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Agreements:
A Handbook for Afghan Officials
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Belinda Bowling
Environmental Law and International Conventions Expert
United Nations Environment Programme (UNEP)
Post-Conflict and Disaster Management Branch
DISCLAIMER
The contents of this volume do not necessarily reflect the views of UNEP, or contributory organizations. The
designations employed and the presentations do not imply the expressions of any opinion whatsoever on the
part of UNEP or contributory organizations concerning the legal status of any country, territory, city or area or its
authority, or concerning the delimitation of its frontiers or boundaries.
1 Introduction ..................................................................................................................... 7
Basel Convention Basel Convention on Transboundary Movement of Hazardous Wastes and their
Disposal
CFCs Chlorofluorocarbons
CITES Convention on International Trade in Endangered Species of Wild Fauna and Flora
EC European Commission
EU European Union
G-77 Originally the Group of 77 developing countries established in 1964 at the first
session of UNCTAD. Now 133 developing States.
JUSCANZ Non-EU industrialised countries coalition (Japan, the US, Canada, Australia, New
Zealand, Iceland, Mexico, Norway and Switzerland)
Montreal Protocol Montreal Protocol on Substances that Deplete the Ozone Layer
UNCED United Nations Conference on Environment and Development (or Earth Summit,
2002)
UNFCCC United Nations Framework Convention on Climate Change (or Climate Change
Convention)
Belinda Bowling
March 2008
Air pollution is an urban environmental problem in Kabul. It is also a regional and international problem, and is an example of an environmental
problem that fails to respect borders and geographic boundaries.
Zahid Ullah Hamdard, Afghanistan (right), noted assistance from UNEP, Germany and others in the preparation of his country’s national phase-
out plan. 18th Meeting of the Parties to the Montreal Protocol (MOP-18), 3 November 2006, New Delhi, India
• Resolving new or additional issues that need Diversity and Climate Change was established
to be settled for the implementation of the to consider ways to promote synergies at the
MEA; national level between the UNFCCC and the CBD
• Revising the treaty when, and if, necessary. when implementing climate change activities,
as well as their relation to the conservation and
• Meeting of the Parties (MOP): A MOP is similar sustainable use of biodiversity.
to a Conference of the Parties. The term ‘MOP’
is used to describe meetings to the Montreal The following institutional terms are relevant to COP
Protocol (substances that deplete the ozone and MOP meetings:
layer), in order to distinguish these meetings
to the framework conventions themselves • Plenary: The main meeting of the COP or
(the Vienna Convention in the case of the MOP. At plenary meetings, each delegation is
Ozone Treaties). A MOP will often be held in represented and all delegates sit in a single
conjunction with a COP. large room. State representatives have an
opportunity to address the Convention. All
• Scientific body: Formal scientific bodies votes take place in the plenary meeting.
authoritatively accompany MEAs. They provide
a more comprehensive evaluation of how the • Bureau: A Bureau may oversee the running of
environmental issue that the MEA deals with is a COP or MOP. Bureaus are usually made up of
being confronted, as well as exploring scientific members from each of the different regional
and technical issues related to the agreement’s blocs.
issues. Although nominated by Parties (i.e.
countries that are a part of the treaty), a MEA’s • Informal Bodies: The President of the COP or
scientific group acts independently by providing the Chair of a subsidiary body may establish
its own assessments as well as neutral advice. ‘informal consultations’ (or other groups) to help
find consensus among the diverse interests of
• Ad hoc groups: These groups may be created MEA Parties.
to address specific issues of concern that
require focused attention. For example, an Further relevant terms are set out in Annex 1 which
ad hoc Technical Expert Group on Biological contains a glossary of MEA terms.
A plenary view of the closing section of sixth meeting of the Ad Hoc Open-ended Working Group on Access and Benefit-sharing under the
Convention on Biological Diversity, 2008.
fragmentation, and proliferation of MEAs have Stockholm Convention (POPs) and Rotterdam
resulted in the following obstacles: Convention).
This section will broadly outline the general Although negotiations leading to an MEA’s
implementation requirements of MEAs, including adoption and the careful drafting of its provisions
compliance and enforcement. are vital elements in ensuring its enforceability,
the ultimate responsibility for complying with
an MEA’s terms generally rests with the Parties.
3.1 Overview Implementation at the national level is at the
core of an MEA’s effectiveness, and each Party
Governments and regional organisations have to an MEA is responsible for complying with the
taken on a series of international commitments by obligations it imposes and for taking the necessary
signing and ratifying MEAs. Yet, purely adopting measures to bring about that compliance.
an MEA is not sufficient. Efforts need to be made
to apply these norms and to employ practices that There are a variety of measures and approaches a
result in environmental improvements. government can take to ensure it meets its compliance
obligations under an MEA. These measures cover a
Once a country becomes a Party to a multilateral wide range of activities, from formal institutional and
environmental agreement, it should commence legal review to public awareness campaigns. Further
implementation and enforcement efforts. These examples are set out below:
are of two broad types:
• Compliance plans
• Substantive: Moving toward employing These provide an overview of the compliance
specific measures that improve the particular requirements of a MEA (or group of MEAs),
environmental issue committed to in a as well as the development of appropriate
particular MEA (e.g. land degradation in terms benchmarks.
of UNCCD);
• Implementing laws and regulations
• Procedural: Meeting with the procedures The development of such laws and regulations
established by the MEA, such as reporting on is among the most vital steps a Party will take
the status of national implementation (e.g. to comply with an MEA. Depending on its
development of the Third National Report governmental structure however, a State may
under CBD). encounter difficulties in ensuring the necessary
laws are enacted. Moreover, some developing
Often, the implementation of MEAs indicates that countries (like Afghanistan) find it a challenge
States must approve specific types of national laws to enact all the necessary legislation to
and policies, as well as adapt certain national come into compliance with the different
institutions and adopt certain standards. It is in MEAs to which they are a Party, due to limited
this arena that implementation and compliance enforcement and technical capacity.
factors come into play. These terms can be
defined as follows: • National implementation plans
These are useful for mainstreaming an MEA’s
• Compliance: Means the fulfilment by the obligations into domestic legal, policy and
contracting Parties of their obligations under institutional frameworks, and usually identify
a MEA; and policies, programmes and plans in related
sectors through which specific measures may
• Enforcement: Means the range of procedures need to be taken for the MEA to be effectively
and actions employed by a government to implemented. For example, long-term national
ensure that organisations or persons, potentially development plans in various States (including
failing to comply with environmental laws or Iran), which articulate a national vision
regulations implementing MEAs, can be brought for economic, social and environmental
or returned into compliance, or punished developments now also highlight environmental
through civil, administrative or criminal action. issues and MEA obligations too.
• Legal Tools
Legal tools include codified laws, regulations,
procedures, policies, and other legal instruments.
In order to be effective in fostering compliance,
environmental requirements in laws need
to be enforceable. That is, they need to be
clear, feasible, offer sufficient sanctions, and
be implemented with adequate notice. By
considering enforceability throughout the process
A Climate Change walkathon took place in Beirut on December 9, 2007. of developing environmental requirements,
be appropriate later in the process. Similarly, as the • Are the anticipated benefits worth the effort?
regulatory and enforcement officials gain experience • Should the approach be implemented now, in
they are more able to implement and enforce more the future, or phased in over a period of time?
sophisticated regulatory regimes. At the same time,
certain measures may be overly restrictive for busi- When determining whether certain market-based
nesses, and other measures may achieve the same approaches are appropriate or feasible, a State
environmental goals while imposing fewer burdens should examine its particular context. Some
on the government or the regulated community. approaches may require significant institutional
developments or economic reform, particularly for
Accordingly, governments are encouraged to
least developed countries, like Afghanistan.
adopt an approach of adaptive environmental
management with respect to environmental regimes.
In this approach, measures are viewed as provisional
and reviewed and revised periodically to account Checklist for Establishing National
Environmental Regimes
for new information. Thus, a government may craft
an environmental enforcement programme, collect Environmental regimes can entail a variety
information on the enforcement programme and of policies and approaches to promote their
its effectiveness, and then revise the programme effectiveness. These include:
in light of what is revealed. Such an approach is • Legal tools – including command-and-control
necessarily iterative. This allows the government to approaches, responsive regulation and liability;
take certain measures, see what works and what • Economic tools – including green taxes and
does not, and then improve the system. Adaptive subsidies, and emissions trading;
environmental management has been applied in • Voluntary tools – including information-based
the contexts of ecosystem management, grasslands, tools, collaborative management approaches
restoration projects, waterfowl, national parks and and customary tools.
other protected areas, rivers and development.
