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Regular article
Patient attitudes concerning the inclusion of spirituality
into addiction treatment
Ruth M. Arnold, Ph.D.*, S. Kelly Avants, Ph.D.,
Arthur Margolin, Ph.D., David Marcotte, S.J., Ph.D.
Yale University School of Medicine, Department of Psychiatry, Division of Substance Abuse, New Haven, CT 06519, USA
Received 13 February 2002; received in revised form 12 June 2002; accepted 24 June 2002
Abstract
The purpose of this exploratory study was 3-fold: (a) to determine how ‘spirituality’ is defined by inner-city HIV-positive drug users;
(b) to determine perceived relationships between spirituality and abstinence, harm reduction, and health promotion; and (c) to assess interest
in a spirituality-based intervention. Opioid-dependent patients enrolled in an inner-city methadone maintenance program participated in the
study; 21 participated in focus groups and 47 completed a questionnaire. In the focus groups, two predominant themes emerged: spirituality
as a source of strength/protection of self, and spirituality as a source of altruism/protection of others. A large majority of the larger sample
expressed an interest in receiving spirituality-focused treatment, reporting that such an intervention would be helpful for reducing craving and
HIV risk behavior, following medical recommendations, and increasing hopefulness. African American women perceived spirituality as more
helpful in their recovery than did African American men. D 2002 Elsevier Science Inc. All rights reserved.
0740-5472/02/$ – see front matter D 2002 Elsevier Science Inc. All rights reserved.
PII: S 0 7 4 0 - 5 4 7 2 ( 0 2 ) 0 0 2 8 2 - 9
320 R.M. Arnold et al. / Journal of Substance Abuse Treatment 23 (2002) 319–326
alcoholism and nicotine dependence were inversely asso- ality within the mental health community has resulted in
ciated with personal devotion (such as frequency of pray- a plethora of articles, containing a number of different
ing and seeking spiritual comfort), fundamentalist definitions (Zinnbauer, Pargament, & Scott, 1999). It
Christian beliefs, and religious affiliation conservatism. is clear that spirituality is a complex, wide-ranging, multi-
Other smaller scale studies have come to similar conclu- dimensional concept (Larson et al., 1998), and there is
sions (Brizer, 1993; Mathew et al., 1996). Religion and well-recognized difficulty in creating a definition that
spirituality, as potential resources for recovery, may also be encompasses all, or even many, of the apparently relevant
underutilized by clinicians who treat addicted individuals dimensions of this concept, that avoids possible contam-
(Goldfarb, Galanter, McDowell, Lifshutz, & Dermatis, ination with psychological or other existing constructs, and
1997; Miller, 1998). that is applicable across manifold populations and disor-
With respect to HIV risk-behavior research, Des Jarlais ders (Gorsuch, 1994; Gorsuch & Miller, 1999; Koenig
et al. (1997) found that over one third of HIV-negative et al., 2001; Larson et al., 1998).
injection drug users indicated that ‘‘prayer’’ or ‘‘God’s Given both the complexity and diffuseness of the concept
help’’ was responsible for helping them avoid engaging in of spirituality, prior to embarking on the development and
behaviors that could lead to HIV infection. Our own work evaluation of a treatment intervention designed to incor-
(Avants et al., 2001) with inner-city HIV-positive injection porate patients’ spiritual and religious faith in the treatment
drug users has shown that strength of perceived religious of addictive and HIV risk behaviors among HIV-positive
and spiritual support is an independent predictor of absti- and HIV-negative injection drug users, we conducted a
nence from illicit substances during methadone maintenance study in order to gain a better understanding of the concept
treatment, controlling for the influence of pre-treatment of spirituality from the perspective of patients. The study
variables (addiction and psychiatric severity, CD4 count, had three goals: (a) to explore how spirituality is defined by
social support, and optimism), and during-treatment varia- inner-city HIV-positive drug users; (b) to explore perceived
bles (methadone dose and attendance at counseling ses- relationships among spirituality and abstinence, harm reduc-
sions). We have also found a significant association between tion, and health promotion, and (c) to assess perceived
HIV risk behavior and strength of spiritual and religious helpfulness of a spirituality-based intervention for various
faith and characteristics of drug users’ assumptive worlds. aspects of recovery by sex, race, and HIV-serostatus.
