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Sa 9 Bo
20nde 50 IIR’s 8th ANNUAL TA INDUSTRY FORUM ve Ja ok
08 es up nua by
in tte r 2
!
A Ove
to ry
€ &
50
0
• MORSE CONSULTING
TEMPLETON
INVESTMENTS Keynote
• ABERDEEN PROPERTY INVESTORS Guest Speaker
• FORTIS PRIME FUND SOLUTIONS
• METROSOFT Plus Gerald Ratner
“Getting Back On Top:
• LIPPER FERI Recovering And Learning
• INTERNATIONAL FUND INVESTMENT Global Transfer Agency From Disaster”
• FINANCIAL SERVICES RESEARCH
• ROBECO Focus Day
• LOTUS INDIA ASSET MANAGEMENT Challenges & Opportunities In 5 Key Reasons To Attend
• MCKAY’S The Evolving Global Markets
• NATIXIS GLOBAL ASSOCIATES “Supporting cross border-distribution The Only Transfer Agency Forum Of Its Kind
in a wider market”
• NUCLEUS FINANCIAL
Tuesday 3 February, 2009 Over 250 Attendees –
• BANK OF AMERICA
• FRANKLIN TEMPLETON All the Key Players Will Be Here
INVESTMENTS And New Global Markets Summit Day –
• EUROPEAN FUND ADMINISTRATION
An A-Z Of Geo Developments
• CACEIS Post-Conference One Day Workshop
• INTERNATIONAL FINANCIAL DATA More Interactive Polling Sessions With Q&A –
SERVICES
Anti-Money Laundering Regulations
Friday 6 February 2009 Register Your Views
• DTH ASSOCIATES LTD
• CLEARSTREAM
Led by DTH ASSOCIATES Wine Casino - A Great Opportunity To Network
• BRAVURA SOLUTIONS
• RBC DEXIA INVESTOR SERVICES
Endorsed by
Lead-Sponsor Internet Sponsor
CLEARSTREAM
ASSOCIATE SPONSORS
Bravura Solutions Limited is a publicly listed With €2.3 trillion under custody, Metrosoft empowers global
company and leading global supplier of pension, €1.1 trillion under administration TA players with solutions
life insurance, wrap platform, investment, transfer and a network of offices across designed for the asset
agency, STP financial messaging and portfolio Europe, North America and Asia, servicing industry.
administration applications. We stand at the CACEIS is a leading global provider of services to institutional and Fundsphere®, a highly scalable, secure, segregated, and white-label
forefront of our industry; setting the benchmark corporate clients. internet platform ensures increased client satisfaction, risk reduction
for innovative, high quality technology applications, service and support. and measurable operational efficiency gains. The platform, using only
Considerable expertise in alternative investment servicing gives thin browser client, delivers valuable self service in key business
With over 20 years of experience in developing and maintaining large CACEIS a ranking among the top 10 global alternative fund service
scalable financial systems, we support more than 180 financial areas to all players in the TA value chain. Fundsphere® interfaces
providers. And as an established transfer agent, CACEIS assists with major TA systems and is in production in the Americas, Europe,
institutions globally, with a range of clients in Australia, New Zealand, the institutional clients in distributing their product range internationally,
United Kingdom, Europe, Asia and South Africa. and Australia.
offering services for promoters and distributors from start-up right
More than 18 million accounts are administered on Bravura Solutions through to cross-border and multi-product distribution support. Metrosoft offers in-depth expertise in the TA business resulting from
software, representing more than US$1 trillion in funds administered over 10 years of experience working with blue-chip clients across the
globally. globe. Its proven ability to bridge business and technology has helped
Bravura Solutions employs more than 650 people, staffing 14 offices in 9 these clients to effectively solve regulatory, compliance, transparency
countries. and core business issues.
Additional information is available at www.bravurasolutions.com Metrosoft is headquartered in the United States.
Promotional Opportunities
If you are interested in reaching senior decision makers at this audience:
Please contact Jeff Ong on +44 (0) 20 7017 7240 Or email jong@iirltd.co.uk
15:00
Day Two: Thursday, 5 February 2009 Slawomir Muszkatel
Senior Manager – TA Products
The Distributor Panel:
METROSOFT INC
What Are Our Needs For 2009/10? 08:30 Slawek manages delivery of TA Products to global providers.
