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This study demonstrated an innovative processing approach based on synergistic antimicrobial activity of two phenolic acids with mild thermal and non-thermal
processing technologies. The two selected model phenolic acids were gallic acid (GA; 10 mM) and ferulic acid (FA; 1 mM). The processing technologies evaluated for
processing of a model clarified apple juice were UV-A light, mild heat (55 °C) and moderate pressure (250 MPa), with processing times ranging from 1 to 30 min. The
results demonstrated that combinations of selected phenolic acids and a mild physical processing were able to lower E. coli O157:H7 and Listeria innocua counts from
6-log CFU mL−1 to below the detection limit of 1-log CFU mL−1. Bacterial inactivation was significantly enhanced by the combination of UV-A light processing and
FA, where 10 min of treatment enhanced bacterial inactivation by 5-log as compared to light processing alone, which presented no bacterial inactivation. In contrast,
the combination of GA and mild-temperature thermal processing (55 °C) or mild-levels of high-pressure processing (250 MPa), enhanced bacterial inactivation by 4-
log as compared to the physical treatments alone, which presented only 1-log of inactivation. The influence of these synergistic combinations on bacterial membrane
damage was assessed by selective plating technique under osmotic pressure. Furthermore, the total intracellular thiol content was also measured to assess for thiol
oxidation. Overall, the results demonstrated enhanced bacterial inactivation based on synergistic interactions of selected phenolic acids with both mild-thermal and
non-thermal technologies in a model food system and illustrate potential to create diversity of novel antimicrobial strategies for food processing.
Industrial relevance: This study showed that the presence of naturally-based compounds can significantly reduce intensity levels of physical processing required to
inactivate model gram-positive and gram-negative bacteria in apple juice. In this study two phenolic acids, ferulic acid and gallic acids were selected as these
compounds are naturally present in many fruits and other food products including grains. Furthermore, the levels of these natural phenolic acids used in this study
are comparable to the levels naturally present in some of the food materials.
1. Introduction significant market acceptance, the cost associated with these technol-
ogies can be higher compared to thermal processing due to intense
Physical processes, mainly thermal processing, have been tradi- processing requirements.
tionally used in the food industry to ensure microbial safety and extend In addition to physical processes, some chemical agents such as
the shelf-life of processed food (Petruzzi et al., 2017). However, in- phenolics and organic acids are also commonly applied during food
tensive thermal processing conditions are often required to pasteurize processing (Jung & Matthews, 2015). Despite their low impact on food
food, which can lead to negative effects on the sensorial and nutritional quality, these chemical compounds are often less efficient in achieving
properties of the processed food. To overcome the impact of heat on microbial reduction as compared to thermal processing. Due to this
food quality, non-thermal pasteurization methods have been developed limitation, chemical treatments have been traditionally applied in food
as an alternative to thermal processing, including high pressure pro- processing as an additional hurdle following an initial physical treat-
cessing (HPP), ultraviolet-light treatment (UV-C), pulsed electric field ment mainly with an overall aim to preserve and extend shelf-life of
(PEF), and ultrasound (Huang, Wu, Lu, Shyu, & Wang, 2017; Jermann, these products (Chan, 2015; Gould, 1996). Among diverse chemical
Koutchma, Margas, Leadley, & Ros-Polski, 2015). Despite significant agents, natural-based antimicrobials, such as phenolic compounds
potential, many of these technologies are not broadly used for com- found in plant extracts, have significant potential for antimicrobial
mercial food processing and present significant limitations compared to activity in food systems (Juneja, Dwivedi, & Yan, 2012). In addition to
thermal processing such as low antimicrobial efficacy (e.g. ultrasound), their strong antimicrobial activity, other advantages of using natural-
low compatibility for broader food applications (e.g. PEF, UV-C). Al- based compounds could include: (I) adherence to the existing reg-
though some of these novel technologies such as HHP are gaining ulatory requirements – many of these compounds are classified as food
⁎
Corresponding author at: Robert Mondavi Institute South, Hilgard Ln, Davis, CA 95616, USA.
E-mail address: nnitin@ucdavis.edu (N. Nitin).
https://doi.org/10.1016/j.ifset.2019.102186
Received 11 April 2019; Received in revised form 25 June 2019; Accepted 25 June 2019
Available online 26 June 2019
1466-8564/ © 2019 Elsevier Ltd. All rights reserved.
