A Bibliography of Russian Formalism in English

A Bibliography of Russian Formalism in English
Author(s): David Gorman

Source: Style, Vol. 26, No. 4, Bibliographical Essays (Winter 1992), pp. 554-576
Published by: Penn State University Press
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David Gorman
Northern Illinois University
A Bibliography of Russian Formalism in English
This enumerative bibliography consists of three parts. Part 1 lists English

translations of Russian Formalist writings (chiefly from 1916 to 1930), while
Part 2 lists writings available in English about the Formalist movement and
its significance for later literary scholarship. Part 3 is an Afterword that dis-
cusses the limits, and limitations, of the bibliography.
1. Formalist Writings in English Translation
The anthologies in Section A below are the main sources in Englis

Formalist writing, while Section B lists specific works by individual For
The entries in B are grouped alphabetically by the scholars' names, an
each name, chronologically by work. When citing the anthologies list
the entries in B use unproblematically abbreviated forms, except for t
issues of Russian Poetics in Translation dealing with Formalism, w
abbreviations used are noted at the end of the relevant entries in A. There are
also several collections of writings solely by Roman Jakobson, which are listed
at the beginning of his B entry, with their abbreviations. Where bibliographies
on individual figures are available, they are listed at the end of their B entries.
Where translations are from a language other than Russian, the original lan-
guage is identified in brackets.
A. Anthologies
Bann, Stephen, and John E. Bowlt, eds. Russian Formalism: A Collection of Ar

and Texts in Translation. Edinburgh: Scottish Academic/New York: Barnes
Noble, 1973. Expanded rpt. from Twentieth Century Studies 7/8 (1972).
Brown, Edward J., ed. Major Soviet Writers: Essays in Criticism. New York: Ox
UP, 1973.
Eagle, Herbert, ed. Russian Formalist Film Theory. Ann Arbor: Michigan Slavic
lications, 1981.
Erlich, Victor, ed. Twentieth-Century Russian Criticism. New Haven: Yale UP,
Lemon, Lee T., and Marion J. Reis, eds. and trans. Russian Formalist Criticism
Essays. Lincoln: U of Nebraska P, 1965.
554 Style: Volume 26, No. 4, Winter 1992
A Bibliography of Russian Formalism in English 555
Matějka, Ladislav, and Krystyna Pomorska, eds. Readings in Russian Poetics: For
and Structuralist Views. Cambridge: MIT P, 1971. Rpt. Ann Arbor: Mi
Slavic Publications, 1978.
Meyer, Priscilla, and Stephen Rudy, eds. Dostoevsky and Gogol: Texts and Cri
Ann Arbor: Ardis, 1979.
OToole, L. M., and Ann Shukman, eds. Formalist Theory. Russian Poetics in Tr
lation 4 (1977). Cited below as RPT 4.
(1978). Cited below as RPT 5.

Pike, Christopher, ed. The Futurists , the Formalist
Ink Links/ Atlantic Highlands: Humanities, 197
Screen Reader 1: Cinema/Ideology /Politics. London
Television, 1977.
Taylor, Richard, ed. The Poetics of Cinema. 192
Poetics in Translation 9 (1982). Cited below as
B. Individual Formalists
Osip Maksimovich Brik (1888-1945)
"The So-Called Formal Method." 1923. Trans. Richard Sherwood. Screen 1

42-44. Rpt. Screen Reader 273-75. Trans. Ann Shukman. RPT 4: 90-91.
With Lď/Editorial Collective members. "What is Le/Fighting For?" "Into Pr
"Our Literary Work." Screen 12.4 (1971): 32-35, 37-38, 41-42. 1923. Tran
ard Sherwood. Rpt. Screen Reader 263-66, 268-69, 272-73.
"From Picture to Calico-Print." 1925. Trans. Richard Sherwood. Screen 12.4
48-51. Rpt. Screen Reader 279-82.
"Contributions to the Study of Verse Language." 1927. Trans. C. H. Severens
and Pomorska 117-25.
From "The Lef Arena." 1928. Trans. Diana Matias. Screen 12.4 (1971): 83-88. Rpt.
Screen Reader 314-19.
"On Khlebnikov." [n.d.] Trans. Diana Matias. Screen 15.3 (1974): 104-09. Trans. Vahan
D. Barooshian. Russian Literature Triquarterly 12 (Spring 1975): 228-32.
"The Picture, the Photograph, and the Movie Still." 1931. Trans. Vahan D. Barooshian
and Christopher MacCormick. Russian Literature Triquarterly 7 (Fall 1973): 193-
98.
* * *
Jangfeldt, Bengt. "Osip Brik: A Bibliography" [Russian