Specifically, strong spiritual and religious faith, the percep- To address the first two goals, focus groups were con-
tion that the world and the people in it are basically good, ducted with HIV-positive injection drug users. Focus groups
and the perception of a meaningful world (i.e., the belief that are a method of qualitative research that assesses participants’
outcomes are just, are not randomly distributed, and can be attitudes and perceptions via researcher-initiated discussions
controlled by personal behavior) emerged as independent concerning target topics that may be recorded for subsequent
predictors of high risk sexual behavior in a sample of thematic study. The focus group methodology has been used
methadone-maintained drug users (Avants, Marcotte, to examine a variety of topics in the addictions (Conners &
Arnold, & Margolin, in press). Franklin, 2000; Green et al., 1998; Nadeau, Truchon, &
Spirituality may be an especially salient dimension of Biron, 1997; Rhodes et al., 1999; Shoultz, Tanner, & Harri-
recovery for HIV-positive drug users (Biggar et al., 1999; gan, 2000; VanderWaal et al., 2001) and was among several
Demi, Moneyham, Sowell, & Cohen, 1997; Florence, Luet- qualitative approaches included in a technical review on
zen, & Alexius, 1994; Jenkins, 1995; Kaplan, Marks, Mert- ‘‘Qualitative Methods in Drug Abuse and HIV Research,’’
ens, & Terry, 1997; Tangenberg, 2001). These patients are sponsored by the National Institute on Drug Abuse (Carlson,
faced with the stress of a chronic, and potentially fatal, Siegal, & Falck, 1995; Shedlin & Schreiber, 1995). Focus
disease as well as the daily challenges of becoming and groups are particularly useful for exploring participants’
remaining abstinent (Carson, Soeken, Shanty, & Terry, 1990; attitudes towards issues and concepts in order to appropri-
Jenkins, 1995; Tsevat et al., 1999; Woods & Ironson, 1999). It ately incorporate them into systematic interventions (Krueger
has been suggested that religious faith may provide a buffer & Casey, 2000). Our third goal was addressed by administer-
against the depressive effects of stressful life events (Kendler ing a brief questionnaire to a sample of HIV-positive and
et al., 1997), and may also play a protective role in physical HIV-negative drug users.
and mental health (Benson & Dusek, 1999; Galanter, 1997;
Ellison, 1991).
Despite these encouraging findings, there are currently 2. Materials and methods
few research-based interventions that incorporate spirituality
into addiction treatment. One reason for this may be the 2.1. Participants
inherent difficulty of defining ‘‘spirituality.’’ An associated
concern is that even if spirituality is operationally defined 2.1.1. Focus groups
for purposes of developing an intervention, it may not be Twenty-one HIV-positive participants, all enrolled in an
possible to address the diversity of beliefs and practices inner-city methadone maintenance program (MMP), com-
of the patient population. Indeed, current interest in spiritu- prised three focus groups (with 5, 7, and 9 participants).
R.M. Arnold et al. / Journal of Substance Abuse Treatment 23 (2002) 319–326 321
Eighteen participants were male and three female. Eleven 3. How much would a treatment that addresses your
participants were white, five were African American, and spiritual or religious beliefs increase your motivation
five were Hispanic. Mean ( ± SD) age and education of the to reduce harm to yourself or others (for example, not
participants was 44.2 ( ± 6.8) and 11.6 ( ± 1.7), respec- sharing needles and not having unsafe sex)?
tively. All but one of the participants was unemployed, and 4. How much would a treatment that addresses your
all but one had current or past cocaine usage as well as spiritual or religious beliefs increase your motivation
heroin usage. Three reported they attended AA or NA to follow medical recommendations (for example,
meetings 3 –6 times in a typical week, 3 attended 1 –2 times taking your medications exactly as prescribed)?
per week and 14 did not typically attend. Participants 5. How much would a treatment that addresses your
identified themselves as Catholic (13), Protestant (7) and spiritual or religious beliefs increase feelings
Other (1). In a typical week, 1 person reported attending of hopefulness?