E.F. de Oliveira, et al. Innovative Food Science and Emerging Technologies 56 (2019) 102186
grade, and (II) increased consumer acceptance – meet the growing 2.2. Bacterial culture
consumer demand for replacing synthetic preservatives with natural
ingredients in food. Escherichia coli O157:H7 (ATCC 700728, Manassas, VA, USA) and
Recently, the simultaneous combination of chemical treatments and Listeria innocua (ATCC 33090, Manassas, VA, USA) were provided by
physical processing has emerged as an alternative food processing ap- Dr. Linda Harris, from the Department of Food Science and Technology
proach to inactivate microbes in food and water systems (Berdejo, at University of California, Davis. These bacterial strains have been
Pagán, García-Gonzalo, & Pagán, 2018). In contrast to conventional modified with a rifampicin-resistant plasmid. Bacteria were grown
hurdle technology, which combines physical and chemical processes in overnight in TSB broth containing Rifampicin 50 μg mL−1 at 37 °C and
sequential treatments to enhance microbial safety, this alternative ap- 150 rpm. Fresh bacterial suspensions were prepared before each ex-
proach is based on a synergistic antimicrobial activity observed when periment by diluting overnight-grown bacteria with sterile water to a
some physical processes, such as heat and light, and some chemical final bacterial concentration of approximately 1.0 × 108 CFU mL−1.
treatments are simultaneously combined. For example, some studies
have shown that the combination of mild-temperature thermal pro- 2.3. Inoculation of apple juice
cessing and essential oils can significantly enhance microbial load in-
activation in fruit juices as compared to mild-temperature thermal Before inoculation, apple juice supplemented with GA or FA were
treatment alone or essential oil treatment alone (Espina, Condón, prepared by weighing and dissolving appropriate amounts of GA and
Pagán, & García-Gonzalo, 2014; Espina et al., 2012). Similarly, other FA in clarified apple juice to a final concentration of 10 mM of GA and
studies have highlighted that the combination of sub-lethal concentra- 1 mM of FA. This concentration levels were selected based on the so-
tions of phenolic compounds and sub-lethal levels of light processing lubility limits for these phenolic acids in water and also the con-
could lead to synergistic inactivation of various microbes both in water centration levels at which the compounds do not result in significant
and food systems (de Oliveira, Tosati, Tikekar, Monteiro, & Nitin, 2018; microbial inactivation. Then, bacterial inoculation was carried out by
Ghate, Kumar, Zhou, & Yuk, 2015; Penha et al., 2017). Overall, the adding 0.02 mL of freshly prepared E. coli O157:H7 bacterial suspen-
main advantage of these emerging technologies is enhancement of sions to 2 mL of apple juice containing GA or FA giving a final bacterial
microbial inactivation in food while applying low intensity levels of concentration in apple juice of 1.0 × 106 CFU mL−1. Bacteria-in-
physical processing and, consequently, reducing the overall impact of oculated apple juice without the addition of GA and FA were also
processing on food quality. carried out as controls. Inoculated apple juice samples were freshly
This present study aims to develop a broader concept of simulta- prepared before each experiment and discarded afterwards. Apple juice
neously combining chemical and diverse physical treatments to en- samples were also inoculated with L. innocua following the above-
hance bacterial inactivation in food systems. To achieve that goal, we mentioned procedure, and the results were included in the
evaluated if combinations of low concentrations of two phenolic com- Supplementary material.
pounds (i.e. gallic acid and ferulic acid) and mild levels of three dif-
ferent physical processing (i.e. heat, pressure and light) could lead to 2.4. UV-A light processing of apple juice
rapid and synergistic inactivation of model pathogenic bacteria (i.e.
Escherichia coli O157:H7) in apple juice. The choice of mild levels of UV-A light processing of bacteria-inoculated apple juice were per-
physical and low concentrations of phenolic acids is ideal for observing formed as previously reported (Oliveira, Cossu, Tikekar, & Nitin, 2017).
possible synergisms between these treatments as well as for lowering Briefly, two milliliters of freshly prepared apple juice samples (Control,
the impact of processing on the quality of treated apple juice. GA 10 mM and FA 1 mM) containing 1.0 × 106 CFU mL−1 of E. coli
Furthermore, the biological damages to cellular membranes and in- were placed in an individual well of a sterile 12-well flat bottom
tracellular thiol content were measured in treated bacterial cells to polystyrene plate. The plate was then positioned at the center of a
assess the synergistic antimicrobial activity of these treatments. plastic chamber equipped with four UV-A lamps (320–400 nm; 18 W;
Overall, this study evaluates the synergistic combination of phenolic Actinic BL, Philips, Holland) located at the inside-top of the chamber.
