Académique Documents
Professionnel Documents
Culture Documents
HEARINGS
BEFORE A
SPECIAL SUBCOMMITTEE
OF THE
H.R. 282, H.R. 775, H.R. 849, H.R. 852/H.R. 857] H.R. 3263,
H.R. 3814, H.R. 3815, H.R. 4134, H.R.\696, H.R. 5992, and
H.R. 6723
SPECIAL SUBCOMMITTEE
HORACE R. KORNEGAY, North Carolina, Chairman
J A M E S A. HALEY, Florida J O H N P. SAYLOR, Pennsylvania
J O S E P H P. ADDABBO, New York R O B E R T F . ELLSWORTH, Kansas
II
CONTENTS
Page
Addabbo, Hon. Joseph P 1972, 1980-1982, 1990, 2016-2019
American Bar Association, Berger, Raoul, chairman, special committee on
courts of special jurisdiction and section of administrative law 1974-1991
American Legion:
Appeals presented by 1948
Corcoran, John J., director, National Rehabilitation Commission. 1943-1961
Mears, John S., legislative representative 1943
Resolution of 1944, 1947, 1948
Workload in Board of Veterans' Appeals 1962-1967
American Veterans of World War II. (See AMVETS.)
AMVETS, Bowman, Garrett J., director, legislative and service depart-
ment 1969-1973
Resolutions of 1973, 1974
Association of Plaintiffs' Trial Attorneys of the District of Columbia, Nuss-
baum, Harold J 1884-1887, 1905-1911
Berger, Raoul. (See American Bar Association.)
Bills and agency reports 1853-1879
Board of Veterans' Appeals:
Cases allowed, percentage, as compared to pension appeal tribunals in
England, 1945-1960 1803
Cases disposed, 1945-1960, analysis of decisions 1802
Cases disposed, compensation and pension, 1961 1802
Decisions, analysis of, 1961 1802, 2035, 2036
Dissents 1803
Reconsiderations 1802
Stancil, James W. (See Veterans' Administration.)
Bowman, Garrett J. (See AMVETS.)
Budget, Bureau of the, letter of 1856
Committee staff:
Counsel, Patterson, Edwin B 1926, 1932, 1933, 2009, 2020, 2027, 2055
Subcommittee counsel, Downer, Adin M 1924,
1925, 1941, 1973, 1985, 1988-1990, 2015, 2016, 2026, 2055
Corcoran, John J. (See American Legion.)
Devine, Hon. Samuel L 1880-1884
Disabled American Veterans:
Cases presented 1933-1936
Freudenberger, Elmer M., national legislative director 1927,
1929-1933, 1936, 1937, 1940-1943
Peltz, Irving, National service officer 1932, 1938, 1939, 1941-1943
Wood, Frank G., assistant national service director for claims 1940-1942
Downer, Adin M. (See Committee staff; Subcommittee counsel.)
Ellsworth, Hon. Robert F 1883,
1911, 1922, 1926, 1936, 1940, 1943, 2025, 2028, 2041, 2042
English System of Judicial Review of veterans' claims, explanation of and
sample cases , 1804-1816
Findings of Fact and Conclusions of Law in Decisions of the Board of Vet-
erans' Appeals," excerpts from 1727-1801
Freudenberger, Elmer M. (See Disabled American Veterans.)
Haley, Hon. James A . . . 1882, 1883, 1885, 1939, 1940,
1942, 1945, 1955, 1993, 1999, 2001-2003
Jones, Norman. (See Veterans of Foreign Wars.)
Kornegay, Hon. Horace R '. 1725, 1879, 1880, 1882-1884,
1887, 1911, 1913, 1918, 1922-1928, 1933, 1936-1945, 1948, 1954,
1955, 1961, 1967, 1969, 1972-1974, 1977, 1980, 1982-1987, 1990-
1992, 1999, 2003, 2013, 2015, 2016, 2020-2028, 2030, 2034-2055,
2062, 2065
m
rv CONTENTS
Page
Lipscomb, Hon. Glenard P., statement of 1991, 1992
Mears, John S. (See American Legion.)
Military Appeals, U.S. Court of:
History, organization and operation 1819-1834, 2028-2030
Law creating I 1817, 1818
Proulx, Alfred C , clerk 2021
Quinn, Hon. Robert E., chief judge 2021-2028
Rules of Practice and Procedure 1835-1852
Ten-year chronology 1825
Nussbaum, Harold J. (See Association of Plaintiffs' Trial Attorneys of the
District of Columbia.)
Patterson, Edwin B. (See Committee staff counsel.)
Peltz, Irving. (See Disabled American Veterans.)
Pension Appeal Tribunal in England, percentage of case allowed, 1945-
1960 1803
Proulx, Alfred C. (See Military Appeals, U.S. Court of.)
Quinn, Hon. Robert E. (See Military Appeals, U.S. Court of.)
Saylor, Hon. John P 1883, 1887, 1908-1911, 1918-1921,
1924-1926, 1940-1943, 1955, 1956-1961, 2003-2015, 2062-2065
Stars and Stripes, editorial on Judicial Review 2061, 2062
Stover, Francis W. (See Veterans of Foreign Wars.)
U.S. courts:
Administrative Office of, letter 1853
Appeals, courts of:
Cases appealed and decisions, 1961 1803
District of Columbia circuit, decisions of 1803
District, total cases and decisions, 1961 1803
Insurance cases pending in, 1961 1804
Military Appeals, Court of. (See separate listing.)
Supreme Court, opinions, 1960 term 1803
Veterans' Administration (see also Board of Veterans' Appeals):
Brickfield, Cyril F., General Counsel 1993-2019,
2034, 2036-2050, 2051-2055
Independent medical expert study 2056-2061
Organization chart 2050
Stancil, James W., Chairman, Board of Veterans' Appeals 2007, 2008,
2012-2019, 2035, 2036, 2038, 2039-2047, 2050-2055
Veterans of Foreign Wars:
Jones, Norman, director, national rehabilitation service 1920-1926
Judicial Review committee, report of 1914-1918
Letter concerning position on Judicial Review 2065
Resolution of 1913-1914
Stover. Francis W., Director, national legislative service 1911-1913,
1918-1920, 1922, 1925
Wood, Frank G. (See Disabled American Veterans.)
JUDICIAL REVIEW OF VETERANS' CLAIMS
H O U S E OF KEPRESENTATIVES,
SPECIAL SUBCOMMITTEE OF THE
COMMITTEE ON VETERANS' AFFAIRS
Washington, D.C.
The subcommittee met at 10 a.m., pursuant to call, in room 356,
Old House Office Building, Hon. Horace Kornegay, chairman of the
subcommittee, presiding.
Mr. KORNEGAY. The subcommittee will come to order, please.
I apologize for being a few minutes late in getting started this
morning, but I am sure all of you are aware of the occasion, this
startling day in the life of our country, Colonel Glenn's blast off, and
his now being in orbit. I was one that witnessed it by way of tele-
vision and I hope t h a t most of you saw the same thing.
Now we will get down to business.
Without objection I will insert in the record the bills, Veterans'
Administration reports, and other data pertinent to the hearings.
(The material follows:)
Excerpts from House Committee Print No. 118, 87th Congress, "Find-
ings of Fact and Conclusions of Law in Decisions of the Board of
Veterans' Appeals", published August 14, 1961, by the Committee
on Veterans' Affairs
FOREWORD
An explanation of the material contained hereafter is contained
in a letter which was mailed to each of the four major veterans'
organizations on July 14, 1961. The text of the letter follows:
At the conclusion of the hearings on judicial review in the 2d session of the
86th Congress a bill was introduced to provide that decisions of the Board of
Veterans' Appeals should contain findings of fact and conclusions of law separately
stated. Representatives of the Veterans' Administration agreed with this pro-
posal and have undertaken to change the style and content of decisions of the
Board in order to comply with this recommendation.
An identical bill, H.R. 866, was introduced in the 87th Congress and is now
at the White House awaiting Presidential approval. This bill,1 if approved, will
become effective January 1, 1962, and will make it mandatory that all decisions
of the Board after that date contain findings of fact and conclusions of law
separately stated.
You may also recall that in connection with this subject the committee con-
ducted a study of the English system of adjudication of veterans' claims and in
this connection included in the committee report on H.R. 866 a copy entitled
'Statement of the Case" as used in the English system. The "Statement of the
Case" is merely a recitation of the essential facts necessary to a determination
of all issues involved in the appeal. It is prepared in the office where the admin-
' Now Public Law 87-97.
1725
1726 JUDICIAL REVIEW OF VETERANS' CLAIMS
istrative adjudication is made and certified to the appellate tribunal when the
veteran appeals an unfavorable decision. In order to get some idea as to the
suitability of such a system in this country the Veterans' Administration estab-
lished a pilot project in 10 regional offices. In this pilot project the regional
offices undertook to prepare a statement of facts similar to the English "Statement
of the Case" in 10 appealed cases.
In order to obtain a fresh and independent viewpoint as to the sufficiency of
the findings and conclusions of the Board of Veterans' Appeals, the committee
sent copies of the statement of facts as prepared in the regional offices to some
of the leading law schools in the United States. At the request of the committee,
law students at these institutions prepared findings of fact and conclusions of
law and submitted them to the committee to provide a comparison with the
quality of the work being done by the Board of Veterans' Appeals. I t is significant
to note that the law student in each instance has had no previous experience with
veterans' benefits or the laws and regulations relating to that subject.
The committee expects to publish a committee print containing the statement
of facts submitted to the law students, the findings and conclusions prepared by
the law students, and the decision of the Board of Veterans' Appeals in these
cases. Enclosed herewith are three galley proofs of cases that will be included
in the committee print when published.
Knowing of your very deep interest in the adjudication of veterans' claims, I
am submitting them to you prior to publication of the committee print so that
you may have access to the information as soon as possible for your own study.
I shall appreciate it if your rehabilitation service will please review these cases
and give us their opinion of the sufficiency of the findings and conclusions prepared
in each case by the law students and by the Board of Veterans' Appeals.
I understand that the judge advocate general of your organization is a very
able lawyer and I should also appreciate it if your judge advocate will review the
enclosed cases and give us the benefit of his views as to the sufficiency of the
findings and conclusions. While he may not be familiar with veterans' benefits
in general, I believe the viewpoint of a practicing lawyer as to the sufficiency and
adequacy of the findings and conclusions would be of value.
I thank you for your interest and assistance in this important subject and shall
appreciate it if you can return your comments on the enclosed to me not later
than August 1, 1961.
The first four cases in this survey are the cases t h a t were submitted
to the veterans' organizations with the above letter. T h e replies
t h a t were received are published at the end of this print.
The decisions of the Board of Veterans' Appeals with its findings of
fact and conclusions of law and the findings of fact and conclusions of
law prepared b y the law students have been printed in parallel col-
umns so as to provide ready comparison. Additional opinions of
law students have been published thereafter. Following these
opinions are comments of the law students excerpted from their letters
where appropriate. It is hoped the publication will contribute to
improvement in the findings of fact and conclusions of law in deci-
sions of the Board of Veterans' Appeals and thereby to improvement in
the quality of adjudication within the Veterans' Administration.
T h e students who participated in this study are enrolled in law
school at the Universities of Michigan, Florida, Colorado, California
(Berkeley branch), Harvard, Yale, and Georgetown.
CASE N O . 1
S T A T E M E N T O P PACTS P R E P A R E D BY T H E REGIONAL O F F I C E AND DECISION, CONTAINING F I N D I N G S O P PACT AND CONCLUSIONS O P FINDINGS OP PACT AND CONCLUSIONS OP LAW PREPARED BY LAW
T R A N S M I T T E D T O T H E BOARD O P VETERANS' APPEALS LAW. O P T H E BOARD O P VETERANS' APPEALS STUDENTS PROM THE STATEMENT OP FACTS WHICH APPEARS
IN T H E FIRST COLUMN
SUMMARY OP C A S E FOR APPELLATE R E V I E W VETERANS' ADMINISTRATION, ISSUE
BOARD OP VETERANS' APPEALS,
ISSUES May8t 1961. Restoration of servico connection for otosclerosis,
Appellant represented by: Disabled American Vet- dofectivo hearing, and anxiety reaction.
1. Restoration service connection for otosclerosis.
erans.
MILITARY M E D I C A L R E C O R D THE ISSUE
August 7. 1942: Induction examination: Hearing The appeal was timely filed, and is properly before
less than the minimal requirements for class IA. the Board, from the rating action of the regional office
Hearing right ear 5/20; left car 10/20—placed on hmited at Boston, Mass., which severed service connection for
duty. defective hearing with anxiety reaction. I t is con-
January 13, 1943: Defective hearing, bilateral, cause tended that defective hearing was aggravated during
undetermined. AD 5/20; AS 6/20 E P T I . service, and that service connection for the psychiatric
August 25, 1943: Separation examination—veteran disorder should also be maintained as a secondary
stated his bilateral nerve deafness was E P T I . Hearing disability.
examination right cor 1/20; left ear 1/20. THE EVIDENCE
August 27, 1943: Veteran separated because he did
not mcot the minimal standards for induction. (The veteran) served from August 1942 to August
1943. At induction he was accepted for limited duty
V E T E R A N S ' ADMINISTRATION MEDICAL RECORD because of defective hearing which was reported to be
5/20, right, and 10/20, left. The veteran was hospital-
October 23, 1943: Service medical records received. ized because of a cold in January 1943 and hearing was
June 12, 1944: VA examination: Hearing right ear 0.5/20, right, and 6/20, left. On examination for dis-
0 feet, left 2 feet. Chronic otosclerosis. charge from service hearing was 1/20 in each ear.
September 4, 1945: VA examination: Auditory ca- Anxiety reaction was not demonstrated in service.
nals negative; tynipani dull, not retracted. Bilateral A claim for compensation was submitted in October
conductive deafness. 1943. When examined in June 1944 hearing was 0 feet,
March 17, 1947: VA examination: Deafness, mixed right, and 2 feet, left; the diagnosis was otosclerosis.
type, bilateral. Hearing AD 0/20, AS 2/20. Other postservice examination and hospital reports are
March 15. 1948: VA examination: Bilateral deafness of record and diagnoses include conductive-typo deaf-
AD 0/20, AS 1/20. ness, mixed-type deafness, tinnitus and nonsuppurative
April 9, 1943: VA examination: Bilateral deafness otitis media. In June 1949 (the veteran) stated that
0/20 both ears. he was particularly worried over a possible reduction
Juno 2 1 , 1949: N P VA examination: Anxiety reac- in force; he described his psychiatric symptoms as
tion chronic, manifested by tension and worry over hear- restlessness, palpitation, a feeling of constriction in the
ing loss with accentuation of his sensory deficit at time chest and abdomen and pain in the skeletal muscula-
of stress. This examination was conducted at the ture. He had always felt conspicuous, foolish, and
request of veteran's service representative. inadequate Anxiety reaction, manifested by tension
July 13, 1949: VA examination: Tynipani thickened, and worry over hearing loss, was diagnosed. In,
scarred, retracted. AD 0/20, AS 2/20. December 1955 air conduction loss was 72 decibels,
February 3, 1953, to March 6, 1953: Boston VA right, and 63 decibels, left; bone conduction loss was
Hospital report: Hospitalized for duodenal ulcer. I t 45 decibels in each ear.
was also noted that the veteran had "Almost total Servico connection was granted for defective hearing
deafness." with anxiety reaction, but on later review such action
July 23, 1954: VA examination: Audiogram average was held to be clearly and unmistakably erroneous and
pure tone decibel loss bone conduction right 52, left 52. service connection was discontinued.
STATEMENT OF PACTS PREPARES BY THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OF PACT AND CONCLUSIONS OP FINDINGS OF PACT AND CONCLUSIONS OF LAW PREPARED BY LAW
TRANSMITTED TO THB BOARD OP VETERANS' APPEALS LAW, OF THB BOARD OP VETERANS' APPEALS STUDENTS FROM THE STATEMENT OF PACTS WHICH APPEARS
IN THE FIRST COLUMN
May 11, 1059: Case again submitted to the Director (6) Veteran also suffered from chronic anxiety, due
of Compensation and Pension. loss of hearing; this condition was first reflected in a
M a y 29, 1959: The Director administratively re- VA examination on June 21, 1950.
viewed the cose and concurred in the severance of (7) Service connection was severed September 16,
Bervicc connection lor defective hearing bilateral, also 1959, on the- ground t h a t the grant of such service
diagnosed as otosclerosis; and anxiety reaction. connection h a d been clearly and unmistakably errone-
September 16, 1959: Claim reviewed and the sever- ous. The orror was not specified.
ance of service connection for otosclerosis and anxiety (8) The record reflects no specific finding that the
reaction was effected on the ground that the grant of increase in disability either dunng or after service was
such service connection had been clearly and unmis- duo to the natural progress of chronic otosclerosis.
takably erroneous.
September 21, 1960: The veteran, through his repre- CONCLUSIONS OF LAW CONCLUSIONS OF LAW
sentative, the DAV, filed an appeal from the decision
of the Veterans' Administration sovcring service con- 1. Service connection for defective hearing was not (1) Veteran's claim is governed by tho provisions for
nection for his deafness and anxiety reaction. The clearly and unmistakably erroneous, within the mean- wartime disability compensation (38 U.S.C. 101(8),
issue: Restoration of service connection for otosclero- ing of 38 CFR 3.105, and should be restored. 310).
sis, defective hearing, and the anxiety reaction, directly 2. Service connection for anxiety reaction was clearly (2) Veteran is presumed to have been in sound condi-
due to and secondary to the otosclerosis. and unmistakably erroneous within the meaning of 38 tion at tho time of his induction excopt for dofocts,
CFR 3.105 and may not be restored. infirmities, or disorders noted at tho timo of his induc-
DECISION OP REGIONAL OFFICE AFTER REVIEW OF APPEAL tion examination (38 U.S.C. 311). Partial deafness,
. AND EVIDENCE DECISION noted at tlie time of tho induction examination, must bo
presumed to havo been aggravated b y activo service in
Evidence of record does not warrant restoration of The appeal is allowed to the extent indicated herein. the absence of a specific finding that tho subsequent
Bervico for otosclerosis, defective* hearing, and the increaso in disability was duo to tho natural progress
anxiety reaction, directly due to and secondary to the of the diseaso (38 U.S.C. 353).
otosclerosis. (3) Under the regulations issued by the Administra-
Approved as correct by service representative. tor, authority to sever service connection, upon tho
basis of clear and unmistakabto error, is vested in
regional offices. Tho burdon of proof of tho propriety
of such severance is upon tho Government (38 CFR
3.9(d)).
(4) There appears to havo been no chango in diag-
nosis, so as to roquiro certification of error in tho prior
diagnosis (38 CFR 3.9(d)). I t is not suggested that tho
presumption of service connection arising on the facts
from the foregoing statute and regulation is not rebut-
table, although any reasonable doubt winch arisos
regarding service connection will bo resolved in fuvor of
tho veteran (38 CFR 3.63(a)). B u t certainly tho mere
conclusion m a t a grant of Bervico connection was
"clearly and unmistakably erroneous" is not sufficient
to overcome tho statutory presumption in tho absence
of any specification of the nature of that error. In th'o
words of tho Administrator's own regulation, claims
founded upon theso statutory presumptions can bo
"denied only on tlie basis of ovidonco which clearly and
unmistakably demonstrates that the disease did not
originate in sorvice, or, if increased in Bervico, was not
aggravated thereby" (38 CFR 3.63(d)).
H[5) Since tho claimant veteran's condition existed
prior to service, but increased in so verity during service,
service connection must bo presumed and stands unre-
C A S E No. 2
STATEMENT OP FACTS PREP ABED BY THE REGIONAL OFFICE AND DECISION, CONTAINING FINDINGS OP FACT AND CONCLUSIONS OF FINDINGS OF FACT AND CONCLUSIONS OP LAW PREPARED BY LAW
TRANSMITTED TO THE BOARD OF VETERANS' APPEALS LAW, OP THE BOABD OF VETERANS' APPEALS STUDENTS FROM THE STATEMENT OP PACTS WHICH APPEARS
IN THE FIRST COLUMN ^4
00
buttod on this record. I t follows that service connec-
tion should bo restored. Since a finding was made,
o
which also stands unrebutted, that the veteran's chronic
anxiety reaction to increasing deafness was related to the
service-connected aggravation of his condition, service
connection should also be restored for the chronic
anxiety reaction (38 CFR 3.101).
1. Service connection for otitis media, with defective (1) Veteran's claim is governed b y the provisions for
hearing, was clearly and unmistakably in error. wartime disability compensation (38 U.S.C. 101(8),
2. Restoration of service connection for otitis media, 310).
with defectivo hearing, is not warranted. (2) Veteran is presumed to have been in sound con-
dition at the time of his induction except /or defects,
FINDINGS OP PACT AND CONCLUSIONS OP LAW PREPARED BY LAW
STUDENTS PROM THE STATEMENT OF PACTS WHICH APPEALS
IN THE PIE9T COLUMN
October 5, 1942: Induction examination demon- The appeal was timely filed, and is properly before
strated Ihe cxislenre of osteomyelitis of the right foot, the Boartf, from the rating action of the regional office
and u deformity of the big toe. These conditions were at San Francisco, Calif., which severed service connec-
related to the year 19.32, and the veteran was recorded tion for deformity of the right foot. I t is contended
as a candidate for limited service. He was 66 inches that the disability was aggravated during sen-ice.
tall, and weighed 154 pounds. His posture was good.
0ctobcr30, 1942:Sconasan outpatient. A diagnosis THE EVIDENCE
of old osteomyelitis of the right first metatarsal was
made. No treatment was recommended. It was (The veteran) served from October 1942 to January
recommended that the. veteran bo classified for limited 1944. Kefercnco was made to osteomyelitis of the
service. His right foot pathology was described as right foot at induction and a deformity of the big too
EPTT. was reported. He was accepted for limited service.
August 5, 1043: A diagnosis of sprain, right ankle, H e was seen at the dispensary in the latter part of
was made. October 1942, for a condition unrelated to the ques-
STATEMENT OP FACTS PREPARED BY THE REGIONAL OFFICE AND DECISION, CONTAINING FINDINGS OF PACT AND CONCLUSIONS'OP
TRANSMITTED TO THE BOARD OF VETERANS' APPEALS LAW, OP THE BOARD OP VETERANS' APPEALS
August 7, 1943: Outpatient treatment records show tion at issue, and reference was made to an old osteo-
a diagnosis of osteomyelitis, healed, group I I I — L D no. myelitis of the right first metatarsal; limited service
December 13, 1943: Outpatient record shows a was recommended. X-ray in July 1943 revealed
diagnosis of osteomyelitis of the right foot. It indicates marked deformity of the right first metatarsal bone with
that the veteran wanted to ne reclassified. The associated shortening. The veteran was seen in Au-
following appears as a part of this record: "No E P T I gust 1943 because of a sprained ankle and X-ray re-
duty." vealed no evidence of a fracture. In December 1943
December 15, 1943". An outpatient record shows a ho expressed a desire to be reclassified and was hos-
diagnosis of osteomyelitis, and is followed by the pitalized for disposition. I t was reported that in 1932
following: "No EPTf hosp." there had been pain and swelling of the right foot as-
December 25, 1943: Admitted to station hospital sociated with drainage of pus which required 4 months'
with a complaint of painful right foot. The record hospitalization; the wound healed in 1}( years; as a
contains a history of onset of swelling and pain of the farmer, prior to service, the foot would lire and he
right foot in 1932; of its then having drained pus; of would have to quit work. I t was also reported that he
the veteran having been hospitalized for 4 months; of had been excused from basic training and'calisthenics for
tho lesion having healed after approximately 1% years; the past year and was now unable to perform his duties.
of tho veteran having worked as a farmer thereafter Physical examination revealed one-half-inch shorten-
until his induction; of the veteran's foot having played ing of the right leg; the right foot was 1 to 1% inches
out, forcing him to quit work (this was apparently shorter than the left, due to shortening of the right
prior to induction); and of his being classified for limited big toe. Atrophy was not noted. He was discharged
duty after induction, b u t having to perform general on certificate of disability because of deformity of tho
detail work. The record also shows that he was ex- right foot.
cused from basic training and " C A L " during the pre- On his claim for compensation, the veteran referred
vious year. He complained of pain behind his right to osteomyelitis in 1932 with removal of bone, and to
knee as well as of his right foot. I t was indicated that having been excused from drill in January 1943. When
the veteran then declared that he could not do the work examined in Juno 1944, (the Veteran) stated he had
required of him. Condition on completion of the case osteomyelitis prior to service and subsequent to service
was unimproved. Diagnosis was deformity of right he had been employed as a truckdriver. X-ray revealed
foot; shortening of right great toe, secondary to osteo- obliteration of the joint between the first cuneiform and
myelitis of the first metatarsal in 1932. The diagnosis tho first metatarsal, irregular destruction of the first
was followed by a statement t h a t "excessive standing metatarsal phalangeal joint and shortening of the first
on a structurally defective foot has permanently aggra- toe. Another postservico examination report is of
vated the pain and deformity proximal to the defect." record.
Line of duty was " Y e s . " These clinical records fur- T h e statement of Paul T. Golden, M.D., refers to
ther show that the veteran was recommended for symptoms and treatment subsequent to service.
O D D ; that LOD was yes, because of the length of At the hearing on appeal, the veteran testified he had
service, and because the condition was considered to been a farmer and truckdriver p rior to service, had been
havo been aggravated by military service. rejected from service on two occasions because of the
January 6, 1944: Discharged from service on GDD right foot and that during service, even though he was
because of deformity of foot, right, shortening of right on limited duty, he had to perform drill and calisthenics
great toe, secondary to osteomyelitis of the first meta- until after he sprained his anklo.
tarsal. I t was indicated that the veteran had had an Service connection, by aggravation, was granted for
adequate trial of duty; that his last 9Tmonths had been deformity of the right foot due to osteomyelitis with
served in the mess squadron; that he was not adequately shortening of the right big toe, but on later reviow such
educated or intelligent enough for clerical work; and action was held to be clearly and unmistakably in error
that ho was unable to do the only work for which he and service connection was discontinued.
was fitted. The C D D shows t h a t the condition was
aggravated in LOD. THE LAWS AND REGULATIONS
alleged that it was impossible to stand or walk more (4) Service connection was conceded on M a y 8, 1944, 00
than a few hours. Incomplete service records received. on the basis of presumptive aggravation. Although
May 8, 1944: Service connection for the veteran's this grant was made on the basis of incomplete records,
deformity of the right foot and shortening of tho right several subsequent considerations of tho case confirmed
great toe duo to osteomyelitis of the first metatarsal, this decision: the subsequent confirmations were pre-
was conceded on a basis of presumptive aggravation. sumably made on tho basis of complete records.
This grant was on the basis of incomplete service (5) Increase in tho severity of the veteran's disability
records. occurred both during and after service
July 7, 1944: Claim reconsidered; decision of M a y 8, (6) On November 8, 1960, servico connection of the
1944, confirmed. deformity of the right foot, duo to osteomyelitis, was c!
June 2, 1947: Claim reconsidered; decision of M a y 8, severed. a
1944, confirmed; service connection for plantar callo- CONCLUSIONS OF LAW CONCLUSIONS OF LAW i-i
sities, right foot, denied. g
Service connection for deformity of the right foot duo (1) Veteran's claim is governed by the provisions for
July 24, 1959: Nationally authorized review led to a
wartime disability compensation (38 U.S.C. 101(8), >
proposal to sever service connection of veteran's right to osteomyelitis with shortening of the right big toe was
foot pathology, as having been granted because of a clearly and unmistakably in error and may not be 310).
clear and unmistakable error. restored. (2) Veteran is presumed to have been in sound con- ra
April 25, 1960: Letter, VACO, concurring in proposal DECISION dition at tho time of his induction except for defects,
to sever service connection for deformity, right foot, infirmities, or disorders noted at the time of his induc- <
due to osteomyelitis, first metatarsal, with shortening Tho appeal is denied. tion examination (38 U.S.C. 311). A history of
of right great too. osteomyelitis of tho right foot and deformity of tho H
November 16, 1960: Service connection of tho de- right great too having been so noted, tho only ques-
formity, right foot, due to osteomyelitis, severed, and tion involved in tho claim is whether or not the sub-
disability held not due to service. sequent increase in severity of this condition is to bo
presumed to have service connection on the basis of
o
December 7, 1960: Veteran appeals from tho VA *i
decision: Issuo is service connection for deformity of aggravation. Such aggravation must be presumed in
right foot on basis of aggravation. the absence of a specific finding that tho increase in <i
January 10, 1061: Statement of accredited represent- disability was duo to the natural progress of the disease B
ative indicating that no further evidence was to be (38 U.S.C. 353; 38 CFR 363(i)). A finding to this H3
submitted, was received. effect was made in tho examination of December 15, H
1944, but tho same finding indicates that excessive SO
DECISION OF REGIONAL OFFICE AFTER REVIEW OF
standing on tho structurally defective foot perma- >
nently aggravated tho pain and deformity. The
APPEAL AND EVIDENCE
record therefore must be taken to show an increase in w
1. Service connection for deformity of the right foot the disability, resulting partly from the natural progress
cannot now bo conceded (a) because evidence has here- of the disease and partly from the performance of tho
tofore been held insufficient to show that aggravation
of the veteran's right foot disability occurreu in service
duties to which the veteran was assigned while in serv-
ice. I t appears that the veteran was assigned to
9
>
limited duty, and although ho may have been excused i—i
and (b) because this board cannot hold on tho basis of
clear evidence, as distinguished from a difference of from performance of some duties of a physical nature,
opinion as to the weight of the recorded evidence, that he was nevertheless required to perform duties which
the decision appealed from is unmistakably wrong. required excessive standing. Servico connection on
the basis of aggravation must therefore bo conceded.
(3) Since the nature of veteran's employment both
before and after service also required a standing posi-
tion, at least to a considerable extent, it is quito possible
if not probable that this work has also resulted in
aggravation of the disability. This question, however,
is irrelevant to the issue of service connection; it is
rather a matter for the rating board in arriving at a
decision concerning the degree of disability presently
existing which is attributable to the veteran's service.
FINDINGS OF FACT AND CONCLUSIONS OP LAW PREPARED BY LAW
STUDENTS FROM THE STATEMENT OF FACTS WHICH APPEARS
IN THE FIRST COLUMN
STATEMENT OF C A S E FOR APPELLATE R E V I E W (The veteran) served from December 1942 to July 1945. O
Ho was overseas approximately 21 months and departed
for the United States in early February 1945. Degen-
eration and complete loss of vision of the left eye were <
1. Restoration of service connection for blindness and noted at induction. Left phthisis bulbi was reported
removal of left eye. in November 1943, when the veteran was examined for
reclassification. He was seen at the dispensary in
MILITARY MEDICAL RECORDS M a y 1945, and it was reported he had sustained an
injury to the left eye at age 7: phthisis bulbi and a band-
December 18, 1942: Entrance examination vision left shaped keratitis were noted; X-ray revealed calcific
eye nil, degenerated left oyo. densities of the left eyeball. During hospitalization
April 9 to 15, 1943; H R tonsilitius acute follicular later in the same month, it was reported for clinical
bilateral. purposes that since the eye injury there bad been a
October 8 to 11, 1943: H R febricula mild.
November 5,1943: Routine classification examination
left oyo blind; pthisis bulbi left.
May 19 to Juno 21, 1945: HR, pthisis bulbi, left,
result of old injury incurred when cap exploded and
struck in eye. Examination shows gradual change in
gradual change in the appearonce of the iris and reces-
sion of the eyeball. Reference was not made to any
complaint or symptom of an infectious process or injury
of the eye during service. The left eye was enucleated
and miscroscopic examination revealed "chronic ker-
atitis; chronic uveitis; calcified cataract; detachment,
i
oppcaranco of iris and gradual recession of eyeball; gliosis, and calcification of retinoj intraocular hemor-
enucleation dono May 24, 1945. Transferred to rhage; ossification of choroid; phthisis bulbi." At time
McGuiro General Hospital June 21, 1945. of discharge from service, the veteran stated that his
Juno 21 to July 9,1945: H R ophthalmosterisleft eye. eye startea bothering him in Iran.
July 29, 1945: Discbarge examination enucleation A claim for compensation was submitted at time of
O.S. left eyo had been injured prior to entering service. separation from service. When examined in July
Began to give more distress in Iran, therefore it was 1959 (the veteran) stated that occasionally there was a
removed. Form 53-55 dischargo shows veteran served mucous discharge from the left socket, which cleared CO
STATEMENT OP FACTS PREPARED BY THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OF FACT AND CONCLUSIONS OF
TRANSMITTED TO THE BOARD OF VETERANS' APPEALS LAW, OF THE BOARD OF VETERANS' APPEALS
E A M E T O leaving United States June 5, 1943, arrival within a few days. On examination, the socket ap-
August 26, 1943; departure February 1, 1945, arrival peared healthy.
United States, March 12, 1945. Service connection was granted for residuals of re-
July 31, 1945: Microscopic report of eye shows moval of the left eye, but on later review such action
chronic keratitis, chronic uveitis, calcified cataract, was held to be clearly and unmistaknbly in error and
detachment gliosis and calcification of retina; intra- service connection was discontinued.
ocular hemorrhage; ossification of choroid; phthisis
bulbi. THE LAW AND-REGULATIONS
VETERANS* ADMINISTBATION MEDICAL RECORDS Service connection is warranted for disability in-
curred or aggravated in line of duty during active service
July 29, 1959; VA examination shows enucleation (38U.S.C. 310).
left eye, healthy socket. History of mucous discharge 38 C F R 3.306 specifies that the usual effects of surgi-
from left eye which clears up in a few days. Anoph- cal intervention for correction of a preexisting disability,
thalmos left vision right 20/40. including a poorly functioning organ, will not be con-
sidered to be service connected unless the disability was
ADJUDICATION ACTIONS otherwise aggravated during service. I t also specifics
that, in determining aggravation, duo regard will be
September 17,1945: Rating by Regional Board No. 4, given to the places, types, and circumstances of service,
St. Petersburg, granted service connection with evalua- with particular consideration being given to combat
tion of 10 percent for residuals of removal left eye with d u t y and other hardships of service.
entitlement to statutory award on account of anatomical 38 CFR 3.105 provides that service connection,
loss of one eye from July 30, 1945. Rating indicated once granted, may not be severed except on the basis of
blindness left on entering service. Begun to give dis- clear and unmistakable error.
tress in Iran and therefore it was removed. Service
connection established by aggravation for removal of DISCUSSION AND EVALUATION
left eye.
October 10, 1946: Rating by Regional Board No. 2, Degeneration and complete blindness of the left eye
Miami, Fla., reviewed case under paragraph 9, Public were noted at induction. The service records contain
182-79C and the 1945 Statute. Confirmed and con- no reference to the occurrence of any eye disease or
tinued prior rating. injury during service. The phthisis bulbi reported in
August 2, 1948: Rating by Regional Board No. 2, November 1943 represents a descriptive variation of the
Miami, Fla., additional clinical records received and degeneration noted at induction. The intraocular
rating of October 10, 1946 was confirmed and continued. hemorrhage reported on microscopic examination was
September 14, 1959: Rating with jurisdiction review occasioned by the operative procedure; the- other
DA letter December 14, 1954 under proposal to sever findings reported on that examination pertain to
service connection under VAR 1105(D) for residuals chronic conditions resulting from an old injury, and no
removal of left eye and for statutory award for anatomi- findings relative to an acute infectious process were
cal loss of left eye. I t was held that there was no reported. The veteran served overseas for approxi-
evidence of superimposed disease, trauma, or other con- mately 21 months without any pertinent complaint of
dition referrable to eyes in service and that aggravation the eye being reported, other than an examination for
was not shown and held that in accordance with old reclassification, and did not report to the dispensary for
VAR 1063 I service connection was not in order. another eye examination until more than 3 months
June 29, 1960: Administrative review by Director, after ho departed for return to the United States.
Compensation and Pension Service, concurred in pro- In the absence of service trauma or disease, aggravation
posal to sever service connection for residuals of re- of an eye disability is determined by the difference in
moval of left eye and entitlement to special monthly acuity at induction and that existing at discharge, and
pension on account of anatomical loss of only one eye. not by the mere fact that an eye was enucleated during
July 11, 1960: Letter to veteran notified of proposal service for some other reason.
to sever service connection.
DECISION. CONTAINING FINDINGS OP PACT AND CONCLUSIONS OP FINDINGS OF PACT AND CONCLUSIONS OP LAW PREPARED BY LAW
LAW, OP THE BOARD OF VETERANS' APPEALS STUDENTS FROM THE STATEMENT OP PACTS WHICH APPEARS
IN THE FIRST COLUMN
September 23, 1960: Rating by Regional Board No. FINDINGS OP FACT FINDINGS OF FACT
4, PAGRO under VAR U05A denied service connection
for absence loft eye. 1. Degeneration with complete loss of vision of the (1) Induction examination December 18, 1942, re-
October 17, 1960: Letter to veteran advising that left eye existed prior to service. vealed claimant veteran was totally blind in the- left
compensation will bo discontinued effective Novem- 2. Microscopic examination in service did not reveal eye, and that the eye was degenerated.
ber 1, 1960. evidence of an active or progressive infection, but did (2) During service veteran was stationed in Iran
November 7, 1960: Communication from veteran's disclose residuals of old traumatic and infectious from August 1943, to February 1945. There is some
representative for personal hearing. processes. opinion evidence of record tending to show that exces-
October 27, 1960: Statement from veteran 8-4138 3. The absence- of the left eye demonstrated during sive heat in the desert area in which veteran was
stating he was blind when he entered service and at service clearly and unmistakably was the usual result stationed caused further deterioration of the eye.
t h a t lime eyo was almost as largo as right eye; that of surgery for correction of a preexisting disability. (3) Examination May 19, 1945, revealed a gradual
when he returned from overseas the eyo had deteriorated 4. There clearly and unmistakably was, otherwise, change in appearance of the iris and gradual recession
so ho could only open eyelid halfway and that Captain no increase or aggravation of the preexisting disability of the eyeball. The eyo was enucleated May 24, 1945. M
Rosen suggested removing the eyo stating the operation of the left eye during service. (4) discharge examination July 29, 31, 1945, showed
chronic kerutitis, chronic uveitis, calcified cataract,
o
was necessary. Said deterioration caused by excessive
heat in Iran. He said he objected to the removal but detachment gliosis and calcification of retina; intraocu-
was advised operation was absolutely necessary for nis lar hemorrhage; ossification of choroid; phthisis bulbi.
health's sake, Thero is no showing that these conditions are normally w
October 27, 1960: Veteran's representative, VFW, incident to a degenerated eye or to enucleation. w
submitted 1-9 appeal, stating that most of veteran's (5) Service connection was granted September 17,
overscus service was in desert country with deterioration 1945, with evaluation of 10 percent for residuals of
of same and requests reinstatement of service connection removal of left eye, with entitlement to statutory award
by aggravation. Hearing was scheduled for Decem- on account of anatomical loss of one eye.
ber 13, 1960, but veteran did not report for hearing. (6) VA examination July 29, 1959, revealed enuclea-
Scheduled for January 17, 1961. Form 1-646, state- tion of the left eye, healthy socket. Veteran gave a o
ment of accredited representative, sots out the facts history of muccous discharge from tho left oyo which
in the case requesting thorough consideration bo given clears up in a few days.
to the question at issue and statement of veteran sub- (7) Service connection was severed September 23, <
mitted with appeal. 1960. The reason is not specified. w
H
CONCLUSIONS OP LAW CONCLUSIONS OF LAW W
W
Service connection for residuals of removal of the
left eyo was clearly and unmistakably in error, within
(1) Veteran's claim is governed by the provisions for >
wartime disability compensation (38 U.S.C. 101(8), CD
the meaning of 38 C F R 3.105, and may not bo restored. 310).
(2) Since total blindness of the left oye was noted
at the time of tho induction examination there can be o
no question of service connection with blindness of
The appeal is denied. that eye, cither on a presumptive or factual basis
(38 U.S.C. 311). I t was manifestly erroneous to grant
service connection for purposes of the statutory award
for blindness of one eye, since tho statute, with respect
to loss of one eve, refers onlv to blindness and not to
anatomical loss"(38 U.S.C. 3*14(k)). Any other inter-
pretation of this statute would require t h a t it be read
so as to refer to "anatomical loss or loss of use of * • *
blindness." Since it is absolutely clear from the record
that blindness itself did not result from any service
connected disability and that blindness of tho eye was
not itself such a servico connected disability, the only
question of service connection relates to that disability
arising from residual effects of enucleation. CO
DECISION. CONTAINING FINDINGS OP FACT AND CONCLUSIONS OF FINDINGS OF FACT AND CONCLUSIONS OF LAW PREPARED BV LAW
LAW, OF THE BOABD OF VETERANS' APPEALS STUDENTS FROM THE STATEMENT OF FACTS WHICH APPEARS
IN THE FIRST COLUMN
digestive disturbances, and that tho abdominal pain, revealed a definite deformity of the duodenal bulb,
nausea, and vomiting following ingestion of his meals without any evidence of an ulcer niche. Examinations
rovent him from performing useful military service, of the feces were negative for occult blood. Sonic epi-
ft was stated t h a t the condition existed prior to entering
into service, was not incident to servico, and was not
gastric tenderness was noted. There had been no hema-
tcmesis. Ho was discharged on a certificate of disability
aggravated by active servico. because of a stomach ulcer, held by the Servico Depart-
ment to have existed prior to service and not to have
VETERANS' ADMINISTRATION MEDICAL RECORDS been aggravated thereby.
A claim for compensation was submitted at the time
Juno 7, 1946: VA exam gavo diagnosis of duodenal of separation and reference was made to ulcers in 1937
ulcer, nonobstructive. with medical treatment from 1942 to 1945. Postservico
September 15, 1947: G I Beries showed fluoroscopic- examination and hospital reports are of record and in
ally tho duodenum did not fill completely at any time. September 1947, tho veteran reported he had an ulcer
Under pressure there appeared to be a crater on tho prior to service.
posterior wall. The duodenum was tender to pressure. A prescription issued by a doctor, in November 1960,
X-rays showed a stellate shaped cap in all films. Tho is of record.
impression was duodenal ulcer with scarring. Service connection, by aggravation, was granted for
September 5, 1952: VA examination showed con- duodenal ulcer, hut on later review such action was held
tinued symptoms of ulcer with constant dull ache and to be clearly and unmistakably in error and servico
subjected tenderness on deep palpation in the epigas- connection was discontinued.
trium. The diagnosis was: Kistory—ulcer, duodenal,
chronic, recurrent. LAWS AND REGULATIONS
September 8, 1052: Barium meal examination re-
vealed a sovero deformity of the duodenal cap with Service connection is warranted for a disability
marked constriction near tho base. There was a pseudo- incurred or aggravated in line of dutv during active
diverticulum developing on the greater curvature side. servico (38 U.S.C. sec. 310).
There was a small projection from the lessor curvaturo 38 CFR 3.105 provides that service connection once
side which was suggestive of a tiny crater. granted may not be severed except on tho basis of clear
October 6, 1959: Admitted to VA hospital, Syracuse, and unmistakable error.
N.Y., because of severe epigastric pain. Veteran gave
a history of ulcere for the past 14 years, with an episode DISCUSSION AND EVALUATION
of black tarry stools 1 year after discharge from servico
in 1945. Upper GI scries revealed an active duodenal The data recorded for clinical purposes during and
ulcer with antral gastritis. after service and other ovidenco of record clearly and
October 10,1959: Discharged from hospital with final unmistakably establish the existence of a stomach dis-
diagnosis of active duodenal ulcer with antral gastritis, order prior to Rcrvice. The symptoms reported in
ana possible active gastric ulcer. service were similar to those which existed prior to
service and were occasioned by the preexisting dis-
ADJUDICATION ACTIONS ability.
FINDING OF FACT FINDINGS OF FACT
Juno 6,1945: Compensation claim received for service 1. A stomach ulcer clearly and unmistakably existed (1) No duodenal ulcer condition was noted at the
connection for stomach ulcer, tho veteran stating that prior to service. time of tho claimant's induction examination on March
the condition began in 1937. Service medical records 2. Thorp, clearly and unmistakably was no increase 30, 1945.
also received. or aggravation of the preexisting disability during (2) Less than a month thereafter, on April 22, 1945,
Juno 0, 1945: Service connection by aggravation, 10 service. ho was admitted to station hospital, Camp Gordon,
percent disabling, granted for duodenal ulcer, under Gtt.t with complaints of dizziness and a burning and
regulation 1(a), part 1, paragrnph 1(b). sore feeling of the stomach. Ho gavo a history of stom-
July 31, 1946: Rating Board action was deferred ach trouble for about 3 ^ears prior thereto with, a
pending definite findings regarding veteran's ulcer previous diagnosis of peptic ulcer. An X-ray admin-
disability because X-ray findings showed only on im- istered on Iviay 9, 1945, showed certain changes that
pression of duodenal ulcer not obstructive.
STATEMENT OF PACTS PREPARED BY THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OF FACT AND CONCLUSIONS OF FINDINGS OF FACT AND CONCLUSIONS OF LAW PREPARED BY LAW
TRANSMITTED TO THE BOARD OP VETERANS' APPEALS LAW, OF THE BOARD OF VETERANS' APPEALS STUDENTS FROM THE STATEMENT OF FACTS WHICH APPEARS
IN THE FIRST COLUMN
October 14, 1947: Claim reviewed on basis of examin-
ation and 1945S, and evaluation of 10 percent by indicated that an ulcer had been active at one time.
aggravation was confirmed, but under VR 1(a), part (3) Claimant was discharged with a certificate of
I, paragraph 1(a). disability on June 2, 1945, because of duodenal ulcer.
October 22, 1952: Previous rating confirmed. The certificate stated that the condition existed prior
February 23, 1960: Proposal to sever service con- to entering into service, was not incident to service, and
nection for duodenal ulcer, pusuant to VAR 1105(D). was not aggravated by active service.
August 9, 1960: Concurrence in the proposal to sever (4) Claim was made and service connection for duo-
service connection for duodenal ulcer Dy Director, denal ulcer was granted on June 6, 1945, on the basis
Compensation and Pension Service. of service aggravation.
August 18, 1960: Notice to veteran of proposal to (5) VA medical records through 1959 show numerous
sever. diagnoses and treatments for active duodenal ulcer.
November 7, 1960: .Severance of service connection (fi) On November 7, 1960, service connection was
purauaut to VAR 1105(D). severed ami this was upheld on appeal to the regional
November 10. I960: Veteran notified service con- office on the basis that the record clearly established
nection sovored. that the disability existed prior to service, and in view
December 27, 1960: Veteran appeals Veterans' Ad- of the short period of active service prior to hospitaliza-
ministration decision. The isstfe involved is, service tion, aggravation was not shown. From this decision,
connection for duodenal ulcer. appeal is made to the. Board.
January 18, 1961: Statement of accredited repre-
sentative, VA Form 646, received from American CONCLUSIONS OF LAW CONCLUSIONS OF LAW
National Red Cross.
1. Service connection for duodenal ulcer was clearly (1) The claimant is a veteran of active military serv-
DECISION OF HEGIONAL OFFICE AFTEH KEVIEW OF APPEAL and unmistakably in error. ice during a period of war and was honorably discharged
AND EVIDENCE 2. The restoration of service connection for duodenal within the meaning of 38, U.S.C. 101.
ulcer is not warranted. (2) Consequently, he becomes entitled, under section
February 9, 1961: Service connection for ulcer con- 310, to compensation for disability resulting from injury
dition is not warranted because the evidence of record DECISION suffered or disease contracted in the line of duty or for
clearly establishes that the disability existed prior to service aggravation of a preexisting injury or disease.
service, and in view of short period of active service The appeal is denied. (3) The existence of a duodenal ulcer was not noted
prior to hospitalization aggravation is not shown. at the time of induction. However, the Board con-
eludes that the presumption of sound condition existing
under section 311 as to all defects and disorders not
noted at the time of induction, is overcome by clear
and unmistakable evidence that a duodenal ulcer con-
dition preexisted the veteran's service.
(4) The presumption of section 312 relating to a
chronic disease, under which classification section 301
places a duodenal ulcer, is unavailable to claimant inas-
much as ho does not meet the requirement of having
served for 90 days or more.
(5) On the basis of all of the evidence of record, it
does not appear that there was any increase in the
severity of Die condition after induction as compared to
the condition prior to service. In view of the less-than-
1-month period of service before hospitalization, the
Board concludes that oven if there was a worsening of
the condition subsequent to induction, the evidence
clearly and unmistakably shows, as required by section
353, that it was duo to the natural progress of the ail-
ment and not the result of aggravation caused by serv-
ice life.
STATEMENT OP FACTS PREPARED, BY THE REGIONAL OFFICE AND FINDINGS OP FACT AND CONCLUSIONS OF LAW PREPARED BR LAW
TRANSMITTED TO THE BOARD OF VETERANS' APPEALS STUDENTS FROM TUB STATEMENT OF FACTS WHICH APPEARS
IN THE FIRST COLUMN
JDDOMENT
SUMMARY OF CABB FOR APPELLATE R E V I E W VETERANS' ADMINISTRATION, This is a proceeding instituted to sever service con-
BOARD OF VETERANS' APPEALS, nection of a duodenal ulcer condition, 20 percent dis- d
March 14, 1961. abling. The issue for decision is whether tuc evidence
Appellant represented by: Catholic War Veterans of of record establishes that it was clearly and unmis- M
1. Restoration of service connection for duodenal the United States of America. takably erroneous for tho agency, which decided tho o
ulcer.
MILITARY MEDICAL RECORD
veteran's claim initially, to grant service connection of
tho veteran's prcservice ulcer condition on tho basis of
>
t4
aggravation.
May 27, 1D44: Induction examination negative. The appeal was timely filed, and is properly before
December 29, 1044: Admitted to outpatient clinic of ft)
the Board, from the rating action by the regional office
Camp Gordon Johnston, Fla., with history and com- at Philadelphia, Pa., which severed service connection
plaints of duodenal ulcer. Symptoms at this time of for duodenal ulcer. I t is contended that the, ulcer was
epigastric pain and belching. Given medication for healed prior to induction and reactivated in service, PI
same. because of worry over inability to obtain emergency
J a n u a r y 1, 1945: Disposition date. Diagnosed as furlough upon the death of the veteran's brother.
duodenal ulcer, moderate, severe. O
J a n u a r y 5, 1945: Admitted to station hospital, Camp THE EVIDENCE
Gordon Johnston, Fla., with complaints of duodenal
ulcer. Soldier Btated ho bad stomach trouble in 1941 Tbo veteran served from July 1944 to January 1945.
(.'J years ago). Had pain in epigastrium, relieved by No pertinent abnormality was noted at induction. Ho
food. States he was X-rayed at Jefferson Hospital and was seen at the dispensary because of abdominal com- w
ulcer was found, was at home sick for 7 weeks on ulcer plaints and it was reported that X-ray prior to service
diet. Has been careful of diet since then. Says that revealed an ulcer. During hospitalization in January m
about 5 weeks ago pain returned, has been taking Turns, 1945, because of epigastric pain, it was reported for
milk of magnesia. Examination of abdomen reveals clinical purposes that the veteran had had stomach
tenderness in epigastrium. No distention, no masses. trouble Bince 1941 and X-ray, at t h a t time, revealed a
Has been X-rayed once in Army 4 months before ad- duodenal ulcer; he had remained in bed for 7 weeks and
mission and was all right; however, symptoms began 5 had been careful of his diet since. I t was also reported
weeks before admission tins time and symptoms have that he had some trouble 2 months after induction and
increased. X-ray was said to have been negative; the pain recurred
5 weeks ago. Examination revealed tenderness in the
>
January 15,1945: X-ray examination of upper gastro-
intestinal tract with aid of barium meal shows the
esophagus and stomach to be normal. The duodenal
epigastrium. Gastrointestinal series revealed a de-
formity of the duodenal bulb and an ulcer crater.
g
cap is deformed with a 2 mm ulcer crater on the anterior Neither mclena nor hcmatcmesis was reported. No
wall of the appendix. Normal gastric mobility sup- reference was made to any emotional upset or psychic
pression, duodenal idrer. trauma during service. He was discharged on a certifi-
January 18, 1945: O D D proceedings initialed. cate of disability because of the duodenal ulcer.
January 20, 1945: On diet and still improving. A claim for compensation was submitted a t time of
Was told he must remain on diet and alUatc for 18 separation. On Admin is tration examination in April
months. Not able to return to duty and will be pre- 1946, the veteran complained of occasional episodes
sented to O D D Board. of stomach distress, which were relieved by aniphojel.
January 20, 1945: Final diagnosis of duodenal ulcer, Slight tenderness of the epigastrium was noted. Gastro-
chronic, cause undetermined. E P T S N L O D , improved. intestinal series revealed on irregularity of the duodenal CO
STATEMENT OF FACTS PREPARED BV TBB REGIONAL OFFICE AND FINDINGS OF FACT AND CONCLUSIONS OF LAW PREPARED BY LAW
TRANSMITTED TO THE BOARD OP VETERANS' APPEALS STUDENTS FROM THE STATEMENT OF FACTS WHICH APPEARS
IN THE FIRST COLUMN
Januarv 26, 1945: Entry—Station Hospital, Camp bulb and an ulcer crater. Other official postservice
Gordon Johnston, Fla., shows diagnosis chronic duo-
denum ulcer—cause undetermined. Could not ob-
examination and hospital reports are of record. The
outpatient treatment records have also been considered.
£
tain proper diet condition—Held E P T S , aggravated by A report from the Jefferson Hospital refers to a
service, reason could not. obtain proper diet and under gastrointestinal examination in November 1941; fluoro-
nervous tension of Army life. scopic examination a t that time revealed a persistent
deformity of the duodenal cap due to a chronic cica-
VETERANS' ADMINISTRATION MEDICAL RECORDS tricial ulcer.
Service connection was granted for duodenal ulcer,
January* 29, 1945: Medical statement received from but on later review such action was held to be clearly
D r . Paul C. Swenson shows he examined the veteran on and unmistakably in error and service connection was G
November 24, 1941, and found evidence of an active discontinued.
cicatricial duodenal ulcer. a
September 12, 1945: Records show veteran admitted THE LAW AND THE KEGULATIONR
to USNH, Philadelphia, Pa., on August 20, 1945, and >1
discharged on September 8, 1045. Request made for Service connection may be granted for a disability r
report of treatment but records not available. Diagno- which is incurred or aggravated in line of dutv during
sis of duodenal ulcer, acute, noted. active service (38 U.S.C. 310); 38 CFR 3.105 provides »
April 2, 1946: VA examination Philadelphia, Pa., that service connection, once granted, may not be sev-
BIIOWS veteran is on a strict ulcer diet with occasional ered except on the basis of clear and unmistakable error. <
episodes of distress relieved by amphogel tablets.
Digestive system examination shows slight tenderness DISCUSSION AND EVALUATION 3
of epigastrium. Diagnosis: pep(ic ulcer (quiescent).
April 9, 194G: Examination by designate Dr. I. J. The service clinical data and the report from the
Wesscl shows by X-rav an ulcer crater visualized at Jefferson Hospital clearly and unmistakably establish o
Beveral examinations within the duodenal bulb. Im- the existence of a duodenal ulcer prior to service. There
pression: duodenal ulcer (active). was no melena or hematemesis during service, nor was *i
January 17-21, 1947: VA examination shows veteran there any reference to an emotional upset or psychic <!
symptomatic duodenal bulb is irregular in contour with trauma. The symptoms noted in service were similar H
stellate scarring. At 3 hours stomach is empty. to those which existed prior to service and were due to H
Summary: chronic duodenal ulcer which appears to be the preexisting duodenal ulcer. H
W
largely healed. Findings at this time are mainly due
to scarring. FINDINGS OF FACT >
FINDINGS OF FACT
January 22, 1948: VA examination shows epigastric
pain relieved by eating. Mild tenderness on deep (1) A duodenal ulcer clearly and unmistakably ex-
isted prior to service.
Upon consideration of all the evidenco in the record, °i
manual pressure. Diagnosis: Duodenal ulcer, active by I hereby make the following findings of fact:
X-ray examination, (2) There clearly and unmistakably was no increase
in severity or aggravation of the preexisting duodenal
The veteran was inducted for military service on a
February 2, 1948: Medical statement from Dr. May 27, 1944. His induction examination mentions
Philip J. diodes and Dr. J. Gershon-Cohen shows con- ulcer during service. no infirmities found at that time. Sometime during >
t-l
siderable distortion of duodenal bulb end postbulbar August or September of 1944, X-rays were taken of the
portion of the duodenum duo to diffuse superficial veteran's stomach and his abdominal viscera was found K
on
ulceration. to be normal. In the latter part of November 1944,
April 11-23, 1949: USNH, Philadelphia, Pa., report the veteran began having epigastric pains, and when his
shows minimal deformity of duodenal bulb by fluor- condition grow worse, was admitted on December 29,
oscopy and X-ray. Veteran on dietary control. Im- 1944, to a military hospital. He stated at this time that
pression: deformity of duodenal bulb. he had contracted an ulcer in 1941 and was placed
Mnrch 13-April'S, 1950: USNH, Philadelphia, Pa., upon a special diet. X-rays taken in January 1945,
report shows stomach emptied into a duodenal bulb, revealed an active duodenal ulcer, and disability dis-
while deformed and showed an ulcer crater. The bulb charge proceedings were commenced. On January 20,
at no time filled out to a normal size of contour. Im- 1945, the veteran was given a disability discharge. I t
pression: Chronic, duodenal ulceration, active. Veteran ivas stated in his separation examination that the vet-
on dietary control. eran had a chronic duodenal ulcer, which existed prior
STATEMENT OP PACTS PREPARED DY THE REGIONAL OFFICE AND FINDINGS OF FACT AND CONCLUSIONS OF LAW PREPARED BY LAW
TRANSMITTED TO THE BOARD OF VETERANS* APPEALS STUDENTS FROM THE STATEMENT OP PACTS WHICH APPEARS
IN THE FIRST COLUMN
January 10,1952: VA, Philadelphia, Pa., examination to service. The final diagnosis concluded that tho
shows pains in upper abdomen relieved by milk. Upper veteran's ulcer condition, although the cause was un-
GI series shows spasm duodenal cap with deformity and determined, had been aggravated by active military
marked contraction near the appendix. Hyperperis- service because the veteran could not obtain tho proper
tolysis is noted und in 20 minutes the barium has diet and because the veteran was under nervous tension
reached the lower ilcium. Diagnosis: Active duodenal of Army life. The veteran was at no time engaged in
ulcer. combat with tho enemy.
Fcbruury 1-19, 1952: USNH, Philadelphia, Pa., After his discharge tho veteran filed a claim with the
shows duodenal deformity without obstruction with Veterans' Administration for service connection of his
hemorrhage. Continued on ulcer diet and medication. ulcer condition on' grounds that tho condition hud been
February 22, 1947-Junc 19, 1958: O P T folder shows aggravated while lie was on activo military duty.
very numerous visits and treatments for chronic The servico connection claim on the basis of aggravation
duodenal ulcer. was granted in January 1945, as 30 percent disabling.
August 8-Septcnibcr 27, 1058: VAH, Philadelphia, When the veteran was examined in January 1947, tho
Pa., shows veteran hospitalized during these dates be- duodenal ulcer' appeared to bo largely healed, and
cause of abdominal pain of 10 years' duration. Tenta- accordingly, tho rating board reduced tho veteran's
tive diagnosis was alcoholic encephalopathy and peptic disability rating from 30 to 20 percent. In February
ulcer. Upon subsequent laboratory and X-ray findings 1952, tho ulcer became active again, and tho veteran
an established clinical diagnosis of chronic brain syn- was placed upon a special diet. A claim for additional
dromo, alcohol intoxication and duodenal ulcer disease, service connection was denied in November 1953.
chronic, inactive was made. Tho veteran's most recent Veterans' Administration
examination was made while ho was hospitalized from
ADJUDICATION ACTIONS August 8 to September 27, 1958. Tho clinical diagnosis
at this time was that the veteran was suffering from tho
January 29, 1945: Claim filed for condensation ulcer condition and alcoholic intoxication. A claim for
(stomach trouble). a non-servico-connected pension was denied in October
January 30, 1045: Service connection established for 1958.
duodenal ulcer, 30 percent. Tho regional office on April 17, 1959, commenced
June 14, 1946: Reviewed on VA examination and proceedings to sever servico connection of the veteran's
rating action of January 29, 1945, confirmed. ulcer condition. The proposal to sever was submitted
February 6, 1947: Reviewed on VA examination and to the central office, which concurred in tho proposal
evaluation rodueed to 20 percent based on 1945 service. to sever after the regional office confirmed a rating of
April 6, 1948: Reviewed on VA examination and April 1, 1959, based upon a review of tho veteran's
rating of February 6, 1947, confirmed. medical records from August 8 to September 27, 1958.
June 17, 1949: Rating reviewed on hospital report of There is no ovidenco in tho record concerning what
April 11-23, 1949, and rating action of February G, information was contained in the rating of April 1,
1947, confirmed. 1959. On September 29, 1960, tho regional office
M a y I, 1950: Rating reviewed on basis of hospital severed service connection of tho veteran's ulcer condi-
report of March 13 to April 8, 1950, and rating of tion because thero was no evidence demonstrating
February 0, 1947, confirmed. aggravation during military service- of tho veteran's
February 14, 1952: Rating based on VA examination ulcer condition.
of January 10, 1952, and rating action of February 0, The veteran has appealed the decision of tho regional
1947, confirmed. office.
March 31, 1952: Rating based on hospital report, OPINION
USNH, February 1-19, 1952, and rating of February
0, 1947, confirmed. Although the regional office did not state tho regula-
October 8, 1953: Claim filed for stomach condition. tion under which the veteran's claim was severed, 1
November 3, 1953: Service connection for stomach hold that tho applicable regulation is VAR 1105(D),
condition denied.
STATEMENT O P FACTS P R E P A R E D BY T H E REGIONAL OFFICE AND FINDINGS O F FACT AND CONCLUSIONS O F LAW P R E P A R E D BY LAW
TRANSMITTED TO T H E BOARD O F V E T E R A N S ' A P P E A L S S T U D E N T S FROM T H E STATEMENT O P FACTS W H I C H A P P E A R S
I N T H E F I R S T COLUMN
October 3, 1958: Application filed for non-scrvico- quoted in the margin. 1 The regional office apparently
conncctcd pension. applied this regulation since the approval of the central
Octobor 28, 1958: Claim for non-servico-connected office was obtained before the regional office severed
pension denied. service connection. Since there is no evidence that the
April 17, 1959: Proposal to sever service connection regional office obtained from the proper authorities a
for duodenal ulcer submitted to central office. certification of a change in diagnosis of the veteran's
Fobruary 17, 1960: Case remanded by central office. health, severance of service connection must be war-
May 19, 19G0: Records reviewed; treatment of folder ranted upon the facts of record, as found above, in
USNH, August 8,1958, to September 27,1958, reviewed order to sustain the decision of the regional office.
and rating of April 1, 1959 confirmed. Case returned The primary issue for decision, therefore, is whether,
to central offico. as grounds for severance, the Government lias sus-
June 21, 1960: Central Office concerned in proposal tained its burden in proving that the evidence estab-
to sever service connection for duodenal ulcer. lishes that it was clearly and unmistakably erroneous
September 29, 1960: Final severance of service con- to grant service connection of the veteran's prcscrvice
nection for duodenal ulcer. duodenal ulcer on the basis of aggravation. 1
November 26, 1960: Appeal filed. One issue in- It should be mentioned that the veteran stated, when
volved: (1) Service connection for duodenal ulcer. filing his initial claim for service connection in January
1945 that, his ulcer condition began in 1941, and there is
DECISION OF HEG10NAL OFFICE AFTEH REVIEW OF substantial medical evidence to rebut the presumption
A P P E A L AND E V I D E N C E of sound condition upon induction, provided for in 38
U.S.C. 311. I turn now to the issue for decision.
