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3.1.8 Correction for CPTU zeroed at the 5.5 Interpretation in coarse-grained soils 81
bottom of a borehole 33 5.5.1 State characteristics 81
3.2 Presentation of results 34 5.5.1.1 Relative density (density
3.2.1 Measured parameters 34 index) 81
3.2.2 Derived parameters 36 5.5.1.2 State parameter 85
3.2.3 Additional information 38 5.5.1.3 Overconsolidation ratio 88
3.3 Checks on data quality 38 5.5.1.4 In situ horizontal stress 88
5.5.2 Strength characteristics 89
4. STANDARDS AND SPECIFICATIONS 39 5.5.2.1 Effective stress strength
parameters 89
4.1 ISSMFE International Reference Test
5.5.3 Deformation characteristics 93
Procedure for Cone Penetration Test (CPT) 39
5.5.3.1 Young's modulus 93
4.2 Swedish Geotechnical Society (SGF):
5.5.3.2 Constrained modulus 93
Recommended Standard for Cone Penetration
5.5.3.3 Small strain shear modulus 94
Tests (1993) 39
5.6 Available experience and interpretation in
4.3 Norwegian Geotechnical Society (NGF):
other material 94
Guidelines for Cone Penetration Tests (1994) 43
5.6.1 Intermediate soils (clayey sands to
4.4 ASTM: Standard Test Method for Performing
silts) 95
Electronic Friction Cone and Piezocone
5.6.1.1 Penetration behaviour 95
Penetration Testing of Soils (1995) 43
5.6.1.2 Typical results and
4.5 Dutch Standard: Determination of the Cone
classification 95
Resistance and Sleeve Friction of Soil.
5.6.1.3 Undrained shear strength 96
NEN5140 (1996) 43
5.6.1.4 Effective stress strength
4.6 Recommendations 44
parameters 96
5.6.1.5 Constrained modulus 96
5. INTERPRETATION OF CPT/PIEZOCONE
5.6.1.6 Small strain shear modulus 97
DATA 45
5.6.1.7 Coefficient of consolidation 98
5.1 General factors affecting interpretation 45 5.6.1.8 General experience 98
5.1.1 Equipment design 46 5.6.2 Peat/organic silt 98
5.1.2 In situ stresses 46 5.6.3 Underconsolidated clay 100
5.1.3 Compressibility, cementation and 5.6.4 Chalk 100
particle size 46 5.6.5 Calcareous soils 101
5.1.4 Stratigraphy 46 5.6.5.1 Soil classification 102
5.1.5 Rate of penetration 47 5.6.5.2 Undrained shear strength 102
5.1.6 Pore pressure element location 48 5.6.5.3 Relative density 103
5.2 Soil stratigraphy 50 5.6.5.4 Effective stress strength
5.3 Soil classification 51 parameters 103
5.4 Interpretation in fine-grained soils 55 5.6.5.5 Pile side friction 103
5.4.1 State characteristics 56 5.6.6 Cemented sands 103
5.4.1.1 Soil unit weight 56 5.6.7 Snow 107
5.4.1.2 Overconsolidation ratio 56 5.6.8 Permafrost and ice 107
5.4.1.3 In situ horizontal stress 61 5.6.8.1 Identification of permafrost/
5.4.2 Strength characteristics 63 ice layers 107
5.4.2.1 Undrained shear strength 63 5.6.8.2 Special procedures for
5.4.2.2 Sensitivity 68 penetration tests in frozen
5.4.2.3 Effective stress strength soil 108
parameters 69 5.6.8.3 Determination of creep
5.4.3 Deformation characteristics 71 parameters 108
5.4.3.1 Constrained modulus 71 5.6.8.4 General comment 111
5.4.3.2 Undrained Young's modulus 73 5.6.9 Gas hydrates 111
5.4.3.3 Small strain shear modulus 74 5.6.10 Residual soils 111
5.4.4 Flow and consolidation characteristics 74 5.6.11 Mine tailings 112
5.4.4.1 Coefficient of consolidation 75 5.6.12 Sawdust and wood choppings 114
5.4.4.2 Coefficient of permeability 5.6.13 Dutch cheese 116
(hydraulic conductivity) 80 5.6.14 Slurry walls 116
LIST OF CONTENTS VII
The design and construction of foundations and earth struc- The book is written by three prominent researchers in this
tures require a good knowledge of the mechanical behaviour specific field whose respective countries have devoted con-
of soils and of their spatial variability. Such information can siderable efforts in developing both the database of experi-
be best obtained from a properly planned programme of both mental results and the framework for a rational
laboratory and in situ tests. interpretation of the results. The many chapters and exam-
The two methodologies are very much complementary ples present the knowledge and experience that have been
rather than competitive. However, in situ tests can often be acquired on the cone penetrometer and piezocone and the
preferable to laboratory tests because of important advan- application of their results for design of geotechnical engi-
tages such as cost - time effectiveness, the ability to assess neered constructions.
