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ABSTRACT. This article explores the concept of European Union identity and its
significance for European integration by drawing upon insights from theories of
nationalism and national identity. European Union identity is viewed as an ongoing
process which is banal, contingent and contextual. The central hypothesis is that:
European integration facilitates the flourishing of diverse national identities rather
than convergence around a single homogeneous European Union identity. The role of
the EU as facilitator for diverse understandings of collective identities encourages the
enhabitation of the EU at an everyday level and the reinforcement of a sense of banal
Europeanism which is a crucial aspect of the European integration process. Facilitating
diversity may thus provide a vital source of dynamism for the integration process.
The process does not abolish nations as politico-cultural communities. It may create
space for the flourishing of nations, and in a significantly qualified sense, of
nationalism(MacCormick 1999: 302).
Introduction
Billig (1995: 44) notes that the term ‘nationalism’ is frequently reserved by
scholars to refer to ‘outbreaks of ‘‘hot’’ nationalist passion, which arise in
times of social disruption and which are reflected in extreme social move-
ments’. This ‘heroic’ aspect of national identity is also pervasive in the study
of European Union identity, for example:
Without shared memories and meanings, without common symbols and myths,
without shrines and ceremonies and monuments, except bitter reminders of recent
holocausts and wars, who will feel European in the depths of their being, and who will
willingly sacrifice themselves for so abstract an ideal? In short, who will die for Europe?
(Smith 1995: 139).
What is often neglected however, Billig argues, is the day to day reinforcement
of national consciousness which is so crucial to the maintenance of national
regimes: ‘All over the world, nations display their flags, day after day. Unlike
the flags on the great days, these flags are largely unwaved, unsaluted,
unnoticed. Indeed, it seems strange to suppose that occasional events,
bracketed off from ordinary life, are sufficient to sustain a continuingly
remembered national identity. It would seem more likely that identity is part
of a more banal way of life in the nation-state’ (Billig 1995: 46).
Similarly, the ‘sense of community’, which Deutsch et al. saw as a
prerequisite for integration, did not imply a wholesale shift to a ‘sense of
Europeanness’ or even the preeminence of a European Union identity. Rather
it required simply the existence of a shared belief that ‘common social
problems can and must be resolved by processes of ‘‘peaceful change’’’, that
is, ‘the resolution of social problems, normally by institutionalized proce-
dures, without resort to large scale physical force’ (Deutsch et al. 1957: 5).
Meanwhile, Deutsch’s (1966: 97) functional definition of nationality consisted
‘in the ability to communicate more effectively, and over a wider range of
subjects, with members of one large group than with outsiders’. Three factors
in particular, he argued, provided the primary basis for an alignment of
preferences to occur:
‘complementarity of communication habits’;
‘complementarity of acquired social and economic preferences which
involve mobility of goods or persons’; and
‘the need for security and success in a changing environment’ (Deutsch
1966: 101).
number of very different ways that are often overlooked by scholars focusing
only on national-state identities versus a ‘European Union’ identity. Exam-
ples from existing member states, stateless nations, extra-territorial nations,
nationless states and a divided territory are drawn upon here to highlight the
wide range of ways in which the European Union as both a context and as a
political resource has shaped or facilitated particular ‘imaginings’ or articula-
tions of territorial identity within its borders. Necessarily, the mechanisms
through which change is evidenced in these very different contexts are also
multiple and varied.
First, it is argued that European integration may in fact reinforce or
become integral to rather than undermine national identities even within
existing member states. Second, the EU impacts upon the dominant political
discourse at a sub-national level and the negotiation of national identity in
territories known as stateless nations (e.g., Scotland, Catalonia and Wales) in
which national identity is contested. Third, integration in the EU allows for
the ‘virtual reunification’ of kin-nationals at supra-state level (e.g., Hungary’s
extra-territorial nationals) and the realisation of a nationhood which trans-
cends national-state boundaries. Fourth, EU membership can facilitate the
emergence of new conceptions of national identity, for example, in divided
territories (such as, Cyprus). Finally, the realities of EU membership may even
mobilise a national identity which previously had no clear focus (e.g., in
Malta).