(1980): 579-604.
Boris Mikhailovich Eikhenbaum (1886-
"Karamzin." 1916. Trans. Barbara Foulke and Ray P

quarterly 23 (1990): 137-44.
556 David Gorman
"How Gogol's 'Overco

Twentieth Century. E
trans. Beth Paul and
'The Overcoat.' " Rus
1 1 9-36, 278-79 ("How
Gogol's "Overcoat": A
Ardis, 1982. 21-36.
"The Illusion of Skaz."
12 (Spring 1975): 233
"On Lev Tolstoy." 191
Literature Triquarter
The Young Tolstoy. 19
Gary Kern. Ann Arb
Lermontov: A Study i
Harry Weber. Ann A
Pike: "Some Principle
Literature Triquarter
"Concerning the Quest
Andrew. Pike 49-62.
"Pushkin's Path to Prose." 1924. Trans. Irene Etkin Goldman. Erlich 86-96. Previous
trans, (abr.) Andrew Field: "Boris Eichenbaum on Pushkin." The Complection
of Russian Literature. Comp. Andrew Field. New York: Atheneum, 1971. 30-41.
"On Tolstoy's Crises." 1924. Trans. Carol A. Palmer. Erlich 97-101.
"O. Henry and the Theory of the Short Story." 1925. Trans. I. R. Titunik. Ann Arbor:
Michigan Slavic Contributions, 1968. Rpt. Matějka and Pomorska 227-70.
"The Theory of the 'Formal Method.' " 1926 [Ukranian]; 1927. Trans. Lemon and Reis
102-39. Trans. I. R. Titunik: "The Theory of the Formal Method." Matějka and
Pomorska 3-37.
Preface. Russian Prose. Ed. Eikhenbaum and Yury Tynyanov. 1 926. Ed. and trans. Ray
Parrott. Ann Arbor: Ardis, 1985. 13-15.
"Literature and Cinema." 1926. Trans. T. L. Aman. Bann and Bowlt 122-27.
"Leskov and Contemporary Prose." 1927. Trans. Martin P. Rice. Russian Literature
Triquarterly 11 (Winter 1975): 211-24.
"Problems of Film Stylistics." 1927. Trans. Thomas Aman. Screen 15.3 (1974): 7-32.
Trans. Herbert Eagle: "Problems of Cinema Stylistics." Eagle 55-80, 172-73.
Trans. Richard Sherwood: "Problems of Cine-Sty listics." RPT 9: 5-31.
"Literary Environment." 1929. Trans. I. R. Titunik. Matějka and Pomorska 56-65.
"The Literary Career of Lev Tolstoy." 1929. Appendix to trans, of The Young Tolstoy.
136-41.
♦ * *
Bibliography [Russian writings]. International Journal

1 (1963): 151-87.
Roman Osipovich Jakobson (1896-1982)
Selected Writings. 10 vols. The Hague: Mouton, 1966-.

Vol. 3: Poetry of Grammar and Grammar of Poetry. Ed. Stephen Rudy. 198
below as SW 3.
Vol. 5: On Verse, Its Masters and Explorers. Ed. Stephen Rudy and Martha Taylor.
1979. Cited below as SW 5.
Verbal Art, Verbal Sign, Verbal Time. Ed. Krystyna Pomorska and Stephen Rudy. Ann
Arbor: U of Michigan P, 1985. Cited below as VA. Expanded rpt. from Poetics
Today 2.1a (Autumn 1980).
Language in Literature. Ed. Krystyna Pomorska and Stephen Rudy. Cambridge: Har-
vard UP, 1987. Cited below as LL.
* * *
"Futurism." 1919. Trans. Stephen Rudy. LL 28-33.

"On Realism in Art." 1921 [Czech]. Trans. Karol Magas
46; LL 19-27.
"Modern Russian Poetry: Velimir Khlebnikov." 1921. T
58-82, 413-14.
"Dada." 1921. Trans. Stephen Rudy. LL 34-40.
With Yury Tynanov. "Problems in the Study of Literat
Herbert Eagle. Matějka and Pomorska 79-81; SW
Trans. L. M. O'Toole: "Problems of Research in Lite
4 (1977): 49-51. Trans, anon, (from French trans.?):
Linguistic Studies." New Left Review 37 (May-June
With Peter Bogatyrev. "Folklore as a Special Form
Trans. Manfred Jacobson. The Prague School: Select
Peter Steiner. Austin: U of Texas P, 1982. 32-46. Re
[Czech]: "On the Boundary between Studies of Folk
Herbert Eagle. Matějka and Pomorska 91-93.
"On the Translation of Verse." 1930 [Czech]. Trans. Pe
131-34.
"On a Generation that Squandered Its Poets." 1931. Trans. E. J. Brown. Brown 7-32;
Erlich 138-66; VA 111-32; LL 273-300.
"Musicology and Linguistics." 1932 [German]. Trans. Anne Chatoney Shreffer. LL 455-
57.
"Is the Cinema in Decline?" 1933 [Czech]. Trans. Elena Sokol. Semiotics of Art: Prague
School Contributions. Ed. Ladislav Matějka and Irwin R. Titunik. Cambridge:
MIT P, 1976. 145-52. SW 3: 732-39 ("Is the Film in Decline?"); Eagle 161-66,
174; LL 458-65 ("Is the Film in Decline?").
"What Is Poetry?" 1933-1934 [Czech]. Trans. Michael Heim. Semiotics of Art: Prague
School Contributions. Ed. Ladislav Matějka and Irwin R. Titunik. Cambridge:
MIT P, 1976. 164-75. SW 3: 740-50; LL 368-78.
558 David Gorman
"On the Prose of the