National focal point: Eng. Hazrat Hussain Khaurin, Director of Forestry, MAIL.
Environmental Biological diversity – or biodiversity – is the term given to the variety of life on Earth and
problem that the MEA the natural patterns it forms. The biodiversity we see today is the fruit of billions of years
addresses: of evolution, shaped by natural processes and, increasingly, by the influence of humans. It
forms the web of life of which we are an integral part and upon which we so fully depend.
Biodiversity includes genetic differences within each species – for example, between
varieties of crops and breeds of livestock. Another aspect of biodiversity is the variety of
ecosystems such as those that occur in deserts, forests, wetlands, mountains, lakes, rivers,
and agricultural landscapes. Each ecosystem supports a living community of creatures
(including humans), interacting with one another and with the air, water and soil around them.
The loss of biodiversity often reduces the productivity of ecosystems, thereby shrinking
nature’s basket of goods and services, from which we constantly draw. It destabilises
ecosystems and weakens their ability to deal with natural disasters such as floods, droughts
and hurricanes, and with human-caused stresses, like pollution and climate change.
Already, we are spending huge sums in response to flood and storm damage exacerbated
by deforestation. Such damage is expected to increase as a result of global warming.
Brief description The Convention on Biological Diversity (CBD) entered into force on 29 December 1993.
of the MEA: Article 1 outlines the three objectives of the Convention: 1) The conservation of biological
diversity; 2) The sustainable use of its components; and 3) The fair and equitable sharing
of the benefits arising out of the utilization of genetic resources. The CBD promotes
inter-State cooperation for the conservation and sustainable use of biological diversity,
and especially of technical and scientific cooperation. This has facilitated many bilateral
and multilateral projects.
The CBD aims to achieve the conservation of biological diversity by: identifying and
monitoring of the components of biological diversity and of the processes and activities that
threaten those components; providing for in-situ and ex-situ conservation; and integrating the
conservation and sustainable use of biological resources into national decision-making.
Compliance The reporting provisions of the CBD are sparse. Article 26 calls upon Parties to report upon
mechanisms: their measures to implement the CBD and the effectiveness of those objectives. COP-2
(1995) decided that the first national reports should be delivered to COP-4 in 1998 and
adopted guidelines for the preparation of reports were adopted at COP-2. In addition to
The Convention established a clearing house mechanism (CHM) to ensure that all Parties
have access to the information and technologies required to implement the Convention. The
CHM was set up at COP-1 (1994) and is funded through the Convention’s regular budget
and through voluntary contributions. It promotes cooperation in six key areas: 1) Tools for
decision-making; 2) Training and capacity building; 3) Research; 4) Funding; 5) Technology
transfer; and 6) The repatriation of information. The CHM provides universal access to
Convention records, case studies, national and other reports, initiatives and programmes
and technical and scientific information. It also seeks to increase public awareness of the
Convention’s programmes and links experts to relevant work programmes.
In relation to funding, Article 20 states that each Party is to provide financial support
and incentives for national projects that implement the objectives of the Convention.
Developed Parties are also expected to provide additional funding to developing Parties
to enable the latter to implement the Convention. Developed Parties may provide funding
through regional, bilateral and multilateral channels. Article 21 provides for a mechanism
to provide financial resources on a grant or concessional basis to help developing Parties.
The CBD contains obligations on promoting and cooperating with respect to – research
and training; public education and awareness; information exchange; and access to
technical and scientific cooperation.
Legislation:
Afghanistan’s Environment Law was approved by the Parliament in early 2007. The
Act creates the regulatory framework to implement a number of CBD obligations,
including Article 8(g): Regulating living modified organisms, Article 8(k): Develop
endangered species legislation, Article 8(l): Regulate activities having adverse effects
on components of biodiversity, Article 14(1)(a): Introduce procedures for environmental
impact assessment of projects, and Article 15: Set up a system of prior informed
consent for use of genetic resources. The Act also obliges the government to develop
its NBSAP within two years of the date of promulgation of the Act (Article 6).
National focal point: Ghulam Mustafa Jawad, Deputy Minister: Technical, MAIL
Environmental problem Desertification is the degradation of land in arid, semi-arid and dry sub-humid areas.
that the MEA addresses: It is caused primarily by human activities and climatic variations. Desertification does
not refer to the expansion of existing deserts. It occurs because dry land ecosystems,
which cover over one third of the world’s land area, are extremely vulnerable to
overexploitation and inappropriate land use. Poverty, political instability, deforestation,
overgrazing and bad irrigation practices can all undermine the productivity of the land.
Over 250 million people are directly affected by desertification, and about one billion
people in over one hundred countries are at risk. These people include many of
the world’s poorest, most marginalized and politically weak citizens. Combating
desertification is essential to ensuring the long-term productivity of inhabited dry lands.
Unfortunately, past efforts have too often failed, and around the world the problem of
land degradation continues to worsen.
Brief description UNCCD entered into force on 26 December 1996. The objective of the Convention is
of the MEA: to promote an integrated approach to combating desertification and to mitigate the
effects of serious drought and/or desertification through effective actions at all levels,
supported by international cooperation and partnership arrangements. The Convention
distinguishes between affected developing Parties and developed Parties. Article 5
requires affected developing Parties to give due priority to combating desertification,
establish strategies within the framework of sustainable development plans, address
the underlying causes of desertification, promote awareness of the problem and
strengthen relevant existing legislation. Article 6 requires developed Parties to actively
support the efforts of affected developing Parties to combat desertification by
providing financial assistance and mobilising funding.
There are five annexes to the Convention dealing with the implementation of the
Convention in five regions affected by desertification: (I) Africa; (II) Asia; (III) Latin
America and the Caribbean; (IV) Northern Mediterranean; and (V) Central and Eastern
Europe. The African Annex is the most detailed and contains provisions for financial
mechanisms and resources, coordination, partnership and follow-up arrangements.
Compliance mechanisms: Article 9 of the UNCCD requires affected developing Parties and Parties that are
members of Regional Implementation Annexes to prepare National Action Programmes
(NAPs) in order to identify the factors contributing to desertification in their countries
and to describe practical measures to combat them. In addition, Parties must
communicate to the COP at its ordinary session reports on implementation measures.
Affected developing Parties must provide reports of strategies developed pursuant to
Article 5 and their NAPs.
Overview of The NCSA and NAPA projects, which focus on the three Rio Conventions, will be
implementation activities completed in early 2008. One of the technical components is desertification.
until end 2007:
Technical reports have been submitted to UNCCD technical meetings.
Through UNDP, and with USD $50,000 of GEF funding, a medium-sized project
proposal for sustainable land management was submitted to GEF in 2006. The outputs
of this project include:
• Development of the National Action Plan (NAP),
• Institutional and capacity development.
National focal point: No official designated focal point. Unofficially, NEPA assumes this role.
Environmental problem The average temperature of the Earth’s surface has risen by 0.6 degrees Celsius in
that the the last century. It is expected to increase by another 1.4 to 5.8 degrees during this
MEA addresses: century, which is a rapid and profound change. Even if the minimum predicted increase
takes place, it will be larger than any century-long trend in the last 10,000 years. The
principle causes for global warming are: 150 years of industrialisation, the burning of
ever-greater quantities of fossil fuels (oil, petrol, diesel and coal), the cutting of forests,
and the practice of certain unsustainable farming methods.
The current warming trend is expected to cause extinctions. Numerous plant and
animal species, already weakened by pollution and loss of habitat, are not expected to
survive the next 100 years. Human beings, while not threatened in this way, are likely
to face mounting difficulties. For example, recent severe storms, floods, and droughts
appear to show that computer models predicting more frequent ‘extreme weather
events’ are correct. The average sea level rose by 10 to 20cm during the 20th Century,
and an additional increase of 10 to 90cm is expected this century (higher temperatures
cause ocean volume to expand, and melting glaciers and ice caps add more water). If
the higher end of that scale is reached, the sea could overflow the heavily populated
coastlines of countries such as Bangladesh; cause the disappearance of some
countries entirely (such as the island state of the Maldives); foul the freshwater supplies
for billions of people; and cause mass migrations. Agricultural yields are expected to
drop in most tropical and sub-tropical regions. Drying of continental interiors, such as
central Asia, is also forecast. These changes could cause, at a minimum, disruptions in
land use and food supply. And the range of diseases, such as malaria, may expand.