religious services daily, 1 attended 3 –6 times, 9 attended
1 –2 times, and 9 did not attend (missing for 1 patient). Items were rated on a scale from 0 (not at all) to 4
Participants were more likely to pray or mediate in a typical (extremely). Written consent was obtained from participants,
week than attend services: 8 prayed or meditated daily, 3 who received US$10 vouchers for merchandise at a depart-
prayed or meditated 3 – 6 times per week, 8 prayed or ment store as reimbursement for participating. The sessions
meditated 1 – 2 times per week, and 2 did not typically pray were led by the first author (RMA), who has been trained as a
or meditate. focus group moderator and who had not had previous contact
with the participants. The regular counselor of the groups
2.1.2. Questionnaire administration did not attend. Sessions were tape recorded and transcribed.
Participants in the questionnaire phase of the study were
the 21 focus group participants and an additional 26 2.2.2. Questionnaire administration
individuals (N = 47); all were methadone-maintained and Twenty-six non-focus group participants completed the
enrolled in the same inner-city MMP. Mean ( ± SD) age of PHS questionnaire in October 2001. These participants were
participants was 39.4 ( ± 8.22). Of the 47, 60% (28) were active in various research projects, and the PHS was
male; 53% (25) were white, 28% (13) African American, included in their assessments. Written consent was obtained
and 19% (9) Hispanic. Fifty-three percent (25/47) were for the respective projects, as well as IRB approval to
known HIV-seropositive. Mean years of education was include the PHS. Patients were paid US$25 in vouchers
11.9 ( ± 2.1). Of the 47, 87% (41) were unemployed; 81% for completing the PHS and the remaining assessments.
(38) were injection drug users; 46 were cocaine users, and
had been using cocaine for 16.0 ( ± 7.8) years; all were 2.3. Data analysis
opioid-dependent, and had been using opiates for 15.9
( ± 9.45) years. Religious affiliation was as follows: of the 2.3.1. Focus groups
47, 21% (10) Protestant; 60% (28) Catholic; 2% (1) Jewish; The participants in each focus group were asked several
2% (1) Muslim; 9% (4) other; and 6% (3) none. questions about spirituality, including how they conceptual-
ized it, what role spirituality played in their recovery from
2.2. Procedures addiction, in what ways spirituality influenced the like-
lihood of engaging in health promoting behaviors, and
2.2.1. Focus groups whether they were interested in having a spirituality-focused
Three focus groups were conducted. Participants were component included in their substance abuse treatment.
members of established groups for HIV-positive injection Using standard focus group methodology, these questions
drug users that met regularly to discuss drug abstinence and were examined across the three focus group sessions to
health care. The focus group sessions were conducted in late determine common themes (Krueger & Casey, 2000). Based
September and early October 2001 during participants’ on the transcripts, quotes from the different sessions were
regularly scheduled group times. Prior to the focus group rearranged by question, allowing common threads across the
discussion, participants were asked to complete a short groups to become more evident.
demographic, religious affiliation and practices form, as Quotations are presented below to illustrate participants’
well as a 5-item Perceived Helpfulness of Spirituality attitudes, grouped by common responses. Similar ideas were
(PHS) questionnaire. The five questions included in the expressed in at least two of the three focus groups, unless
PHS were: otherwise indicated. If quotes about an issue were drawn
from only one group, at least two individuals must have
1. How helpful would it be to have a treatment that concurred on the topic to be included in the Results section.
addresses your spiritual or religious faith?
2. How much would a treatment that addresses your 2.3.2. PHS questionnaire
spiritual or religious beliefs help you to reduce your Individual items were entered into Multivariate Analysis
cravings for drugs? of Variance (MANOVA) and analyzed by sex, race, and
322 R.M. Arnold et al. / Journal of Substance Abuse Treatment 23 (2002) 319–326
HIV serostatus. Significant MANOVAs were followed by Others viewed their spirituality as an inner source of
univariate ANOVAs and, as appropriate, with simple effects strength or the sense of having found oneself, which also
tests to examine significant interactions. In addition, in order served as a helper to self: ‘‘I think it is just a struggle you
to provide an estimate of the representativeness of the focus as a person go through. Realizing the qualities you
group participants to the larger sample, scores of the focus have inside of you, and the strength you have inside of
group participants on the questionnaire were compared to you.’’ ‘‘Spirituality for me is when you are trying to find
those who did not participate in a focus group. yourself.’’ For a few participants in one group, to be
spiritual included helping others, the alternate theme that
emerged about spirituality.