compounds and mild physical processing technologies to enhance in- The distance between the UV-A lamps and the samples was 8 cm. The
activation of bacteria in a model juice system. It is expected that the average UV-A light intensity at the center of the chamber was
synergistic combination of phenolic compounds and mild processing 3.2 ± 0.2 mW cm−2. The apple juice samples were exposed to UV-A
methods can also reduce the energy inputs required for processing and light for 2.5, 5, 10, 15, and 30 min. Immediately after UV-A light pro-
also improve food quality while addressing the food safety require- cessing, the samples were serially diluted in sterile PBS, spread on TSA
ments. plates, and the plates were incubated at 37 °C for up to 2 days. After
incubation, bacterial colony-forming units (CFU) were determined by
2. Materials and methods the standard plate counting method and bacterial populations were
expressed as CFU mL−1.
2.1. Reagents
2.5. Mild-thermal processing of apple juice
Clarified apple juice (Safeway Kitchens™; Pleasanton, CA, USA) was
purchased from a local retail store and kept at 4 °C until further use for Mild-thermal processing of bacteria-inoculated apple juice was
up to one month. Gallic acid (GA), ferulic acid (FA), reduced L-glu- performed in a water bath (Isotemp® 2150, Thermo Fisher Scientific)
tathione (GSH), sodium chloride (NaCl), sodium dodecyl sulfate (SDS), set at 55 °C. Before processing, glass vials were positioned in the water
ethylenediaminetetraacetic acid (EDTA) and Triton X-100 were all bath and pre-incubated for 10 min at 55 °C in order to achieve tem-
obtained from Sigma-Aldrich (St. Louis, MO, USA). Measure-iT™ Thiol perature equilibrium. Then, mild-thermal processing of the juice were
Assay Kit, a thiol-reactive fluorescence probe, was purchased from conducted by adding 0.2 mL of apple juice samples (Control, GA 10 mM
Molecular Probes (Eugene, OR, USA). Zirconia-silica beads (0.1-mm and FA 1 mM) containing 1.0 × 106 CFU mL−1 of E. coli to the pre-in-
diameter) were acquired from Biospec Products (Bartlesville, OK, USA). cubated glass vials at 55 °C for 1, 2, and 4 min. Immediately after
Tryptic soy broth (TSB), tryptic soy agar (TSA), phosphate-buffered heating, the samples were serially diluted in sterile PBS, spread on TSA
saline (PBS) and tris-hydrochloride (1 M; Tris-HCl) were purchased plates, and the plates were incubated at 37 °C for up to 2 days. After
from Fisher BioReagents (Pittsburgh, PA, USA). Ultrapure water was incubation, bacterial colony-forming units (CFU) were determined by
obtained using a Milli-Q filtration system (EDM Millipore; Billerica, the standard plate counting method and bacterial populations were
MA, USA). expressed as CFU mL−1.
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E.F. de Oliveira, et al. Innovative Food Science and Emerging Technologies 56 (2019) 102186
2.6. High pressure processing of apple juice SPECTRAFluor Plus) using an excitation filter of 488 nm and an emis-
sion filter of 520 nm. The total thiol content (μM) was determined using
High pressure processing (HPP) of bacteria-inoculated apple juice a standard curve based on known concentration levels of reduced glu-
was performed in a Isostatic Food Press (Avure Technologies Inc., tathione (GSH). The results were expressed in terms of remaining thiol
Franklin, TN, USA) equipped with a two liter unit chamber and a concentration (%) compared to the untreated bacterial sample
thermostatically controlled water bath to control adiabatic heating. (Control).
First, 2 mL of apple juice samples (Control, GA 10 mM and FA 1 mM)
containing 1.0 × 106 CFU mL−1 of E. coli were added to 12 cm × 4 cm 2.9. Statistical analysis
plastic bags, which were then sealed at 95% vacuum (Ultravac 250;
Koch Equipment LLC, Kansas City, MO, USA) in order to remove air Statistical analysis was conducted using one-way ANOVA and the
pockets from the bags prior to HPP. The sample-loaded plastic bags pair-wise differences were evaluated using the Tukey's range test to
were subjected to mild-levels of HPP (250 MPa) at 25 °C. Pressure identify significant differences between each sample group (P < 0.05).
equilibrium was achieved after 10 s and treatments were performed All experiments were performed in triplicates.
under 250 MPa for 2.5, 5, and 7.5 min. After HPP, the samples were
serially diluted in sterile PBS, spread on TSA plates, and the plates were 3. Results and discussion
incubated at 37 °C for up to 2 days. After incubation, bacterial colony-
forming units (CFU) were determined by the standard plate counting 3.1. Antibacterial activity of GA and FA without physical processing
method and bacterial populations were expressed as CFU mL−1.