From these examples, the EU can be seen to have encouraged or facilitated
the emergence or flourishing of a diverse range of territorial identities. Most of
these do not fit into traditional national-state-based analyses of identity. Each of
the ‘imaginings’ of the territorial identities highlighted is, to some extent, reliant
upon the existence of the EU. The ‘waved’ flags of territorial identity are, thus,
underpinned by the ‘unwaved’ (cf. Billig 1995) flag of ‘banal Europeanism’. To
this extent, diverse identities, far from undermining the process of European
integration may provide a dynamic for further integration.
Member states
‘The European Rescue of the Nation State’ (Milward 1984) is well established
in the historiography of the European Union. Founding member states, and
subsequent acceding states, joined the EU because it was in their interest to do
so. Whether this was for economic, political or symbolic purposes, member-
ship of the EU allowed its member states to achieve something which they
could not achieve alone.
What has been less examined is the long-term effect that this interdepen-
dent relationship has had on national self-perceptions and how these may
have shifted over time.
To what extent, then, can the EU be said to be having a ‘transformative
effect’ on national identities and to be facilitating the emergence of a
European identity (Christiansen et al. 1999)? Risse (2003, 2005), building on
the work of Deutsch and Haas, who both recognised the possibility of the
coexistence of multiple identities, has suggested that identity in existing
member states might best be understood through a ‘marble cake model’ in
which identity components may ‘influence each other, mesh and blend into
each other’ (Risse 2005: 296). From this perspective, self-understanding as, for
example, a German may inherently contain aspects of Europeanness. Given
the powerful symbolic motivations for Germany’s willingness to subjugate
national aspirations and to pool its efforts at a European level, it is not
surprising that the imagining of shared or mutually reinforcing identities of
Germanness and Europeanness have long been a feature of public and
academic understanding of German identity. Since German reunification,
however, some observers have begun to identify increasing differentiation
between these two elements, allowing for a more distinctive German position
to emerge in relation to the European Union (Minkenberg 2005: 51). To this
extent, a German-European identity may be both contingent, on the costs and
benefits of membership, and contextual, in relation to domestic and interna-
tional opportunities and constraints.
Diez Medrano and Guttierez (2001) have noted the emergence of what they
have described as ‘nested identities’ in relation to Spain and Europe. It has
been further argued that far from representing a conflict of Spanish and
European Union identities, the Spanish case demonstrates how ‘the European
integration process can contribute to strengthen national identities and
nation-states themselves’ (Jauregui and Ruiz-Jimenez 2005: 85). In particular,
the role played by the European Union in facilitating the ‘collective forgetting’
of historical schisms has been recognised:
. . . it is precisely the notion of una Espana europea (a European Spain) which played a
crucial symbolic role in the construction of a cohesive national identity in the
aftermath of the Franco dictatorship. Since the notion of Europeanization became
synonymous in Spain with the values of modernity, democracy, tolerance and
dialogue, this became a key component of the national self-image that helped to
heal the polarized oppositions of the past between the ‘two Spains’ that clashed in the
Civil War (Jauregui and Ruiz-Jimenez 2005: 85).
It has similarly been argued that integration into the European Union has
served a number of functions with regard to Italian identity. The EU has
provided a model of civic community, facilitated a positive identity in the
international community and helped resolve internal regional disputes by
providing access points at EU level for regions independently of the member
state. Thus, in a country where ‘nation formation has remained incomplete,
unifying national symbols are even nowadays hard to find and the nation
appears fragmented and even divided within’, the EU acts as ‘a resource for
national identity’ (Triandafyllidou 2005: 101–2).
The picture which emerges in these member states is not always that of
competition between national and European Union identities, but one of
shifting self-perceptions at national level in relation to which the EU acts as
both a framing context and even as a resource for some national identities.5
Stateless nations
The study of this category of nations, which includes, for example, Scotland,
Wales and Catalonia, is well developed within EU studies (Guibernau 1998;
Keating 1988; Keating 1998). Scholars working from a multi-level governance
perspective (Hooghe and Marks 2002; Marks 1992) have long argued that
sub-state actors have an important role to play in the integration process and
that the EU has afforded invaluable opportunities to these actors in the
accretion of their powers in relation to the nation-state. Marks (1999: 86) has,
however, argued that identity need not be viewed as a ‘trade-off among
loyalties at different territorial levels’. For stateless nations, the new state-
order (of which the EU is a key component) ‘provides opportunities for
multiple identities to develop and receive expression. In some cases, it may
ease the transition to independence, when accommodation within the state
proves impossible’ (Keating 2001: 40).
