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COMPARISON OF RECENT NEW ZEALAND AND UNITED STATES SEISMIC


DESIGN PROVISIONS FOR REINFORCED CONCRETE BEAM-COLUMN JOINTS
AND TEST RESULTS FROM FOUR UNITS DESIGNED ACCORDING TO THE
NEW ZEALAND CODE

R. Park* and J.R. Milburn**

This paper will be presented at the Third South Pacific


Regional Conference on Earthquake Engineering, Wellington, May 19 83.

SYNOPSIS
A comparison is made of the seismic design provisions for
reinforced concrete beam-column joints required by the new New
Zealand concrete design code NZS 3101 and recently proposed United
States procedures. Large differences are shown to exist between
these new provisions of the two countries. Results are reported
of cyclic load tests which were conducted according to the require-
ments of the new NZS 3101. The test results showed that location
of plastic hinges in beams away from the column faces may be of
considerable advantage in the design of joints, when member sizes are
small and joint shears are high, due to less congestion of rein-
forcement and better anchorage conditions.

INTRODUCTION: COMPARISON OF RECENT NEW ZEALAND AND


UNITED STATES SEISMIC DESIGN PROVISIONS
The procedures for the seismic design FOR REINFORCED CONCRETE BEAM-COLUMN JOINTS:
of reinforced concrete beam-column joints
given in the new New Zealand concrete The new New Zealand code NZS 3101 (1)
design code NZS 3101 (1) are based on a contains detailed provisions for the seismic
considerable amount of test evidence accumu- design of reinforced concrete beam-column
lated through the years and on behavioural joints. Currently in the United States
models for joint core shear resistance drafts are available of proposed revisions
based on those test results. A summary to the existing Appendix A of ACI 318-77(5)
of tests conducted in New Zealand on which give special provisions for seismic
reinforced concrete beam-column joints design. Also, ASCE-ACI Committee 352
is given elsewhere(2) . The mechanisms on Joints and Connections in Monolithic
of joint core shear resistance on which Concrete Structures, which published its
the code equations are based are also last report in 1976(6) , is currently
described elsewhere(1,2,3,4). It is revising its recommendations(7). These
of interest that current proposals for two proposed United States procedures
the revision of codes in the United States are similar in approach and the proposed
show that a greatly different approach ASCE-ACI Committee 352 approach is
to the seismic design of beam-column compared in detail with the New Zealand
joints is being adopted in that country. approach below.
The United States approach leads to less
transverse reinforcement in the joint Approach of New Zealand Code NZS 3101(1)
core in some cases and to more in other
cases. The differences between the (i) Design Assumptions
New Zealand and United States approaches
are of interest, particularly since The NZS 3101 code provisions are
difficulties are often experienced in intended to ensure that joints are
placing the amount of shear reinforcement designed in such a way that when inelastic
required by codes in joint cores. lateral displacements occur in ductile
frames the required energy dissipation
This paper first sets out a comparison occurs in the potential plastic hinge
between the New Zealand and the recently regions of the adj acent members and not
proposed United States approaches for the in the joint core regions. Accordingly,
design of reinforced concrete beam-column the joint core should be designed to
joints. The results of some recent resist the forces arising when the
tests conducted at the University of overstrength of the framing members is
Canterbury on four reinforced concrete developed. That is, the stresses in
beam-column joints are then described. the flexural steel at the plastic hinges
The four test specimens were designed are assumed to be 1.25 times the specified
to illustrate various design approaches yield strength in the case of Grade 2 75
permitted by NZS 3101, including the steel, or 1.4 times the specified yield
concept of locating the plastic hinge strength in the case of Grade 380 steel.
away from the joint core, and to examine The design horizontal shear force V
possible conservatism in the New Zealand and the design vertical shear force ~*
approach. ^ , V. are found by rational analysis
3Y
* Department of Civil Engineering, taking into account the effect of all the
University of Canterbury, Christchurch forces acting on the joint. When beams
** Holmes, Wood, Poole & Johnstone, frame into the joint in two directions,
Consulting Engineers, Christchurch these forces need onlv be considered in
B U L L E T I N OF THE NEW Z E A L A N D N A T I O N A L SOCIETY FOR E A R T H Q U A K E E N G I N E E R I N G , V O L . 16, NO. 1 , MARCH 1983
4

each principal direction independently. where the flexural steel is anchored


outside the column core in a beam
In determining the shear strength of stub, the value of may be
the joint core the strength reduction factor increased to ch
0 is taken as unity. The shear applied
to the joint core is assumed to be CP
3 e
carried by a mechanism consisting of a
concrete diagonal compression strut and
7
ch = °" iT j h o74A~T r) (5)
5 v ( 1 +

a mechanism consisting of truss action s g c


from a concrete diagonal compression where A
s / A
s should not be taken larger
field and the shear reinforcement. The
first mechanism is commonly referred to than 1.0. When the axial column load
as the "shear carried by the concrete" results in tensile stresses over the
and the second as the "shear carried by gross concrete area exceeding 0.2f',
the shear reinforcement". Shear rein- V ch 0. For axial tension between
forcement is detailed to carry the design these limits V" may be obtained by ch

shear forces in excess of those carried


by the concrete. linear interpolation between zero and
the value given by Eq. 5 when P is g

In order to prevent the concrete taken as zero.


diagonal compression strut from crushing,
the nominal horizontal shear stress (c) For external joints without beam
v..^ in either principal direction is stubs at the far face of column,
limited to 1 . 5 / f J MPa, where Eq. 5 may be used when multiplied
by the factor

3h (A. provided)
jh = h (1) c 3v
(5a)
v
b j c
4 h ( A j required)
b v

The effective joint width,


which should not be taken as greater than
defined as 1.0. Use of this factor requires that
a) when b > b the beam bars be anchored using a 90°
c w standard hook in the joint core in
accordance with the relevant code section.
either b. = b or b. = b + 0.5h ,
3 c 3 w c'
(d) When the ratio h /h, is greater
whichever is smaller. c D
than or equal to 2.0, V , need
ch
b) when b < b not be taken as less than
c w
either b.= b or b. = b + 0. 5h , V ch 0.2b.h /f' (6)
3 w 3 c c' j c c
whichever is the smaller.
(iii) Vertical Joint Shear
(ii) Horizontal Joint Shear
The total area of vertical shear
The total area of horizontal shear reinforcement, normally in the form of
reinforcement placed between the outermost intermediate column bars on the side
layers of top and bottom beam reinforce- faces of the column crossing the critical
ment is required to be not less than corner to corner diagonal tension crack,
should not be less than
A
jh = sh yh
V / f
«> 2

A. V /f (7)
where the horizontal design shear force sv' y
3V
to be resisted by this shear reinforce-
ment is given by where the vertical design shear force
to be resisted by this shear reinforcement
V , = V. - V . (3) is
sh 3h ch u v
'
V = V. - V (8)
sv jv cv
In Eq. 3, ch should be taken as
zero unless one of the following situations In Eq. 8, V is given by
applies:
(9)
V +

(a) When the minimum average compressive sc g c


stress on the gross concrete area of
the column above the joint exceeds except where axial load results in tensile
0.1 f'/C stresses over the column section. When
P is tensile, value of V is interpolated
e cv
linearly between the value given by Eq. 9
=- /CTP f^
1
when P is taken as zero and zero when the
ch (b.h ) c (4) e
A„ 10 axial tensile stress over the gross concrete
area is 0.2f . 1

(b) When the design is such that plastic c


hinging occurs in the beam at a However, if plastic hinges are
distance away from the column face expected to form in the column above or
not less than the beam depth nor below the joint core, but not when elastic
500 mm, or for external joints behaviour is assured in the column or
5

column stub on the opposite side of the Column bars:


