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1 PROBLEM AREAS IN LEGAL ETHICS

1.b. SALAMIDA 4. WON the Supreme Court has the power to strike the name of a lawyer from its
In the Matter of the IBP Membership Dues Delinquency of Atty. MARCIAL A. Roll of Attorneys? (YES)
EDILION (IBP Administrative Case No. MDD-1)
AC-1928 RULING:
December 19, 1980 1. Integration does not make a lawyer a member of any group of which he is
not already a member. He became a member of the Bar when he passed the Bar
FACTS: examinations. All that integration actually does is to provide an official national
 Respondent Marcial A. Edillon is a duly licensed practicing attorney in the organization for the well-defined but unorganized and in cohesive group of which
Philippines; every lawyer is a ready a member.
 The Integrated Bar of the Philippines (IBP) Board of Governors unanimously Bar integration does not compel the lawyer to associate with anyone. He is
adopted Resolution No. 75-65 in Administrative Case No. MDD-1 (In the Matter of free to attend or not attend the meetings of his Integrated Bar Chapter or vote or
the Membership Dues Delinquency of Atty. Marcial A. Edillon) recommending to refuse to vote in its elections as he chooses. The only compulsion to which he is
the Court the removal of the name of the respondent from its Roll of Attorneys subjected is the payment of annual dues. The Supreme Court, in order to further the
for "stubborn refusal to pay his membership dues" to the IBP since the latter's State's legitimate interest in elevating the quality of professional legal services, may
constitution notwithstanding due notice; require that the cost of improving the profession in this fashion be shared by the
 The respondent, however, objects to particular features of Rule of Court 139-A — subjects and beneficiaries of the regulatory program — the lawyers.
in accordance with which the Bar of the Philippines was integrated — and to the Assuming that the questioned provision does in a sense compel a lawyer to
provisions of par. 2, Section 24, Article III, of the IBP By-Laws; be a member of the Integrated Bar, such compulsion is justified as an exercise of the
 The core of the respondent's arguments: the above provisions constitute an police power of the State.
invasion of his constitutional rights in the sense that he is being compelled, as a
pre-condition to maintaining his status as a lawyer in good standing, to be a 2. Nothing in the Constitution that prohibits the Court, under its constitutional
member of the IBP and to pay the corresponding dues, and that as a consequence power and duty to promulgate rules concerning the admission to the practice of law
of this compelled financial support of the said organization to which he is and the integration of the Philippine Bar. It is quite apparent that the fee is indeed
admittedly personally antagonistic, he is being deprived of the rights to liberty imposed as a regulatory measure, designed to raise funds for carrying out the
and property guaranteed to him by the Constitution. Hence, the respondent objectives and purposes of integration.
concludes, the above provisions of the Court Rule and of the IBP By-Laws are
void and of no legal force and effect; 3. It must be emphasized that the practice of law is not a property right but a
 The respondent similarly questions the jurisdiction of the Court to strike his mere privilege, and as such must bow to the inherent regulatory power of the Court to
name from the Roll of Attorneys, contending that the said matter is not among exact compliance with the lawyer's public responsibilities.
the justiciable cases triable by the Court but is rather of an "administrative nature
pertaining to an administrative body. 4. It is sufficient to state that the matters of admission, suspension, disbarment
and reinstatement of lawyers and their regulation and supervision have been and are
ISSUES: indisputably recognized as inherent judicial functions and responsibilities, and the
1. WON to compel a lawyer to be a member of the Integrated Bar is not violative of authorities holding such are legion. Thus, the Court's jurisdiction was greatly
his constitutional freedom to associate? (NO) reinforced by our 1973 Constitution when it explicitly granted to the Court the power
2. WON the questioned provision of the Rules of Court requiring payment of a to "Promulgate rules concerning pleading, practice and the admission to the practice
membership fee is void? (NO) of law and the integration of the Bar (Article X, Sec. 5(5) the power to pass upon the
3. WON the enforcement of the penalty provisions would amount to a deprivation fitness of the respondent to remain a member of the legal profession is indeed
of property without due process and hence infringes on one of his constitutional undoubtedly vested in the Court.
rights? (NO) Respondent Marcial A. Edillon is hereby DISBARRED, and his name is hereby
ordered STRICKEN from the Roll of Attorneys of the Court.