The effect of GA and FA individual treatments on the survival of E.
2.7. Membrane damage assay coli O157:H7 in bacteria-inoculated apple juice was evaluated before
assessing their synergistic antimicrobial combinations with mild phy-
Bacterial membrane damage induced by GA and FA in combination sical processes. The concentrations of GA and FA were selected based
with UV-A light, mild-thermal processing or HPP were evaluated on previous experiments, taking into consideration properties such as
through selective medium plating technique (SMPT) as previously re- water solubility and antimicrobial activity. As shown in Supplementary
ported (Espina, García-Gonzalo, & Pagán, 2016). TSA plates containing material Fig. 1, 10 mM of GA and 1 mM of FA presented no antibacterial
3% of sodium chloride (NaCl) were used as selective medium to dis- activity against E. coli O157:H7 in apple juice, suggesting that the se-
criminate between membrane-intact bacteria and membrane-compro- lected concentration levels were in fact sub-lethal.
mised bacteria, where bacteria with compromised membranes should
not be able to grow in the presence of NaCl (Espina et al., 2016). 3.2. Low fluence UV-A light processing of GA- and FA-supplemented apple
Treatment times which had shown limited bacterial reduction were juice
chosen in order to differentiate between sub-lethal and lethal injuries.
First, apple juice samples containing 1.0 × 106 CFU mL−1 of E. coli In this study, we evaluated the use of a mild form of light radiation
O157:H7 were exposed to UV-A light processing for 2.5 min, mild- (UV-A light) in combination with phenolic acids (GA 10 mM and FA
thermal processing for 2 min, or HPP for 2.5 min as previously de- 1 mM) as an alternative approach to achieve E. coli O157:H7 inactiva-
scribed. After processing, the samples were serially diluted in PBS, tion in apple juice. As observed in Fig. 1, the combination of FA and UV-
spread on TSA plates containing 0% and 3% NaCl (w/v) and incubated A light (FA + UVA) exhibited strong antibacterial activity,
at 37 °C for up to 2 days. The number of membrane-damaged bacterial achieving > 5 log CFU mL−1 reduction of E. coli O157:H7 in apple juice
cells were determined by subtracting the number of bacteria on TSA after 10 min of light treatment (total light fluence of 19.2 kJ m−2). In
plates with 3% NaCl from the number of bacteria on TSA plates without contrast, the combination of GA and UV-A light (GA + UVA) presented
NaCl, and were then expressed as bacterial sub-lethal injuries (log CFU limited antibacterial activity, where < 1 log CFU mL−1 reduction in the
mL−1) bacterial plate count was achieved even after 30 min of UV-A treatment
(total light fluence of 57.6 kJ m−2). Fig. 1 also illustrates that UV-A
2.8. Intracellular thiol content quantification light treatment of apple juice alone had no impact on bacterial
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E.F. de Oliveira, et al. Innovative Food Science and Emerging Technologies 56 (2019) 102186
inactivation. Similar results were also observed against Listeria innocua affect the total intracellular thiol content of E. coli O157:H7 (Fig. 2b).
in apple juice, where after 15 min the FA + UVA treatment in- Intracellular thiol content is commonly used as a biomarker to measure
activated > 5 log CFU mL−1, and the GA + UVA treatment in- oxidative stress in bacterial cells (Cossu, Dou, Young, & Nitin, 2017).