the soil in its natural environment and the possibility to Two design approaches, the first a direct approach in
estimate the spatial variability of the deposit. which the response of a given foundation system is directly
Among the vast number of in situ devices, the static cone correlated to the test results and the second an indirect one in
penetrometer (CPT) and the piezocone (CPTU) represent which the test results are interpreted to obtain the mechan-
the most versatile tools currently available for soil explora- ical properties of the ground, are critically reviewed. Sour-
tion. The cone penetration and piezocone tests provide ces of error, non-typical behaviour and especially how to
continuous sounding capability and good repeatability. They obtain the relevant soil parameters in an optimum manner
can also be run very cost-effectively. However, until now, are also considered.
there was a need to pull together the vast knowledge that has As typical for geotechnics, engineering judgement com-
been accumulating in the geotechnical community. bined with experience are the key to safe and economical
This book, CPT in Geotechnical Practice, comes timely. design. It is therefore important to know the merits and
In the nearly 30 years since the publication of Sanglerat's limitations of the measuring methods.
book on the cone penetrometer, interest in the device has This book tells us how much confidence we can have in
spread all over the world, finding applications both on-land the derived engineering parameters. In particular, the chap-
and offshore. This development is reflected in the impres- ter on the interpretation of the cone penetration data as a
sive growth of the theoretical and experimental knowledge function of the soil type, including the factors influencing
on the cone penetrometer and piezocone as well as in the the test results and problem soils, is noteworthy.
several applications of the test to highly specialized meas- The book presents independent treatment of the inter-
urements, such as seismic, environmental and electrical pretation for all important aspects of cone penetration and
resistivity measurements. piezocone testing: equipment and test procedures, test
PREFACE
specifications, checklists for evaluation of data, interpreta- The authors have rendered a valuable service by sharing
tion methods and examples, empirical design approaches, with the rest of the geotechnical community their vast
and newer applications. The avid reader will find in this knowledge and experience accumulated over many years of
definitive book comprehensive treatment of all of these, hard work. We warmly recommend this book to students,
each with ample references to earlier work. teachers, professors, practising engineers and researchers.
Michele Jamiolkowski
President
International Society of
Soil Mechanics and Foundation Engineering
Suzanne Lacasse
Director
Norwegian Geotechnical Institute
ACKNOWLEDGEMENTS
The work on this book has extended over several years and the references, review of examples, etc., and we thank Arild
the authors are grateful for the support and help of numerous Andresen, Wenche Enersen and Helena Comoulos.
individuals and organizations. The authors also thank the many authors and publishers
Firstly we thank our employers, the Norwegian Geotech- who gave permission for us to reproduce material, as well as
nical Institute (NGI), the University of Alberta (UoA) and the following organizations for their support: Alluvial
the Building Research Establishment (BRE) for moral sup- Mining, UK; AP van den Berg, Holland; Cambridge Insitu,
port and for permission to publish work we have done as UK; Cone Tech Investigations, Canada; Delft Geotechnics,
employees of these organizations. We thank Dr Su/anne Holland; Envi, Sweden; Fugro, world-wide; Geocean,
Lacasse for reviewing the whole manuscript and giving France; Geotech, Sweden; Hebo, Poland; Hogentogler,
valuable advice, as well as her substantial help in preparing USA; ISMES, Italy; Key Systems, UK; Statoil, Norway;
section 5.9. We gratefully acknowledge the valuable com- Soil and Rock Engineering, Japan; TL Geotechnics, Singa-
ments on various sections of the manuscript from Dr David pore; Vertek, USA and Unicone, Latvia.
