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Handbook of Humility
Theory, Research, and Applications
Everett L. Worthington, Don E. Davis, Joshua N. Hook
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Jeffrie G. Murphy
Published online on: 02 Dec 2016
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Part I
AND MEASUREMENT
T H E O R Y, D E F I N I T I O N S ,
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1
H U M I L I T Y A S A M O R A L V I RT U E
Jeffrie G. Murphy
When made more fully aware of Heep’s background and the way in which
this background has formed his personality, many people will become less harsh
in their judgments of him, and may even come to pity him. They will at least
think that simply describing him as loathsome does not do justice to the moral
complexity of his character and situation.
it. I believe he would also include those who act, even at considerable cost to
personal happiness and well-being in the ordinary sense, out of loyalty to evil
principles—a Nazi soldier, for example, who remains at his post that is under
attack from Allied forces and willingly suffers painful wounds and ultimately
death to make sure that a final trainload of Jews is sent on its way to the exter-
mination camp at Auschwitz. This is still an act corrupted by the “dear self,”
however, since it represents an act of a self (a self of evil although principled
desires) that has chosen to follow its own desires without properly subjecting
those desires to appropriate moral scrutiny and having them vetoed on the
basis of such scrutiny.
Such Radical Evil can never be totally overcome by human beings (it is a kind
of secular equivalent to a doctrine of original sin without the bizarre notion of
inherited guilt), but its impact can be constrained to some degree by the three
virtues constitutive of humility that I noted earlier. Let me now briefly explore
each of these.
Attention
One of the most moving passages in Shakespeare’s King Lear, at least for me,
is when old Lear—suffering on the storm-tossed heath the torments of lost sta-
tus, abandonment by family, hunger, and bitter cold—has an epiphany of self-
transformation when he notices (for the first time in his life) the suffering of
others, sees an equality with them, and seeks to assist them in the small ways he
still has available to him. He says to his Fool (1997, p. 298):
Being aware only of his status and power as king, Lear had previously never
even noticed those around him as people of a moral worth and dignity equal to
his own. If he paid any attention to them at all, it was only to see them as useful
humility as a moral virtue 23
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for his amusement or service—to see them, in Kant’s language, as means only
and never as ends in themselves.
The philosopher and novelist Iris Murdoch, influenced by Simone Weil,
made the concept of attention central in her analysis of morality. By speaking
of attention, Murdoch did not mean simply superficially noticing other people
as bodies to be ordered around, ignored, or even mistreated—depending on
one’s whims of the moment—but attempting to see each person in depth and
as sympathetically as possible. She refers to this kind of attention as just and
loving attention, and gives a rich example of such attention in an often-quoted
passage. She describes a mother, M, who initially feels hostility to her daughter-
in-law, D, regarding her as lacking in refinement and dignity—pert, familiar,
brusque, rude, tiresomely juvenile. But then:
Time passes, and it could be that M settles down with a hardened sense of
grievance and a fixed picture of D. . . . However, the M of the example is an
intelligent and well-intentioned person, capable of self-criticism, capable
of giving careful and just attention to an object which confronts her. M tells
herself: “I am old-fashioned and conventional. I may be prejudiced and
narrow-minded. I may be snobbish. I am certainly jealous. Let me look
again.” Here I assume that M observes D or at least reflects deliberately
about D, until gradually her vision of D alters. . . . D is discovered to be not
vulgar but refreshingly simple, not undignified but spontaneous, not noisy
but gay, not tiresomely juvenile but delightfully youthful, and so on.
(Murdoch, 1971, p. 17)
Recognition of Luck
There is often deep insight in clichés, and one such insight is to be found in
“There, but for the grace of God, go I.” Many people who have attained a cer-
tain level of success and happiness in their lives—money, status, professional, or
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bad, and that it is not for nothing that the Lord’s Prayer contains the plea “Lead
us not into temptation.” They are rather like those who, never having been in
battle or endured torture, smugly condemn as “cowards” or “traitors” those who
run from battle or who cooperate with the enemy under torture.
Consider as an example of descent from virtue into depravity the confes-
sion of Doctor Miranda in Ariel Dorfman’s powerful play Death and the Maiden.
