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This paper explores entrepreneurship in the research university, a setting in which there has been
a marked change over the past half century in norms governing relationships between scholars
and the commercial sector. A survey of life science faculty members in research universities is
used to distinguish five types of academic entrepreneurship: (1) engaging in large-scale science
(externally funded research), (2) earning supplemental income, (3) gaining industry support for
university research, (4) obtaining patents or generating trade secrets, and (5) commercialization -
forming or holding equity in private companies based on a faculty member’s own research. The
results suggest models for the different types of entrepreneurship. Individual characteristics and
attitudes are the most important predictors of large-scale science and supplemental income,
which are more traditional, while local group norms play a more important role in predicting active
involvement in commercialization. University policies and structures have little effect on
entrepreneurship. Implications for organizational theory and the role of the university are
discussed. (Reprinted by permission of the publisher.)
© COPYRIGHT 1989 Cornell University, Johnson there is a critical relationship between entrepreneurship
Graduate School and the overall competitiveness of our corporate sector in
the world economy. The role of entrepreneurship in
Entrepreneurs in Academe: An Exploration of Behaviors revitalizing ossified or traditional organizations is of
among Life Scientists particular social importance (Peterson, 1981) and is
considered to be one form of strategic management
This paper explores entrepreneurship in the research (Mintzberg, 1973). Snow and Hrebiniak’s (1980) analysis
university, a setting in which there has been a marked suggested that entrepreneurial organizational strategies,
change over the past half century in norms governing those based on rapid commercialization of new inventions,
relationships between scholars and the commercial sector. engender higher performance in industries operating in
A survey of life science faculty members in research uncertain environments. Interest in the relationship of
universities is used to distinguish five types of academic entrepreneurship to organizational performance and vitality
entrepreneurship: (1) engaging in large-scale science is not limited to the private sector but is also being widely
(externally funded research), (2) earning supplemental discussed in educational contexts (e.g., Etzkowitz, 1983;
income, (3) gaining industry support for university Mazzoni, 1987). In this paper we report a study that
research, (4) obtaining patents or generating trade secrets, examined academic entrepreneurship, defined as the
and (5) commercialization--forming or holding equity in attempt to increase individual or institutional profit,
private companies based on a faculty member’s own influence, or prestige through the development and
research. The results suggest models for the different marketing of research ideas or research-based products.
types of entrepreneurship. Individual characteristics and Universities are not usually viewed as leaders in
attitudes are the most important predictors of large-scale entrepreneurship. In fact, there is often a tendency to
science and supplemental income, which are more distinguish between the search for truth in science,
traditional, while local group norms play a more important considered a legitimate function of the university, and the
role in predicting active involvement in commercialization. search for invention, which is considered an inappropriate
University policies and structures have little effect on focus on ideas that have potential commercial or practical
entrepreneurship. Implications for organizational theory applicability (Ravetz, 1971; Wade, 1984). Nevertheless,
and the role of the university are discussed.(*) there has been a notable increase in the number of
scientists and science watchers who champion increased
INTRODUCTION There is increasing consensus in the entrepreneurship in universities. Entrepreneurship is
organizational and management literature that believed to contribute to the rapid movement of scientific
entrepreneurship is a significant factor in organizational ideas into the commercial arena (Blumenthal, Gluck, and
effectiveness. According to Benveniste (1987), risk taking Louis, 1985), to provide a critical contribution of scientists
and accepting responsibility are interdependent and to the national economy and society (Ping, 1980), to
equally important to an effective professional organization. revitalize the scientific endeavor through new sources of
Peters and Waterman (1982) linked entrepreneurship with research funds, and to contribute to the university’s
invention and innovation and argued that it is causally financial base through royalties on patents (Blumenthal et
related to productivity, while Kanter (1983) suggested that al., 1986b).