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1.c. ABUDA ethical standards of the legal profession. Thus, their actions as law professors must be
RE: LETTER OF THE UP LAW FACULTY ENTITLED “RESTORING INTEGRITY: A measured against the same canons of professional responsibility applicable to acts of
STATEMENT BY THE FACULTY OF THE UNIVERSITY OF THE PHILIPPINES members of the Bar as the fact of their being law professors is inextricably entwined
COLLEGE OF LAW ON THE ALLEGATIONS OF PLAGIARISM AND with the fact they are lawyers. Even if the court was willing to accept respondents’
MISREPRESENTATION IN THE SUPREME COURT” proposition in the common compliance that their issuance of the statement was in
A.M. No. 10-10-4-SC keeping with their duty to participate in the development of the legal system by
March 8, 2011 initiating or supporting efforts in law reform and in the improvement of the
administration of justice under Canon 4, the SC cannot agree that they have fulfilled
FACTS: the same in keeping with the demands of Canon 1, 11, and 13 to give due respect to
legal processes and the courts, and to avoid conduct that tends to influence the courts.
Shortly after the promulgation of the Supreme Court decision in Vinuya v. As members of the Bar, they cannot be selective regarding which canons to
Executive Secretary, the counsel for the petitioners Atty. Harry Roque and Atty. abide by given particular situations. With more reason that law professors are not
Rommel Bagares therein filed, allowed this indulgence, since they are expected to provide their students exemplars
of the Code of Professional Responsibility as a whole and not just their preferred
1) a Motion for Reconsideration reiterating the fundamental responsibility portions thereof.
of states in protecting its citizens’ human rights specifically pertaining to jus No matter how firm a lawyer’s conviction in the righteousness of his cause
cogens norms; and, there is simply no excuse for denigrating the courts and engaging in public behavior
that tends to put the courts and the legal profession into disrepute.
2) a supplement thereto asserting that the Vinuya decision was plagiarized
from different sources and that the true intents of the plagiarized sources
were twisted by the ponente to suit the arguments laid down in said
decision.

Thereafter, an ethics committee tasked to investigate the veracity of the


alleged plagiarism, the authors who were purportedly plagiarized sent their
respective letters to the Supreme Court. Due to this, the faculty of UP College of Law
came up with a statement (Restoring Integrity Statement), which alleged plagiarism
against Justice del Castillo, treating the same not only as an established fact, but as a
truth. Said statement was posted online and at the College’s bulletin board and was
submitted to the Supreme Court. Thus, the Supreme Court issued a Show Cause
Resolution directing respondents to show cause why they should not be disciplined as
members of the Bar for violations of the Code of Professional Responsibility.

ISSUE:
WON respondents as Members of the Bar should be disciplined? (YES)

RULING:
It would do well for the Court to remind respondents that, in view of the
broad definition of Cayetano vs Monsod, lawyers when they teach law are considered
engaged in the practice of law. Unlike professors in other disciplines and more that
lawyers who do not teach law, respondents are bound by their oath to uphold the