Evidence in service fails to demonstrate any disease The regional office, aa I interpret its decision, con-
of pathological development, to precipitate aggravation cluded that the evidence in service fails to show aggra-
of the prcscrvice existing duodenal ulcer. The symp vation of the ulcer condition and held that the veteran's
toms presented was a recurrence of the duodenal ulcer disability while on active duty was a recurrence of the
symptoms, which existed prior to service. duodenal ulcer symptoms, which existed prior to service.
From the evidenco it appears that the rating board in
the regional offico relied upon its rating of April 1, 1959,
with respect to the veteran's ulcer condition, in deter-
mining that sevcranco was warranted. There is, how-
ever, no evidence in the record concerning the contents
or the findings in the April 1 rating. Since the regional
office decided the case only upon the evidence in the
record, the appeal must likewise bo determined.
In defining aggravation, 38 U.S.C. 353 provides—
A preexisting injury or disease will be considered to have been
a g g r a v a t e d b y a c t i v e m i l i t a r y * * * s e r v i c e , w h e r e t h e r e 1B a n
i n c r e a s e in d i s a b i l i t y d u r i n g s u c h s e r v i c e , u n l e s s t h e r e is a
specific f i n d i n g t h a t t h e i n c r e a s e in d i s a b i l i t y is d u e t o t h e n a t u r a l
p r o g r e s s of t h e d i s e a s e .
(1) Service connection for duodenal ulcer was clearly In view of the foregoing and of the evidence of record,
and unmistakably in error. I make the following conclusions of law:
(2) Restoration of service connection for duodenal (1) T h a t the applicable Veterans' Administration
ulcer is not warranted. Regulation to determine whether service connection
should be severed in this case is VAR 1105(D).
(2) T h a t the veteran's ulcer condition existed prior
to induction, and that the veteran was discharged under
The appeal is denied. conditions other than dishonorable.
(3) That, the vcLerun was a t no time guilty of willful
misconduct which would bar his service connection >
claim.
(4) T h a t there was an increase in disability during r*
the veteran's active military service, and that the in-
crease in disability was caused by aggravation in mili- w
tary service. M
(5) T h a t the burden of proof was upon the Govern- W
ment and that the ovidenco adduced by the Government
does not establish that service connection of the vet-
eran's preservicc ulcer condition is clearly and unmis-
takably erroneous. o
(6) T h a t servico connection of the duodenal ulcer
should not bo severed.
<
CASE N O . 7
STATEMENT OF C A S E FOR APPELLATE R E V I E W VETERANS' ADMINISTRATION, This is a proceeding instituted pursuant to VAR
BOARD OP V E T E R A N S ' APPEALS, 1105(D) to sever service connection of a psychoneurotic H
APrUS7, 1961. condition, SO percent disabling, and of bono fractures.
The issue for decision is whether, as grounds for sever-
Restoring service connection for psychoneurosis, Appellant represented by: AMVETS— American ance, the evidence establishes that service connection
mixed type, and residuals of fracture, neck of femur, Veterans of World War I I . for the veteran's preservico psychoneurosis and post-
bilateral. service bone fractures was clearly and unmistakably CO
MILITARY MEDICAL RECORD THE ISSUE erroneous.
September 8, 1942: Induction examination showed
o
The appeal was timely filed, and is properly before F
hallux valgus, bilateral, moderate, nonsymptomatic.
May 5, 1943: Admitted to hospital with chief com-
the Board, from the rating action of the regional office >
at LatUe Rock, Ark., which severed service connection
plaint of no bowel movement of any consequence in for a neuropsychiatry disorder and fracture of the neck
one week. As a result he felt sleepy and sluggish at of each femur. I t is contended that severance of service
times, felt dizzy. Diagnosis, constipation, cause not connection was not in accordance with the law.
determined. Returned to active duty May 12, 1943.
October 7, 1943: Admitted to hospital for medical THE EVIDENCE
observation—disease, because of undesirable behavior.
Final diagnosis: Psychoneurosis, psvehasthenia, moder- (The veteran) served from September 1942 to March
ate. EPTJ3. T O duty November 9, 1943. 1944. No pertinent abnormality was noted.at induc-
December 7, 1943: Admitted to hospital with chief tion. He was hospitalized for constipation in M a y
complaints, his mind was cloudy, could not think 1943 and it was reported that when constipated he felt
STATEMENT OP FACTS PREPARED BY THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OP FACT AND CONCLUSIONS OF
TRANSMITTED TO TUB BOARD OP VETERANS' APPEALS LAW, OP THE BOARD OF VETERANS' APPEALS
clearly, did not have control of his body or mind. dizzy and had headaches. In October 1943, he was
Diagnosis: Psychoneurosis, psychaathenia, moderate, admitted for observation because of his complaint of
E P T E . To d u t y December 28, 1943. having felt weak and rundown for the past week. E c -
December 29, 1943: Readmitted to hospital which centric behavior, suggestive of compulsion, was noted
showed he was discharged the day before and given a during hospitalization and abnormal behavior had been
3-day pass. Ho had been loafing around a filling sta- reported while in the barracks prior to admission. He
tion acting strangely, and would wander into the street was granted a furlough and on return the same be-
and was transferred to general hospital February 1 havior was reported. Psychoneurosis was diagnosed
1944. Diagnosis: Psjxhaathenia, severe. and he was discharged from the hospital to await dis-
February 1, 1944: Admitted to Ream General charge on certificate of disability. On admission to the
Hospital as a transfer. Examination revealed no hospital in December 1943, he complained of his mind
organic discaso found. Diagnosis: Psychoneurosis, becoming cloudy and of inability to think straight. He
anxiety state. E P T E , for which condition he was had many somatic complaints. Ho was discharged and
given a C D D . readmitted the following day because of abnormal be-
havior while on pass. Ho again had numerous somatic
VETERANS' ADMINISTRATION MEDICAL RECORDS complaints. I t was reported for clinical purposes that
he had been nervous since age 10, had difficulty in get-
Juno 13, 1945: VA examination recorded lor clinical ting along with people, and nad been in a mental hos-
and diagnostic purposes: At age 8 or 9 a change in his pital in 1939. Other information revealed that the
personality was noticed. Later considered queer and veteran had always been a problem, thatprior to service
peculiar. Had temper tantrums. \ r oluntarily entered his symptoms usually culminated in a visit to a doctor
a mental hospital in Texas in 1939. Here became re- and that tho present episode was similar to his pre-
sentful, Bullen, and felt he was frustrated by the physi- service mi .ner of handling situations. On examina-
cians. Discharged after 6 montlis, improved, b u t tion he was described as being quiet, friendly, cooper-
within 1 year he hud slipped back to his former level. ative, and oriented with good memory and superior
Conditions were manifested by subjective and objectivo intelligence. He showed some evidence of vacillation.
symptomatology such as to cause a definite social and No findings relative to a psychosis were reported. Ho
industrial incapacity. Diagnosis: Psychoneurosis,mixed was discharged on certificate of disability for psychas-
typo in a schizoid personality. thenia, held by the Service Department to have existed
August 27, 1946: Admitted to VA hospital for treat- prior to servico and not to have been aggravated
ment of hemorrhoids. Discharged November 14, 1946. thereby.
Diagnosis: Hemorrhoids and hernia, inguinal, bilateral. A claim for compensation was submitted at time of
March 24, 1947: Admitted to VA hospital. Chief separation from service. When examined in June 1945,
complaints of pain and swelling, left foot. Discharged (the veteran) was described as being neat, spontaneous,
March 21, 1947. Diagnosis: Infected bunion, left cooperative, coherent, relevant, nervous, and tense.
foot; inguinal hernia, bilateral. H e denied delusions and hallucinations. He reported
April 7, 1947: VA examination showed psychoneuro- ho had been shy and bashful as a child. Other post-
sis, mixed. service hospital and examination reports arc of record
May 30, 1947: Admitted to VA hospital with chief and schizophrenic reaction was diagnosed in October
complaint of depletion of nerves. Discharged against 1947. During hospitalization from April 1948 to
medical udvico June 11, 1947. Diagnosis: Psycho- August 1950, lie was given electroshock therapy and
nourosis, mixed type. sustained a fracture of the neck of each femur. A
July 10, 1947: Admitted to VA hospital because of— social service report in January 1948 revealed that the
he adjusted poorly. Discharged M H B September 21, veteran had always been nervous.
1947. Diagnosis: Psychoneurosis, neurasthenic typo. The veteran was hospitalized at the Galveston State
September 14, 1947: Admitted to VA hospital, Coral Psychopathic Hospital from February to June 1940.
Gables, Fla., which showed psychoneurosis, neuras- I t was reported t h a t things had seemed unreal to the
thenic type, with schizoid personality which would re- veteran since age 15 and for tho past 3 months he had
quire prolonged hospitalization in a nervous or mental been bothered with compulsive actions and obsessive
hospital. Discharged September 30,1947, as a transfer thoughts. On examination he was restless, tense,
to VA Hospital, Augusta, Ga. fidgety, manneristic, untidy, coherent, relevant, and
STATEMENT OF FACTS PREPARED BY THE REGIONAL OFFICB AND DECISION, CONTAINING FINDINGS OF FACT AND CONCLUSIONS OF
TRANSMITTED TO THE BOARD OP VETERANS' APPEALS LAW, OP THE BOARD OF VETERANS' APPEALS
October 1, 1947: Admitted to VA Hospital, Augusta, evasive. Insight was superficial. Diagnoses were
Ga., which showed discharged against medical advice psychoneurosis and schizophrenic reaction.
on October 8, 1947. Diagnosis: Observation, mental The statements of A. R. Sparks, M.D., Ellery C.
illness. Psychoneurosis. Gay, Jr., M.D., Mrs. Pearl Bell, Mrs. C. P. Embrey,
October 17, 1947: Admitted VA hospital. Showed Mrs. Anna Freeman and the veteran's brother, referred
diagnosis: Schizophrenic reaction. Discharged AMA to symptoms subsequent to service.
January 5, 1948. Service connection was granted for a neuropsychiatric
January 21, 1948: Admitted VAH this date, dis- disorder, diagnosed as schizophrenic reaction and
charged AMA same date. Diagnosis: Schizophrenic psychoneurosis, and for fracture of the neck of each
reaction, chronic. femur as the proximate result of the neuropsychiatric
March 4, 1948: Admitted VA Hospital, Coral Gables, disorder. On subsequent review, service connection
Fla. Diagnosis: Schizophrenic reaction, paranoid type, was held to bo clearly and unmistakably in error and
incompetent. Transferred to VAH, Murfreesboro, was discontinued.
Tenn., April 20, 1948.
April 21, 1948; Admitted to VAH, Murfreesboro, THE LAW AND REGULATIONS
Tenn., August 6, 1948, showed X-ray made July 23,
1948, revealed a definite recent complete fracture in- Service connection is warranted for disability in-
volving the neck of each femur. Discharged August curred or aggravated in lino of duty during active
29, 1950 by reason of transfer to VA Hospital, North service (38 U.S.C. 310).
Little Rock, Ark. Diagnosis: Tuberculosis, pulmonary, 38 C F R 3.310 provides that a disability which is
mod. sev. active; schizophrenic reaction. proximately duo to or the result of a service-connected
disability will also be service connected.
August 30, 1950: Admitted to VA Hospital, North
Little Rock, Ark., as a transfer. Granted a leave of 38 C F R 3.105 provides that service connection,
absence December 6, 1954, converted to trial visit once granted, may not be severed except on the basis
December 21, 1954. Discharged M H B March 6, 1955. of clear and unmistakable error.
Diagnosis: Schizophrenic reaction, undifferentiated
DISCUSSION AND EVALUATION
typo.
December 13, 1955: VA examination showed psycho- The data recorded for clinical purposes, during and
neurosis, mixed type, on the basis of a schizoid per- after service, and the report from the Galveston State
sonality. Psychopathic Hospital clearly and unmistakably estab-
July 12, 1957: VA examination shows psychoneurosis, lish a neuropsychiatric disorder prior to service. The
mixed type. veteran required hospitalization prior to service and
ADJUDICATION ACTIONS tho symptoms noted in service were similar to those
which existed prior to service and were occasioned by
April 4, 1944: Compensation claim received for the preexisting disability. As to the fractures of both
alleged hernia and low thyroid. femurs, service connection was granted therefor as
Juno 28, 1944: Veteran granted service connection having been proximately due to the neuropsychiatric
for psychoneurosis and assigned an evaluation of 10 disability. If service connection for the latter disability
percent. Hernia and low thyroid disposed of as not may be restored, it is clear that the service connection
shown by the evidence- of record. for the secondary fractures may also be reinstated. If
May 25, 1945: Veteran filed an appeal for increased service connection for tho neuropsychiatric disorder may
evaluation. not bo restored, there is for consideration the question
June 27, 1945: Rating confirmed and continued by of whether restoration of tho secondary disability is
the rating of June 28, 1944. thereby barred. In this regard, it is pertinent to
December 6, 1945: The appeal for an increaso was examine several opinions and decisions promulgated in
denied by the Board of Veterans' Appeals. tho Veterans' Administration.
January 16, 1947: Rating confirmed the prior evalu- In Administrator's decision No. 803 (a precedent
ation. decision approved January 4, 1949), we have the case
May 20, 1947: Rating of January 16, 1947, was con- of a veteran who was granted service connection for a
firmed and continued. neuropsychiatric disorder and who was authorized
Juno 13, 1947: Continued tho 10-pcrcent evaluation, vocational training on the basis of this grant. During
STATEMENT OP FACTS PREPARED BY THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OP PACT AND CONCLUSIONS OP
TRANSMITTED TO THE BOARD OF VETERANS' APPEALS LAW, OP THE BOARD OF VETERANS' APPEALS
July 9, 1947: Confirmed and continued the rating of training he received an injury. Subsequently the
Juno 13, 1947. service connection was severed. The Administrator
November 28, 1947: Confirmed and continued rating held that in the absence of willful misconduct, the
of June 13, 1947. veteran, under section 2, Public Law 16, 78th Congress,
Docember 8, 1948: Rating shows service-connection had entitlement to benefits on the basis of the additional
diagnosis a s : Schizophrenic reaction, paranoid type. disability resulting from the injury. The provisions of
Previous diagnosis: Psychoneurosis, mixed type. Serv- section 2, Public Law 16, were held to be applicable
ice connection was also granted for residuals fracture, notwithstanding the severance action taken after the
neck of femur, bilateral, as directly duo to and proxi- original grant of service connection and after the
mately the result of service-connected disability coded authorization of training.
9003. In an opinion dated June 7, 1948 (serial No. 391-48),
March 28, 1955: Shows review DA letter December the chief legal officer of the Veterans' Administration
14, 1954. (then designated as Solicitor), held that the allowance
March 30, 1955: Rating held veteran to be competent. of an application for an automobile under Public Law
January 24, 1950: Confirmed and continued rating 663, 79th Congress, should not bo disturbed notwith-
of March 30, 1955. standing t h a t the allowance was made on the basis of a
August 30, 1957: Service-connected diagnosis changed disability rating which was subsequently held to have
to psychoneurosis, mixed typo, formerly diagnosed been erroneous. Under a similar set of circumstances,
schizophrenic reaction, and assigned an evaluation of the Solicitor, in an opinion dated May 26, 1953 (Op.
80 percent. Sol. No. 97-53), held that tho Veterans'Administration
December 30, 1957: Confirmed and continued rating may properly make reimbursement, for unauthorized
of August 30, 1957. medical services furnished a veteran prior to Adminis-
April 3, 1958: Rating denied service connection for tration rating action severing service connection for the
pulmonary tuberculosis, far advanced, with left pneu- disability on which the reimbursement claim was
monectomy, inactive. predicated. In this opinion the Solicitor cited a prior
December 12, 1958: A letter from the Social Service opinion (Op. Sol. 239-50) in which emphasis was placed
Department, Austin, Tex., and hospital report from the on the fact that the secondary benefit was granted at a
Galveston State Psychopathic Hospital reveals veteran time when service connection was still in effect. Tho
was admitted to that institution on February 7, 1940, Solicitor signified concurrence in tho policy that a
and discharged June 12, 1940. Diagnosis: Psycho- severance of Bervico connection is prospective in its
neurosis, psychosthenia or compulsive state; schizo- operation and not retrospective in its effects. This
phrenia, hebephrenic. policy is reflected in Veterans' Administration Regula-
January 16,1959: The majority members of the rating tion 1500(R) (found in 38 C.F.R. 3.500) which provides
board proposed to sever service connection for psycho- in part that where there is severance of service connec-
neurosis, mixed type, as involving a clear and unmis- tion based on clear and unmistakablo error the effective
takable error on completion of action under VAR termination date of disability benefits will be tho last
1105(D). I t also proposed to continue service connec- dav of the month in which discontinuance was approved.
tion for residuals of fracture, neck of femur, bilateral, Wo can also draw some analog}* from a body of cases,
on basis of Administrator's decision, Veterans' Admin- in which additional disability resulted from treatment
istration No. 20. in service for a disease of misconduct origin or from
October 20j 1959: Shows the case had been adminis- injury in service attributable to a disease which pre-
tratively reviewed and they concurred that service existed service. Although service connection is pre-
connection for psychoneurosis was clearly and unmis- cluded with respect to tho original disease, service
takably erroneous. The report further shows there is connection may be authorized for tho resultant addi-
no basis for maintaining service connection for the tional disability.
secondary condition, namely, residual of fracture, neck The conclusion in another precedent decision (Ad-
of femur, bilateral. The criteria for entitlement under ministrator's decision 500) and cases cited therein,
section 31, Public Law 141-73C, as amended, now reflects the view that severance of service connection,
restated in title 38, United States Code, section 351, after a veteran's death, by reason of clear and unmis-
are not met. Therefore the veteran is barred from takablo error, should not havo an adverse retroactive
receiving benefits under the law cited. effect on tho rights of his widow claiming death pension.
January 11, 1960: Rating following administrative The nub of the decision was that the matter of entitle-
STATEMENT OP FACTS PEEP ABED BT THB BEGIONAL OFFICE AND DECISION, CONTAINING FINDINGS OF PACT AND CONCLUSIONS OF FINDINGS OP FACT AND CONCLUSIONS OF LAW PREPARED BY LAW
TRANSMITTED TO THE BOARD OF VETERANS' APPEALS LAW, OF THE BOARD OF VETERANS' APPEALS STUDENTS FBOM THB STATEMENT OP PACTS WHICH APPEARS
IN THE FIRST COLUMN
review by central office, T W X September 2, 1955, ment should be fixed in accordance with the status of the
severed service connection for psychoneurosis, mixed
type; residualB of fracture; neck of femur, bilateral.
veteran's disability rating as of the time of hia death
and that disallowance of death benefits should not bo
ts3
July 5, 1960: Rating granted veteran a nonservice made through retroactive discontinuance of compen-
pension. sable ratings based on technical inaccuracies or errors of
October.10, 1960: Veteran appeals Veterans' Admin- judgment. This view was made the subject of official
istration decision. One issue is involved: (1) Restoring regulation (Veterans Administration Regulation 2682
service connection for psychoneurosis with residuals, (old)). Under this regulation only in the case
fracture, neck of femur, bilateral. fraud or the absence of legal basis, could the sevorance
February 2,1961: Additional service records received. vitiate the widow's rights. A t this point it should be
observed that the veteran in the instant case had basic
eligibility, and that the case must be differentiated
a
DECISION OF REGIONAL OFFICE AFTER REVIEW OF APPEAL
AND EVIDENCE from those in which the claimant was without "color of
law."
1. T h e records clearly show that the veterans' Wo realize that the facts which gave rise to tho above-
nervous condition preceded service. During service mentioned decisions and opinions are not on "all fours"
there was no combat, trauma, superimposed disease, with the facts existing in the case before us. However,
or other incident to show aggravation. Therefore, there is a similarity which is persuasive and justifies
there ia no basis for restoring servico connection. resort to analogy. I t cannot be denied that the cited
opinions and decisions serve as strong support for the
view that a secondary benefit flowing from favorable
rating of the primary disability, should not be canceled
or otherwise disturbed by reason of subsequent action
retroactively revoking that rating.
There is another aspect of the case which deserves
comment. A t the time (the veteran) incurred the frac-
o
ture of both femurs, applicable law, section 31, Public *1
Law 141, 73d Congress (most recently recnacted in
sec. 351, title 38, United States Code) authorized a H
1-3
claim for benefits based on injury received under certain W
circumstances during hospitalization or treatment by 50
the Veteraus' Administration. A 2-year limitation for
filing claim was specified. I t is not within tho province
>
of this Board, under the current appeal, to state whether 03
the veteran, had ho filed claim, would have established
entitlement to additional benefits under section 31.
However, it is not illogical to hold that because 6! the o
original grant of service connection for the fractures as a
proximate result of the neuropsychiatric disability, the >
veteran was precluded from tinioly asserting entitlement
under section 31. This is a consideration which may
not be lightly disregarded.
Under the entire circumstances prevailing in this
case, we are unwilling to hold that there is no tenable
theory on which to maintain the service connection
previously granted for fractures of the femurs.
(1) A neuropsychiatric disorder clearly and unmis- After consideration of all the evidence of record, I
takably existed prior to servico. make the following findings of fact:
(2) There clearly and unmistakably was no increase The veteran had a long history of mental illness prior
STATEMENT OF FACTS PBEPABBD BT THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OP PACT AND CONCLUSIONS OP FINDINGS OF FACT AND CONCLUSIONS OF LAW PBEPABBD BT LAW
TRANSMITTED TO THE BOARD OP VETERANS' APPEALS LAW, OF THE BOABD OF VETERANS' APPEALS STUDENTS FROM THE STATEMENT OP PACTS WHICH APPEARS
IN THE FIRST COLUMN
or aggravation of the neuropsychiatry disorder during to his enlistment. When he was a child of age 8 or 9,
service. ho had personality difficulties and was subject to temper
(3) The femur fractures were clearly and unmistak- tantrums. In 1939 ho entered a State mental institu-
ably not demonstrated during service. tion, where his condition was diagnosed as psycho-
(4) The injury to the veteran's femurs resulted from neurosis and psychasthenia, with schizophrenic tenden-
treatment accorded him at a time when service con- cies. He was released from this institution in J u n e
nection for the treated disability was in full force and 1940; at this time, as ho later stated to Veterans'
effect. Administration physicians, he felt t h a t his condition
(5) The veteran was basically eligible to the benefits was improved, but that within a year ho had regressed
in issue, and it is not BIIOWII that the grant of service to his former condition.
connection was procured through fraud. On Soptember8, 1942, the veteran enlisted in military a
service. There was no mention in his induction exami-
nation of his previous mental condition or that he was
suffering at that timo from symptoms of psychoneurosis.
After completing over a year of military servico, the >
veteran in October 1943, was admitted to a hospital f
because his behavior was undesirable. Although the
veteran was roturncd to duty, he was again admitted H
to a hospital with complaints that he could not think
clearl;- «nd that his mind was cloudy. Hospital exami-
nations «>n both occasions rovoaled that ho was suffering
from modorato psychoneurosis and psychasthenia, which
5
had existed prior to servico. On another occasion in
December 1943, the veteran was found wandering in
a street and acting strangely; his condition was diag- o
nosed as a severe caso of psychasthenia. The veteran
was then discharged from servico on February 1, 1944.
His separation examination confirmed the diagnoses in
previous examinations and further stated that the vet- s
eran's mental condition oxistcd prior to his enlistment. H
There is no evidence that the veteran was over engaged H
W
in combat with the enemy.
After his discharge, the voteran applied for servico
>
connection of his mental illness. His claim was granted w
in Juno 1944, and he was assigned an evaluation of 10
percent disability. A Veterans' Administration exami- a1
nation in June 1945, diagnosed the veteran's condition tr
as psychoneurosis, mixed typo in a schizoid personality.
>
In September 1947, it was determined that the vet-
eran required prolonged hospitalization, and the veteran 02
remained in various Veterans' Administration hospitals
until his release in March 1955. While ho WOB at a
hospital in Tennessee, in July 1947, tho nock of each
femur was fractured. Tho evidence docs not show how
these fractures occurred. However, servico connection
of this now disability was granted on the basis that tho
fractures were directly due to and proximately the result
of the service-connected psychoneurosis. Also, during
this period of prolonged hospitalization, the voteran
contracted pulmonary tuberculosis, but Borvico con-
nection of this disease was denied. When the veteran
S3
FINDINGS OP PACT AND CONCLUSIONS OP LAW PREPARED BY LAW
STUDENTS FROM THE STATEMENT OF FACTS WHICH APPEARS
IN THE FIRST COLUMN
OPINION
May we point out to the Bonrd, as noted above under beginning on Juno 27, 1950, and ending on January 3 1 ,
the military medical records, the column of blood pres- 1955. Title 38, United States Code, section 301.
sure readings indicate that in the main these blood Servico connection may be granted for a disability
pressure readings are always in the upper levels of high incurred or aggravated during service, title 38, United
normal with the possible'exception of the read'jig on States Code, section 310, and for any disease diagnosed
Mav 13, 1959, of 122/78. after discharge, when all of the evidence, including that
'therefore, it is contended that this case does warrant pertinent to service, establishes that tho disease was
a wartime service connection since it is shown and since incurred in servico (CFR sec. 3.303(D)).
it cannot be attributed to elsewhere that the veteran There is provision for granting wartime service
did suffer with the hypertensive cardiovascular disease connection for arteriosclerosis and for arthritis incurred
starting in 1946 and that the readings within the upper during servico in World War I I or during the Korean
limits of normal very clearly indicate a continuation conflict or which was manifest to a degreo of 10 percent
and continuity of that hypertensive heart disease to a or more within 1 year following dischargo from such
point where arteriosclerotic heart disease was finally wartime service, title 38 United States Code, sections
diagnosed in 1959. Therefore, it is contended that the 310,312.
service connection should bo granted on a wartime DISCUSSION A N D EVALUATION
basis. In further rebuttal to the decision by tho
regional office, it. is not considered that the blood In substanco, the contentions on appeal with refer-
pressure readings of March 21, 1949, and June 16, 1950,ence to wartime service connection for arteriosclerotic
which are the only two occasions the VA state that the heart disease are that "hypertension" was found on
blood prcsauro was normal in all the readings, are separation from service in 1946 and that blood pressure
readings "within the upper limits of normal" very
sufficient rebuttal to the fact that there is a continuity
and a continuation of tho hypertensive-heart disease toclearly indicated a continuity of hypertensive heart
disease to a point where arteriosclerotic heart diseaso
a point where it progressed to an arteriosclerotic heart
disease. Again may we point out that the VA has a was diagnosed in 1959.
responsibility and that this responsibility is not fully While tlie reading of 150/100 was recorded in January
accorded in the rating of tho above case. Certainly 1946, during a separation examination, and represented
the veteran does not know anything about VA matters an elevation in blood pressure above that reported sub-
and of a certainty, concerning VA procedure and regu- sequently in the service records, it does not justify a
lations. In the instant case, the findings within tho finding of hypertension. "Normal" blood pressures
file and within the record very clearly indicate the con-
vary for different people and the same person may have
tinuity of tho disease very much beyond any area of different pressures under different circumstances. A
speculation or remote possibilities. Keep in mind that finding of hypertension requires persistent presence of
the veteran has shown the continuous existence of a high blood pressure, and arteriosclerosis may occur
hypertension from tho original reading through the from long-continued hypertension.
various readings from that date within the upper The evidence does not show the existence of hyper-
limits of normal. tension during World War 11 service nor persistent high
blood pressure during Korean service. No cardiac
Further, it is an accepted medical fact and principle
that arteriosclerotic heart disease and hypertensive complaints were reported and heart disease was not
heart disease are known only to become more severe as diagnosed until 1959. There is no medical evidence
time goes on rather than better themselves in any way. upon which inception of arteriosclerotic heart disease
It is requested that the contention stand that the may be found to have been incurred in World War I I
veteran should receive wartime servico connection for or Korean conflict service, nor that it was manifest to a
tho arteriosclerotic heart disease and that service degree of 10 percent within l year after tho termination
connection should also be granted for those conditions of these wartime periods.
which amended tho appeal. An examination of the record reveals findings of
cervical arthritis in October 195,6 and of trapezius
STATEMENT OF C A S E FOR APPELLATE R E V I E W myositis in April 1957. I t may not bo concluded that
the findings with reference to arthritis in service
ISSUE
showed disablement to a degree of 10 percent within
1. Service connection for heart disease as a wartime the presumptive period following the end of the Korean
basis. Hypertension noted and recorded on physical. conflict. However, the evidence does justify the grant
STATEMENT OP PACTS PREPARED BT THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OF FACT AND CONCLUSIONS OF FINDINGS OP PACT AND CONCLUSIONS OF LAW PREPARED BT LAW
TRANSMITTED TO THB BOARD OF VETERANS' APPEALS LAW. OP THE BOARD OP VETERANS' APPEALS STUDENTS PROM THE STATEMENT OF PACTS WHICH APPEARS
IN THE FIRST COLUMN
examination at time of discharge January 11,1946, a t of peacetime service connection for arthritis and for
Camp Shelby, Miss. right trapezius myositis. Defective hearing was dis-
closed during the examination of the veteran for dis-
MILITARY MEDICAL RECORDS charge purposes and confirmed by official examination
some 5 months later. These findings are sufficient to
September 27, 1935: Induction exam negative. establish the inception of this condition in peacetime
Undated exam: (Probably August 24, 1942)—nega- service.
tive. There is no etiological relationship between the
January 11, 1946: Discharge exam B P 150/100. inguinal hernia, diagnosed in May 1960, and the
Pulse 86, after exercise 102; 2 minutes after exercise 80. herniae hiatus found in service, nor does the evidence
X-ray of chest no significant abnormalities. show that the inguinal hernia was incurred in service d
March 21, 1949: Entrance exam no dis. B P 138/86, or attributable to an incident occurring in service.
Medical history, Form 89, negative. This condition was not found on the examination for
June 16, 1950: Discharge and reenlistment exam discharge. T h e evidence does not warrant a conclusion
negative, B P 130/80. Pulse sitting 82, after exercise
104; 2 minutes after 82. Chest X-ray, negative.
that tjhe shortened right leg was in any way connected
with senrke—_
>
May 11, 1945: Treated F.U.O. 2 days' duration—
102.8.
FINDINGS OP FACT FINDINGS OP PACT
w
H.R. May 23-June 7, 1950: 1st, 2d, and 3d degree (1) Appeal was filed within 1 year from the date of (1) Claimant served in the active military service for
burns, left leg and hand. Accidentally incurred wben the denial action in question. 21 years from 1935 to his retirement in 1959. H e was <
lighter fluid ignited. (2) The evidence does not show the existence of discharged in 1946 and reenlisted in 1949.
(2) His medical record for his 1935 induction exami-
S
H.R. February 13-Marcli 3, 1952: Sinusitis acute hypertension during World War I I or the Korean con-
maxillary. flict and arteriosclerotic heart disease was not incurred nation was not put into evidence. The 1946 discharge
H.R. October 18-20, 1952: Pharyngitis acute; in wartime service nor within 1 year following termina- examination notes blood pressure was high at 150/100
nausea, vomiting and dizzy. tion of the Korean conflict. and shows none of the above disorders. His 1949 reen- O
January 9, 1953: Headaches over eyes. Impression: (3) Arthritis of the cervical spine, myositis of the listment physical placed his blood pressure in the high-
normal range—138/86. This examination listed no
Sinus headache.
March 18 and 19, 1953: Mild pharyngitis and ton-
right trapezius and defective hearing were incurred in
peacetime service. other disabilities. <
sillitis. (4) Shortening of the right leg and inguinal hernia (3) The claimant's other blood pressure readings were H
August 10, 1953: Blisters on both feet. were not found in service nor does the evidence show 138/86 on March 2 1 , 1949; 130/80 on Juno 16, 1950;
October 15, 1953: Headaches and cough, sinus that these conditions may be attributed to service. and 122/78 on May 13, 1959. On May 25, 1959, he H
condition. was diagnosed as having arteriosclerotic heart disease.
October 10, 1953: Excuse duty. Claimant contends that the high reading of January
1946, taken together with the other readings which were
>
October 17, 1953: Treatment given.
August 26, 1954: Excuse prolong standing and in the high-normal range, with the exception of the
marching. M a y 1959 reading, discloses a hypertensive cardiovas-
December 20, 1954: Pretibial infection. cular starting in 1946, which continued and culminated a
February 21, 1955: Common cold. in the arteriosclerotic heart disease diagnosed in 1959.
February 24, 1955: U R I treated. He, therefore, seeks a wartime connection for the
February 7, 1956: Deformity 5th right finger, old arteriosclerotic heart disease.
injury. (4) In October 1959 the claimant was treated in
April 24, 1956: X-ray right 5th finger—no definite service for a pain in the neck of 2 years' duration. An
bony pathology, deformity of finger. Old tear of volar X-ray of the cervical Bpine taken at that time showed
capsule of proximal interphalangeal joint result of negative. A VA exam performed on .May 18, I960,
injury in 1944. within 5 months after the claimant's discharge, noted
October 3, 1956: Pain in neck 2 years. X-ray cervi- an X-ray of the cervical spine showing minimal hyper-
cal spine negative. Given heat and mbdowns. trophic arthritis. On Aprd 20, 1957, ho was diagnosed
April 20, 1857: Trapezius myositis no evidence cervi- as having trapezius myositis which showed up on the
cal root syndrome. above-mentioned VA examination.
April 26, 1957: Diarrhea also trapezius. (5) The VA examination also notod a 1 inch shorten-
May 3, 1957: Epigastric distress, GI series; hiatus ing of the right leg, defective hearing condition and
hernia. . inguinal hernia.
STATEMENT OP PACTS PBEPABED BY T B B REGIONAL OFFICE AND DECISION, CONTAINING FINDINGS OF FACT AND CONCLUSIONS OF FINDINGS OP FACT AND CONCLUSIONS OF LAW PREPARED BV LAW
TRANSMITTED TO THE BOARD OF VETEnANS' APPEALS LAW, OF THE BOARD OP VETERANS' APPEALS STUDENTS FROM THE STATEMENT OF FACTS WHtCU APPEARS
IN T B E FIRST COLUMN
M a y 15, 1957: Small hiatus hernia.
September 18, 1957: Pain, left testicle. Mild trauma (6) Claim was filed and on August 12, 1960, a peace-
2 days previous. No enlargement. time servico connection was granted for arteriosclerotic
September 24, 1957: Pain, left tostiele. Tenderness heart disease. He was denied servico connection for
slight enlargement of left epididymis. myositis trapezius, arthritis of the cervical spino, short-
September 25-October 7, 1957: Clearing and no ening of the leg, defective hearing and inguinal hernia.
evidence inflammation. (7j The claimant's appeal to tho regional office for
September 19, 1957: Summary of defects: Having wartime service connection for tho heart diseoso was
recurrent bouts of epigastric distress which required turned down. Also, tho rest of the rating was con-
X-ray investigation ana proved to be hiatus hernia. firmed. From this decision, tho claimant appeals to
M a y 8, 1958: Fell from truck on back and hips. this Board.
April 27, 1959: Blurred vision eyo clinic.
CONCLUSIONS OF LAW CONCLUSIONS OP LAW
M a y 13, 1959: Complaints left anterior chest pain
with radiation: dyspnea after exercise, pedal edema. (1) The Board has jurisdiction of the issues on appeal
B P 122/78; ErCG negative. Impression: Angina. (1) Tlie claimant is a veteran of active military ser-
under the provisions of title 38, United States Code, vice, both during a period of war and peacetime and was
May 25, 1959: Angina-like pain past 6-8 weeks. section 4004.
Exam, negative. Master 2-step positive. Diagnosis honorably discharged within tho meaning of 38 U.S.C.
(2) The grant of servico connection on a wartime 101.
arteriosclerotic heart disease with angina pectoris. basis for arteriosclerotic heart disease is not warranted.
Change profile permanently precluding physical effort (2) Consequently, ho becomes entitled under section
(3) The grant of service connection on a peacetime 310, to compensation for disability resulting from in-
such as marching, calisthenics, etc. basis is warranted for arthritis of the cervical spine, jury suffered or disease contracted in tho line of duty
June 21, 1959: B P 144/90 eyegrounds reveal AV myositis of the right trapezius and for defective hearing. during wartime. Also, ho is entitled to compensation
niching. Diagnosis arteriosclerotic neart disease mani- (4) Service connection is not warranted for shorten- for disability incurred in tho line of duty in active peace-
fested oy angina pectoris and angina decubitus. ing of the right leg or for inguinal hernia. time servico under section 331.
July 20, 1959: Chest pain radiating down left
shoulder. (3) The Board concludes that the ovidenco sub-
DECISION stantially supports tho regional offico's determination
July 22, 1959: Arteriosclerotic heart disease. Admit. that there was no connection between the arterio-
H R July 23-December 15, 1959: Arteriosclerotic To the extent indicated, the appeal is allowed. sclerotic heart condition diagnosed in 1959 and the
heart disease; hernia diaphragmatic. On September high blood pressure reading noted In 1040 and, thus, no
11, 1959, hyperopia and presbyopia. Discharge from wartime service connection for this condition. There
service: Arteriosclerotic heart disease manifested by was no abuse of discretion manifest in this determina-
angina pectoris with approximate date of origin 1958— tion.
He gave a history of mild substernal pains commencing (4) Inasmuch as the veteran was diagnosed as having
about December 1958. trapezius myositis in 1957 and again in 1060 in tho VA
exam given within 5 months after dischargo, it is clear
VETERANS' ADMINISTRATION MEDICAL RECORDS
that this condition was contracted in tho lino of duty
May 18, 1960: Exam VA AGRO.PEKG sinus brady- and the veteran is entitled under section 331 to peace-
cardia essentially normal. B P 112/82, 110/78, 120/90, time disability compensation. Also, service connection
120/76, 110/82. No cyanosis or dyspnea- No neck should have been granted arthritic condition of the
vein engorgement in erect position but mild engorge- cervical spine that was diagnosed in the VA exam in
ment noted bilaterally in supine position. Peripheral 1960 and for which the veteran was observed in 1956.
vessels are normal, tibials are good. Heart action is (5) Although service medical records do not indicate
good with regular sinus rhythm. No murmurs noted. diagnosis or treatment for shortening of the right leg or
Heart normal in size by percussion. Right little finger defective hearing, it is extremely improbablo that these
diagnosed as mallet finger. Mild tenderness in superior conditions, noted on the VA exam within 5 months after
edge of right trapezius muscle diagnosed myositis, recur- discharge, were contracted in tho interim, especially in
rent trapezius right and has 1-inch shortening of right view of the voteran's length of service. Accordingly,
leg undetermined. Perceptive type defective hearing service connection ought to have boon granted.
STATEMENT OP FACTS PREPARED BY THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OP PACT AND CONCLUSIONS OP FINDINGS OF FACT AND CONCLUSIONS OF LAW PREPARED BY LAW
TRANSMITTED TO THE BOARD OF VETERANS' APPEALS LAW, OP THE BOARD OF VETERANS' APPEALS STUDENTS FROM THE STATEMENT OP PACTS WHICH APPEARS
IN THE FIRST COLUMN
in left with speech reception threshold right 0, left 28 JUDGMENT
and discrimination ability right 100, left 90. X-ray
of chest showed mild pulmonary scarring. X-ray of In accordance with the foregoing findings of fact and
cervical spino shows minimal hypertrophic arthritis and conclusions of law it is ordered, adjudged, and decreed
lumbar spine and pelvis are negative. A right inguinal that the ruling of the regional office be affirmed as to
hernia and deviated septum are shown. Diagnosed the heart disease but that peacetime service connection
conditions: (1) Hernia inguinal, right; (2) deviated be granted for the conditions above referred to in 4
septum moderate; (3) hiatus hernia by history; (4) and 5.
arteriosclerotic heart disease by history not found;
clinically, this datej (5) burns res. of left leg not found;
(6) defective hearing left and perceptive type and
right.
ADJUDICATION ACTIONS
ADJUDICATION ACTION
The appellant's deceased wife was born October 27,
1898, entered military service on May 31, 1918, and
This representative will only discuss the portions of was released from activo duty on July 19, 1919, and
adjudication action t h a t aro pertinent to the questior finally discharged on September 8, 1920. She died on
of adjudicative action and evidence as is pertinent to the August 4, 1952, of cardiovascular disease.
question at issue from the file. In September 1958, the appellant filed a formal appli-
cation for death benefits as the widower of the veteran.
EVIDENCE OF RECORD He stated in this application that he was born on
September 10, 1885, t h a t he was not employed and had
VB 8-534: Application for dependency and indem- no income other than social security benefits and also
nity compensation or death pension by widow or child, S240 a year from the State welfare board.
filed by the widower, and received by the Veterans' The claimant was examined for the Votcrans' Admin-
Administration on October 24, 1958, showing income istration on October 6, 1959, and was found to have
from Social Security of S514.80 annually and State diabetes mellitus, coronary arteriosclerosis, enlarged
welfare S240 annually. prostate, pyelitis, cystitis, and arthritis. Information
Statement of (widower), March 31, 1959, to the subsequently received shows that ho has diabetic
effect that the widower does not own any property, has retinitis. The report of examination indicates that he
no money in the bank and his only income is $64 per has a history of a gradually increasing disability due to
month from Social Security, with itemized expenses of the conditions which were diagnosed oy the examining
S60 per month; medical bills $50 per month, advising physicians. The veteran's complaints were recorded
STATEMENT OF PACTS PREPARED BV THE REGIONAL OFFICE AND DECISION, CONTAINING FINDINGS OF FACT AND CONCLUSIONS OF
TRANSMITTED TO THE BOARD OP VETERANS' APPEALS LAW, OF THE BOARD OP VETERANS' APPEALS
that expenses applied from 1952 to 1059, and stating as weakness, dyspnea, vertigo, and nocturia. H e also
that he had not Been employed since death of veteran complained of pain in his joints and backache.
and was incapable of self-support at the time of death. The file contains several statements from Dr. C. B.
Physical examination on October 6, 1959, shows 74- Jones, the appellant's personal physician. Dr. Jones
year-old white malo. Diagnosis of diabetes mellitus, has stated that he had been the appellant's physician
coronary arteriosclerosis, prostatic enlargement, pye- for some 20 years and t h a t to his knowledge he had not
litis, cystitis, and arthritis. Signed: James L. Cun- been able to do much work for sometime prior to the
ningham, M . D . death of his wife.
July 22, 1959, statement of C. B. Jones, M.D,, shows The information on file shows that the appellant and
diabetes mellitus, chronic, fasting blood' sugar 154; his wife operated agrocery store under a franchise from
diabetes; retinitis; arteriosclerosis, advanced; arthritis, the Piggly Wiggly Co. and that while the wife was living
multiple, chronic; muscular atrophy, general; and the he acted as the butcher, cutting and wrapping the
widower remains either in bed or in a wheelchair at all meats, while she acted as cashier and generally managed
times and IB unable to walk without an aid. Ho is the store and kept the books. I t appears that the
totally and permanently disabled. franchise was in tho appellant's name and for that
Statement of C. B. Jones, M.D., October 21, 1959, reason he signed all checks. The Piggly Wiggly Stores
stating that widower had been on the ailing list for the are self-service stores in which the customers pick the
past 20 years with arteriosclerosis and diabetes mellitus; groceries they want and pay the cashier at tho door for
t h a t he and his wife, the veteran, owned a small their purchases.
grocery store, and they operated it. The widower This case has been investigated on more than one
began having pains precordium and acute dyspnea occasion by field examiners of the Administration, who
some time about 1949 or 1950, and ho would sit on a interviewed the veteran's physicians, Dr. C. B. Jones
box while his wife operated the store alone. Sometime and^Dr. Louis Orr, the latter having performed a trans-
in 1952 his wife died and t h a t left him alone. H e urethral resection on the appellant in 1947. One of tho
tried to operate the store, b u t when he had pain and field examiners who investigated tho case secured a
dyspnea ho would have to Bit down. Customers would statement from Helen E. Beville who was employed
help themselves. Some would pay, others would not. by the appellant after the death of his wife apparently
The doctor further stated that he advised him to close because of his inability to carry on the business by
or sell out, which he did, now he is at home an invalid himself. Miss Beville stated, in part:
and then in a short time, he predicts, he will pass on I started working for him in September or October, 1952. I
into the other world. stopped working for him early in 1954. Mr. Moore didn't do
much of anything but sit behind the cash register. He was not
Statement of Ida L. Veazey, November 4,1959. Sho able to stand on nis feet very much. A little * * * boy and I
states t h a t she knew tho widower for 35 years; that he had to do all the work. We had to keep the stock up, keep the
formerly operated a store together with his wife until place cleaned Up, wait on the customers, and everything else.
The claimant had this place behind tho cash register with a chair
he had an operation in 1946; after t h a t he was not able where he sat. H e would open the store up in the morning, and
to work in the store and after the death of the veteran often would go back t o his house. The last year I worked for
he had to sell the store in 1952 since he was not able to him he went back home almost every morning after he opened
operate it. the store • * *
Statement of Frank Puller, November 4, 1959. He Dr. Jones, in a deposition made before the field ex-
stated that he had known the widower for over 50 aminer on December 8, 1959, stated, in part:
years; t h a t he owned and operated a grocery store At the time of the death of the veteran, and for some time
during this period, about 1940 or 1947 h e had a very prior thereto, the claimant was wholly dependent on hig wife for
his financial, and al! other care including maintenance and sup-
serious operation and was no longer able to work. port. The veteran was his sole and complete support in every
His wife operated the store which was his sole income way. After her death, he attempted to carry on the business.
until her death in 1952. H e was unable to do so due to his mental incapacity and physical
condition. For a t least 5 years prior to the veteran's death, the
Additional statement of the widower. He stated claimant was totally incapable of earning a living due to his
that the last time he operated the store was in 1946;- mental and physical incapacities. He was totally dependent on
after that he had an operation and was not able to his wife for his every need.
operate the store, and it was operated by his wife after The grocery store in question was sold by the appel-
1946. lant in 1955, for the sum of $3,500. The price for which
BTATBHBNT OF FACTS PBBPABBD BT THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OP PACT AND CONCLUSIONS OP FINDINGS OF FACT AND CONCLUSIONS OF LAW PREPARED BT LAW
TBANBHrtTBD TO THE BOABD OF VETERANS' APPEALS LAW, OP THE BOABD OF VETERANS* APPEALS STUDENTS FBOM THE STATEMENT OP PACTS WHICH APPEARS
IN THE FIRST COLUMN
Based on tho above evidence a field examination was this store was sold indicates that it was not doing much
requested and apparently on the first field investigation business at the time of sale.
there was some difficulty in the machine because the Thefilealso contains statements and depositions from
statements are not complete and unsigned, but a deposi- Frank Fuller, a former employee of the appellant and
tion of Mr. Frank Fuller, cited as exhibit No. c on field his wife, and Ida L. Veozey.
examination report of December 9, 1959, revealed that
Mr. Frank C. Fuller was a former employee of tho THE LAW AND BEGULATIONS
widower and started working for him around 1920 and
quit in 1946; that at that time he was doing most of tho Title 38, United States Code, section 102 provides for
buying and he had a Btore at the other end of town and payment of benefits to tho widower of a female veteran
his wire stayed ond looked after that one. He was at if such widower is incapable of self-maintenance and was
tho first store, and further that he was not able to do- permanently incapable of self-support due to physical
voto much time to the business because he was unable or mental disability at the time of the death of his wife.
to, duo to operations. He would just lay around the DIBCTJ88I0N ANB EVALUATION
store when he was with mo (Frank Fuller) but I wasn't
with him but about 4 or 5 years and that he (Mr. Fuller) The veteran in this case died in August 1952. The
and the veteran, conducted most of the business. He appellant was then 67 years of ago. The evidence of
further stated that he wasn't with the widower 5 years record shows that he suffered from cardiovascular
before the veteran died. disease, diabetes mellitus, arthritis, pyelitis and cystitis
Deposition of tho widower, reported as exhibit A in when examined by the Veterans' Administration in 1959.
field investigation report, revealed that he was 74 years According to the statements of Dr. Jones, some of theso
old. He stated that be sold his grocery business in conditions existed as early as 1947. The evidence on
about 1955 and, of course, while ho was there his legs file establishes that the appellant underwent a transure-
and everything Bwelled up so that "I couldn't hardly thral resection in 1947. While tho appellant's wife
make it and that was the time I would sell out and Dr. was living she helped him manage ana operate the
Orr operated on mo and I had to quit. Of course, up grocery store which ho owned. After her death, he
until that time I did a little bit around the store." He was unable to run the store and for that reason em-
considered himself disabled prior to 1952; that ho was ployed Helen E. Beville and a young boy. This WOB
getting weaker a good while before the veteran died, only a few weeks after his wife's death. According to
that is prior to maybe 1949 or some time there. He his physician, Dr. Jones, he had been unable to do much
doesn't know, but that ho went to Orlando and had an worK even before hia wifo died. The disabilities from
operation. His disability affected him mostly in his which he is now suffering and which were diagnosed by
lcgB and knees and that he has practically no limited a medical examination in 1959 ore of a progressive
use of them. Can't put them on the ground and must nature and apparently had their beginning before the
use a walker. He further gave names of Frank Fuller death of the veteran. Although the appellant kept
and Mrs. Bevelle who had worked for him. his store for 2 or 3 years after the death of his wife, it
Although it is cited in the field investigation as ex- would appear that he depended on others to operate it
hibit B, I do not find a deposition before tho field in- for him and that the operation was unsuccessful with the
vestigator of Dr. C. B. Jones reported on December 9, result that ho was forced to sell it at a very low price;
1059. namely, $3,500.
Another field investigation was conducted beginning In view of the appellant's age and the nature of the
on February 18, i960, by another field investigator and disabilities from which he is suffering, it would appear
in statement of February 18, I960, Frank Fuller stated reasonable to conclude that he was permanently
to tho effect that the veteran and claimant operated incapable of self-support at the time of the death of
the business together until tho veteran's death; that he his wife.
was an old cracker butcher and she ran the rest of the FINDINGS OP PACT FlNDtNOS OF PACT
store. When he Baid the widower was a butcher, he
meant that ho cut the meat in the store; that ho visited In view of the foregoing, and after a careful study (1) The claimant is a 74-year-old widower of a veteran
them about once a month to the best of bis recollection, of the entire evidence of record, the Board of Veterans who served in World War I, having entered tho scrvico
and the widower was in bed about half the time that he Appeals finds: in May 1918 and been honorablo discharged in July
visited there. The franchise belonged to the widower (1) That the appeal was filed within 1 year from tho 1919.
but the veteran took care of the money and that after date of notice of the adverse decision to the appellant.
STATEMENT OP FACTS PREPARED BT THE REGIONAL OFFICE AND DECISION, CONTAINING FINDINGS OF FACT AND CONCLUSIONS OF FINDINGS OP FACT AND CONCLUSIONS OF LAW PREPARED BT LAW
TRANSMITTED TO THE BOARD OF VETERANS' APPEALS LAW, OF THE BOARD OP VETERANS' APPEALS STUDENTS FROM THE STATEMENT OF FACTS WHICH APPEARS
IN THE FIRST COLUMN
^4
she died he visited two or three times and to the best (2) T h a t the appellant's wife served with the Armed (2) The Board finds that tho claimant had operated
of his recollection the widower hired a woman to do Forces of the United States during World War I for a retail grocery store with his wife. His wife died on OS
the cashiering and he did some [italic supplied} of the more than 90 days. August 4, 1952.
butchering. He was vague about matters, but he (3) T h a t the appellant's wife died on August 4,1952. (3) Claimant's health began failing. H e underwent
thought that after the veteran died, the claimant (4) T h a t the appellant was suffering from cardio- a serious operation in 1946,. H e began having pains
continued in the store for about 2 years; that the vascular disease, diabetes mellitus, arthritis, and other precordium and acute dyspnea in 1949 and, with the
veteran managed the business while she lived and that disabilities in August 1952 and is still suffering from exception of doing some of tho butchering work, his
the claimant could not havo run the business without these disabilities. wifo wholly operated the store until the time of her
her. The only income they had was the income from (5) T h a t the appellant was 67 years of age a t the death. Ho retained the right to write checks. His
the store, time of the death of hia wife and is now over 75 years disability affected his feet and legs and, because ho had
I think it is important in this case to point out the of age. practically no use of them, ho spend the major part of
comments by the field investigator on the report of his time sitting around the store. Claimant was unable a
February 18, 1960. In the comments Mr. Martin, the to operate tho store and, at the time of his wife's death,
investigator, stated that the claimant and his wife ran he was totally dependent on his wife.
ft
Piggly Wiggly store together; t h a t he did the butcher- (4) He attempted to operate the store after his wife's >
ing and she took care of all the other matters in connec- death but was forced to sell out in 1955. H e had hired
tion with the operation of the store and that it appeared, a woman to perform the same services as his wife but
while she did all the banking and bookkeeping, her the small business could not support an outside salary. P3
husband rotainod the right to sign checks. There is Ho depended on this woman, in tho samo way t h a t be
no question that she did the major portion of the work, had his wife, to operate the business while he attempted
while he retained the semblance oj authority in his own to keep the books and handle tho cheeking account.
hands. (Italic supplied.] Mr. Martin further states All the evidence of record clearly shows that it would
that after the veteran's death the claimant hired a have been impossible for the claimant to operate the
woman to perform the same services performed by the business and earn a living alone. Further, it shows
wife, b u t tho business was unable to support outside t h a t because of his age and illnesses t h a t other em-
o
help and t h a t it appears t h a t to the extent that the ployment was impossible.
business was small and could not pay an outside salary, (5) The claimant's only income at the time of his
tho husband was totally dependent on his wife. Further, claim was $514 annual social security and $240 annual - H
the witnesses all agree t h a t it would have been impos- State welfare payment. H
sible for tho claimant to operate the business and earn (6) The claimant filed on September 25, 1958, b u t W
a living alone. was denied. This was upheld on appeal by the regional W
Based on tho evidence cited above, the rating board office on the basis t h a t the evidence does not show that >
held on February 25,1960, t h a t the claimant was shown he was incapable of self'maintenance and permanently
to have operated a Piggly Wiggly franchise store with incapable of Belf^support at tho time of the veteran's w
his wife until the time of her death on August 4, 1952, death. From this ruling the widower takes appeal to
and that tho claimant did the butchering and his wife
CONCLUSIONS OF LAW
this Board. o
took care of all the other matters in connection with CONCLUSIONS OF LAW
the operation of the store. After the veteran's death I n view of the foregoing findings of /act, the Board of
>
the claimant hired a woman to perform the same serv- Veterans Appeals concludes: (1) Title 38 U . S . C , section 541 provides that tho
ices performed by his wifo. According to the claimant's Veterans' Administration shall p a y a pension to tho
statement, he continued to operate tho grocery Btoro (1) T h a t the appeal was filed within the time limit widower of each veteran of World War I, who meeta
until sometime in 1955 at which time he sold the store set by law and t h a t this Board has jurisdiction of the the service requirements of section 521. The veteran
and the evidence of record docs not establish that the issue under 38 U.S.C. 4004 and 4005. meets the service requirements of section 521 since she
claimant was incapable of self-maintenance and per- (2) T h a t the appellant is incapable of self-mainte- served for more than 90 days during World War I.
manently incapable of self-support due to mental or nance and was permanently incapable of self-support (2) The Board concludes from all the ovidence of
physical disability on August 4, 1952, the date of the due to physical or mental disability at the time of the
veteran's death within the meaning of 38 U.S.C. 102. record t h a t the claimant meets the requirements of
veteran's death. section 102(b) which extends the word "widow" used in
The accredited representative requested on April 29, section 541, to include " * * * the widower of any female
1960, t h a t the case be called to Washington for an veteran if such widower is incapable of self-maintenance
administrative review, and on tho administrative re- I t is, accordingly, the decision of the Board of Vet- and was permanently incapable of self-support due to
view, remand was requested for further field investiga- erans Appeals that the appellant is eligible to receive physical or mental disability at the time of the veteran's
STATEMENT OF FACTS PBEPABED BY TUB RECIONAL OFFICE AND DECISION. CONTAINING FINDINGS OP PACT AND CONCLUSIONS OP FINDINGS OP PACT AND CONCLUSIONS OP LAW PREPARED BY LAW
TRANSMITTED TO THE OOABD OF VETERANS' APPEALS LAW, OF THE BOABD OP VETERANS* APPEALS STUDENTS FROM THE STATEMENT OP PACTS WHICH APPEARS
IN THE FIBST COLUMN
tion. On February 18, 1960, Dr. C. B. Jones made the death compensation or pension as the widower of the death." Nowhere does tho law require that claimant
statement that at the time of tho death of the veteran veteran in this case provided other conditions are met. bo so disabled, at the time of the veteran's death, that
and for some time prior thereto the claimant was wholly The appeal is allowed. he make no attempt, albeit futile, to support himself
dependent on his wife for his financial and all other in order to becomo eligible for benefits.
care, including maintenance and support. The veteran
was his solo and complcto support in every way and JUDGMENT
after her death ho attempted to carry on the business,
but was unable to do so due to his mental incapacity In accordance with tho foregoing findings of fact and
and physical condition. For at least 5 years prior to conclusions of law, it is ordered, adjudged and decreed
the veteran's death the claimant was totally incapable that tho claimant be granted pension in accordance
of earning a living due to his mental and physical with tho rate prescribed by section 541.
incapacity as he was totally dependent on his wife for
his every need as had previously been pointed out on
other occasions in statements by the doctor and other
depositions.
Anotherfieldinvestigation was conducted on Septem-
ber 13, 1960, by a different field investigator (making
throe different field investigators that had investigated
this case and interviewed tho same witnesses), and in
the comments by this field investigator he stated that
he contacted Dr. C. B. Jones and it was apparent by
these commonts that Dr. Jones had been contacted so
many times that he was tired of making statements,
but did say that the veteran took care oftho claimant
and ran his store for him from at least as far back as
1940 and that tho claimant sat on an old box in the
store while the veteran did the work. Further, it was
felt by tho field investigator that the persons giving
depositions were truthful and cooperative.
Another statement by Helen E. Beville, in which she
stated that she started working for tho veteran in
September or October of 1952 and that she stopped
working for him early in 1954. Tho claimant didn't do
much of anything but sit behind tho cash register; he
was not able to stand on his feet very much and "a
little colored boy and I had to do all the work. We
had to keep the stock up, keep the placo cleaned up,
wait on the customers, and everything else. The
claimant had a place behind tho cash register with a
chair where ho sat. Ho would open the store in the
mornings and many times would leave and was in bed
on occasions and didn't even come to the store; that
he took care of the books and handled the checks."
She did most of tho buying and had to check and sign
for the meat and groceries that came in and that about
all he did was take care of the books.
CONTENTION OP ACCREDITED REPRESENTATIVE
ISSUE
o
Whether widower was incapable of self-maintenance
and permanently incapable of self-support due to
physical or mental disability at the time of veteran's
death.
MILITARY MEDICAL RECORD w
Not pertinent. 50
STATEMENT OP C A S E FOR APPELLATE R E V I E W VETERANS' ADMINISTRATION, This is a proceeding instituted pursuant to VAR
BOARD OF VETERANS' APPEALS, 1105(D) to sever service connection for thrombophle-
ISSUE May 8, 1961. bitis of the veteran's left leg. The issues for decision
Appellant represented by the American Legion. are: (1) Whether the regional office uBdi the proper
1. Restoration of service connection for thrombo- regulation for these proceedings; (2) whether the evi-
phlebitis, left leg. dence establishes that service connection for tho vot-
THE ISSUE J
cran's preservice thrombophlebitis, on tho basis of ag-
MILITARY MEDICAL RECORDS gravation, is clearly and unmistakably erroneous.
The appeal was timely filed, and is properly before
July 6, 1942: Induction examination shows varicose the Board, from the rating action of the office at St.
veins, lower abdomen and scar, appendectomy. Petersburg, Flu., which severed service connection for
March 19, 1943: Admitted to station hospital follow- thrombophlebitis of the left leg and continued the
ing examination for oversea service, with a diagnosis denial of service connection for varicose veins of the
of thrombophlebitis, chronic, femoral vein, left, with abdomen. It is contended that the disability of the
partial obstruction and varicosities, abdominal veins, left leg and the varicosities were aggravated during
lower, severe. service.
April 27, 1943: Veteran given CDD from Army by THE EVIDENCE
reason of thrombophlebitis, chronic, left and varicosi-
ties, lower abdominal veins, severe, on basis of history (The veteran) served from July 1942 to April 1943.
given by veteran that ho had developed a thrombo- An appendectomy scar and varicose veins of the lower
phlebitis following appendectomy. Service department abdomen were noted at induction. He was hospitalized
held that the conditions existed prior to service and not in March 1943 for observation as a result of an examina-
aggravated by such service, tion for oversea duty. I t was reported for clinical
purposes that a few days following an appendectomy,
6 years prior to service, the veteran developed pain in
VETERANS' ADMINISTRATION MEDICAL RECORDS
the left leg which was associated with chills and caused
April 24, 1945: Initial examination by the Veterans' him to remain in bed for 1 month; .when he became
Administration for compensation: History given of ambulatory the left leg became swollen and then some-
having developed phlebitis after appendectomy. Veins time later he noticed marked enlargement of the veins
in abdominal wall became much larger after induction of the lower abdomen; his civilian physicians had
into service, veteran stated he had had no treatment advised him to avoid all possible trauma to the abdom-
since discharge. Examination revealed mild residuals inal area; he had had no symptoms in service and had
thrombophlebitis of left leg and moderately varicosed carried out all his assignments except commando
veins, abdomen, nonsymptomatic, training, which he avoided through fear of trauma.