-joint, V should be taken as zero for
cv
any axial load on the column. When columns are intended to develop
plastic hinges:
The spacing of vertical shear rein-
forcement in each plane of any beam d
b - fc/
h 20 w h e n
f = 275 MPa, or
framing into the joint should not exceed
y

200 mm and in no case should there be d,b <— h,b /2 5 when f = 3 80 MPa.
less than one intermediate bar in each y
side of the column in that plane. When columns are not intended to develop
plastic hinges:
(iv) Confinement
d
b 1 h /15 when
b f y = 275 MPa, or
The horizontal transverse confinement
reinforcement in the joint core should d,D <— h£>/20 when
u fy = 380 MPa.
not be less than that required in the
potential plastic hinge regions in the (vi) Bar Anchorage at Exterior Joints
adj acent columns. Thus for columns
with hoops and supplementary cross ties The basic development length of a
the total area of transverse steel in deformed bar in tension terminating with
each of the principal directions of the a standard 90° hook is
cross section should be at least equal
to 66d, f
b _y_ (14)
*hb 275
A s h « 0.3s h«
h -2-1
c Yh

Where the bar diameter is 32 mm or smaller


0.5 + 1.25 (10) with side cover not less than 60 mm and
cover on tail extension not less than
40 mm, the value may be reduced to 0.11
or where the concrete is suitably
but not less than confined the value may be reduced to 0.81
hb*
f'
A = 0.12s, h" ~ 0.5 + 1.25 0f A The basic development length for a
sh n f
deformed bar in compression is
yh eg

(11) *db =
°- 2 4 d
b y f / / F
i ( 1 5 )

However if the joint has beams fram- but not less than 0.044d f . b y (15a)
ing into all four column faces and is
designed using the conditions applicable Where the concrete is suitably confined
for Eq. 5, the transverse reinforcement the value may be reduced to 0. 7 5 £ ,. .
in the joint core may be reduced to one-half
of that required by Eqs 10 and 11. db
The anchorage is considered to
s

In no case shall the spacing of commence within the column at distance


0.5h or 10d, from the column face,
transverse reinforcement in the joint c D
core exceed 10 times the diameter of whichever is less, except that when
the longitudinal column bar or 200 mm, the plastic hinge is located away from
whichever is less. the column face anchorage may be
considered to commence at the column face.
(v) Bar Anchorage in Interior Joints
Draft Approach of ASCE-ACI Committee 352 (7)
To keep bond stresses to an acceptable
level, the diameters of longitudinal (i) Design Assumptions
bars "b passing through a joint core
The draft revisions of ASCE-ACI
are limited as follows: Committee 352(7) have adopted a fundamentally
different approach to the whole problem
Beam bars: of joint shear, which is also similar
in principle to that proposed in the draft
When plastic hinging can occur adjacent Appendix A of the 19 83 revision of the
to the column face: building code of the American Concrete
Institute, ACI 318. In the existing
d b <_ h /25 when
c f = 275 MPa, or ACI and ASCE recommendations (5,6)
the approach was similar, although more
d b <_ h /35 when
c f = 380 MPa. simplistic, to that used in New Zealand.
The draft ASCE-ACI Committee 352 proposals
When plastic hinging is located at are reviewed below.
a distance from the column face of at
least the beam depth or 500 mm, whichever Provisions are given for two types
is less: of joints, essentially differentiating
between joints expected to be subjected
dD <— h c /20 when
u fy = 275 MPa, or to cyclic inelastic deformations (Type 2)
and those not (Type 1 ) . The requirements
d.b —
< h c/25 when fy - 380 MPa. for Type 2 joints only will be reviewed.
Only horizontal joint shear is considered
in the approach.
6

(ii) Horizontal Joint Shear of the minimum column dimension, 6 times


the diameter of the longitudinal bar or
The forces in the reinforcing bars of 200 mm, but need not be less than 150 mm.
the beams acting at the joint core bound-
aries are determined assuming that the The centre-to-centre spacing between
steel stress is 25% greater than the adjacent longitudinal column bars should
specified yield strength, regardless of not exceed the larger of 200 mm or one-
the grade of steel. For joints with beams third of the column cross section dimension
framing in from two perpendicular directions in that direction.
the horizontal shear in the joint is
checked independently in each direction. (v) Bar Anchorage
The design horizontal shear force, ,
is computed for the horizontal plane The diameter of all straight bars
at midheight of the joint by considering passing through joints should be selected
the shear forces on the boundaries of the such that for beam bars d <_ h /24,
fe c

free body of the joint and the normal


tension and compression forces in the and for column bars d^<h^/24.
members framing into the joint.
The development length of a bar
The calculated value of should terminating with a standard 90° hook is
satisfy given by
0.21f d //f^ (19)
Vu < (16) Mh y b

— <j'>Y /Fb
r
c c hc
but not less than 8d. or 150 mm, which-
where <f> is the strength reduction b
factor for shear taken as 0.85, and b ever is greater. Bar diameters should
and h are the gross width and c
not exceed 35 mm and hooks should be
c
thickness of the column, respectively. situated in the column core located as
far from the critical section as possible.
However, the value for b in Eq. 16 If the confinement steel spacing does
c not exceed 3db' *dh may be reduced by
should not be taken as greater than 20%. The anchorage is considered to
twice the width of the beam framing into commence at the edge of the concrete core.
the joint. The value for f'
used in Eq. 16 should not be taken as Comparison of the NZS 3101 and the Draft
larger than 34 MPa. The value of y ASCE-ACI Committee 352 Approaches
depends on the joint configuration and
is 1.33 for an interior joint, 1.00 The main differences I
for an exterior joint, and 0.67 for other
joints. To be classified as an There are large differences in the
interior joint, members must frame into approaches to joint core shear design
all four sides of the joint and cover at adopted in NZS 3101 and in the draft
least three-quarters of the width and ASCE-ACI Committee 3 52 procedures.
depth of the joint face. To be classified
as an exterior joint, members must frame
into three sides of the joint and the The NZS 3101 requirements are based
width and total depth of the beams on on a rational model for the mechanisms
opposite faces of the joint must not of shear resistance of the joint core,
vary by more than 25%. namely a mechanism consisting of a concrete
diagonal strut and a mechanism consisting
(iii) Vertical Joint Shear of truss action of a concrete diagonal
compression field and shear reinforcement.
No calculation procedure is Account is taken of the reduced capacity
recommended to check resistance for of the diagonal compression strut mech-
vertical joint shear forces. anism, particularly in interior joints,
when plastic hinging forms adjacent to
(iv) Confinement the core faces and results in full depth
flexural cracking there during reversed
Where rectangular hoop and cross tie loading. Increased concrete shear
transverse reinforcement is used, the capacity and less severe bond and anchorage
total area of a single or overlapping criteria are permitted if plastic hinging
hoops, or hoops with cross ties of the is forced to occur away from the joint
same size, in each direction should be core faces. Both horizontal and vertical
at least equal to shear reinforcement are designed to carry
that shear in excess of the concrete
s, h"f' A capacity.
= 0.3 -5 £ (17)
A
S h f
yh A The draft ASCE-ACI Committee 352
c approach assumes that providing the design
but not less than horizontal shear force on the joint core
does not exceed a quantity
A = 0.09
S
h " c
h £

