synthesize frequency
responses with controllable bandwidth. The equivalent-circuit
model for the basic cell, where shunt stubs and series gaps have
been modeled by lumped inductors and capacitors, respec-
Fig. 7. Layout of the fabricated prototype Chebyshev bandpass filter and tively, and CSRRs have been described by parallel resonant
relevant dimensions. tanks (capacitively coupled to the line) has been proposed.
We have also presented a design methodology where circuit
parameters are determined from the main filter specifications,
namely, the central frequency and FBW. It has also been
shown that the transmission zero of the structure plays a role
to improve the out-of-band performance of the filter. To illus-
trate the potentiality of the proposed approach, two prototype
device examples have been provided. One is a three-stage
periodic structure designed to exhibit the central frequency at
GHz and 10% nominal FBW. It has been found that the
measured frequency response fits the targeted specifications
to a good approximation, and the first spurious band does not
appear up to . Moreover, it has been demonstrated that the
Fig. 8. Measured insertion (bold solid line) and return (bold dashed line) losses structure behaves as an effective (continuous) medium with
for the fabricated Chebyshev bandpass filter. The insertion losses obtained from left-handed wave propagation in the allowed band. Based on
circuit simulation of the equivalent-circuit model of the filter (thin line) and from the concept of metamaterial, this has been the first planar filter
the low-pass filter prototype transformation (dotted line) are also depicted for
comparison. implementation subjected to actual specifications. The second
example is an order-3 Chebyshev bandpass filter with 0.3-dB
to reject the spurious band. This prototype device has been fab- ripple and 9% FBW centered at GHz. The frequency
ricated on a Rogers RO3010 substrate with dielectric constant response measured on the fabricated structure has been found
, but thinner dielectric layer (i.e., mm). to satisfactorily agree with the ideal frequency response in the
The measured frequency response is depicted in Fig. 8 and com- region of interest. This, together with the small dimensions,
pared to that obtained from the equivalent-circuit model (by a consequence of the small electrical length of the resonators
electrical simulation using Agilent ADS). It has been also com- employed, makes the proposed approach very attractive for the
pared to the simulated frequency response inferred on the circuit design of compact planar filters.
model obtained by frequency and element transformation from
the low-pass filter prototype. Very good agreement between the ACKNOWLEDGMENT
electrical simulation of the equivalent-circuit model of the filter
and the circuit that results from transformation of the low-pass The authors are indebted to CONATEL s.l., Pamplona, Spain,
filter prototype has been found in the region of interest. This in- for supporting this study and to R. Pineda, Omicron Circuits s.l.,
dicates that the lumped-element model of Fig. 3(b) can model Barcelona, Spain, for the fabrication of the prototypes.
to a very good approximation any standard approximation in-
ferred form the low-pass filter prototype. The slight discrep- REFERENCES
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Sorolla, “Left handed coplanar waveguide bandpass filters based on Spain, in 1971. He received the Physics degree
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vol. 14, no. 1, pp. 10–12, Jan. 2004. the Universitat Autònoma de Barcelona, Bellaterra
[9] J. García-García, F. Martín, F. Falcone, J. Bonache, I. Gil, T. Lopetegi, (Barcelona), Spain, in 1994 and 2001, respectively.
M. A. G. Laso, M. Sorolla, and R. Marqués, “Spurious passband sup- He then became a Post-Doctoral Research Fellow
pression in microstrip coupled line bandpass filters by means of split with the Institute of Microwaves and Photonics, The
ring resonators,” IEEE Microw. Wireless Compon. Lett., vol. 14, no. 9, University of Leeds, Leeds, U.K., working under
pp. 416–418, Sep. 2004. the INTERACT European project. In 2002, he was a
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Lopetegui, M. A. G. Laso, F. Martín, R. Marqués, A. Marcotegui, Autònoma de Barcelona, working under the Ramon
and M. Sorolla, “Spurious passband suppression in microwave filters y Cajal project of the Spanish Government. In November 2003, he become
by means of sub-wavelength resonant structures,” in Proc. 34th Eur. an Associate Professor of electronics with the Departament d’Enginyeria
Microwave Conf., vol. II, Amsterdam, The Netherlands, Oct. 2004, pp. Electrònica, Universitat Autònoma de Barcelona.
577–580.