October 2 1 , 1940: Veteran reexamined in connection On examination there was slight pitting edema of the
with his claim. He complained of swelling in left leg, left leg, without varicosities, and largo varicosities of
after standing or walking for 1 to 2 hours. Examina- the lower abdomen. Because of possibility of injurj-
tion of the left lower extremity showed diffuse enlarge- to the exposed area, ho was discharged on a certificate
ment, mild due to hyperplasia of subcutaneous tissues of disability on account of thrombophlebitis with some
secondary to chronic thrombophlebitis, sequel of ap- obliteration of the left femoral vein, held by the Bervice
pendectomy. There was some tenderness to pressure department to have existed prior to service and not to
over medial aspect of the left thigh, along the course of have been aggravated therebj\
great saphenous vein. No cyanosis, discoloration, A claim for compensation was submitted in February
ulceration, or induration. He was also shown to have 1945 and reference was mado to phlebitis and varicose
varicose veins of the abdomen, with evidence of collat- veins prior to service, When examined in April 1945,
eral circulation as the result of obstruction of the left the veteran stated ho had phlebitis, from which he
femoral vein. never completely recovered, prior to service. On ex-
ADJUDICATION ACTION amination the left leg was slightly enlarged and mild
residuals of thrombophlebitis of the left leg was diag-
February 16, 1945: Compensation claim received for nosed. The varicose veins of the abdomen were
aggravation of varicose veins of abdomen. Also sub- described as being nonsymptomatic and moderate in
STATEMENT OF FACTS PREPARED BY THE REGIONAL OFFICE AND DECISION. CONTAINING FINDINGS OF FACT AND CONCLUSIONS OP FINDINGS OF FACT AND CONCLUSIONS OF LAW PREPARED BV LAW
TRANSMITTED TO THE BOABD OF VETERANS' APPEALS LAW. OF THE BOARD OF VETERANS' APPEALS STUDENTS FROM THE STATEMENT OF FACTS WHICH APPEARS
IN THE FIRST COLUMN
mitted with veteran's claim was a letter from his size. Another postservice examination report is of
personal physician who stated that the veteran had had record.
an appendectomy performed prior to service which was George Seiken, M.D., performed an appendectomy
complicated by phlebitis of the lower extremity (service prior to service, which was complicated by phlebitis of
medical records already in file having been received a lower extremity and incapacity for a period of time.
May 31,1943). Service connection, by aggravation, was granted for
March 9, 1945: Outpatient examination ordered. thrombophlebitis of the left leg, but on later review
April 27, 1945: Report of examination received. such action was held to bo clearly and unmistakably in
May 3, 1945: Service connection by way of aggrava- error and service connection was discontinued. Service
tion granted for thrombophlebitis left leg considered 10 connection has been denied for varicose veins of the
percent disabling from date of claim. abdomen.
November 8, 1946: Claim reconsidered on basis of LAWS AND REGULATIONS
VA examination of October 21, 1946, and decision of
May 3, 1945, confirmed and continued. Service connection is warranted for disability in-
September 28, 1959: Claim reconsidered under DA curred or aggravated in line of duty during active
letter, December 14, 1954, reviewed. Service depart- service- (38 U.S.C. sec. 310).
ment requested to submit all available treatment Volume 38, Code of Federal Regulations, section
records. 3.105 provides that service connection, once granted,
October 28, 1959: Duplicate service medical records may not be severed except on a basis of clear and un-
received. mistakable error.
November 20, 1959: Claim reconsidered under DA
letter review and proposal to sever service connection DISCUSSION AND EVALUATION
for thrombophlebitis, left leg, under VAR 1105(D)
prepared on the basis that the condition existed for a Varicose veins of the abdomen were noted ftt induc-
number of years prior to service and was diagnosed by tion and no symptoms thereof were reported during
his personal physician as having been a part of and a service other than a description as to their size. The
residual of an appendectomy perlormed before military notation at induction, the recorded clinical data during
service. and after service, tho statement of Dr. Seiken and other
July 5 ; 1960: Letter from Director, Compensation evidence of record clearly and unmistakably establish
and Pension Service, concurring in the proposal to sever the existence of thrombophlebitis of the left leg prior
service connection for thrombophlebitis, left leg. to service. Other than slight swelling of tho leg no
July 11, 1960: Letter to veteran advising him of the symptom was reported during service. The disability
proposal to sever service connection for thrombo- did not interfere with the veteran's performance of
phlebitis, left leg, affording him the opportunity of military duties and was discovered on routine examina-
submitting evidence in rebuttal to this proposal. tion for oversea shipment. I t is also noted the veteran
August 22, 1960: Veteran filed an appeal in rebuttal was discharged from service because of possible trauma
to letter of July 11, 1960 stating that he would submit to the abdominal area which would have aggravated
additional evidence to support his claim that the the preexisting disability.
thrombophlebitis of the left leg was aggravated by his
military service. FINDINGS OF FACT FINDINGS OF FACT
September 28, 1960: Action taken under VAR
1105(A) to sever service connection for thrombo- (1) Thrombophlebitis of the left leg clearly and un- After consideration of all tho evidence of record, -I
phlebitis, left leg, inasmuch as the veteran did not mistakably existed prior to service. hereby make the following findings of fact;
submit any additional evidence to substantiate his (2) There clearly and unmistakably was no increase The veteran was inducted for military service on
appeal. in severity or aggravation of the thrombophlebitis July 6,1942. I t was noted in his induction examination
September 30, 1960: Veteran notified of the action during service. on the last-men tioned date that the veteran had varicose
severing service connection and advising him that his (3) Severance of service connection, by aggravation, veins on the lower part of his abdomen and t h a t he had
appeal would be certified to the Board of Veterans for thrombophlebitis was not based on a difference of a scar from an appendectomy. The veteran was not
Appeals after a 30-day period unless he notified the opinion. examined again until he was assigned for oversea duty.
Veterans' Administration to the contrary. (4) Abdominal varicosities existed prior to service. Following this examination, he was sent to a hospital,
(5) There was no increase of severity or aggravation where on March 19, 1943, an examination revealed that
January 4, 1961: VA form 1-646 received from veter- he was suffering from chronic thrombophlebitis in bis
an's service representative who set forth his contention of the abdominal varicosities during service.
STATEMENT OF PACTS PREPARED BY THE REGIONAL OFFICE AND FINDINGS OF FACT AND CONCLUSIONS OF LAW PREPARED BY LAW
TRANSMITTED TO THE DOABD OF VETERANS' APPEALS STUDENTS PROM THE STATEMENT OP PACTS WHICH APPEARS
IN THE FIRST COLUMN
as to why service connection should be restored on the left leg, with partial obstruction, and from sovero vari-
basis t h a t the thrombophlebitis was not shown on cosities of the lower abdominal veins. Because of this
entrance into service, ana in his opinion the condition condition, the veteran was discharged from military
was aggravated by service. He further contends that service on April 27, 1943. During the discharge pro-
the action taken to sever service connection was in ceedings the veteran stated that no had developed a
error since service connection was granted by way of thrombophlebitis condition following an appendectomy
aggravation which was the opinion of a prior rating prior to service On the basis of this ovidenco, a mili-
board and therefore the case should have been submitted tary service department concluded that the thrombo-
to central office under VAR 1105(B) rather than phlebitis condition and varicosities had existed prior to
VAR 1105(D). service, and therefore, weio not aggravated by military
service.
DECISION OF REGIONAL OFFICE AFTER REVIEW OF APPEAL After his discharge tho veteran filed a claim with the
AND EVIDENCE Veterans' Administration for servico connection of his
condition on the grounds of aggravation during military
1. The evidence or record docs not susbstantiate service. The veteran submitted with his claim a
the veteran's claim that service connection by way of statement of his private physician, in which it was said
aggravation of thrombophlebitis, left leg should be that the voteron had had an appendectomy prior to
restored. service, and that' tho operation was complicated by
phlebitis of tho lower extremity. On April 24, 1945,
COMMENT ON STATEMENT FOR APPELLATE R E V I E W an examination by tho Veterans' Administration re-
vealed thrombophlebitis of tho left leg and varicosed
ISSUE
veins in his abdomen. On the last-mentioned date the
1. No comment. veteran stated that the veins in his abdominal wall had
become much larger after his induction. On the basis
MILITARY MEDICAL RECORDS
of this evidence, tho regional ofiico granted service con-
1. No comment. nection for thrombophlebitis on the basis of aggrava-
tion of that condition during military servico; tho
VETERANS' ADMINISTRATION MEDICAL RECORDS the disability rating given was 10 percent.
The veteran was examined again on October 21,
1. No comment. 1946, at a Veterans' Administration hospitul. Ho com-
plained of swelling in his left leg after standing or walk-
ADJUDICATION ACTION ing for 1 to 2 hours. Enlargement duo to hyperplasia
in the subcutaneous tissues in his left leg were found as
1. No comment. See attached copy of VA Form a result of tho tlirombophlebitis. Otherwise, the find-
1-646. ings in this examination were tho same as previously
DECISION OF REGIONAL OFFICE noted on April 24, 1945.
1. No comment. Tho regional office in November 1959 proposed sev-
erance of servico connection for the veteran's condition,
STATEMENT OF ACCREDITED REPRESENTATIVE IN
pursuant to VAR 1105(D). I t wos determined in the
APPEALED C A S E
proposal that the thrombophlebitis condition existed
prior to service and had been diagnosed by tho veteran's
QUESTION AT ISSUE physician as having been a part of and a residual of an
appendectomy performed prior to servico. The central
Restoration of service connection for varicosities of office concurred in this proposal and tho veteran was
the abdomen and lower legs. informed of tho proposed action. When tho veteran
I t is noted that service connection for this veteran submitted no additional ovidenco to show aggravation,
was severed on the basis of the Board's belief that the tho regional office, pursuant to VAR 1105(A), soverod
condition preexisted service and that no increase in servico connection lor the veteran's thrombophlebitis
severity was shown in service. on September 30, 1960.
Upon reviewing the file and upon reviewing the in- On January 4, 1961, the veteran brought this appeal
duction examination, it is noted that the veteran was from tho decision of tho regional office.
STATEMENT OF PACTS PREPARED BY THE REGIONAL OFFICE AND FINDINGS OP FACT AND CONCLUSIONS OF LAW PREPARED BY LAW
TRANSMITTED TO THE BOARD OF VETERANS' APPEALS STUDENTS FROM THE STATEMENT OF FACTS WHICH APPEARS
IN THE FIRST COLUMN
Cases Decisions
Cases disposed
received of by Decisions
Fiscal year by Board Board of rendered With-
of Veterans Veterans Allowed Percent Denied Remanded drawn
Appeals Appeals No. allowed and dis-
missed
Cases
Claims involved
Total Allowed Denied Remanded
Disability compensation:
12,165 1,166 10,022 977
11,703 1,724 8,883 1,096
Total 23,868 2,890 18,905 2,073
4,495 354 3,666 475
Disability compensation and pension:
798 121 595 82
62
11
1,547 127 1,277 143
Dependency and indemnity compensation 1,254 116 1,035 103
Death compensation and pension:
11
1
Total 32,047 3,608 25,478 2,876
Opinions Dissents
322 60
03 ]
367 49
191 20
156 9
452 53
157 4
222 11
155 1
328 9
84 8
A breakdown of t h e 94 insurance cases closed during the fiscal year 1961 discloses
t h a t t h e y were disposed of in t h e following manner: c
Total 94
The time within which an answer should be lodged is 28 days, and if an answer
is made, the Minister is not restricted to a further period of 28 days in which to
reply, but does so "as soon as may be" thereafter. There is no necessity that the
statement should be agreed between the parites, and the Minister may decline
to comment on the appellant's answer.
Finally, an appeal to the High Court, being permissible only on a point of law,
can apply only to an entitlement issue, not to an assessment or amount of per-
centage of disability issue, and provision is made for the chairman to set forth
the question of law for the decision of the judge. The case stated, therefore,
rather than the statement of case, becomes the basis of the hearing in the High
Court, although the latter would, of course, be available to the nominated judge.
The point here, of course, is that the judge's function is to rule whether an error
in law has been shown, and if so, what its effect might be on the tribunal's decision,
rather than to usurp the functions of the tribunal and rehear the case de novo.
ENTITLEMENT
REPORT OF MINISTRY REPRESENTATIVE
(3) the normal incidence in Spr. Morris' age group, i.e. the early twenties,
was extremely small—about four per million according to Dr. Sladden on
page 54 of the evidence
(4) that Spr. Morris went to Christmas Island in August 1957. There had
been two explosions there in May and one in June 1957 at a distance of not
less than 400 miles. On 8th November, 1957, there was a further explosion
at a distance of not less than 25 miles, and this could have been seen from
the air at any place on the Island. This bomb was in the megaton range,
i.e. 1,000 times that of the Kiloton weapons used at Hiroshima and Nagasaki.
(5) Spr. Morris contracted the disease on Christmas Island.
He was one of only a few thousand personnel on the Island, whereas his chances
of getting leukaemia in ordinary circumstances was about one in 250,000. If the
matter stopped there, there would be at least a very strong suspicion of a connec-
tion between service on Christmas Island and the disease.
There were two main arguments put forward by the Ministry—
(a) that the time factor, some eight weeks, between the fourth explosion
on 8th November, 1957, and the onset of leukaemia, was too short to permit
of any causal relationship, and
(b) the alleged absence of fall-out.
As to (a) at least it must be clear that such an argument was quite inappropriate
to Mr. Morris' contention that the former explosions caused it. In any event, in-
vestigation of all the evidence showed, in his submission, that there was no real
weight in the contention that seven or eight weeks was too short a time.
Paragraph 12 of the Medical Services Opinion on page 20 stated that expert
knowledge as to atomic radiation was based largely on the bombs dropped at
Hiroshima and Nagasaki, and Dr. " C " at the Inquest on Spr. Morris [page 17]
had repeated that the only evidence was the Japanese cases. Again, Dr. Levitt
at paragraph 3 on page 27 said "The evidence has come almost entirely from two
sources, first from the after-history of the survivors of the bomb explosions at
Hiroshima and Nagasaki and second from an investigation into the leukaemo-
genic effect of radiations when used in the treatment of ankylosing spondilitis."
Further confirmation of this would be found in the first Report of the Medical
Research Council, 1956 at paragraph 28 on page 9. The Ministry say that this
sort of leukaemia does not appear within two months of an explosion. But how
reliable were the Japanese statistics? To accept them presupposed that every
case in Japan was observed and diagnosed with such rapidity as to enable a date
to be given as to its onset. Mr. Ripman submitted that such a presupposition
was quite unjustified. Dr. Levitt, on page 27, had said * * * "Of the 52 cases
of acute leukaemia, however, 25 were myelogenous, 14 were lymphatic and six
unclassified. The relatively high incidence of acute lymphatic leukaemia seems
to have been overlooked by Medical Services, and is of especial interest as it is
known that lymphatic leukaemia is a rare disease in Japan independently of
atomic radiation exposure * * *. However, the Hiroshima survey cannot be
taken as a guide to the shortest latent period in acute leukaemia for the chaos that
prevailed in the early months of the explosion made it highly unlikely that the
condition would have been distinguished from blood failure and death from the
direct effect of the explosion * * *. Indeed, Court-Brown and Doll say, 'the
rates (of leukaemia) in the first two years may be underestimated since medical
organisation was incomplete in this period' ". Moreover, paragraph 21 of Medi-
cal Services Opinion, on page 22, agreed that "making a firm diagnosis in the
early stages of leukaemia is often extremely difficult." The Japanese statistics
were based on the work of the American Atomic Bomb Casualty Commission, to
which reference was made at paragraph 33, page 10 of the M.R.C. 1st Report of
1956. Mr. Ripman quoted from paragraph 56, page 14 of this M.R.C. Report,
and said that the information regarding one case of leukaemia in January 1947,
some 14 months after the explosion of August, 1945 confirmed the details given
by Col. Taylor on page 28 of the Statement of Case. Mr. Ripman also referred to
paragraph 59 of the M.R.C. 1956 Report as supporting his submission that data
relating to the Japanese explosions only started in January 1947 and questioned
how many Japanese had contracted leukaemia and died before the American
Commission came on the scene at all. It must be remembered that the Hiro-
shima and Nagasaki bombs were Kiloton weapons but the one at Christmas
Island was 1,000 times greater, and the results from it must be treated with great
caution.
Although it was right to mention that Dr. Levitt had subsequently withdrawn
his support of the claimant's case [for reasons which Counsel could not accept and
which he would deal with later] what Dr. Levitt had said in his report of 27th
JUDICIAL REVIEW OF VETERANS' CLAIMS 1807
April, 1959 was no less reliable, scientifically. On page 27 he had said "The
second objection, namely that there were no symptoms of radiation exposure
after the explosion, is readily met. In the atomic bomb casualty survey re-
ported by William C. Moloney and Marvin A. Kastenbaum * * * approximately
one-third of all the cases of leukaemia discovered (17 out of 50) had no radiation
complaints immediately after the explosion even though ten of the patients with
no radiation complaints were as close to the hypocentre as 1,500 metres."
Spr. Morris had died from lymphoblastic leukaemia, the most acute and rapid
type, in which signs and symptoms moved with extreme rapidity.
Mr. Ripman cited paragraphs 6, 7, 8, 10, 11 and 12 of the M.R.C. Second
Report of 1960 also paragraphs 40, 41 and 42, and observed that knowledge of
the effects of radiation was still advancing at a tremendous pace, although there
were still many gaps. He then turned to the evidence given at the Inquest on
Spr. Morris, and said there appeared to be some rather alarming discrepancies in
the views expressed by Br. " C " and Lt. Col. " D " and it was odd that Medical
Services had apparently had to rely on this sort of anonymous evidence. Dr. "C"
had said "the incidence of leukaemia is increasing and this does bear relationship
to radio-active fall-out". Col. " D " said he knew of no case of acute lympho-
blastic leukaemia having ever been recorded on the literature as being attributable
to radiation effects, and, later, that he thought there was no connection between
radio-activity and lymphatic leukaemia. This must surely show either that
Col. " D " was not very familiar with the up-to-date publications, or he had com-
pletely misunderstood them. However, Prof. Windeyer agreed it was a possibil-
ity, and indeed, Mr. Carter, the Ministry's Representative today, had assured
him that the Ministry did not contend otherwise. Col. " D " had also said that
Morris' was "the wrong kind" of leukaemia. In other words, that if there were
any relationship to fall-out, he would have expected Morris to have developed a
myeloid leukaemia. But this was like saying that a man who developed pneu-
monia after exposure on a hill-top couldn't say it was due to that exposure, simply
because a doctor had thought it would be more likely for him to have merely
caught a cold. Paragraph 12 of Medical Services Opinion on page 20 admitted
that rays emitted by radio-active material may penetrate the body and leave in
their tracks a breaking down and disintegration of body cells which give rise to
overt radiation damage, and further that both bone and lyrirphatic tissue are
readily destroyed. Mr. Ripman repeated that there was no justification for
claiming that an acute lymphatic leukaemia could not arise within two months
of, and be due to, a nuclear explosion such as that of 8th November, 1957, and
that the time factor had no relevance to the earlier explosions in May and June,
1957.
As to (b) the alleged absence of fall-out on Christmas Island. Undoubtedly
there was evidence to that effect, but how reliable was it? The War Office meas-
urements had been directed to detection of gamma rays, but Col. Taylor would
say that those were by no means the only ones—we were concerned with beta rays
too. He referred to the War Office letter of 16th July, 1959, paragraph 2 on page
30, and claimed that air sampling and sticky paper testing would not disclose
the presence of beta rays. Again, the War Office letter of 10th September, 1959,
paragraph 4 on page 35 dealt only with neutron and gamma radiation, yet the
First M.R.C. Report of 1956, paragraph 19, page 5, stated that beta particles
* * * were valuable therapeutically to destroy tissue. In Dr. Levitt's opinion,
on page 24, he said "The second, so-called tropospheric fall-out, proceeds over a
matter of a few weeks following the explosion. It consists of relatively fine ma-
terial, suspended in the lower layers of the atmosphere and it is deposited largely
as a result of rain, falling out fairly widely in the area of the test site * * *.
Turning now to the question of possible exposure from fall-out the position is
quite different * * * this hazard is much less manageable and much less pre-
dictable. We have only to recall the accidental exposure of 28 American service-
men and 239 Marshallese to the fall-out from the March 1st 1954 explosion, in
spite of all precautions. 90% of these men developed skin burns and epilation
* * *. Another freak fall-out from the same explosion involved the fishermen
in a small Japanese boat, the Fukuru Maru who were no less than 90 miles
from the explosion centre. Every man on the boat sustained injury from
exposure to fall-out and at least one has died. Not only were the fish and the
boat itself found to be heavily contaminated with radioactive dust on its return
to harbour, but for weeks afterwards large quantities of fish caught in the neigh-
bourhood had to be destroyed. Were it not for the accident to the fishermen this
fish would have been eaten without investigation since the radioactivity can only
be determined by physical investigation * * *."
1808 JUDICIAL REVIEW OF VETERANS' CLAIMS
Dr. Antoinette Pirie has said, on page 56 of the evidence, "It seems to me,
therefore, impossible to be completely satisfied that the nuclear explosions on
Christmas Island, whether before or after the arrival there of the deceased are
casually unrelated to his death. The factor that weighs most with me in coming
to this decision is the habit of radioactive fission products to be unevenly dis-
tributed in the environment and to become concentrated in particular organs of
particular animal and plant species." Mr. Ripman asked the Tribunal to pay
particular attention to the phrase he had stressed, or a reason which he would
make clear later on.
On page 51 there appeared a report by the Senior Scientific Liaison Officer of
the New Zealand Scientific Office in London, showing a spectacular build up of
Strontium 90 radio-activity in New Zealand soil over recent years. Strontium 90
was described as the most dangerous of all highly radio-active fission products and
arrived in the soil from the fall-out of nuclear explosions in the atmosphere * * *.
It remained radio-active for years and could cause bone tumour, leukaemia and
other cancers. New Zealand was some 2,500 miles away from Christmas Island,
yet Strontium 90 had trebled there. Fall-out came down in rain, and on Christ-
mas Island there had been heavy rainfall, plus the land crabs. Spr. Morris'
commanding officer had reported, on page 16, * * * "we had a lot of rain and at
times the tents were waterlogged. The men had camp beds which they put on
wooden boxes mainly to stop land crabs getting in at night. The beds were well
above the water level."
It was true that Dr. Levitt had withdrawn his support for the claim, because
he appeared to have accepted the War Office evidence of no fall-out, which Mr.
Ripman and Col. Taylor, on behalf of the appellant, did not, but even Dr. Levitt
said no more than that "it is unlikely that deceased was exposed to either immedi-
ate exposure or fall-out to an extent which might lead to the development of
leukaemia". Unlikely, could mean no more than that it was more probable
there was no connection, than that there was. In this case the balance of proba-
bility had to be such that it left no room for a reasonable doubt.
Examination of Spr. Morris' femur showed 0.15 Strontium 90 units—but no
blood tests had been carried out, and in Mr. Ripman's submission a test on one
femur was unreliable as it would not show the constant level throughout the body.
Col. Taylor had drawn attention to this at page 29 where he said "no evidence of
Strontium 90 in other parts of the body where it may have been higher" and "What
were Strontium 90 levels in other bones of Morris?" and he would remind the
Tribunal of Dr. Pirie's point that radioactive fission products tend to be unevenly
distributed and to become concentrated in particular organs of particular animal
* * * species.
The Ministry seemed to think that only Strontium 90 need be considered.
But Caesium 137, C. 14 (carbon), St. 89, Iodine 131 and Barillium 7 were all
radioactive products which were potentially dangerous and must be seriously
considered. Caesium 137 was not mentioned in the First M.R.C. Report of 1956
but it figures prominently on page 35 of the Second Report of 1960, and that em-
phasized the extent to which knowledge on the subject of radiation hazards was
advancing.
Dr. Levitt, on page 26, said "It must be explained that the significance of 90
strontium in this particular case is not its presence in bone, although great promi-
nence is given to 90 strontium as a long term and long range hazard to the gen-
eral world population, the real significance of strontium in the deceased's body
was not the probability or even the possibility that it led to his leukaemia, but
as an index to the much higher exposure which he must have sustained to a host of
other radioactive elements of short life and only local significance, which are released
on the spot." Yet, said Mr. Ripman, all we know is that nothing is known, apart
from the presence of Strontium 90 in the deceased's body.
As regards Prof. Windeyer's report on page 45, that gentleman started with
the assumption that the War Office evidence of no fall-out was conclusive. But
that was the very essence of the case. It really didn't need a doctor to give
such an opinion if the measurements were accepted—a competent lawyer or even
a layman could do as well. The Opinions of Medical Services were basically
submissions founded on the evidence as a whole. They did not add any weight
at all to the evidence. It was really extraordinary that paragraph 17 of the
Opinion on page 21 merely repeated what the pathologist at the Inquest had said
as regards 0.15 Strontium 90 units being a normal constituent of bone. When
this had been challenged by Dr. Levitt, the Ministry had had to refer the point
to Prof. Windeyer for an explanation.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1809
So far as the medical evidence was concerned, Dr. Levitt's original report still
held good as to its scientific content and was supported by those of Col. Taylor,
Dr. Sladden and Dr. Pirie. Against it, was the opinion of Prof. Windeyer and
the Medical Services, based on an assumption which he had tried to show was
completely unjustifiable. The Ministry had to discharge the burden of proof
beyond all reasonable doubt, and if he were asked whether they had done so,
there could only be one answer—they had not.
Col. Geoffrey Fawcelt Taylor gave his qualifications, adding that he was retired
from the Indian Army Medical Corps and was formerly consultant physician to
14th Army. He had also been consultant physician to King Edward College,
Lahore. He had been on pension tribunals in 1938, and was so serving in 1943
when the burden of proof was transferred from the claimants to the Ministry.
He had become interested in leukaemia and radiation after a colleague, who was
a radiologist, had developed acute leukaemia and died within three weeks. He
had been asked to write a thesis on the subject, but had decided there was not
enough evidence to warrant his doing so.
Lympho-blastic leukaemia was the most primitive leucocyte and ran a very
short course. Its appearance was also probably shorter, but this had never been
proved. I t was quite clear to him that beta rays had never been tested for on
Christmas Island. Air samples and sticky papers indicating tests for gamma
rays only. To test for beta rays was a much more complicated affair re-
quiring great technical skill. Beta radiation from Iodine 131 and Strontium
89 was the important thing and was now the object of routine testing follow-
ing the recent series of Russian experiments. There were appreciable risks from
beta rays such as caesium and C. 14. Iodine 131 and Strontium 89 and 90 were
the most highly concentrated, and Strontium 89 might be up to 48 times that of
Strontium 90. These products figured much more in the 1960 M.R.C. Report.
He produced a map of the world showing the Pacific, South America and North
Russia to be the areas of greatest concentration of Strontium 90, and the Pacific—
which included Christmas Island—to be the highest of them all. An explosion
within hundreds of miles of Christmas Island must have produced radioactivity
which would fall to earth in the rain. In his opinion this was not examined or re-
ported upon by the authorities on Christmas Island, and it could easily have
affected Spr. Morris' supplies of drinking water. I t was impossible to accept the
War Office evidence as true. In a recent B.B.C. "Panorama" programme, it was
stated that the concentration of Strontium 90 in Lapland was 100 times that of
the United Kingdom. He confirmed that in man there was no known cause of
leukaemia other than radioactivity. In his view Spr. Morris must have run a
greater risk of leukaemia by his service on Christmas Island. He produced an
extract from the British Medical Journal of 22nd July, 1961, page 211, showing
eight cases of leukaemia following treatment with radioactive iodine. There was
no known threshold below which radioactivity could be said to be safe, and it fol-
lowed that repeated small doses might have a cumulative effect. He referred to
Lord Adrian's Committee which had reported 20 cases occurring as a result of
mass radiography. On Christmas Island it was likely that Strontium 89 and
Iodine 131 would be more dangerous than Strontium 90. The quantity of
Strontium 90 in Spr. Morris' bone was therefore meaningless. He agreed that
most young men of 21 would have a level of 0.15 Strontium 90 units in their
bone now.
Ministry Representative questioned Col. Taylor as follows:
Q. 1. To take your last remark first, would you agree that 0.15 Strontium 90
units in bone is not only a normal constituent now, but was also normal in a man
of 20 at the time of the Inquest on Spr. Morris in August, 1958?
A. 1. Yes, but as I have already said, I don't regard that as being really rele-
vant to this appeal.
Q. 2. Would you agree that in ordinary civil practice, where there had been
no suggestion whatever of radioactivity, signs and symptoms in a case of acute
lymphatic leukaemia would arise and progress at the same rapid rate as in the
case of Spr. Morris?
A. 2. Yes, it would be impossible to distinguish one type of case from the
other.
Q. 3. Do you agree that the references made by Lt. Col. " D " at the Inquest
to cases of leukaemia setting in eight months after exposure to radiation, related
only to investigations among patients treated with X-rays for ankylosing
spondylitis?
A. 3. Yes.
1810 JUDICIAL REVIEW OF VETERANS' CLAIMS
Q. 4. As I understand your oral evidence today, you are suggesting that certain
radioactive isotopes, such as caesium, C.14, Strontium 89 and Iodine may have
been present on Christmas Island, undetected by the War Office measurements,
and may have contaminated Spr. Morris' drinking supplies thereby inducing
his leukaemia? If that were so, is it not strange that out of some 2,500 troops
on the Island, only one person was affected?
A. 4. No, such a proportion is about the same as revealed by the Japanese
investigations. In fact, however, there was another Naval Lieutenant who
served at Christmas Island and died of leukaemia, which doubles the proportion.
[M.R. then informed the Tribunal that a case was known to the Ministry of a
Naval officer who died of aplastic anaemia following treatment of an influenza-
type illness with sulphonamide drugs, but in that case there was no suggestion of
any connection with radiation and the circumstances were distinguishable from
Morris.
Col. Taylor insisted that treatment could only have followed the aplastic
anaemia, which was very similar to leukaemia, and did not detract from his point
that two serving personnel on Christmas Island had been involved.]
Q. 5. You have referred to the inhabitants of Lapland as having a concentration
of Strontium 90 100 times higher than that of the United Kingdom. Is there any
evidence of an increase in the incidence of leukaemia there, or anywhere alse in
these areas of increased Strontium 90 deposits?
A. 5. Owing to the long half life of Strontium 90 it is too early to say.
At this point the hearing was adjourned for the luncheon interval from 1 to
2 p.m., and on resumption, M.R. called Dr. C. W. A. Emery, C.B.E., M.B.,
B.Ch and questioned him as follows:
Q. 1. Having read all the evidence, and listened to the oral evidence today,
in your opinion was Spr. Morris' leukaemia due to radiation from any of the
nuclear explosions on or near Christmas Island?
A. 1. No.
Q. 2. Has the fact that this was an acute leukaemia, manifesting full clinical
symptoms within two months of the explosion on 8th November, 1957, any
effect on your answer?
A. 2. No. In the first place the evidence is that there was no radiation on
or near Christmas Island. In the case of the bombs dropped at Hiroshima
and Nagasaki there was intensive radiation, yet the increase in incidence of
leukaemia is described in the M.R.C. Reports as a delayed effect, manifesting
itself some 18 months later. There was one case noted in the Atomic Bomb
Casualty Commission's records within a few months, yet the experts found it
difficult to attribute that to fall-out. The reason being, in my opinoin, that
the effect of radiation is to depress the blood forming elements and it requires
a period of some 18 months for the body to react to this depression, which it
does by creating a proliferation of the white blood cells, and this is leukaemia.
I am puzzled by the suggestion that because this was an acute leukaemia of
the type which runs a short course, that this fact, by itself is to be explained by
nearness to an explosion or is proof of irradiation. This type of leukaemia will
run exactly the same course no matter where you find it and in the known absence
of irradiation of any sort.
Q. 3. There has been reference made to leukaemia having followed X-ray
treatment for ankylosing spondylitis. Is there any medical reason for distin-
quishing this sort of leukaemia from that following H-bomb irradiation?
A. 3. Yes indeed. In ankylosing spondylitis one is applying intense radiation
to already diseased bone. The ligaments are calcified, and the disease occurs
usually in the older age groups.
Q. 4. It is known that Spr. Morris' bone contained 0.15 units of Strontium 90.
Is that any evidence of his recent exposure to a nuclear explosion?
A. 4. In my opinion, no. The chart on page 46 shows that such a concentra-
tion was normal in his age group at that time; it is typical of millions of people
who had not been within a thousand miles of such an explosion.
Q. 5. We accept that leukaemia can be induced by atomic or therapeutic
radiation; but in your opinion can it be induced by Strontium 90, caesium,
Strontium 89, Iodine or Carbon 14?
A. 5. If you will let me off Strontium 90 for the moment; there has been no
evidence to date of any cases of leukaemia following the accident off Bikini
Atoll in 1954 where there was a really heavy fall-out, so great that it could be
picked up by the hand. There is no evidence that Strontium 90 has caused
leukaemia in any man.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1811
Q. 3. Have there not been a number of cases in which leukaemia has been
caused by intensive radiation, and is it not invariably fatal?
A. 3. Yes—the treatment by X-rays of ankylosing spondylitis, but it is not
clear whether the cause was the gamma rays by themselves or in association
with the disease itself. Certainly there is no known cure for leukaemia.
Q. 4. Do you not agree that a number of cases have occurred due to fall-out?
A. 4. In the Japanese cases fall-out did not occur. I agree that any conclusions
based on the Japanese explosions, as to fall-out, are unreliable, we must take our
lessons from the 1954 Bikini fall-out.
Q. 5. But surely the Medical Services Opinions [see paragraph 12 on page 20]
say that much of our knowledge of this serious and fatal consequence of exposure
has been accumulated from the study of the United States Atomic Bomb Casualty
Commission which has studied the immediate and long-term effects of the explo-
sions over Hiroshima and Nagasaki? And does not paragraph 14 quote the
M.R.C. First Report of 1956 * * * "concentric distribution of the radiation was
not affected to the same degree as in Nagasaki by the irregular distribution of the
radioactive fall-out"? And do not Dr. Levitt, Col. Taylor and even Prof. Win-
deyer all treat fall-out as important and as having been responsible for some of
the Japanese deaths? Are you really saying there was no fall-out at Hiroshima
and Nagasaki?
A. 5. If I said there was no fall-out from the early Japanese explosions I
withdraw that. What I had in mind was that there was no fall-out of Strontium
90 then: it did not occur until after the very heavy fall-out following the Bikini
accident in 1954 and so far no case of leukaemia has been reported. There has
been no real fall-out from the recent Russian experiments as yet and it is not
expected until the Spring by which time Iodine 131 will be "dead".
Q. 6. Would you agree, Dr. Emery, that in 1957 the emphasis was on Strontium
90 rather than on caesium, Strontium 89, Iodine 131 and Carbon 14, and that
there is no evidence that tests for the latter group were carried out by the War
Office on Christmas Island?
A. 6. I must agree that I can see no direct evidence of that having been done.
Q. 7. Did you know about the eight cases of leukaemia following treatment
with Iodine 131 reported by the B.M.T.? (22/7/61).
A. 7. No, I had not heard of that until today.
Q. 8. No doubt you were surprised, but it is only in the last few years that
the dangers of these things have become known.
A. 8. I would not agree with the last part of your comment—the dangers of
Iodine 131 have been known for a considerable time. I should still like to repeat
that I know of no case in which leukaemia in man has resulted from Strontium 90,
or of anybody getting leukaemia as a result of fall-out. The average incubation
period is about 22 months, and the peak in Japan was reached some 10 years
after the A-bomb explosions. After that time, appearance of leukaemia would
still, in my view, be due to direct radiation and not to fall-out.
Q. 9. Would you agree that leukaemia is the primary thing to be feared from
fall-out?
A. 9. It may be something to be watched for but it is still true that no case'
has yet occurred following the 1954 accident. I am not saying Dr. Levitt, Dr.
Pirie and Dr. Sladden are all wrong in suggesting that leukaemia may result from
fall-out. I am saying that it has not yet occurred, and that Spr. Morris' leu-
kaemia, two months after the November 1957 explosion, was not due to fall-out.
Q. 10. Is it right to say that the whole of your views on this case are based on
the assumption that there was no fall-out on Christmas Island, and that if we are
right in saying that assumption is unjustifiable and that there was some fall-out,
your case falls to the ground
A. 10. I do not agree. I maintain, certainly, that there was no fall-out, but
even if there were, I would still assert that Spr. Morris' leukaemia arose too soon to
be causally connected with it; that it could not have been caused by Strontium 90,
and that I would need to be told a lot more about the degree of fall-out or radi-
ation which you think occurred.
Ministry Representative submitted:
The Tribunal will appreciate that I do not appear before them as an advocate
interested solely in obtaining a favourable decision for the Ministry, but rather
to present and explain the basis on which the Ministry rejected this claim, and to
assist the Court in any way possible to arrive at a correct decision on all the
evidence.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1813
With the Tribunal's permission I would like to begin by dealing briefly with
the law as it relates to cases of what I might call simple leukaemia. This was
laid down in the signpost judgment of Mr. Justice Denning, as he then was, in
the High Court case of KINKAID, Vol. I l l , page 1445 of the Selected Reports
on War Pensions. In that case the Judge said * * * "These cases of leukaemia
show a distressing likeness one to the other. A healthy man is suddenly struck
down with it for no apparent cause and he dies. Most laymen would be prepared
to assert that his dependants should have pensions, because a healthy man is
not likely to be struck down in this way unless it is due to [war] service. The
Minister, however, has rejected the claims, not for any want of sympathy, but
because he is bound by the Warrant to decide according to the certificate of his
medical men * * * Some of the claims have already come on appeal before the
Superior Courts. In considering them the Courts have insisted that the com-
pelling presumption in the claimant's favour should be given its full force and that
no claim should be rejected unless the Minister proves beyond reasonable doubt
that the disease is not due to [war] service * * *. I have stressed my anxiety
to find in the claimant's favour if it were possible to do so, because it is plainly
the intention of the Royal Warrant that the cases should be approached in that
way. Once, however, the evidence shows beyond reasonable doubt that the
disease was not attributable to or aggravated by [war] service there is no option
but to reject the claim. If I were to allow the appeal and award a pension in
this case, it would mean that I should be giving the sanction of this Court to the
principle—"Fit for service: fit for pension" * * *. If sympathy and generosity
were the guide, the principle would have been adopted long ago; but these cases
have to be decided according to the Royal Warrant * * *. So at last we reach
finality in these distressing cases of leukaemia. In order to put them in their
proper perspective, they must be regarded as cases of cancer. Leukaemia is
cancer of the blood. A series of cases have now shown that cancer, as a rule, is
not attributable to or aggravated by [war] service * * * the only cases in which
claims for a pension have been sustained for cancer is when the men were exposed
to radioactive substance, * * * or when there has been aggravation by delay
in diagnosis or treatment due to [war] service."
The Tribunal will observe that, although this judgment is dated 7th May, 1948,
the possibility of an exception to the principle that leukemia was unconnected
with service, was already recognized in the eventuality of exposure to a radio-
active substance.
In the present appeal concerning Spr. Morris, in my submission the only
feature distinguishing it from the principle laid down in Kinkaid's case is that
his leukemia came, on when he was serving on Christmas Island and in close time
relationship to a nuclear explosion.
It is conceded by the Ministry that leukemia can be induced by ionising
radiation. The issue, therefore, resolves itself into the single question—Was it
so brought about in this case by the effects of the nuclear explosion on 8th Novem-
ber, 1957, or by the residual effects of the three preceding explosions on 15th and
31st May and 16th June, 1957? ,
As to the first three, in May and June, 1957, the evidence is that they were all
more than 400 miles away from Christmas Island and that continuous routine
air sampling and fall-out detection apparatus was in use from April 1957 but
showed no fall-out in the area. Spr. Morris did not arrive on the Island until
25th August, 1957.
As to the explosion on 8th November, 1957, the evidence is that it occurred
more than 25 miles away from Spr. Morris; that the meteorological conditions
were such that no fall-out was expected to reach the Island, and measurements,
which are set out in detail in the evidence, showed that such was in fact the case.
It is also established that the neutron and gamma radiation 10 miles distant from
the explosion was appreciably less than that received in a few seconds from
natural causes in any part of the world.
Spr. Morris reported sick on 1st January, 1958, only eight weeks after the
explosion. Acute leukemia was immediately suspected and two weeks later he
was flown home for treatment in hospital which, unfortunately, proved ineffective.
There can thus be no ground for thinking that the course of the fatal disease was
adversely affected by delay in diagnosis or treatment due to service [the only
other grounds mentioned in Kinkaid's case as exceptions to the general rule].
Dr. Levitt, a well known authority on the subject of leukaemia and radiation
and on whose report Counsel for Mr. Morris has relied to a considerable extent
today, withdrew his support for the claim on 2nd May, 1960, after he had been
1814 JUDICIAL REVIEW OF VETERANS' CLAIMS
made aware of the facts disclosed by the War Office, saying "In the light of this
new information the position must be accepted that it is unlikely that deceased
was exposed to either immediate exposure or fall-out to an extent which might
lead to the development of leukaemia".
All the evidence, as it then existed, was put before Professor Sir Brian Windeyer
(a member of the Medical Research Council) on 18th December, 1959, and his
conclusion was "I am of opinion that Sapper Morris' death from acute lymphatic
leukaemia was not due to or accelerated by exposure to gamma or other forms of
radiation directly or indirectly resulting from nuclear explosion".
This Tribunal has had the advantage of hearing the medical views of Col.
Taylor and Dr. Emery, ranging over a wide field, from the significance of Stron-
tium 90 in the bones to land crabs on Christmas Island. It would be presump-
tuous on my part to attempt to assess the weight of this and the other documen-
tary medical evidence, but it is the essence of the Ministry's case that the evidence
of the War Office showing that there was no fall-out or contamination on Christ-
mas Island, has not been contraverted and that, having excluded this possibility,
there is no factor of Spr. Morris' service which could have affected his condition.
Both Dr. Sladden and Dr. Antoinette Pirie state that unassailable proof either
for or against the claim does not appear to be available, and that therefore there
is bound to be an element of doubt, so that a decision in favour of the claim would
be justifiable. The learned President will, I hope, permit me to remind the Court
of the test of reasonable doubt as laid down in the two leading pensions cases—
IRVING (a Scottish decision) in Vol. II at page 412 where the Lord Justice-Clerk
said * * * "The doubt must of course be a reasonable doubt, and not a strained
or fanciful acceptance of remote possibilities. Further, the mere fact that the
case is one of complexity or great difficulty is perfectly compatible with a decision
being reached without reasonable doubt" * * * and MILLER (an English
decision) in Vol. I at page 624 in which Mr. Justice Denning, as he then was,
said * * * "Proof beyond reasonable doubt does not mean proof beyond the
shadow of doubt. The law would fail to protect the community if it admitted
fanciful possibilities to deflect the course of justice. If the evidence is so strong
against a man as to leave only a remote possibility in his favour which can be
dismissed with the sentence 'of course it is possible but not in the least probable'
the case is proved beyond reasonable doubt".
Having carefully considered all the available evidence, the Minister remains
of the opinion that it is established beyond reasonable doubt that Spr. Morris
was not exposed either to radiation or fall-out from nuclear explosions during his
service on Christmas Island, and that his leukaemia was neither attributable to
nor aggravated by any factor of his service.
Mr. Peter Ripman, in his closing address, questioned to what extent a judgment
of 1948 could be relied upon now in a matter concerning leukaemia and radiation,
but observed that the leading medical opinion in KINKAID was given by Sir
Lionel Whitby who was himself a member of the Medical Research Council and
whose collective views he had quoted in support of the appellant today. He
stressed again that there had been no tests for caesium, Iodine, Strontium 89 or
C. 14 and that these were all potentially dangerous substances. There was no
suggestion of criticism in this, either of the War Office or anyone else; it was simply
a commentary on the speed with which knowledge on the subject was advancing
all the time. The so-called conclusive evidence of no fall-out was not to be relied
upon. The Ministry seemed to have concentrated on the explosion of November
1957 and the fact that Morris' leukaemia arose only two months later, but his
case did not stand or fall on that. There may have been dangerous fall-out of
Strontium 89 or the other substances from the earlier explosions in May and
June—if so, the time factor was clearly irrelevant, though he was still contending
that it was fundamentally unsound. Dr. Levitt only said it was "unlikely"
Morris was exposed to fall-out. This case had to be decided on a balance of
probabilities, and even if the burden of proof had rested on the appellant, he would
have discharged it and should get home by a margin.
The Chairman said the Tribunal would wish to consider all that had been said.
He thanked both sides for their assistance, and said the Tribunal's decision would
be given in writing in due course.
N. G. CARTER.
Ministry Representative.
12th December, 1961.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1815
• Christmas Island played any part in the causation or aggravation of the fatal
disease, nor was it seriously suggested that Mr. Morris had eaten land crab,
it certainly was not part of the service diet of the personnel on the Island. We
mention these matters because they form part of the evidence contained in the
Statement of Case, but we are satisfied that they have no revelance to the issues
we have to determine.
After his decease, Mr. Morris' right Femur was sent to the Radio Biological
Research Unit at Harwell, which reported that Strontium 90 analysis of the bone,
based on a single count, gave an upper limit of 0.15 s.u., and there is evidence,
which we accept, that a concentration of 0.15 s.u. would be in the range of normal
levels in the year 1957. We appreciate that radio-active strontium is not a nor-
mal constituent of bone, but are satisfied that the level mentioned was the normal
level that could be expected to be found in human bones in 1957, due, no doubt,
to the various radioactive explosions which have taken place. On the evidence
before us, we think it highly improbable that the level would have been any
different had Mr. Morris never been stationed on Christmas Island.
The nuclear explosions which took place in May and June, 1957, were at least
400 miles from Christmas Island, and on the evidence we do not consider that
there is any reasonable doubt that danger from radiation on that Island, as a
result of these explosions, was any greater than it would have been in the United
Kingdom.
Apart from the findings as a result of the analysis of the bone, referred to
above, it seems clear from the evidence that Strontium 90 from the nuclear
explosion on November 8th, 1957, would not have been a significant factor on
Christmas Island by January, 1958, and we are therefore satisfied that Strontium
90 arising from that explosion can be eliminated as a possible cause of the fatal
disease.
The Ministry submitted in evidence a letter from the War Office, dated 10th
September, 1959, in which it is definitely stated that "Air Sampling and fall-out
detection apparatus has been in continuous routine operation on Christmas
Island since April, 1957", and that "During this period no fall-out has been
recorded". The following passage also appears in the same communication:
"Instruments used to measure neutron and gamma radiation from nuclear
explosions demonstrated that even at only 10 miles from the November 1957
explosion the radiation dose was appreciably less than that which is received in
a few seconds from natural causes in any part of the world. Clearly, therefore, at
distances greater than 25 miles the question of radiation dose to an individual
does not arise. We trust this information will be of assistance to you."
Dr. Taylor said that he found it impossible to accept the War Office statement
that there was no fall-out following the 8th November nuclear explosion, that there
must have been, and that Strontium 89 and radio-active Iodine would have been
present as a result of fall-out. He maintained that these hazards must have been
present and that it was reasonable to think that they were responsible for Mr.
Morris' acute lymphocytic leukaemia.
We have considered all of the evidence with anxious care. We accept the
testimony of the War Office regarding the absence of fall-out and the degree of
radiation in respect to the November 8th nuclear explosion, and have reached
the conclusion that the Ministry have established, beyond all reasonable doubt,
that Mr. Morris was not exposed to either prompt radiation in the form of Gamma
Rays or Neutrons, or to radiation fall-out, as a result of his service on Christmas
Island, in excess of that which he would have received during the same period as
a civilian in the United Kingdom.
We accept Professor Windeyer's opinion that the fatal disease was not due to
or accelerated by exposure to gamma or other forms of radiation directly or in-
directly resulting from nuclear explosion, and although, in view of the conclusions
we have arrived at, the question whether or not lymphocytic leukaemia was
likely to have been induced within a period of two months, does not arise, we
accept Professor Windeyer's opinion that it is highly improbable that it would
be induced in that period.
In conclusion we wish to record our thanks to Mr. Ripman who put the Appel-
lant's case so ably and clearly, and to Mr. Carter, for their assistance at the
hearing of this Appeal.
For the reasons given, we regret that this Appeal must be disallowed.
STAFFORD FOSTER-SUTTON, Chairman.
29th December, 1961.
(Above case included by permission of the chairman of the Tribu-
nal, Sir Stafford Foster-Sutton, K.B.E., C.M.G., Q.C.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1817
80082 O—£2 7
1818 JUDICIAL REVIEW OF VETERANS' CLAIMS
and report to the Committees on Armed Services of the Senate and of the House
of Representatives and to the Secretary of Defense, the Secretaries of the military
departments, and the Secretary of the Treasury, the number and status of pending
cases and any recommendations relating to uniformity of policies as to sentences,
amendments to this chapter, and any other matters considered appropriate
(Aug. 10, 1956, ch. 1041, 70A Stat. 60.)
HISTORICAL AND REVISION NOTES
In subsection (a)(1), the word "is" is substituted for the words "Is hereby established". The words "all"
and "which shall be" are omitted as surplusage. The word "consists" is substituted for the words "shall
consist". The word "civil" is substituted for the word "civilian". The word "may" is substituted for the
word "shall" before the words "be appointed". The word "is" is substituted for the word "shall" before
the words "any person". The words "is entitled to" are substituted for the words "shall receive". The
word "is" is substituted for the words "shall be" in the fourth sentence. The word " m a y " is substituted
for the words "shall have power to * * * to". The word "does" is substituted for the word "shall" in the
next to the last sentence. In the last sentence, the words "is entitled * * * to" are substituted for the word
"shall". The word "outside" is substituted for the words "at a place other than his official station. The
official station of such judges for such purpose shall be". The words "also" and "actually" are omitted as
surplusage.
In subsection (a)(2), the words "February 28, 1951," are substituted for the words "the effective date of
this subdivision". The word "shall" in the first sentence, and the word "shall" before the word "expire''
in the second sentence, are omitted as surplusage. The word "before" is substituted for the words "prior
t o " . The word " m a y " is substituted for the word "shall" before the words "be appointed".
In subsection (a)(3), the word "for" is substituted for the words "upon the ground of".
In subsection (b), the words "the following cases" are omitted as surplusage.
In subsections (b) and (d), the word "sent" is substituted for the word "forwarded".
In subsection (c), the word "when" is inserted after the word "time". The words "a grant of" are omitted
as surplusage.
In subsection (d), the word "may" is substituted for the word "shall" in the first sentence.
In subsection (f), the words "Secretary concerned" are substituted for the words "Secretary of the De-
partment".
In subsection (g), the words "of the armed forces" are omitted as surplusage. The words "policies as to
sentences" are substituted for the words "sentence policies". The word "considered" is substituted for
the word "deemed". The words "Secretaries of the military departments, and the Secretary of the Treas-
ury" are substituted for the words "Secretaries of the Departments".
UNITED STATES COURT OF MILITARY APPEALS: RULES OF PRACTICE AND PROCEDURE
See Appendix to this title.
CROSS REFERENCES
Execution of sentence, see section 871 of this title.
New trial, petition for, see section 873 of this title.
Review in office of Judge Advocate General, see section 869 of this title.
The word "considers" is substituted for the word "deems". The word "may" is substituted for the
words " shall be empowered to". The word "respective" is inserted for clarity.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1819
CROSS REFERENCES
Review by board of review, see section 866 of this title.
§ 869. Art. 69. Review in t h e office of the J u d g e Advocate G e n e r a l .
E v e r y record of trial by general court-martial, in which there has been a finding
of guilty a n d a sentence, t h e appellate review of which is not otherwise provided
for by section 866 of this title (article 66), shall be examined in t h e office of t h e
J u d g e A d v o c a t e General. If any p a r t of t h e findings or sentence is found un-
s u p p o r t e d in law, or if t h e J u d g e Advocate General so directs, t h e record shall be
reviewed by a board of review in accordance with section 866 of this title (article
66), b u t in t h a t event t h e r e m a y be no further review by t h e C o u r t of Military
Appeals except u n d e r secton 867(b)(2) of this title.
[Excerpt from February 1953 Issue of the Vanderbilt Law Review, quoted with permission]
T H E C O U R T OF M I L I T A R Y A P P E A L S — I T S H I S T O R Y , ORGANIZATION AND
OPERATION
l
(By Daniel Walker a n d C. George Niebank 2)
When a civilian "supreme c o u r t " for t h e review of court-martial conviction^
was first proposed in Congress, it evoked immediate, vociferous a n d emotiona
reactions from those m o s t directly concerned with military criminal law. Vigor-
ous opposition came from t h e traditional militarist, who argued t h a t there was no
place for civilians in a military procedure, and t h a t creation of such a court would
place unnecessary emphasis on civilian influence. I t was said t h a t military
effectiveness would be unduly restricted and t h a t t h e nonmilitary mind would
n o t be able to appreciate fully t h e military problems often involved in court-
martial cases. Some of these officers also predicted t h a t such a court, organized
along traditional appellate lines, would not be able to cope with t h e t r e m e n d o u s
volume of cases t h a t would come before it.
On t h e other side were t h e a d h e r e n t s of t h e C o u r t proposal—composed princi-
pally of civilian lawyers a n d veterans, speaking t h r o u g h their national organiza-
tions, who had, from experience, acquired a distaste for Yhe court-martial system.
Congressmen representing this viewpoint hailed t h e C o u r t as t h e " m o s t vital
e l e m e n t " in t h e reformation a n d unification of military criminal law b r o u g h t
a b o u t b y t h e Uniform Code of Military Justice. I t was s t a t e d t h a t t h e legislation
creating t h e C o u r t embodied t h e " m o s t revolutionary changes which h a v e ever
been incorporated in our military law."
T h e C o u r t has now been in existence for something more t h a n a year. E n o u g h
t i m e has passed to enable t h e interested, nonprejudiced observer to form a pre-
liminary evaluation of this new addition to t h e judiciary. H e will probably con-
clude t h a t t h e actual result—as is usually the case—lies somewhere between t h e
pre-birth claims a n d a r g u m e n t s of t h e proponents and opponents.
T o others m u s t be left t h e task of examining for this symposium t h e principal
p r o d u c t of t h e Court—its written opinions. In this article we propose t o spell
o u t its development, organization a n d operation. T a k e n together with t h e infor-
m a t i o n concerning t h e Code and t h e C o u r t appearing elsewhere in this issue, it
m a y enable t h e reader to form a preliminary j u d g m e n t as to t h e desirability a n d
efficacy of civilian review of court-martial convictions.
HISTORICAL BACKGROUND
i Commissioner, United States Court of Military Appeals; member, Illinois Bar; formerly law clerk to
Chief Justice Fred M. Vinson. The editors of the Vanderbilt Law Review wish to acknowledge and
express their appreciation for the service Mr. Walker has rendered in the planning and execution of this
Symposium.
• Commissioner, United States Court of Military Appeals; member, New York Bar; formerly law clerk
to Mr. Justice Robert II. Jackson.
1820 JUDICIAL REVIEW OF VETERANS' CLAIMS
the military witnesses before Congress advocated that such a judicial council be
made the top reviewing authority under the Uniform Code. Others proposed
that the three Judge Advocates General sit together as the supreme reviewing
agency. Many proponents of the Court wanted it to be civilian and to have
jurisdiction—automatic—over all court martial convictions, with power to con-
sider both questions of law and fact. This latter proposal met considerable
opposition, both from those who wanted to limit the power of the Court and from
those who genuinely felt that such broad jurisdiction would so overburden it with
cases that it could not properly perform its primary function as a body to enun-
ciate carefully and soundly reasoned principles of military law, much less act in
any supervisory capacity over the operation of the new Code.
ORGANIZATION AND JURISDICTION
The final result was something of a compromise. The civilian court was
created, but its jurisdiction, as will be noted in detail later, was somewhat limited.
The law provides for three judges on the Court—each to be appointed by the
President from civilian life for terms of fifteen years—the first three to have stag-
gered terms of fifteen, ten and five years. There is no requirement of—nor any
prohibition against—prior military service by the appointees. The three judges
chosen by President Truman are Chief Judge Robert E. Quinn, Judge George
W. Latimer and Judge Paul W. Brosman. Chief Judge Quinn previously served
as Governor of Rhode Island, as a Judge of the Rhode Island Superior Court, and
has acted as a Navy legal officer during World War II. Judge Latimer came to
the Court from his position as a Justice of the Supreme Court of Utah. Prior to
that, he had served as a Colonel in the Field Artillery and General Staff Corps of
the National Guard and Army of the United States. Judge Brosman was formerly
Dean of the Tulane Law School and has a military background as an Air Force
Judge Advocate.
The jurisdiction of the Court is limited. An accused can petition for review
from a Board of Review decision if the sentence, as finally approved, extends
to a bad conduct discharge or confinement for one year or more. The Court has
discretion to grant these petitions on "good cause shown." The Judge Advocate
General of a service (and the General Counsel of the Treasury Department,
acting in peacetime for the Coast Guard) may certify to the Court any decision
of a Board of Review. Hearing is mandatory in these cases. Finally, cases with
sentences involving the death penalty or affecting a flag or general officer must
be reviewed. The Court's action is limited to questions of law, and, on factual
issues, to the usual standard of appellate review.
The Court is located in Washington, D.C., in the building formerly occupied
by the United States Court of Appeals for the District of Columbia Circuit.
It is placed, by statute, in the Department of Defense, but for administrative
purposes only; judicially, it is independent. Presently it is staffed by approxi-
mately 40 employees. Its organization can best be explained by following a case
through the various channels.
After a Board of Review has passed on—and affirmed—a court martial convic-
tion, the accused is notified of the decision. He is told, in writing, of his right to
petition the Court of Military Appeals for review within 30 days. If he decides
to exercise this right, the petition is filed by appellate defense counsel from the
office of the Judge Advocate General of the service concerned or by civilian counsel
retained by the accused. Sometimes—but not always—this will be the same
counsel who represented him before the Board of Review. Counsel must file
with the Court, as required by its rules, a petition setting out the facts of juris-
diction together with a short frief containing the issues of law, appropriate cita-
tions and necessary arguments. Appellate Government counsel, also appointed
by the Judge Advocate General, is thereafter allowed 15 days to file an answer
to the petition.
Once the petition and answer have been received, the briefs and record are
forwarded to the Commissioners' office. The Court has, by statute, 30 days in
which to dispose of the petition. Customarily, the Commissioners prepare memo-
randa on the case for circulation along with the record and allied papers to the
three judges. Aiding the Commissioners in this task is a staff of several Legal
Assistants. Not content with relying solely upon service review, the Court insists
that in this preliminary stage each record be carefully scrutinized for errors
possibly overlooked by counsel. A substantial number of cases have already
been decided on issues raised by the Court itself.
1822 JUDICIAL REVIEW OF VETERANS' CLAIMS
The Court, of course, makes the decision whether to grant or deny the petition—
a majority vote controlling. If it is denied, the accused and the service concerned
are notified and the case is completed. If the petition is granted, the Court may
specify an "open" grant, or it may limit argument to certain specified issues.
The order granting is sent to the service and a copy to the accused. Counsel
are then required to file formal briefs on the issues. After the briefs are in, the
case is set for oral argument in the usual appellate manner. Prior to argument,
the Commissioners again carefully peruse the record and prepare a hearing
memorandum for the Court.
Following oral, argument, a decision is reached by the judges in conference,
and the opinion is assigned to an individual judge for preparation. Of course,
there occur on this Court like any other appellate court the usual shifts between
majority and dissent after assignment and before final publication.
Cases involving mandatory jurisdiction—certificates from the judge advocates
general, death cases and cases involving general and flag officers—are handled in
the same way, except that the petition stage is omitted. As soon as the initial
papers are received and the briefs filed, the case is set down for argument.
The Court is limited in the action it can take on a given case. Laying aside
affirmance, several possibilities are present. It can reverse and order the charges
dismissed, it can order a rehearing, or it can send the case back to the Board of
Review for further action. Neither of the latter two courses of action can be
followed if the Court finds insufficient evidence, as a matter of law, to support the
conviction. In that situation, the charges must be dismissed, for the military
procedure—unlike the civilian—does not permit a new trial in such a case. Gen-
erally, for prejudicial procedural error, the court will order a rehearing. If a valid
finding of a lesser offense can be affirmed, or if the sentence is illegal, the court will
return the case to the Board or Review for further action. However, ordering a
rehearing does not mean that one must be held. The Code vests this decision in
the discretion of the convening authority—if that official decides that a rehearing
is impractical, he may order the charges dismissed.
Another branch of the Court's jurisdiction consists of petitions for new trial,
based on newly discovered evidence of fraud on the court. Such petitions must
be considered by the Court if the case is otherwise in its hands for review, and it
may be called upon to consider additional evidence to decide whether there is
sound reason to order a rehearing.
One of the most important functions assigned to the Court is that of joining
with The Judge Advocates General of the Armed Forces in making an annual
report on the operation of the Code to Congress, to the Secretary of Defense, and
/to the Secretaries of the Service Departments. The report is required to include
statistics concerning pending cases and such recommendations as the judges and
Judge Advocates General deem appropriate.
To date, one supplemental report containing statistics on the Court's operations
and one formal report have been filed. The latter was divided into several
sections—a joint report, followed by separate reports for the Court and each of
the services. In the joint report, it was noted that insufficient facts were avail-
able, due to the short period of operation of the Code and the Court, to enable
the presentation of positive recommendations concerning the many points of
controversy. Among those mentioned—but passed—were an appellate procedure
for handling the increased work load that would result from war or national
emergency; creation of a separate Judge Advocate General's corps for the Navy
and Air Force; creation of noncommand channels for processing fitness, efficiency
or effectiveness reports; convening of courts by others than commanding officers;
further limitations on command control; return to the prior law member pro-
cedure; and expanded factual and sentence review jurisdiction for the Court.
The joint report did make two positive recommendations: (1) that special courts-
martial be prohibited from adjudging bad-conduct discharges; and (2) that the
report be made due at the close of the calendar year, rather than as of May 31st
of each year. The separate service reports as well as that for the Court contained
detailed statistics and general information concerning operations. The Navy
noted its opposition to the recommendation concerning sentence powers of special
courts-martial.
It is to be anticipated that the next annual report—to be filed on May 31, or
December 31, 1953, depending on whether Congress adopts the filing recom-
mendation—will contain many more extensive and controversial recommenda-
tions. The Court has already commenced laying the groundwork for the next
report by creating a civilian committee to investigate and study Code operations
JUDICIAL REVIEW OF VETERANS' CLAIMS 1823
A consideration of the work of the Court at this date requires some statistical
information in the interest of thoroughness and for what it may contribute to a
comprehension of the scope of its labors in the sphere of military law administra-
tion, as well as an understanding of the physical burden it carries.
The first case to reach the Court was United States v. McSorley (1), 1 CMR 84
(USC MA 1952), which was docketed July 8, 1951, some five weeks after the effec-
tive date of the Uniform Code of Military Justice, May 31, 1951. September 7,
1951, marks the date of the first arguments heard by the Court, and United States
v. McCrary (4), 1 CMR 1 (USCMA 1952), enjoys the distinction of being the first
case argued. The McCrary case was also the first to be decided; the decision
therein was handed down November 8, 1951. Undoubtedly the McCrary case
caused some immediate apprehension in those following the course of the Court,
for, rather than being a unanimous decision, it provoked separate expressions from
each of the three judges. Judge Latimer announced the judgnient of the Court
and an opinion of his own; Judge Brosman concurred in part with Judge Latimer
and in part with Chief Judge Quinn, who dissented. The succeeding months have
demonstrated, however, that McCrary was not a portent of things to come, for
the degree of unanimity, generally speaking, has been high.
From the date the McSorley case was filed, July 8, 1951, through and including
November 1, 1952, 1730 cases were received by the Clerk's office. Of these, 1633
were received solely by petition of the accused, 87 by certificate of a Judge Advo-
cate General, and 10 were cases in which the death penalty had been imposed.
Although the figure fluctuates a bit, the Court is currently granting review in
about 15 per cent of the petition cases. On November 1, 1952, final action had
been completed in 1298 of the 1730 cases filed. As all would expect because of
its predominance in number of men, the Army has been the source of many more
cases than any other Service. The Navy, the Air Foroe and the Coast Guard
follow in that order. Geographically, the overseas commands, particularly Korea,
have produced far more cases than units located in the continental United States.
