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"Theories"of Causality'
* The probabilistic theory of causality (Patrick Suppes) and its
descendants
* This is a
paperpreparedfor the 2005 annualconferenceof the BritishSocietyfor
the Philosophy of Science. This paper was also presented as the Nagel Lecture at
Columbia University on September 22, 2005. I would like to thank members of both
audiences for helpful discussion; also the British Academy for support.
For more on these see: Patrick Suppes, A ProbabilisticTheoryof Causality(Amsterdam:
North-Holland, 1970); Wolfgang Spohn, "BayesianNets Are All There Is to Causality"
in Dominico Costantini, Maria Carla Galavotti, and Suppes, eds., StochasticCausality
(Stanford:CSLI, 2001), pp. 157-72; Judea Pearl, Causality:Models,Reasoning,and
Inference(New York:Cambridge,2000); Peter Spirtes,ClarkGlymour,and Richard
Scheines, Causation,Prediction,and Search(New York:Springer, 1993);James Woodward,
I.1. Causation: One Word, Many Things. Generally when I open my eyes
and look around me, I see a dappled world, plotted and pieced, not
one homogenous sweeping plain. This tendency has been reinforced
by my studies of causality over the last few years, which lead me to the
conclusion that causation is not one monolithic concept; nor is there
one single thing-the "causal relation"-that underpins our correct
uses of that concept. There are a variety of different kinds of relations
picked out by the abstract term "causes" and a variety of different-
2Roughly, this is a set of quantities such that "all"common causes of quantities in the
set are themselves in the set. The scare quotes around "all"indicate that this needs a far
more careful statement since all causes of common causes are themselves common
causes and we may not want a condition that strong.
3 See the theorem in section 11.6in Cartwright, Hunting Causesand Using Them(New
York: Cambridge, forthcoming), and for this interpretation of the theorem, see
Cartwright, "In Praise of the Representation Theorems," presented at the International
Lauener Symposium on Analytic Philosophy, in Honour of Patrick Suppes (Berne, Switzerland,
forthcoming).
4The scare quotes are around "complete" because it is a difficult notion to define. In
my opinion it can only be defined relative to a particular choice of causal structure.
That is why it has been so difficult to get an exact formulation for the general case.
(See, for instance, all the difficulties laid out in Cartwright, Nature's Capacitiesand
TheirMeasurement).
5AHRB-funded Causality:Metaphysicsand Methods,Centre for Philosophy of Natural
and Social Science, London School of Economics, 2002-2004. For more information
see http://www.lse.ac.uk/collections/CPNSS/projects/ConcludedProjects/causality-
MetaphysicsAndMethods.htm.
6 Galavotti, "Pluralityin Causality,"presented at the SeventhMeetingof thePittsburgh-
KonstanzColloquiumin thePhilosophyof Science,Konstanz, Germany (May 2005).
7This proposal is also discussed in section 1.2 of Cartwright, Hunting Causes and
Using Them.
If that is what causality is, then the inference from "x causes y" to "We
can influence y by fixing x" is built right into the metaphysics.
Similarly for econometrician David Hendry.'2
Hendry:
* Causes are superexogeneous.
* Superexogeneity = weak exogeneity + "invariance"
WEAK EXOGENEITY:
Given P(y&x, f, y) = P(ylx,f)P(x,y),
x is weakly exogeneous to a vector of outcome variables y if the vector
of parameters y of the marginal distribution of x have no cross-restraints
with the vector of parameters / of the conditional distribution of y
on x.
SUPEREXOGENEITY:
In addition the conditional distribution is invariant to interventions
that change (parameters of) the marginal distribution.
L5. Hunting Causes versus Using Them. It is often supposed15 that the
"gold standard" for hunting causes-that is, for ascertaining causal
relations-is the ideal Galilean experiment. In this kind of experiment
we vary the cause holding fixed "all" other sources of variation of the
putative effect and look to see if the effect varies in train. This is just
what Woodward uses to characterize causation.16 He considers situa-
tions in which the putative effect, y, is a function of the putative cause,
x;,so they co-vary. If x is to be correctly said to cause y then he demands
the very strong condition that x be able to vary independently of all
other sources of variation in y as we should like to see in a Galilean
experiment. This condition is called modularity. He also requires that
the functional relation between x and y stay the same across variations
in x that keep fixed the other causes of y. This ensures that y will co-
vary with x in a Galilean experiment, as required if x is to be judged a
cause of y from the experiment (but it is stronger than required to
ensure the covariation). This condition is called invariance. So...
Woodward:
Given y = f(x,...), x causes y iff
(1) modularity: x can be varied independently of all "other" sources of
variation in y
(2) invariance: y =f(x,...) continues to hold as x is varied holding fixed
other sources of variation in y
"5Wrongly I think. See sections 1.3, II.3-6, and I1.6 in Cartwright, Hunting Causesand
Using Them.