Brief description UNFCCC entered into force on 21 March 1994. It aims to achieve stabilisation of
of the MEA: greenhouse gas concentrations in the atmosphere at a level that would prevent
dangerous anthropogenic interference with the climate system. Such a stabilisation
level should be achieved ‘within a time-frame sufficient to allow ecosystems to adapt
naturally to climate change, ensure food production is not threatened and to enable
economic development to proceed in a sustainable manner.’
The guiding legal principles for implementation are set out in Article 3 and include:
intergenerational equity; common but differentiated responsibility between developed
and developing countries; the precautionary principle; sustainable development; and
an open international economic system. Of these principles, the most clearly reflected
in the UNFCCC text is differentiated responsibility. Differentiated responsibilities for
developed Parties are specified in two matters. Special obligations are imposed upon
them to: (1) Adopt ‘policies and measures’ to reduce their greenhouse gas emissions
under Article 4.2; and (2) Provide ‘new and additional financial resources’ to developing
Parties under Article 4.3. Annex I contains a list of the developed countries that includes
most ‘western’ countries and ex-Soviet bloc countries. Annex II lists from among those
Annex I Parties only the ‘western’ countries that are obliged to provide financial and
technological assistance. Afghanistan is classified as a ‘non-Annex 1’ Party.
Compliance mechanisms: Article 12 requires all Parties to submit: A national inventory of anthropogenic emissions
by sources and removals by sinks of all greenhouse gases (but not controlled by the
Montreal Protocol) using agreed methodologies; a general description of their steps
to implement the aims of the Convention; and any other relevant information. This
obligation falls upon both developed and developing country Parties but, as indicated
below, the former are to assist the latter to meet their inventory obligations. Developed
country Parties must also provide a detailed description of policies and measures that
they have adopted to implement their commitment under Article 4.2.
The Marrakech Accords also provide for the establishment of an Expert Group
on Technology Transfer to facilitate and advance technology transfer activities.
Furthermore, the Secretariat has developed a clearing house mechanism to
facilitate the flow of, and access to, information on developing and transferring
safe technologies. Developed Parties, specifically those listed in Annex II, must
additionally provide ‘new and additional financial resources’ to developing countries
to meet the full implementation costs of the Convention. These concern inventories
and any voluntary measures the developing countries take towards mitigation of the
greenhouse gas emissions. They must also take all practicable steps to promote,
facilitate and finance – as appropriate – the transfer of, or access to, environmentally
sound technologies and know-how to other Parties, particularly to developing
countries to enable them to implement the provisions of the Convention.
Overview of • The NCSA and NAPA projects, which focus on the three Rio Conventions, will
implementation activities complete in early 2008. The NAPA project in particular focuses on assessing
until end 2007: vulnerability to climate change and outlining appropriate adaptation mechanisms.
• Baseline air emission inventory for point, area and mobile sources of emissions
through dispersion modelling for identification and prioritisation of sources
and recommended appropriate control measures. Undertaken by the Asian
Development Bank in 2006.
• With support from UNDP (and other agencies), the possibilities of acceding to
the Kyoto Protocol and implementing the Clean Development Mechanism in
Afghanistan have been investigated.
National focal point: The Natural Resources Division of MAIL is the interim Management Authority. A
scientific authority is yet to be established.
Environmental problem International wildlife trade is estimated to be worth billions of dollars annually, and
that the MEA addresses: includes hundreds of millions of plant and animal species. The trade is diverse, ranging
from live animals and plants, to a vast array of products derived from them – including:
food products, exotic leather goods, wooden musical instruments, timber, tourist curios
and medicine. Exploitation levels of some wildlife species are high and the trade in
them (together with other factors such as habitat loss) is capable of heavily depleting
their populations and even bringing some species close to extinction. Many traded
wildlife species are not endangered, but the existence of an agreement to ensure the
sustainability of the trade is important to safeguard these resources for the future.
Because the trade in wild animals and plants crosses the borders between different
countries, the efforts to regulate it requires international cooperation to safeguard certain
species from overexploitation. CITES was conceived in the spirit of such cooperation.
Today, it accords varying degrees of protection to more than 30,000 species of animals
and plants, whether they are traded as live specimens, fur coats or dried herbs.
Brief description CITES entered into force on 1 July 1975. It established a permit system to control
of the MEA: imports and exports of wild fauna and flora. CITES lists controlled flora and fauna
in three appendices. Appendix I covers all species threatened with extinction that
are, or may be, affected by trade. Commercial trade in these species is essentially
banned and can only be authorised in exceptional circumstances. Appendix II covers
species that are not currently threatened with extinction, but could become so unless
trade is controlled under the Convention. Appendix III covers species that any Party
has identified as being subject to national regulation for the purpose of preventing or
restricting exploitation, and as such, require the cooperation of other Parties to control
Compliance mechanisms: Pursuant to Article VI.6, each Party must maintain records of trade in species listed
in Appendices I, II and III, which cover: The names and addresses of exporters and
importers; the number and type of permits and certificates granted; the States with
which such trade occurs; the numbers or quantities and types of specimens; names of
species as included in Appendices I, II and III; and, where applicable, the size and sex
of the specimens in question.
The Scientific Authority of each Party has obligations to monitor the export permits
granted by the State for Appendix II specimens and the actual exports of such
specimens. Additionally, the Parties, NGOs (such as the TRAFFIC Network), and
international bodies (such as the World Customs Organisation and Interpol), perform
monitoring functions and report infractions to the Secretariat. TRAFFIC is an
international wildlife trade-monitoring network, founded in 1976 as a joint programme
between the WWF and IUCN – The World Conservation Union. It works cooperatively
with the CITES Secretariat in implementing the Convention, and its mission is to ensure
that wildlife trade does not threaten nature conservation. The Secretariat also conducts
ad hoc verification missions to assess a Party’s compliance with the Convention.
Under Article VXIII, if the Secretariat is satisfied that any species in Appendices I or II is
being adversely affected or that the Convention is not being effectively implemented it
will communicate this issue to the relevant Party’s Management Authority. The Party must
propose remedial action. CITES has no funding mechanism to facilitate compliance.
Overview of CITES has been incorporated into the framework Environment Law, which was
implementation activities enacted in January 2007. However, implementing regulations are still required, which
until end 2007: are currently in development.
Short name of the MEA: Vienna Convention (see also Montreal Protocol below)
Environmental problem Ozone is a very small part of our atmosphere, but its presence is nevertheless vital
that the MEA addresses: to human well-being. Most ozone is found in the upper part of the atmosphere. This
region, called the stratosphere, is more than 10 kilometers (6 miles) above Earth’s
surface. There, about 90% of atmospheric ozone is contained in the ‘ozone layer,’
which shields us from harmful ultraviolet radiation from the Sun. However, it was
Under Article 4, Parties must facilitate and encourage the exchange of scientific,
technical, socio-economic, commercial and legal information, which is elaborated in
Annex II. Annex II, paragraph 1 states that Parties recognise that the collection and
sharing of information is an important means of implementing the Convention and
that Parties must therefore exchange scientific, technical, socio-economic, business,
commercial and legal information. Annex II paragraphs 3 to 6 elaborate on the type of
scientific, technical, socio-economic and legal information to be provided. Parties must
cooperate in promoting the development and transfer of technology and knowledge,
particularly though: Facilitation of the acquisition of alternative technologies by other
Parties; provision of information on alternative technologies and equipment; supplying
necessary equipment and facilities for research and systematic observations; and
appropriate training of scientific and technical personnel.
COP-1 (1989) established a Trust Fund (later to become the ‘Multilateral Fund’) and
Parties were invited to make voluntary contributions. The Parties agreed to cooperate
to enhance the capabilities of developing countries to contribute to ozone science
research through the organisation of workshops and the identification of appropriate
institutions for scientific and financial assistance.