Although no precise figures are available, it is roughly estimated that only
about 10 per cent of the cases decided by the Boards of Review are brought to
the Court. Why the figure is so low can only be the subject of speculation. In
some of the cases, the sentence has been remitted or served and there is no desire
for futher review. Undoubtedly, a great number are of the "open and shut"
variety in which it is obvious to anyone that a petition would be futile. In others,
where accused has been sentenced to a punitive discharge, he may not want to
have execution of the discharge delayed, preferring to get out of service as soon
as possible no matter what the conditions. Finally, some accused may have re-
ceived misguided advice, or may not know or understand the Court's functions
and powers. It is quite likely that as more and accurate information about the
Court filters through the services greater numbers of accused may seek review,
increasing the Court's burden over what it is now.
The heavy filing of cases has produced a commensurately large number of
opinions. By November 1, 1952, the judges of the Court had delivered written
opinions in 161 cases, with only seven cases pending decision from the first term's
work. Of these, 152 concerned enlisted men, seven involved commissioned
officers and two were cases of civilians subject to the Code. Obviously, the
per-judge work-load has been very heavy. Without going into a comparative
statistical examination of the labors of other appellate courts here, it is a fact
that the Court's burden is at least one of the heaviest of the appellate courts in
the country. Although figures sometimes are deceiving mirrors of fact, we may
say from personal experience that these figures present an accurate picture—the
Court is a very busy organization.
Of the 161 cases decided, the result in 71 was distinctively to the advantage of
the accused, ranging from outright dismissal of the charges to remand to a Board
of Review to correct an error in sentence. In a number of others, error was
found but not regarded as presenting a fair risk of "material prejudice to the
substantial rights" of the accused.
Accused persons have the right, at their own expense, to have their cases pre-
sented to the Court by civilian counsel. Relatively few have taken advantage
1824 JUDICIAL REVIEW OF VETERANS' CLAIMS
of the right, probably because of the expense element involved. Civilian counsel
who have appeared have not—for the most part—evidenced any undue strange-
ness in their venture into military law. And, in truth, there is little reason why
they should, for the Code and Manual have brought to the military procedures
and concepts entirely similar in most essential respects to those well-known on
the civilian scene. One short-coming evidenced by privately-retained counsel is
lack of familiarity with the Court's opinions. It is expected that this difficulty
will be alleviated shortly, for the Lawyer's Co-operative Publishing Company of
Rochester, New York, has undertaken to publish the Court's opinions in the
customary form.
By November 1, 1952, 244 civilian lawyers had been admitted to practice
before the Court. One might suppose that most of those retained would be from
Washington, and percentage-wise that is so. However, already lawyers from
points scattered around the country have appeared, so that the Washington bar
certainly has no monoply in the field. Accused and their families everywhere
would naturally tend to turn first to an attorney in their own community, so no
one practicing law should be surprised to have a court-martial case come to
his office.
Service officers assigned by the several Judge Advocates General to represent
accused before the Court have done well. Their labors, taken together with
those of the Judges, Commissioners and Legal Assistants of the Court, assure a
most thorough and extensive consideration of every case. The staffs of the Judge
Advocates General are not large, and their burden is heavy, for they must provide
representation not only for the accused but also for the Government, and not
only before this Court but also before the Boards of Review. The latter, of
course, consider many more cases than reach their Court, this mandatory
jurisdiction being much broader.
Since comparatively few cases that have come to the Court resulted in an
outright dismissal of charges, most reverals have contemplated further action.
Often the action remaining to be taken is purely corrective. Thus, a Board of
Review may be required to reduce a sentence to comply with the maximum
applicable to the offense in question, or it may be directed to find accused guilty
of an offense that is lesser included within that of which he had been charged and
convicted. In a number, however, rehearings have been ordered. Although as
noted previously, the final decision to hold a rehearing rests with the convening
authority who has the option of dismissing the charges, rehearings actually are
held in a substantial number of cases in which they have been ordered. They
pose problems of the same nature encountered in re-trials of civilian criminal
prosecutions, though often to a much more formidable degree. Because of the
mobility of military units, and, to an even greater extent, of individual personnel,
by the time a case has run the gamut of appellate review to and through this
Court, the witnesses have often scattered so widely that it would be immensely
difficult, if not impossible, to reassemble them for another trial. And because
an accused has usually been returned to the United States after a conviction
overseas, to secure the presence of foreign civilian witnesses at retrial of such a
case, they would either have to be brought here or the trial brought to them.
Furthermore, where an offense was committed in a combat area, the accentuated
hazards to witnesses, both military and civilian, cannot be discounted. For
these reasons, many rehearings are heard "on the record" of the first trial, bound
by the usual rules governing use of testimony at a former trial. Such "warmed
over" testimony, as all familiar with the judicial process know, can never be as
satisfactory as that received from the lips of a witness present in court. How
such proceedings succeed in practice we are not in a position to say. But they
should not be too severely criticized, for they are probably the best solution to
an awkward and difficult situation.
created by the change in law or the Code provisions which made radical changes
in the preexisting procedure. The latter have been particularly troublesome. A
disproportionately large percentage of the Court's cases have involved the duties
and responsibilities of the law officer—now, for the first time, divorced from partic-
ipation in the deliberations of the court, and charged, in most essential respects,
with the duties of a civilian judge. The requirement that the law officer instruct
the trial court-martial on the "elements of the offenses charged" has been the
subject of a great many opinions. This will, without doubt, continue to provide
a plentiful source of error for defense counsel until such time as all court-martial
personnel become thoroughly indoctrinated in the new procedure. Ultimately,
when the present opinions relating to the technicalities of giving instruction have
served their purpose, the only issues relating to instructions will probably turn
on the correctness of the law officer's statement of the law.
Another procedural problem—which also relates to rules of evidence—is the
matter of prior convictions. Where two or more previous convictions of an
accused during his current enlistment and within three years of the date of com-
mission of the offense in question are proved, those prior convictions have a
direct bearing on the maximum sentence imposable. If the maximum for the
offense of which he is convicted does not include a punitive discharge and does
not include confinement for three months, the court may, because of the two or
more previous convictions, adjudge a bad-conduct discharge and confinement for
three months. Almost all of the numerous cases involving prior convictions have
turned on the manner of proof. Trial counsel seemed to have the impression that
the ordinary standards of proof did not apply to previous convictions. In its
opinions, however, the Court has repeated again and again that there are no dis-
tinctions available. This is one current problem that will very likely disappear
completely as the procedure becomes one of settled practice.
In several cases the Court has stricken down convictions where the record of
trial disclosed that the law officer had conferred with the court out of the pres-
ence and hearing of accused and his counsel. This point of error, like the matter
of instructions, stems from the Code's imposing on the law officer the unfamiliar
robes of a civilian judge, and may be expected to fade as the new procedure loses--
its novelty.
The cases involving rules of evidence have presented some of the Court's most
serious challenges. It is obviously impossible to set forth, in one volume the size
of the Manual for Courts-Martial, all the detailed rules of evidence that may
arise in criminal courts. The outline of evidence law contained therein presents
little more than a guide to those involved in trying cases, and certainly does not
settle many of the issues that arise and ultimately reach the Court. So also, the
non-legally trained officers participating in special courts-martial cannot be ex-
ected to grasp the complexities of the rules of evidence. It is this area that
E rings to the Court some of its most difficult tasks—and, incidentally, provides
some of the most satisfying results. Where the Code and the Manual are silent—
or inconclusive—on a given point, the Court is free to apply that rule which seems
best. Guided by the rules applied in civilian jurisdictions, particularly in the
federal courts, it can pick and cnoose to find the one best suited for court-martial
procedure. In so doing, of course, it must ever bear in mind the differences ex-
isting between the civilian and military communities, and the peculiarities incident
to court-martial trials. It is, however, a refreshing challenge to be relatively free
of the dictates of precedent in deciding both upon the rules of evidence to be
applied and the limitations to be placed on those rules.
Finally, many cases before the Court have turned in whole or in part on suffi-
ciency of the evidence to support the conviction. The Court has adopted in this
area a rather strict test, which has evoked some vigorous dissents. In evaluating
the net effect of the evidence in the record, the Court often is presented with the
disturbing situation of an evidentiary failure which it is clear, either from its very
nature or the "allied papers" in the record, could have been completely taken care
of at the trial level. Both trial and defense counsel frequently fail to present all
the evidence apparently available to them, and a measurable share of the Court's
burden would be alleviated if counsel would take it upon themselves to present
the most complete case possible. In a long range view of military decisional law,
the Court's pronouncements on sufficiency of evidence, once the applicable stand-
ard for review was formulated, are of marginal value only. I t is, however, im-
portant in the sphere of military justice that all realize that the Court can and will
review sufficiency of the evidence, for its hovering presence in that aspect of every
case will serve as a significant check on arbitrary judgement based on flimsy
1826 JUDICIAL REVIEW OF VETERANS' CLAIMS
evidence. And certainly, so long as the Court has the power to reappraise the
total evidentiary picture in cases coming before it, a considerable portion of its
efforts will be devoted to doing so.
The remaining opinions of the Court, not susceptible of categorization, have
involved various matters, some very minor from the point of view of establishing
a substantive body of law, and others undoubtedly of great importance, such as
the extent of the serviceman's guaranty against double-jeopardy and the amena-
bility of civilians abroad to trial by court-martial.
THE COURT'S FUTURE
I t is much too early to make any definite prophecy as to the role the Court will
play in the years ahead. Much depends on the extent to which the services be-
come accustomed—or resigned—to effectuating the modernized policy of the
Uniform Code of Military Justice. In evaluating the Court's future operations,
however, it should always be remembered that it is a court of law—intended by
Congress to act in a dual capacity. First, it has the task of building a single,
unified framework of the principles of military criminal law, a framework within
which the court-martial system can function efficiently. Second, it must ensure
that justice is done in each case that comes before it.
The extent to which it can carry out its first responsibility will of necessity
depend to a great degree on the assistance received from the services. The
Boards of Review can help by writing opinions directed to broad principles of law,
The Judge Advocates General by using care in selecting the issues to be certified
to the Court, and appellate counsel by developing more fully in their briefs and
arguments basic concepts of policy and principle, stressing not only the rules but
the reasons behind the rules. It is to be hoped that the services will, in the future,
become more accustomed to the concept of appellate review as it is known in the
civilian judicial system. This process will undoubtedly be hastened as traditional
military concepts of court-martial review fade into oblivion. In the future, there
should be a lessening of the disagreement—prevalent in some military circles—
with the view that the Court should ever be deeply concerned with establishing
sound and enduring principles of law without regard to the effect that such prin-
ciples may have on the individual case before the Court. The military has long
tended to emphasize the importance of the individual case, failing to recognize
that, if appellate agencies establish a sound framework of law and trial authori-
ties endeavor to work within that framework, disposition of individual cases be-
come much simpler.
It is also vitally important that decisional law be disseminated past reviewing
authorities. Those men directly concerned with the trial of cases must use the
decisions of the appellate tribunals as working tools. Too long has the military
trial system been one of virtually naked ritual. Unless trial lawyers and law
officers in the field have available the appellate opinions and make a consistent
effort to understand both the principles enunciated and the reasons behind them,
the work of the Court of Military Appeals will not attain its maximum possible
effectiveness.
the Civil War almost every family in the Nation had a personal stake in the sol-
diers, sailors, and marines who were doing battle for the survival of a free world.
As a result, more and more people became aware of the importance of a judicial
system which while adequate to maintain military discipline, nevertheless would
give rights to those accused of crime closely paralleling the rights enjoyed by the
civilian community. The Uniform Code of Military Justice was designed to
perform this function.
One of the most significant accomplishments of the Uniform Code of Military
Justice was the establishment of a supreme court of the military composed entirely
of civilians. The United States Court of Military Appeals, presently located at
5th and E Streets, N.W., Washington, D.C., is that Court.
To this military tribunal President Harry S. Truman appointed three men from
civilian life. The Chief Judge was Robert E. Quinn, former Governor of Rhode
Island and judge of the Superior Court in that State. Chief Judge Quinn was
given a fifteen-year term of office. Associate Judge George W. Latimer was
appointed for a term of ten years and Associate Judge Paul W. Brosman received
the five-year appointment. All subsequent full appointments were to be for a
term of fifteen years. The reason for the staggered terms was to avoid the
possibility of two or more terms expiring at the same time.
Chief Judge Robert E. Quinn was nominated as Chief Judge of the Court by
President Truman on May 22, 1951, for the term expiring May 1, 1966. He was
confirmed by the Senate on June 19, 1951, and he took the oath of office June
20, 1951.
Chief Judge Quinn was born in Phenix, Rhode Island, on April 2, 1894. He
received a Bachelor of Arts Degree from Brown University in 1915 and a Bachelor
of Laws Degree from Harvard University in 1918. He was admitted to the Rhode
Island Bar and was a practicing attorney in Providence, Rhode Island, from 1917
until he entered public office. He was a member of the United States Diplomatic
Intelligence Service in England and France from 1917 to 1919, a member of the
Senate of the State of Rhode Island from 1923 to 1925 and from 1929 to 1933.
He served as Lieutenant Governor of Rhode Island from 1933 to 1936, and as
Governor of that State from 1937 to 1939. He became a judge of the Superior
Court of Rhode Island commencing on May 1, 1941, and he served as legal
officer of the First Naval District from 1942 to 1945. In 1943 Judge Quinn was
requested by Secretary of the Navy Forrestal to collaborate with Arthur Ballan-
tyne, Esquire, of New York in reviewing the Articles for the Government of the
Navy. In 1944, he was sent to the Pacific Ocean Area by Secretary Forrestal
to adjust certain extraterritorial problems with New Zealand, Australia, and
other nations, and to study the operation of military justice in that area. He
was attached to the U.S.S. Miza and was recommended by Admiral Thomas L.
Gatch for the Legion of Merit for "giving advice and instruction on ships and
stations in the Pacific Ocean Area, in combat areas, and during combat . . ."
He was awarded the Commendation Medal and ribbon by Secretary Forrestal
and also by Secretary Matthews. In addition, he was cited by the United States
Army for Distinguished Service. Judge Quinn is a member of the Democratic
Party.
Judge George W. Latimer was nominated by President Truman as judge of
the United States Court of Military Appeals on May 22, 1951, for the term expir-
ing May 1, 1961. His nomination was confirmed by the Senate on June 19, 1951,
and he took the oath of office on June 20, 1951.
Judge Latimer was born in Draper, Utah. He attended grade schools in Salt
Lake City, Utah. He received a Bachelor of Laws Degree from the University
of Utah in 1924. He was a practicing attorney in Salt Lake City from 1925 to
1940 and from 1945 to 1946. He enrolled in the Reserve Officer Training Corps
at the University of Utah in 1920. He was commissioned in the National Guard
in 1925 and served that organization in all ranks from second lieutenant to colonel,
He was inducted into the Federal service as division staff officer of the Fortieth
Infantry Division in February 1941. He was promoted to colonel and became
chief of staff of the division and served in that capacity while the division was in
Hawaii, Guadalcanal, New Britain, and Luzon, Negros, and Panay, Philippines.
He engaged in combat in those areas in 1944 and 1945 and was awarded three
battle stars and the Legion of Merit for duty while in combat. He was relieved
from active duty in November 1945. Judge Latimer was elected to the Supreme
Court of the State of Utah in 1947 for a ten-year term and served until June 1951
at which time he resigned to accept the appointment to the United States Court
of Military Appeals. Judge Latimer is a member of the Republican Party.
1828 JUDICIAL REVIEW OF VETERANS' CLAIMS
Judge Paul W. Brosman was nominated as a judge of the United States Court
of Military Appeals on May 22, 1951, for the term expiring May 1, 1956. He was
confirmed by the Senate on June 19, 1951, and he took the oath of office on June
20, 1951.
Judge Brosman was born in Albion, Illinois, on November 9, 1899. He re-
ceived a Bachelor of Arts Degree from Indiana University in 1926, a Bachelor of
Laws Degree from the University of Illinois in 1924, Doctor of Juridical Science
Degree from Yale University in 1929. He was admitted to law practice in
Illinois in 1924 and Louisiana in 1942. He was an instructor in business law at
Indiana University in 1924 and 1925 and an assistant professor at the same uni-
versity in 1925 and 1926. He was professor of law at Mercer University from
1926 to 1928, a Sterling Fellow in Law at Yale from 1928 to 1929 and professor
of law at Tulane University from 1929 to 1932. Between 1932 and 1951 he was
professor of law, assistant dean, and dean at Tulane University Law School.
Judge Brosman served as a private in the United States Army in World War I.
He was commissioned a major in the Army in 1942 and was assigned to the Army
Air Force. He was chief of the Military Justice Division, Office of the Air Judge
Advocate, Continental Air Command, Mitchel Air Force Base, Long Island, in
1950 and 1951. He was awarded the Legion of Merit. Judge Brosman was a
member of the Democratic Party.
The Uniform Code of Military Justice, the law which established the United
States Court of Military Appeals, specifically provided that not more than two
of the judges of the Court could be appointed from the same political party, nor
would any person be eligible for appointment to the Court who was not a member
of the bar of a Federal court or of the highest court of a state. The Congress also
gave to the President of the United States the prerogative to designate from time
to time one of the judges as Chief Judge. From the date of original appointment
to the writing of this chronology, July. 1961, Robert E. Quinn has been the Chief
Judge.
The Code also provided that "If any judge of the Court of Military Appeals is
temporarily unable to perform his duties because of illness or other disability,
the President may designate a judge of the United States Court of Appeals to fill
the office for the period of disability." The President, to date, has not exercised
this right.
The judges, having taken the oath of office on June 20, 1951, established on
June 21, 1951, temporary quarters in Room 2-A-362 of the Pentagon Building,
Washington, D.C. The Court convened for the first time in said quarters on
June 22, 1951, and approved the appointment of Mr. David L. Smith as Assistant
to the Clerk. The appointment was effective June 25, 1951. Mr. Smith was
the first employee hired by the Court.
The Court did not officially meet again until July 9, 1951, at which time it
approved the appointments of Phyllis I. Roule as Secretary to Judge Brosman,
and Ida M. Hansen as Secretary to Judge Latimer.
On July 11, 1951; the Court met again and approved "Rules of Practice and
Procedure" for practice before the Court.
On July 12, 1951, the Court moved its quarters from the Pentagon Building
and established further temporary quarters on the Seventh Floor of the Internal
Revenue Building at 10th and Constitution Avenue, N.W., Washington, D.C.
The Charter members of the personnel of the Court and the dates they reported
for duty are listed below. (It should be noted that the term "charter member"
has been arbitrarily chosen by the author to refer to the three original judges
and any employees hired during the year 1951.)
Robert E. Quinn, Chief June 20, 1951 Leonora Brown (Vaz).. July 31,1951
Judge. Anthony Ortega Aug. 3, 1951
George W. Latimer, Do. Beatrice M. Meyer Aug. 6,1951
Associate Judge. Vincent Murray Aug. 31,1951
Paul W. Brosman, Do. Margery Sarff Sept. 17, 1951
Associate Judge. Michael Katen Sept. 21,1951
David L. Smith June 25,1951 Daniel Walker Oct. 1,1951
Ida M. Hansen July 9,1951 Montroze P. Wilson Do.
PhyUis I. Roule Do. Frederick R. Hanlon... Oct. 15,1951
Richard L. Tedrow July 16,1951 Katherine J. Normad.. Nov. 5,1951
David F. Condon Do. Virginia Siegel Nov. 13,1951
Alfred C. Proulx July 30,1951 Edward Gallogly Nov. 28,1951
Louise Rowe Do.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1829
The first admissions to the bar of the Court were had on July 25, 1951, when
the Court, in open session in the courtroom of the United States Court ol Customs
and Patent Appeals (also located on the 7th Floor of the Internal Revenue
Building), recognized the eminent qualifications of Rear Admiral George L.
Russell, Judge Advocate General of the Navy, Major General Reginald C.
Harmon, Judge Advocate General of the Air Force, Brigadier General James L.
Harbaugh, Jr., Judge Advocate General of the Army, and Mr. John K. Carlock,
Assistant General Counsel for the Department of the Treasury. Thereafter, on
the same day 43 officers and civilian attorneys were sponsored by the original
four members of the bar and were duly admitted to practice, before the Court.
The Code provides that review of cases by the Court may occur in three different
ways.
1. All cases in which the sentence, as affirmed by a Board of Review,
affects a general or flag officer or extends to death.
2. All cases reviewed by a Board of Review which The Judge Advocate
General orders forwarded to the Court of Military Appeals for review.
3. All cases reviewed by a Board of Review in which, upon petition of the
accused and on good cause shown, the Court of Military Appeals has granted
a review.
In any case reviewed by it, the Court of Military Appeals shall act only with
respect to the findings and sentence as approved by the convening authority and
as affirmed or set aside as incorrect in law by the Board of Review. The Court may
take action only with respect to matters of law.
The first case docketed with the Court was United Slates v. John J. MeSorley.
The opinion in this case was released on November 29, 1951. The petition was
dismissed for lack of jurisdiction. The opinion may be found at page 84 of Volume
1 of the Court's reports.
The first case heard by the Court was United States v. Mickey McCrary, Private,
United States Air Force (Docket No. 4). The case, argued on September 7, 1951,
had been certified to the Court by The Judge Advocate General of the Air Force.
On argument Colonel Abner E. Lipscomb represented the accused, McCrary,
and Lieutenant Colonel Jean R. Fydstrom and Captain William E. Shannon
represented the United States.
The case of United States v. McCrary, 1 USCMA 1, became the first opinion
released by the Court. This occurred on November 8, 1951. Judge Latimer
wrote the majority opinion in which Judge Brosman concurred with a separate
opinion. Chief Judge Quinn dissented with a rather lengthy opinion. The
decision of the Board of Review which had affirmed the conviction was affirmed
by the Court.
On September 28, 1951, President Harry S. Truman signed Executive Order
10295 establishing the Seal of the Court which was described therein as follows:
"In front of a silver sword, point up, a gold and silver balance supporting a
pair of silver scales, encircled by an open wreath of oak leaves, green with gold
acorns; all on a grey blue background and within a dark blue band edged in gold
and inscribed 'United States Court of Military Appeals' in gold letters."
Replicas of this seal are located in the lower main hallway at the entrance to
the Court, in the Clerk's Office, in the chambers of each judge, and in the Court-
room itself.
In the first year of the Court's existence, through June 30, 1952, the Court
released ninety-seven opinions. In that period nine hundred and ninety-six
cases were docketed with the Court. In the next fiscal year, that is, the period
July 1, 1952, to June 30, 1953, the Court docketed the largest number of cases
for any year up to the present date. In that year two thousand two hundred
and fifteen cases were docketed. Thereafter, the number of cases filed with the
Court leveled off so that as of June 30, 1961, fifteen thousand one hundred and
eighty-two cases had been docketed, an average in a ten-year period of one thou-
sand five hundred and eighteen cases per year.
The decrease in the number of cases may be attributed to several factors.
First, the decisions of the Court have established the law on many points so that
many of the errors committed in the lower tribunals have now been corrected.
Also the number of men in the armed forces has decreased each year thus cutting
down on the number of courts-martial. For example, on July 1, 1951, there
were approximately one million six hundred thousand personnel in the Army
and in the fiscal year July 1, 1951, to June 30, 1952, the Army held eight thousand
and thirty-seven general courts-martial. On July 1, 1959, the personnel of the
Army had been reduced to approximately eight hundred and seventy-three
1830 JUDICIAL REVIEW OF VETERANS' CLAIMS
thousand and in the year July 1, 1959, to June 30, 1960, the Army held two
thousand and sixty general courts-martial. In addition, it should be remembered
that in the early stages of the Court's existence the United States was involved
in the Korean conflict.
These reasons, plus others, such as the awarding of administrative discharges
in lieu of a court-martial, a practice which this Court deplores, have tended to
reduce the number of cases coming before the Court of Military Appeals. While
the case-load has been reduced, some idea of the tremendous work accomplished
by the Court in its early years can be gleaned from the fact that it is still one of
the busiest appellate courts in the country.
The opinions of the Court were originally published in mimeographed form
and then printed in pamphlet form by the Government Printing Office. Con-
tacts were made with publishing firms and in early 1952 a contract was made with
The Lawyers Co-operative Publishing Company for the printing of advance
sheets and, at the proper time, bound volumes. Generally, the same procedure
is used today. Opinions are released in mimeographed form on Fridays at
noon. At that time they are sent to the publishing company in Rochester,
New York, and within the space of ten days to two weeks the printed advance
sheet with headnotes is completed by the publisher. The plate for these advance
sheets serves as the plate for the printed volume.
To date the Court has eleven volumes outstanding and volume twelve is well
on the way. These volumes contain all the opinions of the Court, as well as final
actions on every case filed with the Court. Volume 1 also contains the Rules of
Practice and Procedure although such Rules have been modified three times since
they were originally adopted on July 11, 1951. The rules were revised March 1,
1952, May 31, 1953, and January 1, 1959. Under the present case-load the Court
completes about one volume of cases a year.
On April 12, 1952, the Court submitted an "Interim Report of the United
States Court of Military Appeals" to the Committees on Armed Services of the
Senate and House of Representatives and to the Secretary of Defense and the
Secretaries of the Army, Navy, Air Force and Treasury pursuant to the require-
ments of the Uniform Code of Military Justice. This report was made solely
by the Court and covered the period May 31, 1951, to March 1, 1952. In the
years thereafter the Annual Reports have been submitted in conjunction with
the Reports of the Army, Navy, Air Force, and Coast Guard (Treasury). Such
reports were made on a calendar year basis except for the year 1952 where, after
the interim report, the next report was filed for the period May 31, 1951, to May
31, 1952. In each of the Annual Reports the Court and the respective services
filed individual reports and also a joint report. However, the joint report was
omitted in the report for the year January 1, 1960, to December 31, 1960. There
were several reasons for the omission but the most significant was that the Army,
in its report, indicated it no longer agreed with all the recommendations that
had been made previously and therefore submitted its own new recommendations
for changes to the Uniform Code. Since these changes had not been submitted
to the Code Committee beforehand there had been no discussion as to the merits
or demerits of such proposals. This eliminated the possibility of agreement on
any matters of substance in a joint report.
In 1952 the Court took under consideration the appointment of a Civilian
Committee to study the progress made under the Uniform Code of Military
Justice during the first two years of its actual operation with a view to recommend-
ing improvements wherever necessary. Thus on January 15, 1953, the Court
established the Court Committee consisting of the following distinguished lawyers:
Whitney N. Seymour (Chairman), New York; Ralph G. Boyd, Massachusetts;
Felix E. Larkin, New York; Dean Joseph A. McClain, Jr., North Carolina;
George A. Spiegelberg, New York; Professor Arthur E. Sutherland, Massachu-
setts; Henry T. Dorrance, New York; and Donald L. Deming (Secretary), New
York.
That Committee held its first meeting in Washington, D.C., on May 28, 29,
1953, and thereafter met three times in New York City and once again in Wash-
ington, D.C. This last meeting was held May 23, 1956. While consideration
was given to further meetings none has been held due to'inability to co-ordinate
the members of the Committee at a convenient time and also due to the failure
of Congress to act upon the various earlier recommendations.
After the Court moved to its permanent quarters at 5th and E Streets, N.W.,
Washington, D.C, in October 1952, the great majority of the sessions of the
Court were held at that address. However, there were sessions held for various
reasons at other locations.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1831
On August 17, 1954, a special admission session was held in conjunction with
the Annual Meeting of the American Bar Association, at the United States Court-
house in Chicago, Illinois. Chief Judge Quinn and Judges Latimer and Brosman
were present. At that session three hundred and thirty-six applicants were
admitted. This was the largest admission session held in the ten-year history
of the Court.
On July 19, 1956, a special admission session was held at Fort George G. Meade,
Maryland. Judge Latimer was present as presiding judge. Fifty-six applicants
were admitted.
The next special session took place less than a month later, specifically, August
15, 1956, at Ross Auditorium, Great Lakes Naval Station, Great Lakes, Illinois.
Chief Judge Quinn presided and two hundred and one applicants were admitted.
On August 22, 1956, a special admission session was held at Patrick Hall,
Fort Benning, Georgia. Judge Latimer presided and one hundred and three
applicants were admitted.
On August 28, 1956, a special admission session was held in the United States
District Court for the Northern District of Texas, Dallas, Texas, in conjunction
with the Annual Meeting of the American Bar Association. Chief Judge Quinn,
Judge Latimer and Judge Ferguson presided. One hundred and forty-eight
applicants were admitted.
On November 19, 1956, a special admission session was held in the Bar As-
sociation Building in New York City. Judges Latimer and Ferguson presided.
One hundred and seventy-six applicants were admitted to the bar.
On July 27, 1957, a special session was held in the Conference Room, Head-
quarters Third Air Force, Victoria Park Estate, South Ruislip, Middlesex,
England. Chief Judge Quinn and Judge Ferguson presided at the admission of
ten applicants.
On August 19, 1958, a special admission session was held at the United States
PostofBce, Yukon, Alaska, eight miles from the Arctic Circle. Chief Judge
Quinn presided. One applicant was admitted.
The following day, August 20, 1958, a special session was held at Camp H. M.
Smith, Honolulu, Territory of Hawaii, judge Ferguson presided and nineteen
motions for admission were granted.
Finally, on August 3, 1960, a special session was held at the United States
District Court, Federal Building, Honolulu, Hawaii. Judge Latimer presided at
the admission of sixty-eight applicants.
As stated previously, the United States Court of Military Appeals has been
located at 5th and E Streets, N.W., Washington, D.C., for the past eight and
one-half years. The building occupied by the Court was authorized by the
Congress by Act of May 30, 1908 (35 Stat 544), for the use of the Court of Appeals
of the District of Columbia. That Court was established by Act of February 9,
1893 (27 Stat 434). Under the Act of June 7, 1934 (48 Stat 926), the title of the
court was changed to "United States Court of Appeals for the District of Co-
lumbia." Under the Act of June 25, 1948 (62 Stat 870), the title of the court was
changed to "United States Court of Appeals for the District of Columbia Circuit."
When that Court moved to the new courthouse at 3d Street and Constitution
Avenue, N.W., the Court of Military Appeals took over the building.
The original authorization of the Congress provided for construction of the
building under the supervision of the Architect of the Capitol at a limit of cost
of $200,000. Subsequent appropriations, totalling $240,792 for construction, and,
in addition, $29,600 for furnishings were provided.
The building, located in Judiciary Square, was completed and occupied Octo-
ber 1, 1910.
Pursuant to the provisions of section 404 of the Judiciary Appropriations Act,
1953, jurisdiction over the building was transferred from Architect of the Capitol
to the General Services Administration, effective October 1, 1952.
The United States Court of Military Appeals moved into the building on
October 31, 1952.
Only one of the original appointees to the Court, Chief Judge Quinn, is still
on the bench at this time. On December 21, 1955, Judge Brosman died suddenly
of a heart attack in his chambers on the second floor (Room 217) of the Court's
Building at 5th and E Streets, N.W., Washington, D.C. The Honorable Homer
Ferguson, former United States Senator from Michigan, was nominated by
President Dwight D. Eisenhower on January 30, 1956, to fill the unexpired five-
year term of Judge Brosman, and for a fifteen-year term ending May 1, 1971.
At the time of his nomination Judge Ferguson was Ambassador to the Philippines.
1832 JUDICIAL REVIEW OF VETERANS' CLAIMS
Copies of this resolution were forwarded by the Clerk of the Court to Mrs.
Bolitha J. Laws of Washington, D.C., and to Honorable F. Dickinson Letts, Chief
Judge of the United States District Court for the District of Columbia.
On May 27, 1959, the Court, with Chief Judge Quinn and Judges Latimer and
Ferguson present, adjourned out of respect to John Foster Dulles, former Secre-
tary of State, who died Sunday, May 24, 1959, and who was to be buried on the
afternoon of May 27 at services held in the National Cathedral and at Arlington
National Cemetery.
On October 20, 1959, the Court established a grievance committee composed
of three members of the bar of the Court. Honorable Nicholas Chase was named
Chairman of the Committee, and Major B. R. Kennedy, United States Army
(Retired), and Reverend Joseph M. Snee, S.J., were designated as members of
the Committee. The Court's first problem in this field was referred to the Com-
mittee on this date.
The grievance committee made its report and recommendation to the Court on
January 7, 1960, and on January 11, 1960, a rule to show cause was issued to the
party concerned. Thereafter, on February 17, 1960, the first and, up to the
present time, the only disbarment order was issued by the Court.
On March 24, 1961, the Court, in regular session, recognized Commissioner
Daniel F. Carney, who introduced to the Court Colonel Edward T. Johnson,
United States Army, Chief of the Army Field Judiciary Division, who was to be
retired March 31, 1961. Chief Judge Quinn, Judge Latimer, and Judge Ferguson
all commended Colonel Johnson on his fine work on the law officer program and
wished him good fortune in his retirement.
On May 1, 1961, the term of office of Judge George W. Latimer, who served
under a ten-year Presidential appointment, expired.
In the first ten years of its operation through June 30, 1961, the Court admitted
9,091 applicants to the Bar of the Court. In addition, the Court granted honorary
membership to 25 lawyers from eight foreign countries. The countries include
Sweden, Thailand, Philippines, Burma, Vietnam, Taiwan, Korea, and Nicaragua.
In addition to the three judges, the Court has a staff of approximately 39
employees, all civilians. To assist the judges in the review of the many cases
received by the Court, there are at present ten Court Commissioners and one
Chief Commissioner. Mr. Richard L. Tedrow has been the Chief Commissioner
since he came on duty with the Court in July 1951. It is the function of the
Commissioners to review the cases as they are received in the Court. A case is
considered received when a petition is filed by the accused, or a certificate is filed
by one of the Judge Advocates General, or when an Assignment of Errors (in a
mandatory case) is filed, and a reply to the initial pleading has been filed. The
date of receipt is significant because the Court, after receipt of the reply in each
case, has thirty (30) days in which to act, that is, either grant, deny or dismiss the
proceeding. The reviews, the pleadings, and the record of trial are sent to the
judges who after careful consideration make the final decision as to the action to
be taken. If the case is denied, then normally that is the end of legal appellate
review in the military system. The only exception to this would, under ordinary
circumstances, be a petition for reconsideration filed with the Court. If the
petition is granted or if the case is either one certified by a Judge Advocate General
or a mandatory case (a case involving the death penalty or one affecting either a
general or a flag officer), then the case is set down for hearing. Two judges con-
stitute a quorum and the concurrence of at least two judges is required for the
rendition of a final decision. Therefore, of course, at least two judges must sit
to hear a case. Normally, all three judges participate in the hearings, the only
exception being the unavailability of one judge because of sickness or other pressing
business, such as an appearance "before a Congressional Committee. After a case
has been heard the judges meet and determine which of the judges shall write the
opinion in a given case. Obviously, if the judges are in disagreement on the
disposition of a case, the opinion is assigned to one of the two judges who agree.
After the opinions are released the parties may request rehearing, modification
or reconsideration of the Court's action. However, such a petition must be filed
with the Court withing five (5) days of the receipt of notice of entry of an order,
decision or opinion of the Court. Mandates (on opinion cases only) are issued
twelve (12) days after the release of an opinion. Issuance of the mandate brings
to a close the legal appellate review of the case in the Court unless the Court has
ordered further action by one of the lower echelons of the court-martial system.
Thus, further action on a case by a board of review in the office of The Judge
Advocate General is usually appealable to the Court again.
S0082 O—6!
1834 JUDICIAL REVIEW OF VETERANS' CLAIMS
In addition to the employees in the immediate chambers of the judges and also
the office of the Commissioners, there is, of course, as in all courts, a Clerk's
Office. Alfred C. Proulx is Clerk of the Court and he has held that position since
he came with the Court in July 1951. In addition, that office has a Deputy
Clerk and various clerical employees. The Clerk's office is responsible for the
receipt and recording of all papers and pleadings filed with the Court and action
taken by the Court on any case coming before it.
The Court has a very fine legal library on the third floor of its building. Num-
bering approximately 13,000 volumes, the Library holdings include basic reference
works common to both general and law libraries; legal volumes covering the
Federal and state statutes; decisions of the Supreme Court of the United States,
the Federal courts, and state courts as recorded in the West Publishing Reporter
System; pamphlets and looseleaf services necessary for the operations of the
Court; and voluminous material from the military services in connection with the
military laws and regulations coming within the scope of the Uniform Code of
Military Justice; as well as fairly comprehensive collections in such specializa-
tions as criminal law, military law, law of evidence, certain aspects of international
law. In addition, there are smaller personal collections of legal reference works
located in the chambers of each of the three judges.
Since April 1952, the Library has been in the very capable hands of Miss
Dorothy V. Allport. It is largely through her efforts that such an excellent library
is available to personnel of the Court and members of the bar of the Court.
On June 1, 1961, President Kennedy announced from Paris, France, that he
intended to appoint Representative Paul J. Kilday, Democrat of Texas, as a
judge of the Court to succeed Judge Latimer. Press Secretary Pierre Salinger
issued a statement which said that Mr. Kilday plans to "serve out the current
session of the Congress so that his district will have representation." On June 28,
1961, the Senate officially received the executive nomination of Congressman
Kilday.
In its ten-year history the Court has made a profound impact on military
justice. During that period, the Court has had much praise for the work it is
doing in promoting a fair and equitable military justice system. There have also
been critics on the other side who feel the Court has changed the system so
radically that military discipline has been adversely affected.
To all who have an interest in military justice, and this should include every-
one, it can be stated without equivocation that the Court has done, and is doing,
what the people of the United States through their duly-elected representatives
have authorized it to do. When justice is done, discipline cannot suffer. Dis-
cipline is a function of command. When there is a lack of discipline, there is a
lack of command. If those in command are unable to achieve a high state of
discipline, it constitutes persiflage to attempt to transfer the blame to a military
justice system which is in essence the same as its civilian counterpart. I t should
be noted, however, that there is no indication that discipline actually has suffered
during the operation of the Uniform Code of Military Justice.
In October 1959, General L. L. Lemnitzer, Chairman of the Joint Chiefs of
Staff, stated:
"I believe that the Army and the American people can take pride in the positive
strides that have been made in the administration and application of military law
under the Uniform Code of Military Justice. The Army today has achieved the
highest state of discipline and good order in its history."
In September 1960, General G. H. Decker, Chief of Staff, United States Army,
stated:
"Today our Army has the highest state of discipline and of personal conduct in
our history. We have never had better morale within the Army."
The Court of Military Appeals looks back with pride upon its ten-year
history. Its work is not yet accomplished—it can never be—for the law is
a living thing. Amendments and improvements in the law will always be possible.
The enforcement and interpretation of the law is dynamic in nature, not static,
and so long as we operate under a democratic system the law will remain dynamic.
This is the way in which the Court of Military Appeals has construed the mandate
of Congress in the Uniform Code and this is why the Court looks forward to the
future with hope and anticipation—hope that the Code will be an instrument
by which the military will achieve justice and maintain discipline, and anticipa-
tion that the improvements in the Code already recommended to the Congress
will come to fruition in the very near future.
FREDERICK R. HANLON, Deputy Clerk.
JULY 1, 1961.
UNITED STATES COURT
OF MILITARY APPEALS
RULES OF
PRACTICE AND
PROCEDURE
1S35
UNITED STATES COURT OF MILITARY
APPEALS
CHIEF JUDGE
ASSOCIATE JUDGES
CLERK
ALFRED C. PROULX
1837
JUDICIAL REVIEW OF VETERANS' CLAIMS
GENERAL
Rule 1. Name
The Court adopts "United States Court of Military Appeals" as
the title of the Court.
Rule 2. Seal
The seal of the Court is of the following description:
In front of a silver sword, point up, a gold and silver balance supporting a
pair of silver scales, encircled by an open wreath of oak leaves, green with
gold acorns; all on a grey blue background and within a dark blue band edged
in gold and inscribed "UNITED STATES COURT OF MILITARY AP-
PEALS" in gold letters. (E.O. 10295, September 28, 1951, 16 F.R. 10011; 3
CFK 1951 Supp.)
Rule 3. Jurisdiction
The Court will review the record in the following cases :
(a) General or flag officers; death sentences. All cases in which the
sentence, as affirmed by a board of review, affects a general or flag offi-
cer, or extends to death;
(b) Certified by The Judge Advocate General. All cases reviewed
by a board of review which The Judge Advocate General forwards by
Certificate for Review to the Court; and,
(c) Petitioned by the accused. All cases reviewed by a board of
review in which, upon petition of the accused and on good cause shown,
the Court has granted a review, except those reviewed under Article
69.
Rule 4. Scope of Review
The Court will act only with respect to the findings and sentence as
approved by the convening or reviewing authority, and as affirmed or
as set aside as incorrect in law by a board of review. In those cases
which The Judge Advocate General forwards to the Court by Certifi-
cate For Review, action need be taken only with respect to the issues
raised by him. In a case reviewed upon petition of the accused, action
need be taken only with respect to issues specified by the Court in the
grant of review. The Court may, in any case, however, review other
matters of law which materially affect the rights of the parties. The
points raised in the Court will involve only errors in law.
Rule 5. Quorum
Two of the judges shall constitute a quorum. The concurrence of
two judges shall be required for the rendition of a final decision or the
JUDICIAL REVIEW OF VETERANS' CLAIMS
CLERK'S OFFICE
Rule 8. Clerk
(a) Location of office. The Clerk of the Court shall keep the office
at the seat of the National Government, Washington, D.C.
(6) Restriction on incumbent. He shall not practice as attorney or
counsellor in any court while he continues in office.
(c) Oath of office. Before he enters on the execution of his office,
he shall take an oath in the form prescribed by 28 U.S.C. 951, which
reads:
"I, * * *, having been appointed * * *, do solemnly swear (or affirm) that
I will truly and faithfully enter and record all orders, decrees, judgments, and
proceedings of such Court, and will faithfully and impartially discharge all
other duties of my office according to the best of my abilities and understand-
ing. So help me God."
(d) Custodian of records. He shall not permit an original record,
pleading, or other paper relative to a case to be taken from the court-
room or from the office without an order from a judge of the Court.
(e) Hours. The office of the Clerk will be open from 9 a.m. to 5 p.m.
every week-day except holidays and Saturdays.
Rule 9. Oocfcef
(a) Maintenance of docket. The Clerk shall maintain in his office
a docket, in which shall be entered the receipt of all pleadings or other
papers filed, and any action by the Court relative to a case. Entries in
the docket shall be noted chronologically on the page or pages assigned
to the case, showing briefly the date, the nature of each pleading or
other paper filed, and the substance of any action by the Court.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1841
(6) Docket number. Upon receipt of either the Petition for Grant
of Review, the Certificate for Review, or the Assignment of Errors, the
case shall be assigned a docket number. All pleadings or other papers
subsequently filed in the case shall bear this number.
(c) Notice of docketing. The Clerk shall promptly notify The
Judge Advocate General of the service concerned, and the accused or
his appellate counsel, of the receipt and docketing of the case, includ-
ing the docket number assigned.
ADMISSIONS
Rule 70. Professional Requirements
It shall be requisite to the admission of an attorney or counsellor to
practice in this Court that he be a member of the bar of a Federal
court or of the highest court of a State, Territory, Commonwealth, or
Possession.
Rule 7 7. Application Form
In order to appear before the Court/an application shall be filed
with the Clerk on a form supplied by him, which form shall be avail-
able upon request.
Rule 72. Certificate
(a) Of good standing. Together with the application form the
applicant shall file a certificate from the presiding judge or clerk of
the proper court that the applicant is a member of the bar and that
his private and professional character appear to be good.
(b) Original and current. The certificate of good standing must be
an original and current, dated within 1 year of the date of application.
(c) Member of an Ariiied Service. A member of an Armed Service
need not submit a certificate of good standing if the application form
is certified by the Judge Advocate General of his respective service.
Rule 73. Oath
Upon being admitted, each applicant shall take in open court the
following oath or affirmation, viz :
"I, * * *, do solemnly swear (or affirm) that I will support the Constitution
of the United States; and, t h a t ' I will demean myself, as an attorney and
counsellor of this Court, uprightly, and according to law."
APPEALS
Rule 17. Methods of Appeal
Cases shall be appealed to the Court by one of the following
methods:
(a) Cases under Article 67(b)(3). All cases under Article
67(&) (3) shall be appealed by a Petition for Grant of Review, and
such petition shall be substantially in the form provided in Rule 18.
(6) Oases under Article 67(b)(2). All cases under Article
67(b)(2) shall be forwarded by The Judge Advocate General by a
Certificate for Review, and such certificate shall be substantially in
the form provided in Rule 19.
(c) Cases under Article 67(b)(1). All cases under Article
67(J) (1) shall be forwarded by The Judge Advocate General accom-
panied by an Assignment of Errors urged by appellate counsel for
the accused substantially in the form provided in Rule 20.
Rule 18. Form of Petition for Grant of Review
The Petition for Grant of Review under Article 67(b)(3) shall be
substantially in the following form:
IN THE UNITED STATES
COURT OF MILITARY APPEALS
UNITED STATES,
Appellee PETITION FOR GRANT OF REVIEW
v. > Board of Review No.
Docket No.
Appellant J
JUDICIAL REVIEW OP VETERANS' CLAIMS 1843
3. The accused claims error on the following questions of law : (Here set forth
separately and particularly each error assigned upon which accused relies, in-
cluding such points and authorities as may be desired.)
Note. Claim of "insufficiency of the evidence" as an assigned error shall set out with
particularity exactly In what respect the evidence is lacking with record references, if
available.
4. The accused was notified of the decision of the Board of Review on the
day of , 19 , and placed his request to petition the Court
in military channels or in the mail on the day of , 19
Address
Petition was received in the Office of The Judge Advocate General of the
, on the day of , 19
CERTIFICATE OF SERVICE
Name
Address
Rule 79. Form of Certificate for Review
The Certificate for Review under Article 67(&)(2) shall be sub-
stantially in the following form:
1844 JUDICIAL REVIEW OP VETERANS' CLAIMS
UNITED STATES,
(Appellee) (Appellant) CERTIFICATE OF REVIEW
v. Board of Review No
Docket No
(Appellant) (Appellee)
Address
Address
Rule 20. Form of Assignment of Errors in Mandatory Cases
The Assignment of Errors under Article 67(&) (1) shall be sub-
stantially in the following form.
IN THE UNITED STATES
COURT OF MILITARY APPEALS
UNITED STATES,
Appellee ASSIGNMENT OF ERRORS
v. • Board of Review No
Docket No
Appellant
Address
CERTIFICATE OF SERVICE
I certify that a copy of the foregoing was mailed or delivered to Appellate
Government Counsel on the day of , 19
Name
Address
Rule 2 J. Reply to Petition for Grant of Review
(a) Time requirement. Within 15 days after the filing of a Peti-
tion for Grant of Eeview by an accused under Article 67(6) (3),
appellate Government counsel shall file a reply to the Petition stating
his views with respect to the merits of the errors of law raised in the
Petition and why he believes the Petition should not be granted.
(&) Form. This reply shall be similar in form to the Petition, and
brief of the accused, should one be filed, except that if the appellate
Government counsel disagrees with the statement of facts, or desires
to supplement it with additional facts, he shall start his reply with new
information. If a claim of insufficiency of evidence is contested, the
reply shall set forth affirmatively, with particularity, wherein it is
claimed the evidence is sufficient, with record references. See also
Rule 40.
Rule 22. Reply fo Certificate for Review
See Rule 41.
Rule 23. Reply fo Assignment of Errors in Mandatory Cases
See Rule 42.
1846 JUDICIAL REVIEW OF VETERANS' CLAIMS
(a) If printed. They shall be in such form and size that they can
be conveniently bound together.
(6) / / typewritten. They shall be double-spaced on legal cap white
paper securely fastened at the top.
Rule 36. Record References
All record references shall show page numbers and any exhibit desig-
nations.
Rule 37. Signature
All pleadings or other papers relative to a case shall bear an original
signature and shall show the name and address of the person signing,
together wtih his military rank, if any, and the capacity in which he
signs the paper. Such signature shall constitute a certificate that the
statements made therein are true and correct to the best of the knowl-
edge, information, and belief of the person signing the pleading or
paper, and that the pleading or paper is filed in good faith and not
for the purpose of unnecessary delay.
Rule 3 8 . Service
(a) In general. Prior to the filing of any pleading-or other paper
relative to a case in the office of the Clerk, service of a copy of the
same shall be made on all counsel of record. In the case of a Certifi-
cate for Review, service of a copy thereof shall be made on appellate
Government counsel and the accused or his appellate counsel.
(6) By mail. Any pleading or other paper filed relative to a case
may be served on all counsel of record by mail. When service by mail
is used a certificate shall be included in the original pleading or other
paper filed substantially in the following form:
CERTIFICATE OF SERVICE ON ALL COUNSEL OF RECORD
I certify that a copy of the foregoing was mailed to all counsel of record on
the day of , 19
Name
Address
BRIEFS
Rule 39. Form of Brief
All briefs shall be substantially in the following form:
IN THE UNITED STATES
COURT OF MILITARY APPEALS
UNITED STATES, \ BRIEF ON BEHALF OF
(Appellant) (Appellee) (ACCUSED) (UNITED STATES)
Board of Review No.
(Appellee) (Appellant) J Docket No.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1849
Index of Brief
(Omit index if brief is less than ten pages)
Statement of Facts
(Set forth a concise statement of the facts of the case material to the issues
concerning which any error is assigned. Portions of the record of trial and other
matters of evidentiary nature shall not be included in this statement. Pertinent
portions of the statement of facts in briefs of appellate counsel or the decision
of the Board of Review may be quoted.)
Assignment of Errors
(Here set forth each error assigned in the Petition for Grant of Review,
or each issue raised in the Certificate for Review, or each error assigned in
the Assignment of Errors, or each issue specified by the Court.)
Argument
(Discuss briefly the points of law presented, citing and quoting such authorities
as are deemed pertinent.)
Conclusion
Insert (A), (B) or (C), whichever is applicable:
(A) "For the reasons stated the accused is entitled to a grant of review under
the provisions of the Uniform Code of Military Justice, Article 67(6) (3."
(B) "This brief is submitted under the provisions of the Uniform Code of
Military Justice, Article 67(6) (2)."
(C) "This brief is submitted under the provisions of the Uniform Code of
Military Justice, Article 67 (6) (1)."
Signature of Counsel
Address
CERTIFICATE OF SERVICE
I certify that a copy of the foregoing was mailed or delivered to appellate
(Defense) (Government) counsel on the day of , 19
Name
Address
(c) Time. Not more than 30 minutes on each side shall be allowed
for oral argument unless the time is extended by leave of Court.
(d) Failure of counsel to appear. If counsel fail to appear at the
time set for oral argument the Court may consider the case as having
been submitted without argument or, in its discretion, continue the
case until a later date.
(e) Failure of counsel for one party to appear. If counsel for one
party fails to appear the Court may hear oral argument from the
counsel appearing or, in its discretion, continue the case until a later
date.
(/) Waiver of oral argument. A case may be submitted on briefs
without oral argument with permission of the Court.
Rule 48. Notice of Hearing
The Clerk shall give at least 10 days' notice in writing of the time
and place for any hearing.
MANDATES
Rule 58. Issuance
Mandates shall issue after the expiration of 12 days from the day
the opinion of the Court is filed with the Clerk, unless a petition for
rehearing, modification or reconsideration is filed, or the time is
shortened or enlarged by order of the Court, or unless the parties
stipulate that it be issued sooner.
Rule 59. Petition Denied
No mandate shall issue upon the denial of a Petition for Grant of
Review. Whenever a Petition for Grant of Review is denied, the
Clerk shall enter an order to that effect and shall forthwith notify
The Judge Advocate General of the service concerned and counsel
of record.
OPINIONS
Rule 60. Filing
All opinions of the Court shall be filed with the Clerk for
preservation.
Rule 6 1 . Reproduction and Distribution
The reproduction, printing and distribution of all opinions shall
be pursuant to the direction of and under the supervision of the Clerk.
JUDICIAL REVIEW OP VETERANS' CLAIMS 1853
VETERANS' ADMINISTRATION,
OFFICE OF THE ADMINISTRATOR OF VETERANS' AFFAIRS,
Washington, D.C., April 5, 1961.
Hon. OLIN E. TEAGUE,
Chairman, Committee on Veterans' Affairs,
House of Representatives, Washington, D.C.
DEAR MR. TEAGUE: The following comments are submitted in response to
your request for a report on H.R. 852, 87th Congress.
The purpose of the bill is to authorize the Administrator of Veterans' Affairs to
employ, on a temporary or intermittent basis, experts or consultants who are
members of designated American specialty boards or medical specialty sections,
to serve on medical advisory panels and render opinions as to whether a disability
or death is service connected. The Administrator would submit to the panels
cases in which he finds there is material doubt or material conflict of medical
evidence on such question.
H.R. 852 would not grant the Administrator any new authority. Under
38 U.S.C. 213 he may enter into contracts or agreements with private or public
agencies or persons for such necessary services (including personal services) as
he may deem practicable; and under 38 U.S.C. 4114(a) upon the recommendation
of the Chief Medical Director he may employ physicians on a fee basis, without
regard to the Classification Act of 1949. The bill would, however, formalize the
procedure for obtaining medical opinion from independent experts and consultants.
The language of the proposal is permissive and would permit the Administrator
to determine when a material doubt or material conflict of medical evidence
exists. This is most desirable. We believe, however, that if the bill is favorably
considered by the committee it should be amended to confine the question to be
presented to the medical advisory panels to strictly medical issues rather than
"whether or not a disability or death is service connected." Otherwise, the
medical advisory panels would be rendering opinions on questions of fact not
necessarily involving medical issues. In addition, in deciding the broad question
of service connection they would be required to apply legal presumptions and
regulatory criteria; matters which can be better determined by trained legal
specialists than by medical specialists.
The extensive facilities of our Department of Medicine and Surgery are, of
course, available and utilized as necessary in the adjudication of compensation
cases. Most of our hospitals have highly qualified staff physicians who are
readily available for consultation in connection with any medical question involv-
ing doubt or conflict of evidence. Many of these physicians are of professorial
stature in colleges of medicine with which our hospitals are affiliated. These
physicians represent some of the most competent board certified specialists in
the medical community and are often of national and international repute.
Upon request by the Department of Medicine and Surgery in central office or
at the hospital level, these men serve from time to time on boards established to
resolve specific professional questions at issue.
On September 9, 1959, the Department of Medicine and Surgery issued pro-
cedures for accomplishing special diagnostic studies and examinations for ad-'
judicative purposes (change 12 to VA Manual M-2, pt. I, ch. 8, a copy of which
is attached). Under the procedure prescribed in that chapter, any suitably
staffed and equipped VA hospital may be designated to accomplish an examination
or observation of a claimant when no satisfactory diagnostic conclusion can be
reached due to irreconcilable differences of professional opinion.
At the request of members of the professional staff of your committee, the
Veterans' Administration is currently undertaking a study in which a group of
cases involving material doubt or material conflict of evidence in a medical issue—
primarily matters of etiology, diagnosis, or relationship—-will be submitted to the
Chief Medical Director for an opinion and, thereafter, the same question will be
submitted to independent medical experts for an opinion. An analysis of this
study by the Veterans' Administration and your committee upon its completion
will no doubt aid in determining the need for medical advisory panels.
H.R. 852, if enacted, could result in a minor number of new cases being added
to the compensation rolls with a negligible effect on benefit cost.
In view of the foregoing, the Veterans' Administration recommends that further
consideration of the bill be deferred until completion of the current study.
The Bureau of the Budget advises that there is no objection to the presentation
of this report from the standpoint of the administration's program and that the
Bureau recommends strongly against passage of the bill.
Sincerely,
J. S. GLEASON, Jr., Administrator.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1855
S E P T E M B E R 9, 1959
M-2, Part I
Change 12
8.01 POLICY
Any suitably staffed a n d equipped VA hospital m a y be selected under t h e
procedures described below for t h e examination and observation of a claimant
when no satisfactory diagnostic conclusion can be reached due to irreconcilable
differences of medical opinion expressed a t VA field stations b y professional
personnel who have previously examined t h e claminant.
VETERANS' ADMINISTRATION,
O F F I C E OF T H E A D M I N I S T R A T O R OF V E T E R A N S ' A F F A I R S ,
Washington, D.C., May 25, 1961.
Hon. OLIN E. TEAGUE,
Chairman, Committee on Veterans' Affairs,
House of Representatives, Washington, D.C.
D E A R M R . T E A G U E : T h a n k you for the o p p o r t u n i t y to c o m m e n t upon H . R . 775
a n d H . R . 849, similar 87th Congress bills, to a m e n d title 38, United States Code,
to establish a C o u r t of Veterans' Appeals and to prescribe its jurisdiction a n d
functions.
T h e extensive s t u d y which y o u r committee gave to similar legislation during
t h e 86th Congress resulted in t h e expression of m a n y and diverse points of view on
t h e question whether t h e r e should be a judicial-type review of a d m i n i s t r a t i v e
decisions respecting claims for all veterans benefits for which court review h a d n o t
already been provided. As I have n o t previously had occasion to formulate a
position on this question, I have carefully reviewed both t h e factors a d v a n c e d b y
t h e p r o p o n e n t s , a n d those advanced b y t h e opponents, of measures which would
provide such a review.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1857
It appears to me that the most cogent argument which has been advanced in
favor of measures such as H.R. 775 and H.R. 849, is that a veteran who is dis-
satisfied with an administrative determination of the Veterans' Administration
should have some completely independent forum to which he may present his
case-—that is, that he should be allowed his day in court. Inherent in this
argument is the thought that until such an independent review of the veteran's
claim can be had the administrative determination, even though it be in fact
correct, is still suspect.
This basic argument is often coupled with the further arguments that a court
review would assure against arbitrary or capricious action by some Administra-
tor of Veterans' Affairs and that the mere possibility of a court review would make
the Board of Veterans' Appeals do a better, more conscientious job. As to these
points, however, I believe it is highly debatable that a court review would be
more effective in either area than the existing oversight by the congressional
committees, such as the Veterans' Affairs Committee, and by the national veterans'
organizations.
The arguments against judicial review appear to fall into two broad categories:
First, that the nature of a veteran's claim is such that an administrative board
will provide a better and more effective review than can be expected through for-
mal court proceedings; and, second, that subjecting Veterans' Administration
decisions to review by a court would adversely affect the agency's ability to serve
veterans as a class.
One purpose of an administrative board, such as the Board of Veterans' Appeals,
is to provide a speedy, informal review, at no expense to the claimant. The
requisite informality is possible only if the appellate agency—board or court—is
staffed with persons who are experts in their field, if it can receive and properly
evaluate all types of evidence and if it conducts its proceedings on a nonadversary
basis. The Board of Veterans' Appeals, with its consultant staff, legal and medi-
cal, is drawn from the - best qualified personnel available in all branches of the
agency with the addition of certain highly trained specialists. No court could be
expected to duplicate the expertise available to the Board unless it should also
duplicate the staff and functions now performed by the Board.
The question of the effect of the existence of a court review upon our adjudicating
procedures is less tangible but, perhaps, is of even more significance. Finality
has been accorded to administrative decisions in the field of veterans' claims, not
solely because they are considered gratuities, but also because the Congress has
felt that the best service to all veterans would result from giving full responsibility
to the administering agency. This is the same underlying reason that all veterans'
matters have been consolidated in one agency. As long as the agency can make
final determination it can operate in a flexible and speedy maimer, able to act on
the merits of individual cases and to adjust to changing situations. If that
finality is removed, the agency must await the decision of the appellate authority
in key cases and otherwise slow down its adjudication procedures to take into
account an ever-growing body of court-made interpretations of the laws. Finally,
no matter what steps are taken to minimize the impact, the existence of a court
will inevitably result in a greater formality of our entire administrative processes.
If nothing else, the necessity of being prepared to defend the agency decision in a
court action will require the establishment of a more formal record than is presently
necessary.
There are two other considerations which, interestingly enough, have been
advanced both for and against court review. One is the effect of court decisions
as precedents for agency actions. ' On the one hand, it has been urged that the
establishment of court precedents would add a desirable certainty to the law. On
the other hand, it has been urged, with equal earnestness, that the development of
court precedents would inject an undue rigidity into the adjudication of veterans'
claims.
The other consideration which cuts both ways is the question of "res judicata"—
that is, the doctrine that the court decree on a specific issue rendered the matter
conclusive between the parties. At present the veteran has the right to request
reconsideration by the Board of its decisions and the Board is very liberal in
granting such reconsideration. And the clpim can always be reopened upon the
submission of new and material evidence. It seems unquestionable that the right
to reopen or request reconsideration in the Veterans' Administration would, as a
practical matter, be impaired since it is only natural that the Board would be
reluctant to reverse a formal court decision. On the other hand, to the extent
that one purpose of court review is to achieve a final settlement of individual
1858 JUDICIAL REVIEW OF VETERANS' CLAIMS
claims, the doctrine of "res judicata" not only must be applied, but could be
regarded as having some desirable aspects.
I have the greatest respect for the views of those who feel that a court review
of veterans' claims should be provided. However, having carefully considered
the various factors, the principal ones of which have been set forth above, I am
persuaded that such a court would not be in the best interest of either the veteran
or the Nation.
The enactment of legislation providing for a court review of all veterans' claims
would, for the first time in the history of veterans' legislation, require the Govern-
ment to assume an adversary position in respect to such claims. This is the
necessary concomitant of judicial proceedings. It is not objectionable, of course,
in the courts, but I think it would be most unfortunate if the necessity of assuming
such a position before the courts had a tendency to generate a like approach in
the administrative adjudication of claims, as well it might, to the disadvantage of
claimants.
Since this report has been directed to the principle of judicial review and not
to the mechanics of the specific proposals embodied in H.R. 775 and H.R. 849,
it is equally applicable to H.R. 282, H.R. 3263, H.R. 3814, H.R. 3815, H.R. 4134,
H.R. 4696, and H.R. 5992, upon which you also requested our views. There are
technical aspects of certain of these bills which would warrant special comment,
if they were to receive further consideration. We will be glad to discuss such
matter in detail with the committee staff, if requested.
We are unable to furnish an accurate estimate of the cost of these various
proposals, if enacted. With respect to bills such as H.R. 775 and H.R. 849, a
rough comparison may be made to the U.S. Court of Claims which has five judges
and which, we are informed, presently employs 13 commissioners. The 1962
budget estimate for the Court of Claims is $955,000. Should the maximum
number of 50 commissioners authorized by H.R. 775 be utilized by the proposed
Court of Veterans' Appeals, the salaries of the judges and commissioners alone
would total $1,077,500 annually. Supporting personnel, travel expenses, and
other services, as well as costs incident to the preparation and certification of the
record to, and representation before, the court, would of course require substan-
tial additional funds.
In view of the above I cannot favor the enactment of legislation such as here
proposed.
The Bureau of the Budget recommends strongly against enactment of this
legislation. We are also advised by the Bureau that there is no objection from
the standpoint of this administration's program to the presentation of this report
to the committee.
Sincerely,
J. S. GLBASON, Jr., Administrator.
VETERANS' ADMINISTRATION,
OFFICE OF THE ADMINISTRATOR OF VETERANS' AFFAIRS,
Washington, D.C., May 25, 1961.
Hon. OLIN E. TEAGUE,
Chairman, Committee on Veterans' Affairs,
House of Representatives, Washington, D.C.