(18)
sh
yh <by/lH~h h , the amount of transverse
f
c c c
For interior joints, the required reinforcement required for column
transverse steel can be one-half of that confinement, reduced by one half in those
required by Eqs. 17 and 18. The hoop cases where the joint is adequately
spacing s^ should not exceed one quarter confined by structural members on all
four faces, will also be adequate for
7

shear resistance in the joint core. That If P /f"A = 0.1, from Eq. 4 V . = 0
is, once the size and spacing of transverse e c g ch
reinforcement in the potential plastic Design joint horizontal shear force,
hinge regions in the ends of the column from Eqs. 2, 3 and 4 and assuming
have been established, that quantity that
or one half is continued through the
joint core. This approach has been A , h. /s, ,
adopted evidently because Meinheit and sh b' h'
Jirsa (8) have concluded that shear
strength of joint cores was not as V A f. A , f , h, /s,
sh jh yh sh yh b h /

sensitive to joint core shear reinforcement


as is implied in the earlier report by If A ,f , /s, from Eq. i is
ASCE-ACI Committee 352(6). sh yh/ h
substituted
In the view of the authors, this
ASCE-ACI Committee 352 approach is V jh (0.0405b f*)n
largely empirical and is too simplistic. c c b K

It does not apply to the design of


joints with unusual configurations, (0.0405/^ r^) /Fb h
c n
it makes little distinction between c c c c
interior and exterior joints, and it
does not allow for the difference in Say f' = 25 MPa and h./h = 1,
c 2
b e
performance of joints with plastic then V 0.203/f b h !

hinges adjacent to or removed from the c c c j h

joint core. When compared with the


NZS3101 approach it is conservative in But from Eq. ii, draft ASCE-ACI
some cases and unconservative in others. approach would allow

The lack of a calculation procedure V 1.13/FMD h , which is 5.6 times


jh c c c
for vertical joint steel in the draft the V., allowed by NZS 3101.
ASCE-ACI Committee 352 approach may well
be offset by the requirement that at (b) For plastic hinge forming away from
least an eight bar column be used. the joint core:
However, the amount of vertical shear
reinforcing required may be greater than If P /f'A 0.1, A^ = A and
that provided to satisfy column flexural e c g g

demand.
C. 0.5, from Eq. 5
3
The anchorage requirements of the
draft ASCE-ACI Committee 352 approach V
ch = ° - 5 V
j h ( 1 +
°' 0?4°' '
5 1
= ° - " 6 V j h

are considerably less severe for bars


passing through joints than those of
NZS 3101. For the case of exterior Design horizontal shear force, from
joints, anchorage is considered to Eqs. 2, 3 and 5 and assuming that
commence at the surface of the concrete
core. That is, loss of bond in the A., = A ,h, /s.
jh sh W h
cover concrete only is assumed.
V . . = 0.563V., + V .
Examples of Comparisons of Joint }h jh sh
Shear Reinforcement
••• jh = - sh
V 2 29V 2
- 2 9 A
sh yhV h
f s

(1) Comparison of an interior joint with


beams on all four faces, from Eq. i is substituted
Draft ASCE-ACI Approach
I f A
sh yh h
f /S

For a large column, if h =* 0 . 9 b ,IT


c V.. = 2.29 x 0.0405f'h.b
from Eq. 18 ]h c b c
s 0.9b f
A . = 0.5 x 0.09 --£ C
.0927/fJ ^ ) / f ^ b h
sh f,
( 0 c c

yh c
Say f' 25 MPa and h./h = 1, then
.*. A , f ,/s, = 0.0405b f f
b c
V., = 0.463/f b h T

sh yh h c c (I)
jh c c c
Also from Eq. 16, the shear strength
of the joint core is But from Eq. ii, draft ASCE-ACI
approach would allow V., = l.lS/f^b h
V = 0.85 x 1.33/f b h T
jh c c c
allowed
u c c c
which is 2.4 times the V jh
= 1.13/Fb h /' '\ by NZS 3101.
C C C (ll) Note: For higher axial load levels
That is, the amount of joint shear than 0.1 f A , more shear will be 1

reinforcement given by Eq. i should carried b y the concrete in the c g

satisfy the horizontal joint shear NZS 3101 approach than in the above
force imposed in Eq. ii. example and the difference between
the two approaches would be reduced.
NZS 3101 Approach
(2) Comparison of a corner joint.
(a) For plastic hinge forming adjacent
to joint core: Draft ASCE-ACI Approach
8

sh yh n
A f 0.081b f' (i.e. twice that for
/ S
under simulated seismic loading to compare
c c
the interior joint) the performance resulting from the different
design approaches.
V = 0.85 x 0.67/f'b h = 0.57 /f »b h
u c c c c c c The overall dimensions of the units are
shown in Fig. 1. The size of the cross
NZS 3101 Approach sections may be taken as being represent-
ative of about h to *|- of that of full scale
(a) For plastic hinges forming adjacent
to joint core without a beam stub. members of a multistorey building frame.
The units can be regarded as being that
If P /f'A o.i, A; part of the joint regions of a plane frame
e c g between the midspan of the beams and the
C. = 0.5 h = h, , midheight of the columns. The columns
3
f
c b of the units were designed to be stronger
and A. provided = A. required, than the beams so that during severe
jv jv ' n

seismic type loading the plastic hinges


from Eqs. 5 and 5a $ occurred in the beams. The plastic hinges
0.5 x 0.1 in the beams were designed to occur either
V ch 0.5V., 1 + 422V., at the column faces (conventional design)
0.4 h 3
or away from the column faces (relocated
plastic hinge design), as illustrated in
V . = 0. 578V., Fig. 2.
sh V
jh ch jh

1.73V , = 1.73(0.081b f ) h, The units were loaded as shown in


'jh sh c c b Fig. 2 by axial loads P at the ends
of the columns and by vertical loads V
(0.140/1^ b n
SfTh h at the ends of the beams while the ends
c h— c~ ~
c c of the columns were held in a vertical line
Say f • 25 MPa and h^/h 1, by the loads V on the beams the effects
b c of earthquake loading was simulated.
then V . 0.70/Fb h The load reversals were applied slowly.
h
c c c The axial column load was held constant
at O.lf'A during the tests,
But draft ASCE-ACI approach would eg
allow v . . = 0.57 /fTb h , Material Properties
jh c c c r

which is 0.81 times the V.. allowed The concrete was from Ordinary
by NZS 3101. j n

Portland cement and graded aggregate


with a maximum aggregate size of 20 mm.
(b) For plastic hinges forming away from The concrete properties are shown in
the joint core. Table 1. The test units were cast in
the horizontal plane and damp cured for
If P /f'A = 0.1, A" A ,c. 0.5, a week after casting. The steel reinforce-
e c g s
s 3 ment had the measured yield and ultimate
and h = h, , from Eq. 5 strengths shown in Table 2 and the stress-
c b ^
strain curves shown in Fig. 3 measured
V
ch = ^ h * 1 +
-' 0?4 ' 5 Q 1 )
- 0.563V jh
over a 51 mm gauge length. All reinforcing
steel was of Grade 2 75, except for the
= 2.29V^ = (0.185/f« gS- ) longitudinal column steel which was of
jh sh Grade 3 80.
/f^b h
c c c Table 1 : Properties of Concrete
Say f' 25 MPa and h, /h 1.0,
D C
then V., = 0.92 7 / F b h r Unit 1 2 3 4
jh c c c

But draft ASCE-ACT approach would Slump, mm 100 80 90 90


allow V.. = 0.57 /Fb h , Age at Test,
jh c c c ' days 69 49 42 38
which is 0.62 of the V^^ allowed f' at Test, MPa 41.3 46.9 38.2 38.9
jh
by NZS 3101.
Note: Again for higher axial load
levels than O.lf'A , more shear
would be carried b y the concrete 0 g

in the NZS 3101 approach.