Might, Professor Branko Ladanyi, Dr Zbigniew Mlynarek, Many of the recommendations presented in this book
Dr Rolf Sandven and Hermann Zuidberg. We also thank Dr have been developed during research and consulting pro-
Stan Boyle, Dr Fernando Danziger, Dr Bernadete Danziger, jects that the authors and their organizations have been
Dr Jonathan Fannin, Dr Don Gillespie, the late Dr Joe involved in. The authors would therefore like to especially
Keaveny, Dr Nigel Nutt, Robin Quarterman, Hilary Shields acknowledge Statoil, Norsk Hydro, Saga Petroleum, Shell,
and Hilary Skinner for their assistance with various sub Norwegian Research Council, Department of the Environ-
sections and proof-reading. In addition, we thank the many ment UK and ConeTec Investigations Ltd.
colleagues and friends who have helped in various ways. Finally the authors would like to express their apprecia-
Many thanks are given to Lillian Nore, Gre Jordan, Irene tion to their wives (Mai Liss, Linda and Denise) and children
Sugg and Denise who willingly typed parts of the manu- (Rasmus, Kelly, Simon and Rebecca) for patiently putting
script; and to Kari Helene Bergersen and Gro Bothn who up with us during the years we have been working on this
computerized most of the figures. Others have helped with book.
SYMBOL LIST
Whilst every effort has been made throughout the book to avoid duplication in the use of symbols, this has not always been
possible when the same symbol is used to mean different things in common usage.
ENGLISH c, stress normalization factor
a = attraction (= c'cot^', in terms of effective D diameter
stress). D damping ratio
a = area ratio of the cone (= AnIAc) D dilatancy parameter
«max = maximum horizontal acceleration of ground Dr relative density \Dr = • 100%)
surface, due to earthquake \ '
A = pore pressure parameter Ao
the size such that 10, 50, 60 or 90% (by weight)
A — area £>50
of the sample consists of particles having a
Ac = projected area of the cone £>60
smaller nominal diameter.
An = cross-sectional area of load cell or shaft
Ap = pile end area void ratio
As = pile shaft area initial void ratio
As = area of friction sleeve maximum void ratio
Ash = bottom end area of friction sleeve minimum void ratio
Ast = top end area of friction sleeve E Young's modulus
Aw = skirt wall area Er secant Young's modulus in strain softening
b = area ratio of friction sleeve material
B = Skempton'spore pressure parameter ERf rod energy ratio in standard penetration test (SPT)
B = width of footing Es secant modulus at 50% of maximum stress
Bc = cone diameter Et initial tangent Young's modulus
Bq = pore pressure parameter ( = (u2 — u0)l(q, — <juo)) Eu undrained Young's modulus
c' = cohesion (in terms of effective stress) f unit skin friction resistance
c = coefficient of consolidation / degree of mobilization
c/, = horizontal coefficient of consolidation fP pile unit side friction
ca = vertical coefficient of consolidation f, unit sleeve friction resistance
Cc = compression index ft sleeve friction corrected for pore pressure effects
SYMBOL LIST XIII
LENGTH
AREA
VOLUME
FORCE
UNIT WEIGHT
VELOCITY
COEFFICIENT OF CONSOLIDATION
This glossary contains the most frequently used terms Corrected cone resistance, qt
related to CPT/CPTU. They are presented in alphabetical The cone resistance qc corrected for pore water pressure
order. The exact definitions of these and a large number of effects.
other terms are given in the list of symbols. Each term is also
defined in full the first time it appears in the text.