Miranda had for many years been a conscientious physician and family man—a
generally kind person. He was then asked to serve as a physician for interroga-
tion sessions under the dictatorial regime then in power. (We are to imagine
that this is Chile under Pinochet.) His role is to make sure that the interroga-
tion is not so severe that those being interrogated will be rendered incapable
of cooperation or even killed. Since it was not really possible to refuse such a
request under the regime in power, he agreed and thought that his task was
consistent with his role as a physician. He was at first shocked by the torture and
rape that took place in the sessions, but still believed that those being treated
in this way were better off with his care than if he refused to play his physician
role. Soon he began to be drawn into this web of evil, however, and became a
rapist himself. He described the process of his descent into evil by saying that at
first he told himself that he was just a doctor saving lives by making the torture
stop if he thought it would lead to death. Eventually, however, he started to par-
ticipate in the torture and rape himself, and found that he really liked the free-
dom of acting out every fantasy he had ever had with no fear of consequences
and with the support and even encouragement of all of those he worked with
and for.
So here is a man who had spent most of his life as a decent human being and
caring physician until, given circumstances in which he could do evil without
restraint, he began raping, sodomizing, and otherwise torturing women—being
able to say in his defense only that he had never killed any of them.
Dorfman’s play is based on actual occurrences in Chile during the Pinochet
regime. For those inclined to mistrust literature, however, some reflection on
the famous Milgram Experiments would be in order (Milgram, 1974). In these
experiments it was revealed that ordinary “nice” people would be willing to
impose great pain upon others when normal social reinforcers against doing
this were not present and when encouraged to do so by the authorities con-
trolling the experiments. Also worth reading in this regard is Christopher R.
Browning (1992) and Daniel Jonah Goldhagen (1996).
In summary: Our excellences are often to some degree a function of good
luck, and our goodness may be at least in part a function of our good luck in
never being in circumstances that present irresistible temptations to evil. This
should encourage a certain degree of humility but, given our great capacities
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for self-deception, it often will not. As Nietzsche famously said, “ ‘I have done
that’ says my memory. ‘I cannot have done that’ says my pride, and remains
inexorable. Eventually memory yields” (Nietzsche, 1989, p. 81).
Much of what I have tried to convey in this section has been well captured in
this passage from Kant’s (1960) Religion within the Limits of Reason Alone:
Iris Murdoch expressed a similar thought in saying, “We are all mortal and
equally at the mercy of necessity and chance. These are the true aspects in which
all men are brothers” (1971, p. 72). As a result of this susceptibility, we are all
subject to failures of knowledge due to culpable failures of attention or insuf-
ficient appreciation of the role that luck has played in our lives—particularly
when we are judging the wrongs of others and what suffering we may think
they deserve. This shows that what might be called epistemic humility is also an
important part of the mix.
In my own familiar context of criminal law, Judge Richard Posner (1995) has
counseled caution and humility (without using the word) before making overly
harsh judgments about prison inmates and what they deserve:
There are different ways to look upon the inmates of prisons and jails in
the United States . . . . One way is to look upon them as members of a dif-
ferent species, indeed as a type of vermin, devoid of human dignity and
entitled to no respect. I do not myself consider the . . . inmates of American
prisons and jails in that light. We should have a realistic conception of the
humility as a moral virtue 27
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composition of the prison and jail population before deciding that they
are scum entitled to nothing better than what a vengeful populace and a
resource-starved penal system chooses to give them. We must not exagger-
ate the distance between “us,” the lawful ones, the respectable ones, and
the prison and jail population; for such exaggeration will make it too easy
for us to deny that population the rudiments of humane consideration.
(p. 151)
Of course there are some people upon whom this will not work at all. But
I know from my own family experience that it can work. My mother, prior to
my father’s death, led a rather sheltered life. Although highly intelligent, she
had no education beyond her high school education in a very small mill town
in South Carolina and carried with her the kind of racial prejudices character-
istic of that town and that time. She married my father and joined him during
his 30-year career in the United States Navy. She was mainly a homemaker and
parent—being a sole parent during the many times my father was at sea during
times of war. She had few friends because socializing among Navy wives, at least
at that time, involved a great deal of alcohol consumption and my mother did
not drink.