The UK is perhaps the most obvious outlier or ‘odd one out’ of the existing
member states with its low levels of identification with Europe. This has been
interpreted in one study on European Union identity as being the result of
particularly strong nationalism, meaning ‘exclusive identification with one’s
nation-state’ in Britain which mitigates against the emergence of a European
Union identity (Risse 2003: 497). However, great care should be taken in the
analysis of UK politics. The concept of a ‘British’ people is something of a
misnomer, and ‘Englishness’ should not be taken as proxy for ‘Britishness’.
More nuanced studies of the interplay between national-state, sub-state and
supra-state identities note, for example, that: ‘Those identifying themselves as
English, the dominant nationality, in the UK are less supportive of the EU
than those identifying with the minority identities. This suggests that the
English resist the threat the EU poses to their identity, whereas the Scottish,
Welsh and Irish perhaps see the EU as a positive force for the expression of
theirs’ (Carey 2002: 406).
Within stateless nations, a key aspect of the political discourse concerning
the articulation of a national identity centres around the dominant nationalist
movement. The relationship between Scottish and Welsh nationalist move-
ments and the European Union has been portrayed as highly instrumental.
Haesly (2004: 97), for example, has argued that ‘the Scottish National Party
and Plaid Cymru advocate ‘instrumental’ support for the European Union by
encouraging them to view the EU as the means by which independence
becomes feasible’. The relationship is, however, more complex than emphasis
on this one facet implies. As Wyn Jones (2009, this volume) points out, the
journey between the historic ‘imagining’ by Welsh nationalists of Europe as a
space that would allow Wales the ‘freedom’ to articulate itself in a post-
sovereign environment, to the current state-dominated perception of the
European Union as a structure within which Plaid Cymru’s recent decision
to adopt ‘independence’ as a formal goal of the movement was felt necessary,
has been long and winding.
Similarly, the Scottish National Party’s (SNP) understanding of the
optimal relationship between Europe and Scotland has ebbed and flowed.
As early as the 1950s, support for European integration was being presented
as a ‘Safeguard for Small Nations’ and as ‘very different from that of
subjection to a single and much greater nation’ (Scot’s Independent April 23
1955, cited in Mitchell 1996: 193). However, by the mid-1970s, as in Wales for
Plaid Cymru, the goals of the EEC seemed to chime much less well with the
‘progressive politics’ with which the SNP had become associated (Mitchell
and MacPhail 2007: 16). Mitchell and MacPhail have described the relation-
ship between the SNP and Europe as progressing through a number of stages:
‘from early support for a nebulous idea of a ‘united Europe’, to scepticism
over what was considered a centralising and exclusive economic club,
culminating in a widespread acceptance of the advantages of membership
of the EU for small independent states’. The SNP has responded, they argue,
to changing contexts with which have come ‘changing political opportunities
for the SNP’ (Mitchell and MacPhail 2007: 16). Both the Welsh and the
Scottish cases demonstrate the contextual nature of the ‘imaginings’ of
Europe and the EU; as shifts in domestic and international opportunity
structures emerged, national movements adapted their attitude to the Eur-
opean Union accordingly. It is now largely accepted that any calls for
‘independence’ will be made within the context of membership of the
European Union.6
The relationship between Catalonia and, first Europe, then the EU is
similarly long and complex (see Llobera 2005). Laitin has argued, for
example, that Europe has served a number of purposes in Catalanist ideology.
First, a commitment to Europe prevents accusations of the provincialism of
the Catalans. Second, recognition of the authority of the EU as a body which
is not a state allows the articulation of demands for a growth in Catalan
governmental authority despite the lack of its formal designation as a state.