Corrected sleeve friction, ft
The sleeve friction corrected for pore water pressure effects
CRT
on the ends of the friction sleeve.
Cone Penetration Test.
Data acquisition system
CPTU The system used to measure and record the measurements
Cone Penetration Test with pore water pressure measure- made by the cone penetrometer.
ment - apiezocone test.
Dissipation test
Cone A test when the decay of the pore water pressure is mon-
itored during a pause in penetration.
The part of the Cone penetrometer on which the end bearing
is developed.
Filter element
Cone penetrometer The porous element inserted into the cone penetrometer to
allow transmission of the pore water pressure to the pore
The assembly containing the cone, friction sleeve, any other pressure sensor, while maintaining the correct profile of the
sensors and measuring systems, as well as the connections to cone penetrometer.
tbepush rods.
Friction ratio, R,
Cone resistance, qc The ratio, expressed as a percentage, of the sleeve friction,
The total force acting on the cone, Qc, divided by the fs, to the cone resistance, qc, both measured at the same
projected area of the cone, Ac\ (qc = QJAC). depth; [Rf=(f,/qc)-lW\.
GLOSSARY xxiii
1.1 PURPOSE AND SCOPE in Chapter 5 on interpretation. These are intended to guide
the user, and should be used in conjunction with the main
The purpose of this book is to provide guidance on the text.
specification, performance, use and interpretation of the To the conscientious reader the book will appear to have
Electric Cone Penetration Test (CPT), and in particular the some areas of repetition. This has been done purposely to
Cone Penetration Test with pore pressure measurement ensure that readers who only read certain sections are made
(CPTU) commonly referred to as the "piezocone test". The aware of the important points.
authors provide their recommended guidelines to interpret a
full range of geotechnical parameters from cone penetration
1.2 GENERAL DESCRIPTION OF CPT AND CPTU
data. The use of these data in geotechnical design is complex
and often project specific. However, some design guidelines In the Cone Penetration Test (CPT), a cone on the end of a
have been given (Chapter 6) to assist in their use. Some series of rods is pushed into the ground at a constant rate and
relevant examples and case histories are given throughout continuous or intermittent measurements are made of the
the text. resistance to penetration of the cone. Measurements are also
This book is applicable primarily to standard electronic made of either the combined resistance to penetration of the
cones with a 60 degree apex angle and a diameter of cone and outer surface of a sleeve or the resistance of a
35.7 mm (10 cm2 cross-sectional area). Details are given in surface sleeve. Figure 1.1 illustrates the main terminology
Chapter 2. Details of pushing equipment are also given in regarding cone penetrometers.
Chapter 2, while details on specification and performance The total force acting on the cone, Qc, divided by
are given in Chapters 3 and 4. the projected area of the cone, Ac, produces the cone
Recommendations on mapping and stratigraphy, material resistance, qc. The total force acting on the friction sleeve,
identification and evaluation of geotechnical parameters are Fs, divided by the surface area of the friction sleeve As,
given in Chapter 5, and information on direct applications produces the sleeve friction, f s . In the piezocone
for geotechnical design are given in Chapter 6. penetrometer, pore pressure is measured typically at one,
Information on additional sensors that have been added to two or three locations as shown in Figure 1.1. These pore
CPT systems is included in Chapter 7, while environmental pressures are known as: on the cone (MI), behind the cone
applications of cone penetrometer technology are briefly (u-i) and behind the friction sleeve (u^). Figure 2.1 includes
described in Chapter 8. more detailed terminology for the piezocone penetrometer.
