Académique Documents
Professionnel Documents
Culture Documents
6WDWH6WUHHW&RUS
0610RQH\5HSRUW
*HQHUDWHG$0(7
4XRWH'HWDLO
6WDWH6WUHHW&RUS677
677TXRWH
XQFK
9ROXPH 1$
$YJ'DLO\9ROXPH 0LO 67 7 ,QWU DGD\& KDU W
'D\
V+LJK 1$
'D\
V/RZ 1$
2SHQ 1$
3UHYLRXV&ORVH
%LG
%LG6L]H
1<6(([FKDQJH
GPP\\\\
$VN 1$
'DWD6RXUFH&6,$0(7
4XRWHVGHOD\HGPLQXWHV
6WRFN$OHUWV
$QDO\VW5DWLQJV
7UDGH1RZ
/DVWWUDGH30(7
)LQDQFLDOGDWDLQ86GROODUV
1HZV DQDO\VLV
(7))ORZV)DYRU9DQJXDUG%DUURQ
V
%DQNV0XOOLQJ'LYLGHQG,QFUHDVHV$QDO\VWV
7KH6WUHHWFRP
:LNL/HDNV 'DWD'XPSV:HHNO\)LQDQFLDO
5HFDS7KH6WUHHWFRP
86([SDQVLRQ6WUXJJOHVWR%HFRPH%URDG
%DVHGDV-RE*URZWK/DJV%HKLQG
%ORRPEHUJ 1HZRQ0610RQH\
86(PSOR\HUV$GGHG)HZHU7KDQ
)RUHFDVW-REV8QHPSOR\PHQWDW +RZWRVHWXS\RXUILUVWN
%ORRPEHUJ
6SHFLDO5HSRUW:KDWGLG\RXGRLQWKH(7) ,I\RX
UHMXVWHQWHULQJWKHZRUNIRUFHQRZLVWKHEHVWWLPHWRHQVXUHWKDW
ZKHQ\RXPDNH\RXUH[LW\RXFDQUHWLUHFRPIRUWDEO\+HUHDUHJXLGHOLQHV
ZDUGDGG\"7KRPVRQ5HXWHUV
moneycentral.msn.com/…/sreport.asp… 1/10
2010.12.07 State Street Corp Report - MSN Money
(7)$VVHWV,QIORZV8S$V9DQJXDUG/DSV )LQGDEHWWHUEURNHU
)LHOG%DUURQ
V 7KHOD]\SHUVRQ
VJXLGHWRLQYHVWLQJ
6 3&RPSDQLHV:LWK:HHNO\(VWLPDWH FRVWO\PLVWDNHVLQYHVWRUVPDNH
5HYLVLRQV%ORRPEHUJ
0RUH6771HZV
<HDU&KDUW
&RPSDQ\5HSRUW
4XLFN)DFWV
6WDWH6WUHHW&RUSRUDWLRQLVDILQDQFLDOKROGLQJFRPSDQ\7KH
&RPSDQ\WKURXJKLWVVXEVLGLDULHVLQFOXGLQJLWVEDQNLQJVXEVLGLDU\
6WDWH6WUHHW%DQNDQG7UXVW&RPSDQ\SURYLGHVSURGXFWVDQG /RFDWLRQ 2QH/LQFROQ6WUHHW
VHUYLFHVIRULQVWLWXWLRQDOLQYHVWRUVZRUOGZLGH,WKDVWZROLQHVRI %RVWRQ0$
EXVLQHVV,QYHVWPHQW6HUYLFLQJDQG,QYHVWPHQW0DQDJHPHQW 3KRQH
7KHVHWZROLQHVRIEXVLQHVVSURYLGHVVHUYLFHVWRVXSSRUW )D[
LQVWLWXWLRQDOLQYHVWRUVLQFOXGLQJFXVWRG\UHFRUGNHHSLQJGDLO\
:HE6LWH KWWSZZZVWDWHVWUHHWFRP
SULFLQJDQGDGPLQLVWUDWLRQVKDUHKROGHUVHUYLFHVIRUHLJQH[FKDQJH