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1.d. AGBON In administrative proceedings, only substantial evidence, i.e., that amount
AMADO T. DIZON, complainant, vs. ATTY. NORLITA DE TAZA of relevant evidence that a reasonable mind might accept as adequate to support a
A.C. No. 7676. conclusion, is required." Based on the documentary evidence submitted by the
June 10, 2014 complainant, it appears that Atty. De Taza manifested a propensity for borrowing
money, issuing bouncing checks and incurring debts which she left unpaid without
FACTS: any reason.
 Amado Dizon alleged that he, along with his siblings engaged the services of Such conduct, while already off- putting when attributed to an ordinary
Romero De Taza Cruz and Associates to represent them in a case. person, is much more abhorrent when the same is exhibited by a member of the Bar.
 The complainant claimed that Atty. De Taza demanded the sum of PhP75,000.00 As a lawyer, Atty. De Taza must remember that she is not only a symbol but also an
from him to expedite the proceedings before the Court. This amount was over instrument of justice, equity and fairness.
and above the parties' stipulated retainer fee as evidenced by a contract. Atty. De Taza's actuations towards the complainant and his siblings were
 According to the complainant, unknown to him at that time was that, a month even worse as she had the gall to make it appear to the complainant that the
earlier, Atty. De Taza had already demanded and received a total of proceedings before the Court can be expedited and ruled in their favor in exchange for
PhP800,000.00 from his sibling Aurora Dizon, for the same reason that Atty. De an exorbitant amount of money. Said scheme was employed by Atty. De Taza just to
Taza proffered to him, which was to expedite the proceedings of their case before milk more money from her clients. Without a doubt, Atty. De Taza's actions are
the Court. reprehensible and her greed more than apparent when she even used the name of the
 Handwritten receipts signed by Atty. Norlita De Taza were submitted by the Court to defraud her client.
complainant. Section 27, Rule 138 of the Revised Rules of Court provides for the
 Later in 2007, the complainant learned that the Court had already denied the disbarment or suspension of a lawyer for any of the following: (1) deceit; (2)
petition on November 2006, contrary to Atty, De Taza’s representations that the malpractice; (3) gross misconduct in office; (4) grossly immoral conduct; (5)
case was still pending. conviction of a crime involving moral turpitude; (6) violation of the lawyer's oath; (7)
 He tried to communicate with Atty. De Taza, but she could no longer be found. willful disobedience of any lawful order of a superior court; and (8) willfully
 Thereafter, the complainant instituted a complaint for disbarment against Atty. appearing as an attorney for a party without authority to do so.
De Taza. He also attached checks and/or failed to pay off her debts to them. "Law is a noble profession, and the privilege to practice it is bestowed only
 In its report and recommendation the IBP Commission on Bar discipline upon individuals who are competent intellectually, academically and, equally important,
recommended that Atty. De Taza be suspended for 2 years. morally. Because they are vanguards of the law and the legal system, lawyers must at all
times conduct themselves, especially in their dealings with their clients and the public at
ISSUE: large, with honesty and integrity in a manner beyond reproach." "The Judiciary has been
WON Atty. De Taza should be held administratively liable for issuing bouncing besieged enough with accusations of corruption and malpractice. For a member of the
checks, demanding and/or receiving money from her clients under the guise of legal profession to further stoke the embers of mistrust on the judicial system with such
having the proceeding before the court expedited? (YES) irresponsible representations is reprehensible and cannot be tolerated."
All told, the Court holds that there is no reason to deviate from the report
RULING: and recommendation of the IBP Commission on Bar Discipline which is to SUSPEND
The Court acknowledges the fact that Atty. De Taza was NOT able to refute Atty. De Taza from the practice of law for two years.
the accusations against her. Numerous attempts were made to afford her an
opportunity to defend herself from the complainant’s allegations, but all these efforts
were only met with silence. Her failure and/or refusal to file a comment will not be a
hindrance for the Court to mete out an appropriate sanction.
The Court has time and again ruled that disciplinary proceedings are
investigations by the court to ascertain whether a lawyer is fit to be one. There is
neither a plaintiff nor a prosecutor therein.

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1 PROBLEM AREAS IN LEGAL ETHICS

1.e. MACASA
STEPHAN BRUNET and VIRGINIA ROMANILLOS BRUNET vs. ATTY. RONALD L.
GUAREN
A.C. No. 10164
March 10, 2014

FACTS:
Atty. Ronald L. Guaren was suspended from the practice of law for 3 months
by the IBP Board of Governors for violating the Code of Professional Responsibility.
Despite the acceptance of P7,000.00 for the titling of complainant spouses Brunet's
lot, Atty. Guaren failed to perform his obligation and allowed 5 long years to elapse
without any progress in the titling of the lot. In addition, despite their attorney-client
relationship, Atty. Guaren appeared in a case against complainants without a written
consent from the latter.

ISSUE:
WON Atty. Guaren is guilty of violating the CPR. (YES)

RULING:
The practice of law is not a business. It is a profession in which duty to
public service, not money, is the primary consideration. Lawyering is not primarily
meant to be a money-making venture, and law advocacy is not a capital that
necessarily yields profits. The gaining of a livelihood should be a secondary
consideration. The duty to public service and to the administration of justice should
be the primary consideration of lawyers, who must subordinate their personal
interests or what they owe to themselves.
Canons 17 and 18 of the Code of Professional Responsibility provides that:

CANON 17. A lawyer owes fidelity to the cause of his client and he shall
be mindful of the trust and confidence reposed in him.

CANON 18. A lawyer shall serve his client with competence and diligence.

In the present case, Atty. Guaren admitted that he accepted the amount of
P7,000.00 as partial payment of his acceptance fee. He, however, failed to perform his
obligation to file the case for the titling of complainants' lot despite the lapse of 5
years.
Atty. Guaren breached his duty to serve his client with competence and
diligence when he neglected a legal matter entrusted to him.

Atty. Guaren is found guilty and is suspended from practice for 6 months.