TEST PROGRAMME:

Details of the Beam-Column Joint Units

Four reinforced concrete beam-column


joint units were tested. Two were
interior joints (Units 1 and 2) and two
were exterior joints (Units 3 and 4 ) .
The units were designed according to the
seismic provisions of NZS 3101 (1) to
illustrate possible approaches permitted
by that code. The units were tested
9

COLUMN

UNITS 1&2
Loading of Units 1 and 2

^ 4 5 7

, 229

2667 160 SECTION B-B


-I

UNIT 3

V
t
1
L o a d i n g of Units 3 and U

Bending
2667 SECTION A-A
Moment
UNIT 4
All dimensions in milti metres. Diagram
500mm for Beam
Fig. 1 Dimensions of the Test Units
Conventional Design
Reinforcement is provided so
that r e q u i r e d M is a c h i e v e d
u

w i t h c r i t i c a l plastic h i n g e
00 s e c t i o n at A.
00
:40(H Relocated Plastic Hinge D e s i g n :
Reinforcement is p r o v i d e d so
that r e q u i r e d M is a c h i e v e d
u
30CH
D16(Grade 275)
x
w i t h c r i t i c a l plastic hinge
D20(Grade 275)
R12 (Grade 275)
S s e c t i o n at B and so t h a t
20CH yielding at A c a n n o t o c c u r
u n l e s s the moment at B
reaches i t s overstrength value.
100H

Fig, 2 Loading of Test Units


and Concepts for the
001 0 0 2
STRAIN 0 0 3 Location of Plastic
Hinges in Beams
Fig. 3 Reinforcing Steel Measured
Stress-Strain Curves
10

Table 2 :
Grade of Bar Grade 2 75 Grade 380
Properties of
Steel Bar designation RIO R12 R16 D16 D20 D24 D20 D2 4
Reinforcement Measured f^ (or
f , ) MPa 321 286 320 315 307 303 485 473
yh
Measured f , MPa 437 414 468 463 458 453 784 767
u

Design Features of the Test Units shown in Fig, 6.


The design features of the four beam- Unit 4 was an exterior beam-column joint
column joints are summarized below. with the plastic hinge region in the
beam designed to be located away from the
Unit 1 was an interior beam-column column face (relocated plastic hinge
joint with the plastic hinge regions in design). This was achieved using the
the beams designed to be located adjacent reinforcing details shown in Fig. 7.
to the column faces (conventional design). The ratios of longitudinal steel for the
The ratios of longitudinal steel for the beams at the critical section 500 mm from
beams were p = p = 1.75% , and this
1
the column face were p = p = 2.6 8%. 1

relatively high steel content led to The design was such that yielding of the
considerable congestion of shear beam flexural reinforcement at the column
reinforcement in the joint core, as face was not expected unless a moment of
shown in Fig. 4. 1.20 times the theoretical flexural strength
based on the measured f and f values 1

Unit 2 was an interior beam-column joint y c


with the plastic hinge regions in the was reached at the critical section 500 mm
beams designed to be located away from from the column face. Units 3 and 4 can
the column faces (relocated plastic hinge be regarded as alternative solutions to
design). This was achieved by the beam the same design problem. However unit 4
reinforcing details shown in Fig. 5, was stronger due to the greater areas of
which has two main advantages: less longitudinal steel provided.
shear reinforcement is required in the
joint core, and larger diameter beam Theoretical Strengths of Units
bars are allowed. This improved design
situation is because the joint core and In all strength calculations the
nearby beam regions are considered to strength reduction factor <J> was taken as
remain in the elastic range during loading. unity.
Therefore, the joint shear carried by
the concrete diagonal compression strut is At the applied axial load of O.lf'A ,
not considered to degrade during cyclic eg
loading, and a longer length of beam bar the ratio of the theoretical flexural
is present between the positive and negat- strength of the columns to that of the
ive moment plastic hinge regions so that beams calculated using the measured material
bond in the joint is not so critical. strengths were 1.55 and 1.64 for units 1
The beams of Unit 2 had approximately and 2, respectively. For units 3 and 4
the same strength for end load as those at an axial load of O.lf'A the ratio
of unit 1, and hence the design joint of the sum of the column tKeoretical c

core shear forces were similar for the flexural strengths above and below
two units. The ratios of longitudinal the joint to the beam theoretical flexural
steel for the beams at the critical sections strength calculated using the measured
500 mm from the column faces were p = p =
1
material strengths were 1.78 and 1.75,
1.32% and at the column face were p - p ' = respectively. The relatively high
2.04%. The design was such that yielding flexural strengths of the columns was
of the beam flexural reinforcement at the partly due to the high measured yield
column faces was not expected unless a strength of the Grade 380 steel in the
moment of 1.16 times the theoretical columns.
flexural strength, based on the measured
The required shear strength of the
f and f' values, was reached at the joint cores, V . - ^ and V \ , required, tj

y c
calculated from the forces acting on the
critical sections 500 mm from the joint, are shown in Table 3 for units
column face. Units 1 and 2 can be
regarded as alternative solutions to the 1, 2, 3 and 4 and also for a unit SI of a
same design problem. previous test ( 9 ) . The ratios of
V
jh ^c //y a r e
i the table,
a l s o s n o w n n

Unit 3 was an exterior beam-column joint


with the plastic hinge region in the and these values do not exceed 1.5, as
beam designed to be located adjacent to is required by the code. The table also
the column face (conventional design) shows the components of shear carried by
and with the beam bars anchored in a the concrete, V , and V"cv provided,
ch
beam stub at the far face of the column. and hence the shear required to be carried
The ratios of longitudinal steel for the by the shear reinforcement V . and V.
beam were p = p = 1.90%.
f
The beam
2
sh jv
stub was necessary because bar anchorage required. That component can be compared
was considered to commence at the mid-depth with the shear strength provided by the
of the column and the column section was shear reinforcement actually present, V_
not large enough to allow anchorage within and V provided. It is evident that sh
the column. The reinforcing details are in all cases, except in the previous unit SI,
11

11-R10 Stirrups (4 legs) Q Q 5-R10


^ 89 crs = 890 178 9-R10® 178 crs = 1424 3 9
€> 89crs

2667 330

/16-D16x
1 /•
if)
rsi o
CO R10
1 stirrups
.1. -1
161 161
R10 ties
SECTION 1 SECTION 2
44 3'a) 51
SECTION 3
Notes > (All units) 229
( 1} Unit is symmetrical about centrelines SECTION 4
(2) Cover = 30mm to all main bars UNIT 1

Fig. 4 Reinforcing Details for Unit 1

v
Ft 1 2 5
! 1 2 5
! 11-R1Q ® 89 crs 1178 | 7-R10 'a) 178 crs h00 4~V0
(4 legs)
J3l

500

f | ^ ^ / 1 2 - D 2 0 bars
Note
UNIT 2 /R10 stirrups Column as for Unit 1
(4 legs on first
11 sets)
iky

SECTION 1

Fig* 5 Reinforcing Details for Unit 2


12

the joint core shear.code requirements


were satisfied.
The ratio of beam bar diameter to
column depth was 1/25.4 for unit 1 and
1/20.3 for unit 2, both of which were
very close to the maximum values permitted
by the code. Anchorage of other bars
met the code requirements.