Article 9 states that the Parties shall cooperate in promoting research, development
and the exchange of information on: Best technologies for improving the containment,
recovery, recycling or destruction of controlled substances or reducing their
emissions; possible alternatives to controlled substances, to products containing such
substances and to products manufactured with them; and the costs and benefits of
relevant control strategies. Parties must also cooperate in promoting public awareness
of the environmental effects of the emissions of controlled substances.
At MOP-1 (1989), the Parties agreed to consider at MOP-2 (1990) the development of a
programme which would include workshops, demonstration projects, training courses,
the exchange of experts and the provision of consultants on control options, taking
into account the special needs of developing countries as well as the exploration of
ways to promote the exchange and transfer of environmentally sound substitutes and
alternative technologies.
This issue was primarily addressed through the amendment of Article 10. Amended
Article 10 establishes a financial mechanism. It requires that Parties shall establish
a mechanism for the purposes of financial and technical cooperation – including
the transfer of technologies – to enable developing Parties to comply with control
measures. This financial mechanism includes a Multilateral Fund to finance (among
other things): Clearing-house functions to facilitate technical cooperation, distribute
information, hold workshops and training sessions and facilitate and monitor other
multilateral, regional and bilateral cooperation for developing Parties. The Multilateral
Fund is financed by developed Parties and controlled by its own Executive Committee,
which is elected on a geographically representative basis by the MOP. It works
in cooperation and with the assistance of the World Bank, UNEP, UNDP or other
appropriate agencies.
Overview of Institutional Strengthening Project for the Establishment of National Ozone Unit Phase-
implementation activities out of CFCs under the Montreal Protocol (Montreal Protocol Multilateral Fund: USD
until end 2007: $200,000 through UNEP. Project duration: October 2004 - September 2008).
Environmental problem Of the world’s 1.5 million described animal species, an estimated 8-10,000 migrate.
that the MEA addresses: They range from antelopes to fish, whales to elephants, and bats to birds. Even
apparently frail insects, such as the Monarch butterfly, cover enormous distances.
Migratory animals are essential components of the ecosystems that support all life
on Earth. By acting as pollinators and seed distributors they contribute to ecosystem
structure and function. They provide food for other animals and regulate the number
of species in ecosystems. Migratory animals are also potentially effective indicators
of environmental changes that affect us all. In local and global economies, migratory
animals play an important role through subsistence and by providing food and income
through recreational and commercial hunting and fishing activities. More recently they
have become prime attractions for eco-tourists, such as bird and whale watchers.
In addition, migratory species have a great significance in many cultures – through
legend, stories, religious views, medicine and customary uses. They play a major role
even in the way we measure time and experience seasons. Nowadays humans also
benefit from them for recreational activities and educational purposes.
Human pressure is often intense on migratory animals and on the places they need
to survive – their habitats. Unsustainable hunting and fishing practices as well as
incidental capture in fisheries take a heavy toll on thousands of animals. Destruction
of wetlands, forests and grasslands removes food and shelter vital to life. Barriers to
migration such as dams, fences, power lines and wind farms can disrupt migratory
patterns and result in significant mortality. The introduction of alien species and the
harmful effects of industrial and agricultural pollutants are further risks. The potentially
Brief description CMS entered into force on 1 November 1983. It aims to conserve and manage
of the MEA: migratory species of wild animals through the action of Range States, i.e. those
States exercising jurisdiction within the range of any such species. Under Article II,
Parties are encouraged to promote, cooperate with and support research relating
to migratory species as well as providing immediate protection to the endangered
migratory species listed in Appendix I. Parties are also encouraged to conclude
agreements with other Range States for the conservation and management of species
having unfavourable conservation status listed in Appendix II. One of the Secretariat’s
functions is to promote, under the Conference of the Parties, the conclusion of
such Agreements (such as the Siberian Crane Agreement to which Afghanistan is
a signatory). The Scientific Council may recommend the Conference of the Parties
(i) conservation and management measures to be included in Agreements; and (ii)
scientific solutions to problems relating to migratory species habitats.
Compliance mechanisms: Parties have an obligation to report on their implementation efforts to conserve those
migratory species listed in Appendices I and II, that pass through their jurisdiction.
They must also must monitor such migratory species and keep the Secretariat
informed of the species’ status. Resolution 6.5 recommended that the format of
national reports be simplified and the content be standardised to encourage Parties
to provide information that directly relates to the implementation of the CMS Strategic
Plan. Parties were encouraged to trial this new reporting format for COP-7 (2002). At
COP-7, Resolution 7.8 commended the new reporting format and recommended that
the final version be sent to the Standing Committee for approval and adoption at its
26th meeting. The new reporting format requires performance review information with
respect to how Parties are implementing the Strategic Plan.
Article V sets out criteria for the substance of regional Agreements negotiated
under the auspices of Article IV. Such Agreements should establish the appropriate
machinery to monitor their effectiveness and reporting obligations.
The CMS and the COP do not specify any non-compliance procedures. However,
the Standing Committee, established by Resolution 1.1 (mainly for inter-sessional
implementation review and guidance to the Secretariat on policy and budgetary matters),
has a regional representation. That gives a possibility of dealing with non-compliance,
e.g. through proposals to the Conference for the improvement of rules of procedures.
Workshops have been held to assist Parties in complying with their monitoring
obligations. UNEP-WCMC provides the Secretariat and administers the Convention’s
Trust Fund. A new fundraising strategy was launched at COP-8 (2005). It is
expected that the new association called ‘Friends of CMS’ will play a key role for its
implementation and the enforcement of the CMS partnership.
Overview of Afghanistan is not yet a Party to the Convention. However it is already a signatory
implementation activities to the Memorandum of Understanding concerning the conservation of the Siberian
until end 2007: Crane.
Wetlands provide tremendous economic benefits. For example: water supply (quantity
and quality); fisheries (over two thirds of the world’s fish harvest is linked to the health
of coastal and inland wetland areas); agriculture, through the maintenance of water
tables and nutrient retention in floodplains; timber production; energy resources, such
as peat and plant matter; wildlife resources; transport; and recreation and tourism
opportunities. In addition, wetlands have special attributes as part of the cultural
heritage of humanity – they are related to religious and cosmological beliefs, constitute
a source of aesthetic inspiration, provide wildlife sanctuaries, and form the basis of
important local traditions.
These functions, values and attributes can only be maintained if the ecological
processes of wetlands are allowed to continue functioning. Unfortunately, and in spite
of important progress made in recent decades, wetlands continue to be among the
world’s most threatened ecosystems, mainly due to ongoing drainage, conversion,
pollution, and over-exploitation of their resources.
Brief description The Ramsar Convention entered into force on 21 December 1975. It provides that
of the MEA: Parties must designate at least one wetland to be included in the ‘List of Wetlands
of International Importance’, which should be selected according to its international
significance in terms of ecology, botany, zoology, limnology or hydrology. Parties have a
duty to promote the conservation of listed wetlands. However, Parties are also obliged to
promote the conservation of wetlands and waterfowl by establishing nature reserves on
wetlands regardless of whether those wetlands are included on ‘The Ramsar List’ or not.
Compliance mechanisms: National Reports on the implementation of the Convention were presented at COP-
1 (1980) at the invitation of the Bureau. COP-2 (1984) recommended that all Parties
submit reports to the Bureau six months prior to each ordinary COP meeting.
The Ramsar Bureau also conducts on-site monitoring to review implementation.
The wetlands inventory program supplements performance review information. In
Resolution VII.20, the Parties recognised the importance of developing a national
inventory of wetlands. The resolution urged Parties to give the highest priority to the
task of completing a comprehensive wetland inventory. The Framework for Wetland
Inventory was developed in response to Resolution VII.20 to provide guidance
ondeveloping a wetland inventory program and in conducting associated identification,
monitoring and implementation activities.