Livingstone. Pastern
ingstone. London: M
Prose of the Poet Pa
"The Dominant." 193
SW 3: 751-56; LL 41-
* * *
Rudy, Stephen. Roman Jakobson: A Complete Bibliogr

Mouton De Gruyter, 1990.
Vladimir Yakovlevich Propp (1895-197
Theory and History of Folklore. Trans. Ariadna Y. Ma

Anatoly Liberman. Minneapolis: U of Minnesota P,
213-33.
Morphology of the Folktale. 1928; 2nd ed., 1969. Ed. and trans, (of 1928 ed.) Laurence
Scott. Bloomington: Indiana UP, 1958. 2nd ed., rev. trans. Louis A. Wagner.
Austin: U of Texas P, 1968.
"Fairy Tale Transformations." 1928. Trans. C. H. Severens. Matějka and Pomorska
94-1 14. Revised trans. Anatoly Liberman: "Transformations of the Wondertale."
Theory and History of Folklore 82-99. Also trans, (abr., from French trans.) Petra
Morrison: "Transformations in Fairy Tales." Mythology: Selected Readings. Ed.
Pierre Maranda. Harmondsworth: Penguin, 1972. 139-50.
"Study of the Folktale: Structure and History." 1966. Trans. Serge Shishkoff. Dispositio
1 (1976): 277-92. Revised trans. Anatoly Liberman: "The Structural and Historical
Study of the Wondertale." Theory and History of Folklore 67-81.
Viktor Borisovich Shklovsky (1893-1984)
"The Resurrection of the Word." 1914. Trans. Richard Sherwood. Bann and Bowlt 41-
47.
"Art as Technique." 1917. Lemon and Reis 5-24. Revised as ch. 1 of Theory of Prose.
"Art as Device."
"On the Connection between Devices of Syuzhet Construction and General Stylistic
Devices." 1919. Trans, (abr.) Jane Knox. Bann and Bowlt 48-72. Revised as ch.
2 of Theory of Prose. "On the Relationship between Devices of Plot Construction
and General Devices of Style."
"Sterne's Tristram Shandy. Stylistic Commentary." 1921. Lemon and Reis 27-57. Re-
vised as ch. 7 of Theory of Prose. "The Novel as Parody: Sterne's Tristram
Shandy ." Trans. W. George Isaak: "A Parodying Novel: Sterne's Tristram
Shandy ." Laurence Sterne : A Collection of Critical Essays. Ed. John Traugott.
Englewood Cliffs: Prentice-Hall, 1968. 66-89.
"Bundle." 1921. Trans. Richard Sheldon. The Serapion Brothers: A Critical Anthology.
Ed. Gary Kern and Christopher Collins. Ann Arbor: Ardis, 1975. 129-30.
A Sentimental Journey : Memoirs 1917-1922. 1923. [Ed. and] trans. Richard Sh

Cornell UP, 1970; rpt. 1984.
Zoo, or Letters Not about Love. 1923. Ed. and trans. Richard Sheldon. Cornell UP,
1971.
"Pushkin and Sterne: Eugene Onegin ." 1923. Trans. James M. Holquist. Erlich 63-68.
"Parallels in Tolstoy." 1923. Trans, (abr.) Victor Erlich. Erlich 81-85.
"Form and Material in Art." 1923. Trans. Charles A. Moser and Patricia Blake. Dis-
sonant Voices in Soviet Literature. Ed. Patricia Blake and Max Hayward. New
York: Pantheon, 1962. 20-28. Excerpt from Literature and Cinema.
"Isaac Babel: A Critical Romance." 1924. Trans. John Pearson. Brown 295-300.
"The Mystery Novel: Dickens's Little Dorrit ." 1925. Trans, (abr.) Guy Carter. Matějka
and Pomorska 220-26. Revised as ch. 6 of Theory of Prose. "Dickens and the
Mystery Novel."
Theory of Prose. 1925; 2nd ed. 1929. Trans. Benjamin Sher. Elmwood Park: Dalkey
Archive, 1990. Last two chs. added in 1929 ed.
Third Factory. 1926. Ed. and trans. Richard Sheldon. Ann Arbor: Ardis, 1977.
"In Defence of the Sociological Method." 1927. Trans. Ann Shukman. RPT 4: 92-99.
"Poetry and Prose in Cinematography." 1927. Trans. A. L. Aman. Bann and Bowlt
128-30. Trans. Richard Taylor: "Poetry and Prose in the Cinema." RPT 9: 87-
89.
In " Lef and Film: Notes and Discussion." 1927. Trans. Diana Matias. Screen 12.4
(1971): 77-79. Rpt. Screen Reader 308-10.
From "The Lef Arena." 1927. Trans. Diana Matias. Screen 12.4 (1971): 88-90. Rpt.
Screen Reader 319-21.
"On Zoshchenko and Major Literature." 1928. Trans. Jacqueline Decter Cukierman.
RLT 14 (Winter 1976): 407-14.
♦ * *
Sheldon, Richard. Viktor Shklovsky: An International B

about Him. Ann Arbor: Ardis, 1977.
Boris Victorovich Tomashevsky (1890-1
"Literature and Biography." 1923. Trans. Herbert Eag