Table 3 : Components of Joint Core Shear Resistance


According to NZS 3101, kN

For Horizontal Shear Forces For Vertical Shear Forces


UNIT
V, V. V V V
ch
V
sh V
sh cv sv sv
req' d 7ft prov d req d
1 1
prov d
1
req d
1
prov'd req' d prov d1

1 980 1.23 0 980 1030 1103 772 331 428


2 974 1.15 609 365 388 1096 767 329 428
3 545 0-64 341 204 202 614 430 184 304
4 597 0.77 373 224 252 672 470 202 304
SI 966 1.34 178 788 614 1088 910 178 259

Notes: i) req'd is calculated using a longitudinal beam bar stress of


1.25 times the specified yield stress.

ii) V., . h / h
jh b c
iii) v., = V., /b .h
jh jh j c
iv) V , and V prov'd are calculated using the measured f.
sh sv ^ yh

Test Procedure would not alter the strain reading.


Curvatures of the beam in the potential
The beam-column units were subjected plastic hinge regions were measured using
to several slow load reversals simulating dial gauges attached to steel holding
very severe earthquake loading. The frames which in turn were attached to
first loading cycle was in the elastic horizontal steel bars which passed through
range, and this was followed by a series the concrete core just inside the longitudinal
of deflection controlled cycles in the steel. The shear distortion of the joint
inelastic range comprising two full cycles core was found from dial gauge readings
to each of the displacement ductility made in the direction of the joint core
factors of 2, 4, 6 and sometimes higher, diagonals. The dial gauges for the shear
as illustrated in Fig. 8. The "first distortion readings were attached to
yield" displacement at the end of the the ends of horizontal steel bars which
beam was found by loading to 3/4 of the passed through the joint core just inside
flexural strength of the beam, as calculated the intersecting beam and column longitudinal
on the basis of the measured material bars. Deflections of the units were
strengths, and multiplying that deflection measured using dial gauges.
by 4/3. That deflection can be considered
as the deflection at ultimate load taking The column ends were grouted into
into account cracking and only elastic steel caps and the column loads were applied
behaviour. through steel pins which allowed free
rotation during the testing. The beam
Longitudinal strains, in the beam loads were also applied through steel
steel were measured using a Demec pins which allowed free rotation at the
(demountable mechanical) strain gauge with load points.
a 102 mm gauge length. The Demec points
were attached to the ends of steel studs General Behaviour of Test Units and
which had been welded to the longitudinal Definition of "Adequate Ductility"
steel and which projected sideways
through holes in the cover concrete. Figs. 9, 10, 11, 12 and 13 show for
Strains on the transverse steel hoops in the four test units the measured beam end
the joint core were measured using load versus beam end deflection curves,
electrical resistance strain gauges which the measured strains in the bottom bars
were positioned on the steel in the of the beams, the measured strains in the
direction of the horizontal shear so that joint core hoops, and photographs illustrat-
any bending of the hoop bar due to the ing damage during testing. The percentage
tendency of the concrete to bulge outwards of the measured overall deflection caused
R10

o R10
E i-stirrups
4 (4tegson first
11 sets.)

30 8-D24 bars
cover
160 Note :-
UNIT 3 Beam and Column
transverse steel
R10 as for Unit 1

stirrups

2-HD204-HD16
bars bars

Fig. 6 Reinforcing Details for Unit 3

300

8-D2£ b a r s 4-D24 b a r s

WW

4-D20 bars 4-D20


UNIT 4 bars
SECTION 1 OUTER SPAN

Note - Column as for Unit 3


Beam transverse steel as for Unit 2

Fig, 7 Reinforcing Details for Unit 4

LOAD RUN NUMBER

16 18

Fig. 8 Imposed Displacement Ductility Factors During Loading Runs


14

by shear deformation of the joint core, Unit 1 Results


and the percentage of the horizontal shear
in the joint core resisted by the hoops, Fig. 9a shows that the theoretical
are shown in Table 4. The contribution strength of the unit was approached but not
to the overall deflection from joint exceeded during the test. Nevertheless, at
core deformation was calculated from the maximum deflection during the first
the diagonal displacements measured on cycle to y = 6, the load carried was
the joint core. The horizontal shear 88% of the theoretical strength and hence
carried by the joint core hoops was the unit satisfied the NZS 4203 criterion
calculated from the strains measured on for adequate ductility. The pinching
those hoops, and the imposed horizontal of the load-deflection response was due
joint core shear was calculated from the to the change in stiffness caused by the
internal forces required to achieve the closure during the loading runs of open
measured beam end loads. cracks in the concrete "compression" zone
and in the joint core. The rounding of
It should be noted that the commentary the load-deflection response near peak
on the New Zealand loadings code (10) load was due to the Bauschinger effect
gives an approximate criterion for on the stress-strain curve of the longitudinal
"adequate ductility" to be met in the case steel. Strain hardening of the longitudinal
of reasonably regular symmetrical frames steel did occur, as is shown in Fig. 9b,
without sudden changes in storey stiffness. and resulted in steel stresses which would
The approximate criterion is that the have been at least 1.25 times the specified
building as a whole should be capable of yield strength.
deflecting laterally through at least
eight load reversals so that the total It was apparent that the shear strength
horizontal deflection at the top can of the joint core degraded during the •
reach at least four times that at first loading cycles and eventually the joint
yield without the horizontal load carrying core strength governed the strength of
capacity being reduced by more than 20%. the unit. Table 4 summarizes the
The horizontal deflection at the top at behaviour of the joint core in terms of
first yield can be taken as that at the components of deformation and shear
design seismic load calculated on the resistance. The increase in the deflection
assumption of elastic behaviour. The component from joint core deformation,
detailing procedures of the concrete design and the reduction in the joint core shear
code (1) are meant to assure that ductile carried by the concrete diagonal strut
structures are capable of meeting this mechanism, as the loading progressed,
criterion. are both evident. Despite the provision
of sufficient hoops in the joint core to
It is evident that the eight load resist the entire horizontal shear force,
reversals (that is, four load cycles) yielding eventually occurred in that
to a displacement ductility factor y transverse steel in the first load cycle
of 4 amounts to a cummulative y of to y = 6 (see Fig. 9c) and at the end
4x2x4=32. For the purpose of of the test the whole of the joint shear
assessing the results of the tests the was carried by the hoops as assumed in
criterion will be taken as requiring that the design (see Table 4 ) . Visible damage
the strength of the units should not to the joint during testing is shown in
decrease to less than 80% of the theoretical Fig. 13.
strength of the units during the two
load cycles to y = 2, the two load cycles It is of interest to note that
to y = 4 and the one load cycle to although the horizontal shear stress in
y = 6, which is a cummulative y of 36. the joint core was comfortably within the
The theoretical strength of the units maximum allowed by NZS 3101 (v. //T = 1.23< 1. 5)
l
r

will be defined as that strength calculated jh c


using the measured (actual) f and f 1
there was extreme congestion of joint core
y c shear reinforcement. Hence it is obviously
values and a strength reduction factor cj> better to use larger size member sections
of unity. The strength of units was to ease congestion of reinforcement in the
governed by the flexural strength of the joint core for this type of design with
beams and the theoretical strengths so beam plastic hinging adjacent to the column
defined are shown as dashed lines in Figs. faces.
9a, 10a, 11a and 12a.
Table 4 : Behaviour of Joint Cores of Test Units
Load Run No. a
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 •i—i

Displacement Ductility 3 3 2-2 2-2 4-4 4 -4 6-6 6-6 8-8 8-8 8-8 > -
Factor, y & -
4 4 to tr
> cu d)
Measured Percentage Unit 1 9 12 7 10 9 6 11 5 8 10 35 32 36 u in
of Total Deflection Unit 2 18 21 15 15 18 16 12 12 17 20 32 66 59 73 64 o -P
of Beam Ends clue to Unit 3 11 18 8 15 16 23 8 13 8 14 5 8 10 16 12 18 23 30 35 43 ro CD
Joint Core Shear Unit 4 9 6 9 6 10 8 7 7 10 10 11 21 35 51 70 cn
O
u
Deformation N <D
£ Oi