• Single access to broad range of funds His special focus is transaction transparency in global
Morning Coffee
• Trader fee reporting distribution. Slawek has over fifteen years of experience in the TA business
within product and technology areas. He has joined Metrosoft in 2006. Prior
• Service level - excellent execution 09:00 to joining the company, Slawek worked at Citi Global Transaction Services
• Transfer of assets where he was responsible for worldwide deployments of TA products. Prior to
Chairman’s Recap Citi, he worked at Forum Financial Group and at Pioneer TA.
Moderator:
Roderic Rennison 09:05 11:40
RENNISON CONSULTING
Between December 2004 and June 2008, Roderic was a main Is TA Becoming A Commodity Service? How Can
board director of The Thinc Group, and his responsibilities Supporting Efficient Trailer Fee Processing
included co-ordinating the merger between Thinc and Destini, working with TA Differentiate Its Service? Through Transparency (Market Practice &
the board and CEO to finance the Group, and subsequently the sale to AXA Christophe Lentschat
in late 2006. He has now set up his own consulting company, Rennison
Head of Sales,
Innovative Models)
Consulting, and has a particular interest in the future shape of the retail • Market practice
financial services sector as well as the challenges of financial planning for Product Development & Marketing
clients at, and post retirement. • Existing tools
EUROPEAN FUND
• Recent developments and Key initiatives
ADMINISTRATION (EFA)
Panellists: Christophe oversees sales, development of new services and marketing and Brenda Bol
Neus Martí Audí communication at EFA. In this capacity he has a proven record in the Senior VP - Sales & Relationship
BANCO SABADELL acquisition of stand alone TA clients and the creation of new TA services. In Management Investment Funds Services
particular he participated in the creation of EFA’s TA Bureau service. Prior to CLEARSTREAM
Neus is a third party funds manager, participting actively in a business
joining EFA in 2000, Christophe was a management consultant with Deloitte
process reestructuring, in both IT and HHRR fields. She has been at Banco Brenda joined Clearstream in August 2007 as Head of
Luxembourg. He began his career with AXA Investment Managers Germany as
Sabadell since 2008. Her previous assigments included a post as Lecturer of Customer Service Luxembourg Section. sHE has 10 years experience in the
a product manager. Christophe holds a MS from Sup de Co Reims, France and
Management at Universitat Rovira i Virgili. fund business, she previously worked at RBC Dexia Luxembourg where she
an MBA from Kellogg (Northwestern University), USA – WHU, Germany.
headed the Customer Service department for fund services. Prior to that she
David Ferguson worked for Bank of New York for 10 years in Brussels and Luxembourg in
Chief Executive 09:35
different operational management areas. She is a graduate from the
NUCLEUS FINANCIAL GROUP Alternative Investments TA Operations. Université Catholique de Louvain.
Following stints with Life Association of Scotland, Ivory &
Sime and Scottish Life International, David spent seven Supporting Distribution In A Wider Market –
years running strategic financial consultancy The Abacus with Philip Keeping Up To Date With Product Diversity And 12:10
Martin before securing funding for IFA-led wrap business Nucleus Financial
Group in the summer of 2006. Client Needs. Interactive Q & A and Electronic
• ETFs
Ward Giesen
Network Manager Global Fund Services
• HFs
• Real Estate
Polling Session II
KAS BANK Where the real-time views of the audience are polled and
Ward has been Network manager since 2007, and previously • PE commented on by our high-profile panel members. This fantastic
was Account Manager Institutional Investors at Kas Bank 2005-2007. • Certificates interactive session ensures the latest trends and developments are
Moderator under the spotlight.
Mark Kennett Paul Bratch, MORSE CONSULTING
COO Paul has 20+ years experience across the investment management industry
SCOTTISH LIFE INTERNATIONAL (invited) built through a mixture of consultancy as well as operational roles. A senior
advisor for the Morse (previously CSTIM) management consultancy he has 12:50 Lunch
15:40 experience right through the value chain, with extensive operational/systems
credentials, delivering a wide range of projects in the UK, in Europe as well
Afternoon Tea as for global clients. With the growth of Alternative funds (Hedge, Private
Equity) in the past 5 years Paul has been focussing on the additional 14:10
demands at the Investor as well as Valuation level in particular the
BREAKOUT B cont’d: REGULATION challenges for managers, administrators, as well as system vendors in UCITS Passport - A Gateway To Global TA
attempting to resolve the disparate range of needs. Steve Evans
16:00 RBC DEXIA INVESTOR SERVICES
Panellists
UCITS IV – Impacts on Fund Management & TA, Thierry Detz
Progress Achieved To Date & What Will Be Global Head of Shareholder Services 14:40
FORTIS PRIME FUND SOLUTIONS
Included? Thierry has been in his present position since April 2006. He Outsourcing & Strategic Partnerships – A More
Didier Millerot is a highly motivated senior manager with more than 19 Attractive Proposition In The Credit Crunch
Deputy Head of Unit years of experience in the financial banking industry. Proven skills in
EUROPEAN COMMISSION operations, in project management and in change management dedicated Period?