The Montreux Record was established at COP-4 (1990) and formalised at COP 5
(1993). The Record focuses attention on threatened Ramsar sites listed on the ‘Record
of Ramsar sites where changes in ecological character have occurred are occurring or
are likely to occur.’ It is coupled with a Monitoring Procedure that allows the Bureau
to consult with a Party when it comes to the Bureau’s attention that a Ramsar-listed
site within that Party’s jurisdiction is likely to be degraded due to anthropogenic
interference. The Bureau can invite the Party concerned to submit additional reports,
monitor the site, negotiate a solution and it may bring the matter to the attention of the
Parties must encourage research and the exchange of information and promote
training regarding wetlands. The Convention also stipulates that Parties must consult
with other Parties about the implementation of the Convention, especially with regard
to trans-frontier wetlands, shared water systems, shared species and development
projects affecting wetlands. Guidelines have been produced for the implementation of
the wise use of wetlands; for developing and implementing National Wetland Policies;
reviewing laws and institutions to promote the conservation and wise use of wetlands
and for international cooperation. At COP-7 the Bureau was directed to establish
a clearing house and liase with other international organisations for information
exchange on indigenous knowledge systems and participatory approaches.
Overview of Afghanistan is not yet a Party. However, because it intends to accede to the MEA, the
implementation activities Bureau normally funds the participation of one Afghan delegate in most regional and
until end 2007: international meetings.
Date of signature, Afghanistan has signed the Convention, but not ratified it. This will occur at the same
ratification/accession: time as accession to the remaining MEAs in the chemicals cluster, namely Rotterdam
and Stockholm Conventions.
National focal point: To be determined at a later date, but most likely NEPA.
Brief description The Basel Convention entered into force on 5 May 1992. The Convention regulates
of the MEA: the transboundary import and export of hazardous wastes and obliges Parties to
ensure that such wastes are managed and disposed of in an environmentally sound
manner. Article 2.1 defines wastes as ‘substances or objects that are disposed of or
are intended to be disposed of, or are required to be disposed of, by the provisions
of national law.’ To ‘dispose of’ a waste means any of the operations set out in Annex
IV, which may include resource recovery, recycling, reclamation, direct re-use or
alternative use. Article 1 defines ‘hazardous wastes’ as those belonging to any of the
waste streams contained in Annex I, unless they do not possess any of the hazard
characteristics in Annex III. Further lists of waste are contained in Annex VIII (wastes
that are presumed to be hazardous) and Annex IX (wastes that are presumed not
Compliance mechanisms: Under Article 13.3 Parties must transmit reports to the COP each year. The reports
must provide information on: Competent authorities and focal points; transboundary
movements of hazardous wastes; efforts to achieve reductions in waste; available
qualified statistics compiled on how the production, transportation and disposal of
hazardous wastes affects human health and the environment; bilateral, multilateral or
regional agreements entered into pursuant to Article 11 of the Convention; accidents
in the transboundary movement or disposal of waste and measures taken to deal with
them; disposal options within national jurisdictions; measures undertaken to develop
technologies to reduce or eliminate the production of hazardous wastes; and any other
matters the COP deems relevant.
Overview of Afghanistan is not yet a Party. However, because it intends to ratify the MEA, the
implementation activities Bureau normally funds the participation of one Afghan delegate in most international
until end 2007: meetings.
Date of signature, Afghanistan is not yet a Party, but will accede to the MEA within the next five years.
ratification/accession:
National focal point: To be determined at a later date, but most likely NEPA.
Environmental problem Some chemicals when released into the world can cause toxic reactions that persist
that the MEA addresses: in the environment for years (even decades), and can travel thousands of kilometres
from where they were used. While alert to such dangers, citizens and governments
also remain in favour of using chemicals for certain tasks because of cost and job
implications. Deciding which chemicals are acceptable, and which pose too many
risks, is a complicated matter – made even more complex in an ever-modernising
world where there are now 70,000 chemicals on the market, with 1,500 new ones
being introduced each year. There is also a thriving international trade in chemicals
such as pesticides, with products that are banned in some countries being widely sold
and used in others. The worlds least developed countries are desperately striving to
both industrialise and raise farming yields, and sometimes they use chemicals they
simply don’t have the technology to handle safely.
Brief description The Rotterdam Convention entered into force on 24 February 2004. The aim of
of the MEA: the Convention is to promote shared responsibility and cooperative efforts among
Parties in the international trade of certain hazardous chemicals in order to protect
human health, and the environment, from potential harm and to contribute to their
environmentally sound use. The Convention gives legal force to the implementation of
the Prior Informed Consent procedure (PIC procedure). Through the PIC procedure, the
Secretariat to the PIC Convention acts as a clearing house through which decisions of
Compliance mechanisms: There are no performance review self-reporting obligations in the PIC Convention.
However, its working provisions entail detailed operational information exchanges that
embody some information relevant to assessment of performance. For example, when
a country takes action to ban or severely restrict a chemical, its Designated National
Authority (DNA) must inform the Secretariat within 90 days of this action. The Secretariat
then informs the other Parties (Parties must establish DNAs to be the contact points for
information exchange and for communicating consents under the PIC procedure). Where
a banned, or severely restricted chemical is exported from one Party to another Party’s
territory, the exporting Party must provide exporting notification to the importing Party,
in accordance with Annex V. If these notifications were compiled into a database, they
would go some way towards the formation of a perspective to the Parties’ performance.
Date of signature, Afghanistan is not yet a Party, but will accede to the MEA within the next five years.
ratification/accession:
National focal point: To be determined at a later date, but most likely NEPA.
Environmental problem The ‘Chemicals Revolution’ has indeed contributed greatly to human well-being.
that the MEA addresses: Chemicals have raised farming yields by killing crop pests, and have made possible
an endless array of useful products. But once released, some chemicals cause toxic
reactions, persist in the environment for years, travel thousands of kilometres from
where they were used, and threaten long-term health and ecological consequences
that were never anticipated or intended. One class of substances in particular, known
as persistent organic pollutants, has especially aroused concern. POPs act as powerful
pesticides and serve a range of industrial purposes. Some POPs are also released as
unintended by-products of combustion and industrial processes. While the risk level
This is a dangerous combination. The persistence and mobility of POPs means that
they are literally everywhere in the world, even places as far as the Arctic, Antarctica,
and remote Pacific islands. Their attraction to fatty tissue, known as ‘bioaccumulation’,
means that even though a poison is first dispersed widely and thinly it gradually starts
to concentrate as organisms consume other organisms as they move up the food
chain. The chemicals reach magnified levels – up to many thousands of times greater
than background levels – in the fatty tissues of creatures at the top of the food chain,
such as fish, predatory birds, and mammals – including human beings.
Brief description The Stockholm Convention entered into force on 17 May 2004. It aims to protect human
of the MEA: health and the environment from the most dangerous persistent organic pollutants,
including the ‘dirty dozen’, by helping Parties to switch to safer alternatives and to clean
up existing stockpiles. The Convention divides chemicals in three groups: intentionally
produced chemicals; unintentionally produced chemicals; and stockpiles. Annexes A
and B list intentionally produced chemicals, which are mainly pesticides. Annex A deals
with chemicals that are to be eliminated, while Annex B deals with those which are to
be restricted. Parties are required to prohibit and/or take the necessary measures to
eliminate the production, import and export of Annex A chemicals and to restrict the
production and use of Annex B chemicals. In addition, Annex A or B chemicals may
only be imported or exported for their environmentally sound disposal, or for a use
that is permitted for that Party under Annexes A or B. Annex C lists persistent organic
pollutants, which are formed and released unintentionally from anthropogenic sources.
Pursuant to Article 5, Parties must take measures to reduce the total releases derived
from anthropogenic sources of Annex C chemicals, with the goal of their continuing
minimisation and ultimate elimination. Parties are also obliged to reduce or eliminate
releases from stockpiles and wastes of Annex A, B and C chemicals. Wastes containing
POPs are to be handled, collected, transported and stored in an environmentally sound
manner and in accordance with international rules (e.g. the Basel Convention).
Compliance mechanisms: Parties must provide the COP with reports on their implementation and on the
effectiveness of their implementation measures in meeting the Convention’s aims.