55.
"Thematics." 1925. Lemon and Reis 62-95.
"Literary Genres." 1925. Trans. L. M. O'Toole. RPT 5: 52-93.
* * *
Jakobson, Roman. "Boris Victorovič Tomasevsky: Bibl

International Journal of Slavic Linguistics and Poet
560 David Gorman
Nikolay Sergeyev
"Afanasij Nikitin's Jou

Trans. Kenneth Brost
Writings on Literature
P, 1990. Includes Bibli
Yury Nikolaevic
"Dostoevsky and Gogo

18, 276-78. Part 1 of s
"Dostoevsky and Gogol
of Part 2 of study. P
Fyodor Dostoevsky an
Comp. Andrew Field.
"Tyutchev and Heine."
The Problem of Verse L
Harvey. Ann Arbor:
Shukman: "Preface to
and 2 trans, (abr.) M.
"The Meaning of the
Ch. 1, section 1 trans,
New Left Review 43 (
"The Interval." 1924 (
erature Triquarterly
Andrew: "Interval- To Boris Pasternak." Pike 106-39. Section 9 trans. Donald
Davie: "Pasternak's 'Mission'." Pasternak: Modern Judgements. Ed. Donald
Davie and Angela Livingstone. London: Macmillan, 1969. 126-34.
Preface. Russian Prose. Ed. B. M. Eikhenbaum and Tynyanov. 1926. Ed. and trans.
Ray Parrott. Ann Arbor: Ardis, 1985. 17-19.
"Plot and Story Line in Cinema." 1926. Trans. Ann Shukman. RPT 5: 20-21.
"On the Foundations of Cinema." 1927. Zinaida Breschinsky and Herbert Eagle. Eagle
81-100, 173-74. Trans. L. M. O'Toole: "The Fundamentals of Cinema." RPT 9:
32-54.
"On Literary Evolution." 1927. Trans. C. A. Luplow. Matějka and Pomorska 66-78.
"About Khlebnikov." 1928. Pike 144-57. Trans, (abr.) Charlotte Rosenthal: "On Khleb-
nikov." Brown 89-99.
With Roman Jakobson. "Problems in the Study of Literature and Language." 1928.
See under Jakobson.
Viktor Vladimirovich Vinogradov (1895-1969)
"Towards a Morphology of the 'Naturalist' Style." 1921-22. Meyer and Rudy 217-28,
281-82. Sections 1 and 7 only.
"The Tasks Facing Stylistics." 1923. Trans, (abr.) Ann Shukman. RPT 5: 24-29.
"The School of Sentimental Naturalism." 1923-24 (pub. 1929). Meyer and Rud
215, 279-81. First few pp. omitted.
Gogol and the Natural School. 1925. Trans. Debra K. Erikson and Ray Par
Arbor: Ardis, 1987.
"The Problem of Skaz in Stylistics." 1926. Trans. Martin P. Rice. Russian Lite
Triquarterly 12 (Spring 1975): 237-50.
Viktor Maximovich Zhirmunsky (1891-1971)
"Symbolism's Successors." 1916. In The Noise of Change: Russian Literature a

Critics (1891-1917). Ed. and trans. Stanley Rabinowitz. Ann Arbor: Ardi
218-47.
"Two Tendencies of Contemporary Lyric Poetry." 1920. Trans. John Glad. Russian
Literature Triquarterly 4 (Fall 1972): 175-80.
"On Classical and Romantic Poetry." 1920. Trans. Philip E. Frantz and Ray Parrott,
Jr. Russian Literature Triquarterly 10 (Fall 1974): 193-96.
"The Passion of Aleksandr Blok." 1921. Trans. Stephen Rudy. Erlich 117-37.
"Pushkin's Byronism as a Historical and Literary Problem." 1922. Trans. Sona Hois-
ington. Russian Literature Triquarterly 23 (1990): 145-62.
Introduction to Metrics: The Theory of Verse. 1925. Ed. E. Stankiewicz and W. N.
Vickers. Trans. C. F. Brown. The Hague: Mouton, 1966.
Other Formalists
Sergei Bernshtein (1892-1970). "Aesthetic Presuppositions for a Theory of Declama-

tion." 1927. Trans. Ann Shukman. RPT 4: 71-89.
Olga Freidenberg. "Three Plots, or the Semantics of One: Shakespeare's The Taming
of the Shrew" 1925 (pub. 1936). Trans. Ann Shukman and Halina Willetts. RPT
5: 30-51.
Lev Jakubinskij (1892-1945). "On Verbal Dialogue." 1923. Trans. Jane E. Knox and
Luba Barna. Dispositio 4 (1979): 321-36.
A. A. Reformatsky. "An Essay on the Analysis of the Composition of the Novella."
1922. Trans. Christine Scholl. Bann and Bowlt 85-101.
Boris Isaakorovich Yarkho (1889-1942). "A Methodology for a Precise Science of Lit-
erature: Outline." 1936 (pub. 1969). Trans, (abr.) L. M. O'Toole. RPT 4: 52-70.
2. Writings in English on Russian Formalism
Entries in Part 2 are arranged alphabetically by author but chronologica

within an entry, as in Part 1. At the expense of some duplication with 1,
cross references within 2 are to listings in this part. Asterisked entries list item
that I have not seen.
562 David Gorman
Andrew, Joe. Introduc