Measured Percentage Unit 1 17 38 35 58 57 65 67 75 80 76 93 73 100 100 100


of Horizontal Joint Unit 2 27 21 28 22 26 21 27 27 32 32 34 37 40 41 44 70 37
Core Shear Resisted Unit 3 1 3 10 17 22 21 25 31 29 36 31 33 33 29 31 35 34 35 35 37 37
by the Hoops, Unit 4 19 26 26 30 26 34 27 36 31 37 35 38 39 45 48 60 38
sh jh

"As shown on the beam end load-deflection curves in Figs. 9a, 10a, 11a and 12a.
80 -

150 200
DEFLECTION (mm)

Ff = 76.2

(a) Vertical Beam End Load Versus Beam End Displacement

(b) Strains in Beam Longitudinal Bottom Bars

i 1 1

LOAD RUN NQ -
©CD ® ® @ |,YIELD
I UNIT 11
^ r, YiEL

^ N N L Estimated

0 400 800 1200 1600 2000 0 400 800 1200 1600 2000
MiCROSTRAIN
(c) Strains in Joint Core Hoops

Fig. 9 Test Results from Unit 1


16

Unit 2 Results reduction in the quantities of joint core


reinforcing could be made, but it should
Fig. 10a shows that the theoretical be noted that the joint core hoops were
strength of the unit was exceeded during already less than the code minimum necessary
the test. In the first cycle to y = 6, for confining steel). The pinching of
the beam loads attained peaks which were the load-deflection loops was only
about 10% greater than the theoretical noticeable in the loading cycles to high
strengths, due to strain hardening of the ductility values.
steel raising the stress above the measured
yield stress (see Fig. 1 0 b ) . Hence the There was not a significant loss
NZS 4203 criteria for adequate ductility of shear stiffness or strength of the
was satisfied. Less pinching of the load- joint core during testing, despite the
deflection response occurred in this unit, yielding of the joint core hoops
mainly because of the better control of (see Fig. 11c) which commenced in the
shear cracking in the joint core. first cycle to y = 4 and the large
inelastic joint core hoop strains that
The joint core retained its shear occurred in the subsequent load cycles.
strength well, as is shown in Table 4. Table 4 shows that the deformation of the
The shear resistance assigned to the joint core accounted for not more than 16%
concrete diagonal compression strut of the unit deflection in the two load
mechanism in the design, 0.6 3 V w a s cycles to y = 6 and the percentage of
indeed being carried during the first joint core shear carried by hoops did
load cycle to y = 6. Yielding of not increase markedly during the cyclic
the joint hoops occurred during that loading. The shear resistance assigned
load cycle (see Fig. 1 0 c ) . to the concrete diagonal compression
strut mechanism in the design, 0.6 3V..^,
The strain distributions along the
longitudinal bars adjacent to the joint can be compared with measured value of
core shown in Fig. 10b are of interest. 0.6 7V_.^ carried by that mechanism during
Initially yielding of these beam bars the first load cycle to y = 6. Thus
occurred only in the vicinity of the yielding of hoops and full depth flexural
designed plastic hinge regions away cracking in the beams at the face of the
from the column face. During the loading column did not significantly reduce the
cycles to y = 2 strain hardening of diagonal compression strut mechanism for
steel commenced in those plastic hinge this exterior joint, whereas it caused a
regions. This strain hardening increased significant reduction in the case of the
with further load cycles and eventually interior joint of unit 1 (see Table 4 ) .
the beam flexural capacity at the critical The better performance of exterior joints
section 500 mm from the column face compared with interior joints is recognised
was greater than 1.16 times the value by NZS 3101 (1). It is considered to
based on the measured yield strength be due to the diagonal compression strut
and yield penetration had progressed being able to form between the anchorage
along the beam to the column face, bend in the beam tension bars and the
accompanied by a corresponding increase column ties placed close to but just
in beam curvature at the column face outside the joint core, even when full
(see Fig. 1 0 b ) . At the peak of the depth cracking occurs in the beam, as
second cycle to y = 4 it was considered postulated by Paulay and Scarpas (11).
that the joint core was no longer in the
elastic range. During the first cycle The strain distributions measured
to y = 6 the beam bars at the column along the beam longitudinal bars shown in
faces reached strains close to that Fig. lib indicate that yield of beam steel
associated with strain hardening. During penetrated well into the joint core.
the second cycle to y = 6 the joint The code requirement that the anchorage
core deformation had increased to the of those bars be considered to commence
point where the plastic rotations in the at the mid-depth of the column was reason-
beams were decreasing significantly, and able for this unit. No significant slip
the joint core strength was degrading of beam bars was observed to occur.
and governing the strength of the unit. Damage to the unit visible during testing
In the latter stages of testing some is illustrated in Fig. 13.
evidence of sliding shear deformation
was noticed at the designed critical
Unit 4 Results
section in the beams, but this was not
serious since at the theoretical strength
Fig. 11a shows that the theoretical
of the unit the nominal shear stress at
strength of the unit was exceeded during
the beam section was only 0 . 1 2 / F * MPa.
7

the test. During the first cycle to


Visible damage to the joint core during
y = 6 the beam ends sustained peak loads
testing is shown in Fig.'13.
which were about 18% greater than the
theoretical strengths based on the measured
Unit 3 Results yield strengths, because of strain hardening
of the steel. Hence the performance of
Fig. 11a shows that the theoretical the unit was again significantly better
strength of the unit was exceeded during than required by the NZS 420 3 criterion
the test. In the loading cycles to for adequate ductility. The pinching
y = 6 the beam loads attained peaks which of the load-deflection loops was limited.
were 15 to 20% greater than the theoretical
strengths, because of strain hardening The joint core retained its shear
of the steel. Hence the performance of strength well, as is indicated in Table 4.
the unit was significantly better than The shear resistance assigned to the
required by the NZS 4203 criterion for concrete diagonal compression strut
adequate ductility. (From this mechanism in the design, 0.62V.,, was
observation it could be considered that a
(a) Vertical Beam End Load Versus Beam End Displacement

(b) Strains in Beam Longitudinal Bottom Bars

POSITIVE DUCTILITY FACTORS

NEGATIVE DUCTILITY FACTORS

MICROSTRAIN MICROSTRAIN
LOAD RUNS 1 TO 8, JOINT ELASTIC LOAD RUNS 9 TO END, JOINT INELASTIC

(c) Strains in Joint Core Hoops

Fig. 10 Test Results from Unit 2


18

Fig. 1 1 Test Results from Unit 3


19

(b) Strains in Beam Longitudinal Bottom Bars

0 2000 4000 6000 8000 10000 0 2000 4000 6000 8000


MICROSTRAIN
(c) Strains in Joint Core Hoops

Fig. 12 Test Results from Unit 4


20

indeed carried during the first load cycle to the NZS 3101 approach, the quantity
to y = 6. Yielding of joint core hoops of joint core hoop steel required is
had commenced in the first cycle to y = 4 that necessary to carry the shear actually
(see Fig. 12c) but this did not cause present (Eqs. 2 to 5) but should not be
a marked decrease in the shear strength less than that required for confinement
or stiffness of the joint core, as is (Eqs. 10 and 11). The A /s, values
shown in Table 4. calculated for the four s
units
using these two approaches are shown in
The strains measured along the Table 5; also tabulated is the A ,/s,
longitudinal bars shown in Fig. 12b ' sh h /