DEAR M R . TEAGUE: The following comments are furnished in response to
your request for a report by the Veterans' Administration on H.R. 857, 87th
Congress.
The purpose of H.R. 857, as stated by its title, is to amend section 4005 of title
38, United States Code, to provide that cases appealed to the Board of Veterans'
Appeals shall contain a brief statement of the facts of the case appealed, with a
citation and application of the law, together with the recommendations of the
office appealed from.
The bill would require that prior to forwarding the case to the Board the state-
ment of facts be submitted to the appellant, or his agent or attorney, for the pur-
pose of obtaining concurrence as to accuracy, or alternatively a statement of
exceptions. However, disclosure to the claimant of facts concerning himself
would not be required if such disclosure would be injurious to physical or mental
health. The appeal would be dismissed in the event a statement of concurrence
or exceptions was not received within prescribed periods (30 days from date of
forwarding the statement of facts or the remainder of the 1-year appeal period,
whichever is the later).
JUDICIAL REVIEW OF VETERANS' CLAIMS 1859
the bill states that the summary statement need not be submitted to the appellant
if the disclosure of the information in the file would be harmful to his health.
Thus, he would not be in a position to either concur in, or take exception to, the
brief, but the bill does not relieve him from the requirement of doing one or the
other, subject to the penalty of the dismissal of the appeal. A more basic, but
related, question is whether any procedure for a stipulated statement of facts
can be effective without a modification of the current policy which prohibits
appellant from examining the claims folder.
Also problems as to retroactive benefits could arise if an omission of pertinent
data from the record were disclosed at a subsequent date; although, of course,
this could be guarded against by binding the appellant to the facts stipulated in
the "record." We also suggest that it would be preferable to establish a fixed
time limit following submission of the statement to the appellant or his repre-
sentative (say, 30 days) for receipt of the concurrence or exception. Provision
could be made for granting additional time if necessary. If the current provision
of the bill were to remain, the reference to "the one-year period" (line 15, p. 2)
should be changed to "the period" since a lesser period of 60 days is provided
for filing appeals in simultaneously contested claims.
We are unable to give a worthwhile estimate of the cost which would result
from enactment of the bill. As noted, the average cost of the summary statement
prepared in the pilot study was $21.29 per summary. If we apply this average
cost per summary to the current caseload of the Board of Veterans' Appeals, the
figure would be approximately $800,000 per year. However, if a brief which would
be adequate to serve as a basis for appellate decision without recourse to the case
folder were necessary the cost would be much higher. This cost would be offset
to some limited extent in the latter situation by an undetermined saving of the
time of Board members and consultants since they would need not review the
case folder.
Weighing all factors we doubt that the procedure here proposed would be suffi-
ciently beneficial to justify its adoption, if the stipulated statement of facts were
merely to serve as a supplementary tool in an appellate consideration de novo
based upon review of the entire case record. On the other hand its use as the
basis of appellate review would place a substantial additional burden on the
veteran-claimant in the preparation of his appeal, and would place a premium
upon the availability to him of competent counsel.
Under the circumstances we are unable to recommend favorable consideration
of H.R. 857 by your committee.
In view of your urgent request for a report on this bill we have not had sufficient
time in which to ascertain from the Bureau of the Budget its relationship to this
administration's program.
Sincerely,
J. S. GLEASON, Jr., Administrator.
promptly certify and transmit to the court, for review in accordance with this sec-
tion, a copy of the record on which the decision of the Board was based, or he may
transmit the entire claims file in the case.
"§ 4055. Attorneys and agents
"(a) The court, as a part of each judgment or decree entered, shall determine
and allow reasonable fees for the attorney or attorneys of the claimant or claim-
ants, and apportion same, if proper.
"(b) No person may represent a claimant before the court unless he is a member
of the bar of a Federal court or of the highest court of a State. The court may
prescribe qualifications of persons who may represent claimants in proceedings
before commissioners.
"§ 4056. Authority of Board of Veterans' Appeals
"Nothing in this chapter shall affect the authority of the Board of Veterans'
Appeals to reopen any claim or review or reconsider any decision formerly made by
the Board.
"Subchapter II—Procedure and Administration
"§ 4061. Clerk
"(a) The court may appoint a clerk and an assistant clerk, each of whom shall
be subject to removal by the court. The court shall report any such removal
and the cause thereof to Congress as soon as possible.
"(b) The clerk shall pay into the Treasury all fees, costs, and other moneys
collected by him. He shall make returns thereof to the Director of the Ad-
ministrative Office of the United States Courts under regulations prescribed by
him.
"(c) On the first day of every regular session of Congress, the clerk shall have
published a full and complete statement of all the judgments rendered by the
court during the previous year, showing the dates and amounts thereof and the
parties in whose favor they were rendered, together with a brief synopsis of the
nature of the claims upon which they were renderedj and a statement of the costs
taxed in each case.
"§ 4062. Commissioners
"(a) The court may appoint not more than fifty commissioners who shall be
subject to removal by the court and shall devote all of their time to the duties of
the office. The commissioners shall perform such duties as the court may pre-
scribe, including, but not limited to, conducting hearings, receiving evidence,
taking depositions, qualifying witnesses, and making such reports as the court
may prescribe.
"(b) Each commissioner shall receive basic compensation at the rate of $19,000
a year, and also all necessary traveling expenses and a per diem allowance as
provided in sections 835-842 of title 5 while traveling on official business and away
from Washington, District of Columbia.
"(c) No person may be appointed as a commissioner unless he is a member of
the bar of a Federal court or of the highest court of a State, and has engaged in
the active practice of law for five or more years. No person may be appointed as
a commissioner who within the two-year period preceding his appointment—
"(1) has held elective or appointive office at the State or National level in
any congressionally chartered veterans' organization; or
"(2) has been a civilian officer or employee of the United States serving
in the Veterans' Administration, the Department of Defense, the Bureau of
the Budget, or the General Accounting Office.
"§ 4063. Stenographers; clerical employees; bailiff
"(a) The court shall appoint stenographers and other clerical employees in
such numbers as may be necessary, each of whom shall be subject to removal by
the court.
"(b) The court may appoint a bailiff and a messenger who shall be subject to
removal by the court. The bailiff shall attend the court, preserve order, and
perform such other necessary duties as the court directs.
"§ 4064. Fees; charge for court's opinions
"(a) T h e court shall by rule impose a fee not exceeding S10 for the filing of
any appea 1.
"(b) T h e clerk of the court shall collect for each certified copy of the court's
opinion a f ee of 25 cents for five pages or less; 35 cents for those over five and not
1864 JUDICIAL REVIEW OF VETERANS' CLAIMS
from civil life by the President, by and with the advice and consent of the Senate.
The President shall designate from time to time one of the judges to act as chief
judge.
"(b) The court shall hold at the seat of government an annual term at a time
to be fixed by rule of court.
"(c) The court may prescribe its own rules of procedure and determine the
number of judges required to constitute a quorum. A vacancy in the court shall
not impair the right of the remaining judges to exercise the powers of the court.
"(d) If a judge of the court is temporarily unable to perform his duties because
of illness or other disability, the President mav designate a judge of the United
States Court of Appeals for the District of Columbia to fill the office for the
period of disability.
"§ 4052. Provisions relating to judges
"(a) Each judge of the court shall be entitled to salary at the rate prescribed
for the judges of the Court of Claims, and shall be eligible for reappointment.
" (b) No person may be appointed as a judge of the court unless he is a member
of the bar of a Federal court or of the highest court of a State, and has engaged
in the active practice of law for seven or more years. No person may be appointed
as a judge of tho court who within the two-year period preceding his appointment—
" (1) has held elective or appointive office at the State or National level in
any congressionally chartered veterans' organization; or
" (2) has been a civilian officer or employee of the United States serving
in the Veterans' Administration, the Department of Defense, the Bureau of
the Budget, or the General Accounting Office.
"(c) The terms of office of the five judges first ta'dng office after the date of
enactment of this section shall expire, as designated by the President, at the time
of nomination, one ten years after such date, one eight years after such date,
one six years after such date, one four years after such date, and one two years
after such date. The terms of office of all successors shall expire ten years after
the expiration of the terms for which their predecessors were appointed, but any
judge appointed to fill a vacancy occurring before the expiration of the term for
which his predecessor was appointed may be appointed only for the unexpired
term of his predecessor.
" (d) Judges of the court may be removed by the President, upon notice and
hearing, for neglect of duty or malfeasance in office, or for mental or physical
disability, but for no other cause.
"§ 4053. Jurisdiction of the court
" (a) Except with respect to matters which may be reviewed by another court
pursuant to section 784 or 1820(a)(1) of this title, the court shall have exclusive
jurisdiction to review by appeal all decisions of the Board of Veterans' Appeals
(hereinafter in this chapter referred to as the 'Board').
"(b) Except as provided in section 4056 of this title, all decisions of the court
shall be final and no decision of the court shall be subject to review by any official
or court of the United States.
"§ 4054. Review by the court
"(a) Any claimant aggrieved by a decision of the Board may, within one year
from the date of mailing of notice of such decision, or the date of enactment of
this section, whichever is later, apply to the court for a review of such decision.
Such application shall be made by filing in the office of the clerk of the court a
concise statement of the errors of law and fact complained of. A copy of such
statement shall be served on the Chairman of the Board. Within thirty days
the Chairman shall certify and transmit to the court a copy of the record on which
the decision of the Board was based, or he may transmit the entire claims file in
the case.
"(b) The court may decline to review any decision of the Board if it appears
that no material error of fact or law is involved in such decision.
"(c) The findings of fact by the Board, if supported by a preponderance of the
evidence in the record before the court, shall be conclusive; but the court, for
good cause shown, may take new or additional evidence, or may remand the case
to the Board for further development. Where a case is remanded to the Board,
the Board may make new or modified findings of fact, and may modify its previous
decision, and shall certify and transmit to the court the record of such further
proceedings. Silch new or modified findings of fact shall likewise be conclusive
if supported by a preponderance of the evidence in the record before the court.
800S2 O—62 10
1866 JUDICIAL BEVIEW OF VETE BANS' CLAIMS
The court may conduct such independent investigations as it may deem necessary
in any case. The court shall determine the weight and probative value of all
evidence in the record, and shall determine the admissibility of evidence offered
to the court.
"(d) If the court determines that the decision of the Board is not in accordance
with law or is not supported by a preponderance of evidence in the record before
the court, the court shall reverse or modify the decision of the Board; otherwise
the court shall enter a judgment affirming the decision of the Board. If the
court enters a judgment reversing or modifying the decision of the Board, the
Administrator shall carry out the judgment of the court.
"(e) The court may, upon its own motion, review any decision of the Board,
without regard to whether an application for review thereof has been filed. In
such cases, the Chairman of the Board shall, upon request made by the court,
promptly certify and transmit to the court, for review in accordance with this
section, a copy of the record on which the decision of the Board was based, or he
may transmit the entire claims file in the case.
"§ 4055. Attorneys and agents
"(a) The court, as a part of each judgment or decree entered, shall determine
and allow reasonable fees for the attorney or attorneys of the claimant or claimants,
and apportion same, if proper.
"(b) No person may represent a claimant before the court unless he is a mem-
ber of the bar of a Federal court or of the highest court of a state. The court
may prescribe qualifications of persons who may represent claimants in pro-
ceedings before commissioners.
" § 4056. Authority of Board of Veterans' Appeals
"Nothing in this chapter shall affect the authority of the Board of Veterans'
Appeals to reopen any claim or review or reconsider any decision formerly made
by the Board.
"Subchapter II—Procedure and Administration
"§ 4061. Clerk
"(a) The court may appoint a clerk and an assistant clerk, each of whom shall
be subject to removal by the court. The court shall report any such removal
and the cause thereof to Congress as soon as possible.
"(b) The clerk shall pay into the Treasury all fees, costs, and other moneys
collected by him. He shall make returns thereof to the Director of the Admin-
istrative Office of the United States Courts under regulations prescribed by him.
"(c) On the first day of every regular session of Congress, the clerk shall have
published a full and complete statement of all the judgments rendered by the
court during the previous year, showing the dates and amounts thereof and the
parties in whose favor they were rendered, together with a brief synopsis of the
nature of the claims upon which they were rendered, and a statement of the costs
taxed in each case.
"§ 4062. Commissioners
"(a) The court may appoint commissioners on a full-time basis in such numbers
as the needs of the court may require, who shall be subject to removal by the
court. The court may also procure, on a temporary or intermittent basis, the
service of individuals as commissioners, in accordance with section 55a of title 5.
The commissioners shall perform such duties as the court may prescribe, including,
but not limited to, conducting hearings, receiving evidence, taking depositions,
qualifying witnesses, and making such reports as the court may prescribe.
"(b) The compensation of each full-time commissioner shall be fixed by the
court, but shall not exceed the maximum rate prescribed in the compensation
schedule for the General Schedule of the Classification Act of 1949. Each com-
missioner shall receive all necessary traveling expenses and a per diem allowance
as provided in sections 835-842 of title 5 while traveling on official business and
away from Washington, District of Columbia.
"(c) No person may be appointed as a commissioner unless he is a member of
the bar of a Federal court or of the highest court of a State, and has engaged in
the active practice of law for five or more years. No person may be appointed
as a commissioner who within the two-year period preceding his appointment—
"(1) has held elective or appointive office at the State or national level in
any congressionally chartered veterans' organization; or
JUDICIAL REVIEW OF VETERANS' CLAIMS 1867
" P A R T V. B O A R D S A N D D E P A R T M E N T S "
and inserting in lieu thereof
" P A R T V. B O A R D S , C O U R T O F V E T E R A N S ' A P P E A L S , A N D
DEPARTMENTS";
and
(3) B y inserting immediately below
"71. BOARD OP VETERANS' APPEALS 4001"
t h e following:
"72. COURT OF VETERANS' APPEALS 4051"
S E C . 3. (a) Section 3405 of title 38, United States Code, is amended by insert-
ing ", 4055," immediately after "3404".
(b) Subsection (c) of section 4004 of title 38, United States Code, is a m e n d e d
b y (1) striking o u t "Administrator, a n d " and inserting in lieu thereof " A d m i n i s -
t r a t o r , " , and (2) inserting immediately before t h e period a t t h e end thereof t h e
following: ", and t h e precedent opinions of the C o u r t of Veterans' Appeals".
S E C . 4. (a) Sections 451 and 610 of title 23, United States Code, are a m e n d e d
by inserting immediately after " C o u r t of Customs a n d P a t e n t Appeals" e a c h
place it appears t h e following: ", t h e Court of Veterans' Appeals".
(b)(1) Section 373 of title 28, United States Code, is amended b y inserting
", or t h e C o u r t of Veterans' Appeals" immediately after " t h e District C o u r t of
t h e Virgin Islands".
(2) T h e catchline of such section 373 is amended t o read as follows:
1868 JUDICIAL REVIEW OF VETERANS' CLAIMS
"(d) If a judge of the court is temporarily unable to perform his duties because
of illness or other disability the President may designate a judge of the United
States Court of Appeals for the District of Columbia to fill the office for the
period of disability.
"§ 4052. Provisions relating to judges
"(a) Each judge of the court shall be entitled to salary at the rate prescribed
for the judges of the Court of Claims, and shall be eligible for reappointment.
"(b) No person may be appointed as a judge of the court unless he is a member
of the bar of a Federal court or of the highest court of a State, and has engaged
in the active practice of law for seven or more years. No person may be ap-
pointed as a judge of the court who within the two-year period preceding his
appointment—
"(1) has held elective or appointive office at the State or national level in
any congressionally chartered veterans' organization; or
"(2) has been a civilian officer or employee of the United States serving in
the Veterans' Administration, the Department of Defense, the Bureau of
the Budget, or the General Accounting Office.
"(c) The terms of office of the three judges first taking office after the date of
enactment of this section shall expire, as designated by the President at the time
of nomination, one six years after such date, one four years after such date, and
one two years after such date. The terms of office of all successors shall expire
six years after the expiration of the terms for which their predecessors were
appointed, but any judge appointed to fill a vacancy occurring before the expira-
tion of the term for which his predecessor was appointed may be appointed only
for the unexpired term of his predecessor.
"(d) Judges of the court may be removed by the President, upon notice and
hearing, for neglect of duty or malfeasance in office, or for mental or physical
disability, but for no other cause.
"§ 4053. Jurisdiction of the court
"(a) The court shall have jurisdiction to review by appeal all decisions of the
Board of Veterans' Appeals (hereinafter in this chapter referred to as the 'Board').
The jurisdiction of the court with respect to matters covered by section 784 or
1820(a)(1) of this title shall be concurrent with other courts.
"(b) Except as provided in section 4056 of this title, all decisions of the court
shall be final and no decision of the court shall be subject to review by any official
or court of the United States.
"§ 4054. Review by the court
"(a) Any claimant aggrieved by a decision of the Board may, within one year
from the date of mailing of notice of such decision, or the date of enactment of
this section, whichever is later, apply to the court for a review of such decision.
Such application shall be made by filing in the office of the clerk of the court a con-
cise statement of the errors of law and fact complained of. A copy of such state-
ment shall be served on the Chairman of the Board. The Administrator shall
thereupon make available to the court, at such times and for such periods as the
court may prescribe, the entire claims file in the case, and any other records which
were utilized in the decision appealed from.
"(b) The court may decline to review any decision of the Board if it appears
that no material error of fact or law is involved in such decision.
"(c) The findings of fact by the Board, if supported by a preponderance of the
evidence in the record before the court, shall be conclusive; but the court, for good
cause shown, may take new or additional evidence, or may remand the case to
the Board for further development. Where a case is remanded to the Board, the
Board may make new or modified findings of fact, and may modify its previous
decision, and shall certify and transmit to the court the record of such further
proceedings. Such new or modified findings of fact shall likewise be conclusive if
supported by a preponderance of the evidence in the record before the court. The
court may conduct such independent investigations as it may deem necessary in
any case. The court shall determine the weight and probative value of all
evidence in the record, and shall determine the admissibility of evidence offered
to the court.
"(d) If the court determines that the decision of the Board is not in accordance
with law or is not supported by a preponderance of evidence in the record before
JUDICIAL REVIEW OF VETERANS' CLAIMS 1871
the court, the court shall reverse or modify the decision of the Board; otherwise
the court shall enter a judgement affirming the decision of the Board. If the court
enters a judgment reversing or modifying the decision of the Board, the Adminis-
trator shall carry out the judgement of the court.
"(e) The Administrator may refer to the court for decision any actual case
pending before the Board of Veterans' Appeals where such case involves an unre-
solved issue of law which is of general interest in the administration of the law.
"(f) The court may, upon its own motion, review any decision of the Board,
without regard to whether an application for review thereof has been filed. In
such cases, the Administrator shall, upon request made by the court, make avail-
able to the court, at such times and for such periods as the court may prescribe,
for review in accordance with this section, the entire claims file in the case, and
other records which were utilized in the decision of the Board.
"§ 4055. Attorneys and agents
"(a) The court, as a part of each judgment or decree entered, shall determine
and allow reasonable fees for the attorney or attorneys of the claimant or
claimants, and apportion same, if proper.
"(b) No person may represent a claimant before the court unless he is a mem-
ber of the bar of a Federal court or of the highest court of a State. The court
may prescribe qualifications of persons who may represent claimants in proceed-
ings before commissioners.
"§ 4056. Authority of Board of Veterans' Appeals
"Nothing in this chapter shall affect the authority of the Administrator to
reopen any claim or review or reconsider any decision formerly made in a case.
"Subchapter II—Procedure and Administration
"§ 4061. Clerk
"(a) The court may appoint a clerk and an assistant clerk, each of whom shall
be subject to removal by the court. The court shall report any such removal
and the cause thereof to Congress as soon as possible.
"(b) The clerk shall pay into the Treasury all fees, costs, and other moneys
collected by him. He shall make -returns thereof to the Direcor of the Adminis-
trative Office of the United States Courts under regulations prescribed by him.
"(c) On the first day of every regular session of Congress, the clerk shall have
published a full and complete statement of all the judgments rendered by the
court during the previous year, showing the dates and amounts thereof and the
parties in whose favor they were rendered, together with a brief synopsis of the
nature of the claims upon which they were rendered, and a statement of the costs
taxed in each case.
"§ 4062. Commissioners
"(a) The court may appoint commissioners on a full-time basis in such num-
bers as the needs of the court may require, who shall be subject to removal by
the court. The commissioners shall perform such duties as the court may pre-
scribe, including, but not limited to, conducting hearings, receiving evidence,
taking depositions, qualifying witnesses, and making such reports as the court
may prescribe.
"(b) The compensation of each commissioner shall be fixed by the court, but
shall not exceed the maximum rate prescribed in the compensation schedule for
the General Schedule of the Classification Act of 1949. Each commissioner shall
receive all necessary traveling expenses and a per diem allowance as provided in
sections 835-842 of title 5 while traveling on official business and away from
Washington, District of Columbia.
"(c) No person may be appointed as a commissioner unless he is a member of
the bar of a Federal court or of the highest court of a State, and has engaged in
the active practice of law for five or more years. No person may be appointed
as a commissioner who within the two-vear neriod preceding his appointment—
"(1) has held elective or appointive office at the State or National level in
any congressionally chartered veterans' organization; or
"(2) has been a civilian officer or employee of the United States serving in
the Veterans' Administration, the Department of Defense, the Bureau of the
Budget, or the General Accounting Office.
1872 JUDICIAL REVIEW OF VETERANS' CLAIMS
resides, and jurisdiction is hereby conferred upon such, courts to hear and de-
termine all such controversies. The procedure in such actions shall be the same
as in actions brought pursuant to section 19 of the World War Veterans' Act,
1924, as amended (38 U.S.C., sec. 445). All persons having or claiming to
have an interest in such claim may be made parties to such action, and such
as are not residents of or found within the district in which such action is
brought may be made parties pursuant to order of the court by personal serv-
ice of process or by publication or in such other reasonable manner as the court
may direct.
SEC. 3. The courts of appeal and the United States Court of Appeals for the
District of Columbia shall, respectively, exercise appellate jurisdiction with respect
to actions brought under this Act and, except as provided in section 1254 of title
28 of the United States Code, the judgments of the courts of appeal and the
United States Court of Appeals for the District of Columbia shall be final.
SEC. 4. No action on any claim may be brought under this Act unless it shall
have been instituted within two years from the date of the mailing of notice by
the Administrator of Veterans' Affairs of his determination with respect to such
claim or within two years after the date of enactment of this Act, whichever date
is the later. Infants, insane persons, or persons under other legal disability, or
persons rated as incompetent or insane by the Veterans' Administration shall
have two years in which to bring action after the removal of their disabilities.
If an action is seasonably begun and fails for defect in process, or for other reasons
not affecting the merits, a new action, if one lies, may be brought within one
year though the period of limitations has elapsed.
SEC. 5. The provisions of section 19 of the World War Veterans' Act, 1924, as
amended (38 U.S.C., sec. 445), which relate to the subpenaing of witnesses, the
expenses of attorneys of the Veterans' Administration, and the fees, expenses,
and leaves of absence of other employees of the Administration subpenaed as
witnesses in connection with actions under such section 19, shall be applicable to
actions brought under this Act.
SEC. 6. Notwithstanding the provisions of the Act entitled "An Act to provide
that the unexplained absence of any individual for seven years shall be deemed
sufficient evidence of death for the purpose of laws administered by the Veterans'
Administration", approved June 5, 1942 (38 U.S.C., sec. 445), a finding of death
made by the Administrator of Veterans' Affairs shall not be final and conclusive
in an action brought under this Act.
SEC. 7. (a) Section 5 of the Act entitled "An Act to maintain the credit of the
United States Government", approved March 20, 1933, as amended (38 U.S.C.,
sec. 705), is hereby repealed.
(b) Section 5 of the World War Veterans' Act, 1924, as amended (38 U.S.C.,
sec. 428), is amended by striking out "; and all decisions of questions of fact and
law affecting any claimant to the benefits of titles II, III, or IV of this Act shall
be conclusive except as otherwise provided herein".
(c) Section 11 of the Act entitled "An Act to amend section 202 (3), World War
Veterans' Act, 1924, as amended, to provide more adequate and uniform adminis-
trative provisions in veterans' laws, and for other purposes", approved October 17,
1940 (38 U.S.C., sec. lla-2), is hereby repealed.
SEC. 8. Wherever a judgment or decree shall be rendered in an action brought
pursuant to this Act, the court, as part of its judgment or decree, shall determine
and allow reasonable fees for the attorneys of the successful claimant or claimants
and apportion same, if proper, said fees to be paid by the Administrator of
Veterans' Affairs out of the payments to be made under the judgment or decree.
Any person who shall, directly or indirectly, solicit, contract for, charge, or receive,
or who shall attempt to solicit, contract for, charge, or receive any fee or compen-
sation, except as provided in this section, shall be punished by a fine of not more
than $500 or by imprisonment at hard labor for not more than two years, or both.
nature of the claims upon which they were rendered, and a statement of the costs
taxed in each case.
"§4062. Commissioners
"(a) The court may appoint commissioners on a full-time basis in such numbers
as the needs of the court may require, who shall be subject to removal by the court.
The court may also procure, on a temporary or intermittent basis, the service
of individuals as commissioners, in accordance with section 55a of title 5. The
commissioners shall perform such duties as the court ma\' prescribe, including,
but not limited to, conducting hearings, receiving evidence, taking depositions,
qualifying witnesses, and making such reports as the court may prescribe.
"(b) The compensation of each full-time commissioner shall be fixed by the
court, but shall not exceed the maximum rate prescribed in the compensation
schedule for the General Schedule of the Classification Act of 1949. Each com-
missioner shall receive all necessary traveling expenses and a per diem allowance
as provided in sections 835-842 of title 5 while traveling on official business and
away from Washington, District of Columbia.
"(c) No person may be appointed as a commissioner unless he is a member of
the bar of a Federal court or of the highest court of a State, and has engaged in
the active practice of law for five or more years. No person may be appointed
as a commissioner who within the two-year period preceding his appointment—
"(1) has held elective or appointive office at the State or national level
in any congressionally chartered veterans' organization; or
"(2) has been a civilian officer or employee of the United States serving
in the Veterans' Administration, the Department of Defense, the Bureau of
the Budget, or the General Accounting Office.
"§ 4063. Stenographers; clerical employees; bailiff
"(a) The court shall appoint stenographers and other clerical employees in
such numbers as may be necessary each of whom shall be subject to removal by
the court.
"(b) The court may appoint a bailiff and a messenger who shall be subject to
removal by the court. The bailiff shall attend the court, preserve order, and
perform such other necessary duties as the court directs.
"§ 4064. Fees; charge for court's opinions
"(a) The court shall by rule impose a fee not exceeding $10 for the filing of
any appeal.
(b) The clerk of the court shall collect for each certified copy of the court's
opinion a fee of 25 cents for five pages or less; 35 cents for those over five and not
more than ten pages; 45 cents for those over ten pages and not more than twenty
pages; and 50 cents for those of more than twenty pages."
SEC. 2. (a) The title and table of chapters of part V of title 38, United States
Code, is amended to read as follows:
"PART V—BOARDS, COURT OF VETERANS' APPEALS,
AND DEPARTMENTS
"CHAPTER Sec.
"71. Board of Veterans' Appeals 4001
"72. Court of Veterans' Appeals - 4051
"73. Department of Medicine and Surgery 4101
"75. Veterans' Canteen Service 4201"
(b) The table of parts and chapters a t the beginning of title 38, United States
Code, is amended as follows:
(1) By striking out
"V. BOARDS AND DEPARTMENTS.. 4001"
and inserting in lieu thereof
"V. BOARDS, COURT OP VETERANS' APPEALS, AND DEPARTMENTS 4001";
1878 JUDICIAL REVIEW OF VETERANS' CLAIMS
the following:
"72. COURT OF VETERANS' APPEALS 4051".
SEC. 3. (a) Section 3405 of title 38, United States Code, is amended by insert-
ing ", 4055," immediately after "3404".
(b) Subsection (c) of section 4004 of title 38, United States Code, is amended
by (1) striking out "Administrator, and" and inserting in lieu thereof "Admin-
istrator,", and (2) inserting immediately before the period at the end thereof the
following: ", and the precedent opinions of the Court of Veterans' Appeals".
SEC. 4. (a) Sections 451 and 610 of title 28, United States Code, are amended
by inserting immediately after "Court of Customs and Patent Appeals" each
place it appears the following: ", the Court of Veterans' Appeals".
(b) (1) Section 373 of title 28, United States Code, is amended by inserting
", or the Court of Veterans' Appeals" immediately after "the District Couit of
the Virgin Islands".
(2) The catchline of such section 373 is amended to read as follows:
"§ 373. Judges in Territories and possessions; judges of Court of Veterans'
Appeals"
(3) T h e analysis of chapter 17 of title 28, United States Code, is amended by
inserting immediately after
"373. Judges in Territories and possessions"
t h e following:
"; judges of Court of Veterans' Appeals".
residents of or found within the district in which such action is brought may be
brought in by order of the court to be served personally, or by publication or in
such other reasonable manner as the court may direct.
SEC. 3. The circuit courts of appeal and the United States Court of Appeals
for the District of Columbia shall, respectively, exercise appellate jurisdiction
and, except as provided in sections 239 and 240 of the Judicial Code, as amended
(U.S.C., 1940 edition, title 28, sees. 346 and 347), the judgments of the circuit
courts of appeal and the United States Court of Appeals for the District of Colum-
bia shall be final.
SEC. 4. No action on any claim may be brought under this Act unless it shall
have been instituted within two years from the date of the mailing of notice by
the Administrator of Veterans' Affairs of his determination with respect to such
claim or within two years after the date of enactment of this Act, whichever date
is the later. Infants, insane persons, or persons under other legal disability, or
persons rated as incompetent or insane by the Veterans' Administration shall
have two years in which to bring action after the removal of their disabilities.
If action is reasonably begun and fails for defect in process, or for other reasons
not affecting the merits, a new action, if one lies, may be brought within one year
though the period of limitations has elapsed.
SEC. 5. The provisions of section 19 of the World War Veterans' Act, 1924,
as amended (U.S.C., 1940 edition, title 38, sec. 445), which relate to the subpenaing
of witnesses, the expenses of attorneys of the Veterans' Administration, and the
fees, expenses, and leaves of absence of other employees of the administration
subpenaed as witnesses in connection with actions under such section 19, shall be
applicable to actions brought under this Act.
SEC. 6. Notwithstanding the provisions of the Act entitled "An Act to provide
that the unexplained absence of any individual for seven years shall be deemed
sufficient evidence of death for the purpose of laws administered by the Veterans'
Administration", approved June 5, 1942 (U.S.C., 1940 edition, supp. V, title 38,
sec. 32a), a finding of death made by the Administrator of Veterans' Affairs shall
not be final and conclusive in an action brought under this Act.
SEC. 7. (a) Section 5 of the Act entitled "An Act to maintain the credit of the
credit of the United States Government", approved March 20, 1933, as amended
(U.S.C., 1940 edition, title 38, sec. 705), is hereby repealed.
(b) Section 5 of the World War Veterans' Act, 1924, as amended (U.S.C., 1940
edition, title 38, sec. 426), is amended by striking out ": and all decisions of
questions of fact and law affecting any claimant to the benefits of titles II, III,
or VI of this Act shall be conclusive except as otherwise provided herein".
(c) Section 11 of the Act entitled "An Act to amend section 202(3), World
War Veterans' Act, 1924, as amended, to provide more adequate and uniform
administrative provisions in veterans' laws, and for other purposes", approved
October 17, 1940 (U.S.C., 1940 edition, title 38, sec. l l a - 2 ) , is hereby repealed.
SEC. 8. Wherever a judgment or decree shall be rendered in an action br ught
pursuant to this Act, the court, as part of its judgment or decree, shall de.ermine
and allow reasonable fees for the attorneys of the successful claimant or claimants
and apportion same, if proper, said fees to be paid by the Administrator of Vet-
erans' Affairs out of the payments to be made under the judgment or decree.
Any person who shall, directly or indirectly, solicit, contract for, charge, or receive,
or who shall attempt to solicit, contract for, charge, or receive any fee or compen-
sation, except as herein provided, shall be guilty of a misdemeanor, and for each
and every offense shall be punished by a fine of not more than !j>500 or by imprison-
ment at hard labor for not more than two years, or by both such fine and im-
prisonment.
Mr. KORNEGAY. We are meeting today to open hearings on all
pending bills relating to judicial review of decisions of the Adminis-
trator of Veterans' Affairs.
Some of the bills provide for review within the existing Federal >
court system, while others provide for the establishment of a Special
Court of Veterans' Appeals with exclusive jurisdiction over decisions
of the Administrator. Also included in the bills under consideration
are H.K. 852 to establish medical advisory panels in cases involving
the service connection of disability or the cause of death; and H.K.
1880 JUDICIAL REVIEW OF VETERANS' CLAIMS
S00S2—62 11
1882 JUDICIAL REVIEW OF VETERANS' CLAIMS
Mr. HALEY. Of course, this court would operate here in the District
of Columbia and on the other hand it may well be operating over in
Virginia or Maryland, if they wanted to be established over there,
could it not?
Mr. DEVINE. T h a t is true. Of course, in my basic conservatism I
believe, and I believe the member's record is the same, I thought
perhaps it might be expensive to bring in a district judge from maybe
California or some place like that to sit here.
Mr. HALEY. Well, I wouldn't think the President would do that,
but, nevertheless, you are not married to that idea at all ?
Mr. DEVINE. T h a t is correct.
Mr. HALEY. NOW, the qualifications of these judges, Mr. Devine.
They must have been engaged in the practice of law for 7 or more
years.
You don't require any judicial experience? Isn't this somewhat of
a specialized field in the first place ?
Mr. DEVINE. Specialized field. Yes, sir; it would be. I might say
to the gentleman that in this connection I have another bill pending
in the Congress relating to qualifications for all judges, not only on
the Supreme Court of the United States but on other levels that would
require certain experience in the practice of law. That, of course, is
not encompassed in this particular piece of legislation.
Mr. HALEY. I might say to the gentleman that if we will get a little
bit of legal experience on the Supreme Court of the United States, then
I think the gentleman is moving in the right direction because we cer-
tainly need some there.
Mr. DEVINE. Thank you, sir.
Mr. HALEY. I think that is all, Mr. Chairman.
Mr. KORNEGAY. Mr. Saylor.
Mr. SAYLOR. Sir, I am very sorry I was not here to hear your full
statement. I know your position on this. W e discussed it a number
of times. I will join with you in the feeling if it is accomplished it
will be a real step forward.
Mr. KORNEGAY. Mr. Ellsworth.
Mr. ELLSWORTH. I do not have any questions but I want to say
thank you very much for the very clear testimony this morning and I
appreciate it. This is, of course, the first time I have had any exposure
to this and I appreciate your clear presentation this morning.
Mr. DEVINE. Thank you very much.
Mr. KORNEGAY. I have just a couple of questions. I know this is an
informal statement but also I would like for you t o state, so we will
have it in this record, whether or not you are an attorney, and put
into the record, if you don't mind, some of your prior experiences, if
you are an attorney, as an attorney.
Mr. DEVINE. Yes, sir, Mr. Chairman, I was admitted to the prac-
tice of law in the State of Ohio in August of 1940. I practiced law,
except for a period of 5 years, when I was associated with the Fed-
eral Bureau of Investigation, and I was a prosecuting attorney in my
jurisdiction, a county that handled 700,000 people, for a period of
nearly 4years.
Mr. KORNEGAY. And in coming to Congress, have you had occa-
sions to have dealings with veterans that have had claims and trou-
bles which they felt they were not satisfied with ?
1884 JUDICIAL REVIEW OF VETERANS' CLAIMS
Mr. DEVINE. The fact is, Mr. Chairman, that is the reason I became
interested in legislation calling for judicial review of Veterans' Ad-
ministration cases and I would like to invite the chairman's atten-
tion to the statement I submitted for the record on April 5, 1960,
which commences on page 2290 of the hearings of the special sub-
committee in which I outline many of the reasons I feel this is neces-
sary.
Mr. KORSTEGAY. Thank you, Mr. Devine, for a very fine statement.
Mr. DEVINE. Thank you very much.
Mr. KORNEGAY. Mr. Harold J. Nussbaum.
W e are happy to have you with us. We will be glad to have your
statement.
have been successful in over 90 percent of the cases. Please note that
each case was a denial by the Veterans' Administration which would
have remained final if Congress had not opened the door in the Na-
tional Service Life Insurance Act of 1940, which granted the same
right of judicial review as section 19 of the World W a r Veterans
Act of 1924. This is in the form of a trial de novo, not in fact an
appellate review. Most of the judgments which I have obtained
in the national service life insurance cases have been by consent of
the Justice Department and, gentlemen, that is a very significant
thing to tell you. I t means that the Department of Justice does not
agree with the position taken by the Administrator of Veterans'
Affairs in most of the national service life insurance cases which I
have filed. I cannot say that applies to all cases. I know it applies
to mine.
I n the balance of the cases in which I have been successful, the
majority were won on motion, not on a trial of the case, which means
that the judges of the district court have agreed and have decided
these cases, not on having to present new sets of facts to the court but
simply on the interpretation and construction of the statutes which
Congress has enacted.
I n particular, it might be worth calling the committee's attention
to "Why Judicial Eeview."
I t is almost 17 years since the fighting in World W a r I I came to
an end. During that period the Administrator of Veterans' Affairs
adhered religiously to the view that an illegitimate child was not
entitled to be the beneficiary of gratuitous national service life in-
surance. Those were the $5,000 policies which Congress granted to
the men trapped in Bataan, Corregiclor, the North Atlantic submarine
patrol, who didn't have time before the outbreak of fighting to apply
for national service life insurance. You designated the beneficiaries.
You said first the widow would take if she survived and were un-
remarried; second, a child; third, a dependent parent.
Now, when you said a child, you didn't qualify the word. The
Veterans' Administrators saw nt to qualify it as being a legitimate
child only. The Trancts case, and the whole jacket is worth looking
at, to show you how this operates, civil action 1295-60 of the district
court, U.S. District Court for the District of Columbia. On cross
motions for summary judgment, Judge Holtzoff, with this novel ques-
tion presented for the first time, ruled that an illegitimate child was
entitled to the insurance, that Congress had not limited the class of
children.
Mr. HALEY. J u s t a moment there. You say he ruled that he was
not or was?
Mr. NTTSSBAUM. That he was entitled.
Mr. HALEY. H e was entitled?
Mr. NusSB.urar. That is correct. The Government appealed that
ruling.
On the 18th of May 1961, the U.S. court of appeals, in a unani-
mous opinion, upheld the ruling of Judge Holtzoff and said it would
not interpolate the words "illegitimate" or "legitimate" in a statute
where Congress had not inserted it.
Now, do j'ou gentlemen think that one single case has been paid
in respect to tlie opinion of the court of appeals? The answer is
1886 JUDICIAL REVIEW OF VETERANS' CLAIMS
"No." The only case that has been paid is the Tranas case. Tomor-
row morning I go before J u d g e Curran in the U.S. district court on
eight motions for summary judgment which I have been compelled
to file. The Administrator is not honoring the final ruling of the
U.S. court of appeals on this question.
Last Thursday, the Tawaran case came down. I n that case we
have another interesting question, decided for the first time, and mind
you, these children have been waiting for payment all of this time.
You said in the statute that a widow take if she would survive and
were unremarried. She has 7 years in which to file suit. W h a t hap-
pens if she never files a claim ? The Administrator has said, " I am
not going to pay anybody else." He has denied the rights of the
children.
The U.S. court of appeals lias just ruled that the Administrator
was wrong and that the lapse by nonfiling on the p a r t of the widow
was not a bar to the children, especially for this reason, because you
also said in the statute that the 6-year limitation in the statute did not
apply to children. They have 3 years from the time they attain age 21.
I don't expect that the Administrator is going to pay a case under
the Tawaran case either, gentlemen. I expect I am going to have to
fight every single one of them out in the courthouse.
I would like to enter a personal view with respect to differences
between pension for death or disability not due to service, which I
believe is a gratuity which the Government can give or withliold, but
I do not believe it fair nor equitable to put in the same class the pay-
ment of compensation for death or disability due to service.
The Founding Fathers believed in a social contract, and they refer
to it in the Declaration of Independence when they say the sovereign
broke his part of the contract and we had a right to declare ourselves
an independent Nation. I think that is part of the reason that the
citizen, the subject, has a duty to serve the sovereign in time of war.
But it is a two-way street. And I think that the vagueness—I re-
tract that, it isn't vagueness—it is unfortunate that a body of law
has grown up which has declared the payment for death or disability
due to service a gratuity. I t is not fair nor equitable to so hold.
That dates back over 100 years to the first case I recall which came
about on the claim of a Revolutionary W a r Alteram
I think there are humane and patriotic reasons why that distinc-
tion should be made sharp and clear and that the word "gratuity"
should no longer apply to the payment of compensation as I have
defined it, and as Congress has previously defined it.
There is always a question in a large agency such as the Veterans'
Administration, when you propose to take the step of judicial review
you must ask the question, "Is the Administrator wanting?" and
"Is there a justification for judicial review?"
I would say there is clear evidence in our experience in the insur-
ance law that we reversed the Administrator so many, many times
and without the congressional blessing which opened the courts to
us. those decisions would not have been obtained.
The flaw in the system under which the Veterans' Administration
operates is t h a t the Veterans' Administration wears three hats. I t
is the prosecutor, it is the judge, it is the jury. Under our judicial
system that is intolerable. No lawyer can accept it. I t does vio-
lence to every theory of judicial administration.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1887
No. 14970
GLICERIA RAMOS VDA D E SINLAO, APPELLANT
v.
UNITED STATES OF AMERICA AND SUMNER G. WHITTTER, ADMINISTRATOE OF
VETERANS' AFFAIRS, APPELLEES
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA
Decided November 6, 1959
Mr. Ross O'Donoghue, with whom Miss Mary if. Connelly was on the brief,
for appellant.
Mr. Howard, E. Shapiro, Attorney, Department of Justice, for appellees. As-
sistant Attorney General Douo and Messrs. Oliver Oasch, United States Attor-
ney, and Morton Hollander and Peter H. Schiff, Attorneys, Department of Jus-
tice, were on the brief for appellees.
Before EDGERTON, WILBUB K. MILLER and DANAHER, Circuit Judges.
PER CURIAM : Appellant sought review of a decision of the Administrator of
Veterans Affairs terminating payments of death compensation and National
1888 JUDICIAL REVIEW OF VETERANS' CLAIMS
Service Life Insurance under the Veterans' Benefits statute. 1 The Administrator
allowed the claims shortly after the death of appellant's husband, an Army pri-
vate, but ceased payments in 1948. Appellant filed suit in 1957. The District
Court dismissed the complaint.
The court rightly held that suit on the insurance claim was barred because not
brought within the time required by statute, namely "within six years after
the right accrued for which the claim is made * * *." 38 U.S.C. § 784(b).
But unless appellant has remarried, she is entitled to death compensation
payments. A "purported remarriage", if "void", would not terminate her rights.
38 U.S.C. §101(3). She has lived continuously in the Philippines, where a
marriage cannot be contracted without a ceremony. There has been no cere-
mony, and therefore no remarriage unless a "purported" and "void" one. The
Administrator ceased payments on the theory that because appellant had
lived with a man, and had represented herself as his wife, she was "estopped to
deny remarriage". Since there is no showing that the Administrator or the
United States has been damaged by reliance on appellant's conduct or represen-
tation, there would be no basis for a finding of estoppel, even if we were to as-
sume that a widow might in some circumstances be estopped from asserting her
statutory right. The Administrator's rejection of appellant's compensation
claim cannot be reconciled with the intention Congress has expressed.
But Congress has provided, with exceptions not relevant to the compensation
claim, that "the decision of the Administrator on any question of law or fact con-
cerning a claim for benefits or payments under any law administered by the Vet-
erans Administration shall be final and conclusive, and no other official or any
court of the United States shall have jurisdiction to review any such decision."
38 U.S.C.A. § 211(a). "It was the purpose of [the] statute to remove the possi-
bility of judicial relief even if the action of the Administrator was arbitrary and
capricious." Balm v. Gray, 92 U.S. App. D.C. 188,189, 203 F. 2d 625, 626. There-
fore the District Court rightly held it had no jurisdiction in respect to the com-
pensation claim. Lonyernecker v. Bigley, 97 U.S. App. D.C. 144, 229 F. 2d 27.
Of. Cook v. Bigley, 99 U.S. App. D.C. 180, 238 F. 2d 41. Even in Wellman v.
WlUttier, U.S. App. D.C. , 259 F 2d 163, 169, on which appellant relies,
we said: "We have repeatedly recognized that nonreviewability must be ac-
corded to the Administrator's decisions as to claims."
The Administrator may of course correct his own error if he sees fit.
Affirmed,.
WILBUR K. MILLER, Circuit Judge, concurring in part and dissenting in part:
I agree that Mrs. Sinlao's suit was barred by limitation insofar as it sought
to recover on the insurance claim and I concur to that extent in the court's
opinion. But I dissent with respect to the compensation feature.
The widow of a soldier killed in action, who has not remarried, 2 is entitled
to compensation at specified monthly rates. 38 U.S.C. § 321. The Administra-
tor found the appellant to be such a widow, allowed her claim for compensation,
and for some time issued monthly checks therefor. Later he terminated pay-
ments under the award because of his mistaken notion that, by her immoral
conduct, the widow was "estopped to deny remarriage," although he admitted
remarriage had not in fact occurred. Common law marriage is not recognized
in the Philippines where Mrs. Sinlao lived.
This court affirms the District Court's denial of jurisdiction to review the
Administrator's action in stopping the payments because of the provision in 38
U.S.C. § 211(a) that "the decisions of the Administrator on any question of law
or fact concerning a claim for benefits or payments" shall be final, conclusive
and unreviewable.
The majority speak of "The Administrator's rejection of appellant's compen-
sation claim." Strictly speaking, there was no rejection. The Administrator's
allowance of the appellant's compensation claim placed upon him the duty of
issuing a check to her each month as long as she did not remarry. In effect,
the statute so provides. As I have pointed out, the Administrator stopped issu-
ing the checks because of his idea that she was estopped to deny remarriage,
although he knew no sort of remarriage had in fact occurred. This erroneous
conception furnished no basis for terminating compensation payments, so the
Administrator's action was an arbitrary and capricious refusal to perform a
plain statutory duty.
138 U.S.C §§ 101i(3), 321. 322: §602 of the National Life Insurance Act of 1940,
54 Stat. 1009, as amended, 38'U.S.C. I 802(d)(2) (1952).
= 38 U.S.C. § 101(3).
JUDICIAL REVIEW OF VETERANS' CLAIMS 1889
she cohabited with Silverio and all of the cohabitants' neighbors were reported
by the field examiner to live "far apart and separated by hills." Several neigh-
bors who did not give depositions are reported to have given information to the
field examiner confirming the testimony given by the deponents. This informal
information was to the effect, among other things, that the relationship between
the widow and Silverio began shortly after the "liberation" and ended at the
time of the widow's death. It was also indicated that some of the informants
believed the widow and Silverio were not "legally" married although they lived
together under the same roof as husband and wife "just like any other married
couple."
6. The depositions are to the same general effect. Thomas Alcala asserted,
among other things, that "Catalina is not legally married to Silverio." He gave
no reason for this assertion, and added, "but their relationship could be likened
to a legally married couple." He then explained that "during the relationship,
Silverio was the head of the family and he supported Catalina. Catalina per-
formed her duties as his wife by keeping house for Silverio and the children.
The relationship could be compared to my relationship with my wife—and was
no different." He also stated, "in this place, Silverio and Catalina became
known as husband and wife and they are treated and respected as such. Al-
though they have not represented themselves to residents here formally, yet by
their behavior and actions they did introduce to us that they were really husband
and wife."
7. Another neighbor, Juana Patimio, whose husband is a first cousin of the
veteran, asserted "I know that Catalina and Silvario are not legally married.
They just live together in the same house just like husband and wife. They lived
openly and publicly and did not attempt to hide their relationship. She stated
"residents of this barrio treated and respected them as a married couple." This
deponent also gave no facts in support of her alleged knowledge that there was
no legal marriage. She merely expressed an opinion, and this opinion is in
direct conflict with the inferences to be derived from the balance of her testi-
mony—it is negative by its entire setting—for both this deponent and another
neighbor, Emerenciana Jadraqua Vda Escura, testified to the effect that the
widow and Silvario cohabited as husband and wife; that their relationship
started shortly after the war; that they were known and reputed as a married
couple; that they did not formally introduce themselves as husband and wife;
that they were considered by their behavior and actions to be husband and wife ;
and that they did not have to tell their neighbors they were husband and wife—
the neighbors knew that from their actions. The field examination report fur-
ther shows that all except one of the five children born of the relationship between
the widow and Silvario are listed either in baptismal or birth records as their
legitimate children. It is to be observed that the single entry showing one of
the children as illegitimate was made in the local Civil Register with respect to
a child born to Silverio and the widow on January 18, 1950, and that the pre-
sumption of accuracy which might otherwise be indulged in as to all aspects of
this entry may not be properly accorded due to redundant errors. For example,
the child's father's name is misspelled, an entry pertaining to the child was made
on the wrong line and crossed out, and the information required by the form was
not inserted in this place, and both the child's mother and father were shown as
"widower." Consequently, since the entry showing the child as illegitimate is
in conflict with entries made in other records with respect to legitimacy of the
couple's other children born both before and after this entry, it is reasonable to
assume that the entry showing the child as illegitimate is just one more in a
series of errors in the public record.
8. Op GC 7-61 stated in part that a properly established presumption of mar-
riage exists only when there is proof of each one of these facts :
(1) A cohabitation as man and wife.
(2) A holding out by the two persons to the general community in which
they reside that they are husband and wife (which is generally embraced
in the requisite cohabitation).
(3) A general reputation in such community that they are married to each
other.
9. The meaning of the terms "cohabitation" and "holding out" and "general
reputation" when used in respect to facts establishing a presumption of marriage
have been established by a long line of judicial precedents, and the terms as used
in Op GC 7-61 should be given the same generally accepted meaning in all of
JUDICIAL REVIEW OF VETERANS' CLAIMS 1891
See also Schwingle v. Keifer, Court of Civil Appeals, Texas, 135 SW 194, 197
and LRA 1915E 39.
14. The effect of a conflict in testimony regarding reputation was explained
by the Supreme Court of Oklahoma in In Re Giordano's Estate, 174 F. 2d 236,
249, reading in part as follows:
"Contestant concedes that in addition to the testimony of her witnesses above
described there were three others whose testimony tended to show that the
couple were reputed to have been husband and wife. Thus, on the basis of con-
testant's version of the testimony, it will be seen that the present case presents
an instance not of 'divided' or 'singular' reputation but merely of a conflict in
the evidence as to general reputation. The distinction noted is dealt with
in the note to Qrigsby v. Reib, 105 Tex. 597, 153 SW 1124, Ann. Cas. 1935C, 1011,
appearing at pages 8 to 56, inclusive, of LRA 1915E, where at page 40, it is said :
" 'This difference, however, may be traceable to an indiscriminate use of the
term "divided repute" which fails to distinguish between a conflict of testi-
mony as to the uniformity of repute and uncontroverted evidence showing a
conflict of repute. If, undeniably, it appears that one part of the community
was of one opinion and the remainder, of the other, then there is a divided
repute in a true sense, and it would seem to have no probative force. But
where there is a conflict of testimony as to the general repute in the com-
munity, that is, if some witnesses testify that the parties were generally re-
puted to be married, and others that they were not, the question is one of
credibility merely, and is for the jury, for in such circumstances there is a
general repute for or against marriage, accordingly as one set of witnesses or
the other is believed.'
"The view above expressed is supported by the majority of well-reasoned au-
thority and we think it is the only correct one that can be taken of the matter
in question."
15. It is also to be observed that where a man and woman are openly living
together in the same house as husband and wife, absence of discussion of their
marital status would in itself, indicate an acceptance of them in the community
as husband and wife. See Shclton v. Belknap, 155 Tex. 37, 282 SW 2d 682,
citing Wigmore on Evidence, 3d ed., Section 1603, to the effect that the rule
recognizing general reputation as evidence of marriage is analogous to the rule
laid clown for reputation as to moral character, and citing Section 1614 of the
same text to the effect that the absence of utterances unfavorable to a person
is sufficient for a predication that the general opinion of him is favorable.
16. It is fundamental that reputation is a matter of collective understanding
and not of individual opinions. It has been held in keeping with this principle,
that an unsubstantiated opinion that cohabitants were not legally married is
inadmissible in litigation involving whether a presumption of marriage arose.
See Jackson v. Jackson, 80 Md 176, 30 Acl 752, 756. Such an unsubstantiated
opinion has no probative value. The United States Circuit Court of Appeals,
8th Circuit, pointed out in United Slates v. Hill, 62 F 2d 1022, 1026, that:
"It is safe to say than an opinion rises no higher than the evidence and logic
upon which it is predicated."
See also Gaines v. City of Nero Orleans, 73 US 642, IS L ed 950; Gassell v.
Commissioner of Internal Revenue, 41 F 2d 20; United. States v. 162.93 Acres
of Land Situate in Toxcn of Hunthujton, Suffolk County, N.Y.. 154 F Supp 258.
Aff., United States v. Fox, 257 F 2d 265; 12 CJS Evidence Sec. 471 L.
17. No useful purpose will be served by recapitulation and step by step analysis
of the evidence bearing upon the widow's and Silverio's cohabitation as man
and wife and their general reputation of marriage in the instant case. It is
sufficient to point out that the preponderance of the evidence shows a cohabita-
tion between the widow and Silverio as man and wife for over 5 years, and testi-
mony of all the neighbors who were contacted by the field examiner confirmed
that they had a general reputation as husband and wife in their community. No
probative value may be given to Lucie's testimony in regard to his mother's
alleged concealment of her marriage because of the doubtful reliability of his
recollection of events occurring over a decade ago when he was a young child.
Moreover, the preponderance of the evidence establishes a public "holding out"
as husband and wife. The only remaining ostensible conflict in the testimony
arises by reason of the fact that several of the neighbors whose testimony
clearly shows cohabitation and general reputation of marriage also expressed
individual opinions that the cohabitants were not "legally" married. Certainly
1894 JUDICIAL REVIEW OF VETERANS' CLAIMS
this would have provided a basis for further inquiry on the part of the field
examiner to ascertain exactly what some of the neighbors meant by the term
"legally" married, and to ascertain whether they had any factual basis for their
opinions. However, it does not appear that further field examination to develop
this phase of the evidence would be warranted at this late date.
18. The opinions that the widow and Silverio were not "legally" married
given nearly 10 years after the widow's death are, standing alone, sheer con-
jecture on the part of the neighbors. It may be presumed that the deponents
would have related any facts in support of their opinions that the widow was
not legally married to Silverio if they had known the legal requirements for a
valid marriage, and had possessed any recollection of facts bearing on the co-
habitants' assumed noncompliance therewith, since all the questions asked of
them were obviously intended to bring out all material facts concerning the
relationship and status of the widow and Silverio. The requirement that the VA
disregard, as irrelevant, these unsubstantiated opinions of the deponents does
not mean, of course, that the balance of their depositions is entitled to no weight
in evaluation of all the evidence adduced in regard to cohabitation and reputa-
tion. The deponent's testimony must be considered as a whole. See Kapla v.
Lehti, 225 Minn. 325. 30 NW 2d 685. See also United States v. Commissionims
Official, etc., 58 F Supp. 933, 948, wherein the District Court of the United
States for the District of Nebraska pointed out in regard to the effect of cer-
tain answers contained in depositions that:
"The Court appraises the effect of any answer in its proper content; and
thus declines to attribute to a manifestly inept and inadvertent answer a signifi-
cance that is conclusively negatived by its entire setting."
19. The testimony of all three of the deponents supports a conclusion that
the widow and Silverie cohibited as husband and wife and had a general
reputation throughout the community as a married couple, and, even though
two of them expressed unsubstantiated opinions that the cohabitants were
not legally married, the doubt which might otherwise be raised by these opinions
(even though they are irrelevant) is dissipated by reason of the fact that the
same deponents also testified that they, as well as others in the community,
treated and "respected" the cohabitants as married persons. There is no show-
ing in this connection that under the prevailing customs and mores of the com-
munity, such treatment and respect would have been accorded by the deponents
and others to a man and woman known to be living in an illicit relationship. On
the contrary, the Supreme Court of the Philippines pointed out in Adams v.
Ohaong Sang Gee, 43 Phil 43, 56, that it will be presumed that a man and woman
deporting themselves as husband and wife have entered into a lawful contract
of marriage. The Supreme Court pointed out that this was based upon what
it described as "a common order of society" in the Philippines.
20. In conclusion, it is the opinion of this office that the preponderance of
the evidence of record in the instant case establishes that the widow and Silverie
cohabited as husband and wife; that they had a general reputation as husband
and wife in their community; that these facts give rise to a presumption of their
marriage which may be relied upon to establish the fact of marriage for gra-
tuitous National Service Life Insurance purposes in the absence of any evidence
rebutting such presumption; and that in the absence of more exact evidence
with respect to the date of their marriage, the contract may be deemed to have
been entered into on or about May 1, 1945, 9 months before the date their
first child was born.
FEED B. RHODES, Jr.
pensation benefits as "unremarried" widow. The exact legal basis upon which
we proceed in this type of case is often misunderstood by claimants, their at-
torneys or representatives, and even some of the courts. Consequently, we are
taking this opportunity to restate the governing legal principles.
2. The questions for consideration are :
1. May payment of gratuitous benefits which are awarded under laws
administered by the Veterans' Administration to a widow in monthly in-
stallments, and which are subject to a statutory limitation requiring ter-
mination in the event of her remarriage, be discontinued and not merely
held in suspense when the claimant asserts to the Veterans' Administration
that she has not remarried, but the preponderance of credible evidence
before the Veterans' Administration and frequently adduced by it establishes
that she had cohabitated with a man as his wife in a jurisdiction which
does not recognize common-law marriages, that they have generally repre-
sented themselves to persons in their community as husband and wife,
and that they enjoy a general reputation as married persons in the com-
munity in which they reside?
2. Would the answer be the same, if the cohabitation had been in a
jurisdiction which recognizes common-law marriages?
3. The circumstances here related are typical of many other cases. The
veteran entered military service of the United States in the Philippines on
October 5, 1943 and died in service on February 11, 1945. When dependency
and indemnity compensation was awarded his widow, effective January 1, 1957,
in lieu of death compensation theretofore paid to her, she was duly notified that
payments would be discontinued in the event of her remarriage. She was
specifieially informed, in this connection, that she should not endorse any
check made payable to her as unremarried widow after a remarriage, but should
return such checks with a statement showing the date of her remarriage in
order that payments could be adjusted up to the date of the marriage.
4. The widow accepted all the checks mailed to her by the Veterans' Admin-
istration as unremarried widow, and, in doing so, implicitly made continuing rep-
resentations to the Veterans' Administration each month that she had not remar-
ried. Nevertheless, it was found necessary to suspend the award of dependency
and indemnity compensation as a consequence of a field examination completed in
August 1960, which showed the widow's representation to the Veterans' Admin-
istration were in direct conflict with representations she was making in her own
community in regard to her marital status. The evidence adduced by the Vet-
erans' Administration showed, among other things, that she was living in a
relationship that was ostensibly marital with a man in her village and had
borne three children as the result of such relationship. Although she denied
under oath in a deposition given the Veterans' Administration field examiner
that she had either remarried or lived with "any man" in a relationship of
husband and wife since the death of the veteran and specifically denied that she
had lived with a man named Geminiano, or represented to others that he was
her husband, she admitted that Geminiano was the father of her three children
Juanita, Fernando and Leonora, whom she bore after the veteran died. She
alleged, however, that he was known in the community merely as her "lover."
The field examiner was unable to find record evidence of a ceremonial marriage
between the widow and Geminiano after search of local Civil Registers in several
of the Philippine municipalities he discovered the widow had visited. However,
he did find that the local Register for the municipality of her last place of
residence showed that her children, Leonora, born in 1958, Fernando, born in
1954, and Juanita, born in 1952, had been reported by Geminiano Celedonia as
This legitimate children.
5. Geminiano evaded the field examiner and the testimony in depositions
obtained by the field examiner from three neighbors of the widow who had been
well acquainted with her for many years contradicted many of the widow's
sworn averments. Although none of the neighbors swore that to his own
knowledge the claimant had been ceremonially married to Geminiano, each
swore, among other things, that the claimant and Geminiano lived together in
the relationship of husband and wife; that the three aforementioned children
were born of the relationship while they lived in the community ; that the widow
and Germiniano represented to persons in the community that they were hus-
band and wife; and that they are generally recognized in such community to be
husband and wife. Depositions obtained from certain other persons who did not
reside in the community were of little or no probative value.
1896 JUDICIAL REVIEW OF VETERANS' CLAIMS
6. Neither the statutory bar to payments after remarriage of a widow nor the
circumstances raising the question in the instant case whether the widow has
entered into a remarriage within the purview of the statute are unique in the
history of the administration of pension benefits. Federal statutes authorizing
pension or similar annuities gratuitously to widows of persons who served in
the Armed Forces of the United States have, since the early days of the Republic,
with practically no exception, restricted payments to widows to the period
'•while unremarried." See, for example, 16 Stat. 411, 24 Stat. 371, 27 Stat. 281,
32 Stat. 399, 2 Op. Atty. Gen. 95, and 2 Op. Atty. Gen. 548. The logical reason
for this legislative policy was summed up by Judge Nott in an early decision of
the Court of Claims, Poucher v. United States, 1 Ct. Cls. 207, when he explained
that under the theory of military pensions the Government maintains those who
have been deprived of the support which a father, a husband, or a son might
have provided if he had not devoted himself to the military service of his coun-
try but—in a case of a remarried widow—the Government owes no support or
maintenance to the wife of a private citizen.
7. The continuation of this policy to the present time is reflected throughout
the laws administered by the Veterans Administration providing gratuitous bene-
fits to widows of veterans. It is effectuated for the purpose of most such bene-
fits—including dependency and indemnity compensation—by the definition of the
term widow as set forth in subsection 3 of section 101 of Title 38, United States
Code, reading as follows:
"The term 'widow' means (except for purposes of chapter 19 of this title) a
woman who was the wife of a veteran at the time of his death, and who lived
with him continuously from the date of marriage to the date of his death (except
where there was a separation which was due to the misconduct of, or procured
by, the veteran without the fault of the wife) and who has not remarried (unless
the purported remarriage is void)."
While the insurance provisions of chapter 19 of Title 38, United States Code,
are expressly excluded from the field of operation of this definition, it is to be
noted that awards of gratuitous National Service Life Insurance are subject to
a similar statutory restriction permitting payments to widows only "while unre-
married." This is true both in regard to gratuitous insurance authorized under
Section 602 of the National Service Life Insurance Act of 1940, as amended
(which was saved from repeal by Section 788 of Title 38, United States Code),
and gratuitous insurance authorized under subsection (b) of Section 722 of
Title 38, United States Code.