EURNHUDJHDQGRWKHUWUDGLQJVHUYLFHVVHFXULWLHVILQDQFHGHSRVLW ,QGXVWU\ 5HJLRQDO1RUWKHDVW%DQNV
DQGVKRUWWHUPLQYHVWPHQWIDFLOLWLHVORDQDQGOHDVHILQDQFLQJ
LQYHVWPHQWPDQDJHUDQGDOWHUQDWLYHLQYHVWPHQWPDQDJHU (PSOR\HHV
RSHUDWLRQVRXWVRXUFLQJSHUIRUPDQFHULVNDQGFRPSOLDQFHDQDO\WLFV
LQYHVWPHQWUHVHDUFKDQGLQYHVWPHQWPDQDJHPHQWLQFOXGLQJSDVVLYH ([FKDQJH 1<6(
DQGDFWLYH8QLWHG6WDWHVDQGQRQ8QLWHG6WDWHVHTXLW\DQGIL[HG
LQFRPHVWUDWHJLHV,Q0D\6WDWH6WUHHW&RUSRUDWLRQDFTXLUHG
)LQDQFLDOV
,QWHVD6DQSDRORCV6HFXULWLHV6HUYLFHVEXVLQHVV
/DVW0RQWKV <HDU*URZWK
6DOHV %LO
6WRFN$FWLYLW\ ,QFRPH %LO
/DVW3ULFH 'LYLGHQG5DWH
:HHN+LJK 'LYLGHQG<LHOG
:HHN/RZ 0RUHILQDQFLDOV
9ROXPH 1$
$YHUDJH'DLO\9ROXPHZN 0LO )XQGDPHQWDO'DWD
'D\0RYLQJ$YHUDJH 'HEW(TXLW\5DWLR
'D\0RYLQJ$YHUDJH *URVV0DUJLQ 1$
9RODWLOLW\EHWD 1HW3URILW0DUJLQ
moneycentral.msn.com/…/sreport.asp… 2/10
2010.12.07 State Street Corp Report - MSN Money
'HWDLOHGTXRWH 7RWDO6KDUHV2XWVWDQGLQJ 0LO
0DUNHW&DSLWDOL]DWLRQ %LO
)LQDQFLDOGDWDLQ86GROODUV
(DUQLQJV6KDUH
6WRFN6FRXWHU5DWLQJ
6WRFN3ULFH+LVWRU\ 0RUHILQDQFLDOUDWLRV
&KDQJH 5HODWLYH6WUHQJWK
I\L /DVW0RQWKV (DUQLQJV(VWLPDWHVI\L
/DVW0RQWKV 4WU(36(VWLPDWH
I\L /DVW0RQWKV )<(36(VWLPDWH
+LVWRULFDOFKDUWV &XUUHQW3(
)<(36(VWLPDWH
,QVWLWXWLRQDO6WDWLVWLFV )RUZDUG3(
$QDO\VW&RQVHQVXV 0RGHUDWH%X\ 1H[W(DUQLQJV5HOHDVH1$
,QVWLWXWLRQDO2ZQHUVKLS 0RUHDQDO\VWHVWLPDWHV
0RUH$QDO\VW5DWLQJV
:DQWWROHDUQKRZWRHYDOXDWHDVWRFN":DONWKURXJKWKHVWHSV
XVLQJWKH5HVHDUFK:L]DUG
$GYLVRU)<,
3ULFH9ROXPHDOHUWV
$QDO\VWDOHUWV
)LQDQFLDODOHUWV
,QVWLWXWLRQDO+ROGLQJV
2ZQHUVKLS,QIRUPDWLRQ
6KDUHV2XWVWDQGLQJ 0LO
,QVWLWXWLRQDO2ZQHUVKLS
7RS,QVWLWXWLRQV
0XWXDO)XQG2ZQHUVKLS
,QVLGHU2ZQHUVKLS
)ORDW
2ZQHUVKLS$FWLYLW\
'HVFULSWLRQ RI+ROGHUV 6KDUHV
7RWDO3RVLWLRQV
1HZ3RVLWLRQV