indicated that initially the beam underwent actually provided for each unit. Note
plastic rotations in the designed plastic that the quantity actually provided in
hinge region, but in the later stages unit 3 satisfied the NZS 3101 requirement
of the test yielding of longitudinal for shear but was 76% of the NZS 3101
steel penetrated along the beam to the requirement for confinement. In all other
column face and into the joint core cases NZS 3101 was satisfied.
resulting in plastic rotation occurring
over a greater region. No slip of It is of interest to note that
beam bars was noticeable. This yield according to the draft ASCE-ACI approach
penetration occurred because strain the horizontal shear force on the joint
hardening of the beam reinforcing at the cores should not exceed the value given
design plastic hinge region 500 mm from by Eq. 16, namely V = 1.0 x 0.67/34 x 305 x
the face raised the flexural capacity there 406N = 484 kN for all units, whereas accord-
sufficiently to cause yielding in the ing to NZS 3101 the horizontal shear
beam at the column face as well. Sliding strength of the joint cores as reinforced
shear deformation was noticeable at the was 1030, 997, 543 and 625 kN for units 1,
designed critical section in the later 2, 3 and 4, respectively, assuming a
stages of testing, but this was not strength reduction factor of unity for both
serious since at the theoretical strength approaches. Thus the four test units
of the unit the nominal shear stress in reinforced according to NZS 3101 were able
the beam was only 0.15/F^ MPa. Damage to sustain much greater horizontal joint
core shears than permitted by the draft
to the unit visible during testing is ASCE-ACI recommendations. Note also
illustrated in Fig. 13. that units 1 and 2 contained more hoops
that required by the ASCE-ACI approach
Comparison of NZS 3101 and the Draft but units 3 and 4 contained less hoops than
ASCE-ACI Committee 3 52 Design Recommendations required by the ASCE-ACI approach.
for the Joint Cores of the Units
These considerable differences between
The measured percentage of the the two design approaches arise because
horizontal shear force in the joint core in the draft ASCE-ACI method no consideration
carried by the joint core hoops (V^/V..^) is given to the mechanisms of shear resist-
in the first loading cycle to y = 6 ance in the joint core. Thus the draft
shown in Table 1 compared very well with ASCE-ACI approach may be conservative in
the values of 100, 37, 37 and 38% some cases and unconservative in others,
recommended by NZS 3101 for units 1, 2, 3 depending on the particular joint conditions.
and 4, respectively, for the column axial
load level of O.lf'A applied in these Table 5 : Comparison of Quantity of Joint
eg Core Hoops Required for Shear and
tests. It is of interest also to recall Confinement by NZS 3101 and Draft
the result from the previously tested unit ASCE-ACI Committee 352 Recommend-
SI (9), which was an interior beam-column ations, and Quantity Actually
joint with a column axial load level of Provided, A . /s, mm /mm.
0.24f'A and with plastic hinging occurring sh h
in the beams at the column faces. As
Table 3 shows, unit SI had only 6 8% of the
horizontal joint core shear reinforcement Unit 1 2 3 4
required by NZS 3101. In that test the
beams did not reach their theoretical
flexural strength and shear failure occur- Draft ASCE-ACI Require-
red in the joint core which resulted in ments for Confinement
the strength of the unit falling to 61% and Shear 3.22 3.97 2. 84 2. 89
of the theoretical strength based on
beam moment capacity after two load
cycles to y = 2, two load cycles to NZS 3101 Requirements:
u = 4 and one load cycle to y = 6.
f
For Confinement 2.68 3. 31 2. 37 2.41
Hence the NZS 420 3 criterion for adequate For Shear 10.5 4.48 1. 83 2.4 8
ductility was not met by unit SI.

As discussed previously, the joint Actually Provided 11.0 4. 76 1. 80 2. 79


core shear requirements of NZS 3101 (1)
differ markedly from the recommendations
of the draft ASCE-ACI Committee 352 Notes: (i) All required A ^ / s ^ values are
report (7). According to the draft calculated using the measured
ASCE-ACI approach the quantity of hoop f and f 1
values.
steel required in the joint core for both y c
confinement and shear is given by the (ii) Horizontal shear strength of the
confinement equations (Eqs. 17 and 18) and joints according to the draft
the horizontal shear should not exceed ASCE-ACI requirement (Eq. 16)
a limiting value (Eq. 16). According was 4 84 kN for all units.
Taking <j>=l and^=0.67
Unit 1 After Second Load Cycle Unit 1 After First Load Cycle
to |i = 4 to ]i = 6

Fig. 13 Damage Visible During Testing of Units


22

Notes cont' d. . .
(iii) Horizontal shear strength according improved bond conditions meant that the
to the NZS 3101 requirements (Eqs. diameter of longitudinal beam bars could
2 to 5) for the joints as actually be 25% greater than in unit 6. Also,
reinforced were 1030, 99 7, 543 and because the joint core was considered to
625 kN for units 1, 2, 3 and 4, remain in the elastic range the concrete
respectively. diagonal compression strut mechanism could
be considered to carry significant shear
CONCLUSIONS: and only 37% of the horizontal shear in
the joint core needed to be allocated to
1. The recent draft recommendations for the hoops.
the design of reinforced concrete beam-
column joints of ASCE-ACI Committee 352 5. Unit 3 was an exterior beam-column
show large differences from the approach joint with the critical plastic hinge
used in NZS 3101. The NZS 3101 approach section in the beam designed to be located
for joint core shear strength is based at the column face and with the beam bars
on a rational model which sums the shear anchored in a beam stub at the far face
carried by the concrete diagonal compress- of the column. In exterior joints, even
ion strut and the shear carried by truss when plastic hinging occurs in the beam
action of the shear reinforcement. The at the column face, the concrete diagonal
draft ASCE-ACI approach assumes that compression strut mechanism can be
providing the horizontal shear stress in preserved quite well during cyclic loading,
the joint core does not exceed a limiting evidently because a steeper diagonal
value the amount of transverse steel strut can form between the bend in the
required for column confinement is beam tension steel at the far face of the
satisfactory, and vertical shear is column and the column ties at the near
considered by the requirement of at least face just outside the joint core. As
an eight bar column. In the opinion of a result, only 37% of the joint core
the authors, the design of joint core horizontal shear needed to be allocated
hoop reinforcement on the basis of the to the hoops. The penetration of steel
quantity of transverse steel required to yield along the beam bars into the joint
confine the ends of columns is ilJbgical core demonstrated that requiring the
and cannot produce any degree of accuracy anchorage to commence within the joint
because it does not take into account core as specified by NZS 3101 was
the possible varying conditions for shear reasonable. This anchorage requirement
in joint cores. This is especially had meant that to provide sufficient
the case when the wide range of joint anchorage length for the beam bars a
types and column axial loads used in stub was required at the far face of the
design in practice is considered. column because of the relatively small
Recognition of the different concrete column depth.
diagonal compression strut mechanisms
existing in interior and exterior joints 6. Unit 4 was an exterior beam-column
also appears necessary. joint with the critical plastic hinge
section in the beam designed to be located
2. The four reinforced concrete beam- 500 mm away from the column face. This
column joint units 1, 2, 3 and 4 which design permitted anchorage of the beam
had been designed according to the bars within the column core, because
requirements of NZS 3101 were shown by the beam steel was designed not to yield
tests under simulated seismic loading at the column face, and therefore anchorage
to satisfy the approximate criterion could be considered to commence at the
for adequate ductility of NZS 420 3. column face of entry. Hence an anchorage
It was apparent that the detailing stub was not needed. Because the joint
requirements of NZS 3101 for joint core core was designed to remain in the elastic
design were not overly conservative for range only 3 8% of the joint core shear
these designs. needed to be allocated to the hoops.