Summaries are provided at the end of some of the sections Probing with rods through weak ground to locate a firmer
INTRODUCTION
Penetrometers Dynamic C B - C C C c C C B A B B B
Mechanical B A/B - C C B C c C C C C A A A A
Electric (CPT) B A - C B A/B C B B/C B C C A A A A
Piezocone (CPTU) A A A B B A/B B A/B B B B/C B C c A A A A
Seismic (SCPT/SCPTU) A A A B A/B A/B B A/B B A B B B c A A A A
Flat dilatometer (DMT) B A C B B C B B B B C C c A A A A
Standard penetration test (SPT) A B - C C B C C C B A A A A
Resistivity probe B B - B C A C - - - - - - - C A A A A
Pressuremeters Pre-bored (PBP) B B - C B C B C — B C C C A A B B B A B
Self boring (SBP) B B A1 B B B B A1 B A2 A/B B A/B2 - B B B A B
Full displacement (FDP) B B - C B C C C - A2 C C C - C B B A A
Others Vane B C - - A - - _ - - - B/C B - - - - - A B
Plate load C - - C B B B C C A C B B B A B B A A A
Screw plate C c
v^ p
\_< B B B c C A c B - - - A A A A
Borehole permeability C — A — - - - B A - - - - A A A A A A B
Hydraulic fracture - B - - - - C C - B - - B B - C A C
Crosshole/downhole/ C C - - - - - - A - B - A A A A A A A
surface seismic
zones and dense sand layers can restrict the penetration along the inner rod. The cone was first pushed down 150 mm
severely and deflect and damage cones and rods, especially (maximum stroke) and then the outer pipe was pushed down
if the overlying soils are very soft and allow rod buckling. until it reached the cone tip. Then the "casing" and the inner
Testing from the bottom of a borehole can overcome these rods were pushed down together until the next level was
problems, provided support is given to the push rods. In this reached and cone resistance could be measured again.
manner CPT/CPTU data can be obtained to greater depths. Several Dutch and Belgian engineers used the early
The CPT/CPTU has three main advantages over the version of the cone penetration test for evaluating pile
traditional combination of borings, sampling and other test- bearing capacity (e.g. Buisman, 1935; Huizinga, 1942; de
ing. It provides: Beer, 1945; Plantema, 1948).
1. continuous or near continuous data Vermeiden (1948) and Plantema (1948) improved the
2. repeatable and reliable penetration data original Dutch cone test by adding a conical part just above
3. cost savings. the cone. The geometry proposed by Vermeiden and which
has been used since is shown in Figure 1.4. The purpose of
In environmental applications, cone penetration technology this new geometry was to prevent soil from entering the gap
also prevents direct human contact with potentially contami- between the casing and the rods.
nated material. Begemann (1953,1969) significantly improved the Dutch
static cone penetration test by adding an "adhesion jacket"
1.4 HISTORICAL BACKGROUND behind the cone (Figure 1.5). Using this new device the local
skin friction could be measured in addition to the cone
Comprehensive reviews of the history of penetration testing resistance. Measurements were made every 0.2 m and for
in general have been given by Sanglerat (1972) and Broms special purposes the interval could be decreased to 0.1 m.
and Flodin (1988). The method was patented in 1953. Begemann (1965) was
also the first to propose that the friction ratio (sleeve friction/
1.4.1 Mechanical cone penetrometers cone resistance) could be used to classify soil layers in terms
of soil type (Figure 1.6).
The first Dutch cone penetrometer tests were made in 1932
by P. Barentsen, an engineer at the Rijkwaterstaat (Depart-
ment of Public Works) in Holland. A gas pipe of 19 mm
inner diameter was used; inside this a 15 mm steel rod could
move freely up and down. A cone tip was attached to the
steel rod. Both the outer pipe and the inner rod with the
10 cm2 cone with a 60° apex angle (Figure 1.2), were pushed
down by hand (Barentsen, 1936). Barentsen corrected the
measured cone resistance by subtracting the weight of the
inner rod. The maximum penetration depth was 10-12
metres and the penetration resistance was read on a
manometer.