8. The existence of the aforementioned restrictions compels an exercise of
the highest degree of diligence on the part of the Government, and complete
honesty and good faith on the part of widows in order that the intent and pur-
pose of the laws requiring termination of gratuitous benefits upon widows'
remarriages be fulfilled. Most remarried widows voluntarily inform the Gov-
ernment of their remarriages. However, the experience of the Federal Govern-
ment, of more than a century, in administering pension laws has demonstrated
that some widows have gone to great lengths to conceal unquestionably valid
remarriages and thus defraud the United States. It has also been found that
some widows have chosen to live publicly in an illict relationship, and even to
bear illegitimate children as a result thereof, rather than marry and automati-
cally lose their monthly cash gratuities.
9. The openly immoral conduct of widows, however undesirable socially, has
presented no particular administrative problem under the legislation as now
worded since it has no direct bearing on their legal status as unremarried wid-
ows. It may be stated in brief reference to former legislation that an Act of
August 7, 1882, 22 Stat. 345, attempted, for a time, to censor immoral conduct of
widows by requiring termination of pension benefits upon proof of open and no-
torious "adulterous" cohabitation. Later, subsection 5 of Section 22 of the War
Risk Insurance Act, Public No. 90, 65th Congress, approved October 6, 1917, re-
quired termination of compensation allowances and insurance awarded under
that act upon proof of a widow's open and notorious "illicit" cohabitation. How-
ever, both statutes were difficult to administer and have long since been repealed.
A widow's illicit relationship with a man after her husband's death no longer
has any effect upon her claim for gratuitous benefits under any law administered
by the Veterans Administration. The sole question which can arise from her
relationship is whether she has remarried. This is, of course, a mixed question
JUDICIAL REVIEW OP VETERANS' CLAIMS 1897
of fact and low to be determined in the light of all the evidence, the burden of
proof being always upon the widow-claimant to establish her claim by cogent,
credible and convincing evidence of her unremarried status.
10. In the normal course of events, the same quantum and quality of evidence
necessary to prove a valid marriage to a veteran for the purpose of establish-
ing a right to benefits as his widow would suffice to establish the widow's remar-
riage after his death for the purpose of terminating such benefits. In the ex-
plicable absence of the best evidence—primary evidence such as a public record
of marriage—secondary evidence of the same nature that is generally admissible
in civil actions in this country is accepted by the Veterans Administration as proof
of a widow's marriage for either purpose. This is in keeping with well-estab-
lished principles of law which have been followed by the Veterans Administra-
tion and its predecessors in the administration of pension laws for over a cen-
tury. See, for example, 4 Op Atty Gen 496; Reg. 205(d), Regulations Governing
the Bureau of Pensions, 1928; 61 Sol 115 and 37 Sol 416 re VA Reg 1050, now
1205, 38 CFR 3.205; Op Sol 211-52; and VA Reg. 1204, 38 CFR 3.204.
11. It is often extremely difficult to determine whether a widow's cohabitation
with a man which is ostensibly marital in nature is actually illicit, or is based
upon a valid contract of marriage. This difliculty has been compounded in many
instances by reason of the fact that it is to the pecuniary advantage of widows
to fraudulently conceal a remarriage from the Government, and, when the marital
relationship is finally discovered, deny a valid remarriage has occurred. Such
a denial is often followed by withholding of all evidence which would enable
the Government to locate a public record of the ceremony, and some widows
have even fabricated evidence in their favor and resorted to perjured depositions
and affidavits in attempts to defraud the Government. When a widow in-
tentionally refrains from reporting her marriage, the initial information in
regard to her marital status often reaches the Government through public spirited
citizens or irate relatives or acquaintances. Some make their reports because
of the fact that a widow's continued acceptance of Government checks drawn in
her favor as "unremarried" widow while she represents to everyone in the
community that she is married obviously gives rise to a local inference that the
United States Government is being defrauded. Many marriages which widows
failed to report have also been detected since 1912 by reason of a statute enacted
that year which implicitly recognizes the fact that an ostensible marriage of a
widow as evidenced by her conduct and reputation in the community is prima
facie proof of her remarriage. This law, as carried forward in Section 3020 of
Title 38, United States Code, prohibits postmasters, delivery clerks, letter carriers,
and all other postal employees from delivery of any mail containing a check
for benefits administered by the Veterans Administration, if it is addressed to
a veteran's widow, as such, and the employee has reason to believe she has
remarried.
12. Early pension decisions recognized that proof of an ostensible remarriage
based upon evidence of cohabitation as husband and wife, a general reputation
in the community as husband and wife, and representations of a widow and
a man with whom she lived that they were married raised a presumption of
marriage under well-established rules of evidence. However, they went fur-
ther and held that a widow would be "estopped" by her conduct to deny
marriage in such a case, even though the rules of evidence forming the basis
for a presumption of marriage have always permitted a rebuttal of the pre-
sumption. See 14 PD 469, 472. One of the earliest rulings adopting the "estop-
pel" theory was a ruling of the Secretary of Interior on June 15, 1S7S, 5 PD (o.s)
489, reading in part as follows:
"In cases where pensions are claimed, the right to which Is based upon a mar-
riage contract the burden of proof is on the party alleging it, to show not only
that it existed, but. also, that it was a valid marriage, and nothing short of the
most satisfactory proof should be considered sufficient to establish such a contract.
"The same rule should be applied where, as in the case now under consider-
ation, it is alleged that no marriage ever existed, although it may require that
the applicant shall prove a negative.
"In cases where re-marriage is alleged, although not conclusively shown to be
valid a different rule should be applied. If the widow of a former soldier to
whom a pension has been granted, lives and cohabits with some man as his wife,
calls him her husband, and by him is called wife, although no marriage contract
in fact exists, and it is apparent that the relation has been assumed for the
purpose of still receiving her pension, I am of the opinion that the pensioner
S00S2—62 12
1898 JUDICIAL REVIEW OF VETERANS' CLAIMS
16. In Op Sol 116-50, and all subsequent opinions of the Solicitor and General
Counsels of the Veterans Administration, it has been considered that evidence
of cohabitation and reputation in the community as husband and wife give rise
to a presumption of remarriage and that the widow is then required to assume
the burden of adducing convincing credible evidence rebutting such presumption
as a prerequisite to allowance of her claim for continuation of benefits. These
principles are set forth in Op Sol G04-50, reading in part as follows :
"5. A claimant's status as an unremarried widow does not cease because of
an illicit cohabitation by her, or because she has given birth to children who
were conceived after the veteran's death. On the other hand, the law presumes
morality not immorality, marriage not concubinage, and therefore, a widow must
be presumed to have remarried if she is living in an obstensibly marital relation-
ship. The same presumption comes into being when a veteran's widow gives
birth to children who were conceived after the veteran's death.
"6. The presumption of remarriage arising from either of the stated con-
siderations is not conclusive, but it does place upon any claimant, whose entitle-
ment is dependent upon the maintenance of an unremarried status, a very heavy
evidentiary burden. The burden is not lessened by prior recognition of the
claimant as unremarried. Evidence giving rise to a presumption of remarriage
overcomes the effect, prospectively, of any determination, made prior to its
receipt, that a claimant was unremarried and necessitates another determina-
tion, in the light of the entire record, as to the current sufficiency of such claim-
ant's proofs as to marital status. Moreover, there must be taken into considera-
tion in the evaluation of evidence the facts that (1) a claimant to gratuitous
insurance or pension has a pecuniary interest in withholding evidence of re-
marriage, and (2) documentary evidence of such a change of marital status
is difficult to obtain without the assistance of the very person who would be
adversely affected by it. See the discussion in Op Sol 513-50, where it was said,
inter alia:
" 'There is justification for a requirement by the VA of strict proof in support
of a claim in a case in which the attendant circumstances suggest doubt as to
the validity of the claim. An especially strict rule is justified where the doubt
suggested by the circumstances pertains to a question of marital status because
information that will lead to evidence to prove a marital status or to disprove
an allegation of marital status is peculiarly within the possession of the parties
thereto, or possibly only one of them. It is, as a practicable matter, frequently
difficult and sometimes impossible for others to obtain such information'."
See also Op Sol 322-51 and 228-52.
17. The principles now relied upon in opinions of this office are in keeping with
the thought expressed by the United States Circuit Court of Appeals for the
Eighth Circuit in Rittgers v. United States, 154 F 2d 708, that a widow's right
to gratuitous National Service Life Insurance due her while unremarried,
"* * * is dependent upon her legal status, not upon her morals, her worthiness,
nor her social standing."
However, the earlier reliance upon the role of "estoppel" has continued to give
rise to a rather widespread misunderstanding of the present administrative prac-
tice of the Veterans Administration. This is reflected in several federal court
decisions including Samala v. United States, 1S3 F Supp 601 (CA DC). It seems
certain that some of these decisions have been affected by the dicta in Sinlao v.
United States, 271 F 2d 846 (CA DC), criticizing an administrative ruling made
by the Veterans Administration in 1948 involving the rule of "estoppel."
18. The presumption of marriage stemming from evidence of marital cohabi-
tation and repute is never relied upon to prove a marriage unless there is a rea-
sonable explanation for the lack of better proof. Where adequate provision has
been made for the recordation of marriage contracts in a particular jurisdiction,
the best evidence of marriage would be the public record thereof, and proof of
the absence of such a record after diligent search of the records of the only
jurisdictions in which a ceremony would likely have been performed would have
much probative force in establishing that no ceremonial marriage occurred. The
absence of such a record is not, however, conclusive proof of no marriage. See,
in general, Rea v. Fornan, (Ohio), 46 NB 2d 649. Moreover, in the administra-
tive evaluation of evidence by the Veterans Administration, recognition must be
accorded the facts that a contractual agreement of marriage entered into in full
compliance with license and ceremonial marriage requirements of a jurisdiction
not recognizing common-law marriages may just as successfully be concealed
1900 JUDICIAL REVIEW OF VETERANS' CLAIMS
38 DSC 210 (c) to prescribe the nature and extent of proof and evidence to
establish claimant's rights to benefits, and, that it is always incumbent upon
the Veterans Administration to adopt procedures in regard to proof of facts-
which are best suited to the proper administration of the laws with due regard
being given to the rights of both the Government and claimants. The Veterans-
Administration has, in a proper exercise of this responsibility consistently r e -
quired that a widow assume the burden of establishing her marriage to the-
veteran, and her "unremarried" status after his death for the purpose of initially
establishing a right to benefits administered by the Veterans Administration,,
and it is equally essential in the proper administrative adjudication of claims
before this agency that a claimant for benefits as unremarried widow assume-
the burden of proving her right to resumption of an award of benefits in the-
face of evidence of an ostensible remarriage which causes a suspension of an
award because it raises a reasonable doubt in regard to her entitlement to such
benefits.1 However, once such a doubt is raised, the Veterans Administration
must resolve the factual issue whether the widow has remarried.
29. When the only evidence which can be adduced after full development of
a case does no more than raise a degree of doubt in regard to a widow's con-
tinued entitlement, and does not establish either direct evidence of remarriage
or the existence of circumstantial evidence which gives rise to a presumption
that a marriage was contracted, the issue must be resolved in the widow's-
favor; unless, for example, it be shown that the widow has, by act or omis-
sion, intentionally prevented full development of 'the evidence by the Veterans-
Administration. On the other hand, when the evidence establishes facts which
give rise to a presumption of marriage, the Veterans Administration's deter-
mination—for the purpose of laws administered by the Veterans Administra-
tion—that the widow has remarried may be grounded upon the presumption of
the fact of her remarriage until and unless the presumption is rebutted. There-
is no principle of law requiring that the Veterans Administration adopt any
particular theory in regard to the effect of evidence submitted in rebuttal o r
presumptions when it weighs the evidence adduced in rebuttal of the presump-
tion. The intent and purpose of statutes limiting benefits to widows "while-
unremarried" are fulfilled, and justice achieved, by simply adhering to prin-
ciples set forth in the rules relative to presumptions followed by many courts-
in this country, and which are embodied in the Uniform Rules of Evidence ap-
proved by the American Law Institute. These rules read as follows:
Rule 13:
"Definition. lA presumption is an assumption of fact resulting from a rule
of law which requires such fact to be assumed from another fact or group of"
facts found or otherwise established in the action."
Rule 14 provides:
"Effect of Presumptions. Subject to Rule 16, and except for presumptions,
which are conclusive or irrefutable under the rules of law from which they
arise, (a) if the facts from which the presumption is derived have any proba-
tive value as evidence of the existence of the presumed fact, the presumption
continues to exist and the burden of establishing the non-existence of2 the
presumed fact is upon the party against whom the presumption operates, (b)
if the facts from which the presumption arises have no probative value as
evidence of the presumed fact, the presumption does not exist when evidence
is introduced which would support a finding of the non-existence of the pre-
sumed fact, and the fact which would otherwise be presumed shall be deter-
mined from the evidence exactly as if no presumption was or had ever been
involved."
Rule 15 provides:
"If two presumptions arise which are conflicting with each other the judge
shall apply the presumption which is found on the weightier considerations
of policy and logic. If there is no such preponderance both presumptions shall
be disregarded."
1
Even assuming, arguendo, that the burden of proof should rest upon the Government -
to prove remarriage of a widow, the burden would be met—and a prima facie case estab-
lished—by proof of facts giving rise to the presumption of marriage, unless the widow-
could
3 in turn successfully rebut such a presumption by clear and convincing evidence.
Of course, evidence of cohabitation of a man and woman who are free to marry and"
who represent themselves to persons in their community as husband and wife, and who-
are generally believed by such persons to be married has probative value.
1904 JUDICIAL REVIEW OF VETERANS' CLAIMS
Eule 16 provides:
"Burden of Proof Not Relaxed as to Some Presumptions. A presumption,
which by a rule of law may be overcome only by proof beyond a reasonable
doubt, or by clear and convincing evidence, shall not be affected by Rules 14
or 15 and the burden of proof to overcome it continues on the party against
whom the presumption operates."
30. In the administrative adjudication of cases involving whether or not a
presumption of marriage has been rebutted by credible evidence, it is essential
that each case be determined upon its own facts and circumstances and the
inferences which should fairly and reasonably be drawn from them. A
properly established presumption of marriage exists only when there is proof
of each one of these facts:
.(1) A cohabitation by the widow with a man as man and wife; and
(2) a "holding out" by the two persons to the general community in
which they reside that they are husband and wife (which generally is
embraced in the requisite cohabitation) ; and
(3) a general reputation in such community that they are married to
each other.
A presumption of marriage thus arising constitutes proof of the fact of
remarriage for Veterans' Administration purposes unless the evidence in sub-
stantiation thereof is rebutted. The presumption grows stronger with the
passage of time during which the cohabitation continues, and when children
born of the relationship are recorded as legitimate. It may only be rebutted
by satisfactory, clear and convincing proof that no marriage ever existed be-
tween the parties who had ostensibly married. The scope of evidence necessary
to rebut the presumption will vary with the facts and circumstances of each
particular case. For example, proof of an impediment to a valid marriage,
such as a prior subsisting marriage of the man with whom the widow has
lived may suffice in one case, while in another case, proof that any one of
the three circumstances enumerated above were lacking would accomplish the
same result. It must always be borne in mind, however, that widows' claims
for gratuitous benefits administered by the Veterans Administration are con-
tinuing claims for monthly installments which are due and payable to widows
each month only so long as they remain unremarried widows. Therefore, the
continuing burden of proof always rests upon a widow to prove her claim in the
fact of evidence of ostensible remarriage which raises the necessity for recon-
sideration of her entitlement, even though this requires proof of a negative-
no remarriage. Compare Ilea v. Fornan (Ohio), 46 NE 2d 649.
31. It also must be borne in mind that a widow's self-serving denial of re-
marriage must be evaluated in the light of her conduct which belies her words.
See Brown's Adm'r. v. Brown, 308 Ky 706, 215 SW 2d 971, 975, wherein the
court said of a litigant's denial of a marriage which had otherwise been estab-
lished by disinterested witnesses' testimony of marital cohabitation and reputa-
tion, which raised a presumption of marriage:
<•* * * conduct speaks louder and more convincingly than * * * words."
See also Scott v. Scott, 200 Ky 153, 252 SW 1019. Lowicki v. Filner, decided
by the Superior Court of Pennsylvania in 1943, 31 A 2d 754, further exemplifies
the sound principle that a self-serving denial of marriage bears little weight in
the face of strong circumstantial evidence that a marriage occurred. This case
involved a proceeding to terminate Workmen's Compensation Benefits of a
widow on the ground she had remarried. The claimant offered no testimony
other than her own—which the court described as "simply incredible"—^to
overcome the presumption of marriage raised by cohabitation and reputation.
The court's opinion affirming the lower court's judgment terminating Workmen's
Compensation Benefits to the widow, reads in part as follows:
"Here, there was nothing but a flat denial by claimant that she had ever
lived with Schaney as his common law wife, and that denial was in the face
of incontrovertible testimony that she bore him a child: stated for the purpose
of the birth certificate that the child was legitimate; lived with Schaney in
rooms for which he paid the rent over a period of three years (she testified
that they occupied separate bedrooms) ; purchased groceries and had her two
children by her first marriage also purchase groceries on an account opened
in his name; and made application for and received public assistance as his
•wife on three separate occasions, one of them being five months before the
child she bore him was born. As the referee aptly said: 'She represented herself
as Mrs. Lowicki for purposes of compensation and Mrs. Schaney for purposes
of relief."
JUDICIAL REVIEW OF VETERANS' CLAIMS 1905
32. Graham v. Graham, 274 P 2d 605, is to the same general effect. There, the
plaintiff's suit for alimony due her until remarriage was dismissed by the lower
court upon proof of cohabitation and reputation raising a presumption of her
common-law marriage to the man with whom she lived, even though the plaintiff
denied any agreement to marry and the other party to the alleged marriage did
not testify in regard to the matter. The Supreme Court of Colorado affirmed
such action. No other conclusion may properly be reached in this type of case
either by a court in a judicial trial of the issue, or by a federal administrative
agency in a quasi judicial determination of an analogous issue, for it seems
manifest that a widow's self-serving denial of remarriage, which is not only
upsupported by credible corroborative evidence, but is also in direct conflict
with the circumstantial evidence of her marriage, can be accorded little or no
weight to disprove either a common-law or ceremonial marriage. Moreover,
when a widow-claimant is shown by the weight of credible evidence (as in
the instant case), to have falsely denied a fact concerning which she could not
have been mistaken, such as whether she lived with a certain man at a given
time and represented he was her husband, her testimony on her own behalf
must be weighed in accordance with the maxim falstis in uno, falsus in omnibus.
The Supreme Court of the United States' query in The Santiss-ima Trinidad and
The St. Ander, 7 Wheat 283, 5 L ed 454, is apposite:
"* * * What ground of judicial belief can there be left, when the party has
shown such gross insensibility to the difference between right and wrong,
between truth and falsehood?"
See also 32 CJS Evidence, Section 1031a, 4 ALR 2d 1077 (anno) : Brant-
ley v. Sheens, 266 P. 2d 447.
33. This opinion substantially restates, amplifies, and clarifies principles for
application in widows' ostensible remarriage cases which have heretofore been
set forth in some detail in earlier opinions of the General Counsels and former
Solicitor of the Veterans Administration during the past decade. However,
when consideration is given to the vast number of opinions rendered during this
period and the large variations of fact situations involved therein, some of the
opinions may appear either by their choice of language, or by their application
of the governing principles to specific fact situations, to conflict with the present
opinion. Consequently, henceforth in the event of any such apparent conflict
between earlier opinions and the opinion in the instant case, this opinion will
be deemed controlling in regard to all future determinations involving analogous
circumstances.
34. The evidence of record in the case giving rise to the two questions set
forth in paragraph 2 establishes that the widow has cohabited with a man as
his wife after death of the veteran, that they have generally represented them-
selves to persons in the community in which they live as husband and wife,
that children born of their relationship are recorded as legitimate, and that
they enjoy a general reputation as married persons in the community. Such
facts with respect to cohabitation and reputation give rise to a presumption of a
valid marriage which, absent proof of a legal impediment thereto or other
satisfactory evidence in rebuttal of the presumption, may be relied upon by the
Veterans Administration to preclude recognition of an unremarried status. The
answer would be the same had all the circumstances giving rise to the presump-
tion of marriage occurred in a jurisdiction recognizing common-law marriages.
FRED B. RHODES, Jr.
Mr. NTJSSBATJAI. Jfow, in the Bautista case, a year and a half after
the decision in Sinlao, the General Counsel considers this question:
Whether the payment of benefits administered by the Veterans' Administra-
tion to a widow in monthly installments and subject to a statutory limitation
requiring termination in the event of her remarriage be discontinued when the
claimant asserts to the Veterans' Administration that she has not remarried
but the preponderance of credible evidence before the Veterans' Administration
and frequently adduced by it establishes she has cohabited with a man as his
wife in a jurisdiction which does not recognize common law marriages.
That essentially is the question considered. The Administrator,
through his General Counsel, proceeds to conclude the lady is not
entitled to compensation in direct, absolute opposition to the opinion
of the U.S. Court of Appeals construing the same statute in the
Sinlao case.
1906 JUDICIAL REVIEW OF VETERANS' CLAIMS
Now if the Chief agreed with the dissenting opinion, we never knew
it because I do not recall any file that showed it. I do recall occasions,
very rare occasions, in which there was a written dissent and agree-
ment by the Chief of Claims Division in the majority opinion. I t may
be that the procedure in the case of a dissenting opinion was not ade-
quate enough to give the Board members a greater freedom, since they
felt that their dissent would be a vain act. If, in the case of a dis-
senting opinion, the case automatically would be sent to the Board of
Appeals for review, I think more dissenting appeals would be filed.
Mr. SAYLOR. F o r the record, Mr. Nussbaum, how long have you been
admitted to the practice of law ?
Mr. NUSSBAUM. Since 1953.
Mr. SAYLOR. You are a resident of the District of Columbia ?
Mr. NUSSBAUM. I am, sir.
Mr. SAYLOR. You are admitted to all the courts, U.S. courts here
in the District ?
Mr. NUSSBAUM. Yes, including the U.S. Supreme Court.
Mr. SAYLOR. In your experience as a lawyer, and in the experience
of the association which you here represent, have you ever known of
a minor court that objected to having its decisions reviewed by a
higher court?
Mr. NUSSBAUM. On the contrary, sir, as was referred to in my state-
ment, the nisi prius judges, the judges of trial jurisdictions, welcome
the appellate review of their decisions, because it means they need not
bear alone the responsibility for an error. There is a guardian to
watch their mistakes.
Mr. SAYLOR. One of the things, and this is only my own observation,
one of the things that has made me interested in establishing this
court, is that the Board of Veterans' Appeals appears to be afraid to
have anybody look at them. The only conclusion I can come to is that
they must be trying to hide something. They must be afraid to have
somebody look at their records. This is the only conclusion I can
come to. I am not asking you to comment on that.
Now, one of the questions which this committee is going to have to
determine, if we establish this judicial court of review, is as to the date
upon which a claim should be paid if it is established that it is a serv-
ice-connected disability. Do you have any comments on that matter?
Mr. NUSSBAUM. I do, sir. I n the Veterans' Administration, as the
law is administered, if a veteran files his claim within 1 year from the
date of separation from the service and the nature of the disability is
such that it would have existed during the entire period he is paid
from date of discharge. If he files his claim more than 1 year after
discharge, the adjudication will be from date of receipt of the evidence
upon which the favorable action is taken. If the evidence is retro-
active in caliber, the same result will apply, that it will be from date
of receipt of the evidence.
I don't think that t h a t is a bad rule because a certain degree of dili-
gence should be required of a claimant. I do not think he ought to
sleep forever on his rights.
On the other hand, I do despair of the corollary and that is the
fact that when the Veterans' Administration has denied a claim and
it is then allowed on what is called administrative difference of
1910 JUDICIAL, REVIEW OF VETERANS* CLAIMS
opinion, benefits are granted from the date of that opinion. They are
not retroactive.
Now, the contrary holds true when the Board for the Correction
of Military Records of the various service departments acts on a
case and it results in the payment of benefits. As a matter of course,,
those benefits are paid retroactively.
There has always been some expression of the theory that the
claimant has survived and the purpose of the compensation is to keep
him surviving. Well, since he has survived to this date, i t will keep
him surviving in the future. I don't agree with that. I think that is
a heartless way to deal with a claimant.
I would like to comment, sir, with your permission, on my personal
views of the Board of Veterans' Appeals.
Mr. SATLOR. G O right ahead.
Mr. NTJSSBATJM. I think there are many men of great ability. I
know, and there is no humor in what I say now, that we used to look
at the heading of the Board of Veterans' Appeals decision where
"Question at Issue" and "Denied" or "Allowed" appeared right at
the heading and we could usually predict the signatures at the end
of the opinion from the nature of the issue before the Board. Dis-
senting opinions in the Board of Veterans' Appeals were very, very
scarce.
I would also like to mention a very interesting G I insurance case..
This was the very first one I had after I went into private practice,.
Ohristensen v. United States, which I filed suit in the U.S. District
Court for the District of Columbia in 1953. This is why I believe
in judicial review, too. Here was a World W a r I I Navy veteran
who suffered a massive head injury as a result of which Veterans'
Administration rated him 100 percent disabled. The man never
worked a day after he got out of the service. There was no dispute
about the facts. H e was never married. H e had no children. H e
lived with his aged mother up in Frostburg, Md. She was about 90
when I met her. She was the beneficiary of his $10,000 national serv-
ice life insurance policy. H e permitted the policy to lapse when he
got out of the service for nonpayment of premium.
Now, all this man had to do was to file an application for waiver of
premium by reason of total disability. H e would have had it. He
didn't so file. Now there is statutory and regulatory provision that
if the failure to file for waiver of premium is due to circumstances
beyond the control of the insured that it will not be a bar to grant of
such waiver to keep the insurance in force.
This unfortunate man committed suicide about 1951. The Veterans'
Administration, at all levels, through the Board of Veterans' Appeals,
held his failure to file application for waiver of premium was not
beyond his control and denied the payment of the insurance to his
aged mother. I filed suit on that case. To my amazement it never
went past the stage of my filing suit, because the Department of Justice
completely agreed with me and told the Veterans' Administration that
if it didn't reverse itself it would consent to judgment for the full
policy.
The Board of Veterans' Appeals then entered an opinion, and I have
seen it—it is in t h a t claim file—sui sponte, reversing itself. A n d
JUDICIAL REVIEW OF VETERANS' CLAIMS 1911
of Foreign Wars that we continue to oppose any effort to divide the responsibility
for the administration of veterans laws and continue our insistence that the
Veterans' Administration be kept intact; and be it further
Resolved, That inasmuch as there has not been sufficient time or material
available for this committee to completely and adequately study the complex
situation as it now exists, that we recommend to the commander in chief as
follows:
1. That a committee be appointed with sufficient funds and authority to make
a complete review of the present personnel and operations of the Board of
Veterans Appeals.
2. That this committee shall consist of such specialists as needed from the na-
tional rehabilitation staff and department service officers.
3. That the committee be composed of sufficient members to complete the
investigation fully and expeditiously.
4. That upon the completion of the review the chairman of the committee shall
make a complete written report to the commander in chief including all facts,
findings, and recommendations.
5. That this report be completed and presented prior to the convening of the
next session of Congress.
Adopted at the 59th Annual Convention of the Veterans of Foreign Wars of
the United States, held at New York, N.T., August 17-22,1958.
Committee, which was then considering four varied proposals, that although
the subject has been considered by the V.P.W. on several prior occasions, it
had never received approval by a national convention.
In 1951, the 52d National Convention considered Resolution 228 captioned
"Authority of Board of Veterans Appeals," which proposed to make the Board
of Veterans Appeals independent of the Administrator of Veterans Affairs but
remain within the VA. It requested Congress to define or redefine the juris-
diction of the "new" Board. This resolution was referred to the National Wel-
fare and Service Committee. The proposal apparently was not considered by
the Congress.
In 1952, the 53d National Convention adopted Resolution 48 which recom-
mended the establishment of a "Board of Equity" in the VA. The 54th National
Convention in 1953 adopted Resolution 373 which was identical to Resolution 48
of the 53d National Convention. These resolutions expressed no complaints that
the VA was not then complying with the basic law. They did request that the
BVA be given authority to grant so-called compassionate awards. Such au-
thority would presumably permit a payments in meritorious cases, for instance,
in the case of a woman who bore 10 children by a veteran but could not prove
valid marriage. These resolution required legislative action, but did not receive
favorable consideration by the Congress.
In 1953, the Department of Montana submitted Resolution 77 captioned "Ap-
peals Court for VA Rulings" which requested the establishment of a spe-
cial judicial tribunal outside of the VA with the right of appeal therefrom to
existing Federal courts. It was rejected with a notation that the proposal was
"unconstitutional."
In 1953, the 54th National Convention adopted Resolution 414 captioned "Vet-
erans Benefits v. Comptroller General". It was approved in principal and re-
ferred to the NRS. In effect Resolution 414 delineated the more important
statutory provisions on the finality of VA decisions and requested that the
Comptroller General and other Federal agencies be restrained from interfering
therewith. This resolution could be construed as opposing judicial review.
In 1954, the 55th National Convention rejected Resolution 222 submitted by the
Department of Montana. Resolution 222 was similar to Resolution 77 sub-
mitted by the Department of Montana in 1953.
In 1955, the 56th National Convention adopted Par. (C), Resolution 4, which
indicated that it is often futile to question the legality or propriety of VA
regulations as such complaints are automatically routed to the same officials
who originated such regulations. This resolution requested establishment of
a special board within the VA to pass on such questions. It did not receive
either administrative approval by the VA or action by the Congress. The 56th
National Convention did not consider the subject of judicial review of BVA
decisions.
In 1956, the 57th National Convention adopted Par. 5, Resolution 5, which
recommended that no gratuitous benefit administered by the VA be subjected
to judicial review by the courts. In 1957, the 58th National Convention adopted
Par. 6, Resolution 8, and also Resolution 61, in opposition to court review of
VA decisions with respect to gratuitous benefits.
In August 1958, the 59th National Convention adopted Resolution 280 which
generally disapproves the establishment of a special court to review BVA
decisions but does recommend a comprehensive study intended to reveal inade-
quacies of the BVA as now operated, and recommendations for correction of
such inadequacies.
In August 1959, the 60th National Convention reaffirmed Resolution 2S0 as
adopted by the 59th National Convention. On April 6, 1960, the Director of the
National Legislative Service and the Director of the National Rehabilitation
Service testified before the Special Subcommittee of the House Committee on
Veterans Affairs in opposition to proposals to establish a Court of Veterans
Appeals or otherwise permit judicial review of decisions of the VA Board of
Veterans Appeals.
In August 1960, the 61st National Convention referred Resolution 27 favor-
ing judicial review, - Resolution 224 opposing judicial review, and Resolution 254
supporting judicial review, to the Commander in Chief for study and recom-
mendations by a special committee to be appointed by the Commander in Chief
and to report to him at his discretion.
The special committee convened in Washington, D.C., at our Memorial Build-
ing on December 15 and 16, 1960. The committee arranged in advance to have
1916 JUDICIAL, REVIEW OF VETERANS' CLAIMS
a battery of pro and con witnesses or rather representatives, appear before the
committee. Thus, the pro's and con's were set forth in ample and clear fashion,
each committee member having the opportunity to ask questions of every kind
and nature, pertaining to the subject at hand. This method of reviewing and
studying the question consumed a full day. The next day, the committee dis-
cussed, in great detail, the question "Shall the Veterans of Foreign Wars endorse
and support legislation which will provide for the establishment of a Federal
Court to review disallowed cases of the Board of Veterans Appeals." It was
honestly felt that the matter was of such prime importance that additional
study time was necessary; that is, a final conclusion should not be reached on
our last meeting date. However, ample time existed for general and specific
discussion. The committee adjourned with the agreement that each individual
member would go home with the problem, give it minute individual study and
then report his conclusions and vote to the chairman.
In due time questionnaires were prepared and sent to each committee member.
A full report has been received from each member. By a decided majority count
of 9 to 1 the special study committee recommends to the commander in chief
and to our great service organization that the Veterans of Foreign Wars of the
United States continue to vigorously oppose the establishment of a Federal court
to review veterans' claims.
The committee recognizes and appreciates the fact that a Federal review court
of this nature could render some real service to some veterans or dependents,
but earnestly feels that the good could very easily be outweighed by the un-
favorable. The Veterans of Foreign Wars has long favored the single agency
concept which imparts and charges the Administrator of Veterans' Affairs with
complete responsibility for administering laws, enacted by the Congress of the
United States, providing gratuitous benefits for veterans and their dependents.
It is believed that the establishment of a special court would violate this princi-
ple, and would place on the Veterans' Administration an administrative burden
out of proportion to the good that might be achieved. The committee contends
that the establishment of a special court would be the first step of encroachment
upon the single agency concept. The veterans and their dependents can best be
served by maintaining the Veterans' Administration as the one and only agency
for dispensing the aforementioned benefits. Another committee argument, for
the single agency concept, was the creation of experts in the field by that agency,
thus problems therein have the benefit of expert knowledge.
Tour special study committee believes and contends that the continuation of
our present rather liberal rules of proof for basic adjudication would be seri-
ously jeopardized. The Veterans' Administration would be forced, by the opera-
tion of a special Federal court, to adhere to and be governed much more strictly
by rigid rules of evidence, which is not now being done. The special court would
become the higher body, of all. Thereafter and thenceforth, the lower body,
being the VA itself, would respond to the rules and dictates of the higher body.
This would, of certainty result in a change in the adjudicative processes of the
Veterans' Administration. The study committee feels a rigidity would be built
into the whole adjudicative process that would inevitably cause claimants to
suffer from that rigidity and from the lack of flexibility. A gradual restriction
of rights would then follow. VA policies would be affected tremendously. Con-
sistent allowances by a special court might result in VA liberalization, but, on
the other hand, consistent denials by the court might, in effect, cause restriction
on liberal VA policies. Thus, many, many claimants might suffer whereas only
a few have been benefited.
The special study committee also concluded that the establishment of the court
would entail great cost and expense which would have to be borne by the tax-
payers. Consequently, actual benefits could very easily be diminished in order
to include this additional cost in the Federal budget insofar as the realm of
veterans is concerned.
And, too, the claimant veteran or dependent would be faced with considerable
personal expense in having his case presented to a special court. The great
majority of veterans do not have the financial means to defray the costs of a
judicial review of their claims. The committee concludes that only recognized
attorneys would be allowed to practice and present claims before a special court.
This would entail expenditures for fees by veterans and their dependents, for
which a great majority of whom would not be financially able to provide.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1917
you know whether or not your organization ever took a position with
regard to the Congress establishing that court ?
Mr. STOVER. A S far as I know we never have had any position with
respect to the Tax Court of Appeals.
Mr. SAYLOR. Following the expansion in our Government the
Congress of the United States determined that there were many times
when the Government, in its operations, injured private citizens and
Congress was flooded with requests, particularly to the Judiciary
Committee, for a series of bills to relieve wrongs that had been done
and as a result of this the Congress of the United States established
what some people have referred to as a "citizen's court" or the Court
of Claims, allowing the individuals to sue the Federal Government.
Do you know whether or not your organization ever took a position
with regard to the establishment of the Court of Claims ?
Mr. STOVER. Not to my knowledge.
Mr. SAYLOR. The next question I am about to ask is one that I would
ask you to do some research on and then to submit an answer on be-
cause it is not fair to ask you gentlemen who have not been connected
with the Veterans of Foreign Wars since the establishment of the
Veterans' Administration, so therefore I would ask you to look into
this matter through your files. T h a t question is, what was the posi-
tion of the Veterans of Foreign Wars at the time the Veterans' Ad-
ministration was established as to whether or not they felt its jurisdic-
tion was adequate or whether or not there should be some right of
court review.
Mr. STOVER. I would be glad to do that.
Mr. SAYLOR. Of course that is a matter of history and just for my
own information and for the information of the members of the com-
mittee I would like to have it.
Now some years ago the Congress changed the law with regard to
insurance which members of the military, those who served, or in time
of wrar were permitted to take out and were permitted to carry a
change which Congress enacted at that time, allowing the courts to
review the decisions of the Veterans' Administration.
Can you tell me what the position of the Veterans of Foreign Wars
was with regard to that act ?
Mr. STOVER. I don't know the answer to that. I would have to check
on it, Mr. Saylor. I will be glad to submit it for the record.
Mr. SAXLOR. On page 3 of your statement there appears this
sentence:
The creation of this court would be a basic change in the administration of
veterans' benefits.
Well, it seems, Mr. Stover, I agree with you in the statement that
this would be a basic change, but I certainly do not believe that you
would want to leave the impression with the members of this com-
mittee that the Veterans of Foreign Wars would oppose any basic-
change in the administration of veterans' benefits, if as a result of
actions taken at your annual national convention there were resolu-
tions passed ordering you to come forward and present a change in
the basic law affecting the Veterans' Administration.
Mr. STOVER. Of course, in answer to that question, the position of
the Veterans of Foreign Wars, as I understand it, is we don't see any
1920 JUDICIAL REVIEW OF VETERANS' CLAIMS
need at the present time, that we are satisfied with certain reserva-
tions with the present system and therefore have opposed, really, since
about 1952, consistently opposed the establishment of a court or au-
thority to review Veterans' Administration decisions. That is the
basic philosophy, I think, that is provided in these positions that have
been taken and adopted over the years by our organization.
Mr. SAYLOR. I realize the position you find yourself in as repre-
sentative of the Veterans of Foreign Wars, and the limitations that
are placed upon you and Mr. Jones in your appearance here, so the
next question I am going to ask you, I am going to ask not as repre-
sentatives of the Veterans of Foreign Wars, but just as citizens of this
country who have a deep interest in the affairs of the veterans. Both
of you were in the room when you heard Mr. Nussbaum testify just
before you on the stand. You heard him testify that he has filed,,
during the past year, 75 suits which were affecting national service
life insurance in which the Veterans' Administration has denied relief.
H e has been successful in having the Veterans' Administration over-
ruled by the courts in approximately 90 percent of those cases.
J u s t as individual representatives interested in veterans, do you
feel that Mr. Nussbaum did a good service to 90 percent of the 75
people that he represented in seeing to it that a contract that they
entered into with the Government was kept despite the fact that the
Veterans' Administration said that there was no right of recovery?
Mr. STOVER. I am not acquainted with those cases that he did cite
and describe. Maybe Mr. Jones would have some comment on them.
I am not acquainted with the facts and, of course, I didn't hear the
other side; I just heard the plaintiff's side of those cases. However,
Mr. Jones might wish to respond to your question.
Mr. J O N E S . Mr. Saylor, you asked our opinion on the judicial re-
view of these opinions. As far as I am concerned, the Veterans of
Foreign W a r s did not oppose and does not oppose judicial review of
insurance cases now. We take the view it involves contracts and
also involves other contested contract issues in these cases. I n many
of the cases going to court one will find an action allowing one claim-
ant's claim which would have been a denial of another of the claim-
ant's claims. T h a t is, in my opinion, one of the reasons why the
V A may be more reluctant to make a positive decision in some insur-
ance claims. Sometimes, of course, the V A does make a denial and it
goes to court based on the denial.
I would have to say this, though, that in the insurance cases the
V F W represents we have not found much difficulty in obtaining what
we consider to be justice for rightful claimants. I t is true we don't
represent all, but not many insurance cases we represent have gone
t o court, only a small number. So I believe t h a t it is rather signifi-
cant to point out the merits of rightful claimants.
I would like the record to show I take exception to Mr. Nussbaum's
inference as to the adequacy of our service officers. I think we have
highly adequate service officers over the country and they do a fine
job even though most are not attorneys by any means.
Mr. SAYLOR. This is a matter, once again, of opinion, and Mr.
Jones, we respect you and your opinion.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1921
Mr. Jones, I believe you handled more of the dealings with the
Veterans' Administration than the other gentleman, Mr. Stover; is
that correct?
Mr. JONES. T h a t is correct.
Mr. SAYLOR. D O you have any idea or can you tell the committee
the number of cases that you or your organization represented before
the Board of Veterans' Appeals this past year?
Mr. JONES. I didn't bring with me the exact number. We gen-
erally handle between 400 and 600 per month. T h a t would r u n to
about 6,000 per year, between 5,000 and 6,000. That is just the
number of cases. There are more questions at issue.
Mr. SAYLOR. Since you handle that number of cases you will get
approximately that number of opinions each month; is that correct?
Mr. JONES. Yes; on the average, at least.
Mr. SAYLOR. H O W many dissenting opinions were filed in those
6,000 cases that you had during this past year, if you know?
Mr. JONES. Mr. Saylor, you may remember, of course, I was the
one t h a t brought to this committee the small number of dissenting
opinions over the past. I was concerned about it then and I am now.
Merely because I say the VA system is adequate as a system doesn't
mean I am satisfied yet with all procedures and policies that are
inherent in the system or are there for other reasons.
I have no specific figure but the number of dissenting opinions has
gone u p slightly. I will be glad to furnish a figure to the committee
by correspondence.
Mr. SATLOR. My recollection is that 1 year we had 13.
Mr. JONES. I t averaged 14 over a period of 10 years, 14 per year.
Mr. SAYLOR. Any increase would be marvelous.
Mr. JONES. I t has gone up some on both sides, both allowing and
dissenting. I may say it seems to be by just a few members of the
Board and not often by others. I n other words, it seems to be a per-
sonal matter to a great extent.
Mr. SAYLOR. If the members of this committee, in their wisdom,
decide to report out the bill establishing a court of judicial review for
veterans' cases, do either of you gentlemen want to comment on our
two bills which are basically the same, as to whether or not you feel
we have established proper safeguards in regard to the caliber of the
judges and in regard to the manner in which cases are to be presented
and the remuneration that is to be paid to those who represent claim-
ants before the court ?
Mr. J O N E S . Mr. Saylor, of course, when an organization like ours
testifies against a proposal, it might seem inappropriate to then say
how the proposal should be operated if Congress establishes the court.
1 believe that Mr. Stover and I should obtain approval of our com-
mander in chief before so doing. If you like, we will inquire as to
t h a t approval and if it is obtained we will submit a letter commenting
on the provisions of the proposal even though the V F W opposes the
proposal.
Mr. SAYLOR. I would appreciate it. I know the other members
would for this reason, that your organization, with its membership,
with its interest in the affairs of veterans, has always been very help-
ful to this committee and even though at times we have disagreed, you
1922 JUDICIAL REVIEW OF VETERANS' CLAIMS
have been very helpful and your organization has been helpful in sup-
plying us with your views as to how best to provide for the veterans
of this country. For that we are deeply grateful.
T h a t is all, Mr. Chairman.
Mr. KORNEGAY. Mr. Ellsworth.
Mr. ELLSWORTH. Thank you, Mr. Chairman.
Mr. Stover and Mr. Jones, of course it is always nice to have you
here and have the benefit of your thinking on these things. As you
well know, I am just getting acquainted with this for the first time this
morning.
I want to clear up one thing. You indicated, Mr. Jones, that the
problem that Mr. Nassbaum has spent to much time on, judicial review
of insurance cases, has no relevancy to these bills. Is my understand-
ing correct ?
Mr. J O N E S . The privilege of insurance cases going to court for ju-
dicial review already existed, of course, and these bills will not be
necessary for that purpose, unless there is something else that the
Congress might want to add. One of these bills, I believe, provides
for insurance cases for this special court concurrently with the other
authority. Another proposal has been that insurance cases be ex-
cluded from this court, if I understand, in its discretion.
Mr. ELLSWORTH. Thank you. I have no further questions.
Mr. KORNEGAY. Mr. Stover, I am sure t h a t your organization, like
most organizations in their annual conventions handle resolutions
through the resolutions committee; is that correct ?
Mr. STOVER. T h a t is correct.
Mr. KORNEGAY. After the resolutions committee has considered
and adopted a resolution, it is presented to the membership in general
session and the resolutions are debated on the floor and final action is
taken. Do you recall or have you an independent recollection of reso-
lution 280 which was made back in 1956 at the 1959 convention ?
Mr. STOVER. My recollection is it passed without debate. I believe
they had quite a bit of debate in the committee but by the time it came
to the floor, the differences of opinion were jelled in this resolution and
I believe it passed without debate.
Mr. JONES. I think perhaps I should explain. Resolution 280 was
primarily a resolution recommending that a committee be appointed to
study veterans' appeals. T h a t was its primary purpose. I t said
that following the study the Veterans of Foreign W a r s should continue
the same stand on judicial review or with a comparable stand. That
was primarily to study the Board of Veterans Appeals.
Mr. KORNEGAY. I note, with some degree of interest, the first
"whereas" which states :
Whereas during the last 25 years, there has been no improvement in the
procedure under which the Board of Veterans Appeals is authorized to function
making it evident that some change for the better is warranted and necessary.
Mr. J O N E S . Yes, sir.
Mr. KORNEGAY. T h a t statement in itself would be considered as
somewhat of a criticism.
Mr. J O N E S . Of the Board of Veterans Appeals ?
Mr. KORNEGAY. Yes, sir.
Mr. J O N E S . N O question about it.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1923
am sure innumerable cases have been denied because the Board has
stated there has been no evidence to support the position which you
have taken or which the veteran has taken and where it has been
pointed out wherein the evidence is lacking. I am sure that some of
your service officers have gone out in the field and have contacted in-
dividuals and have gotten sworn statements and have passed on this
innumerable times and the Board of Veterans Appeals have reconsid-
ered these cases in light of the additional evidence which was taken. I
can assure you your records are replete with the statement which the
Board of Veterans Appeals makes, which is that "the evidence is cumu-
lative." Now, would you like to comment on when the accumulation
becomes the preponderance of evidence which Congress never said was
necessary ? I t just said that a reasonable doubt was to be resolved in
favor of the veteran.
Mr. JONES. Yes, we realize, of course, that a rating board, whether
it be in the V A or in the field, might continue to rule that the evidence
is not sufficient to merit an allowance. We might feel otherwise..
T h a t perhaps might always be true, but the thing we object to, beyond
the adequacy of judgment, is the practice sometimes of passing it
off without being specific as to the reasons for not giving it sufficient
credence. I n other words, a statement to the effect that the affidavits
of Brown and Jones were considered, nothing else. That, to us, is
grossly inadequate. T h a t happens not only in the Board of VA
sometimes but happens in the field stations ratings cases. We feel
that they should always be specific in expressing their reasons for
not giving adequate credence to affidavit evidence.
Mr. SAYLOR. If we had a court it would take care of that.
Mr. KORNEGAY. Are there any further questions?
Mr. Patterson.
COUNSEL. Mr. Chairman, I think for the record it should be stated
in connection with H.R. 852, which proposes to set u p independent
medical panels, that the Veterans' Administration ultimately agreed
to submit 28 cases to independent medical experts to get their ap-
praisal of the medical aspects of the case. The V A had been requested
to conduct a pilot study of 100. There is one case already decided
which is particularly significant. This case has been before the
Board of Veterans Appeals five times. The case originated in 1942.
I t had to do with whether or not a spinal anesthesia administered in a
VA hospital resulted in paralysis. I am happy to say the Board has
now granted that case based on a decision or a finding from an inde-
pendent medical expert.
The other case involves a decision which the Board of Veterans
Appeals had diagnosed as "alcoholism" but the independent medical
expert found was "epilepsy."
Mr. KORNEGAY. Thank you, Mr. Patterson.
Are there any further questions or statements ?
Mr. ELLSWORTH. N O .
Mr. KORNEGAY. NOW, we have one other witness who is with us to
testify this morning, but I am afraid the hour is approaching 12
o'clock and I feel that, Mr. Freudenberger, we hardly have time to
p u t your statement into the record, and if it is convenient with you,
would you mind coming back tomorrow morning at 10 o'clock?
JUDICIAL REVIEW OF VETERANS' CLAIMS 1927
800S2—62 14
1930 JUDICIAL REVIEW OF VETERANS' CLAIMS
ever well versed they may be in their chosen fields of medicine, render-
decisions of rating character, with all the weight such decisions would
inevitably acquire as precedents in the adjudication of claims, might
well do violence in some instances to the rating standards that now
make for uniformity, and would contribute in some degree to con-
fusion in the V A rating processes.
I n connection with the foregoing we have in mind the special p r o -
visions of law and the presumptions followed by the VA in determin-
ing entitlement to service connection or the reverse which often take
the decisions out of the purely medical concept of "black" or "white.""
Obviously, the busy top experts in the various special fields of medi-
cine could not be expected to be well versed in the intricacies of the
Federal statutes (title 38, United States Code) and the V A regula-
tions and schedule upon which determinations as to service connec-
tion are based in relation to the medical and other facts in each indi-
vidual case. So, for these reasons and others that could be cited,,
including the attitude of the American Medical Association toward
the presumptions, as made a part of the record in past hearings
before your committee, the D A V does not concur in the extension of
the rating authority, as proposed in H.R. 852.
COUNSEL. Mr. Chairman, may I ask a question at this point?
Mr. Freudenberger, if the present authority of the Veterans' Ad-
ministration in this field of medical expert testimony would be
broadened to permit the obtaining of independent medical opinions
on request of the veteran who has had his claim denied and make
that finding mandatory upon the Administrator, would the DAV"
have any objection to that ?
Mr. FREUDENBERGER. I would like to have Mr. Peltz's opinion on
that question if t h a t is satisfactory.
Mr. PELTZ. N O ; I don't think the D A V would have any objection
to any access that the veteran would have in obtaining an opinion
that could reverse an adverse decision.
COUNSEL. Your objection is the determination of service con-
nection by an outside physician. As long as the doctor was giving ex-
pert opinion on the medical aspect the D A V would have no objection to -
that procedure after his claim has been denied ?
Mr. PELTZ. T h a t is right.
COUNSEL. Thank you.
Mr. FREUDENBERGER. This organization can appreciate the purpose
to be served by H.R. 857 in requiring by law that those cases appealed
to the VA Board of Veterans' Appeals shall contain a brief statement
of the facts of the case appealed, with a citation and application of the
law, together with the recommendations of the VA office from whose -
decision appeal is taken.
We definitely disagree with the provision of the bill to the effect that
if the appellant, his agent, or attorney, does not express concurrence in
the facts as set out in the statement furnished him, or does not file ex-
ceptions, within the time specified "the appeal shall be dismissed." I n
such instances we believe that the case, if otherwise in order, should re-
ceive appellate consideration and disposition regardless of the nonre-
ceipt of a response from the appellant, his agent or attorney, as con-
templated by the bill. A memorandum could be placed in the file, by
the office of original jurisdiction, and the appeal procedure followed.
JUDICIAL REVIEW OF VETERANS' CLAIMS ] 933
The veteran was hospitalized for a coronary occlusion in October 1960, approxi-
mately 5 ^ years after discharge from service. His private physician has sub-
mitted medical evidence to the effect that in this case there was relationship'
between the asthma and organic heart disease. The private physician has sub-
mitted 3 statements in this case, including one which refers to a relationship-
between heart disease and asthma as recorded in medical text books on this
subject. Our representative, in appearing before the Board of Appeals in this-
case, also referred to medical text books concerning the relationship between
allergy and organic heart disease.
In its decision, the Board of Appeals simply stated there was no evidence of
heart condition during service and that in their opinion there was no direct
relationship between the condition of asthma and the heart condition.
We believe that if this case had been subject to judicial review an opinion
would have been presented for greater exploration than was afforded by the-
Board of Veterans Appeals as to the question of relationship between a cardiac
condition and asthma as shown in this case.
It should be noted that a t no time was it contended by the veteran, or his
representative, that a heart condition existed during service, yet the Board of*
Appeals uses this as the main reason for denying the appeal. Greater latitude-
would be afforded a judicial review authority in exploring the possible relation-
ship and thus absolving all reasonable doubt in favor of the veteran.
We believe had this case been subject to judicial review, the veteran would
have been granted service connection for his cardiac disability.
Case No. 8. Restoration of special monthly compensation for los» of use of the
left foot
During service the veteran suffered a penetrating shell fragment wound to
the skull, resulting in a post-traumatic hemiplegia and paralysis. He was-
originally granted special monthly compensation for loss of use of left foot and
left hand. However, on a Veterans' Administration examination it was deter-
mined that he no longer met the Government criteria for the loss of use of left
foot, although he was still entitled for loss of use of left hand. It is shown that
the veteran must use an elastic brace on the left angle to provide support and
strength for the ankle. His gait is slow and typically spastic. There is moder-
ately weakness of the left lower extremity.
In his appeal the veteran complained that he was not examined by a neurolo-
gist but by a general practitioner and that this examination resulted in his losing'
the special monthly award for loss of use of the left foot. This veteran appeared
before the Board of Veterans' Appeals personally in connection with his appeal.
The representative pointed out that, in walking, this veteran had developed a
swinging gait of the left leg and that the knee of the left leg did not bend when
he walked.
The examination that was used to reduce this veteran's compensation made no
reference to his ability or inability to walk, nor did the examiner state suffi-
ciently the degree of disability in order for a proper determination to have been
made.
It is believed this is a classic case to illustrate the need for a judicial review
authority. For all practical purposes this case clearly shows that the veteran*
has very little use of his left leg. We further believe that the evidence of
record does not support sufficiently a finding that loss of use of leg does not exist..
Certainly the service records clearly indicate entitlement to the special monthly-
award ; and, when comparing the evidence upon which the award was granted"
with the evidence upon which the award was reduced, one cannot help but agree
that a further examination should have been ordered and a more careful review
of the condition should have been made before putting into effect the severe-
reduction in the veteran's compensation.
We feel that, had this case been subjected to a judicial review, the veteran-
would have maintained his special compensation for loss of use of the left leg.
Case No. 4- Service connection for the cause of death attributed to cardio-
vascular collapse
This is a most unusual case and clearly illustrates the need for a judiciary
review board which would impartially review the evidence of record in reaching
a determination.
The veteran was service connected for asthma. He was under the treatment
of a private physician for a number of years prior to his death. The veteran
JUDICIAL REVIEW OF VETERANS' CLAIMS 1935
had suffered from the condition of asthma and bronchitis since 1900. The death
certificate clearly states that in the opinion of the attending physician the veteran
died of a heart attack due to hypertensive arteriosclerotic heart disease due to
chronic bronchitis. The physician stated that bronchitis contributed to the
cause of death.
The veteran served from 1899 to 1901 and the clinical records show treatment
for bronchitis during that time. In an additional statement submitted by the
private physician he stated that the veteran suffered from a chronic heart condi-
tion complicated by chronic bronchitis and frequent attacks of bronchial asthma.
The last few months of his life the bronchitis became more severe and brought
about cardiac decompensation until the last attack brought on his death. This
case was submitted for a medical advisory opinion to the Central Office of the-
Veterans' Administration and an opinion was obtained from the Director of the
Outpatient Clinic of the Veterans' Benefits Office in Washington, D.C. In his
opinion the Chief Medical Director attacked the validity of the private physi-
cian's records and made statements reflecting upon the ability of the doctor ta
properly diagnose this case. The doctor had treated the veteran for many years
prior to his death and was in a position to observe the veteran and the progress
of his disease.
I t is believed that the opinion of the Chief Medical Director had a marked
influence on the decision of the Board of Appeals, and it is also believed this-
case certainly should have been submitted to an impartial authority to review
all the evidence of record to resolve all reasonable doubt in behalf of the widow-
in her claim for benefits.
It is also believed that, had a judiciary review authority assumed jurisdiction
of this case, the widow would have been allowed service-connected death bene-
fits, as the evidence submitted by the private physician would certainly indicate-
that this would have been a just decision.
Case No. 5. Entitlement to special monthly compensation of one eye
The question at issue in this case is the entitlement to special monthly com-
pensation of one eye, having only light perception.
The records indicate the veteran, at one time, was drawing this benefit for
blindness of one eye until April 24, 1960. Service records reveal a chip of steel
was imbedded in the right eye and he could see upper field and his vision was-
becoming progressively more blurred. The foreign body was found on the retina
near the disk and it had perforated cornea, iris in the lens of the upper nasal
quadrant and was surgically removed. Vision at that time was 7/200. Sub-
sequently, a traumatic cataract was formed.
On the hearing before the Board of Veterans' Appeals, the veteran made the
following statement:
"What I can see from the right eye is not clear. Whatever it may be, it is-
only halfway. If I were to look directly at you, I can see the top of your nose
and your eye; but, moving something in front of me, it is just blurred. I cannot
make out an object."
Due to the severity of his right eye disability, if the veteran would ever sus-
tain an injury to his left eye, he would be, for all practical purposes, totally-
blind.
This case was denied by the Board of Veterans' Appeals.
We feel if this ease was presented to an impartial, unbiased judicial body
they would have granted the veteran the benefits he was seeking.
Case No. 6. Service connection for the cause of death
The veteran entered the service in May of 1943 and was honorably discharged'
in November 1945. The service records show the ship the veteran was assigned
to was sunk while in action against the enemy. He was hospitalized and during
this hospitalization, a diagnosis of schizophrenic reaction was given and service
connection was granted for same.
The veteran was admitted to Cincinnati General Hospital in July 1947 and
also in July 1947 a court order was issued by the probate court in Hamilton
County, Ohio, committing him to the Veterans' Administration hospital in-
Lexington, Ky.
In November of 1947, the veteran was released as not psychotic and competent.
Due to his disability, he continued to go "downhill"—and eventually landed oni
"skid road" as a vagrant.
1936 JUDICIAL REVIEW OF VETERANS' CLAIMS
Mr. KORNEGAY. Mr. Peltz, do you have any statement you would
like to make for the record ?
Mr. PELTZ. I have just a few little remarks I would like to make.
This is my first appearance before the committee. I wouldn't want
to take too much time. But there is one section in this bill that I
believe should be clarified on page 6.
Mr. KORNEGAT. Are you referring to H.K. 775 ?
Mr. PELTZ. T h a t is right, H.R. 775. Page 6, 4055, "attorneys and
agents." I t spells out, but there is not any detail, that the court may
prescribe qualifications of persons who may represent claimants in
proceedings before commissions. I believe that this provision should
be spelled out. Disabled American Veterans—I suppose you are all
well aware of our national service officers throughout the country.
W e are proud of them. They are well-trained men. They have an
.average of 15 to 16 years of service in veterans' benefits. They are
eminently qualified; however, this bill would not indicate that persons
that are national service officers, or accredited representatives, or
known as attorneys-in-fact, would be permitted to appear before these
commissions. I think that this ought to be spelled out, that the quali-
fication for the persons who may present the claimant be listed. I
think in this way we would take advantage of men that would be
qualified to present the veterans' problems and present these questions.
You realize that the national service officer in the field spends years
in development of the case, brings it u p as far as the Board of Vet-
erans' Appeals. I f he doesn't hold a law degree he would not be
able to appear before this judicial review.
Mr. KORNEGAY. That is in reference to the court ?
Mr. PELTZ. T h a t is right.
Mr. KORNEGAY. Are you referring to that provision in the first sen-
tence or second sentence which authorizes the court to prescribe the
qualifications for persons representing claimants before the commis-
sion?
Mr. PELTZ. I t is the second sentence.
Mr. KORNEGAY. There are two situations.
Mr. PELTZ. I realize you must be a member of the bar. B u t it
doesn't seem fair that this may happen to preclude the accredited
representative from appearing before the commissioners.
I know t h a t the whole reason for this judicial review is to see to it
that disabled veterans would receive another avenue so that he can
obtain his just rights. I n order to do this, they should take advan-
tage of those t h a t are qualified and spell it out. This is the only ques-
tion that I would like to bring up today.
Mr. KORNEGAY. I S it your position that you feel that service officers
who are not attorneys should have the right to appear before the
court representing the claimants?
Mr. PELTZ. I t could be spelled out—appear before the court as a
friend of the court and before the commissioners in representing the
claimant.
Mr. KORNEGAY. NOW, as I read this, there are two situations. One
is, you have the court which will sit here in Washington and then
you have the commissioners which will hold hearings throughout the
•country. The way it is worded now, at least the interpretation I place
JUDICIAL REVIEW OF VETERANS' CLAIMS 1939
'on it, is that the licensed attorneys, that is, the attorneys who are mem-
bers of the bars of the States, or the Federal bar, will be permitted
to appear before the court, but that the court itself may prescribe the
•qualifications of the persons who are entitled to appear representing
claimants before the commission, which I would assume would in-
clude people who are not attorneys, that is, service officers, or per-
sons who are otherwise qualified but do not hold a license to practice
law.
Now, let me see if I understand you. Do you take the position that
the service officers, or anyone who otherwise is qualified, who is not
an attorney, should be entitled to appear before the court itself?
Mr. PELTZ. Yes; I take the position that if that can be done, that
that be p u t into this bill. I don't mean to be facetious about it, but
the reason we are for this bill is that we believe that the Veterans'
Administration and the Board of Veterans' Appeals do not follow the
intent of Congress when they pass the laws. I t is not spelled out.
They make their own interpretations and regulations. I believe that
the intent of this committee and of Congress, in passing this, would
be that the disabled veteran obtain his just and equitable rights, that
he would have another avenue to go tc. We must not assume that a
court that would be set up would allow accredited representatives,
attorneys-in-fact, to appear before the court or to appear before the
'commissioner. I t is because it is taking an assumption that it will be
•done, that this is our intent, that we are sitting here today trying to
set up another court of review. I believe we ought to spell this out.
I don't mean to, let's say, take your time and tell you about the
national service officers of DAV. We are proud of the fact that we
have trained these men. They have gone through special training at
American University. We have given them special training in the
field. Our full staff has an average of 15 to 16 years of devoted full-
time work in this field. I don't think that there is any group in the
United States that is qualified, whether they hold a license to
practice before the Federal court or not, that can carry through the
'claims for the disabled veteran as well as our national service officers.
Mr. KORNEGAT. I n other words, you draw no distinction between
the qualifications to appear before the court or the commissioners?
Mr. PELTZ. I would suggest that you set up qualifications that at
least a man who had devoted full time in the work of veterans' bene-
fits, that he has at least 5, 10, or 15 years of training in this field,
and this has been his profession and his work, and that he would
meet these qualifications to appear. B u t I believe it should be spelled
•out.
Mr. KORXEGAT. Can you think of any other category of person that
should be included in addition to attorneys at law and veterans'
•service officers?
Mr. PELTZ. I can't think of any others that are in this field who
are accredited representatives and attorneys-in-fact recognized to
practice before the Veterans' Administration. I feel they are a special
group eminently qualified to follow through on a veteran's case,
whether it be on a regional level or whether it be on a Board of
"Veterans' Appeals level or before this court.
Mr. KORNTEGAT. Mr. Haley ?
Mr. H A L E T . Mr. Chairman, I have no questions.
1940 JUDICIAL REVIEW OF VETERANS' CLAIMS
Mr. PELTZ. Well, the percentage has gone up a little bit. I would
say about 14 percent.
Mr. SAYLOR. Of all the cases that you have either won or lost in
which you represented veterans before the Board of Veterans Appeals,
how many dissenting opinions were filed for the last year, if you know %
Mr. PELTZ. Only within the last few months I have noticed that dis-
senting opinions are starting to come out of the Board of Veterans
Appeals. I had not noticed any dissenting opinions up until this
year, but there are two that came to my attention within the past few
months. As you know, the Board of Veterans Appeals increased
their members of the Board and the Chairman of the Board has re-
solved the benefit of the doubt in favor of the veteran in two cases
that have come to my attention in the past month.
Mr. SAYLOR. Then it might be a fair observation to make that the
dissenting opinions have gone up materially even though it is only
two since the 1960 hearings ?
Mr. PELTZ. Yes.
Mr. SAYLOR. T h a t is all, Mr. Chairman.