6ROGRXW3RVLWLRQV
1HW3RVLWLRQ&KDQJH
%X\HUV
6HOOHUV
(DUQLQJV(VWLPDWHV
moneycentral.msn.com/…/sreport.asp… 3/10
2010.12.07 State Street Corp Report - MSN Money
*URZWK5DWH
)LQDQFLDOGDWDLQ86GROODUV
)LQDQFLDOGDWDLQ86GROODUV
)LQDQFLDOGDWDLQ86GROODUV
5DWLQJV
6WDWH6WUHHW&RUS$QDO\VW5DWLQJV
=DFNVDYHUDJHEURNHUDJHUHFRPPHQGDWLRQLV0RGHUDWH%X\
$QDO\VW5DWLQJV
5HFRPPHQGDWLRQV &XUUHQW 0RQWK$JR 0RQWKV$JR 0RQWKV$JR
6WURQJ%X\
0RGHUDWH%X\
+ROG
0RGHUDWH6HOO
6WURQJ6HOO
0HDQ5HF
0HDQ5HFRPPHQGDWLRQ
&RQYHUVLRQ7DEOH
6WURQJ%X\
WKUX 0RGHUDWH%X\
WKUX +ROG
WKUX 0RGHUDWH6HOO
WKUX 6WURQJ6HOO
+LJKOLJKWV
)LQDQFLDOGDWDLQ86GROODUV
moneycentral.msn.com/…/sreport.asp… 4/10
2010.12.07 State Street Corp Report - MSN Money
)LQDQFLDO+LJKOLJKWV
6DOHV %LO 5HYHQXH6KDUH
,QFRPH %LO (DUQLQJV6KDUH
1HW3URILW0DUJLQ %RRN9DOXH6KDUH
5HWXUQRQ(TXLW\ 'LYLGHQG5DWH
'HEW(TXLW\5DWLR 3D\RXW5DWLR
5HYHQXH4XDUWHUO\5HVXOWVLQ0LOOLRQV
)< )< )<
VW4WU
QG4WU
UG4WU
WK4WU 1$
7RWDO
(DUQLQJV3HU6KDUH4XDUWHUO\5HVXOWV
)< )< )<
VW4WU
QG4WU
UG4WU
WK4WU 1$
7RWDO
4WURYHU4WU(36*URZWK5DWH
)< )< )<
VW4WU
QG4WU 1$
UG4WU 1$
WK4WU 1$
<URYHU<U(36*URZWK5DWH
)< )<
VW4WU
QG4WU 1$ 1$
UG4WU
WK4WU 1$
.H\5DWLRV
)LQDQFLDOGDWDLQ86GROODUV
moneycentral.msn.com/…/sreport.asp… 5/10
2010.12.07 State Street Corp Report - MSN Money
<U*URVV0DUJLQ<HDU$YJ 1$ 1$
<U3UH7D[0DUJLQ<HDU$YJ
<U1HW3URILW0DUJLQ<HDU$YJ
,QGXVWU\5HJLRQDO1RUWKHDVW%DQNV
&RPSXWHGUDWLRVDUHEDVHGRQODWHVWPRQWKV
UHVXOWV
6WDWHPHQWV
$QQXDO,QFRPH6WDWHPHQW
)LQDQFLDOGDWDLQ
86'ROODUV
9DOXHVLQ0LOOLRQV
([FHSWIRUSHU
VKDUHLWHPV
7RWDO$GMXVWPHQWVWR1HW,QFRPH
%DVLF:HLJKWHG$YHUDJH6KDUHV
%DVLF(36([FOXGLQJ([WUDRUGLQDU\,WHPV
%DVLF(36,QFOXGLQJ([WUDRUGLQDU\,WHPV
'LOXWHG:HLJKWHG$YHUDJH6KDUHV
'LOXWHG(36([FOXGLQJ([WURUGLQDU\,WHPV
'LOXWHG(36,QFOXGLQJ([WUDRUGLQDU\,WHPV