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1.f. EBIO RULING:


NENITA D. SANCHEZ vs. ATTY. ROMEO G. AGUILOS Respondent was liable for misconduct, and he should be ordered to
A.C. No. 10543 return the entire amount received from the client
March 16, 2016 The respondent misrepresented his professional competence and skill to the
complainant. He did not know the distinction between the grounds for legal
FACTS: separation and for annulment of marriage. Such knowledge would have been basic
Complainant Sanchez charged respondent Atty Aguilos with misconduct for the and expected of him as a lawyer accepting a professional engagement for either
latter's refusal to return the amount of P70,000.00 she had paid for unfulfilled causes of action.
professional services. He thus transgressed Canon 18, and Rules 18.01, 18.02 and 18.03 of the
She sought the legal services of the respondent to represent her in the annulment Code of Professional Responsibility, to wit:
of her marriage with her estranged husband.
She alleged further that the respondent accepted the engagement, fixing his fee at CANON 18 - A LAWYER SHALL SERVE HIS CLIENT WITH
P150,000.00, plus the appearance fee of P5,000.00/hearing; that she then gave to him COMPETENCE AND DILIGENCE.
the initial amount of P90,000.00; that she had gone to his residence to inquire on the
developments in her case, but he told her that he would only start working on the case Rules 18.01 - A lawyer shall not undertake a legal service which he
upon her full payment of the acceptance fee; that she had only learned then that what knows or should know that he is not qualified to render. However, he may
he had contemplated to file for her was a petition for legal separation, not one for the render such service if, with the consent of his client, he can obtain as
annulment of her marriage; that he further told her that she would have to pay a collaborating counsel a lawyer who is competent on the matter.
higher acceptance fee for the annulment of her marriage; that she subsequently
withdrew the case from him, and requested the refund of the amounts already paid, Rule 18.02 - A lawyer shall not handle any legal matter without adequate
but he refused to do the same as he had already started working on the case; that she preparation.
had sent him a letter, through Atty. Isidro S.C. Martinez, to demand the return of her
payment less whatever amount corresponded to the legal services he had already Rule 18.03 - A lawyer shall not neglect a legal matter entrusted to him,
performed. and his negligence in connection therewith shall render him liable.
In his answer, the respondent alleged that the complainant and her British
fiancee sought his legal services to bring the petition for the annulment of her
marriage; that based on his evaluation of her situation, the more appropriate case Respondent did not conduct himself with courtesy, fairness and candor
would be one for legal separation anchored on the psychological incapacity of her towards his professional colleague.
husband. Aguilos stated that he dismissed the letter as a mere scrap of paper because The Rules of Court mandates members of the Philippine Bar to "abstain from
the demand lacked basis in law. He wrote in the last part of his answer dated in all offensive personality and to advance no fact prejudicial to the honor or reputation
relation to the demand letter the following: of a party or witness, unless required by the justice of the cause with which he is
Hence, respondent accordingly treated the said letter demand for refund dated charged."
15 August 2005 as a mere scrap of paper or should have been addressed by her This duty of lawyers is further emphasized in the Code of Professional
counsel ATTY. ISIDRO S.C. MARTINEZ, who unskillfully relied on an unverified Responsibility, whose Canon 8 provides: "A lawyer shall conduct himself with
information furnished him, to the urinal project of the MMDA where it may serve its courtesy, fairness and candor toward his professional colleagues, and shall avoid
rightful purpose. harassing tactics against opposing counsel." Rule 8.01 of Canon 8 specifically
demands that: "A lawyer shall not, in his professional dealings, use language which is
ISSUE/S: abusive, offensive or otherwise improper."
1. WON the respondent should be held administratively liable for misconduct? He is reprimanded, with the stern warning that a repetition of the offense
(YES) will be severely punished.
2. WON he should be ordered to return the attorney's fees paid? (YES)

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1.g. DACILLO ignore the very bonds of society, argues recreancy to his position and office, and sets a
ARNOLD PACAO vs. ATTY. SINAMAR LIMOS pernicious example to the insubordinate and dangerous elements of the body politic.”⁠
A.C. No. 11246
June 14, 2016 Indeed, Atty. Limos has disgraced the legal profession. The facts and evidence
obtaining in this case definitely establish her failure to live up to her duties as a
FACTS: lawyer in accordance with the strictures of the lawyer's oath, the Code of Professional
Arnold’s wife, Mariadel, was charged for qualified theft before the Responsibility and the Canons of Professional Ethics, thereby making her unworthy
Mandaluyong City Prosecutor’s Office by BHF Pawnshop. During the preliminary to continue as a member of the bar.
investigation, Atty. Sinamar Limos appeared as counsel for BHF. To buy peace, the
complainant-initiated negotiation with BHF, through Atty. Limos, for a possible
settlement.
After a series of negotiation, Atty. Limos relayed that BHF is willing to accept
payment of P530,000, to be paid in four instalments. Later, Atty. Limos accepted the
amount of P200,000.00 as partial payment, in behalf of BHF, with an undertaking to
provide a signed affidavit of desistance, and a joint motion to compromise agreement.
Despite receipt of the amount, however, Atty. Limos failed to deliver on her
promise; she even tried to collect the next instalment but complainant refused. Arnold
was informed by Camille Bonifacio, BHF’s representative, that Atty. Limos was no
longer BHF’s counsel and was not authorized to negotiate any settlement nor receive
any money in behalf go BHF. She also told him that BHF did not receive the money
given to Atty. Limos.