Mr. KORNEGAY. Mr. Ellsworth ?
Mr. ELLSWORTH. N O ; I have nothing further.
Mr. KORNEGAY. Mr. Freudenberger, Mr. Peltz, and Mr. Wood, we
are delighted to have had you and thank you very much for coming
here to testify before this special subcommittee.
Mr. FREUDENBERGER. Thank you very much.
Mr. KORNEGAY. Our next witness is Mr. John J. Corcoran, directoi
of the National Rehabilitation Commission of the American Legion.
STATEMENT OF JOHN J. CORCORAN, DIRECTOR, NATIONAL RE-
HABILITATION COMMISSION, THE AMERICAN LEGION. ACCOM-
PANIED BY JOHN MEARS, LEGISLATIVE REPRESENTATIVE OF
THE AMERICAN LEGION
Mr. KORNEGAY. Mr. Corcoran, come around and bring any asso-
ciates you might have with you.
Mr. MEARS. Mr. Chairman, I am John Mears, legislative representa-
tive of the American Legion and I am with Mr. Corcoran.
Mr. KORNEGAY. W e are certainly delighted to have you with us
also, as well as Mr. Corcoran.
Mr. CORCORAN. May I proceed, Mr. Chairman ?
Mr. KORNEGAY. Yes.
Mr. CORCORAN. We appreciate this opportunity to present the views
of the American Legion on this important subject now being con-
sidered.
Mr. Chairman, I think perhaps it might be well for the record if
I qualified myself at this time.
As indicated, I am the director of National Rehabilitation Com-
mission of the American Legion, the Legion's commission within
whose jurisdiction this matter falls.
I am a graduate of Georgetown Law School, graduating in 1951,
and was admitted to the bar in the District of Columbia in 1952. I
am a member of the bars of the District of Columbia, the District
1944 JUDICIAL REVIEW OF VETERANS' CLAIMS
Court for the District of Columbia, the Court of Appeals for the
District of Columbia, and the U.S. Court of Military Appeals.
I was legal consultant for the American Legion judge from 1952
to 1956, at which time I accepted the position of attorney-adviser
with the National Security Agency. I returned to the American
Legion in January of 1958 as director.
As the subcommittee knows, hearings were held in the 86th Con-
gress in an effort to determine whether decisions of the Administrator
of Veterans' Affairs should be subject to some type of judicial review.
A t that time we testified that it was the position of the American
Legion that we were not in support of such a proposal. Although the
national rehabilitation commission has given the question further
consideration, our position remains unchanged.
Mr. Chairman, with your permission at this time I would like to
submit for the record a copy of the controlling resolution, controlling
within the American Legion, that is, national committee Resolution
No. 7 from the spring 1959 meeting.
May I submit this for the record ?
Mr. KORNEGAY. Without objection, it is ordered placed in the
record.
(The material referred to follows:)
NATIONAL EXECUTIVE COMMITTEE MEETING OF THE AMERICAN LEGION HELD APRIL
29-MAT 1, 1959
Whereas two resolutions referred by the 1958 national convention to the na-
tional rehabilitation commission propose a further review of Veterans' Adminis-
tration decisions than are presently provided for by law, these being—
No. 204 which asks for legislation establishing a U.S. Court of Veterans
Appeals to consider appeals from all adverse decisions of the Board of Vet-
erans' Appeals, and
No. 454 seeking legislation making Veterans' Administration, including
Board of Veterans' Appeals, decisions reviewable judicially or by the Gen-
eral Accounting Office or other appropriate governmental agency ; and
Whereas after careful consideration it has been decided that experience, ac-
quired in four decades, does not justify sponsorship or support by the American
Legion of legislation providing for judicial or other review of Veterans' Adminis-
tration decisions than is presently allowed by law; and
Whereas it is believed that the best interests of veterans, their dependents and
beneficiaries will be served by maintaining the existing basis for appellate re-
views and improving the Board of Veterans' Appeals operations wherever indi-
cated ; and
Whereas it is the considered opinion of the American Legion that an im-
mediate improvement in the Board's position and decisions can be attained if
it ceases its policymaking functions which are believed beyond the purposes for
which it was established : Therefore be it
Resolved by the National Executive Committee of the American Legion in
regular meeting assembled at Indianapolis, Ind., on April 29-30 and May 1, 1959,
That the American Legion shall support no legislation providing for a review
of Veterans' Administration decisions other than now prescribed by law; shall
continue to bring to the attention of the Administrator of Veterans' Affairs and
Chairman, Board of Veterans' Appeals, its recommendations for improvement of
the appellate processes where indicated; and shall seek to have the Board of
Veterans' Appeals excluded from participation in policymaking functions of the
Veterans' Administration by action of the Administrator or by legislation if
required.
Mr. CORCORAN. There is, Mr. Chairman, as the members have al-
ready noted, a copy of this attached to the prepared statement.
JUDICIAL REVIEW OF VETERANS* CLAIMS 1945
Whereas two resolutions referred by the 1958 National Convention to the Na-
tional Rehabilitation Commission propose a further review of Veterans' Admin-
istration decisions than are presently provided for by law, these being—
No. 204 which asks for legislation establishing a U.S. Court of Veterans
Appeals to consider appeals from all adverse decisions of the Board of
Veterans Appeals, and
No. 454 seeking legislation making Veterans' Administration, including
Board of Veterans Appeals, decisions reviewable judicially or by the General
Accounting Office or other appropriate governmental agency; and
1948 JUDICIAL REVIEW OF VETERANS' CLAIMS
Reversals Remands
Fiscal year Total number
Number Percent Number Percent
Now, the second point, or the second variation of the first point that
there would be little to be gained: The second point is that the number
of Board of Appeals decisions involving questions of law with which
there is dissatisfaction would be small. There are some. Again,
those decisions if favorably acted upon by the court would benefit some
small group of veterans. Then what harm would flow from that
benefit? We fear that we would lose in the Veterans' Administration
the flexibility that presently exists in this very area. The Adminis-
trator has great authority to vary interpretations of the law and really
that is what we are discussing, not the law itself, but interpretations
of the law. The Administrator has very great authority to vary his
interpretation, to modify his position on how a law shall be adminis-
tered or implemented and we say the Administrator has done this in
the past and we say that generally we are satisfied with the Adminis-
trator's reaction to the questions and to the points that have been sub-
mitted to him, although again we have not agreed with him on every
point. However we feel that to establish a coui't or to expose the deci-
sions to judicial review would thereby result in a loss of this flexibility,
which again we say, balancing the advantages, balancing the benefits,
we think outweights the advantages of the court.
We feel that there is probably much to be lost. We began by saying
there is little to be gained. Now we say there is much to be lost in the
establishment of a court or in the creation or establishment of judicial
review.
We feel that the informality of the VA adjudicatory process would
be lost. A t present, as every Representative knows and as the sub-
committee knows, and as every Representative who has appeared be-
fore the Veterans' Administration knows, the agency has great lati-
tude in receiving and evaluating evidence of any nature. They are
not bound by the rules of evidence. In a small number of cases this
works to the detriment of the applicant, because there are times when,
if you adhered strictly to the rules of evidence, a man might get extra-
neous evidence, hearsay type evidence, unsworn statements by doctors,
which is indicated, he should not get. So there are some cases where
the rules of evidence would reach one result while all the other evi-
dence, which is received, admitted, and weighed, is contrarily
indicated.
Here is an important point and perhaps one of the most important
points when we say that much would be lost. We feel that the doctrine
of res adjudicata would probably obtain following court review. A t
present a veteran may now reopen his claim at any time with the subr
mission of new material evidence. The Veterans' Administration
readily reconsiders adverse decisions upon our request or occasionally
upon their own motion. A substantial number of claims are allowed
upon reconsideration after several denials. We cannot conceive of a
situation where you would establish a court or expose the decisions of
the Administrator to judicial review where you would not have the
doctrine of res adjudicata.
Now, in some of the bills before you, there is a provision which I
have not been able to construe, which seems to try to meet this objec-
tion. I t seems to keep the door open. Perhaps this is not a good
time to discuss this because it i s a detail.
Mr. KORNEGAT. T h a t is H.R. 775 ?
JUDICIAL REVIEW OF VETERANS' CLAIMS 1951
Mr. SAYLOR. However, I must also state that I hope you will be as
frank with me and give me the privilege of disagreeing with you, as
you have disagreed with me.
Mr. CORCORAN. The hearing is off on a new and happy note. Yes,
Mr. Saylor.
Mr. SAYLOR. I n the first place, I do not want to question your ability
as a lawyer. I would like to call to your attention the example which
you gave of a Member of Congress being injured and filing his case
with the Commission to determine whether or not he could receive
compensation. Your analysis is correct. The final decision is not
subject to review. However, if any Member of Congress or other
person is dissatisfied with the position of the Commission, they may
proceed to file a claim with the Court of Claims and if the court
rinds the Commission was arbitrary and/or capricious the hearing is
heard de novo.
Now, in the statement which you filed a couple of years ago, you
had attached at that time, as you have attached today, on the last
page, you have what is entitled "Appeals Presented by the American
Legion. Washington Staff," and it runs through the vears 1955 to
1959.
Do you have the figures for 1960 and 1961 ?
Mr. CORCORAN. Sir, I can supply the figures for 1960. I only have
1961 with me. Would that be satisfactory ?
Mr. SAYLOR. T h a t is perfectly satisfactory.
Mr. CORCORAN. I n the fiscal year 1961, the American Legion held
powers of attorney in 10,113 cases decided by the Board of Veterans'
Appeals. Incidentally, the same time the Board of Veterans' Appeals
was considering 34,098, which means the American Legion held powers
of attorney in a little bit less than a third of all cases heard. Of
course, Ave had a much greater percentage of the cases represented
because many of the '34,000 that the Board of Veterans' Appeals heard
were not represented.
Now, I would assume you would like to know the percentage of al-
lowance and remands.
Mr. SAYLOR. I would like to know the number of reversals and re-
mands that you had.
Mr. CORCORAN. Of the 10,113 cases, 1,453 were allowed. If my in-
formation on this is no worse than my information on Members of
Congress and workmen's compensation, it comes out to 11.4 percent.
W e had 964 cases remanded, which is a percentage of 9.5 percent, an
overall percentage of 20.9 percent.
Mr. SAYLOR. And you will supply the committee with the figures
for 1960?
Mr. CORCORAN. Yes, sir.
Mr. SAYLOR. NOW, of those 30,113 cases you presented, can you tell
us how many dissenting opinions you had ?
Mr. CORCORAN. N O , sir; I do not know the answer to that. We
have not nor are we keeping a record of dissenting opinions.
Mr. SAYLOR. I t would not take a great deal of bookkeeping to do
it because it is n ot that great an amount.
Mr. CORCORAN. Of course, a much more difficult question, and a
much more important one, is "How many cases do we think there
should have been a dissent in and there wasn't?" I t seems to me that
is even more important.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1957
Now let me take this point a little bit further. We recognize, Mr.
Say lor, this point.
Mr. SAYLOR. Before you go any further, isn't it very clear that when
you substitute one person's decision for another, the answer is that
you grant a benefit ?
Mr. CORCORAN. This could be. This could be. B u t I mean I would
just like to make this point.
Mr. SAYLOR. All right, now. You explain why you are opposed to it.
Mr. CORCORAN. Yes. I really haven't gotten to the answer yet. All
I want to do is first establish the context in which I make this state-
ment. The context is the subcommittee should know when they estab-
lish a Court of Veterans' Appeals with this kind of review power they
are doing something that is not generally done. They are not follow-
ing the pattern of the Court of Military Appeals. They are not fol-
lowing the pattern of the ordinary judicial review of administrative
agencies. T h a t is the context in which w7e make this statement.
Now, what we fear from this type of thing, Mr. Saylor, is, and we
could be wrong on this, but I don't think so, that there will inevitably
follow a formalizing of the adjudication process of the Veterans'
Administration. I think there will inevitably follow a tightening up,
if you will, or at least a systematizing of a set of rules of evidence,
because this is the nature of a court, a court is bound by the rules of
evidence.
Now, if this occurs there would be more veterans who could no
longer prove they were entitled to benefits than the veterans you have
in mind. I n other words, where we and the proponents of this bill part
ways is not in the beginning where we say we want to do something
that will help veterans, not at the next step where we reach a con-
clusion that such an action would help some veterans, but it is after
that when we say that it "would hurt more than it would help." I
don't deny for a minute there will be some benefits or some benefited
but we think the overall impact and result will be detrimental.
Mr. SATLOR. Well, I can assure you that there is no intention on
the p a r t of any of the proponents of this legislation to deny or deprive
any veteran of any right that he now has. W h a t we are trying to do
by this piece of legislation is to expand it and give him an additional
allowance.
Mr. CORCORAN. Mr. Saylor, what about the finality of this court?
Is its decision going to be final ?
Mr. SAYLOR. On the evidence that has been submitted up to that
time, the answer is "Yes."
Mr. CORCORAN. I t cannot get reconsideration ?
Mr. SAYLOR. I didn't say it could not get reconsideration.
Mr. CORCORAN. Well, reconsideration, in the context I intended to
use it, means asking the Veterans' Administration to look again at its
decision in the light of the evidence that was of record at the time
it was made. T h a t is what all of these cases are. I n every one of these
cases the Board said, "We have taken a second look and we admit we
were wrong."
Mr. SAYLOR. The very fact that the Board has admitted they were
wrong in the few cases that you have indicates to me the Board needs
somebody to supervise it and to look over their shoulder.
Mr. CORCORAN. Mr. Saylor, I agree with you.
JUDICIAL REVIEW OF VETERANS' CLAIMS 1959
Mr. SATLOR. The very fact that this Board would know that some-
body else is going to take another look at it would already assure you
that those cases wouldn't have to be reconsidered by the Board.
Mr. CORCORAN. Mr. Say lor, I wonder if there is any Federal agency
that has been more looked at than the Veterans' Administration?
The General Accounting Office is always looking at their adjudication
of cases. We see every case in which we have power of attorney.
Members of Congress see many, many cases. One of our suggestions
which I failed to deliver before for improving the Board of Veterans
Appeals, would be if this House Veterans' Affairs Committee would
perhaps increase and emphasize its activities in the legislative over-
sight field. F o r example, if we feel the Board is misconstruing the
soundness at induction, why don't we have a hearing on it, why
don't we have cases and get this straightened out. I have found the
Board to be amenable to suggestions of this committee.
Mr. SATLOR. Yes, but they are amenable only when we take, as old
Teddy Roosevelt said, the big stick to them.
COUNSEL. If I may, Mr. Savior, I think the record should be clear.
Mr. Corcoran very well knows that although the General Accounting
Office can look at cases all day long it has no power whatsoever to
change a comma, a. period, or the substance of any case.
Mr. CORCORAN. Mr. Patternson is right. Let me answer that he is
right as far as he goes, but if he had ever stopped when he said they
had no power, I would have fainted. They have plenty of power in
that the recommendations, in quotes, that the General Accounting
Office has made have resulted in profound results in the adjudication
process of the Veterans' Administration. They have loads of power.
Mr. SATLOR. They have power, but it does not affect the finality of
a decision, nor does any action of a Member of Congress. I have only
appeared down there twice.
Mr. CORCORAN. Maybe that is the trouble, Mr. Saylor.
Mr. SATLOR. Let us get back to your original statement. You be-
lieve in a single agency concept in the field of veterans' affairs. I have
checked the record and I find that when the act was presented to this
committee to allow the insurance cases to be taken to court, the Ameri-
can Legion supported that action. Now, what comment do you have to
make on that ?
Mr. CORCORAN. I think our act in there would be tradition of the
history of the American Legion. The record will show the American
Legion has been for judicial review at times. W e have had a reso-
lution which said the Veterans' Administration should not forfeit
the rights of a man and be able to make a final decision. H e should
be able to take that into court.
I n other words, what I am saying is we have a general philosophical
basis of the one-agency concept, to which there can be exceptions.
Now, I think insurance is an exception. I think that the nature of an
insurance case poses an issue which can be terminated, which isn't
subject to reopening, and I think that the adjudication process in the
Department of Insurance is different than that in the Department of
Veterans Benefits. You don't appear before boards and so on. I think
it is different.
Mr. SATLOR. NOW, with the statement that you made last time, at
present a veteran may reopen his claim at any time upon the submis-
1960 JUDICIAL REVIEW OF VETERANS' CLAIMS
sion of new material evidence. How many times has the American
Legion, through its service officers, gone out and gotten new and mate-
rial evidence and filed it with the Veterans' Administration and then
have them time after time say to you and to your service officer, "This
is cumulative."
Mr. CORCORAN. Of course I don't know how many times, but I think
it happens with a fair degree of frequency.
Mr. SAYLOR. I n other words, it happens with such a degree of
frequency that it is the exception you remember rather than the
times it was granted ?
Mr. CORCORAN. NO. No. Of course not. But, Mr. Saylor, the im-
portant question is, "How many times did the American Legion feel
the evidence was new and material and it wasn't cumulative." If a
man submits a statement from a doctor trying to establish service
connection for arthritis in 1942 and the doctor's statement says, " I
examined the man in 1947 and found arthritis of the spine; he said
these pains began in 1942." The Board of Veterans Appeals denies it.
Six months or a year later the man comes in with another doctor's
statement saying the same thing, " I examined him in late 1947," arid
he gave this history. I say that evidence is cumulative. I t is not new
and material. I t says exactly what the first piece of evidence said. I t
doesn't justify a reopening of the case, I don't think.
Mr. SAYLOR. I will agree with you in that case. B u t how about the
doctor that says, " I have been examining him since 1942."
Mr. CORCORAN. That sounds like new and material evidence.
Mr. SATLOR. I can show you a number of cases in which they have
turned down the right.
Now, with that situation in mind, we added section 4056 to H.R. 775.
According to you, the way that particular legislation is drafted it was
not a very good job.
Mr. CORCORAN. I am convinced of that. I think this is probably a
masterpiece of blundering, if that is really what was intended.
Mr. SAYLOR. I n that case, if this is a masterpiece of blundering, I
am the author.
Mr. CORCORAN. Oh, my heavens, I want to withdraw t h e statement.
I didn't know who it was.
Mr. SAYLOR. I am perfectly willing to have it operated upon by the
expertise of the national rehabilitation director of the American Le-
gion and come u p with the answer that will do what we tried.to doJ
Now, we admit that we are not very good u p here on this committee,
but we try. The bill was drafted by an unusually skilled lawyer in the
Legislative Counsel's Office. I seriously doubt you could sustain yourr
interpretation of this section.
Mr. CORCORAN. Mr. Saylor, when the Legion changes its position
so that we are supporting either judicial review or a special court, I
will run up here and try to help get this language improved.
Mr. SAYLOR. Let us put it this way. You folks in the American
Legion might have no concern. We are going to have a court of vet-,
erans' review or appeals. Now, we can have a "masterpiece of blun :
dering," if you want it, or we can have a piece of good legislation
and you can be like the proverbial ostrich if you want to stick your
head in the sand and say, "We won't do anything about it." All well
arid.good. That.is your choice. But do not come complaining when
JUDICIAL REVIEW OF VETERANS' CLAIMS 1961
Reversals Remands
Fiscal year Total
number
N u m b e r Percent N u m b e r Percent
T o t a l con-
sidered by T o t a l cases
Fiscal year Board of represented Percent
Veterans'
Appeals
Total Represented
Fiscal year represented b y American Percent
cases Legion
During our testimony we stated that there are a number of other situations
in which the decision of the administrative agency is final. We stated that a
Member of Congress, being a Federal employee, could not secure court review
of a denial under the Federal Employees Compensation Act of a claim for
compensation for injuries sustained in the course of employment. One of the
members of the subcommittee disagreed, and stated that a claim for injuries
suffered in the course of Federal employment could be entertained in the U.S.
Court of Claims. The cases, which I have found support the accuracy of our
statement that an administrative decision under the Federal Employees Com-
pensation Act is final and conclusive and not subject to review by any court or
official of the United States. The statute (5 U.S.C. 793) expressly makes such
decisions final. In Nolen v. U.S., U.S. Court of Claims (109 F. Supp. 391),
January 13, 1953, the court held with reference to the finality clause, "In view
of this provision of the statute, it is clear that this court does not have jurisdic-
tion to review the decisions of the officials of the U.S. Employees' Compensation
Commission."
The finality clause of the Federal Employees Compensation Act was tested in
a U.S. district court also. In Ca.l6.eron v. Tobin (187 F. 2d 514) it was held
that Congress could and had precluded judicial review. Certiorari was denied
by the U.S. Supreme Court (341 U.S. 935; rehearing denied 242 U.S. 843).
As we said during the course of the hearings, the other finality clause situa-
tions are cited only to show that there are circumstances when it is generally
considered desirable to preclude judicial review.
QUALIFICATION A N D COMPETENCE OF CLAIMS REPRESENTATIVES
During the hearings on judicial review a question was raised on the qualifica-
tions and competence of claims representatives, usually nonlawyers, who repre-
sent persons before the Veterans' Administration. We offered to furnish ap-
praisals by disinterested parties. With your permission I would like to call
attention to five sources which compliment highly the activities and results of
claims representatives.
1. The Attorney General's Committee on Administrative Procedure Monograph
No. 2, The Veterans' Administration (p. 83, "Service Organizations") :
"No complete picture of the organization or operation of the Veterans' Admin-
istration can be drawn without reference to the veterans' service organizations,
which have assumed an important position in relation to the Administrator. It
is provided by statute (49 Stat. 2031) that: 'The Administrator of Veterans'
Affairs is hereby authorized to recognize * * *' ", etc.
In the administration of veterans' affairs, both in relation to individual claims
and to the broader field of policymaking, these organizations play a significant
part.
"As already indicated, in a large proportion of cases in which hearings or
arguments are requested, claimants are represented by service organizations.
Formerly, representation was by private claims agents. In the past decade, how-
ever, the function of representing claimants before the Veterans' Administration
has increasingly fallen to the various service organizations. These organiza-
tions cannot, by statute, charge fees for representation.
1964 JUDICIAL REVIEW OF VETERANS' CLAIMS
"Their representative staffs are ordinarily headed by a chief lawyer ; there are
also medical consultants on the service organization staff. Most of the actual
representation of claimants before the various Administration boards, however,
is performed by nonlawyers, experienced in matters pertaining to veterans'
affairs. The result has been a salutary one : Representation is expert, nontechni-
cal and aware of the precise issues. The service organization representatives,
devote their full time to the task of serving claimants, and their performances,
thus far observed, have been of the highest caliber. It is apparent that the
individual case is thoroughly studied and the facts, no matter how detailed and
; medical in form, well learned. Aided by intimate knowledge of the methods of
the Administration, the service organization representatives have developed an
able specialized bar.
"The service organizations, however, perform a role more important than that
simply of advocates in a particular case. They have further become an integral
part of the administration of the veterans' laws. Each organization maintains
offices in the Veterans' Administration itself. In many respects, they may act
as a buffer for the Administration. In practice, they may winnow out the ir-
relevant ; they can and do discourage unnecessary appeals and unnecessary pro-
duction of witnesses. (Footnote 0i3: It is to be noted, however, that the sen-ice
organizations follow the principle that the claimant 'has a right' to appeal, or to
present any issues he wishes. Persuasion rather than refusal is the organiza-
tions' policy). Thus the service organizations may perform an important func-
tion of clarification and expedition."
The members of the Committee at the time the final report was submitted
•were:
Dean Acheson, Chairman
Francis Biddle, Solicitor General
Prof. Ralph F. Fuchs, Washington University Law School, St. Louis
Dean Lloyd K. Garrison, University of Wisconsin Law School
Chief Justice D. Laurence Grover, U.S. Court of Appeals for the District
of Columbia
Prof. Henry M. Hart, Jr., Harvard Law School
Carl MacFarland, Washington, D.C., former Assistant Attorney General
Judge James W. Morris, U.S. District Court for the District of Columbia
Prof. Harry Shulman, Yale University Law School
Dean E. Blythe Stason, University of Michigan Law School
Arthur T. Vanderbilt, New Jersey, former president of American Bar
Association
Prof. Walter Gellhorn, Columbia University Law School, Director of Staff
2. The Trundle Engineering Co., in its report to the Commission on Organiza-
tion of the Executive Branch of the Government (Hoover Commission) (House
Committee Print No. 14, 81st Cong., 1st sess., March 24, 1949, at pp. 23 and 24,
said) :
"The full-time representatives of these accredited organizations do valuable
work in connection with cases that otherwise would have to be done.by Veterans'
Administration personnel. As intermediary counsel and later as advocate, they
save time for the contact officers;, the rating boards, and adjudicators. The
Veterans' Administration provides adequate office space and facilities in its
regional, branch, and central offices to such organizations as are set up to provide
trained and ethical representation. There are at the present time approximately
3,600 accredited representatives stationed in the various offices."
At page 195 of the same report the following is found :
"6. Examination of this program indicates that it is sound both in intent
and operation. The accredited representatives are responsible and mindful of
their obligation. For the most part they have undergone a course of training
before assuming the duties of service officers."
3. The Hoover Commission in its report to Congress in March 1955 said, at
page 42 of the section dealing with "Legal Services and Procedure":
"It (the task force) found that such organizations as the American Legion
and the Veterans of Foreign Wars perform valued assistance to veterans in pre-
senting their claims before the Veterans' Administration."
4. The management engineering firm of Booz, Allen & Hamilton also remarked
upon the service provided by veterans' organizations. At page 424 of House
Committee Print No. 322, 82d Congress, 2d session, it was stated:
"Veterans' organizations are organized to provide needed representation of
veterans in all Veterans' Administration offices. In this respect, they are per-
JUDICIAL REVIEW OF VETERANS' CLAIMS 1965
One of the major objections of the American Legion to the proposal to provide
court review of decisions of the Administrator of Veterans' Affairs is that it
would seem that any decision by the court would have the characteristic of final-
ity. During the hearings a member of the subcommittee requested our opinion
of the provision beginning at line 8, page 7, dealing with the authority of the
Board of Veterans' Appeals. We replied that the language was ambiguous and
left us completely uncertain as to its meaning.
I have consulted Report No. 2031. which accompanied H.R. 12653 when that
bill was submitted to the House in the 86th Congress, 2d session. That report
establishes that the provision relating to the authority of the Board of Veterans'
Appeals was not intended to affect the finality of the court decision. The
language contained in H.R. 12653 was identical, in respect to the provision under
discussion, to that contained in H.R. 775. The report on H.R. 12653 stated on
page 1: "The decisions of the court shall be final. This, for the first time, sub-
jects decisions of the Administrator of Veterans' Affairs to review by a separate
and independent agency." Although I am still in doubt as to the intent of the
provision relating to the authority of the Board of Veterans' Appeals, it is clear
from the report submitted on H.R. 12653 that it was not intended to weaken or
dilute the finality of a decision by the court.
The section beginning at line 23, page 4 of H.R. 775 dealing with review by
the court states: "(b) The court may decline to review any decision of the
Board if it appears that no material error of fact or law is involved in such
decision." When one considers that, because of the volume of work the Com-
missioner, as a practical matter, will be most influential in deciding whether
the Administrator's decision will be reviewed, the undesirability of the finality
clause is recognized most vividly.
STANDARD OR SCOPE OF REVIEW
In the course of the hearings we were asked to comment upon the standard or
scope of review proposed by bills such as H.R. 775 and that employed in the
statute establishing the Court of Military Appeals and the Administrative Proce-
dure Act.
With respect to the Court of Military Appeals, 10 United States Code Anno-
tated S67(b) sets forth the category of eases subject to review by the court.
The last sentence of section (d) sets forth the standard or scope of review:
"The Court of Military Appeals shall take action only with respect to matters
of law."
With respect to the Administrative Procedure Act, a discussion of the standard
or scope of review is found in the Attorney General's Manual on the Administra-
tive Procedure Act (1947). At page 109 the Attorney General stated: "Clause 5
directs the reviewing courts to 'hold unlawful and set aside agency action, find-
ings, and conclusions found to be * * * unsupported by substantial evidence in
1966 JUDICIAL REVIEW OF VETERANS' CLAIMS
SUMMARY
I would like to comment on what I consider to be two crucial points in the
consideration of the question whether decisions of the Administrator should be
subject to review by a court. The first relates to the nature of the ordinary
claim adjudicated by the Veterans' Administration. The great bulk of these
claims are not terminable. Issues are not presented which are subject to final
action. The claims are based upon factors such as the physical condition of
the veteran, the size of his estate, tlie fact of his unemployability, etc. All
of these factors are subject to change, and experience has established that they
do change. Thus we would encounter a shuttling back and forth between
court and Board, which would be most, undesirable for all parties concerned.
Were a procedure instituted which would make final the decisions rendered
by the adjudicatory body, great detriment to the veteran would result.
The second point reflects, I believe, a fundamental error on the part of some
of the proponents of judicial review. Reacting to an unsatisfactory experience
with the Board of Veterans' Appeals, or disagreeing with the application of the
law to an individual case, some seek to force the Veterans' Administration to
act in a certain way. (This motivation can be deduced from the nature of the
proposals made—that is, true judicial review as recognized in administrative
law is not proposed; rather, it is suggested that the judgment of one group of
men be substituted for another.) Judicial review, however, is not an appropri-
ate instrument through which to compel certain actions by Federal admin-
istrative agencies. Although individual case decisions may be reversed, the
nature of the subject matter involved provides unlimited opportunities for dis-
tinguishing future cases from those decided.
Your attention is respectfully invited to the comments of the 1941 report of
the Attorney General's Committee on Administrative Procedure as to the in-
effectiveness of judicial review to compel an agency to take a course differ-
ent from what it has determined to follow. At page 76 the Attorney General's
Committee stated:
"Yet judicial review is rarely available, theoretically or practically, to compel
effective enforcement of the law by the Administrator. It is adapted chiefly to
curbing excess of power, not toward compelling its exercise. * * * To assure
enforcement of the laws by Administrative Agencies toithin the bounds of their
authority, reliance must be placed on controls other than judicial review—
internal controls in the Agency, responsibility to the Legislative or the Executive,
careful selection of personnel, pressure from interested parties, and professional
or lay criticism of the Agency's worh." (Emphasis supplied.)
The American Legion concurs in the Attorney General's comment upon
judicial review and in the alternate solution proposed by him. If the Board
of Veterans' Appeals will confine its activities to judicial functions, if the House
Veterans' Affairs Committee will emphasize to an even greater degree than at
present its legislative oversight role, if funds are provided so that the Board
of Veterans' Appeals may secure an adequate number of capable personnel,
if interested parties will continue to exert appropriate pressure in appropriate
cases, and if the agency's work will continue to be exposed to professional
and lay criticism, then in the opinion of the American Legion the greatest
amount of good will be worked for the greatest number of veterans.
May I again thank you, Mr. Chairman, for this opportunity to present the
views of the American Legion. I respectfully request that this letter be made
a part of the record of the hearings. Your consideration will be greatly
appreciated.
Sincerely,
JOHN J. CORCORAN, Director.
Mr. KORNEGAY. The committee stands adjourned until this coming
Monday at 10 o'clock.
(Whereupon, at 11:5o a.m. the committee recessed to reconvene on
Monday,February 26,1962, at 10 a.m.)
SPECIAL SUBCOMMITTEE ON JUDICIAL REVIEW
M O N D A Y , F E B R U A R Y 26, 1 9 6 2
HOUSE OF REPRESENTATIVES,
SUBCOMMITTEE OF THE COMMITTEE OX VETERANS' AFFAIRS,
Washington, B.C.
The subcommittee met at 10 a.m., pursuant to recess, in room 356,
Old House Office Building, Hon. Horace Kornegay (chairman of the
subcommittee) presiding.
Mr. KORNEGAY. The subcommittee will come to order.
The first witness this morning will be Mr. Garrett J. Bowman,
of the A M V E T S .
We are delighted to have you with us this morning, Mr. Bowman,
and you might proceed with your statement.
STATEMENT OF GARRETT J. BOWMAN, OF AMVETS
Mr. BOWMAN. Mr. Chairman and members of the committee,
A M V E T S are again pleased to have the privilege of appearing before
your committee in support of legislation to establish a Court of
Veterans' Appeals providing for the judicial review of veterans'
claims.
A M V E T S along with the Disabled American Veterans have been
vigorous supporters of this proposed legislation. F o r the past several
years this subject has been a major item in our legislative program.
Resolutions calling for the establishment of a court of appeals to
provide for judicial review of veterans' claims have been unanimously
adopted at our last three national conventions.
I n a letter to the chairman of this subcommittee under date of
February 19, 1962, Mr. P . E. Howard, our national executive director
outlined the three primary reasons why we favor the principles of
judicial review.
One, under the present system, the Veterans' Administration is
both judge and jury and sometimes even counsel in judging the merits
of veterans' claims filed with their agency.
I t is A M V E T S ' contention that under such a system a claimant's
basic rights are not adequately protected. While the veteran has
certain appeal rights the appeal is considered by a board within the
Veterans' Administration which over the years has helped formulate
the policies and procedures being applied to the case under
consideration.
Two, when the Congress enacts a law to be administered by the
Veterans' Administration, that agency interprets the law by "regula-
tion" or by "instructions of the Administrator."
1969
1970 JUDICIAL. REVIEW OF VETERANS' CLAIMS
rules and dictates of this new court: would result in a change in the
adjudicative process of the Veterans' Administration, causing a grad-
ual restriction of rights and a lack of flexibility in the Veterans' Ad-
ministration system. A M V E T S submit that there is nothing in the
proposed legislation or the transcript of the hearings held before the
House Veterans' Affairs Committe'e during the last Congress that
would indicate that this legislation would force the Veterans' Admin-
istration to change its present rules of evidence or its basic construc-
tion. Quite the contrary, a review of the testimony and the reports
of this committee and its advisers clearly indicate that the Veterans'
Administration rules of evidence will not be changed, nor would any
of the present procedures be affected from the local board on up to the
J3oard of Veterans' Appeals and the Administrator.
As for the Veterans' Administration being forced to respond to the
rules and dictates of this higher body, only claims that have been
denied by the Board of Veterans' Appeals would ever reach this pro-
posed court, therefore, the only ruling that would affect the Veterans'
Administration would be one in which the court reversed the Board of
Appeals.
A M V E T S fail to see how a reversal of a previous denial by the
Board of Veterans' Appeals could result in anything but a liberal
change in policy rather than a restrictive change. A denial by this
court would be merely an indication that the Board of Veterans'
Appeals had acted properly in accordance to the law and would in no
way further restrict the Veterans' Administration or cm-tail its
flexibility.
We also hear that this new court would be a form of trial de novo
a n d as such would be unacceptable. A M V E T S ask unacceptable to
whom? Surely not to the claimant who has exhausted all remedies
available to him at the Veterans' Administration.
Opponents of this legislation have stated that it will create personal
•expense to the veteran. This argument in the opinion of A M V E T S
is farfetched. None of the remedies the veteran now has for pursuing
his claim for benefits would be eliminated. If after exhausting all
remedies available he still is convinced that he has an equitable and
just claim another avenue of approach will be open to him. Nothing
in the proposed law forces him to use this avenue, therefore, whether
expense accrues to the veteran will depend strictly on the veteran
himself. I t will amount to a simple question of whether he has enough
faith in his claim to risk some of his own "capital" on it. This will
tend to separate the "wheat from the chaff" and help assure that only
legitimate cases will reach this so-called court of veterans' appeals.
As for precedents of this court having a telling effect on some cases
not yet acted upon by local boards or the Board of Veterans Appeals,
we must again remember that only cases already denied by the Board
of Veterans Appeals will be heard by this court. Of the cases heard
few will be precedent cases since only those bearing directly on inter-
pretation of the law will establish a precedent. Most cases will be
decided on a factual basis and in accordance with the facts and evi-
dence in the instant case.
If the Veterans' Administration has determined that the law does
not permit the benefit sought, how could a reversal of that decision
adversely affect anyone but the Veterans' Administration. If the
1972 JUDICIAL REVIEW OF VETERANS' CLAIMS
RESOLUTION 32
(Adopted by AMVETS 17th Annual National Convention in Louisville, Ky.,
August 24r-27, 1961)
Whereas the decisions of the Administrator of Veterans Affairs are final with
respect to all claims for compensation and pension; and
Whereas there are pending in the House of Representatives several bills to
authorize judicial review of decisions of the Administrator of Veterans Affairs;
and
Whereas the enactment of such legislation would provide an additional ave-
nue of appeal to an impartial tribunal for the veteran claimant; and
Whereas under present procedures, the Veterans' Administration prosecutes
the claim; defends against the claim; determines the facts and judges the merits
of the claim ; and
Whereas it is desirable that safeguards be established to prevent unreasonable
or arbitrary decisions in the interests of both the citizen and his Government;
and
Whereas it is in keeping with the spirit of American political institutions that
judicial review should be available to assure that those with claims against
the Government may, under prescribed conditions, have their day in court: Now,
therefore, be it
Resolved, That AMVETS record itself as endorsing the principle of judicial
review of Veterans' Administration decisions.
1974 JUDICIAL REVIEW OF VETERANS' CLAIMS
RESOLUTION 49
that testimony and believe that the statement then submitted reflects
the current position of the American Bar Association.
Since then I have had occasion to delve more deeply into the prob-
lem of separating adjudication from administration in connection
with the proposal of the A B A to remove judicial functions from the
Federal Trade Commission, to a Trade Court, and I have furnished
to your counsel several copies of an article I published as a result of
that study in the Michigan Law Eeview of December 1960.
There you will find a thoroughgoing attempt to explore every facet
of the problem which is, of course, akin to the problems involved in
the separate veteran's courts.
Mr. Bowman touched on some of those problems. There are still
others. I may say to you, when I came to study the problem I entered
upon the study with a dispassionate mind. As a student, I wanted to
ask myself, "Is it a wise thing where claims ai-e presented, to separate
out adjudication for administration"? And I can say to you gen-
erally, I concluded, as a student, it was the better p a i t of wisdom to
do so. So I can only applaud your proposal to establish a court.
I n view of the fact that you have my prior testimony in 1960 in
the record of the prior hearings, I shall content myself with hitting
some of the highlights against Avhat we may call jurisprudential
background.
Let me begin by saying that certainly lawless action by an admin-
istrative official, that is to say, action which is unauthorized by, or
contrary to, statute or regulation, or that is arbitrary and capricious,
has no place in our system of Government. So the Supreme Court
said in Garfield v. Goldsly, 211 U.S. 249 at 262. I t said:
.There is no place in our constitutional system for the exercise of arbitrary
power. To insure that it finds no place in our Government, illegal or arbitrary
action must be subject to judicial review.
An action can be illegal not because it is wrong-headed, because it
is willful, but because it is mistaken or hurried. We cannot leave the
administrator, in short, to be the final judge of his own powers. Ad-
ministrators, like all of us, are fallible men, and their errors must be
subject to review, particularly insofar as their misinterpretations of
law proceed beyond their statutory jurisdiction or deny rights that
Congress has granted.
These are not novel concepts, Mr. Chairman. Back in 1946, in the
course of the enactment of the Administrative Procedure Act, both
the Senate and House committees stated, and I quote:
It has never been the policy of Congress to prevent administration of its own
statutes from being judicially confined to the scope of the authority granted or
to the objectives specified. Its policy could not be otherwise, for in such a case
statutes would, in effect, be blank checks to the credit of some administrative
officer or a board.
That quotation comes from the legislative history of the Admin-
istrative Procedure Act, Senate Document 248, 79th Congress, 2d ses-
sion, pages 212 at 275.
My own experience has convinced me that insulation from judicial
review inevitably breeds callousness, persistence in obvious error and
arbitrariness. You will find some examples cited in my prior testi-
mony.
1976 JUDICIAL REVIEW OF VETERANS' CLAIMS
Now, when you have formal hearings and review upon a record,
the question then is whether there were errors of law below and
whether the findings of fact are supported by substantial evidence.
I t is impracticable to decide that just on a bare claims file and is
really unjust, unfair.
Again, in view of the tremendous caseload, let me reiterate, 94 per-
cent of which is dispatched by informal administrative means, I would
counsel against any suggestion that all admnistrative hearings must
be based upon a record.
To the contrary, preserve informality in the administrative proceed-
ings. On the other hand, there can be no adequate appellate judicial
review in the absence of a record based upon the hearing below. The
solution, I repeat, is to dispense with malting records in the informal
agency proceedings and to require the court to make a record in that
small 6 percent which comes up and have a judicial trial de novo.
This still leaves a very large number of claims to be tried in our
proposed courts, perhaps 30,000, which would be determined judicially,
but as Congressman Saylor stated before you at the prior hearings in
April of 1960, at page 2294, the parallel English practice had exhibited
a failure to determine administrative precedents, whereas the court
which followed succeeded in developing a line of criteria. This is
at your hearings at 2230. I n a word, the English court settled judi-
cially disputed points of law. I t established categories so that there-
after such disputed points were not repeatedly made the subject of
claims. Then many cases could be submitted by stipulation on a point
of law. I t will be found, I venture to predict, that the cases will fall
into fairly simple categories as was the case in England, and before
long will'lend themselves to expeditious judicial handling; and once
counsel for a claimant realizes that he is faced by controlling prece-
dents he is not going to indulge in vain litigation.
So, while at the outset, in carving out these judicial precedents,
there will be a fairly heavy load, before long that load will be atten-
uated and you will have clearly marked judicial precedents which will
take care of most of your judicial cases.
Let me say a final word about the court and its commissioners.
Because of the mass of cases, the trial de novo, it seems to me, should be
before a commissioner, who will conduct a formal hearing, make up a
record and render an initial decision, which should be final in the
absence of an appeal to the court. I n the event of appeal from the
examiner or the commissioner, the case should be heard on exceptions
to the commissioner's decision. The court should inquire whether his
findings are supported by substantial evidence and whether there are
errors of law. I t would, in my judgment, be wasteful and a mistake to
permit a complete reexamination of the facts by the court. The fellow
that hears the case, that hears the witness, that lives with it longest—
he is the fellow that should make the findings of fact. If they are not
supported by substantial evidence, the court, on appeal, reverses it.
If there are errors of law, the court reverses it.
This means, of course, that the commissioners should be able, compe-
tent men, to whom the case may be confidently entrusted and on whose
decision, subject to appellate review by the court, we are entitled to
rely.
1980 JUDICIAL REVIEW OF VETERANS' CLAIMS
Mr. KOENEGAT. I n the filial analysis, is it not better for the claimant,
as well as the public, to have some point where finality will attach to
a dispute?
Mr. BERGEE. I t is better for him, but certainly we also have to think
at this point of the whole problem of administration, of our whole
scheme of government. We can't, with all the problems that present
themselves to us, perpetually concern ourselves with this one claimant.
W e have given him this one chance he deserves, a fair and impartial
hearing, and he has had that and it must be the end of it.
Let me add to what you said, if I may, Mr. Chairman, as a lawyer,
after I have lost a case, I have cussed out a judge for being so bold
as to reject my well-reasoned brief, but I have never gone out of court
feeling that I have been unfairly treated. The umpire—you cuss
him out under your breath, but that is the game. I had all I had
been entitled to. I have always been satisfied. I n my experience, I
never suspected the partiality of a judge in my long years of practice.
That is what lies at the root of things. That cuts both ways. We
have to be able to say to the veteran, "Look, fellow, you have had your
chance, we brought the best wisdom Ave can bring to it." If there is
fallibility, that is true of all affairs of life. I t has to come to an end
here and now.
Mr. KORSTEGAY. I n other words, do you find that particularly harm-
ful to the veteran or to the country for the doctrine of res judicata to
apply in the final determination before the court?
Mr. BERGER. I would say it is a necessary part of any well-ordered
scheme of administration.
Mr. KORNEGAT. Let me direct your attention to one of the provisions
of the bill, Mr. Berger, H.R. 775, subsection (b) of section 4055,
relating to attorneys and agents. Section (b) in this particular bill
states:
No person may represent a claimant before the court unless he is a member of
the bar of a Federal court or of the highest court of a State. The court may
prescribe qualifications of persons who may represent claimants in proceedings
before commissioners.
W h a t comment, if any, do you care to make about that particular
section or the sections relating to attorneys and those that may be
qualified to represent claimants before the commissioners or the appel-
late court ?
Mr. BERGER. The first sentence would meet with my unqualified
approval. The bar association policy is that if any member of the
bar is a member of the bar of a Federal court or of the highest court
of a State, that should entitle him ipso factor to appear before any
agency of the Government.
Now, when you speak of qualifications in the second sentence, "the
court may prescribe qualifications of persons who may represent
claimants, I am not sure of what your committee has in mind.
Normally, once you have been admitted to practice to the highest
court of a State, the inferior courts impose no further qualifications.
Mr. KORNEGAT. I f I might interject this thought for I think that
the author of the bill had it in mind. This is my personal view of
what he intended. I n the administration of veterans affairs and in
pursuance of claims and in representing claimants, we have, or each
JUDICIAL REVIEW OF VETERANS' CLAIMS 1985
so that the Board may make findings on the basis of a record. Or else
the Board will have to hold hearings on all appeals.
If I may be so bold, gentlemen, as to suggest, you don't want to
create a patchwork here after you studied this problem. You want to
come up with something that will work.
I t is not only important for the veterans but it is important for the
whole administrative process, because, let's recognize it, while there
have been administrative courts in the early days, there have only
been two or three and every one of these is looked at jealously by the
administrators throughout the Government.
When you launch one, it ought to be launched with an assurance of
success. That means you ought to examine possible frailties of your'
bill carefully.
I t seems to me that this bill may, were you to adopt the suggestion:
I made to you, require the revision of the earlier act, because to im-
pose the burden on the Board of making findings of fact and con-
clusions of law, that presupposes making up a record.
We are then back to Congressman Addabbo's suggestion, and that
suggestion has merit. I t just almost doubles the cases in which you
are going to make up records. When I say it "almost doubles," we
are talking about almost 25,000 cases. That is a lot of cases.
SUBCOMMITTEE COUNSEL. I want to be very brief about this, Mr.
Berger, but I would like you, please, to direct your attention to section
4056,1 believe, on page 7 of the bill, the authority before the Board of
Veterans Appeals, which reads:
Nothing in this chapter shall affect the authority of the Board of Veterans
Appeals to reopen any claim or review or reconsider any decision formerly made
by the Board.
Objection has been made under the doctrine of res judicata that a
case, once decided by the court proposed by this bill, that decision
would be final and conclusive and that claim could never be reopened
again.
I would like to ask you, as a lawyer, if, in your opinion, this section
of the bill would not be sufficient to permit the reopening of the claim
within the Administration.
Mr. BERGER. If I understand your question, it is whether section
4056 would allow the Board to reopen any claim after it has been
decided by the courts.
SUBCOMMITTEE COUNSEL. Yes.
Mr. BERGER. And you ask my personal opinion, would I favor that,
and I would say "No," because to begin with you make the court look
foolish. The claim has been submitted to the court. I t has been
studied. The court has attempted to do justice. That is what we are
drafting the whole bill for here, and then the court, for example,
denies the claim of a veteran and the Board, in its wisdom, comes
along and reconsiders, "Well, we think the court is wrong; Ave are
going to give you the justice you couldn't get in the court."
That is undesirable.
SUBCOMMITTEE COUNSEL. May I interrupt you, Mr. Berger, at this
point ? Previous provisions of the bill provide decisions of the court
would be final, that the administrators carry them out. I think it
1990 JUDICIAL REVIEW OF VETERANS' CLAIMS
But at the same time, I believe it is vital that we have complete objectivity
and uniformity in appraising and evaluating veterans pension and compensation
claims, and it is my opinion that creation of an independent court is the most
helpful and proper way to achieve this.
Mr. KORNEGAT. We will adjourn the subcommittee until Thursday,
March 1, at 10 a.m.
(Whereupon, at 11:30 a.m., the subcommittee adjourned to re-
convene Thursday, March 1,1962, at 10 a.m.)
JUDICIAL REVIEW OF VETERANS' CLAIMS
T H U R S D A Y , M A R C H 1, 1962
HOUSE OF REPRESENTATIVES,
STJBCOMITTEE OF THE COMMITTEE OX VETERANS' AFFAIRS,
Washington, D.C.
The subcommittee met, pursuant to call, at 10 a.m., in room 356, Old
House Office Building, Hon. Horace N. Komegay presiding.
Present: Representatives Kornegay, Haley, Addabbo, Saylor, and
Ellsworth.
Mr. HALEY (presiding). The committee will be in order.
I believe the first witness we have this morning is Mr. Brickfield.
Mr. Brickfield?
STATEMENT OF CYRIL F. BRICKFIELD, GENERAL COUNSEL, VETER-
ANS' ADMINISTRATION; ACCOMPANIED BY JAMES W. STANCLL,
CHAIRMAN, BOARD OF VETERANS' APPEALS; AND ARTHUR
FARMER, DIRECTOR, COMPENSATIONS AND PENSIONS
Mr. HALEY. Please come forward and give me your counsel and
advice.
Mr. Brickfield, identify your colleagues.
Mr. BRICKFFELD. Mr. Chairman, my name is Cyril F . Brickfield,
and I am General Counsel of the Veterans' Administration.
This morning I am accompanied by Mr. James Stancil, who is
Chairman of the Board of Veterans' Appeals, and also by Mr. A r t h u r
Farmer, who is Director of the Compensation and Pension Service.
I n addition, we have five or six other staff members who are here
in the event that they are needed to answer any questions which the
committee might promulgate.
Mr. HALEY. Thank you very much, Mr. Brickfield. We are glad
to have you and your colleagues here. You may proceed, sir.
Mr. BRICKFIELD. Thank you.
Mr. Chairman and members of the subcommittee, we appreciate
the opportunity to be here and discuss with you not only the question
of whether a court review of decisions of the Administrator of Vet-
erans' Affairs should be authorized, but also the more general questions
of what has been accomplished by way of improving our appellate
procedures.
You have the Administrator's report of May 25, 1961, opposing a
court review of veterans' claims matters. While the report was di-
rected toward specific bills—H.R. 775 introduced by Mr. Saylor and
H.R. 849 introduced by Chairman Teague—to establish a Court of Vet-
erans' Appeals to review the decisions of the existing Board of Vet-
1993
S00S2—62 18
1994 JUDICIAL REVIEW OF VETERANS' CLAIMS
laws and the medical questions involved and thus acquire the detailed
knowledge necessary for effective presentation of veterans' claims.
I n effect the Board is in a position of an independent court insofar
as weighing the merits of individual cases and determining their
proper disposition under VA regulations, instructions, and Adminis-
trator's decisions.
The Board is dealing solelj' with cases which have already been
denied by the agencies of original jurisdiction and its whole orienta-
tion is to- determine whether there is a way to grant the case. The
Board has been completely divorced from policymaking. VA regu-
lations are initiated by the operating department and approved by the
Administrator without referral to the Board.
The soundness of this approach is emphasized by the fact that
although there have been, as is to be expected, expressions of dis-
satisfaction the basic law has remained virtually unchanged for more
than 30 years. By way of contrast, the many veterans' appellate
systems attempted before 1933 had a life of a few years at best.
I think it would also be of interest to the committee to briefly out-
line the changes affecting the decisionmaking process which have been
made since the appearance before the special subcommittee 2 years
ago:
(1) The time for consideration of individual cases has been
increased.
(2) Additional funds for increasing the professional staff have
been provided.
(3) The Board has been reorganized to place the consultants
directly under the Board sections to which they are assigned.
(4) Training programs for professional personnel have been
stepped up.
(5) A quality review system has been placed into effect.
(6) The Board has been divorced from policymaking.
(7) Remanded appeals are now restored to their original
position on the docket.
(8) Periodic visits to field offices for hearings have been
continued.
(9) A revised procedure for reconsidering all allegations of
error has proved successful.
(10) A new format of decisions to implement Public Law 87-97
and containing separately stated findings of fact and conclusions
of law was placed in effect prior to January 1, 1962.
I would like to further explain the efforts which have been made
to improve the Board's operations, since I think that they are very
important.
Concern was expressed at the last hearings on the time available
to members of a section of the Board on each individual case, with
the heavy volume of cases—about 38,000 per year.
This, of course, has been of concern to the VA. W e have made
progress. The number of sections of the Board have been increased
from 11 to 14. On the basis of an annual worldoad of 38,000 cases, the
average time available for section consideration of each case has been
increased from about 90 minutes to about 115 minutes. This is an
increase of 25 minutes or about 28 percent per case. Let me emphasize
1996 JUDICIAL REVIEW OF VETERANS' CLAIMS
mits. Since the last appearance before the committee, 1,012 hearings
have been conducted by the associate members in field offices.
As pointed out at the prior hearings, we have adopted a revised
procedure for rehearings on allegations of error. This procedure
rovides for reconsideration of cases in a manner similar to the en
E anc process of appellate courts. I n the 2 years it has been in effect,
the results have been gratifying. The procedure has not been abused
by claimants or representatives. I n fact, our experience has shown
the opposite. I t has reduced by one-fourth the number of reconsidera-
tions.
Lastly, Public Law 87-97 lias been implemented by the adoption
of the new format of decisions containing separately stated findings
of fact and conclusions of law. Conversion was completed December
•4^ ahead of the January 1 effective date provided in the law. Con-
version Avas accomplished on a progressive basis over a period of a
year beginning in December 1960, in order to maintain an effective
balance between timeliness of decisions and quality goals.
Without doubt, the inclusion of separately stated findings of fact
and conclusions of law has improved the degree of acceptance of the
Board's decisions. Service organization representatives tell us this.
We realize these decisions are not perfect, but we are constantly striv-
ing to improve their quality.
Since the committee has evidenced special interest in the past in
the scarcity of dissents to Board decisions I believe an explanation
of this subject would be helpful.
While dissents over a number of years averaged about 14, the Board
had 38 last fiscal year and 27 in the first 7 months this year.
The number of dissents is not the true criterion for evaluation.
They must be considered in the light of other factors which materially
affect the dissent rate.
I n addition to the 3,831 cases allowed last year, the Board remanded
3,077 for further development. Every possibility for evidentiary de-
velopment is exhausted before a case is denied. Where one member
feels that additional development may be productive, the other mem-
bers usually do not object to obtaining additional evidence before
attempting to make a final decision, eliminating the dissents in a large
number of cases. Of the total remands last year, about one-fourth
were allowed in the field, eliminating necessity for further appellate
consideration.
I n addition, resolution of reasonable doubt in favor of the veteran
eliminates many of the dissents which would normally occur if the
doctrine were not for application. Obviously, there are going to be
far fewer dissents than under judicial procedures where this does not
obtain.
The availability and informality of the appellate process, without
cost, leads to a higher percentage of appeals without too much merit,
in which there is no reasonable basis for a dissent.
I n conclusion, I would like to assure the committee of our awareness
that most of the arguments I have presented against judicial review
are not new and have been presented during previous hearings. Of
particular importance, we feel, have been our reports as to progress
made in the procedural improvements to which we committed our-
selves during the last hearing. I would, however, like to interject
1998 JUDICIAL REVIEW OF VETERANS' CLAIMS
Mr. SATLOK. You are now not only the creature of Congress, you
are also being judge and jury.
Mr. BRICKFIELD. NO, sir; because in other areas, for example a bill
on compensation or pension benefits, we come up to this committee and
give them our best view and the committee weighs it and judges it and
makes a decision.
So also we are here on judicial review to give you our experience
and our views. And I might say we do this on every bill that the
committee holds hearings on.
Mr. SAYLOR. This is true, and sometimes you come up in favor of
them and sometimes you come up against them.
Mr. BRICKFIELD. That is right, sir.
Mr. SAYLOR. But this bill is particularly looking at you as a creature
that this Congress created. Therefore, I think you are in an entirely
different position in this hearing than in any other hearing.
Mr. BRICKFIELD. I think not. Every law that Congress passes per-
taining to veterans, the Veterans' Administration administers.
Now, on the question of lawsmaking awards for compensation and
pension, we administer them. We do it through adjudication, local
rating boards, and the Board of Veterans' Appeals.
We are in no different position here than in any other area of law
we administer.
Mr. SAYLOR. Let us look at your statement on page 2. You state
that it would be most unfortunate for the Veterans' Administration
to be placed in an adversary position. J u s t why would you, as the
Veterans' Administration, in any case the Court of Veterans' Appeals
would set up, be placed in an adversary position?
Mr. BRICKFIELD. First of all, the court, any court entertains only
cases and controversies. That means an adversary proceeding.
Here we would have an appeal from a decision of the Board of Vet-
erans' Appeals. Who would represent the Government in this case?
Probably the Department of Justice.
Now, if you had the Department of Justice on one side and the
claimant and his attorney on the other side, then I think you have
an adversary proceeding. That is not so in the V.A. today. Today
we have nonadversary proceedings. We have really an ex parte pro-
ceeding today. The veteran comes in and puts in all the evidence he
can. Our people are oriented to help make out a case. Now, this is
going to be changed by this bill and this is one of the reasons—there
are others—that we fee] that it isn't good policy.
Mr. SAYLOR. Well, I disagree with your conclusion.
Now, in the second paragraph on that page, you make the state-
ment that the right to reopen or request reconsideration would as a
practical matter be impaired, since it is only natural that the Board
would be reluctant to reverse a formal court decision.
Mr. BRICKFIELD. That is right, sir.
Mr. SAYLOR. NOW, one of the representatives of a service organiza-
tion made a very facetious remark with regard to a section of t h e
bills that are before us, with regard to the manner in which they were
drafted. B u t I think the very fact that that section is in all of these
bills indicates that it is not the intention of this committee, on consid-
ering this review, to make it impractical or to impair rights of any
veteran to present new or additional evidence. And if the language
JUDICIAL REVIEW OF VETERANS' CLAIMS 2005
which we have drafted in this bill does not do it, then I would appre-
ciate any assistance that the counsel of Veterans' Administration could
give to this committee, for the purpose of making sure that this did
not occur.
Mr. BRICKFIELD. I really think, Mr. Saylor, and you can correct
me, since you are the author of the bill, I think the language is am-
biguous in that particular section and that you really intend that the
Board could reconsider a court's decision if there was new and
material material evidence presented.
That is how I read it. The question, then, is this: What kind of
new and material evidence would you consider?
Mr. SAYLOR. The same kind you consider today.
Mr. BRICKFIELD. Yes; but it would have to be of such a nature in
order to be successful, as to swing the balance in favor of the claimant
to upset the court's decision.
Otherwise, he is doing a useless thing.
Mr. SAYLOR. Well, I might tell you, Mr. Brickfield, that many
veterans are doing useless things in presenting new and additional
evidence to your present Board of Veterans' Appeals.
Mr. BRICKFIELD. YOU say new and additional—new and material
evidence.
Mr. SAYLOR. YOU have records down there that will show that the
Board has stated that this is just "cumulative."
Mr. BRICKFIELD. T h a t is right.
Mr. SAYLOR. When does cumulation become enough to become pre-
ponderance of the evidence or resolve it, and this problem will still
exist?
Mr. BRICKFIELD. Mr. Saylor, as a lawyer, you cannot give a definite
answer to that question. Your opinion, in good faith, could differ
from mine as to when cumulative evidence does become really material
and decisive. I say to you that if you have any case which we have
decided on the question of cumulative evidence, we would like to
hear about it and we will give you the reasons why we feel the evidence
was strictly cumulative and not material.
I do not know how to be more responsive, sir. As you know, it is a
question of opinion as to what is cumulative evidence.
Mr. SAYLOR. This is a question of opinion.
Mr. BRICKFIELD. B u t if you have a case in mind we will give you
our reasons as to why we think the evidence is cumulative.
Mr. SAYLOR. Here again, Mr. Brickfield, you and through you, the
Board of Veterans' Appeals, is being both judge and jury. All that
we are trying to do is to make sure that someone looks over the
shoulder of the Board of Veterans' Appeals.
Mr. BRICKFIELD. Well, Mr. Saylor, you said judge and jury and also,
I hope, you will say claimants' attorney as well.
Mr. SAYLOR. N O ; j'ou are not the claimant's attorney. You are far
from the claimant's attorney, because it is really an adversary pro-
ceeding.
Mr. BRICKFIELD. Today before the Veterans' Administration, when
a man goes before the V A representative, I would hardly say that is
an adversary proceeding, Mr. Saylor.
H e is there to help the veteran. If the veteran does not have the
kind of evidence that he needs, he tells him the kind of evidence he has
2006 JUDICIAL REVIEW OF VETERANS' CLAIMS
to get to make out a case. If necessary, we go out and help him get
that evidence. To that extent, I think you could call us freely the-
claimant's attorney.
Mr. SAYLOR. I nave talked to a good deal of service officers who rep-
resent the claimants before your Board and I am sure this would come
as a startling revelation to them, that you feel that you are in the posi-
tion of being the claimant's attorney.
I can only tell you, Mr. Brickfield, if that is the lot of people
are going out and getting new attorneys.
Mr. BRICKFIELD. A S you know, Mr. Saylor, we have contact officers
and a large p a r t of their responsibility is in this particular area. I
might say, 1 was here all last Aveek and I listened to the two largest
veterans' organizations and the people that deal with representing
claimants, and to my mind they had only the highest praise.
Mr. SAYLOR. I did not hear a one of them say that they ever antici-
pated that the Veterans' Administration ever stood in a position of
being attorney for a claimant.
Mr. BRICKFIELD. I am using "claimant's attorney" as a figure of
speech. My point is that we are there to help veterans out.
Mr. SAYLOR. I can also tell you, Mr. Brickfield, let us turn to the
next page on your statement. I do not think you of the Veterans'
Administration need worry whether or not a court, if it is established,
would have to be equipped with a medical staff to analyze and inter-
pret the medical findings. I think that the judges of the various courts
in this country, when they have a case which requires it, have always
been able to get any evidence that they have needed or any support
they needed from the medical profession.
So the worry t h a t your Administration has with regard to this, I
think, is completely beside the point.
Mr. BRICKFIELD. Well, I think you must look at this, Mr. Saylor,
in the light of the bill that is before us. What does it provide ? I
admit t h a t in large measure the language is silent. However, here is
a commissioner and he gets a file from the Board of Veterans' Appeals.
H e has in it nothing but raw evidence, or raw evidence in large part,
like a medical statement or an X-ray. Who is going to interpret this
X-ray. Certainly not the commissioner.
Either the court will need medical experts or they will have to put
a doctor on the stand, in which event, since it is an adversary proceed-
ing, the Veterans' Administration may well want to put its doctor on
the stand.
B u t the point is, you do need this medical expert staff or testimony
since the Commissioner, himself, cannot supply it.
Mr. SAYLOR. I did not say you would not need it, but the worry about
the court not being able to get it does not impress me at all. Other
courts have been able to get it and certaintly this court, if we establish
it, will get it.
The next question I would like a comment on is that you are worry-
ing about the number of lawyers who would be willing to take up these
cases. I might say to you that as a member of the profession, I have
no doubt that if this court is established, we will have no trouble at
all in finding attorneys who are willing to take these cases.
W e have never had a lack of lawyers willing to take cases before and
I am sure that this court will be no exception.
JUDICIAL REVIEW OF VETERANS' CLAIMS 2007
eral times that no one on the Board of Veterans' Appeals thinks this
excuses us from trying to be as nearly perfect as we can. Certainly,
improvement in the procedures has been our goal. Most of the
changes Mr. Brickfield has discussed here this morning, as I recall,
were discussed and made of record in the hearings last year, except
the one about Public Law 87-97, findings of fact and conclusions of
law, which was introduced as an outgrowth of those hearings.