They must also provide the Secretariat with statistical data on their total quantities of
production, import and export of the listed chemicals or reasonable estimates and a
list of States from which or to which it has imported or exported each substance. This
reporting obligation ties in with the Parties’ obligation to develop and endeavour to
implement a plan for the implementation of their obligations under the Convention,
submit that plan to the COP within two years of the date on which the Convention
enters into force for it to review and update the plan. Interim guidelines have
been developed to assist Parties. Although primarily related to scientific baseline
information, rather than performance review information, Parties are to undertake
appropriate monitoring of POPs, including monitoring of their sources and releases
into the environment; presence, levels and trends in humans and the environment;
environmental transport, fate and transformation; effects on human health and
the environment; socio-economic and cultural impacts; release reduction and/or
elimination and harmonized methodologies. The COP is required to develop and
approve procedures and institutional mechanisms for determining non-compliance
with the provisions of the Convention and for appropriate penalties.
Overview of Afghanistan is not yet a Party, although is invited to participate in meetings from time
implementation activities to time.
until end 2007:
5.3 Political Background to New Zealand, and the US). Regional groupings are
Negotiations: Regional and used, among other things, as a basis for electing
Negotiating Blocks members of boards and Bureaus.
Example:
Active Coalitions within the Climate Change Convention
In the climate change negotiations, a number of coalitions exist to express and advance their members’
positions. In addition to the EU, G-77 and China, and the AOSIS, member States of the Organisation for
Petroleum Exporting Countries (OPEC) have played a significant role in protecting the interest of petroleum
exporting countries. OPEC was formed in 1960 by five founding States, and today represents the interests of 11
developing countries whose economies rely on the exportation of oil. OPEC’s stated mission is to stabilise the
oil market and ensure a reasonable rate of return on investments made by oil producers. While OPEC itself does
not speak as a bloc in the climate negotiations, OPEC members frequently take the floor to support each other’s
negotiating positions. In recent negotiating sessions, the LDC Group has begun to negotiate more cohesively
as a unit, to ensure that LDC interests are not overshadowed by the larger goals of the G-77 and China.
The EU negotiates on behalf of 27 countries. JUSCANZ (described above) and the wider ‘Umbrella Group’
(Australia, Canada, Iceland, Japan, New Zealand, Norway, Russia, Ukraine and USA) have also been active at
various times. The ‘Environmental Integrity Group’ (Mexico, the Republic of Korea and Switzerland) sometimes
intervene as a separate negotiating bloc to ensure their inclusion in last minute, closed-door negotiations. In
climate change negotiations, the economic interests of OPEC members with fossil-fuel dependent economies
are often at odds with the interests of countries that are vulnerable to the impacts of climate change – such as
small island states. AOSIS and LDC Group members’ interests lie in a strict climate regime with assistance for
adaptation to the adverse effects of climate change; OPEC countries argue for a more relaxed regime, as they
believe that climate policies and measures may reduce revenues from oil exports. The African Group, comprised
of both vulnerable countries and OPEC countries, also contains diverse interests. As a result of these dynamics,
it is often challenging for the group of developing countries to reach consensus.
ABS Access to genetic resources and benefit sharing. Acronym used to refer to access to genetic
resources and the fair and equitable sharing of benefits arising from their utilization as set
out in of the Convention on Biological Diversity.
Accession Act whereby a State becomes a Party to an international agreement already negotiated
and closed for signature. Accession has the same legal effect as ratification, although an
acceding State has not signed the agreement.
Accreditation Approval and assertion of the fact that credentials submitted by delegates to a particular
meeting are in order.
Ad hoc Latin word meaning ‘for this purpose.’ An ad hoc committee, for example, is created with a
unique and specific purpose or task and once it has studied and reported on a matter, it is
discontinued.
Alien species Species occurring in an area outside of its historically known natural range as a result of
intentional or accidental dispersal by human activities. Alien species are not necessarily
invasive species.
Binding Adjective which means that an instrument entails an obligation (usually for States) under
international law.
Biodiversity Shorthand for biological diversity. Variability among living organisms from all sources
including terrestrial, marine and other aquatic ecosystems, and the ecological complexes
of which they are part; this includes diversity within species, between species and of
ecosystems (CBD, CITES, CMS, Ramsar, WHS).
Biological Genetic resources, organisms or parts thereof, populations, or any other biotic component
resources of ecosystems with actual or potential use or value for humanity (CBD).
Bioprospecting Exploration of biodiversity for commercially, scientifically, or culturally valuable genetic and
biochemical resources.
Biosafety Set of measures or actions addressing the safely aspects related to the application
of biotechnologies (see biotechnology) and to the release into the environment of
transgenic plants and other organisms, particularly microorganisms, that could
negatively affect plant genetic resources, plant, animal or human health, or the
environment.
Biosafety Protocol Protocol to the Convention on Biological Diversity. Also referred to as the ‘Cartagena
Protocol.’ Adopted in 2000, entered into force in 2004. The Protocol regulates the
transboundary movement, transit, handling and use of living modified organisms that may
have an adverse effect on the conservation and sustainable use of biodiversity, taking also
into account human health. Afghanistan is NOT a Party to the Protocol.
Biotechnology Any technological application that uses biological systems, living organisms, or derivatives
thereof, to make or modify products or processes for specific use (CBD).
Carbon market A popular term for a trading system through which countries may buy or sell units of greenhouse
gas emissions in an effort to meet their national limits on emissions, either under the Kyoto
Protocol or under other agreements, such as that among member states of the European Union.
Carbon The process of removing additional carbon from the atmosphere and depositing it in
sequestration other ‘reservoirs’, principally through changes in land use. In practical terms, the carbon
sequestration occurs mostly through the expansion of forests.
Cartagena Protocol Other name of the Biosafety Protocol to the Convention on Biological Diversity (CBD).
Caucus A group of like-minded delegations, which meet both during and outside negotiations to
develop common positions and negotiation strategies.
Clearing house The term originally referred to a financial establishment where cheques and bills were
mechanism exchanged among member banks so that only the net balances need to be settled in cash.
Today, its meaning has been extended to include any agency that brings together seekers
and providers of goods, services or information, thus matching demand with supply. The
CBD has established a clearing house mechanism to ensure that all governments have
access to the information and technologies they need for work on biodiversity.
Clean development One of the three market-based mechanisms under the Kyoto Protocol to the UN Framework
mechanism Convention on Climate Change (UNFCCC), whereby developed countries may finance
greenhouse gas emissions-avoiding projects in developing countries, and receive credits for
doing so which they may apply towards meeting mandatory limits on their own emissions
(UNFCCC).
Climate change Change of climate, which is attributed directly or indirectly to human activity that alters the
composition of the global atmosphere and which is in addition to natural climate variability
observed over comparable time periods (UNFCCC).
Conference of the One of the designations for the main negotiating body under an international agreement.
Parties (COP) The COP is a policy-making body that meets periodically to take stock of implementation
of the agreement and adopt decisions, resolutions, or recommendations for the future
implementation of the agreement.
Credentials A document evidencing a person’s authority. Signed by the Head of State or government, or
other high authority. Without credentials in order, a person is not considered a delegate and
cannot legally act on behalf of his/her State and participate in decision making.
Delegate Representative of a State or organisation who has been authorised to act on its behalf and
whose credentials are in order.
Desertification Degradation of land in arid, semi-arid and dry sub-humid areas, resulting from various
factors, including climatic variations and human activities (UNCCD).
Economic One of the tools for environmental protection that make use of fiscal incentives (subsidies)
instruments and deterrents (taxes), as well as market measures such as tradable emissions permits,
rather than regulating specific outcomes.
Ecosystem Dynamic complex of plant, animal, microorganism communities and their non-living environment,
interacting as a functional unit (CBD). Ecosystems are irrespective of political boundaries.
Ecosystem Strategy for the integrated management of land, water and living resources that promotes
approach conservation and sustainable use in an equitable way (CBD, FAO, Ramsar Convention).
Ecosystem services Processes and functions provided by natural ecosystems that sustain life and are critical to
human welfare.
Ecotourism Travel undertaken to witness sites or regions of unique natural or ecologic quality, or the
provision of services to facilitate such travel.
Emissions trading Mechanism under the Kyoto Protocol through which Parties with emissions commitments
may trade units of their emissions allowances with other Parties (UNFCCC).
Enforcement Range of procedures and actions taken by a State and its competent authorities to ensure
that persons or organisations failing to comply with laws or regulations are brought back into
compliance or punished through appropriate action.
