Financial data analysis – the person who is responsible to analysis data available with them from

source for ex custody accounting broker data client data etc, to derive the final out put as per client
requirement. Balance sheet income statement those are the mainly consider in financial data.

Financial research and reporting – research- we have standard checks in place to verify where we
before finalising the financial report to the client we check all those reports in our system. Reports
are (ROR) rate of return, tolerance check.

Private Equity? Partnership fund…capital investment…price are decided by investor..prices are

decided by capital distribution..subscription,redumption..income is dividend…need to google or
need to ask ashwin

Nav Package of funds according to the client?

Nav package – earlier it was in form of hard copy, however now a days according to US and UK
governance we need to save soft copy on SharePoint.

Nav package – checklist in this all document which is required is mention and according to checklist
all the back up and documents are saved.

Calculation and reporting to lower office?

Once the nav is finalised we calculate the admin fee management fee etc according to the
percentage decided by the client and diver to the lower office.

Asset-, open sale, income receivable.

Liability – payable, cost of security purchase, open purchase

Breaks in NAV aspects? Cash break, currency break, FX break, settling in base and local currency,
position break, ACCOUNTING is following trade and client is following settlement date.

=For polish countries everything should reflect on settlement date.

Cross period break- booking traded in current month and cancelling in next month, to resolve this
break, will book the trade in nxt month but will cancel that trade with the date of current month, in
totality effect will nullify.

It will reflect in Exhibit repot

Asset management work with lower office and client? If fund’s nav is increase let say it was 10 and
now its 20 so why its increase by 10 that calculate is AUM Dealing with different teams in middle
office.

Support to front office and handling queries. What kind of queries.

State street

Bloomberg Screen (which screen needs to check),

Amortization?

Dividend (what all parameter to distribute the dividend) What type of corporate action usually
occur?

Dirty security? in dirty security interest in include in the price. Dirty securities are generally
Hungarian (HUF), Colombian(COL),Brazilian(BRL), south African(ZAR).

Inflation?

How we book inflation on MCH (by using infl function)

MCH mean multiple currency horizon.

BPS impact on daily distribution fund?

Corporate action on contractual or actual base?

Security pricing on month end basis?

What kind of break trades usually have?

How the pricing is done/ what will the Action if pricing difference?

What services custodian provide apart from safe keeping of asset.

What is Asset under management ( AUM)?

Ibs-

Application where you can browse on currency level custody side

OSA –

E-horizon

GENEVA-CLENT BUILDUP GLOBOP…WE CAN GET THE CLIENT REPORT LIKE BALANCE SHEET TRIAL
BALANCE,GRNRAL LEDGER REPORT..