Keele: Keele UP, 1982
Neo-Formalist Circle. Ed. Andrew. Amsterdam/At

iii-vii).
Andronikov, Irtalii. "The Poetry of Thought: Contribution to a Portrait of Viktor
Shklovskii." 1973. Trans. William Mandel. Soviet Studies in Literature 9 (1973):
28-36.
Any, Carol. "Introduction: Russian Formalism, 1915-1930." Soviet Studies in Litera-

ture 21 (1984-1985): 5-28. Special issue: The Russian Formalist Tradition: Ret-
rospective Views. Ed. Any.
Poetics." Slavic Review 46 (1990): 409-26.

Bakhtin, M. M. See Medvedev.
Bann, Stephen, and John E. Bowlt, eds. Russian F
and Texts in Translation. Edinburgh: Scottish A
1973. Expanded rpt. from Twentieth Century S
Belknap, Robert L. "Plotlets and Schemes." Jackso
Bennett, Tony. Formalism and Marxism. L

malism and Marxism," "Russian Formalism
3-21.
Birnbaum, Henrik. "Familiarization and Its Semioti

61.
Bobrov, S. "The Method and the Apologist." 1924. Trans. Christopher Pike and Joe
Andrew. Pike 68-71.
Bowlt, John. "Russian Formalism and the Visual Arts." Bann and Bowlt 131-46.
Brang, Peter. "Sociological Methods in Twentieth-Century Russian Literary Criticism."
Literary Criticism and Sociology : Yearbook of Comparative Criticism. Vol. 5. Ed.
Joseph P. Streika. University Park: Pennsylvania State UP, 1973. 209-51 (esp.
225-28).
Bremond, Claude. "Morphology of the French Folktale." Trans, anon. Semiotica 2
(1970): 247-76.
and Marilyn Randall. Style 18 (1984): 177-95.

Brewster, Ben. Introduction to "Documents fro
66. Rpt. Screen Reader 1 : Cinema/Ideology /
cation in Film and Television, 1977. 290-97.
Broekman, Jan M. Structuralism: Moscow-Pr

and Brunhilde Helm. Dordrecht: Reidel,
Bruns, Gerald. Introduction: "Toward a Random Theory of Prose." Theory of

By Viktor Shklovsky. Trans. Benjamin Sher. Elmwood Park: Dalkey Archi
xiv.
Cassedy, Steven. Flight from Eden: The Origins of Modern Literary Criticism and
Theory. Berkeley: U of California P, 1990. 57-63, 121-32, 140-45.
Chernov, Igor. "Brief Biographical and Bibliographical Notes on Leading Formalists."
Trans. Ann Shukman. Russian Poetics in Translation 4 (1977): 1-12.
man and L. M. O'Toole. Russian Poetics in Tr

Chudakov, A. P. "V. V. Vinogradov and the Theory
Third of the Twentieth Century." 1980. Trans.
eraturen (1984-1985): 91-151.
Cobley, Evelyn. "Toward History as Discontinuity
cault." Mosaic 20 (1987): 41-56.
Conio, Gérard. Prefaces to Section 1 ("Debate on t
("Formalism and Futurism"). Trans. Rupert Swy
Curtis, James M. "Bergson and Russian Formalism
109-21.
Davydov, Sergej. "From 'Dominant' to 'Semantic Gesture': A Link between Russian

Formalism and Czech Structuralism." Jackson and Rudy 96-1 13.
della Volpe, Galvano. 1966. "Settling Accounts with the Russian Formalists." Trans.
John Mathews. New Left Review 113-14 (1979): 133-45.
Doležel, Lubomír. "Narrative Composition: A Link between German and Russian
Poetics." Bann and Bowlt 73-84. Rev. version in Occidental Poetics. By Doležel.
Lincoln: U of Nebraska P, 1990. Ch. 6: "Formalist Poetics: From Germany to
Russia." 124-46.
Dundes, Alan. "From Etic to Emic Units in the Structural Study of Folklore." Journal
of American Folklore 75 (1962): 95-105. Rpt. in Analytic Essays in Folklore. By
Dundes. The Hague: Mouton, 1975. 61-72 (esp. 66-70).
Communications 195. Helsinki: Academia Scientiarum Fennica, 1964. Ch. 3:

"The Structural Approach to the Study of Folklore." 32-60, 117-25.
Propp. Trans. Laurence Scott. Indianapolis: Indiana

Louis A. Wagner. Austin: U of Texas P, 1968. xi-x
Eagle, Herbert. "Russian Formalist Film Theory: An
Film Theory. Ed. Eagle. Ann Arbor: Michigan S
167-72.
Extended." Slavic and East European Journ

Emerson, Caryl, and Gary Saul Morson. "Penult
64.
Enzensberger, Maria. "Osip Br
564 David Gorman
Erickson, Debra K. "In

By V. V. Vinogrado
Ardis, 1987. 7-28.
Erlich, Victor. Russia
ed., 1965; 3rd ed., 19
Issues, Personalities." Introduction to Twentiet

icism. Ed. Erlich. New Haven: Yale UP, 1975. 3-
Review 34 (1976): 111-18.
and Criticism: Festschrift Presented to René Wel