activated < 1 log CFU mL−1 (Supplementary material Fig. 2). There- Interestingly, FA + UVA led to an increase in the total intracellular
fore, it can be inferred that the combination of UV-A light and FA can thiol content of E. coli O157:H7, which, at first glance, seems to con-
synergistically inactivate both Gram-positive and Gram-negative pa- tradict the idea that FA + UVA induced intracellular oxidative stress
thogens in a model juice environment. through the generation of ROS. Similar observations were reported for
In addition to bacterial inactivation, biological damages to the E. coli O157:H7 cells exposed to low levels of hydrogen peroxide, where
bacterial membrane and to intracellular thiol content of E. coli O157:H7 an increase in the uptake of glucose seemed to contradict the ROS-
cells were assessed as indicators of the synergistic interactions between mediated damage induced by peroxide. In that study, it was suggested
light and selected phytochemicals. As shown in Fig. 2a, GA + UVA did that the increase in glucose uptake at low concentration of peroxides
not lead to an increase in the number of sub-lethal bacterial injuries was triggered by the bacteria to provide protection against oxidative
assessed based on ability of bacterial cells to form colonies in the pre- stress (Cossu, Le, Young, & Nitin, 2017). Therefore, it is possible that
sence of osmotic stress as compared to the controls (i.e. individual the observed increase in thiol content during the FA + UVA treatment
treatments of GA and UV-A light). In contrast, treatment with was due to increased activity of thiol-containing enzymes and redox
FA + UVA led to a small but significant increase in sub-lethal injuries to proteins such as glutathione reductase and thioredoxin, which are key
E. coli O157:H7 compared to the individual controls (P < 0.05). Fur- components of metabolic pathways activated by Gram-negative bac-
thermore, it was observed that GA + UVA and FA + UVA affected the teria in response to induced oxidative stress (Netto, Oliveira, Tairum, &
intracellular thiol content of E. coli O157:H7 in opposite ways. As ob- Neto, 2016; Winther & Thorpe, 2014). Overall, the observed anti-
served in Fig. 2b, the presence of GA alone led to a reduction in the bacterial activity of FA + UVA could be attributed to photo-activity of
intracellular thiol content of the bacterial cells, which was further en- FA upon exposure to UV-A light. This photo-activity of FA could induce
hanced when GA was combined with UVA. In contrast, while FA alone intracellular oxidative stress, damage the bacterial membrane, among
had no effect on intracellular thiol, the combination of FA and UVA led other intracellular sites, and ultimately leading to cell death.
to an increased on the total intracellular thiol concentration. Together, As opposed to FA + UVA, the GA + UVA treatment presented lim-
these results suggest that FA + UVA and GA + UVA may affect E. coli ited bacterial inactivation (maximum of 1 log CFU mL−1) even after
O157:H7 cells through different pathways influencing both membrane 30 min of treatment. Although, despite the lower antibacterial activity,
and intracellular environment. GA alone and GA + UVA led to the reduction of intracellular thiol
The synergistic antimicrobial combination of UV-A light and FA content in E. coli O157:H7, indicating that GA was able to permeate into
against foodborne pathogens and spoilage microbes has been reported the cells and induce intracellular stress. Similar to FA, the combination
by few prior studies (Shirai, Watanabe, & Matsuki, 2017; Shirai, of GA and light radiation has been suggested to generate intracellular
Kajiura, & Omasa, 2015; Shirai & Yasutomo, 2019). Many of these prior ROS in bacterial cells, leading to bacteria inactivation (Cossu et al.,
studies were conducted using aqueous suspension of bacteria in che- 2016; Nakamura et al., 2012; Wang, de Oliveira, Alborzi, Bastarrachea,
mical buffers and without the presence of a food matrix. Furthermore, & Tikekar, 2017). Furthermore, a recent study showed that GA can also
in these previous studies, FA was dissolved in DMSO for evaluating the interfere with the bacterial metabolism that can further contribute to
synergistic antimicrobial activity, which would not be appropriate for the inactivation of bacterial cells (Oliveira et al., 2017). However, most
food applications. This study demonstrates translation of this novel of these studies were performed in water or buffer systems and not in
antimicrobial concept using commercial apple juice as a food model the presence of a complex food matrix such as apple juice. Therefore,
and using only food grade ingredients (i.e. FA dissolved in water). The the limited bacterial inactivation achieved by GA + UVA observed in
results demonstrate that FA + UVA could inactivate > 5-log of E. coli this study could be related to interference from various components in
O157:H7 in apple juice using low concentrations of FA (1 mM or apple juice, such as sugars and polyphenolic antioxidants. These com-
190 ppm) and low levels of UV-A light exposure (total light fluence of ponents could protect bacterial cells from the antibacterial activity of
19 kJ m−2). the GA + UVA treatment. Some of these compounds could also provide
It has been recently suggested in prior studies that FA may act as a a favorable environment for bacteria to recover from the damages in-
photosensitizer and thus generate reactive oxygen species (ROS) upon duced by the GA + UVA treatment.
exposure to light (Shirai & Yasutomo, 2019). The generation ROS can
induce multiple intracellular damages in bacteria which can further
lead to cell death. As shown in Fig. 2a, the FA + UVA treatment caused 3.3. Mild-temperature thermal processing of GA- and FA-supplemented
a small but significant (P < 0.05) impact on the membrane of E. coli apple juice
O157:H7 as compared to UVA alone and FA alone, supporting the hy-
pothesis that ROS generation could lead to bacterial membrane da- In this study, we also evaluated the combination of GA and FA with
mage. In addition to membrane damage, FA + UVA was observed to mild-temperature thermal processing (55 °C) to inactivate E. coli
O157:H7 in apple juice. As shown in Fig. 3, 4 min of mild-temperature
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