16This is my interpretative summary of what Woodward's account amounts to in brief
and not literally how he defines things. See Woodward, Making ThingsHappen,and my
discussion of his invariance views in sections II.2-6 in Cartwright, Hunting Causesand
Using Them.
the one hand, but it must equally be tied to use on the other. As I urge
in the introduction to my latest book,'8
Our philosophical treatment of causation must make clear why the
methods we use for testing causalclaimsprovidegood warrantfor the
uses to which we put those claims.
I should stress that this same requirement holds equally for a
universalist and for a pluralist view of causality. Our notions of cau-
sation, or our characterizations of specific kinds of causal systems,
must be rich enough to allow us both to ascribe the label "causal"and
then to make some use of it once we have done so.
L 7. WhereIs the Theoryin Our "Theories"of Causality?Considering
Hendry in this light raises yet another issue. Weak exogeneity is a
concept having to do with statistical inference--estimating what a
distribution is. This has little apparent connection with causality.
But Hendry's attention to the conditional distribution of y on x-
P(ylx)--in his account of "xcauses y"is reminiscent of the probabilistic
theory of causality. Then he adds on top an invariance condition. It is
not that we do not have available any methods for testing for the kind
of invariance that Hendry demands. Econometrics has good methods
for looking for "structural breaks"-places where a distribution
changes. The idea then is that we look to see if structural breaks in
the distribution we will use for prediction are associated with changes
in the parameter we propose to manipulate for policy.
What is disappointing from the point of view of the metaphysics of
causality is that the invariance condition is, as I said, added on. And it
is what does the work of licensing predictions for use, not any special
features of the thing that is itself invariant. Any kind of formula that
allows us to predict what we want to know and that holds true across
the variations we envisage making will do; it need not have any of the
other kinds of characteristics that are in the cluster we usually
associate with causality-increase in probability of the effect on the
cause, space-time connection, asymmetry of the cause-effect relation,
existence of a mechanism, and so on.19
This is the point that Sandra Mitchell makes about the notion of
"scientific law."20For use in prediction we do not need a claim that
holds universally; nor, it seems, do we need anything that satisfies
any of our usual accounts of what it is to be a "causal"law. We only
need a claim that holds across the range of situations in which we
will use it for prediction. Sometimes the same point seems to be urged
by Woodward too. He seems to argue that invariance-and just
invariance-across the required, possibly highly limited, range of en-
visaged uses is what matters. We might call that "causation" then.
But he does not embrace this: he insists on the Galilean manipula-
tion account of causation that I described, which is not geared to
practical use.
Bayes-nets methods make some advance here. I think for instance
of the manipulation theorem of Peter Spirtes, Clark Glymour, and
Richard Scheines, that computes facts about the joint probability
of sets of variables after manipulation from facts about their dis-
tribution before plus facts recorded in the causal graph, or of Judea
Pearl's thick book on counterfactuals (op. cit.). I worry though that
both cases are still too close to the strategy I ascribed to Hendry-the
"add-on"strategy.
Bayes-nets characterize causality in terms of the three axioms I
cited, the chief of which is the causal Markov condition. But how
important is the causal Markovcondition to our ability to predict facts
about the probability distribution after manipulation from knowl-
edge of the causal relations plus the probability distribution before?
I do not think it can be too important.
Consider for example what I call "epistemically convenient systems"
with probability measures.21 For these we can define a very close
analogue of the Spirtes-Glymour-Scheines concept of manipulation,
including, as they do, the assumption that the causal relations are
invariant under manipulation. Systems like this need not satisfy the
causal Markov condition. Yet we can derive results about what hap-
pens to the joint distributions under manipulation in these kinds of
systemsjust as we can when the causal Markov condition is satisfied.22
In both cases most of the work in deriving the relevant results is done
not by the axioms of the system but by the very restricted notion of
2"Cf. the famous Lucas critique of macroeconomics, which depends on the assump-
tion that manipulating policy variables produces changes in the causal principles
governing the system. See Robert Lucas, "Econometric Policy Evaluation: A Critique"
(1976), in Studies in Business Cycle Theory (Cambridge: MIT, 1983), pp. 104-30.
24And, like Woodward and Lewis, that semantics is geared to hunting causes, not
using them.
I have been hoping for something more, something that shows why
our methods should warrant causal claims with practical strategy
implications-and something of substance that does so. It is not
enough for a metaphysics of causality to adopt just the "add-on"
strategy, to be simply a union of a language entry rule and a language
exit rule. What we should be looking for is a theoryof causality, in
much the same way as we have a theory of the electron. The account
itself should combine with other chunks of knowledge to imply both
the language entry and the language exit rules.
II. CONCLUSION