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DEVEL OPMENT A ND N EUROBIOLO GY Assistant Editor: Paul j. Lombroso, M .D.

Genetics of Childhood Disorders:


III. Genetics and Intelligence
ROBERT PLOMIN , PH .D.

Gen etic research has mad e imp ortant discoveries about intel- net ic resonance imag ing and to explain how th ese measures
ligence during the past few decades. To outline som e of these relate to g.
find ings, I wo n't spend space on the measurement of int el- g clearly run s in fam ilies. The correl at ions for first-degree
ligen ce except to say that what I mean by intelligen ce is relatives living together average 0.43 for more th an 8,0 00 par-
gener al cognitive ability defined as g. All reliable and valid tests ent-offspring pairs and 0.47 for more th an 25,000 pairs of
of cognitive ability intercorrelare at a mod est level-g is what siblings. However, g might run in fam ilies fo r reason s of
the y have in common . g is often assessed as a total sco re across nu rture o r of nature. In studies involving more th an 10,000
diverse cognitive tests as in int elligence (IQ) tests, although it is pairs of tw ins, the average g correlations are 0.8 5 for identical
more accurately ind exed by an unrotated prin cipal component twin s and 0.60 for same-sex fraternal tw ins. These tw in dat a
that best reflects what is in com mon amo ng the tests. Nearly all suggest a genetic effect size (heritability) that explains about
genetic dat a have been obtained usin g measures develop ed half of th e tot al varian ce in g sco res.
from th is psychometri c perspective, primarily IQ tests. One Adoption stu dies also yield est imates of substantial her -
new direction for genetic research on int elligence is to investi- itability. For example, identical twins reared apart are almost
gate other measures such as information-pro cessing and more as sim ilar for g as identical tw ins reared together. Ado ption
direc t measures of brain fun ction such as evoked potentials, stud ies of other first-degree relatives also ind icate substant ial
positron em ission tomograph ic scans, and functional mag- her itab ilit y, as illustra ted below by recent results from the

m Biological
c:
o Adoptive - - - -
0.4 Control _
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Ol
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-Q.1
0 2 4 6 8 10 12 14 16 18

Age of Child
Fig. 1 Parcllt- o tls pr ing cor relations between pa rents" fir.'t p rincipal compo nent scores and child ren's first principal
componcl1l scores der ived fro m tests of spec ific cogn itive abilities for ado ptive. biological. an d co ntro l parent s and
their childre n at J. 4. 7. I). 10, 12. 14. and 16 years. T he N 's rang e from 27 to 42 for biological fathers , 123 to 19 5
for biological mothers. 121 to 194 for ado ptive parents . an d 11 5 to 216 for cont rol pare nt s. Adapted from Plorn in
R. Fulker DW. Co rley R. De fri es JC ( 1997 ). Natu re. nu rture and cogn itive developm ent from I to 16 years: a par-
cur-offspring adop tion study. Psycho!Sci 8:442-44 7 (hy perm ission of pub lisher).