Bern/New York: Peter Lang, 1984. 1: 163-73.
Flaker, Aleksandar. "Shklovsky and the History of
Russian Formalism ." Jackson and Rudy 57-67.
Fokkema, D. W. "Continuity and Change in Russian
and Soviet Semiotics." PTL 1 (1976): 153-96.*
Freiberger, Erika. "Theory of Form: German Roma
ceedings of the Kentucky Foreign Language Con
17-25.
Frow, John. Marxism and Literary Criticism. C

Cambridge: Blackwell, 1989. Ch. 4: "Russian F
Literary System." 83-102.
Galan, F. W. Historical Structures: The Prague Scho
of Texas P, 1985, See Index.
Rudy 289-304.
sian Literature 19 (1986): 105-42.

Garson, Judith. "Literary History: Russian Formalist Vi
the History of Ideas 31 (1970): 399-412.
Gasparov, Boris, Robert P. Hughes, and Irina Paperno, ed
Russian Modernism: From the Golden Age to the Silv
Studies 15. Berkeley: U of California P, 1992.
Ginsburg, Mirra. Introduction. Lieutenant Kijé/Young V
anov. Trans. Ginsburg. Boston: Eridanos, 1990. vii-xxi
Greenfield, Liah. "Russian Formalist Sociology of Literat
tive." Slavic Review 46 (1987): 38-54.
Greenleaf, Monika Frankel. "Tynianov, Pushkin and the
of Montage." Gasparov, et al. 264-92.
Greimas, Algirdas J. 1966. Structural Semantics: An Attem
ielle McDowell, Ronald Schleifer, and Alan Velie. Lincoln: U of Nebraska P,
1983. Ch. 10: "Reflections on Actantial Models." 196-221 (esp. 200-09); based
on material pub. in 1963, 1965. Ch. 11: "Searching for Models of Transf
tion." 222-56 (esp. 222-35).
Grits, Fyodor S. "The Work of Viktor Shklovsky." 1926. Trans. Richard Sheld
Factory . By Viktor Shklovsky. Ed. and trans. Richard Sheldon. Ann Arbo
1977. 91-121.
Grossman, Marshall. "Formalism, Structuralism, Marxism: Fredric Jameson's Critical

Narrative." Disposino 4 (1979): 259-72.
Hammarberg, Gitta. "A Reinterpretation of Tynjanov and Jakobson on Prose (with
Some Thoughts on the Baxtin and Lotman Connection)." Stolz, et al. 379-404.
Hansen-Löve, Aage A. "Russian Formalism." Essays in Poetics 6 (1981): 54-62.*
Harkins, William E. "Slavic Formalist Theories in Literary Scholarship." Word 7(1951):
177-85.
Harper, Kenneth E. "A Russian Critic and Tristram Shandy ." Modern Philology 52
(1954): 92-99.
Harvey, Brent L. Postface: "The Poetics of Verse Language." The Problem of Verse
Language. By Yuri Tynianov. Ed. and trans. Michael Sosa and Brent Harvey.
Ann Arbor: Ardis, 1981. 163-70.
Hawkes, Terence. Structuralism and Semiotics. Berkeley: U of California P, 1977. Ch.
3: "The Structures of Literature." 59-122 (esp. 59-87).
Hendricks, William O. "Folklore and the Structural Analysis of Literary Texts." Lan-
guage and Style 3 (1970): 83-121. Rpt. in Essays on Sociolinguistics and Verbal
Art. By Hendricks. The Hague: Mouton, 1973. 90-126 (esp. 93-105).
Hodgson, Peter. "More on the Matter of Skaz: The Formalist Model." From Los Angeles
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566 David Gorman
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572 David Gorman
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3. Afterword
(Note: In order to avoid repetition, works cited below with a [1] or a

are listed in Parts 1 or 2 of this bibliography.)
In assembling this list, I have limited myself primarily to works by
about the literary scholars, folklorists, and linguists frequently identifie
Russian Formalists. The term remains a very loose one at best, since w
many of the figures covered here did interact closely at various times betw
1914 and 1930, in Moscow or St. Petersburg/Leningrad, others, like Vladi
Propp and Nikolai Trubetskoy, stood in only a rather general relation to
central figures as Boris Eikhenbaum, Viktor Shklovsky, or Yury Tynyan
and the writings of still others, like V. V. Vinogradov and Viktor Zhirmun
though published in the heyday of Formalist activity, do not necessarily
stitute pure examples of the critical style. The nature of the topic of this
liography-a critical movement- renders these kinds of arbitrariness inevit
no doubt, particularly since I have aimed at inclusiveness. Another so
arbitrariness manifested in my selection arises from a historical fact, na
that of the strong affinities and partial chronological overlap between Rus
Formalism and Czech Structuralism, which flourished between 1926 and 1
Anthologies such as those edited by Matějka and Titunik, or by Steiner, a
books such as those of Galan [2] and Streidter [2], help to emphasize
continuities which my listing has tended to dissever- a particular prob