Didier is Deputy Head of Unit, 'Asset Management' DG Internal Market, at mainly to the mutual and alternative fund industry sector. He is also (speaker to be announced)
the European Commission. He is responsible for the Legal Team of the unit, Chairman of the Alternative Investment Operations working group insight
the Association of the Luxembourg Fund Industry (ALFI).
which is involved in the preparation and implementation of Asset 15:10 Afternoon Coffee
Management legislation.
Selim Saykan
16:40 Head of Fund Administration 15:30
AML Regulations & New Directives ABERDEEN PROPERTY INVESTORS
ITAS 2009 - RoadMap For The Future
Mr. Saykan joined Aberdeen to create the Luxembourg platform in order to
• An introduction to the 3rd EU Money Laundering support the direct and indirect funds, to assist the product development on the (speakers to be announced)
Directive set-upping face, to create the fund administration function (FA, TA, CS roles), to
supervise the oversight functions, to monitor the vendors and service providers
• Innovations for Luxembourg of the Law of 17 July and to consolidate the Aberdeen Property Investors funds structures. Previously to 16:10
2008 on the fight against money laundering and this Mr Saykan worked at JPMorgan Asset Management in Luxembourg as Chairman’s Closing Remarks
terrorist financing Head of Delivery and Product Specific Manager from 2002 to 2007.
• Estimated impact of the Law on the ABBL-ALFI- 16:30
ALCO "Practices and Recommendations aimed at 10:10
Close Of ITAS 2009
reducing the risk of money laundering and Payments & Cash Management – What’s Your
terrorist financing in the Luxembourg Fund Cash Management Footprint?
Industry" For most fund managers and transfer agents, cash
Marco Zwick management is effectively a by-product of their core
Directing Officer activities. However, that is no reason to neglect it. As
ABOUT THE EVENT
SCHRODERS Last year, the 7th Annual Transfer Agency Forum saw 250+
with any by-product, there are significant cost and
Marco acted as the Head of Compliance of Deutsche Börse attendees at the event. The positive feedback led all
Group prior to joining Schroder Investment Management reputational risks associated with cash management.
involved to declare it a resounding success in terms of
(Luxembourg) S.A. as Compliance and Risk Director in April 2005. He is a William Wrest, Senior Vice President –
directing officer and member of the board of directors of Schroder Investment catching up with business partners, listening to and
Management (Luxembourg) S.A.. In addition to his responsibilities for
GPS Treasury Sales, debating with some of the leading figures in this industry,
Luxembourg, he is Schroders Global Head of Compliance and Regional BANK OF AMERICA and having great fun at the evening functions. Already
Head of Risk for Continental Europe. William is a Senior Vice President and a senior account
manager with Bank of America Global Treasury there is great anticipation in the market for coming along
Management in London. He sells Bank of America’s Cash Management to ITAS 2009, where we hope to be joined by not also
17:30 – 19:00 solutions in Europe to a portfolio of Fund Managers, Transfer Agents, and
familiar faces within this vibrant forum, but also look
Custody Banks. He is an acknowledged specialist in cash and treasury
management for fund managers and other non-bank financial institutions. forward to welcoming a fresh wave new attendees. Last
WINE CASINO – 10:40
year saw delegates from all corners of the globe
attending… and this is set to continue.
Morning Coffee
WINE TASTING Don’t miss this opportunity to network with the key players in the
11:10 TA world. Last year the Summit sold out – early registration is
strongly advised. This year’s forum, as before, will be very much
Taste, smell, play and win! Transactions, Commissions, And Fees - The geared towards coming away with firm ideas to drive your
This is an interactive activity and Need For Transparency In The Global business strategy through 2009. We encourage active
game around wine tasting and the participation and would welcome any advance questions for our
recognition of aromas. No need to
Distribution Value Chain
• Underlying drivers of demand for transparency panellists and speakers at ITAS 2009. Please feel free to contact
be a wine professional to participate Andrew Barman on abarman@iirltd.co.uk with any questions
• Recent Trends and developments
in this game. and comments you would like to put forward for discussion at
• Implications and challenges on the TA Operating our numerous Q&A sessions.
Model