786 J. AM . A C A D . CHIL D A D OL ESC. PSYCHIATR Y, .18:6 , JU N E I') ') ')


DEVELOPMENT AND NEUROHIOLOGY

Colorado Adoption Project (CAP). Model-fitting analyses also appear to show substantial genetic influence, although
based on dozens of adoption and twin studies estimate that less than g.
about half of the total variance can be attributed to genetic A surprising finding concerning specific cognitive abilities
factors. Genetic influence on g is not only statistically signifi- is that multivariate genetic analyses indicate that the same gen-
cant, it is also substantial, especially when compared to other etic factors largely influence different abilities. What this
research in the behavioral sciences that rarely explains 5% of finding means concretely is that if a specific gene were found
the variance. Genetic research has moved beyond the question that is associated with verbal ability, the gene would also be
of heritability of intelligence to investigate developmental expected to be associated with spatial abilit y and other specific
changes, multivariate relations among cognitive abilities, and cognitive abilities. This finding is surprising because it goes
specific genes responsible for the heritability of g. These 3 against the tide of the popular modular theory of cognitive neu-
issues will now be addressed. roscience that assumes that cognitive processes arc specific and
When Francis Galton first studied twins in 1876, he inves- relatively independent of one another. The multivariate genetic
tigated the extent to which the similarity of twins changes over results arc consistent with a top-down model in which genetic
the course of development. Other early twin studies of g were effects of g pervade a broad range of cognitive processes. An
also developmental, but this developmental perspective faded even more surprising finding in 4 out of 4 studies is that genetic
from genetic research until recent years. One of the most effects on measures of school achievement overlap almost
interesting findings about g is that heritability increases steadily completely with genetic effects on g. The converse of this find-
from infancy (20%) to childhood (40%) to adulthood (60%). ing of genetic overlap is equally interesting. Although genetics
For example, a recent study of twins aged 80 years and older accounts for the overlap between school achievement and g,
reported a heritability of about 60 . discrepancies between school achievement and g. often used to
The 20-year longitudinal CAP confirms this finding using describe underachievers, are largely environmental in origin.
the adoption design. CAP is a 25-year study of 245 children Heritability of complex dimensions such as g seems likely
separated from their biological parents at birth and adopted to be due to multiple genes of varying but small effect size
in the first month of life. Correlations are shown between g rather than a single gene that has a major effect. Genes in such
scores of the biological parents and their adopted-away chil- multiple-gene systems are called quantitative trait loci (QTLs).
dren, the adoptive parents and their adopted children, and Unlike single-gene etTects like PKU that are necessary and
nonadoptive or control parents and their children matched to sufficient for the development of a disorder, QTLs contribute
the adoptive families . Correlations between nonadoptive interchangeably and addirivcly like probabilistic risk factors .
parents and children increase from less than 0.20 in infancy Traditional methods for identifying single-gene effects are
to about 0.20 in middle childhood and to about 0.30 in unlikely to succeed in identifying QTLs.
adolescence. The correlations between biological mothers and A QTL study applying new genetic approaches to gyielded
their adopted-away children follow a similar pattern. indicat- a replicated association in a study comparing groups of chil-
ing that parent-offspring resemblance for g is due to genetic dren of high g and children of average g. The gene is insulin-
factors . In contrast, parent-offspring correlations for adoptive like growth factor-Z receptor (lGF2R) on chromosome 6,
parents and their adopted children hover around zero, which which has recently been shown to be especially active in brain
suggests that family environment shared by parents and off- regions most involved in learning and memory. The frequency
spring does not contribute importantly to parent-offspring of one of the alleles was twice as high in 2 groups of children
resemblance for g. with high g compared with 2 groups of children with average
Why does heritability of g increase during the life span? g (about 30% versus 15%) .
Perhaps completely new genes come to affect g as more sophis- Identifying replicable QTLs associated with g will make it
ticated cognitive processes develop. A more likely possibility is possible to address questions about development, differential
that relatively small genetic effects early in life snowball during diagnosis, and gene-environment interplay through the use
development, creating larger and larger phenotypic etTects, of measured genotypes rather than indirect inferences about
perhaps as individuals select or create environments that foster heritable influence based on familial resemblance. Such QTLs
their genetic propensities. will also provide discrete windows through which to view
There is more, however, to cognitive abilities than g. In the neurophysiological pathways between genes and cognitive
widely accepted hierarchical model of cognitive abilities, development. As is the case with most important advances.
specific cognitive abilities include components such as spatial, identifying genes for cognitive abilities and disabilities will
verbal , speed-of-processing, and memory abilities, each in- also raise new ethical issues. These concerns must be taken
dexed by what is in common among several tests of each abil- seriously, but they arc based largely on misconceptions about
ity. Less is known about the genetic and environmental origins genetic research on complex traits that are influenced by
of individual differences in specific cognitive abilities, but they multiple genes as well as multiple environmental factors .

J . AM . ACAD . C H Il. l> ADOl.ES C . PSY CHIATRY . .~8 :6. JUN E 1999 787
PLOM IN

WEB SITES OF INTEREST Plo min R, Owen MJ , McGuffin I' (1994) . T he gene ric basis of complex
human behavio rs, Science 264: 1733 - 1739
htrp ://20'i . 153.YJ. 175/ programs/sfkids/showarchive/sfkc.98 .0 l .02 .h rm l Plomin R. Rutter M (1998) . Child development. molecular genetics . and
htrp://www.n hgri .nih .gov/HGP/HGP_goals/5yrplan.h rml what to do with genes once the y are fou nd . Child D,,· 69 :1221-1240

ADDITIONAL READINGS Accepted December / 7, 1998.


Dr. Plomin is Profasor, Social. Geneti c and Deuelopmental Psychia try
C ho rney MJ , C ho rney K, Seese N ct al. ( 1998), A qu anrit ative trait locus Research Centre, Institute of !'Jychiatry. London.
(Q T I.) associated with cognitive ability in children. Psycbol Sci 9: 159-166
Corrrspondencr to Dr. Lomb roso. Child Study Center: Yale Univ ersity School
Plornin R, Defr ies JC (1998) , The genetics of cogn itive abili ties and dis-
of Medicine, 230 South Frontage Road, New Hauen, CT 06520; e-mail;
abi lities, Sci Am 278 ('i ):62 -69
Plorni n R, Defries [ C, McC learn GE , Rutter M (1997), Brhavi oral Genrtics, paul.lombrosoteyale.ed«.
.~ rd ed. New York: Freeman To read all the columns ill thi s Jeri" , visit the Wtob sitr: Im p :llinfO. mrd..
Plomi n R, Fulker DW, Co rley R, D cl-ries JC (1997) , Nature . nu rture and yale.edulchldJtdylplomdel'elopl
cognitive development from I to 16 years: a parent-offspring adoption 08 90 -85 67 /9 9/3806-0786 © 1999 hy the Ame rican Academy of Child
study. Psycho! Sci 8:442 - 447 and Adolescent Psychiatr y.

788 J. AM . ACAD . C H I LD ADOLESC. PSYCH IATRY, 38 :6 . J UN E 199 9

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