3. Results
3.3. Spirituality and recovery from addiction
3.1. Focus groups
Praying and belief in a higher power were most com-
Participants in the focus groups seemed willing and eager monly cited as coping strategies in recovery from addiction.
to talk about their understanding of spirituality, and its role in As previously mentioned, 19 of the 21 participants prayed
their recovery. We were not sure how the topic would be or meditated at least once or twice a week, with 8 of those
received, as spirituality/religion could be a highly personal praying on a daily-basis. Spirituality was conceived as a
issue, or even a divisive issue for the groups, if interpretations protector/helper to self in these comments, as group mem-
of spirituality or religious backgrounds clashed. However, bers asked for forgiveness or strength: ‘‘What I am saying is
these concerns were fortunately unfounded: participants were that I don’t got the strength he [another participant] got. If
mutually respectful of each other’s views at all times. you bring dope in here I can’t say no. . ..I want to get high.
Furthermore, they often told highly personal testimonials Therefore, I ask God, God Help me. Give me the strength so
concerning their religious/spiritual experiences and shared that I can say no.’’
ways in which spirituality/religiousness has influenced their Many participants claimed that it was due to their belief
recovery, living with HIV, and engaging in risky behaviors. in God that they had achieved abstinence in the past or were
Subsequent analysis of the focus group transcripts currently clean. This quote is typical of focus group mem-
revealed two themes concerning how focus group partic- bers who used spirituality as protector/helper to self: ‘‘I
ipants usually conceived of, or expressed, spirituality in incorporate the Lord in my life. Do what His will be, as best
their daily lives: as protector/helper to self, and as altruistic/ I could. Sometimes I succeed. Sometimes I fail. But I never
helpful to others. These conceptualizations were not mutu- give up. That is what works for me. It worked for me in the
ally exclusive, and which one was prominent depended to past. When I indulged myself into the Lord, I was clean.
some extent on the issue being discussed. The following Because of that, spirituality, I was clean.’’ Another partici-
section provides quotes from participants to illustrate the pant had this to say about maintaining her abstinence: ‘‘If
expression of these themes in a number of relevant subjects. God did not help me, if God wasn’t there in my life, I don’t
think I’d be clean. I really don’t. . ..God gives me the
3.2. Definitions of spirituality strength to be clean.’’
When introducing the topic for the focus group, partic- 3.4. Spirituality and living with HIV
ipants were asked what first comes to mind when thinking of
the word ‘‘spirituality.’’ Not surprisingly, many initial Many focus group members shared stories about near-
responses included organized religion, attending worship death experiences, either because of drug overdoses, having
services, and God or a higher power. Examples of God or full-blown AIDS, or suicide attempts, as well as about the
a higher power responses were: ‘‘Well, I’m a very religious deaths of friends and loved ones to AIDS. For others, living
person. It means how a certain person feels about their own with HIV has resulted in a preoccupation with death. What
spirituality, which means their relationship with God.’’ is interesting about these experiences, and what ties them
‘‘Spirituality to me is believing in a person that you really together, is that participants seem to have become more
care about the most. I use my daughter as my higher power.’’ spiritual because of them. Having ‘‘looked death in the
After these initial responses, the comments about spir- face’’ and survived has given many focus group members a
ituality shifted and tended to reveal a more internalized new lease on life. On learning he was HIV-positive, this
conceptualization, usually suggesting a view of spirituality patient initially became depressed and suicidal, but then
as a protector or helper to self. Many referred to a subcon- made a choice to live to glorify God: ‘‘Everything was
scious or inner voice that ‘‘talked’’ to them while chastising wrong with me. And something told me inside myself, you
or encouraging: ‘‘Even though I have made wrong choices, I have a choice. You can either continue down the path of
knew what the right choices were and I went against my destruction or you can ask God for forgiveness of what I
higher power inside of me telling me, ‘It’s wrong. It could have done in the past and what I have done today and
hurt you,’ or ‘You shouldn’t do it.’’’ continue on with my life.’’