Finally, Europe, conceived of as a multi-national body which transcends
defunct ‘nation-state’ boundaries, fits well with the Catalan conception of
‘one region many identities’ (Laitin 2001: 100–3). To some extent, it could be
argued that the presence of Europe has now become taken for granted or
banal within Catalan discourse. This is well evidenced by Laitin and
Rodriguez’s (in Laitin 2001: 100) analysis of the Catalan language press
from 1984–85 in which they found that two leading Barcelona newspapers
used the term ‘Europe’ most, followed by the term ‘Catalonia’. Undoubtedly,
the everyday reference to Europe as ‘home news’ is an important indicator of
the extent to which the EU has shifted from ‘background’ to ‘homeland’ space
(Billig 1995: 43) in Catalan self-perceptions.
Extra-territorial nations
Declarations of European identity and of a shared European history and
culture characterised Hungary’s embrace of the enlargement process. How-
ever, simple tests of the extent to which Hungarians feel ‘European’ cannot
capture the complex and contradictory motivations which drive the relation-
ship between Hungarian nationals and the EU.
On the one hand, ‘taming ethnos’ (Priban 2005) has been a key factor
motivating support for the European Union. From this perspective, the role
of the EU in allowing the reinvention of Hungarian national identity in a non-
threatening form was key: ‘Europe’s symbolic value was given by its temporal
orientation. It was always a future oriented political goal for politicians and
populations of postcommunist countries which helped to contain political
myths of the national past threatening to reinvent nationalist politics based on
historical and ethnic claims of ‘‘blood and soil’’’ (Priban 2005).
On the other hand, a strong irredentist strand also characterises Hungarian
national politics. The status of ethnic Hungarians, or kin-nationals, living
outside Hungary is a key concern within Hungarian politics (Schopflin 2000).
The legacy of the Trianon Treaty has resulted in a situation in which
Hungarians constitute approximately ten per cent of Slovakia’s population,
seven per cent of Romania’s, and 3.3 per cent of Yugoslavia’s (East European
Constitutional Review 2001). How to respond to the plight of kin-nationals in
neighbouring countries is a dilemma for the Hungarian authorities. The
constitutional commitment to support kin-nationals has serious implications
for Hungarian governments in economic, political and social terms. It has
been argued, for example, that:
A worst-case scenario for Hungary would be the hypothetical case where Romania
agreed to return Transylvania. The problems of economic, political and social
integration would be insurmountable . . . Indeed it has been suggested by Budapest
wits that if Hungary’s neighbours wanted to ruin Hungary for good, they should
simply return all the Hungarian inhabited areas to Budapest’s jurisdiction (Schopflin
1993: 7).
While the Hungarian authorities have never sought to close cross-border
movement altogether, the 2001 ‘Act on Hungarians Living in Neighbouring
Countries’ (Status Law) was aimed, at least in part, at discouraging kin-
nationals from living and working illegally in Hungary (Butler 2007: 1126–7).
For many, the EU is viewed as a potential solution to the kin-national
dilemma and as a means of ensuring the ‘virtual reunification’ of the
Hungarian nation (Butler 2007: 1130). Leading political and cultural com-
mentators ‘regard the integration of all neighbouring countries to the EU
within the close future as a main step ahead in resolving these problems. Then
dividing borders would not separate Hungarians from each other’ (Kiss and
Hunyady 2005: 133). The Hungarian ‘Renewed Nation Policy’ issued in 2005
explicitly states that ‘the central idea of the nation policy of the Government
includes the reunification of the Hungarian nation in a European Union
perspective . . .’ (cited in Butler 2007: 1130). To some extent, this reunification
is becoming a reality at EU level. Since the accession of Slovakia and
Romania to the EU, for example, ethnic Hungarian MEPs from these
countries can use their mother tongue in Strasbourg, something which they
cannot do in their domestic legislatures.7 In the case of Hungarian kin-
nationals, the EU, rather than encouraging convergence around a single
homogeneous European Union identity, can be seen to be facilitating the
flourishing of a national identity which does not conform to traditional
national-state models. Meanwhile, the multiple ‘imaginings’ of Europe and
how they relate to Hungarian self-perceptions may have important implica-
tions for the process of European integration.
Divided territories
. . . the dominant bicommunal framework that is the colonial legacy of the island has
bequeathed an aporia to the bearer of Cypriot identity; an aporia that requires
sustained critical attention and reflection.