'LYLGHQGVSHU6KDUH&RPPRQ6WRFN3ULPDU\
,VVXH
*URVV'LYLGHQGV&RPPRQ6WRFN
'HSUHFLDWLRQ6XSSOHPHQWDO
1RUPDOL]HG,QFRPH%HIRUH7D[
1RUPDOL]HG,QFRPH$IWHU7D[HV
1RUPDOL]HG,QFRPH$YDLODEOHWR&RPPRQ
%DVLF1RUPDOL]HG(36
'LOXWHG1RUPDOL]HG(36
$PRUWL]DWLRQRI,QWDQJLEOHV
4XDUWHUO\,QFRPH6WDWHPHQW
)LQDQFLDOGDWDLQ
moneycentral.msn.com/…/sreport.asp… 7/10
2010.12.07 State Street Corp Report - MSN Money
)LQDQFLDOGDWDLQ
86'ROODUV
9DOXHVLQ0LOOLRQV
([FHSWIRUSHU
VKDUHLWHPV
7RWDO$GMXVWPHQWVWR1HW,QFRPH
%DVLF:HLJKWHG$YHUDJH6KDUHV
%DVLF(36([FOXGLQJ([WUDRUGLQDU\,WHPV
%DVLF(36,QFOXGLQJ([WUDRUGLQDU\,WHPV
'LOXWHG:HLJKWHG$YHUDJH6KDUHV
'LOXWHG(36([FOXGLQJ([WURUGLQDU\,WHPV
'LOXWHG(36,QFOXGLQJ([WUDRUGLQDU\,WHPV
'LYLGHQGVSHU6KDUH&RPPRQ6WRFN3ULPDU\
,VVXH
*URVV'LYLGHQGV&RPPRQ6WRFN
1RUPDOL]HG,QFRPH%HIRUH7D[
1RUPDOL]HG,QFRPH$IWHU7D[HV
1RUPDOL]HG,QFRPH$YDLODEOHWR&RPPRQ
%DVLF1RUPDOL]HG(36
'LOXWHG1RUPDOL]HG(36
$PRUWL]DWLRQRI,QWDQJLEOHV
moneycentral.msn.com/…/sreport.asp… 8/10
2010.12.07 State Street Corp Report - MSN Money
$QQXDO&DVKIORZ6WDWHPHQW
)LQDQFLDOGDWDLQ
86'ROODUV
9DOXHVLQ0LOOLRQV
([FHSWIRUSHU
VKDUHLWHPV
1HW&DVK%HJLQQLQJ%DODQFH
1HW&DVK(QGLQJ%DODQFH
&DVK7D[HV3DLG
4XDUWHUO\&DVKIORZ6WDWHPHQW
moneycentral.msn.com/…/sreport.asp… 9/10
2010.12.07 State Street Corp Report - MSN Money
)LQDQFLDOGDWDLQ
86'ROODUV
9DOXHVLQ0LOOLRQV
([FHSWIRUSHU
VKDUHLWHPV
1HW&DVK%HJLQQLQJ%DODQFH
1HW&DVK(QGLQJ%DODQFH
&DVK7D[HV3DLG
'DWDSURYLGHUV
&RS\ULJKW7KRPVRQ5HXWHUV&OLFNIRU5HVWULFWLRQV
$QDO\VW5HFRPPHQGDWLRQVGDWDSURYLGHGE\=DFNVFRP
6WRFNTXRWHVDQGLQGH[GDWDLQFOXGLQJZLWKRXWOLPLWDWLRQLQGH[YDOXHVDSSHDULQJRQWKHVHUYLFHDUHVXSSOLHGE\,QWHUDFWLYH
'DWD&RUSRUDWLRQ
6WRFN6FRXWHUGDWDSURYLGHGE\*UDGLHQW$QDO\WLFV,QF
moneycentral.msn.com/…/sreport.asp… 10/10