R.M. Arnold et al. / Journal of Substance Abuse Treatment 23 (2002) 319–326 323
Testing HIV-positive provided the impetus to enter doing harm to people and what not, because I am a strong
addiction treatment for a few. The following patient began believer in that, the way I put it, what goes around comes
to value his life and friendships more after learning he was around. You reap what you sow. I figure if I put someone
HIV-positive: ‘‘For me AIDS, has taught me to value my else at risk or harm someone else, it’s coming back my way
life. To worry about my health. . ..But when I became HIV, one day.’’
after I went through what I went, I said, I got to grow up. There were a few who explicitly cited their spiritual faith
I wanted to change. I wanted to stop using drugs and doing as the impetus for not sharing needles and other parapher-
what I was doing. It’s like I was killing myself faster. . ..And nalia. ‘‘When I was ignorant, let’s say, when I didn’t know
then when I accepted it, I started to value things. I started to about this HIV needle thing, I shared needles like everybody
value friendship.’’ else. I didn’t have a higher power or spirituality to guide me
Others felt that the fact that they had come so close to to not do it. But, now it’s like another life. It’s like I am
death, or that they themselves were still healthy despite living in another century. I don’t do the things I did before,
being HIV-positive, must mean that there was some reason because of my spirituality.’’
they were supposed to be alive, a reason that did not include Perhaps for the reasons they mention, mostly altruistic,
using drugs. ‘‘Why am I still this healthy? What is the focus group participants did not engage in risky sexual or
reason here? I think that played a part in the reason for me drug-using behaviors. However, it should be noted that
trying to straighten out my life. You know? Quit being a participants also met regularly in the context of their
jerk. What the hell are you doing? They’ve given you a methadone maintenance treatment. Given that they would
freebie here. You’re supposed to be dead.’’ Another patient continue to interact with each other and with other metha-
stated: ‘‘I OD’ed [overdosed] twice. I mean literally died, done maintained patients, it is unlikely that they would be
and He brought me back. . ..He brought me back for a forthcoming with examples that indicated they had put
reason. And then I’m living with HIV. There’s got to be others at risk.
something out there today that He wants me to do.’’
3.6. Spirituality and adherence to medical recommendations
3.5. Spirituality and reducing HIV transmission
Many focus group participants were prescribed com-
Few focus group participants spoke about spirituality plex medical regimens for the treatment of HIV, whereas
explicitly in connection with whether they did or did not others indicated that their HIV health care provider did not
engage in risky sexual or drug-using practices that could feel HIV medications were yet necessary. Most of those
result in HIV transmission. In addition, none of the group taking medications did not attribute medication adherence
members admitted to having recently engaged in any sexual to their spiritual faith. A few, however, did express thanks
or needle-sharing behaviors that would put others at risk. to God for the medications that allowed them to maintain
The explanations they usually provided were altruistic. their health; their comments contributed to the theme of
Those who were married or had steady partners spirituality as protector/helper to self. ‘‘I was on death’s
claimed that they used condoms when engaging in sexual door, supposedly, and I thank God every day that the
intercourse. Love for their partners and a desire not to scientists were able to come up with the combination of
transmit HIV were cited as the primary reasons for medications that they did.’’ In addition, as noted previ-
engaging in safer sexual practices, both of which can be ously, many focus group members are grateful that they
conceived to be altruistic. Focus group participants not are still alive, despite being infected with HIV and having
involved in steady relationships were also altruistic; they watched friends die with AIDS. This sense of gratitude
usually stated that they engaged in safe sex, or at a seemed to have inspired them to work hard to remain
minimum told their partners they were HIV-positive before abstinent from illicit drugs, which, in turn, serves to
engaging in sexual activity. As one patient stated, ‘‘Me, maintain their health.
myself, personally, I have to let the person know [that I
am HIV-positive], and then whether we use a condom or 3.7. Patient interest in integrating spirituality into addiction
not, that’s just an adult decision.’’ treatment
With regard to needle sharing and the use of potentially
contaminated needles, most participants claimed that easy Overall, focus group members reported interest in having
access to clean needles in their community (e.g., the ability a spiritual/religious component to their addiction treatment.
to purchase needles at a pharmacy and to obtain needles This was evident throughout the course of the discussion, as
from needle exchange vans) has made needles a ‘‘non- well as from the PHS questions, discussed in the next
issue’’ in terms of spreading HIV. Altruistic reasons cited section with the full sample. When asked if they felt a need
for not letting others use their needles, at least unclean for an intervention that would specifically integrate spiritu-
needles, included concern about the possibility of transmit- ality into their addiction treatment, most patients were
ting HIV to others, and that it was simply ‘the right thing to supportive. ‘‘Oh, absolutely. I think I need it more than
do.’ One participant expressed it this way: ‘‘I think about anything.’’ ‘‘Like once a week is good for me.’’
324 R.M. Arnold et al. / Journal of Substance Abuse Treatment 23 (2002) 319–326
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