the case of Roman Jakobson, as will be discussed further below.
The tremendous growth of interest in recent years in the work of
Bakhtin and his circle has led some to associate their ideas with those of the
Formalists, with whom they did have some contact. Nevertheless, I have not
seen fit to include writings by or about the Bakhtin group, and this not simply
because it would have hugely enlarged this bibliography (especially Part 2),
but more importantly because I do not see much intellectual affinity between
the two groups. (I have, of course, made an exception for the explicit critique
of Formalism written by R N. Medvedev [2], possibly in collaboration with
Bakhtin.)
Though political circumstances forced a shutdown of Formalist activity
as such by 1 930 at the latest, many of the leading figures survived and continued
to produce both literary scholarship and other kinds of writing, some of con-
siderable scope and significance. The chronological limitations that I have set,
however, have led me to exclude such major 'post-formalist' works available
in English as the later volumes of Eikhenbaum's study of Tolstoy (1931, 1960),
Shklovsky's books on Mayakovsky (1940) and Tolstoy (1974), and further
studies by Propp (see "Oedipus" and "Generic Structures," as well as the
material collected in Theory and History of Folkore [1]). Except for English
versions of some post-Stalinist writings by Shklovsky, I have found only a few
essays by O. M. Brik dating from after 1930 that deal with literature, film, or
criticism, although some of Tynyanov's fiction has been translated (and see
also Hel on Tynyanov's writing for film, some of which involved adaptations
of his fiction).
Jakobson's work has presented a special problem. First, although he had
emigrated from Russia as early as 1920, he continued to produce recognizably
Formalist work (some of it in Russian) for more than a decade afterward:
therefore I have included most of his translated works of the 1920s in Part 1.
A second difficulty was to find a cut-off point for this material. I decided to
end with his 1935 lecture on "The Dominant," because this is certainly a
touchstone of Formalist theory. However, I have omitted some of pre- 1935
writings that seemed not to bear on literary topics: an especially troublesome
omission has been that of the celebrated 1929 Theses presented by the Prague
Linguistic Circle, to which Jakobson was a major contributor (Rudy, in his
bibliography of Jakobson (11-12), indicates that he was the main author of
Theses 1, 2a, and 3a, and a coauthor of 5, 6, and 9). Moreover I have also
omitted some potentially relevant later works of Jakobson's, most notably a
group of writings on Pushkin dating from 1936 to 1938 (though this material
is conveniently available in English in Pushkin and His Sculptural Myth). In
fact- a further problem- many of Jakobson's much later writings might well
have been included, such as his celebrated essays "Linguistics and Poetics"
and "The Poetry of Grammar," which arguably constitute a summa of For-
574 David Gorman
malist ideas about po

output has posed a d
his early work and c
of this material afte
Writings (as the ser
works, with the for
8, subtitled "Compl
In order to limit P
dissertations on Rus
and Shefski, are cit
reviews (though surv
periodical, suggest h
pursued possible so
that their informat
Jakobson has caused
primary, and for the
of writing about h
missed items that de
areas outside of liter
were strongly inter
has been the fact th
topic seemed import
limited familiarity w
notice, for example,
names. Worse, my
me to make arbitrary
respect to dates an
problems, however,
and further addition
lished in future bibl
The bibliography a
national bibliograph
Particular thanks ar
ern Illinois Universi
Perhaps the most s
to which interest in
enon of the 1970s. W
sky's Theory of Prose
by Jackson and Rudy
or commentary on F
the overwhelming im
swamped the human
of Formalist critical
to literary and linguistic phenomena, and are relatively modest in thei

lectual reach. Added to this may be the fact that much Formalist cri
presented in connection with Russian literature specifically, which rem
too specialized a topic in modern-language studies. And of course the F
project as a whole was left in a drastically unfinished state when it w
pressed. Nevertheless, an enormous amount remains to be learned, no
about the Formalists, but from them, and it is to be hoped that a re
interest in their work will follow in the near future.
Works Cited
Brik, Osip. "Mayakovsky and the Literary Movements of 1917-30 (Material towards
a Literary Biography)." 1936. Trans. Diana Matias. Screen 15.3 (1974): 59-81.
Matias. Screen 15.3 (1974): 95-103.

"IMO- Art of the Young." 1940. Trans, (abr.)
94.
Eikhenbaum, Boris. Tolstoi in the Sixties. 1931. Trans. Duffield White. Ann Arbor:
Ardis, 1982.
Field, Andrew, ed. and trans. The Complection of

York: Atheneum, 1971.
Hel, Jerry. "Jurij Tynjanov's Film- Work." Russia
Jakobson, Roman. "Linguistics and Poetics." 1958.
Sebeok. Cambridge: MIT P, 1960. Rpt. in Selecte
in Language and Literature 62-94, 508-1 1.
English pub. (of Parts 1 and 3 only) Lingua 21

Writings. Vol. 3: 87-97. Parts 2 and 4 trans
Pushkin." Verbal Art , Verbal Sign, Verbal Tim
Michigan P, 1985. 47-58. Trans, (complete)
erature 121-44, 512-14.
Mouton, 1975.
Stephen Rudy. The Hague: Mouton, 1981.
bridge: Harvard UP, 1987.