ISSUE:
WON the instant disbarment complaint constitutes a sufficient basis to
disbar Atty. Limos from the practice of law? (YES)

RULING:

The present case comes clearly under the grounds given in Section 27,[18]
Rule 138 of the Revised Rules of Court. The Court, however, does not hesitate to
impose the penalty of disbarment when the guilty party has become a repeat offender.
Considering the serious nature of the instant offense and in light of Atty. Limos' prior
misconduct which grossly degrades the legal profession, the imposition of the
ultimate penalty of disbarment is warranted.

“The practice of law is not a right but a privilege bestowed by the State upon those
who show that they possess, and continue to possess, the qualifications required by
law for the conferment of such privilege. Membership in the bar is a privilege
burdened with conditions.” ⁠ “Of all classes and professions, the lawyer is most
sacredly bound to uphold the laws. He is their sworn servant; and for him, of all men
in the world, to repudiate and override the laws, to trample them underfoot and to

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1.h. SALAMIDA on the judiciary. This gross disrespect of the judicial system shows that he is wanting
ADEGOKE R. PLUMPTRE vs. ATTY. SOCRATES R. RIVERA in moral fiber and betrays the lack of integrity in his character.
A.C. No. 11350 To stress, the practice of law is a privilege given to lawyers who meet the
August 9, 2016 high standards of legal proficiency and morality, including honesty, integrity_ and fair
dealing. They must perform their fourfold duty to society, the legal profession, the
FACTS: courts and their clients, in accordance with the values and norms of the legal
 Complainant Adegoke R. Plumptre filed a complaint for disbarment against profession as embodied in the Code of Professional Responsibility. Falling short of this
respondent Atty. Socrates Rivera alleging that he called respondent and asked for standard, the Court will not hesitate to discipline an erring lawyer by imposing an
help in his application for a work permit from the Bureau of Immigration; appropriate penalty based on the exercise of sound judicial discretion in
 He paid respondent P10,000 as professional fee; consideration of the surrounding facts.
 The second time they met, complainant gave respondent another P10,000 “A lawyer shall not counsel or abet activities aimed at defiance of the law or
together with his passport for the processing of his work permit; at lessening confidence in the legal system.” Further, “a lawyer shall not state or imply
 The third time, respondent asked complainant to submit ID photos and asked for that he is able to influence any public official, tribunal or legislative body.”
another P10,000 but complainant refused to pay since they only agreed on the Respondent Atty. Socrates R. Rivera is SUSPENDED from the practice of law
amount of P20,000; for three (3) years and ordered to RETURN to complainant Adegoke R. Plumptre the
 Respondent also asked for an additional P8,000 for the other case involving the amount of ₱28,000.00 with interest.
complainant he was working on;
 Complainant claims that after respondent received the money, he never received
any updates on the status of his work permit and pending court case. Further,
whenever he called respondent to follow up on his work permit, respondent
hurled invectives at him and threatened him and his wife;
 The Investigating Commissioner recommended respondent’s suspension for two
(2) years from the practice of law and the return of P28,000 to complainant;
 The Integrated Bar of the Philippines Board of Governors adopted and approved
the Investigating Commissioner’s recommendation, but modified to disbar
respondent from the practice of law.

ISSUE:
WON the acts of Atty. Rivera warrants disbarment? (NO)

RULING:
Atty. Rivera failed to serve his client with fidelity, competence, and diligence.
He not only neglected the attorney-client relationship established between them; he
also acted in reprehensible manner towards complainant. Respondent’s behavior
demonstrates his lack of integrity and moral soundness.
Although nothing in the records showed whether the court case was indeed
decided in complainant’s favor, respondent’s act of soliciting money to bribe a judge
served to malign the judge and the judiciary by giving the impression that court cases
are won by the party with the deepest pockets and not on the merits.
By implying that he can negotiate a favorable ruling for the sum of P8,000,
respondent trampled upon the integrity of the judicial system and eroded confidence

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