The most disturbing thing about being a Cypriot is that one can only be a Greek or a
Turkish Cypriot. Postcolonial Cypriot identity is quintessentially and inescapably
hyphenated; and hyphenated across a fixed Greek-Turkish axis. Being simply and
singly Cypriot is a constitutional impossibility (RoC Constitution, Article 2)(Con-
stantinou 2007: 248).
Loizides (2007: 185), drawing on Laitin’s (1998) analysis, argues that the ‘case
of Cyprus supports scholarly perspectives that see identities as constructed
and reconstructed as political factors and opportunities change’. From this
perspective, Cypriot identity is both contingent and contextual. The dom-
inance of Greek-Cypriot irredentist nationalism, or ‘motherland nationalism’,
was effectively rejected with the events of 1974, and the division of Cyprus
into Greek-Cypriot and Turkish-Cypriot communities. In particular, the
‘abandonment’ of Cyprus to Turkey had a profound effect on Greek-Cypriot
perception of their relationship with Greece. After 1974, with reunification of
the island as the main political priority, the previously dominant ‘motherland
identities’ of both Greek- and Turkish-Cypriots were challenged by the rise of
‘Cypriotism’: ‘Cypriotism refers to the idea that Cyprus has its own sui generis
character and, thus, must be viewed as an entity which is independent from
both the motherlands of the two main communities of the island, that is,
Greece and Turkey’ (Mavratsas 1997: 4). However, the ascendancy of
‘Cypriotism’ was short-lived. As democratisation emerged in Greece, and
Andreas Papandreou came to power, Greek-Cypriots identified a ‘new
Greece, different from the Greece which had ‘betrayed’ its own child’, a
Greece with which ‘Greek Cypriots could again proudly identify without
enosis’ (Mavratsas 1997: 10).
Nationless states
Irredentist movements, partisan politics and the role of the Catholic Church
are key features of life in Malta but it has been argued that ‘national symbols
remain significant in their absence’ (Baldacchino 2002: 198). This is so,
Baldacchino (2009, this volume) argues, because although ‘Malta may have
been a politically distinct state for centuries’, nevertheless its people ‘find
enormous difficulties in projecting or imagining themselves as a nation, except
in a vague and distant cultural sense’. While for Abela (2005–6: 24–5) the
Maltese, ‘in continuation with the past, hold a strong sense of national
identity’ albeit one which is in transition from ‘an essentially local toward a
Conclusion
Notes
1 My sincere thanks are due to all of the participants in the workshop from which this article
emerged: Godfrey Baldacchino, Neil MacCormick; Eilidh MacPhail, Caesar Mavratsas, James
Mitchell, Jiri Priban and Richard Wyn Jones, as well as to the two anonymous referees. The
workshop was funded by the EU CONNEX Network of Excellence.
2 For an early elaboration of the concept of banal Europeanism upon which this article builds see
Cram 2001. ‘Imagining the Union: A Case of Banal Europeanism?’ in Wallace, Helen (ed)
Interlocking Dimensions of European Integration London: Palgrave.
3 It has been argued, for example, that Margaret Thatcher’s dismantling of the welfare state in
the UK may have fostered support for Scottish nationalism: ‘Defence of the welfare state had
priority and nationalism is contingent, hence many Scots in the 1980s argued that the best way of
defending this great British institution was by destroying Britain’ (Mitchell 1996: 54).
4 Unification nationalism, involving the ‘unification of a number of nominally sovereign states’
(Breuilly 1982: 65–89) (as occurred, for example, in Germany and Italy), is particularly
appropriate as a model for examining the European Union. Although these studies of states
and nations refer to an earlier, predemocratic era, there is still much to learn from students of
these phenomena.
5 Of course, the UK is usually seen to be an outlier in this context with a strong inclination
towards a UK identity. For the problems with this national-state-based analysis, see the section
below on stateless nations.
6 However, see Mitchell and MacPhail 2007 on the significance of the debate concerning
whether or not Scotland would automatically become a member of the EU on the achievement of
independence.
7 I am grateful to Gyorgy Schopflin MEP for this point.
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