Entry into force Coming into legal effect of an international agreement, i.e. time at which an international
agreement becomes legally binding for the States that have ratified it, or acceded to it, or
otherwise expressed their consent to be bound by the agreement.
Focal point An official or agency designated by a government to serve as the focus or channel of
communications for a particular issue or agreement.
Framework Convention that provides a decision-making and organisational framework for the adoption of
convention subsequent complementary agreements (e.g. protocol). Usually contains substantial provisions
of a general nature, the details of which can be provided in the subsequent agreements.
G-8 Group of eight industrialized countries comprising Canada, France, Germany, Italy, Japan,
Russia, the UK and the US.
G-77 Originally group of 77 developing countries established in 1964 at the first session of UNCTAD.
Now gathering 133 developing States. The Group seeks to harmonize the positions of
developing countries prior to and during negotiations. China sometimes also associates itself
with the G-77, in which case the group is referred to as ‘G-77/China’ or ‘G-77 plus China.’
GATT General Agreement on Tariffs and Trade (1994). One of the agreements annexed to the
Marrakech Agreement establishing the World Trade Organisation (WTO).
GEF Launched in 1991, the Global Environment Facility (GEF) provides grant and concessional
funds to developing countries for projects and programmes targeting global environmental
issues: climate change, biological diversity, international waters, ozone layer depletion, land
degradation and persistent organic pollutants. Its implementing agencies are UNEP, UNDP,
and the IBRD. Designated as the operating entity of the financial mechanism for some MEAs
(e.g. the CBD and the UNFCCC).
Hard law Term used to describe the legally binding nature of various agreements or provisions, which
leave no or little room for discretion. Often opposed to soft law.
Hazardous waste Wastes that exhibit one or more hazardous characteristics, such as being flammable,
oxidizing, poisonous, infectious, corrosive, or ecotoxic (Basel Convention).
High-level segment Segment of a meeting composed of the highest-level representatives of State Parties
attending the meeting.
Hotspot 1) Area particularly rich in total numbers of species (sic ‘biodiversity hotspot’). 2) Area of
especially high concentrations of pollutants.
In-situ Latin phrase meaning ‘within the original place.’ In-situ condition is the condition of genetic
resources in their ecosystems and natural habitats and, in the case of domesticated
or cultivated species, in the surroundings where they have developed their distinctive
properties (CBD).
In-session Documents distributed during a meeting, such as conference room papers (CRP), limited
documents distribution documents (L. docs), informal documents, etc.
IPCC Intergovernmental Panel on Climate Change. Established jointly by the World Meteorological
Organisation (WMO) and UNEP in 1998 to assess the scientific, technical and socio-
economic impacts of climate change.
Kyoto Protocol Protocol to the UN Framework Convention on Climate Change (UNFCCC). Provides for
binding emission reductions for Annex I Parties to the UNFCCC. Adopted in 1997, entered
into force in 2005.
Land degradation Reduction or loss, in arid, semi-arid and dry sub-humid areas, of the biological or economic
productivity and complexity of rained cropland, irrigated cropland, or range, pasture, forest
and woodlands resulting from land use or from a process or combination of processes,
including processes arising from human activity and habitation patterns.
Least Developed Countries at the lowest level of the scale of development. Status defined according to level
Countries (LDCs) of income, human resources, and economic vulnerability.
Like-minded Group of delegations that share common interests and positions on specific issues.
MDGs Millennium Development Goals. A set of eight goals and associated targets to achieve
poverty alleviation by 2015, which found their origin in the Millennium Summit.
Meeting of the A body equivalent to the Conference of the Parties. The terminology differs according to
Parties agreements. In practice, there is a tendency within environment negotiating forums to use
‘Conference of the Parties’ for the conventions and Meeting of the Parties for the protocols.
Memorandum of A simplified type of international instrument, which can be concluded between States,
Understanding between States and international organisations or between international organisations. MoUs
can provide a framework for cooperation or be concluded for specific time-bound activities.
Montreal Protocol Shorthand for the Montreal Protocol on Substances that Deplete the Ozone Layer. Protocol
to the Vienna Convention for the Protection of the Ozone Layer. Adopted in 1987, entered
into force in 1989.
Multilateral A generic term for treaties, conventions, protocols, and other binding instruments related to
Environmental the environment. Usually applied to instruments of a geographic scope wider than that of a
Agreement (MEA) bilateral agreement (i.e. between two States).
NAPA National Adaptation Programme of Action. Prepared by least developed countries under the
UN Framework Convention on Climate Change (UNFCCC) for urgent activities to cope with
climate change.
National Under the UN Framework Convention on Climate Change (UNFCCC), document by which a
Communication Party informs other Parties of activities undertaken to mitigate climate change.
NBSAP National Biodiversity Strategy and Action Plan. Required under the Convention on Biological
Diversity (CBD) for the implementation of the Convention.
NCSA National Capacity Self-Assessment for Global Environmental Management. Initiative by the
Global Environment Facility that aims to assist countries to assess their capacity needs to
implement the Rio Conventions on the basis of synergies between these conventions.
Non-Party Refers to a State that has not ratified, acceded, or otherwise become a Party to an
international agreement. As a Non-Party, a State may have limited rights to participate in
negotiations or deliberations under the agreement, or to invoke provisions of the agreement.
Notification Formal communication that bears legal consequences (e.g. start of a time-bound period).
Objection Oral or written statement by which a delegation informs a meeting that it objects to the
adoption of a proposed decision, resolution, recommendation, or measure.
Observer Non-State or State actor invited to participate in a limited capacity in discussions during
negotiations. Observers are not allowed to negotiate text and have no voting powers.
In practice, some observer States do negotiate, although they do not participate in final
decision making.
Open-ended Said of a meeting or a group which is not time-bound (unless specified otherwise) and
participation is not restricted.
Party Refers to a State (or regional economic integration organisation such as the European Union)
that has ratified, acceded to, or otherwise formally indicated its intent to be bound by an
international agreement, and for which the agreement is in force. Also called ‘Contracting
Party.’ While most Parties have signed the instrument in question, it is not usually a
necessary step in order to become a Party (see ‘accession’).
Persistent organic Also referred to as POPs. Chemicals which remain intact in the environment for long periods
pollutants of time. Regulated under the Stockholm Convention.
Plenary The main meeting format of a Conference of the Parties or a Subsidiary Body. Decisions or
recommendations approved by sub-sets of the plenary have to be forwarded to the plenary
for formal final adoption.
Plenipotentiary A person who is entrusted with full authority to act on behalf of his or her government or
other organisation, for example, an ambassador.
Poverty Reduction Country-led, country-written document that provides the basis for assistance from the World
Strategy Paper Bank and the International Monetary Fund (IMF), as well as debt relief under the Heavily
Indebted Poor Country initiative. A Poverty Reduction Strategy Paper describes a country’s
macroeconomic, structural, and social policies and programs to promote growth, and the
country’s objectives, policies, and measures for poverty reduction.
Precautionary Approach/principle according to which the absence of full scientific certainty shall not
approach/ principle be used as a reason for postponing action where there is a risk of serious or irreversible
harm to the environment or human health. The approach/principle is embedded in several
instruments, including Principle 15 of the 1992 Rio Declaration on Environment and
Development. Whereby the precautionary approach is often used in negotiations to infer a
less definite meaning than the precautionary principle.
Pre-session Documents prepared by the Secretariat for distribution before a meeting. These include draft
document decisions, resolutions, recommendations, non-papers, information documents (INF. docs),
etc.
Prior informed Consent to be acquired prior to accessing genetic resources or shipping internationally
consent regulated chemicals, substances or products. Granted by competent authorities on the
basis of the information provided by the partners to a prior informed consent agreement.
The notion is linked to the principle of the Advanced Informed Agreement.
Protocol 1) International legal instrument appended or closely related to another agreement, which
constitutes a separate and additional agreement and which must be signed and ratified by
the Parties to the convention concerned. Protocols typically strengthen a convention by
adding new, more detailed commitments. 2) Rules of diplomatic procedure, ceremony and
etiquette. 3) Department within a government or organisation that deals with relations with
other missions.
Quorum The minimum number of Parties or members that must be present for a meeting to start
or decisions to be made. The quorum is stated in the rules of procedure, and it may be
expressed in absolute numbers or as a percentage of an overall number (e.g. 60% of the
Parties).