Mr. SATLOR. I have asked for some statistics to be prepared for me
and I find that in fiscal 1961 the U.S. district courts had 50,490 cases,
civil cases presented to them. There were no judgments or dismissals
of the cases in 26,766; the plaintiff won in 17,000 of them; the de-
fendant prevailed in 6,600 of them; and both won partially in about
150 cases.
Now, in the circuit court of appeals, in fiscal year 1961 the total
appeals, both civil and criminal, 2,806. Of that number, they affirmed
2,023; they reversed 692 cases and otherwise disposed of 91.
Now, in calendar 1961, the court of appeals in the District of Colum-
bia filed 322 opinions, had 60 dissents.
The first circuit in Boston had 93 opinions and 1 dissent.
I could not get the report for the second circuit in New York City.
But the third circuit in Philadelphia had 191 opinions and 20 dissents.
The fourth circuit in Richmond had 156 decisions and 9 dissents;
the fifth circuit in New Orleans had 452 opinions and 53 dissents.
The sixth circuit in Cincinnati had 157 opinions and 4 dissents; the
seventh circuit in Chicago had 222 opinions and 11 dissents; in the
eighth circuit in St. Louis, they had 155 cases and 1 dissent.
The 9th circuit in San Francisco had 328 cases and 9 dissents; the
10th circuit in Denver had 84 opinions in 84 cases and they had 8
dissents.
I n the 1960 term of the Supreme Court of the United States, they
handed down 129 decisions. Now, they affirmed the lower courts in
46 of those cases; they reversed them in 63 cases; they vacated or dis-
missed 15 of the cases; they affirmed and reversed 5 of them, and they
filed 111 dissents.
Now, I just point this out to you as some evidence of the fact that
in any court or administrative body that handles the number of cases
where there is bound to be a difference of opinion, the number of dis-
sents, in my opinion, is material.
I am glad to see that we have increased by a small portion the num-
ber of dissents; in fact, we have more than doubled them in the last
year, almost tripled them. And in the first 7 months of this year, you
tell us that you have had 27. This indicates that, at least as far as I am
concerned, maybe some of the members of the Board down there are
realizing that there is a difference of opinion and feeling that there
might be a little freedom and maybe rights of veterans that they
should have.
Now, I will agree with you that your purpose, the intention of the
Board of Veterans' Appeals and this committee and any court that
we establish is not for the purpose of making sure that unworthy cases
are granted to any veteran.
Mr. BRICKFIELD. That is right.
Mr. SATLOR. But just as there is a difference of opinion, I as a mem-
ber of this committee and as a Member of this Congress feel t h a t a
JUDICIAL REVIEW OF VETERANS' CLAIMS 2009
veteran is entitled to his day in court and to have some chance to look
over the shoulder of the Board that now says he has no right.
Mr. BRICKFIELD. Mr. Saylor, of course, you gave myriad statistics,
and truthfully, you lost me pretty much at the beginning of them.
B u t I think I have answers to this problem generally. They may not
satisfy you, but I would like to give them.
I would like to start out with the last first.
You are talking about a "day in court," and last evening, I clipped
this newspaper editorial from the Washington Star of February 28
and it reads, "Red Man's Day in Court." I t deals with the Indian
Claims Commission and says that the Indians are not having their
"day in court" because they cannot afford attorneys and they cannot
afford expert witnesses to appraise land values.
But the important thing is that the "day in court" was not a court
of law in the literal sense as we know it; it was this Indian Claims
Commission that they were talking about, and the Indian Claims
Commission is an independent agency just as the Veterans' Admin-
istration is an independent agency.
When you talk about a day in court, you are talking about due proc-
ess, you are talking about a claimant who is entitled to a fair hearing
before an agency officer who has the authority to make a decision.
If you are a defendant and you are talking about a day in court,
you are talking about giving a man a hearing with prior notice.
To get to the statistics here, the 50,000 cases that you say were in the
district court, I cannot address myself to, because I know nothing
about it.
You gave another statistic about the U.S. circuit court of appeals
which I think would be in point here. Did you say there were 2,800
cases?
Mr. SAYLOR. 2,806 cases. They affirmed the decisions in 2,023 cases
and reversed them in 692 of them—25 percent of them.
Mr. BRICKFIELD. Of course, I cannot dispute the figure, but was the
2,800 cases, Mr. Saylor, the total number of cases before the court, or
is it the total number of cases that the court had hearings on? Be-
cause my understanding is that the court rate of reversal is only 16
percent, year in and year out, and I have been advised that the Federal
circuit courts in fact entertained 4,000 cases last year.
But more importantly, if you are talking about percentages, even
in the district court, I would say the Veterans' Administration proce-
dure of allowing claims, when you remember that we are dealing
with 1,500,000 appealable issues per year and more than 94 percent
of them are disposed of without appeal, our statistics are far more
favorable than the district court.
COUNSEL. These figures came from Mr. Beattie of the U.S. court's
office. As far as I know, they are correct and that was the figure given
ine.
Mr. BRICKFIELD. Mr. Chairman, I understand we have statistics,
too, from Mr. Beattie of the administrative office of the U.S. courts
and we are advised that the circuit courts of appeals of the United
States terminated 4,059 cases instead of 2,806.
Mr. SAYLOR. I n what year?
Mr. BRICKFIELD. F o r fiscal 1961, and that they reversed in 692 cases,
which I think is the figure you gave. I t is then, I think, 16 percent.
S00S2—62 19
•2010 ' JUDICIAL i'REVIEW OF VETEHANS' CLAIMS
Mr. SAYLOR. Mr. Chairman, I will ask the committee staff to get in
touch with Mr. Beattie, have him verify the figures, and when he gets
'the figures, place them in the record at this point. .
.'•. Mr. KORNEGAY. Without objection, it is so ordered.
- . (Subsequent investigation revealed the original figures provided by
Mr. Saylor to be correct.)
Mr. SAYLOR. Now, Mr. Brickfield, since you are referring to pieces
'. that appear in the newspaper, I have one that appeared in the news-
'• papers the other day, not dealing with the Indian Claims Commission.
'... I t deals with the VA. I was astounded, because when I picked it
• iip, and this appeared in the Washington Daily News, February 23,
not quite as. late as the article you had, but 5 days previously:
Trying to reach Supreme Court. Judge rules VA should pay illegitimate
"orphans. '
I t goes on to state that the. judge gave summary judgment in eight
cases, on the basis of whether or not illegitimate orphans could collect
on World W a r I I service life insurance.
I t goes on to state that it is hoped that you folks can get into the
Supreme Court and I think in my talking with somebody who was in
the court at the time, one of the questions that was asked by the judge
was as to whether or not you had made any investigation of these
• cases when you were making some payments heretofore and you said
that you had and that your arguments that there might be somebody
else rise up and claim this money did not seem to have much effect
upon District Judge Edward M. Curran in granting summary
judgments. . . .
Mr. BRICKFIELD. Here again, Mr. Saylor, we are really talking about
one point of law. This was the Trainas case and the law says that
when a veteran dies, certain people can receive gratuitous insurance.
First, comes his widow, then follows his child, including his adopted
child. We took the position that "child" did not mean illegitimate
child. The court, in the Trainas case, decided that it did include il-
legitimate children.
Then I understand Mr. Nussbaum, an attorney who appeared here,
took eight cases on exactly the very same question over to the lower
district court on summary judgment and they were all decided at the
same time on the one question; namely, whether or not the statute
which reads "child" includes illegitimate.
I might add further that the reason why we opposed a summary
judgment was the fact that when you do have an illegitimate child,
you are dealing with a class of children and the question becomes,
how many illegitimate children could there be.
Mr. SAYLOR. Now, let me ask you this question: This probably oc-
curred before you were the counsel for the Veterans' Administration^
but did the Veterans' Administration take an appeal from the Trainas
case?
Mr. BRICKFIELD. That has not been decided as yet, Mr. Saylor. I
might say that in this case, the position of the Veterans' Administra-
tion was sustained in the district court, and, of course, in the circuit
court of appeals, it was reversed. So I do not think a final decision
has been made as to whether or not an appeal should be taken.
However, I would say that there is a difference of opinion between
the lower court and the circuit court of appeals on this.
JUDICIAL REVIEW OF VETERANS' CLAIMS 2011
' Mr. SAYLOR. YOU mean here is a case where even one court reversed
another court.
Mr. BRICKFIELD. T h a t is right.
Mr. SAYLOR. This, of course, is rather unusual, that you are willing
to take your cases into court, but you do not want to give the veteran
a chance to get in there. This is rather an anomalous situation. I
will not ask you to comment on that.
Now, other matters come to my attention, since we have you here
before us, dealing with the Veterans' Administration. I t was always
my understanding that when a man received an honorable discharge
from the service, that was the last word. Now, I am concerned about
the reluctance of the Veterans' Administration to recognize an hon-
orable discharge, because if you do not recognize an honorable dis-
charge as conclusive, then I am satisfied that you need not recognize
a dishonorable discharge, you need not recognize anything, and that
..no veteran, regardless of what kind of a discharge or separation from
the service he has, is safe.
Now, I am going to give you the specific case, because it is one
in which the chairman of the full committee and myself have been
very much interested. The case number is XC-12270428 and it was
submitted by the chairman of the full committee, Mr. Teague, to the
Chief Benefits Director of the Veterans' Administration for adminis-
trative review, J a n u a r y of 1961.
The claim is that of a Avidow for a pension in behalf of herself and
her three minor children, based upon the service of her deceased hus-
band, and was filed in September of 1955.
The veteran received an honorable discharge on November 9, 1955.
Chief Benefits Director on Administrative Review affirmed the re-
gional office's denial of a pension claim on J a n u a r y 30, 1961, on the
grounds that the service of the veteran was not satisfactory.
I n April of 1961, the claim was resubmitted to the Chief Benefits
Director on Administrative Review, together with a copy of a letter
from the Adjutant General of the Army, dated March 27, 1961, in
which the Adjutant General states that the only discharge ever issued
to this veteran was an honorable discharge.
The Veterans' Administration based its denial of the claim on the
statement of the Army that the veteran's service was not satisfactory.
This statement of the Army is based upon a document contained in the
veteran's file entitled "Record of Determination."
This document is dated October 28, 1947, and relates that the Army
had determined that the issuance of the honorable discharge was in
error and that a blue discharge should have been granted. The letter
from the Adjutant General, which I have previously referred to in-
dicates that the veteran was never notified of the action that the Army
proposed to take, given no opportunity for a hearing, was not ever
notified after the fact of the action taken to change the character
of his discharge.
The letter further indicates that the first notice given of the action
taken in 1947 was by a letter to the surviving widow of the deceased
veteran, dated November 21,1955.
The resubmission on administrative review was again denied by the
Chief Benefits Director on May 12,1961.
2012 JUDICIAL REVIEW OF VETERANS' CLAIMS
On July 26, 1961, the claim was presented to the Board of Veterans'
Appeals for formal hearing. As yet, no decision has been rendered.
But I want to repeat to you that I am concerned about the inclina-
tion of the Veterans' Administration to go behind the honorable dis-
charge, even though the position of the Veterans' Administration is
based upon the action of the Army as I have described it.
I t seems clear to me that action of the Army not only constitutes a
-violation of due process; in fact, there was not any process of any
Trind. I am satisfied that this is another evidence of the fact that
there should be some manner in which a veteran could have a judicial
review in the decisions of an administrator, because unless the Board
•of Veterans' Appeals reverses the position that has already been taken,
it will be absolutely impossible for a man with an honorable discharge
to have his widow and surviving children receive the benefits that
Congress has said they are entitled to.
Mr. BRICKFIELD. Mr. Saylor, I would like Mr. Stancil to respond
to that question. But before he does, I would like to observe that I
believe that case is pending before the Board of Veterans' Appeals at
the present time.
Secondly, the question which you seem to have reached the conclu-
sion on is whether or not the veteran did receive an honorable
discharge.
Mr. SATLOR. There is no question in my mind; he has one. The
Army says they only gave him one.
Mr. BRICKFIELD. My understanding is that while he was issued an
honorable discharge, it was issued in error and the Army maintains
it can correct its own mistakes.
Mr. STANCIL. The problem in this case, and this is on the basis of
memory of one case out of a great many thousand, subject to confirma-
tion by looking at the file, is not one of the Board of Veterans Ap-
peals looking at the honorable discharge the man has with a jaundiced
eye, but is the conflict created in the record by an official certification
from the Department of Defense that the discharge had been changed
to a blue discharge. The Board of Veterans Appeals questions the
validity of this, because our research into the matter disclosed deter-
minations in the Department of Defense and, as I recall, the General
Accounting Office, as well as our own concept of justice, that when a
man is handed a discharge, you cannot go back and play fast and loose
with it under the circumstances you have described in this case.
Efforts are currently underway between the Board of Veterans
Appeals and the General Counsel, and the General Counsel's office
has brought in the Judge Advocate General of the Army, I believe, to
resolve the question, not only as to the disposition of this individual
case, but the disposition of the general question as well.
I t has not been determined as yet.
Mr. SAYLOR. Here is a case that I understand you have not handed
down your decision on, but you will find yourself placed in this al-
most untenable position, the Board of Veterans Appeals, that has
been subject to administrative review by the Administrator himself,
who is your boss
Mr. STANCIL. I do not believe it was reviewed by the Administrator.
I believe the review has been by the Department of Veterans Benefits.
JUDICIAL REVIEW OP VETERANS' CLAIMS 2013
what kind of basic system you want for the adjudication of veterans'
claims is a matter for this committee. Our function is simply to come
before you and answer your questions, and we must answer them hon-
estly and with integrity and all possible objectivity.
Mr. SATLOR. Thank you, Mr. Stancil.
I might say to you, Mr. Brickfield, that I think that the Veterans'
Administration is indeed fortunate in having you as their General
Counsel. You know that you and I have worked together when you
were up here on the Hill working for the Judiciary Committee, and I
have great respect for your legal ability.
Mr. BRICKFIELD. Mr. Saylor, thank you very much, but I must
adhere to the view that we at the V A do not believe in change for
change's sake. W e think there should be change only if it will bring
better results.
I n this instance, we do not feel that it will bring better results.
W e feel that a court will complicate matters: it would narrow the
area of claims and the bill would be substituting one group's opinion
for another group's opinion. I t is not necessarily true that the court
would be right; it would be that the court would have the last word.
Mr. SATLOR. By the way, for your information, I have suggested
to the Administrator of Veterans' Affairs that he send both you and
Mr. Stancil, and anybody else that he wants to, to England and sub-
ject, you and anyone else that he sends over there to a chance of seeing
just how judicial review works. As you know, it exists in England.
Those of us who have seen it are impressed with it. We feel that that
court has done a great deal for the veterans of the United Kingdom,
and I am sure that if the Administrator will take my suggestion, you
will enjoy your stay in England, your education will be enlarged,
and I am sure that your viewpoint will be changed.
Mr. BRICKFIELD. Facetiously, I would only ask one further request,
that the chairman of the subcommittee hold u p final decision on this
legislation until such time as we can go over, study the matter, and
report back to the chairman our experiences abroad.
Mr. SAYLOR. Well, I appreciate that request, but in view of the fact
that you folks go on forever, we do not; we must act.
Mr. KORNEGAY. W e are here only for a short while.
SUBCOMMITTEE COUNSEL. Mr. Chairman, in order not to have too
much break in the continuity of the record in regard to the case that
Mr. Saylor raised, may I ask a question a t this time ?
Mr. KORNEGAY. Yes, Mr. Downer.
SUBCOMMITTEE COUNSEL. Mr. Brickfield, I believe you stated that
the Army had a right to correct an error; is that correct ?
Mr. BRICKFIELD. This is the Army's position; yes, sir.
SUBCOMMITTEE COUNSEL. Who would determine what constitutes an
error?
Mr. BRICKFIELD. I n the first instance, I suppose the Department of
the Army.
SUBCOMMITTEE COUNSEL. Then does it not necessarily follow that
the Army could change any action it had taken by saying, itself, that
the previous action was erroneous?
Mr. BRICKFIELD. T h a t is true.
SUBCOMMITTEE COUNSEL. T h a t would mean their authority would
be unlimited; would it not?
2016 JUDICIAL REVIEW OF VETERANS' CLAIMS
No. 1: Does the VA at the present time set the fees for the attorneys
who represent the veterans before it?
Mr. STAKCIL. A t present, the restriction of fees for attorneys prac-
ticing before the Veterans' Administration is set by law and the fee
is extremely nominal.
Mr. ADDABBO. Would those fees carry over into the judicial review?
Mr. STANCIL. I think not. I think there is a provision in many of
these bills that the court would set a reasonable fee.
Mr. BRICKFIELD. I t is a $10 fee before the Board of Veterans' Ap-
peals and under the bill the court itself would develop its own rules of
procedure and I imagine that among other things, it would set
attorneys' fees.
Mr. STANCIL. Under the present law governing the practice of at-
torneys before the Veterans' Administration, the maximum fee is $10
in the case of a compensation claim, or 10 percent in the insurance
cases.
A number of them do come in, usually on the basis of personal
friendship or some family association or something of that nature.
We get very few attorneys working for the fee, except in insurance
cases, where an attorney can get 10 percent of an amount up to $10,000,
if he goes to court, but not before the Board of Veterans' Appeals or
the VA. But if he goes to court
Mr. ADDABBO. I S there any set fee for an appearance before the
Board of Veterans' Appeals?
Mr. STANCIL. The statutory maximum of $10.
Mr. ADDABBO. In your statement, Mr. Brickfield, on page 4, you
say that the Board is completely divorced from policymaking.
Mr. BRICKFIELD. That is right, Mr. Addabbo, and I think that took
place in June, J u n e 14, 1960.
Mr. ADDABBO. If we set up the court for judicial review, this would
not be policymaking, but it would more or less set precedent or criteria
for similar cases. Would that not possibly cut down the caseload of
the Veterans' Administration, whether it be on the lower boards or
Mr. BRICKFIELD. Yes. Mr. Berger, I think, testified. H e said
within a reasonable time you would have a cluster of cases, I think
that was the term he used, and these would set the standards and
guides for our use in connection with the entertamment of future
claims.
This is where the V A has a reservation, because we feel that any
time you are writing more decisions and more guides and more regu-
lations, there comes with them a restriction on the ability of the
Veterans' Administration to award claims. T h a t is why I go back
basically to the point where I think in the future we could be dis-
allowing claims which, under our present rules, Ave do allow.
Could I make one additional statement, Mr. Addabbo ? I n going
over this bill, I was trying to get the feel of it and, actually, what
this bill does is set up an independent board.
The bill calls it a court. But the only thing about the tribunal,
and we are dealing here in labels, is that the members are called
judges and they are paid judges' salaries and the commissioners are
similar to the commissioners of the Court of Claims. Yet the author
of the bill does not want to write into this bill any of the commonly
accepted rules of evidence. H e wants to keep things flexible. H e
2018 JUDICIAL REVIEW OP VETERANS' CLAIMS
Mr. KORNEGAY. Thank you very much for coming. We will look
forward to seeing you Monday morning.
COUNSEL. F o r the record ? on the figures on appeals, I talked to Mr.
Beattie of the Administrative Office of U.S. Courts after the inquiry
of Mr. Saylor. He said the figures Mr. Saylor read are correct and
they are the figures wliich will appear in the annual report of his
.agency.
Mr. KORNEGAY. The committee stands adjourned until Monday
:morning at 10 o'clock.
(Whereupon, at 11:50 a.m., the hearing adjourned, to resume Mon-
d a y , March 5,1962, at 10 a.m.)
SUBCOMMITTEE ON JUDICIAL REVIEW
M O N D A Y , M A R C H 5, 1 9 6 2
HOUSE OF REPRESENTATIVES,
COMMITTEE ON VETERANS' AFFAIRS,
Washington, D.G.
The subcommittee met at 10 a.m., pursuant to recess, in room 356,
Old House Office Building, Hon. Horace E. Kornegay (chairman
of the subcommittee) presiding.
Mr. KORNEGAY. The special subcommittee will come to order, and I
would like at this time to recognize the Honorable Robert E. Quinn,
chief judge, U.S. Court of Military Appeals and ask Judge Quinn
if he so desires to come around and make any statement which he
cares to make in connection with the legislation which is under con-
sideration by the special subcommittee.
TESTIMONY OF ROBERT E. QUINN, CHIEF JUDGE OF THE U.S. COURT
OF MILITARY APPEALS, ACCOMPANIED BY ALFRED C. PROULX,
CLERK OF COURT
Judge Q U I N N . Mr. Chairman, I have no prepared statement to
make. I would be glad to answer any questions you might like to
propound.
Mr. KORNEGAT. First, Judge, let me tell you how delighted we are
to have you with us and how much we sincerely appreciate your taking
your time to come over and offer yourself as a witness in connection
with this matter, and we would like also for you to introduce the
gentleman with you in order that the record may show whom you
bring.
Judge Q U I N N . This is Mr. Alfred C. Proulx, Mr. Chairman. H e is
the clerk of our court.
Mr. KORNEGAT. We are glad to have you with us, Mr. Proulx.
Mr. PROULX. Thank you very much.
Mr. KORNEGAT. As you are aware, Judge, this special subcommittee
has under consideration several bills which would provide, if enacted,
for the establishment of a judicial review of decisions of the Veterans'
Administration relating to veterans affaire.
The bills are varied and have different aspects but principally they
call for the establishment of a court of judicial review consisting of
three to five members which are to sit here in Washington, as the
Supreme Court sits for the court of appeals and the bills, or most of
them, also authorize the appointment of commissioners anywhere
from a limited number to a maximum of 50, as I recall, for the pur-
pose of operating in the field, taking testimony and in effect serving
as trial courts.
2021
2022 JUDICIAL REVIEW OF VETERANS' CLAIMS
80082—62 20
2026 JUDICIAL REVIEW OF VETERANS' CLAIMS-
I to do something about it, but with the coming of the roaring twenties,
where everybody had two care in the garage and a chicken in his pot,
they forgot military justice; so with the advent of World W a r I I and
the type of thing they ran up against in that period we had this con-
sideration and then I think the unification of the services gave some
impetus to the creation of the court.
I think there were many views by the military at that time that it
would not work. First of all, the backlog was so great that no court
could possibly deal with it and, secondly, of course we would interfere
with the operation of the military processes and it just could not work.
Some very good soldiers, General Caffey, for example, who was
afterward a J u d g e Advocate General of the Army, a very distin-
guished soldier with a fine record in the landings at U t a h Beach,
favored summary action.
There is a code committee under this act, of course, consisting of the
three judges, the Judge Advocates General of the Army, the Navy,
and Air Force, and General Counsel representing the Coast Guard
which passes, of course, to the Department of Treasury in time of
peace; I remember very definitely General Caffey said to me during
the course of one of our conferences, "This thing can't work. You
have to be able to string them up to the nearest tree. I t is the example
that prevents these fellows from running away."
T h a t was his honest opinion and there are men in the Army, Navy,
and Air Force today who have that same opinion, but they are a very
small percentage.
I have gone throughout the world and interviewed our very top
officers in the Army, Navy, and Air Force and almost every one of
them has indicated to me that the code is working satisfactorily and
that they have no serious complaints about the court.
Mr. KORNEGAT. Any questions, Mr. Patterson ?
COUNSEL. N O .
Mr. KORNEGAT. Do you have an opinion as to whether or not the
establishment of precedents has cut down on the work load of your
court?
Judge Q U I N N . Yes. I n my opinion it has, Mr. Chairman.
Mr. KORNEGAT. NOW let me ask you one other question, Judge, and
that is, approximately what is the time lapse between the appeal and
the time of hearing in your court?
Judge QTTINN. Perhaps 90 days. The appellant has 30 days within
which to file his briefs and then the Government has 15 days in which
to reply.. I would say it is about 90 days from the time that the appeal
comes u p to us before it is set down for hearing and usually we get our
opinion out within 30 or 40 days and when the end of the term comes
in June, we clear our decks completely. W e have no unfinished
business.
Mr. KORNEGAT. You have no backlogof cases ?
Judge QTJINN. W e have none. Mr. Proulx, who is here, called my
attention to the fact that most of the cases that come to us have to be
disposed of under the law within 30 days. We have to grant or deny a
petition within 30 days so that 90 percent are disposed of within 30
days and the other 10 percent would take 90 days or 100 days for the
actual hearing and between 30 and 40 days before the publication of
the opinion; but we are completely up to date. We have no backlog.
2028 JUDICIAL REVIEW OF VETERANS' CLAIMS
1
Printed at another point In hearing; see Index, "Military Appeals, Court of.'
• Retained in committee files.
JUDICIAL REVIEW OF VETERANS' CLAIMS 2029
Status of cases, U.S. court of military appeals
CASES D O C K E T E D
T o t a l , as of J u l y 1, 1959, J u l y 1, 1960, T o t a l , as of
T o t a l b y services J u n e 30,1959, t o J u n e 30, t o J u n e 30, J u n e 30, 1961
1960 1961
P e t i t i o n s ( a r t . 67(b)(3)):
Army __ 7,757 342 371 8,470
Navy. _ _ 2,435 310 330 3,075
Air Force 2,866 330 252 3,448
Coast Guard 38 1 1 40
Certificates ( a r t . 67(b)(2)):
Army 105 6 11 122
151 23 7 181
36 7 6 49
6 0 0 6
M a n d a t o r y ( a r t . 67(b)(1)):
31 0 0 31
2 1 0 3
1 1 1 3
0 0 0 0
Total. 34 2 1 •37
1
13,428 1,021 979 15,428
C O U R T ACTION
P e t i t i o n s ( a r t . 67(b)(3)):
1,318 124 114 1,556
11,369 843 842 13,054
Denied b y m e m o r a n d u m o p i n i o n 1 1 0 2
9 0 1 10
279 20 8 307
Disposed of o n m o t i o n t o d i s m i s s :
7 0 1 8
36 0 2 38
Disposed of b y order s e t t i n g aside findings
2 1 0 3
107 S 23 138
C o u r t action d u e (30 d a y s ) > 67 77 57 57
29 19 25 25
Certificates ( a r t . 67(b)(2)):
282 29 37 348
6 10 2 2
5 1 0 6
0 1 0 1
0 0 0 0
0 1 1 1
6 1 1
M a n d a t o r y ( a r t . 67(b)(1)): c
33 2 1 36
0 1 0 0
1 0 0 1
1 0 1 1
Opinions rendered:
1,115 113 91 1,319
10 0 1 11
1 0 0 1
22 0 4 26
245 27 34 306
35 9 3 40
33 2 1 36
2 0 0 2
1 0 0 1
P e t i t i o n for reconsideration of p e t i t i o n for
1 0 0 1
1 0 0 1
C o m p l e t e d cases:
11,369 843 842 13,054
9 0 1 10
279 20 8 307
5 1 0 6
1,459 144 133 1,736
Disposed of o n m o t i o n to d i s m i s s :
7 0 1 8
36 0 2 38
D i s p o s e d of b y o r d e r setting aside findings
2 1 0 3
106 9 23 138
Total 13,272 1,018 1,010 15,300
]
P e n d i n g completion as of—
30 38 16
0 1 0
1 0 1
15 9 17
67 77 57
29 19 25
6 6 1
1 0 1
The widow's first claim was filed September 12, 1955, and she was notified of
denial of the claim on March 14, 1956. The reason given for denial was that
official records indicate that the veteran's discharge does not meet requirements
of the law. Other letters and documents contained in the claims file indicate that
the Veterans' Administration has determined the veteran's discharge was on con-
ditions other than honorable because of the proceedings before the board of offi-
cers and the statement contained on VA Form 3101 previously referred to.
The original discharge copy which is contained in the claims file speaks for it-
self and is the best evidence of the nature of the discharge issued to the veteran.
It, therefore, seems that the widow's claim should have been allowed, and I shall
appreciate it if you will please review the file in accordance with these suggestions
and advise me of your decision.
Sincerely yours,
OLIN E. TEAGUE, Chairman.
VETERANS' ADMINISTRATION,
DEPARTMENT OP VETERANS' BENEFITS,
Washington, D.G., January 13,1961.
Hon. OLIN E. TEAGUE,
Chairman, Committee on Veterans' Affairs,
Bouse of Representatives, Washington, B.C.
DEAR MB. CHAIRMAN : I have your letter of January 6 on this case.
Since our Army reports are not clear, we are asking them to cheek their records
carefully and certify as to the correct basis for discharge.
I will let you know as soon as we have a reply.
Very truly yours,
W. J. DRIVER,
Chief Benefits Director.
VETERANS' ADMINISTRATION,
DEPARTMENT OF VETERANS' BENEFITS,
Washington, D.C, January SO, 1961.
Hon. OLIN E. TEAGUE,
Chairman, Committee on Veterans' Affairs,
Souse of Representatives, Washington, D.C.
DEAR MR. CHAIRMAN : I can now reply to your letter of January 6.
The Army has now certified that the Certificate of Honorable Discharge (WD
AGO Form 53-55) was issued in error. It has been determined that the veteran
was discharged under AR 615-368 and that WD AGO Form 53-56 (blue) should
have been issued.
Under these circumstances, we are bound by the military determination.
I have had the case reviewed here and we find that the Veterans' Administra-
tion decision in March 1956 that the discharge was under dishonorable conditions
was proper.
Thank you for bringing this case to my attention. I wish that our report could
have been favorable.
Very truly yours,
W. J. DRIVER,
Chief Benefits Director.
MARCH 10, 1961.
Re Army Serial No. 18008945.
Maj. Gen. R. V. LEE,
Adjutant General, Department of the Army,
Washington, D.C.
DEAR GENERAL LEE : Through the cooperation of your congressional liaison
office, I have been furnished with a copy of the above veteran's 201 file.
I have completed examination of the file and am impelled to ask that action
of the Department of the Army of October 28,1947, be rescinded. In this action
the Department of the Army attempted to revoke an honorable discharge pre-
viously issued to this veteran and substitute therefor a blue discharge, all without
notice to. the veteran. The file I have examined does not indicate that the
veteran was ever notified after this action had been taken and he was thereby
2032 JUDICIAL REVIEW OF VETERANS' CLAIMS
deprived of his right to institute proceedings before the Army Discharge Review
Board and thereby obtain a hearing on his entitlement for an honorable dis-
charge.
During the veteran's active service a Board of Officers recommended his dis-
missal from the service because of habits and traits of character which made his
retention in the service undesirable. This recommendation appears to have been
approved by the reviewing authority on August 24, 1945. Subsequently on
November 9, 1945, the veteran was given an honorable discharge on Form 53-55.
The file does, not indicate why the recommendation of the_ Board of Officers was
not complied with but the original discharge issued to him indicates that the
character of the veteran's service must have been considered at the time of the
issuance of the honorable discharge, as it states therein that 324 days were lost
under Article of War 107.
A document contained in the file, captioned "Record of Determination," relates
that on October 28, 1947, the Department of the Army determined that the issu-
ance of the honorable discharge was in error and that a blue discharge should
have been issued. This determination appears to be based entirely on specula-
tion and it further appears that the action taken was without notice to the
veteran.
The Committee on Veterans' Affairs has always considered that an honorable
discharge was conclusive evidence of the character of a person's service and
could not be impeached. I therefore request that the determination of October
28, 1947, be rescinded and that administrative action be taken declaring a restora-
tion of the honorable discharge issued to this veteran on November 9, 1945.
My interest in this matter was originally prompted by the fact that the veter-
an's surviving widow has filed a claim for pension with the Veterans' Administra-
tion for herself and three minor children. This claim was denied because of
the determination of.the.Army.previously referred to. I shall appreciate it if
you will please advise me of the action taken upon reconsideration.
Sincerely yours,
OLIN E. TEAGTJE, C flair man.
HEADQUARTERS,
DEPARTMENT OP T H E ARMY,
Washington, D.G., March 27,1961.
Re 18008945 (Mar 10, 1961).
Hon. OLIN E. TEAGETE,
Chairman, Committee on Veterans' Affairs,
Bouse of Representatives.
DEAR MR. CHAIRMAN : Reference is made to your inquiry pertaining to the dis-
charge of , 18008945.
enlisted at Houston, Tex., on August 16, 1940, for a period of 3
years. He had no prior service.
During his service he was absent without leave for 3 days, was tried by sum-
mary and special courts-martial on seven different occasions, and was sick in
hospital, not in line of duty, for a period of 30 days. He had a total of 324
days time lost under article of war 107.
Award of the Good Conduct Medal was denied him on several occasions.
A board of officers was convened at his oversea station to determine whether
he should be discharged because of undesirable habits and traits of character.
Evidence available to the board included a report of neuropsychiatric examina-
tion which was conducted on August 3, 1945. That report showed that he was
of constitutional psychopathic state, emotional instability, and that the condi-
tion was characterized by a borderline intelligence, excessive alcoholism, un-
dependability, inability to profit by experience and the lack of any response to
disciplinary measures. The examiner recommended discharge under the provi-
sions of Army Regulations 615-368.
The board recommended discharge under AR 615-368 and he was ordered to
Fort Logan, Colo., for discharge. Upon departure from the oversea command
his character was recorded as "poor" and his efficiency rating as a soldier as
"unsatisfactory."
There is an indication that upon arrival in Fort Logan, all of Mr.
records were not available at the separation center. As a result, Mr. was
erroneously issued an honorable discharge by reason of demobilization.
JUDICIAL REVIEW OF VETERANS' CLAIMS 2033
VETERANS' ADMINISTRATION,
DEPARTMENT OF VETERANS BENEFITS,
Washington, B.C., May 12, 1961.
Hon. OLIN E. TEAGUE,
Chairman, Committee on Veterans' Affairs,
House of Representatives, Washington, D.C.
DEAR MR. CHAIRMAN: We have made a careful study of the problem raised
in your letter of April 19.
As you know, we must accept the military determination as to military status
and character of discharge. The responsibility for these determinations is upon
the military services, and such determinations must be made in accordance with
their policies and practices.
In this case we have decided that we must accept the certification of the
Department of the Army that the veteran's discharge was not honorable and that
the honorable discharge was an error which has been properly corrected. To
regard the discharge as honorable in the face of an Army certification that it
was not honorable would be, in effect, a reversal of the official Army determina-
tion by the Veterans' Administration, which we do not have the authority to do.
This does not mean that the Veterans' Administration has impeached a dis-
charge. The Veterans' Administration has received two reports from the service
department, and they are inconsistent. In the circumstances, we are bound by
the report which the service department regards as correct, even though this
means that the other report is in a sense impeached. Which of the reports is
impeached, however, is determined by the service department.
In similar cases, where there was mistake or ambiguity by the service depart-
ment, neither the department nor the Veterans' Administration has been con-
cluded by a report or action initially taken. For example, in United States v.
Bentley, 10T F. 2d 382 (1939) one of the headnotes reads as follows:
"Where Secretary of War certified veteran to the Director of Veterans Bureau
for an adjusted service credit upon which the director issued veteran a certifi-
cate, and secretary subsequently discovered that he had certified the veteran
by mistake for a credit of more than that to which he was entitled, the Secretary
and Director were empowered to correct the certification and certificate. * * *"
I assure you that we have given this question every possible consideration, and
am sorry that we cannot take favorable action. If any change in the military
status is made by the Department of the Army, we will certainly be glad to
reconsider the case.
Very truly yours,
P. N. BROWNSTEIN,
Chief Benefits Director.
Mr. KORNEGAY. Mr. Brickfield, we are delighted to see you and glad
to have you back with us this morning with your fine staff.
I believe at the close of last Thursday's hearing I was asking about
some things. Have you been able to get those up ?
Mr. BRICKFIELD. I believe so, Mr. Kornegay, but at this point I
must say I made a misstatement last Thursday and, with your per-
mission, I would like to correct it. There was a case that I mentioned
called the Trainas case.
Mr. KORNEGAT. I t was an insurance case ?
Mr. BRICKFIELD. Gratuitous insurance case at 292 Fed. (2d) 743,
in which I stated that the Veterans' Administration's position was
upheld in the district court and reversed on appeal and the truth is
t h a t the claimant was successful in the district court and, of course,
the case was affirmed on appeal. So where I said there was a reversal,
it was in fact an affirmance. I confused the results of this case with one
called the Tawaran case, which was decided 2 weeks ago, February
15, 1962, in which the V A was upheld in the district court and re-
versed in the circuit court of appeals. Mr. Saylor commented on it,
Mr. Kornegay, and since I was incorrect, I wanted to submit the infor-
mation this morning.
JUDICIAL REVIEW OF VETERANS' CLAIMS 2035
W a i v e r a n d forfeiture 669
Medical t r e a t m e n t 170
Dental 151
Medical 19
Reimbursement medical t r e a t m e n t 283
Withdrawn 87
Dismissed S3
Mr. STANCIL. I might add, Mr. Kornegay, while there is some detail
in the breakdown it would be impossible to cover in minute detail the
variation of subject matter under the different categories.
F o r example, under the death compensation cases conceivably there
are many more issues than the four main types of issues t h a t are listed.
And there can be breakdowns of those ad infinitum.
Mr. KORNEGAV. Certainly, though, we could find out for our interest
what number of procedures are involved in certain categories such as
the question of service connection, and things of that sort?
Mr. STANCIL. This would give you a good idea of the composition
of the appellant's workload. There is not a substantial change from
last year to this year or the next year. Over a period of time there
are, of course, changes. F o r example, the vocational rehabilitation
and educational cases at one time constituted 23 percent of our work-
load and j'ou will see by those figures that now it is a phasing out
program.
Mr. KORNEGAY. Mr. Brickfield, I direct your attention to page 2
of your statement where you indicate that in your opinion the estab-
lishment of an independent court of appeals would place the VA in an
adversary position with respect to the claimant and this philosophy
might filter down through the adjudication process.
Let me ask you if it is not true that the VA, under the present sys-
tem, often obtains evidence on its own initiative to rebut the appli-
cant's claims to benefits ?
Mr. BRICKFIELD. I think that is true, Mr. Kornegay, as a necessary
incident of the job that is imposed upon the Veterans' Administration,
because under the law we have the duty of helping a claimant in the
JUDICIAL REVIEW OF VETERANS' CLAIMS 2037
preparation of his claim. Now, this cuts two ways. W e help him
secure material certainly in his favor. That is the way we are oriented
;ind at the same time as we develop the case we will oftentimes develop
evidence that is unfavorable to the claimant. But what we try to do
is to develop the entire record and once we have all of the facts, then
the chips fall either in his favor or not in his favor. But to be respon-
sive, there are occasions when we do develop evidence that is unfavor-
able to the claimant.
Mr. KORNEGAY. Well, of course by doing that you take action that
is adverse to the claim of the applicant.
Mr. BRICKFIELD. That is right, sir.
Mr. KORNEGAT. And do you feel that it puts you in an awkward
position of being interested in obtaining both information and evi-
dence that is favorable to the claimant and at the same time obtain
evidence and information that is unfavorable to the claimant ?
Mr. BRICKFIELD. I t is not an awkward position, Mr. Kornegay. I t
puts us in a position of having the feeling of doing a complete job.
I might say that our tendency, is to be pro-claimant.
Mr. KORNEGAY. Then you feel that it does not impair your operation
at all to be placed in this dual capacity of sort of being for and against
at the same time ?
Mr. BRICKFIELD. Well, where we are trying to develop a claim,
we do not take a position of being adversary, we are there to help
the claimant.
Mr. KORNEGAY. Now, sir, in the last sentence of the same paragraph
you state:
We are concerned that regardless of what informality you attempt to build into
any bill establishing a Court of Veterans' Appeals the fact that a court review
existed would induce a rigidity and inflexibility into our procedures not only in
the Board of Veteran's Appeals but in the agencies of original jurisdiction as
well.
Mr. BRICKFIELD. Yes, sir.
Mr. KORNEGAY. NOW, is it not true that the English common law
system adopted in this country is based on the principle of stare decisis?
Mr. BRICKFIELD. Yes, sir. And I think it is in line with my state-
ment. Stare decisis, as I understand it, means you are really setting
a precedent which is to be followed.
Mr. KORNEGAY. Yes.
Mr. BRICKFIELD. And if we have a Court of Veterans' Appeals
which establishes decisions, those decision would be mandatory upon
the Veterans' Administration and we would necessarily follow them.
I say that when you come down to the point where you are manda-
torily following a court decision or precedent, then you induce rigidity,
because there is no other place we can go but to follow the decision.
Mr. KORNEGAY. Of course that is true, but by your statement it
would induce rigidity and inflexibility, is that not in itself stating
the principle of stare decisis is objectionable to the administration of
your operations ?
Mr. BRICKFIELD. I don't think it is objectionable, but I think you
must go back, Mr. Kornegay, to basic principles and we are here
dealing with administrative law, which had its founding in the civil
codes of Europe and not in the common law of England.
2038 JUDICIAL REVIEW OF VETERANS' CLAIMS
prior hearing or prior trial," in your opinion, would that help it any ?
Mr. BRICKFIELD. I believe it would help, Mr. Kornegay, and I so
stated last Thursday.
The point that I think is important is this. If you have the Court
of Veterans Appeals handing down a decision and thereafter you say
that the Veterans' Administration may reconsider that decision if
there is new and material evidence, then the question is, " W h a t kind
of new and material evidence must be submitted," because in order
for the claimant to be successful he must submit new and material
evidence of such weight as to overcome the court decision.
Otherwise, as I pointed out, he would be doing a useless thing. If
we have a court decision that is unfavorable to a person and it is
staring him in the face, he has only one purpose in mind; namely, to
overcome the court of appeals decision. So the evidence he brings in
must be of sufficient intensity and weight as to overcome the court's
decision.
Mr. KORNEGAY. Would it have to be that strong or would it merely
have to be sufficient to have some bearing on the opinion of the court?
Mr. BRICKFIELD. When you say "bearing," you are talking about
whether it is pertinent but my feeling is, Mr. Kornegay, that the
veterans' purpose in coming in with new evidence is to come out with
a decision other than that handed down by the court of appeals.
Mr. KORNEGAY. T h a t is true. I am speaking strictly of the VA
and the court. As I understand it, in all of our civil courts, in all of
our Federal and State jurisdictions, there are procedures for new
trials on the ground of newly discovered evidence.
" Now, in analyzing the newly discovered evidence there are certain
standards set up or prescribed in the law but it does not have to be
sufficient to make it obvious to the judge ruling on the case that it
is sufficient to overrule the case, but if it is sufficient to have a bearing
on the ultimate outcome of the case. I s that not sufficient ground for
a new trial ?
Mr. BRICKFIELD. Yes. That is true. One can come in with new
and material evidence at any time and ask for reconsideration or a
new trial. But, essentially, in order for the claimant to be successful,
as distinguished from just having his claim entertained and recon-
sidered—we can reconsider cases every day—but in order for him
to be successful, and this is why he is seeking reconsideration he must
bring in evidence of sufficient weight as to overcome the court of
appeals decision.
Mr. KORNEGAY. Well, now, it would help me better to understand
what you are saying. Under your procedure, would the court of ap-
peals itself make that necessary ruling as to whether or not the evi-
dence, that is, newly discovered evidence or new evidence that had not
heretofore been considered be sufficient to reopen the case, would the.
Board of Appeals make that decision or would the regional office?
Mr. BRICKFIELD. I n the language of section 4056 of the bill as I
understand it, Mr. Kornegay, the Board of Veterans Appeals could
make that decision in the first instance.
Mr. STANCIL. May I interject? The Board of Veterans Appeals
is entirely a reviewing body and I would make a slight correction that
it would be adjudicated first and then reviewed on appeal by the
Board of Appeals. We do not entertain original evidence.
2040 JUDICIAL REVIEW OF VETERANS' CLAIMS
S0082—62 21
2042 JUDICIAL REVIEW OF VETERANS' CLAIMS
Mr. STANCIL. Are you talking about the Board of Veterans Appeals
decisions being governing under the doctrine ?
Mr. KORNEGAY. Yes.
Mr. STANCIL. That is not the case in this respect. The Board of
Veterans Appeals as well as all the adjudicative agencies of original
jurisdiction are bound by the law itself and V A regulations.
Mr. KORNEGAY. Does not VA law prescribe in effect the doctrine of
res adjudicata?
Mr. STANCIL. I n a sense, but the body of precedents that are for
application and adjudication are the regulations, the instructions of
the Administrator and what the law refers to in the section of the
code pertaining to Board of Veterans Appeals as precedent opinions
of the Chief Law Officer or a wording similar to that. These are
published Administrator's decisions of cases of precedent value, us-
ually points of law, rendered by the General Counsel and approved
by the Administrator and published.
The Board of Veterans Appeals decisions are individual case de-
cisions and are not regarded as precedents. Of course they have their
impact on the rating agencies because the rating agencies will look
to see what happens on appeal but these Board of Veterans Appeals
decisions are not published: They are confidential between the claim-
ant and representative and Veterans' Administration and are not avail-
able as a body of precedent law for the lower agencies.
Mr. KORNEGAY. In that connection the matter of stare decisis is
more applicable than res adjudicata? I am speaking of the objection
made by one or two of the veterans' organizations as to the creation
of the court, being that it will bring into play or establish the doc-
trine of res adjudicata. The point is, it is already in existence and is
actually written into the law, as I see it, and interpret it, under the
section 4004 which says, subsection (b), that when a claim is disallowed
by the Board it may not thereafter be reopened or allowed and no
claim based on the same factual basis shall be considered.
Mr. BRICKFIELD. The significant point there is that no case based
on the same factual situation can be considered. Once you change
the facts, Mr. Kornegay, you no longer have res adjudicata.
Mr. KORNEGAY. That is right, and that is as it should be.
Mr. STANCIL. I n that section where a claim has been disallowed, a
later claim on the same issue, if supported by' new and material evi-
dence shall have the attributes of the new claim and so on.
Mr. KORNEGAY. But this section (b) of 4004 goes on that, however,
if subsequent to disallowance of a claim new and material evidence
in the form of official reports from the proper service agency is se-
cured, the Board may authorize reopening the claim and review the
decision.
Mr. STANCIL. That is one of the sections of the code that needs
changing because in the first place, a report from the service depart-
ment is not new and material in a legal sense because it has always been
constructively in the possession of the Government, and section 3004
conferring the status of a new claim on new and material evidence, I
believe, would override to some degree the portion of section 4004(b)
which you just read.
, Mr. KORNEGAY*. YOU mean 3004?
Mr. STANCIL. Section 3004, yes, sir.
JUDICIAL REVIEW OF VETERANS' CLAIMS 2045
ORGAMZATtOM Of
V£T£RAM AOMWWRATIOt/
BOARD OF
ADMINISTRATOR - VETERANS APPEALS
Mr. KORNEGAY. Would you liken it to the situation of the trial court
and the supreme court in an ordinary state ?
Mr. BRICKFIELD. I think you could.
Mr. STANCIL. I think, if I may, sir, it is fairly similar to the British
appellate tribunal except I am responsible to the Administrator of
Veterans Affairs instead of being completely outside the Veterans'
Administration. Other than that, it is much the same.
Mr. KORNEGAY. Now, in the next to last paragraph on page 5 of
your statement, Mr. Brickfield, you relate that the number of sections
of the Board have been increased from 11 to 14 and the time spent on
consideration of each case may increase from about 90 minutes to about
115 minutes. I s it true that these time estimates include the total
time of all three members of the Board ?
Mr. BRICKFIELD. I would ask Mr. Stancil to respond.
Mr. STANCIL. Yes, sir; that is the time in the Board section. I t
'does not include the time of the back-up, legal or medical, consultant
staff in researching or preparing the tentative decision, the opinion
writers, so to speak.
Mr. KORNEGAY. W h a t I am getting at, actually one-third of that
t i m e is the actual time spent by the entire Board ?
Mr. STANCIL. I t would work out that way mathematically. F r e -
quently they discuss it as a Board action. Of course that is an aver-
age. T h e more difficult cases take considerably longer. The cases
t h a t are not too involved take less time. This is an average figure.
Mr. KORNEGAY. On page 5, Mr. Brickfield, in connection with the
Hast paragraph at the bottom, it says:
Let me emphasize that this is after initial research and preparation of tentative
'decision by the consultant staff, which, for the average case, is about 4 hours.
Let me inquire a little bit as to how that works. That is the prepara-
tion of a tentative decision by the consultant staff. Does that mean
that the consultant staff prepares, in advance, a decision in the case
:and submits it to a section of the Appeals Board ?
Mr. STANCIL. I n many cases, yes, sir; these are, to make a compari-
son, similar to the opinion writers for a judge.
Mr. KORNEGAY. T h a t is done after the case is heard, is it not, Mr.
iStancil, like one of the court justices who employ the use of reference
.•assistants and writers in preparing opinions ?
Mr. STANCIL. Yes. I n many of these cases where there has been a
"hearing before the Board, the Board members will instruct them and
state just what they want.
Mr. KORNEGAY. Does this mean, in many instances, that the case
Tias been decided before the Board hears it ?
Mr. STANCIL. N O , sir; it does not. I t means that a consultant be-
forehand, who has more time available than the Board, has done what
research he feels is necessary and has prepared something for the
Board to consider. This can be either rejected by the Board and the
•consultant told to prepare it in an opposite way or it can be modified
or accepted.
Mr. KORNEGAY. I realize that they could. Would it not be a far
better procedure and I appreciate the fact the Board members may not
I)e able to personally dictate the decision, but would it not be far bet-
t e r t h a t the decision should be dictated after the hearing or after the
2052 JUDICIAL REVIEW OF VETERANS' CLAIMS
(e) In response to the above, will you also please indicate the basis for
each conclusion? :.'•:-
Issue: Severance of service connection for bladder carcinoma.
GMD opinion: Evidence does not establish a malignant condition in service
nor since.
IME opinion: The diagnosis in and after service is noninfiltrating papilloma
of the urinary bladder, considered potentially malignant or definitely precan-
cerous.
CMD comment: Noninfiltration papillomas were present in service- and while
they might be potentially malignant they could not be classified as actually
malignant in this case.
3. Active service from November 1948 to May 1946 and June to September 194"/
Question:
(a) What is the correct diagnosis?
(6) Did the condition have its inception during either period of his
service?
Issue: Service connection for bronchial asthma.
CMD opinion: Asthma is subtantiated during second period of service (June
to September 1947), but date of inception not determined. (First period of
service extended from November 1943 to May 1946.)
IME opinion: Correct diagnosis is bronchial asthma supported by record of
symptoms and physical findings typical of the disease in August 1947. He can-
not say exactly when it arose.
4. Active service from May 1914 to September 1920; December 1920 to August
1921 and October 1942 to December 1943
Question:
(«) Did the veteran have an organic heart disease during service hos-
pitalizations in February-March 1943, and November-December 1943?
(Z>) If not, what should have been the correct diagnostic classification?
(c) Did the veteran have an organic heart condition subsequent to serv-
ice, and if so what is the earliest date and diagnosis on that date?
Issue: Severance of service connection for cardiac symptoms.
CMD opinion: No organic heart disease in service or since. The correct diag-
nosis of symptoms requiring hospitalization in service was conversion reaction.
IME opinion : There is no evidence of organic heart disease. He feels the true
diagnosis is chronic conversion reaction.
5. Active service from September 1941 to October 1941
Question:
(a) Does the veteran have a residual disability from the radioactivity
exposure in service? If so, show which disabilities resulted from this
exposure.
Issue: Service connection for residuals of radioactivity exposure.
CMD opinion : No residual disability shown.
IME opinion: No evidence of residuals of radioactivity exposure.
6. Active service from December 1948 to September 1945
Question:
(a) Do you concur in the diagnosis of psychoneurosis, anxiety state, and
neurocirculatory asthenia, returned during active service? If not, what in
your opinion was the correct diagnosis?
{b) Is there any valid basis for medically concluding that the symp-
tomatology reported during service was in fact a beginning manifestation
of organic cardiovascular disease?
Issue: Service connection for hypertensive coronary disease.
CMD opinion : Diagnoses of psychoneurosis, anxiety state; and neurocirculatory
asthenia made during active service are correct, Symptomatology reported dur-
ing service is not considered to be a beginning manifestation of organic cardio-
vascular disease.
IME opinion: There is no valid basis for concluding medically that the
symptomatology reported during service was a beginning manifestation of organic
cardiovascular disease.
(Denied by BVA July 1958.)
S0OS2—62 22
2058 JUDICIAL- REVIEW OF VETERANS' CLAIMS.
(/) Do the films for the years 1939 through 1949 show any pathology or
change? If so, when and what is the nature of this pathology or change?
Issue: Restoration of service connection for bronchostenosis, also rated
bronchiectasis.
CMD opinion: Correct diagnosis in service was acute respiratory infections
with no demonstrable pulmonary residuals. The correct diagnosis for postserv-
ice respiratory condition is bronchostenosis and pleuritis, right, first shown in
July 1949. Postservice respiratory condition is not etiologically related to con-
ditions treated in service.
1MB opinion: The correct diagnosis for respiratory condition in service is
recurrent respiratory infection with pleurisy. The correct diagnosis for post-
service respiratory condition is bronchostenosis due to extrinsic pressure from
calcified lymph nodes; chronic inflammatory disease, right hilum, with partial
atelectasis and pneumonitis ; chronic pleuritis. These latter conditions were first
shown on X-ray of September 3, 1946, and are etiologically related to the condi-
tions treated in service.
CMD comment: The first concrete evidence of bronchostenosis and pleuritis
was in July 1949.
8. Active service from March to November 1941 and September '1944 to January
1946
Question:
(o) Did multiple sclerosis preexist entry into service in March 1941?
(b) If your opinion is no, when is multiple sclerosis first shown to exist
and if prior to the second period of service (September 1944 to January
1946), what effect did this tour of duty have on the course of the disease?
(c) If multiple sclerosis existed prior to service commencing in March
1941, what effect did each of the periods of service (March 1941 to Novem-
ber 1941) and (September 1944 to January 1946) have on the course of the
disease?
Issue: Service connection for multiple sclerosis.
CMD opinion: Multiple sclerosis did not preexist entry into service in March
1941. "If the opinion of the lay affiants may be considered evidentiary, multiple
sclerosis is first shown to exist in 1947."
1MB opinion : Multiple sclerosis did not preexist service. He believes multiple
sclerosis first developed in 1952 (second period of service terminated January
1946.)
(Denied by BVA November 1960.)
Mr. KORNEGAT. A n editorial appearing in the March 1 issue of Stars
and Stripes has been brought to my attention. If there is no objection
it will be inserted at this point in the record.
[National Tribune-Stars and Stripes, Thursday, Mar. 1, 1962]
EDITOKIAI/—JUDICIAL REVIEW
For the past week a subcommittee of the House Veterans' Affairs Committee
has been hearing testimony from veterans' organizations and other interested
parties on the provisions of H.R. 849. This is a proposal which would establish
a court of veterans' appeals separate and distinct from the Veterans' Adminis-
tration so that a veteran could carry his case to a court of last resort if he is
convinced that his claim is a just one.
The measure was introduced by Representative Olin Teague, chairman of
the House Veterans' Affairs Committee. The bill provides for a court of
veterans' appeals made up of five judges, all of whom must be attorneys, to
be appointed by the President and confirmed by the Senate. In addition, the
bill provides for the appointment of 50 Commissioners who would conduct
hearings, receive evidence, and furnish such reports as are requested.
Veterans' organizations are divided insofar as the merits of the legislation
are concerned. Both the Veterans of Foreign Wars and the American Legion
take the position that appointment of such a court violates the concept of a
single Government agency to dispense veterans' benefits. They say this method
has been successful for over 40 years and .they see no need for such a drastic
change at this time. It seems to us that this statement is open to contradiction.
I t is'th'e thinking of the opponents of the legislation that the VA should not be,
2062 JUDICIAL REVIEW OF VETERANS' CLAIMS
In the position of acting as judge and jury on the propriety of its own actions.
The Disabled American Veterans formerly opposed to the principle involved
have changed their position and now support the passage of the legislation.
Those favoring the measure believe that substantial economies could be effected
should the proposal become law. They point out that the reappeal of claims
which has become more frequent of late could be avoided. They stress the
experience in England where an independent appeals court was established
about 40 years ago which is said to function admirably and efficiently in support
of their position.
In our opinion, it seems only just and fair that a veteran should have a court
of last appeal. This is particularly true when it is realized that the decision
from which the veteran is appealing has been made by the VA and in the natural
course of human behavior they are loath to change their position on a decision
previously given.
It should be remembered that the welfare of some 22 million veterans, their
widows, children, and dependent parents will be affected by the passage of this or
similar legislation. We are confident the Veterans' Affairs Committee will give
serious and impartial consideration to the merits or demerits of this particular
proposal.
Mr. SATLOR. Mr. Chairman, for the record, if you do not object, I
would like to make a statement with reference to testimony received
from the American Legion witness during the course of these hear-
ings.
Mr. KORNEGAT. You may proceed, Mr. Saylor.
Mr. SATLOR. A t the meeting of the subcommittee on February 21,
Mr. Corcoran indicated that there were 43 pieces of legislation pending
before the committee, I assume, which he would like to get enacted.
I told him that there would be no non quid pro as far as that legisla-
tion was concerned on this judicial question. Mr. Miles Kennedy's
office (legislative director of the American Legion) advised there are
16 bills—5 of which were introduced after Mr. Corcoran spoke. I
cannot identify the number 43.
H.R. 100 provides for an amendment to the appropriate sections of
title 38 to authorize the payment of a burial allowance where the vet-
eran dies in a State home. The proposal is objected to on the p a r t of
the Veterans' Administration as being costly and setting a precedent.
H.R. 270 authorizes a program of assistance to the States in the con-
struction, expansion, and remodeling of future territorial homes not
to exceed $5 million in any one of 4 succeeding fiscal years. This bill
has been considered several times and has not received favorable atten-
tion. I cannot help but wonder, in this connection, at the lack of
enthusiasm and response on the part of the American Legion in con-
nection with House Joint Resolution 86 which authorized a grant of
money to the Legion or to any other veterans' organization for the
construction, operation, and maintenance of a rehabilitation center for
veterans with a guaranteed sum for upkeep. It, in effect, would per-
mit the Legion to have operated a home for needy and disabled vet-
erans on a pilot basis with virtually a guarantee of no loss. F o r some
reason the Legion has not seen fit to make any effort in this regard or
to show much interest in the legislation.
H.R. 884 is the bill sponsored by the Legion to increase the rates
of compensation for. service-connected disabled veterans. As Mr.
Corcoran well knows, this bill was considered before the Subcommit-
tee on Compensation and Pensions along with all other bills of this
nature. The bill costs approximately $428 million. The President
submitted a program authorizing an increase amounting to $67 mil-
JUDICIAL REVIEW OF VETERANS' CLAIMS 2063
H.R. 2237 is another pension bill also the subject of hearings last
July, and is a liberalization of the existing criteria for determining
disability and ability to follow a substantial gainful occupation.
H.R. 4901 authorizes the payment of a burial allowance to the
family of a veteran where a discharge under dishonorable conditions
has been changed subsequent to the veteran's death to a type of dis-
charge which will permit the payment to be made. This bill has
been approved by the Subcommittee on Compensation and Pensions.
H.R. 10323 and the other bills described below were introduced
after Mr. Corcoran spoke. They authorize hospital and medical care
for wartime service-connected veterans who live abroad permanently.
They are identical to the bill introduced by the chairman, H.R. 9561,
which I believe will receive favorable consideration during this
Congress.
H.R. 10334 is a bill which would enlarge the exclusion from in-
come in determining eligibility for non-service-connected pensions.
H.R. 10360 makes all non-service-connected pensioners eligible for
treatment at an outpatient clinic of the Veterans' Administration.
Today such treatment is restricted to service-connected disabled vet-
erans and to veterans of the Spanish-American War. I would doubt
that the Veterans' Administration would favor this proposal on the
grounds of the precedent that if would create, and particularly in view
of the fact t h a t it would make eligible approximately 1,977,000 new
veterans for outpatient care. The cost today for outpatient care is
over $90 million. Fee visits cost approximately $6 each and staff
visits around $3.50 with examinations for compensation and pension
running close to $40.
The next bill, H.R. 10361 provides that the effective date of an
award for dependency and indemnity compensation or pension shall
be fixed in accordance with the facts found. I t is particularly appro-
priate for consideration at this time because the subcommittee is ac-
tively engaged in an effort to see that facts are found and acted upon
accordingly, an activity of the subcommittee which I regret to say
the American Legion is not doing anything to enhance or support. I n
this connection, I cannot help but point out that H.R. 866 which became
Public Law 87-97 requiring findings of fact and conclusions of law
did not stir up much enthusiasm on the part of the American Legion.
H.R. 10362 authorizes a rate of $255 a month for a veteran who
has a service-connected disability of deafness in both ears. I t should
be pointed out that a bill to provide for a slightly lesser amount;
namely, $207 a month has been reported by the Committee on Veterans'
Affairs and passed by the House on three separate occasions. H.R.
846, providing for this is presently pending in the Senate Finance
Committee. I know of no reason to believe that the committee would
be in favor of being more liberal than the present bill provides and
I would think that the American Legion could well devote its efforts
to seeing that H.R. 846 is moved in the Senate rather than having
introduced new legislation on this side. •
The last bill, House Joint "Resolution 131, to name the hospital at
Bedford, Mass. for the late- chairman of this committee," the Honorable
E d i t h Nourse Rogers, I do not think any comment on t h a t , bill "is
necessary on my part.
JUDICIAL REVIEW OF VETERANS' CLAIMS 2065
In closing, Mr. Chairman, I think the record will support that there
are not 43 bills pending before this committee sponsored by the Amer-
ican Legion which have not been acted upon—in fact 16, 5 of which
had not been introduced when Mr. Corcoran spoke. The record will
support in each case that there has been consideration and in several
instances favorable action. Of the 16 bills, only 4 show that they were
introduced at the request of the Legion. Why is this so ?
Mr. KOENEGAY. Subcommittee has received a letter from Mr. Fran-
cis W. Stover of the Veterans of Foreign Wars, written in response
to questions propounded earlier in the hearings. If there is no objec-
tion, Mr. Stover's letter will be inserted in the record at this point..
VETERANS OP FOREIGN WARS OP THE U N I T E D STATES,
Kansas City, Mo., March IS, 1962'.
Hon. JOHN P. SAYLOR,
Member, Veterans' Affairs Committee,
House of Representatives, Washington, D.C.
D E A R M R . SAYLOR: This is in reponse t o t h e questions you posed with respect
t o t h e position of the Veterans of Foreign W a r s concerning t h e establishment of
t h e Veterans' Administration a n d World W a r Veterans' Act of 1924.
While the Veterans of Foreign W a r s supported in principle the legislation which
culminated in t h e passage of t h e World War Veterans' Act, there is no record
concerning our position with respect t o t h e provision which p e r m i t t e d insurance
claims t o be appealed a n d reviewed by Federal courts. Likewise in 1930 t h e
Veterans of Foreign W a r s vigorously supported t h e one-agency, one-stop concept
for t h e administration of veterans' benefits. Again there is no record t h a t t h e
Veterans of Foreign Wars concerned itself with, or was critical of, t h e B o a r d of
Veterans' Appeals a n d the appellate system in general of t h e Veterans'Adminis-
t r a t i o n a t t h a t time.
Hoping this information has adequately answered your questions, I a m ,
Sincerely yours,
FRANCIS W. STOVER,
Director, National Legislative Service.
Mr. KORNEGAT. The subcommittee will stand adjourned.
(Whereupon, the subcommittee adjourned.)