Matějka, Ladislav, and Irwin R. Titunik. Semiotics o
Cambridge: MIT P, 1976.
Prague Linguistic Circle, The. "Theses Presented to
ologists in Prague, 1929." Trans. John Burbank.
576 David Gorman
Propp, Vladimir. "Oedi

A Folklore Casebook.
1983. 77-121.
Brooks. Ed. Dan Ben-Amos and Philip Tin

Shefski, Harold K. Boris M. Eikhenbaum : The
His Contributions to Russian Literary Crit
Sheldon, Richard. Viktor Borisovich Shklovsk
1930. Diss. U of Michigan, 1966.*
Shklovsky, Viktor. Mayakovsky and His Circl
York: Dodd, Mead, 1972.
1964. Field 199-201.
Shukman, Ann. "A Bibliography of Translations of

in Translation. Vol. 4: Formalist Theory (1977):
Steiner, Peter, ed. The Prague School: Selected Wri
P, 1982.
Tynyanov, Yury. Death and Diplomacy in Persia. 1927. Trans, (abr.) Alec Brown. 1938.
Rpt. Westport: Hyperion, 1975.
burg. Boston: Eridanos, 1990.

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A Bibliography of Russian Formalism in English

Author(s): David Gorman

A Bibliography of Russian Formalism in English

This enumerative bibliography consists of three parts. Part 1 lists English

1. Formalist Writings in English Translation

The anthologies in Section A below are the main sources in Englis

Bann, Stephen, and John E. Bowlt, eds. Russian Formalism: A Collection of Ar

554 Style: Volume 26, No. 4, Winter 1992

(1978). Cited below as RPT 5.

Osip Maksimovich Brik (1888-1945)

"The So-Called Formal Method." 1923. Trans. Richard Sherwood. Screen 1

Jangfeldt, Bengt. "Osip Brik: A Bibliography" [Russian

Boris Mikhailovich Eikhenbaum (1886-

"Karamzin." 1916. Trans. Barbara Foulke and Ray P

"How Gogol's 'Overco

Bibliography [Russian writings]. International Journal

Roman Osipovich Jakobson (1896-1982)

Selected Writings. 10 vols. The Hague: Mouton, 1966-.

"Futurism." 1919. Trans. Stephen Rudy. LL 28-33.

"On the Prose of the

Rudy, Stephen. Roman Jakobson: A Complete Bibliogr

Vladimir Yakovlevich Propp (1895-197

Theory and History of Folklore. Trans. Ariadna Y. Ma

Viktor Borisovich Shklovsky (1893-1984)

A Sentimental Journey : Memoirs 1917-1922. 1923. [Ed. and] trans. Richard Sh

Sheldon, Richard. Viktor Shklovsky: An International B

Boris Victorovich Tomashevsky (1890-1

"Literature and Biography." 1923. Trans. Herbert Eag

"Thematics." 1925. Lemon and Reis 62-95.

"Literary Genres." 1925. Trans. L. M. O'Toole. RPT 5: 52-93.

Jakobson, Roman. "Boris Victorovič Tomasevsky: Bibl

"Afanasij Nikitin's Jou

"Dostoevsky and Gogo

Viktor Vladimirovich Vinogradov (1895-1969)

Viktor Maximovich Zhirmunsky (1891-1971)

"Symbolism's Successors." 1916. In The Noise of Change: Russian Literature a

Sergei Bernshtein (1892-1970). "Aesthetic Presuppositions for a Theory of Declama-

2. Writings in English on Russian Formalism

Entries in Part 2 are arranged alphabetically by author but chronologica

Andrew, Joe. Introduc

Neo-Formalist Circle. Ed. Andrew. Amsterdam/At

Any, Carol. "Introduction: Russian Formalism, 1915-1930." Soviet Studies in Litera-

Poetics." Slavic Review 46 (1990): 409-26.

Bennett, Tony. Formalism and Marxism. L

Birnbaum, Henrik. "Familiarization and Its Semioti

and Marilyn Randall. Style 18 (1984): 177-95.

Broekman, Jan M. Structuralism: Moscow-Pr

Bruns, Gerald. Introduction: "Toward a Random Theory of Prose." Theory of

man and L. M. O'Toole. Russian Poetics in Tr

Davydov, Sergej. "From 'Dominant' to 'Semantic Gesture': A Link between Russian

Communications 195. Helsinki: Academia Scientiarum Fennica, 1964. Ch. 3:

Propp. Trans. Laurence Scott. Indianapolis: Indiana

Extended." Slavic and East European Journ

Enzensberger, Maria. "Osip Br

Erickson, Debra K. "In

Issues, Personalities." Introduction to Twentiet

Review 34 (1976): 111-18.

and Criticism: Festschrift Presented to René Wel

Frow, John. Marxism and Literary Criticism. C

sian Literature 19 (1986): 105-42.

Grossman, Marshall. "Formalism, Structuralism, Marxism: Fredric Jameson's Critical

rative Fiction." Jackson and Rudy 195-212.

By. N. S. Trubetskoy. Trans. Christiane A. Baltax

Linguistics and Poetics 1/2 (1959): 313-16. Rp