Ramsar Shorthand for the Ramsar Convention on Wetlands of International Importance Especially as
Waterfowl Habitat. Adopted in 1971, entered into force in 1975.
Ramsar List List of Wetlands of International Importance. List of wetlands, which have been designated
by the Parties to the Ramsar Convention as internationally important according to one or
more of the criteria that have been adopted by the Conference of the Parties.
Ramsar Site Wetlands designated by the Contracting Parties to the Ramsar Convention for inclusion in
the Ramsar List because they meet one or more of the Ramsar criteria.
Ratification Formal process by which a Head of State or appropriate governmental official or authority
signs a document which signals the consent of the State to become a Party to an
international agreement once the agreement has entered into force and to be bound by its
provisions.
Recommendation Formal expression of an advisory nature of the will of the governing body of an international
organisation or international agreement. It is not binding.
Resolution Formal expression of the opinion or will of the governing body of an international
organisation or international agreement. Usually non-binding.
UNCED also led to the negotiation and adoption of the UN Convention to Combat
Desertification (UNCCD).
Rio Conventions Used to designate the conventions negotiated and adopted during the Rio Conference in
1992. These were the Convention on Biological Diversity (CBD) and the UN Framework
Convention on Climate Change (UNFCCC), to which the UN Convention to Combat
Desertification (UNCCD), adopted in1994, was also added.
Secretariat The body established under an international agreement to arrange and service meetings of
the governing body of that agreement, and assist Parties in coordinating implementation of
the agreement. Also performs other functions as assigned to it by the agreement and the
decisions of the governing body.
Session Meeting or series of meetings of a particular body (e.g. Eighth Special Session of UNEP
Governing Council; ‘working group II met in four sessions’).
Shall As negotiating language, ‘shall’ creates an obligation for action for the addressee. It is
binding.
Side events Events taking place concurrently with a meeting. Usually in the form of discussion
panels, workshops, seminars, launches, etc. Organised either by the Secretariat, States,
international organisations or nongovernmental organisations.
Soft law The term used for quasi-legal instruments that do not have any binding force, or those whose
binding force is somewhat ‘weaker’ than the binding nature of traditional law, often referred
to as ‘hard law’. In the field of the international law, soft law consists of non-treaty obligations
which are therefore non-enforceable and may include certain types of declarations,
guidelines, communications and resolutions of international bodies. (e.g. resolutions of the
UN General Assembly). Soft law may be used to encourage broader adhesion to a proposal.
Special session A session of a body outside and additional to its regularly scheduled sessions. Focused on a
particular issue.
Steering Committee Restricted group of individuals planning the work of a major meeting. Deals exclusively with
procedural matters.
Subsidiary body A body, usually created by the governing body of an international agreement or international
organisation, with a specific mandate (e.g. Subsidiary Body for Scientific, Technical and
Technological Advice under the Convention on Biological Diversity). Different from a working
group in that it is usually permanently established to assist the governing body.
Summit Meeting at which the participants are high-level officials, such as Heads of State or
government.
Sustainable Development that meets the needs of the present without compromising the ability of future
development generations to meet their own needs.
Technology transfer Transmission of know-how, equipment and products to governments, organisations or other
stakeholders. Usually also implies adaptation for use in a specific cultural, social, economic
and environmental context.
Traditional The knowledge, innovations and practices of indigenous people and local communities.
knowledge Traditional knowledge is the object of various MEA provisions, including Article 8(j) of the
Convention on Biological Diversity (CBD).
Transboundary Movement from an area under the national jurisdiction of one State to or through an area
movement under the national jurisdiction of another State or to or through an area not under the
national jurisdiction of any State.
Treaty International agreement concluded between States in written form and governed by
international law, whether embodied in a single instrument or in two or more related
instruments and whatever its particular designation (Vienna Convention on the Law of
Treaties).
Working group 1) During a meeting, a sub-division of the plenary mandated to negotiate specific issues
of the agenda, usually arranged by clusters. Open to all Parties. 2) Between meetings, a
subsidiary body established by the governing body of an international agreement to provide
it with advice on specific issues. These working groups can be open-ended and meet
periodically or be time-bound and meet once only. Open to all Parties (e.g. the Ad Hoc
Open-Ended working group on Access to Genetic Resources and Benefit Sharing under the
Convention on Biological Diversity).
WSSD World Summit on Sustainable Development. Held in 2002, in Johannesburg, South Africa.
The outcomes of the WSSD are:
– Familiarise yourself thoroughly with the relevant convention text, rules of procedure, COP decisions
and other relevant documents. Use the internet and NEPA and MAIL libraries as a source of
information. You can also seek advice and assistance from the UNEP office, if required.
– Underline texts that are relevant for your own position on key issues, so that you can cite them
without having to search for the appropriate texts.
– Have a clear brief outlining what the Afghan Government’s policy position is on the issues to be
discussed at the meeting, and the expectations as to what will be achieved.
– Ask the UNEP Kabul office for help, if you need assistance preparing.
– Keep a diary during the negotiations and record the proceedings and in particular keep a detailed
record of how you have negotiated. This will be extremely valuable information for your successor
in future negotiation rounds.
– Feed back Afghanistan’s position to policy makers at the national level.
– Provide a written mission report to the focal point of the MEA and other relevant persons.
Official websites
• Basel Convention
Basel Convention on the control of Transboundary Movements of Hazardous Wastes and their
Disposal.
www.basel.int
• CITES
Convention on International Trade in Endangered Species of Wild Fauna and Flora.
www.cites.org
• OzonAction Programme.
UNEP’s Division of Technology, Industry and Economics. The programme seeks to strengthen the
capacity of governments and industry in developing countries to meet the Montreal Protocol.
www.unep.fr/en/branches/ozonaction.htm
• United Nations
Official website for the UN. Includes a section on Civil Society-UN relations.
www.un.org
NGO websites
• Arab Network for Environment and Development
The objective of the organisation is to coordinate between regional community organisations in the
exchange of skills, experiences and information.
www.aoye.org/Raed/raed.html
• Greenpeace International
The mission of Greenpeace is to ensure that our planet can sustain and nurture life in all its diversity. The
website also provides links to the sites of over forty national Greenpeace offices.
www.greenpeace.org
Guidance Materials
• For the Basel Convention
– Guidance document on the Preparation of Technical Guidelines for the Environmentally Sound
Management of Wastes subject to the Basel Convention
www.basel.int/meetings/sbc/workdoc/framewk.doc
– Other Legal, Technical, and Scientific Guidelines, Guidance, and Training Manuals are available
in some or all of the six UN languages at
www.basel.int/meetings/sbc/workdoc/techdocs.html
• For CITES:
– Handbook of the Convention on Biological Diversity, by CBD Secretariat (3rd ed. 2005)
www.clod.int/handbook/
– Bonn Guidelines on Access to Genetic Resources and Fair and Equitable Sharing of Benefits Arising
out of the Utilization
http://www.cbd.int/decisions/?m=cop-06&d=24
– An Explanatory Guide to the Cartagena Protocol on Biosafety by Ruth Mackenzie et al. (2003)
(in English, French, Russian, and Spanish) (IUCN 2003)
www.iucn.org/themes/law/pdfdocuments/Biosafety%20Guide/Biosafetyguide-prelims.pdf
• For Vienna Convention and the Montreal Protocol (the Ozone MEAs)
http://www.uneptie.org/Ozonaction/
– Decision Guidance Documents, for various chemicals (English, French, and Spanish)
www.pic.int/en/Table7.htm
– Ridding the World of POPs: A Guide to the Stockholm Convention on Persistent Organic Pollutants
(2002, in the six UN languages)
www.pops.int/documents/guidance/
– Interim Guidance for Developing a National Implementation Plan for the Stockholm Convention
(Revised ed. 2003, in five UN languages)
www.pops.int/documents/implementation/nips/guidance/default.htm
– Good Practice Guidance and Uncertainty Management in National Greenhouse Gas Inventories
(2000)
http://www.ipcc-nggip.iges.or.jp/public/gp/english/
– Good Practice Guidance for Land Use, Land-Use Change and Forestry (2004)
http://www.ipcc-nggip.iges.or.jp/lulucf/gpglulucf_unedit.html