After my father died, economic necessity forced my mother to seek employ-
ment. Doing very well on a civil service examination, she was offered a position
as a receptionist and initial intake worker at a public welfare agency. She reluc-
tantly started the job with a general conception of the poor (particularly the
black poor) as a bunch of lazy deadbeats. As she began to learn the nature of
their lives through her conversations with them, however, she gradually came
to see them in a much more enlightened and sympathetic way. She once even
said to me, after telling me the sad story of a particularly needy client, “Were it
not for the grace of God that could be me.”
In addition to prayer and getting to know a wide variety of people and their
circumstances, one more aid to acquiring humility and the empathy and com-
passion that should be a part of it can be found in aesthetic experience: art,
music, nature, and particularly literature. All of these can take one out of one-
self and provide at least moments of transcendence. Iris Murdoch (1971) goes
so far as to claim that, “For both the collective and the individual salvation of
humility as a moral virtue 29
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the human race, art is doubtless more important than philosophy, and liter-
ature most important of all” (p. 33). Although this may seem a bit grandiose
(and a bit self-serving coming from a novelist), I do think that her placement
of literature ahead of philosophy is in this context a correct ordering, for only
literature can give us vicarious experiences of many sorts of lives, lives far more
varied than we could experience through personal contact. Of course, this will
be of use in building humility and empathy only if one reads some literature
about people other than people of one’s own sort. Richard Rorty, for example,
has suggested that academics should not confine their reading (or class assign-
ments) exclusively to “highbrow” literature (Henry James, for example) but
should also consider novels such as Dorothy Allison’s Bastard out of Carolina—a
novel of poverty in the American South (Rorty, 1996).
Since it might seem that boosting literature as an aid for the acquisition of
empathy could easily be dismissed as simply the occupational prejudice of a
humanities scholar, I was pleased to see that the distinguished cognitive scien-
tist Steven Pinker also sees the value of literature as an aid to the development
of empathy and compassion. In his recent book, The Better Angels of Our Nature,
he claims that
But it also might not, of course, and the arts are no guaranteed road to humility
or other forms of moral improvement. Hitler liked and had generally very good
judgment about classical music, for example, but he seemed impervious to its
moral usefulness. I suspect, however, that the arts work their wonders more fre-
quently than they do not—particularly if introduced into the lives of the young
before their personalities have hardened in undesirable ways. This would be a
good issue for empirical investigation.
At the mention of young people, it occurs to me that parenting surely also
plays an important role in developing humility in the next generation. Although
a good parent will want children to have self-respect, a child’s development of
an absurdly high sense of entitlement is not desirable. Some schools and teach-
ers still place such a strong emphasis on building self-esteem through praise
and rewards for almost everything that there is a danger, exemplified alas in
many of my college students, of a kind of self-esteem that is indistinguishable
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from arrogance—arrogance that makes them resent any grade lower than an
A or even any criticism of their work.
A Summing Up
I have tried to make a brief start toward an understanding of the role that
the virtue of humility (as I have analyzed it) plays in morality. I have explored
obstacles to that virtue in terms of the dear self’s failures of attention; its
self-deceptions concerning the limitations, shortcomings, and dependencies
(and even the latent cruelty) present in all human beings; and—perhaps most
important—its self-deceptions concerning the role that luck plays in the lives
of us all.
I have also attempted to sketch ways in which one might seek to attain or
expand humility in one’s own character: prayer, interactions with disadvantaged
people, and reading literature. Will all of these work for everyone? Of course
not, since the dear self will constantly be at war with them and its power will
vary from person to person, with no person entirely escaping its influence. So
humility will be a matter of degree, with some more fully (but never perfectly)
realizing the virtue than others.
Let me emphasize one additional point: I do not regard the virtue of humility
as incompatible with having pride in one’s accomplishments or in thinking that
negative moral judgments and sometimes even punishments are appropriate
for deserving others. It is rather that human beings very often take excessive
credit for and pride in what they do and very often make overly harsh judgments
of others’ wrongdoings and the level of punishment or other forms of suffering
they may deserve for those wrongdoings. I thus see the virtue of humility mainly
as a corrective for some very common and dangerous human vices.
While we are sometimes guided by the notion that it would be the best of
worlds in which morality were universally respected and all men were of a
disposition to affirm it, we have in fact deep and persistent reasons to be
grateful that it is not the world we have.
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