The first director of Delft Soil Mechanics Laboratory,
T.K. Huizinga designed the first manually operated 10 tonne
cone penetration rig with which the first tests were carried
out in 1935 (de Graaf and Vermeiden, 1988). A photograph
of this system is shown in Figure 1.3. This device also used
an outer 19 mm "casing" which eliminated the skin friction
T
35
^
N \
\
\
\
^s
60U
_ 35
Figure 1.3 Dutch cone penetrometer system used in the 1940s
Figure 1.2 Old type Dutch cone (from Sanglerat, 1972). (courtesy of Delft Geotechnics).
HISTORICAL BACKGROUND
In 50
Q_
*5 Percentage of
1 2
Figure 1.5 Begemann type cone with friction sleeve (from Sanglerat, 1972).
INTRODUCTION
Most mechanical cone penetrometers measure the force etrometer relative to mechanical cone penetrometers,
needed to press down the inner rod with a manometer at namely:
ground level. 1. The elimination of possible erroneous interpretation of
Sanglerat (1972) also reported the development by Parez test results due to friction between inner rods and the
of a cone penetrometer which consisted of a conical point outer tubes.
connected to the piston of a small hydraulic jack at the base 2. A continuous testing with a continuous rate of penetra-
of the rod. An oil pressure line transmitted the pressure to tion without the need for alternative movements of
manometers located at the ground surface allowing con- different parts of the penetrometer tip and no possibility
tinuous readings of cone resistance. The Parez cone pen- for undesirable soil movements influencing the cone
etrometers were available in three sizes: diameters of 45, 75 resistance.
and 110 mm respectively. 3. The simpler and more reliable electrical measurement of
The Centre Experimental du Batiment et des Travaux the cone resistance with the possibility for continuous
Publics (CEBTP) in France also built hydraulic penet- readings and easy recording of the results.
rometers in 1966 (Sanglerat, 1972). The cone resistance was
measured hydraulically with manometers at the ground Another reason for using electrical measurement systems is
surface. The diameter of these penetrometers varied from that very sensitive load cells can be used and thereby much
100 mm to 320 mm. According to Sanglerat, CEBTP also more accurate readings can be obtained in very soft soils.
developed a static-dynamic penetrometer. The first electrical cone penetrometer in Holland, called
Mechanical cone penetrometers are still widely used the Rotterdam cone, was developed and patented, in 1948 by
because of their low cost, simplicity and robustness. In the municipal engineer Bakker.
rather homogeneous competent soils, without sharp varia- Delft Soil Mechanics Laboratory (DSML) had worked
tions in cone resistance, mechanical cone data can be with electric cone penetrometers since 1949 and in 1957
adequate, provided the equipment is properly maintained produced the first electrical cone penetrometer where the
and the operator has the required experience. Nevertheless, local side friction could also be measured separately (Vlas-
the quality of the data remains somewhat operator depend- blom, 1985).
ent. In soft soils, the accuracy of the results can sometimes To exploit all the experience accumulated with the
be inadequate for a quantitative analysis of the soil proper- mechanical cone, DSML carried out a series of comparative
ties. In highly stratified materials even a satisfactory qual- studies. They also experimented with the geometry of the
itative interpretation may be impossible. electrical cone attempting to get the same results as from the
mechanical cone (Heijnen, 1973; Vlasblom, 1985).
In 1965 an electric cone was developed by Fugro in
1.4.2 Electric cone penetrometers co-operation with the Dutch State Research Institute (TNO),
(see de Ruiter, 1971). Figure 1.7 shows a diagram of the
According to Broms and Flodin (1988) the very first electric early Fugro electric friction cone penetrometer. The shape
cone penetrometer was probably developed at the Deutsche and dimensions of this cone formed the basis for the
Forschungsgesellschaft fur Bodenmechanik (Degebo) in International Reference Test Procedure (ISSMFE, 1977,
Berlin during the Second World War. 1989).
The signals were transmitted to the ground surface De Ruiter (1971) also reported the use of an electrical
through a cable inside the hollow penetrometer rods. Muhs inclinometer which enabled deviations from vertical during
(1978) reviewed the main improvements of the new pen- a test to be monitored.
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