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T. Lopetegi, M. A. G. Laso, A. Marcotegui, R. Marqués, and M. Sorolla, caya), Spain, in 1965. He received the B.S. degree
“New stepped-impedance low pass filters with spurious passband sup- in physics and Ph.D. degree from the Universitat
pression,” Electron. Lett., vol. 40, pp. 881–883, Jul. 2004. Autònoma de Barcelona, Barcelona, Spain, in 1988
[13] J. García-García, F. Martín, E. Amat, F. Falcone, J. Bonache, I. Gil, and 1992, respectively.
T. Lopetegi, M. A. G. Laso, A. Marcotegui, M. Sorolla, and R. Mar- Since 1994, he has been an Associate Professor
qués, “Microwave filters with improved stopband based on sub-wave-
of electronics with the Departament d’Enginyeria
length resonators,” IEEE Trans. Microw. Theory Tech., vol. 53, no. 6,
Electrònica, Universitat Autònoma de Barcelona,
pp. 1997–2006, Jun. 2005.
[14] F. Falcone, T. Lopetegi, M. A. G. Laso, J. D. Baena, J. Bonache, R. Bellaterra (Barcelona), Spain. He is the Head of
Marqués, F. Martín, and M. Sorolla, “Babinet principle applied to the the Microwave and Millimeter Wave Engineering
design of metasurfaces and metamaterials,” Phys. Rev. Lett., vol. 93, pp. Group, Universitat Autònoma de Barcelona. He has
197 401–4, Nov. 2004. authored or coauthored over 185 technical conference, letter, and journal papers
[15] J. Bonache, F. Martín, F. Falcone, J. García, I. Gil, T. Lopetegi, M. A. and is currently coauthoring the monograph on metamaterials Metamaterials
G. Laso, R. Marqués, F. Medina, and M. Sorolla, “Super compact split with Negative Parameters: Theory, Design and Microwave Applications. He
ring resonators CPW band pass filters,” in IEEE MTT-S Int. Microwave is currently Guest Editor for two special issues on metamaterials in two inter-
Symp. Dig., Fort Worth, TX, Jun. 2004, pp. 1483–1486. national journals. In recent years, he has been involved in different research
[16] J.-S. Hong and M. J. Lancaster, Microstrip Filters for RF/Microwave activities including modeling and simulation of electron devices for high-fre-
Applications. New York: Wiley, 2001. quency applications, millimeter-wave and terahertz generation systems, and the
[17] G. V. Eleftheriades, A. K. Iyer, and P. C. Kremer, “Planar negative re- application of electromagnetic bandgaps to microwave and millimeter-wave
fractive index media using L-C loaded transmission lines,” IEEE Trans. circuits. He is currently also very active in the field of metamaterials and their
Microw. Theory Tech., vol. 50, no. 12, pp. 2702–2712, Dec. 2002. application to the miniaturization and optimization of microwave circuits and
[18] J. D. Baena, J. Bonache, F. Martín, R. Marqués, F. Falcone, T. Lopetegi, antennas. He has filed several patents on metamaterials and has headed several
M. A. G. Laso, J. García, I. Gil, and M. Sorolla, “Equivalent circuit development contracts.
models for split ring resonators and complementary split ring resonators Dr. Martín is a partner of the Network of Excellence of the European Union
coupled to planar transmission lines,” IEEE Trans. Microw. Theory METAMORPHOSE. He has organized several international events related to
Tech., vol. 53, no. 4, pp. 1451–1461, Apr. 2005. metamaterials including a Workshop at the 2005 IEEE Microwave Theory
and Techniques Society (IEEE MTT-S) International Microwave Symposium
(IMS).
Jordi Bonache (S’05) was born in Cardona
(Barcelona), Spain, in 1976. He received the Physics
and Electronics Engineering degrees from the
Universitat Autònoma de Barcelona, Bellaterra
(Barcelona), Spain, in 1999 and 2001, respectively
and is currently working toward the Ph.D. degree at
the Universitat Autònoma de Barcelona.
In 2000, he joined the High Energy Physics In-
stitute of Barcelona (IFAE), where he was involved
in the design and implementation of the control and
monitoring system of the MAGIC telescope. In 2001,
he joined the Department d’Enginyeria Electrònica, Universitat Autònoma de
Barcelona, where he is currently an Assistant Professor. His research interests
include active and passive microwave devices and metamaterials.