3. Unit 1 was a conventional interior 7. In the case of interior beam-column


beam-column joint with the critical joints the design of plastic hinge regions
plastic hinge sections in the beams designed in beams to be located away from the column
to be located at the column faces. There faces (that is, "relocated plastic hinges"),
was considerable congestion of hoop so that the joint core remains in the
reinforcement in the joint core due to elastic range as in unit 2, was shown to
the large shear stresses in the joint core allow much easier detailing of steel
resulting from the high ratios of when member sizes are small and joint
longitudinal reinforcement in the beams shear are high.
( p = - p » = 1.75%). This congestion could
have been eased by using larger member 8. In the case of exterior beam-column
cross sections. The relatively low joints the design of relocated plastic
axial column load of O.lf'A meant that hinges appears to be only of advantage
c g when beam bars cannot otherwise be
anchored within in the column core because
all the horizontal shear in the joint of small column size, and when beam stubs
core needed to be allocated to the hoops. at the outside face of the column are
4. Unit 2 was an interior beam-column not present because of architectural or
joint with the critical plastic hinge space restrictions.
sections in the beams designed to be
located 500 mm away from the column faces. 9. The use of an overstrength factor of
The beam sizes and strengths were the 1.25 for Grade 2 75 reinforcement at
same as for unit 1. However, because relocated plastic hinges, when determining
the beam longitudinal steel was designed the longitudinal steel areas required in
so as not to yield at the column faces, the the beams at the column faces to suppress
23

yield there, should lead to satisfactory 5. ACI Committee 318, "Building Code
design. The overstrength factor used in Requirements for Reinforced Concrete
the design of the interior beam-column (ACI 318-77)", American Concrete
joint unit 2 was 1.16 and for the exterior Institute, Detroit, 1977, 102p.
beam-column joint unit 4 was 1.20. In
both of these units during the tests, 6. ASCE-ACI Committee 352, "Recommend-
strain hardening of the longitudinal ations for Design of Beam-Column
reinforcing at the relocated plastic Joints in Monolithic Reinforced
hinge raised the flexural capacity there Concrete Structures", Journal of
sufficiently to cause yield of longitudinal American Concrete Institute,
steel to spread along the beam to the Proceedings Vol. 73, No. 7, July
column face and to penetrate into the 1976, pp. 375-393.
joint core, leading eventually to yield of
the joint core hoops. Hence use of 7. ASCE-ACI Committee 352, Revised
an overstrength factor of less than 1.25 Recommendations with Commentary,
for Grade 275 reinforcement would be June 1982. (In draft form
inadvisable. and unpublished).
10. In general, the use of relocated 8. Meinheit, D.F. and Jirsa, J.0., "The
plastic hinges, as employed in units 2 Shear Strength of Reinforced Concrete
and 4 seems to be a practical design Beam-Column Joints", CESRL Report
alternative to conventional design. No. 77.1, University of Texas, Austin,
Note however that if the ratio of gravity January 1977. (See also Journal
load to seismic load induced moment is of the Structural Division, ASCE,
high the moment gradient may not allow the Vol. 107, No. ST11, November 1982 ,
use of such a design because only a pp. 2227-2244).
short length of beam will have negative
moment. Also, the use of relocated 9. Park, R., Gaerty, L. and Stevenson,E.C.
plastic hinges will impose a higher "Tests on an Interior Reinforced
curvature ductility demand on those Concrete Beam-Column Joint", Bulletin
plastic hinge sections, because the smaller of New Zealand National Society for
length of beam between the critical Earthquake Engineering, Vol. 14, No. 2
positive and negative moment sections June 1981, pp. 81-92.
will mean that greater plastic hinge
rotations are required at these sections 10. New Zealand Standard Code of Practice
to achieve the required displacement for General Structural Design and
ductility factor. This increased Design Loadings for Buildings, NZS
curvature ductility demand should not 4203:1976, Standards Association of
be of concern except for beams with short New Zealand, Wellington, 1976.
spans.
11. Paulay, T. and Scarpas, A., "The
ACKNOWLEDGEMENTS Behaviour of Exterior Beam-Column
Joints", Bulletin of the New Zealand
The tests were conducted by J.R. National Society for Earthquake
Milburn during Master of Engineering Engineering, Vol. 14, No. 3, September
studies under the supervision of R. Park. 1981, pp. 131-144.
The experimental work was made possible
by financial assistance provided by the NOTATION
Ministry of Works and Development which
is gratefully acknowledge. Mr G.H.F. (All units are mm and N)
McKenzie, Chief Structural Engineer,
MWD, is thanked for his interest and = area of concrete core section
support. measured t© outside of peripheral
hoop.
REFERENCES
Ag = gross area of section
1. New Zealand Standard Code of Practice
for the Design of Concrete Structures, total area of effective horizontal
NZS 3101 Parts 1 & 2 : 1982, joint shear reinforcement
Standards Association of New Zealand,
Wellington, 1982. total area of effective vertical
V joint shear reinforcement
2. Milburn, J.R. and Park, R.,
"Behaviour of Reinforced Concrete total area of tension beam
Beam-Column Joints Designed to reinforcement
NZS 3101", Research Report 82-7,
Department of Civil Engineering, total area of compression beam
University of Canterbury, New reinforcement
Zealand, February 1982, 107p.
area of tension reinforcement in
3. Park, R. and Paulay, T., "Reinforced one face of the column section
Concrete Structures", John Wiley
and Sons, New York, 1975, 769p. A' area of compression reinforcement
sc in one face of the column section
4. Paulay, T., Park, R, and Priestley,
M.J.N., "Reinforced Concrete Beam- total effective area of hoop
Column Joints Under Seismic Actions", sh bars and supplementary cross ties
Journal of American Concrete in direction under consideration
Institute, Proceedings Vol. 75, within spacing s.
No. 11, November 1978, pp. 585-593.
overall width of column V" u = total horizontal shear force
across joint
effective width of joint
Y = joint shear strength factor
web width of column
p = ratio of longitudinal tension
participation factor = V \ / ( j
h
V
x
+ V
j )
z reinforcement = A /bd where
b and d are beam width and
bar diameter effective depth, respectively
compressive cylinder strength of pi = ratio of longitudinal.compression
concrete reinforcement = A'/bd where
s
yield strength of longitudinal b and d are beam width and
reinforcement effective depth, respectively

yield strength of transverse (j) = strength reduction factor


reinforcement
y = displacement ductility factor =
ultimate strength of reinforcement ratio of maximum displacement
to displacement at first yield
dimension of concrete core of
section measured perpendicular to
the direction of the hoop bars
to outside of peripheral hoop
overall depth of beam

overall depth of column in the


direction of the horizontal shear
to be considered

design moment due to factored


gravity and earthquake loads
design axial load due to factored
gravity and earthquake loads
basic development length for
deformed bar in compression
development length for a deformed
bar in tension terminating with
standard 90° hook according to
ASCE-ACI Committee 352
basic development length for
deformed bar in tension terminating
with standard 90° hook
centre to centre spacing of hoop sets

horizontal joint shear strength


provided by diagonal concrete strut
vertical joint shear strength
provided by diagonal concrete strut
total horizontal shear force across
the joint
total vertical shear force across
the joint
total horizontal joint shear force
in the x-direction
total horizontal joint shear force
in the z-direction
horizontal joint shear strength
provided by horizontal joint
shear reinforcement
vertical shear strength provided
by vertical joint shear
reinforcement

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